HoldingsChannel.com
Funds Holding BMY
HolderAmountPosition Size
($ in 1000's)
 As of
Vanguard Group Inc.194,860,154$12,508,074 12/31/2019
     BMY194,860,154$12,508,074 12/31/2019
BlackRock Inc. $11,002,242 12/31/2019
     BMY171,343,446$10,998,536 12/31/2019
     RIGHT 99 99 99991,230,852$3,706 12/31/2019
State Street Corp $6,408,348 12/31/2019
     BMY99,829,131$6,408,032 12/31/2019
     RIGHT 99 99 9999105,048$316 12/31/2019
Wellington Management Group LLP $5,358,059 12/31/2019
     BMY83,470,877$5,357,996 12/31/2019
     RIGHT 99 99 999920,631$63 12/31/2019
FMR LLC $4,685,872 12/31/2019
     BMY72,421,720$4,648,749 12/31/2019
     RIGHT 99 99 999912,333,459$37,123 12/31/2019
Renaissance Technologies LLC $3,907,840 12/31/2019
     BMY60,210,661$3,864,922 12/31/2019
     RIGHT 99 99 999914,258,560$42,918 12/31/2019
Dodge & Cox50,268,777$3,226,753 12/31/2019
     BMY50,268,777$3,226,753 12/31/2019
JPMorgan Chase & Co. $3,017,346 12/31/2019
     BMY51,486,478$3,304,917 12/31/2019
     Put5,687,200$365,062 12/31/2019
     RIGHT23,183,929$69,782 12/31/2019
     Call120,100$7,709 12/31/2019
Geode Capital Management LLC $2,463,324 12/31/2019
     BMY38,437,757$2,463,020 12/31/2019
     RIGHT 99 99 9999100,973$304 12/31/2019
Ameriprise Financial Inc. $2,131,365 12/31/2019
     BMY33,165,022$2,130,566 12/31/2019
     WT264,988$799 12/31/2019
Northern Trust Corp $2,012,424 12/31/2019
     BMY31,306,386$2,009,557 12/31/2019
     COM952,633$2,867 12/31/2019
Bank of America Corp DE $2,001,675 12/31/2019
     BMY28,009,986$1,797,962 12/31/2019
     Call4,135,900$265,484 12/31/2019
     Put962,300$61,771 12/31/2019
Norges Bank $1,752,639 12/31/2019
     BMY27,062,132$1,737,118 12/31/2019
     RIGHT 99 99 99995,156,121$15,521 12/31/2019
Invesco Ltd. $1,622,073 12/31/2019
     BMY25,262,588$1,621,605 12/31/2019
     RIGHT 99 99 9999155,702$468 12/31/2019
Bank of New York Mellon Corp $1,548,585 12/31/2019
     BMY24,107,783$1,547,479 12/31/2019
     RIGH367,524$1,106 12/31/2019
Primecap Management Co. CA22,821,855$1,464,935 12/31/2019
     BMY22,821,855$1,464,935 12/31/2019
Janus Henderson Group PLC $1,453,708 12/31/2019
     BMY21,975,001$1,410,457 12/31/2019
     RIGHT 99 99 999914,368,478$43,251 12/31/2019
Nuveen Asset Management LLC $1,372,400 12/31/2019
     BMY21,310,822$1,367,941 12/31/2019
     RIGHT 99 99 99991,481,662$4,459 12/31/2019
Morgan Stanley19,848,990$1,274,106 12/31/2019
     BMY19,848,990$1,274,106 12/31/2019
Charles Schwab Investment Management Inc.19,662,473$1,262,135 12/31/2019
     BMY19,662,473$1,262,135 12/31/2019
Goldman Sachs Group Inc. $1,069,164 12/31/2019
     BMY17,340,153$1,113,064 12/31/2019
     Put2,740,700$132,139 12/31/2019
     Call1,109,800$71,238 12/31/2019
     RTS5,648,201$17,001 12/31/2019
Legal & General Group Plc15,214,836$976,599 12/31/2019
     BMY15,214,836$976,599 12/31/2019
Loomis Sayles & Co. L P13,757,119$883,069 12/31/2019
     BMY13,757,119$883,069 12/31/2019
Capital World Investors12,705,535$815,568 12/31/2019
     BMY12,705,535$815,568 12/31/2019
Credit Suisse AG $757,538 12/31/2019
     BMY10,774,686$691,628 12/31/2019
     Call1,244,300$79,872 12/31/2019
     Put1,097,900$70,474 12/31/2019
     RIGHT 99 99 999918,774,898$56,512 12/31/2019
Price T Rowe Associates Inc. MD $728,644 12/31/2019
     BMY11,163,751$716,601 12/31/2019
     COMM STK4,000,845$12,043 12/31/2019
Wells Fargo & Company MN $698,367 12/31/2019
     BMY10,850,231$696,476 12/31/2019
     Call455,000$3,426 12/31/2019
     Put770,600$1,535 12/31/2019
Sumitomo Mitsui Trust Holdings Inc.10,527,341$671,013 12/31/2019
     BMY10,527,341$671,013 12/31/2019
Franklin Resources Inc. $654,792 12/31/2019
     BMY9,925,932$637,146 12/31/2019
     RIGHT 99 99 99995,862,728$17,646 12/31/2019
LSV Asset Management $625,874 12/31/2019
     BMY9,739,044$625,149 12/31/2019
     COM241,137$725 12/31/2019
Nordea Investment Management AB9,815,500$624,520 12/31/2019
     BMY9,815,500$624,520 12/31/2019
UBS Asset Management Americas Inc. $605,710 12/31/2019
     BMY9,431,928$605,435 12/31/2019
     RT WT DEV91,261$275 12/31/2019
UBS Group AG $568,167 12/31/2019
     BMY10,163,249$652,379 12/31/2019
     Put1,894,421$121,603 12/31/2019
     Call582,500$37,391 12/31/2019
Deutsche Bank AG $505,607 12/31/2019
     BMY7,850,401$503,909 12/31/2019
     RIGHT 99 99 9999567,153$1,701 12/31/2019
     Put55$3 12/31/2019
California Public Employees Retirement System7,827,076$502,420 12/31/2019
     BMY7,827,076$502,420 12/31/2019
Independent Franchise Partners LLP7,709,399$494,866 12/31/2019
     BMY7,709,399$494,866 12/31/2019
Parametric Portfolio Associates LLC $483,941 12/31/2019
     BMY7,537,837$483,854 12/31/2019
     Right28,850$87 12/31/2019
Swiss National Bank7,494,688$481,084 12/31/2019
     BMY7,494,688$481,084 12/31/2019
Dimensional Fund Advisors LP $462,744 12/31/2019
     BMY7,154,086$459,199 12/31/2019
     RIGHT1,177,646$3,545 12/31/2019
Allianz Asset Management GmbH $457,939 12/31/2019
     BMY7,435,544$477,287 12/31/2019
     Put435,600$27,961 12/31/2019
     Call125,300$8,043 12/31/2019
     RIGHT 99 99 9999189,649$570 12/31/2019
Eaton Vance Management6,662,525$427,574 12/31/2019
     BMY6,662,525$427,574 12/31/2019
American International Group Inc. $418,179 12/31/2019
     BMY6,513,304$418,089 12/31/2019
     RIGHT 99 99 999929,832$90 12/31/2019
Two Sigma Advisers LP6,502,031$417,365 12/31/2019
     BMY6,502,031$417,365 12/31/2019
Prudential Financial Inc.6,266,084$402,220 12/31/2019
     BMY6,266,084$402,220 12/31/2019
PNC Financial Services Group Inc.6,212,521$398,780 12/31/2019
     BMY6,212,521$398,780 12/31/2019
Royal Bank of Canada $388,041 12/31/2019
     BMY6,433,318$412,956 12/31/2019
     Put1,035,300$66,456 12/31/2019
     Call620,000$39,798 12/31/2019
     RIGHT 99 99 9999578,778$1,743 12/31/2019
Orbis Allan Gray Ltd $368,480 12/31/2019
     BMY5,481,869$351,881 12/31/2019
     RIGHT 99 99 99995,514,627$16,599 12/31/2019
Alliancebernstein L.P.5,691,823$365,358 12/31/2019
     BMY5,691,823$365,358 12/31/2019
FIL Ltd $365,321 12/31/2019
     BMY5,682,209$364,741 12/31/2019
     RIGHT 99 99 9999192,796$580 12/31/2019
New York State Common Retirement Fund5,495,947$352,785 12/31/2019
     BMY5,495,947$352,785 12/31/2019
Ruffer LLP $348,354 12/31/2019
     BMY5,253,374$337,100 12/31/2019
     RIGHT 99 99 99993,658,126$11,254 12/31/2019
Bank of Montreal Can $316,861 12/31/2019
     BMY4,681,701$300,518 12/31/2019
     Call300,000$19,257 12/31/2019
     Put45,400$2,914 12/31/2019
Amundi Pioneer Asset Management Inc. $311,699 12/31/2019
     BMY4,848,589$311,166 12/31/2019
     CONTNGNT VAL RT176,813$533 12/31/2019
Standard Life Aberdeen plc4,775,709$306,552 12/31/2019
     BMY4,775,709$306,552 12/31/2019
M&G Investment Management Ltd. $304,447 03/31/2020
     BMY5,410,255$302,974 03/31/2020
     RIGHT 99 99 9999368,203$1,473 03/31/2020
The Manufacturers Life Insurance Company  $294,269 12/31/2019
     BMY4,583,520$294,216 12/31/2019
     RIGHT 99 99 999917,710$53 12/31/2019
HAP Trading LLC $290,021 12/31/2019
     BMY4,484,109$287,835 12/31/2019
     RIGHT 99 99 9999470,526$1,416 12/31/2019
     Call135,300$832 12/31/2019
     Put709,300$62 12/31/2019
California State Teachers Retirement System4,428,393$284,259 12/31/2019
     BMY4,428,393$284,259 12/31/2019
Schroder Investment Management Group $273,753 12/31/2019
     BMY4,264,491$273,737 12/31/2019
     RTS5,368$16 12/31/2019
Baupost Group LLC MA4,000,000$256,760 12/31/2019
     BMY4,000,000$256,760 12/31/2019
Rhumbline Advisers3,960,508$254,225 12/31/2019
     BMY3,960,508$254,225 12/31/2019
American Century Companies Inc. $250,426 12/31/2019
     BMY3,862,541$247,937 12/31/2019
     RIGHT 99 99 9999827,051$2,489 12/31/2019
Skandinaviska Enskilda Banken AB publ  $241,821 12/31/2019
     BMY3,737,898$239,936 12/31/2019
     RIGHT 99 99 9999626,338$1,885 12/31/2019
Principal Financial Group Inc.3,718,473$238,688 12/31/2019
     BMY3,718,473$238,688 12/31/2019
Victory Capital Management Inc. $237,896 12/31/2019
     BMY3,342,817$214,575 12/31/2019
     CONB14,271,000$23,321 12/31/2019
Truist Financial Corp $236,581 12/31/2019
     BMY3,652,055$234,425 12/31/2019
     RIGHT 99 99 9999716,617$2,156 12/31/2019
AQR Capital Management LLC3,670,223$233,537 12/31/2019
     BMY3,670,223$233,537 12/31/2019
New York State Teachers Retirement System3,620,547$232,403 12/31/2019
     BMY3,620,547$232,403 12/31/2019
BNP Paribas Arbitrage SA $228,455 12/31/2019
     BMY2,724,944$174,914 12/31/2019
     Call23,592$151,437 12/31/2019
     Put15,251$97,896 12/31/2019
Glenmede Trust Co. NA $227,448 12/31/2019
     BMY3,487,368$223,853 12/31/2019
     COMMON1,194,663$3,595 12/31/2019
Neuberger Berman Group LLC $224,115 12/31/2019
     BMY3,461,276$222,180 12/31/2019
     Right642,638$1,935 12/31/2019
Great West Life Assurance Co. Can $203,494 12/31/2019
     BMY3,188,917$202,966 12/31/2019
     RIGHT 99 99 9999177,067$528 12/31/2019
State Board of Administration of Florida Retirement System3,079,552$197,676 12/31/2019
     BMY3,079,552$197,676 12/31/2019
Adage Capital Partners GP L.L.C. $197,047 12/31/2019
     BMY2,207,539$141,702 12/31/2019
     RIGHT 99 99 999918,387,040$55,345 12/31/2019
National Pension Service $180,339 12/31/2019
     BMY2,770,225$177,821 12/31/2019
     RIGHT 99 99 9999836,689$2,518 12/31/2019
US Bancorp DE $179,653 12/31/2019
     BMY2,770,129$177,815 12/31/2019
     OTHER611,031$1,838 12/31/2019
Voya Investment Management LLC $168,654 12/31/2019
     BMY2,625,750$168,548 12/31/2019
     RIGHT 99 99 999935,501$106 12/31/2019
Raymond James & Associates $166,541 12/31/2019
     BMY2,575,273$165,307 12/31/2019
     RIGHT 99 99 9999387,628$1,167 12/31/2019
     DBCV 9 140,000$67 12/31/2019
Stifel Financial Corp $166,270 12/31/2019
     BMY2,568,074$164,736 12/31/2019
     RIGHT 99 99 9999574,289$1,534 12/31/2019
Citadel Advisors LLC $164,749 12/31/2019
     BMY2,780,731$178,495 12/31/2019
     Put1,573,300$100,990 12/31/2019
     Call741,400$47,590 12/31/2019
     Cmn13,174,103$39,654 12/31/2019
Pzena Investment Management LLC2,537,875$162,906 12/31/2019
     BMY2,537,875$162,906 12/31/2019
Clearbridge Investments LLC $162,236 12/31/2019
     BMY2,561,248$162,229 12/31/2019
     RIGHT 99 99 99992,356$7 12/31/2019
Candriam Luxembourg S.C.A. $161,124 12/31/2019
     BMY2,498,642$160,388 12/31/2019
     RIGHT 99 99 9999244,618$736 12/31/2019
First Trust Advisors LP2,479,073$159,132 12/31/2019
     BMY2,479,073$159,132 12/31/2019
State of Wisconsin Investment Board $159,129 12/31/2019
     BMY2,471,997$158,677 12/31/2019
     RIGHT 99 99 99150,030$452 12/31/2019
Mitsubishi UFJ Trust & Banking Corp $158,406 12/31/2019
     BMY2,462,000$158,035 12/31/2019
     RIGHT 99 99 9999123,138$371 12/31/2019
Railway Pension Investments Ltd $147,531 12/31/2019
     BMY2,290,153$147,005 12/31/2019
     RIGHT 99 99 9999174,800$526 12/31/2019
Toronto Dominion Bank2,281,990$146,461 12/31/2019
     BMY2,281,990$146,461 12/31/2019
Laurion Capital Management LP $145,631 12/31/2019
     RIGHT 99 99 999949,981,491$150,445 12/31/2019
     Put265,000$17,010 12/31/2019
     Call190,000$12,196 12/31/2019
APG Asset Management N.V. $143,855 12/31/2019
     BMY2,504,898$143,242 12/31/2019
     RIGHT 99 99 9999228,608$613 12/31/2019
Russell Investments Group Ltd. $142,317 12/31/2019
     BMY2,213,334$141,802 12/31/2019
     Right158,977$479 12/31/2019
     Common Stock12,395$36 12/31/2019
Bellevue Group AG $136,566 12/31/2019
     BMY2,089,242$134,108 12/31/2019
     RIGHT 99 99 9999816,600$2,458 12/31/2019
Mn Services Vermogensbeheer B.V.2,124,454$136,369 12/31/2019
     BMY2,124,454$136,369 12/31/2019
Man Group plc $135,608 12/31/2019
     BMY2,080,838$133,568 12/31/2019
     RIGHT 99 99 9999677,537$2,040 12/31/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.2,090,607$134,196 12/31/2019
     BMY2,090,607$134,196 12/31/2019
Douglas Lane & Associates LLC $134,183 12/31/2019
     BMY2,056,901$132,032 12/31/2019
     COMMON714,692$2,151 12/31/2019
PGGM Investments2,018,933$129,595 12/31/2019
     BMY2,018,933$129,595 12/31/2019
Chevy Chase Trust Holdings Inc. $129,411 12/31/2019
     BMY2,015,692$129,386 12/31/2019
     COM8,464$25 12/31/2019
AMF Pensionsforsakring AB2,010,814$129,074 12/31/2019
     BMY2,010,814$129,074 12/31/2019
DAVENPORT & Co LLC $128,601 12/31/2019
     BMY1,998,996$128,316 12/31/2019
     RIGHT94,626$285 12/31/2019
Pictet Asset Management Ltd. $128,235 12/31/2019
     BMY1,962,260$125,957 12/31/2019
     RIGHT 99 99 9999756,737$2,278 12/31/2019
Korea Investment CORP $125,249 12/31/2019
     BMY1,922,033$123,375 12/31/2019
     RIGHT 99 99 9999622,651$1,874 12/31/2019
Fort Washington Investment Advisors Inc. OH $122,437 12/31/2019
     BMY1,906,167$122,357 12/31/2019
     Right26,445$80 12/31/2019
Canada Pension Plan Investment Board $122,256 12/31/2019
     BMY1,855,717$119,118 12/31/2019
     Right1,042,452$3,138 12/31/2019
Retirement Systems of Alabama1,904,448$122,247 12/31/2019
     BMY1,904,448$122,247 12/31/2019
Bank of Nova Scotia $120,140 12/31/2019
     BMY1,867,415$119,869 12/31/2019
     RIGHT 99 99 999990,000$271 12/31/2019
Hsbc Holdings PLC $118,588 12/31/2019
     BMY2,346,901$149,964 12/31/2019
     Put509,300$32,646 12/31/2019
     Call10,000$639 12/31/2019
     RIGHT 99 99 9999208,439$631 12/31/2019
Van ECK Associates Corp1,843,215$118,316 12/31/2019
     BMY1,843,215$118,316 12/31/2019
Swedbank1,828,635$116,539 12/31/2019
     BMY1,828,635$116,539 12/31/2019
Redmile Group LLC1,800,800$115,593 12/31/2019
     BMY1,800,800$115,593 12/31/2019
State of Tennessee Treasury Department1,777,189$114,078 12/31/2019
     BMY1,777,189$114,078 12/31/2019
Fifth Third Bancorp1,738,233$111,577 12/31/2019
     BMY1,738,233$111,577 12/31/2019
State of New Jersey Common Pension Fund D $111,461 12/31/2019
     BMY1,712,125$109,901 12/31/2019
     RIGHT 99 99 9999518,130$1,560 12/31/2019
Orbimed Advisors LLC $110,177 12/31/2019
     BMY1,700,000$109,123 12/31/2019
     RIGHT 99 99 9999350,000$1,054 12/31/2019
Citigroup Inc. $109,994 12/31/2019
     Put3,745,100$240,397 12/31/2019
     BMY3,454,498$221,745 12/31/2019
     Call9,957,794$128,626 12/31/2019
     DBCV 9 112,000$20 12/31/2019
DekaBank Deutsche Girozentrale1,672,491$107,926 12/31/2019
     BMY1,672,491$107,926 12/31/2019
M&T Bank Corp $107,846 12/31/2019
     BMY1,779,952$107,826 12/31/2019
     Call41$20 12/31/2019
Aperio Group LLC1,588,162$101,944 12/31/2019
     BMY1,588,162$101,944 12/31/2019
Susquehanna International Group LLP $101,643 12/31/2019
     Put9,822,800$630,526 12/31/2019
     Call6,043,200$387,913 12/31/2019
     BMY4,572,353$293,500 12/31/2019
     RIGHT 99 99 999916,862,439$50,756 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $101,161 12/31/2019
     BMY1,579,493$100,898 12/31/2019
     RIGHT 99 99 999986,200$263 12/31/2019
DNB Asset Management AS1,537,257$98,677 12/31/2019
     BMY1,537,257$98,677 12/31/2019
Westfield Capital Management Co. LP1,517,630$97,417 12/31/2019
     BMY1,517,630$97,417 12/31/2019
Massachusetts Financial Services Co. MA1,501,887$96,408 12/31/2019
     BMY1,501,887$96,408 12/31/2019
Public Employees Retirement System of Ohio $96,293 12/31/2019
     BMY1,480,685$95,045 12/31/2019
     COM414,746$1,248 12/31/2019
Lazard Asset Management LLC1,459,933$93,712 12/31/2019
     BMY1,459,933$93,712 12/31/2019
Teacher Retirement System of Texas $91,868 12/31/2019
     BMY1,430,673$91,835 12/31/2019
     RIGHT 99 99 999910,812$33 12/31/2019
AXA $88,030 12/31/2019
     BMY1,370,001$87,941 12/31/2019
     RIGHT 99 99 999929,432$89 12/31/2019
Strs Ohio1,360,221$87,312 12/31/2019
     BMY1,360,221$87,312 12/31/2019
Asset Management One Co. Ltd.1,324,709$85,033 12/31/2019
     BMY1,324,709$85,033 12/31/2019
Virginia Retirement Systems ET AL $83,894 12/31/2019
     BMY1,299,600$83,421 12/31/2019
     RIGHT 99 99 99157,100$473 12/31/2019
NWQ Investment Management Company LLC1,264,834$81,190 12/31/2019
     BMY1,264,834$81,190 12/31/2019
Gabelli Funds LLC $81,112 12/31/2019
     BMY1,219,400$78,273 12/31/2019
     WARRANT AND RIGH943,327$2,839 12/31/2019
Clark Capital Management Group Inc. $81,105 12/31/2019
     BMY1,262,899$81,065 12/31/2019
     RIGHT 99 99 999913,449$40 12/31/2019
Two Sigma Investments LP $79,877 12/31/2019
     BMY1,293,089$83,003 12/31/2019
     Put114,000$7,318 12/31/2019
     Call65,300$4,192 12/31/2019
Viking Global Investors LP $78,271 12/31/2019
     RIGHT 99 99 999926,003,584$78,271 12/31/2019
RE Advisers Corp1,217,677$78,163 12/31/2019
     BMY1,217,677$78,163 12/31/2019
Panagora Asset Management Inc. $77,196 12/31/2019
     BMY1,200,877$77,084 12/31/2019
     RIGHTS37,058$112 12/31/2019
Putnam Investments LLC1,197,882$76,892 12/31/2019
     BMY1,197,882$76,892 12/31/2019
AGF Investments Inc.1,185,480$76,096 12/31/2019
     BMY1,185,480$76,096 12/31/2019
Artemis Investment Management LLP1,177,005$75,446 12/31/2019
     BMY1,177,005$75,446 12/31/2019
Ensign Peak Advisors Inc $73,920 12/31/2019
     BMY1,149,661$73,796 12/31/2019
     COM41,294$124 12/31/2019
HighTower Advisors LLC $73,901 12/31/2019
     BMY1,151,654$73,887 12/31/2019
     Call3,000$14 12/31/2019
Aviva PLC1,124,236$72,165 12/31/2019
     BMY1,124,236$72,165 12/31/2019
River Road Asset Management LLC1,111,927$71,375 12/31/2019
     BMY1,111,927$71,375 12/31/2019
First Republic Investment Management Inc. $71,359 12/31/2019
     BMY1,103,592$70,840 12/31/2019
     RIGHT 99 99 9999172,351$519 12/31/2019
Abrams Capital Management L.P. $69,841 12/31/2019
     RIGHT 99 99 999923,202,869$69,841 12/31/2019
Treasurer of the State of North Carolina $69,714 12/31/2019
     BMY1,081,367$69,413 12/31/2019
     RIGHT 99 99 99100,000$301 12/31/2019
SG Americas Securities LLC $69,325 12/31/2019
     BMY900,139$57,780 12/31/2019
     Call1,811,600$13,345 12/31/2019
     Put3,160,700$1,931 12/31/2019
     RTS43,430$131 12/31/2019
Baird Financial Group Inc. $68,454 12/31/2019
     BMY1,061,104$68,112 12/31/2019
     COMMON113,598$342 12/31/2019
Kahn Brothers Group Inc. DE1,053,732$67,639 12/31/2019
     BMY1,053,732$67,639 12/31/2019
Polar Capital LLP1,050,395$67,425 12/31/2019
     BMY1,050,395$67,425 12/31/2019
Gateway Investment Advisers LLC1,009,796$64,819 12/31/2019
     BMY1,009,796$64,819 12/31/2019
HealthCor Management L.P. $63,377 12/31/2019
     BMY840,000$53,920 12/31/2019
     RIGHT 99 99 99993,141,841$9,457 12/31/2019
Cannell Peter B & Co. Inc. $62,698 12/31/2019
     BMY936,411$60,108 12/31/2019
     RIGHT 99 99 9999860,305$2,590 12/31/2019
NN Investment Partners Holdings N.V. $62,211 12/31/2019
     BMY969,162$62,211 12/31/2019
     RIGHT 99 99 999920,348$0 12/31/2019
Sector Gamma AS965,433$61,971 12/31/2019
     BMY965,433$61,971 12/31/2019
Gotham Asset Management LLC964,463$61,909 12/31/2019
     BMY964,463$61,909 12/31/2019
Commonwealth Equity Services LLC $61,166 12/31/2019
     BMY946,958$60,785 12/31/2019
     RIGHT 99 99 9999126,876$381 12/31/2019
KBC Group NV $60,913 12/31/2019
     BMY943,280$60,549 12/31/2019
     RIGHT 99 99 9999120,738$364 12/31/2019
Brandywine Global Investment Management LLC943,580$59,767 12/31/2019
     BMY943,580$59,767 12/31/2019
Royal London Asset Management Ltd.931,714$59,383 12/31/2019
     BMY931,714$59,383 12/31/2019
Sphera Funds Management LTD.915,000$58,734 12/31/2019
     BMY915,000$58,734 12/31/2019
Jane Street Group LLC $58,618 12/31/2019
     BMY750,306$48,161 12/31/2019
     Call227,400$14,597 12/31/2019
     Put151,500$9,725 12/31/2019
     RIGHT 99 99 99991,855,405$5,585 12/31/2019
Saturna Capital CORP909,053$58,352 12/31/2019
     BMY909,053$58,352 12/31/2019
Nisa Investment Advisors LLC896,125$57,522 12/31/2019
     BMY896,125$57,522 12/31/2019
Nan Shan Life Insurance Co. Ltd.893,126$57,330 12/31/2019
     BMY893,126$57,330 12/31/2019
Blair William & Co. IL $56,731 12/31/2019
     BMY871,930$55,969 12/31/2019
     RIGHT 99 99 9999253,014$762 12/31/2019
Smith Asset Management Group LP880,142$56,489 12/31/2019
     BMY880,142$56,489 12/31/2019
TIG Advisors LLC $56,278 12/31/2019
     BMY9,348,540$28,139 12/31/2019
     RIGHT 99 99 99999,348,540$28,139 12/31/2019
Hexavest Inc.1,006,321$56,092 03/31/2020
     BMY1,006,321$56,092 03/31/2020
AMP Capital Investors Ltd876,503$55,860 12/31/2019
     BMY876,503$55,860 12/31/2019
OLD Republic International Corp863,000$55,396 12/31/2019
     BMY863,000$55,396 12/31/2019
Alberta Investment Management Corp862,050$55,335 12/31/2019
     BMY862,050$55,335 12/31/2019
Los Angeles Capital Management & Equity Research Inc.853,444$54,783 12/31/2019
     BMY853,444$54,783 12/31/2019
Tekla Capital Management LLC $54,174 12/31/2019
     BMY774,862$49,738 12/31/2019
     Right1,473,710$4,436 12/31/2019
Envestnet Asset Management Inc. $54,048 12/31/2019
     BMY840,890$53,977 12/31/2019
     RIGHT 99 99 999923,727$71 12/31/2019
Keybank National Association OH $54,005 12/31/2019
     BMY833,205$53,483 12/31/2019
     RIGHT 99 173,507$522 12/31/2019
Altrinsic Global Advisors LLC807,417$51,828 12/31/2019
     BMY807,417$51,828 12/31/2019
Natixis $51,418 12/31/2019
     BMY805,056$51,306 12/31/2019
     RIGHT 99 99 999936,575$112 12/31/2019
Robeco Institutional Asset Management B.V.798,810$51,276 12/31/2019
     BMY798,810$51,276 12/31/2019
RNC Capital Management LLC792,583$50,876 12/31/2019
     BMY792,583$50,876 12/31/2019
TD Asset Management Inc. $50,004 12/31/2019
     BMY769,902$49,420 12/31/2019
     RIGHT 99 99 9999194,042$584 12/31/2019
Birchview Capital LP778,585$49,977 12/31/2019
     BMY778,585$49,977 12/31/2019
Janney Montgomery Scott LLC $49,460 12/31/2019
     BMY763,333$48,998 12/31/2019
     Warrant Right153,510$462 12/31/2019
Commerzbank Aktiengesellschaft FI $49,319 12/31/2019
     BMY756,728$48,574 12/31/2019
     RIGHT 99 99 9999247,669$745 12/31/2019
Samlyn Capital LLC763,174$48,988 12/31/2019
     BMY763,174$48,988 12/31/2019
LPL Financial LLC $48,969 12/31/2019
     BMY757,175$48,603 12/31/2019
     RIGHT 99 99 9999121,696$366 12/31/2019
Public Sector Pension Investment Board756,756$48,576 12/31/2019
     BMY756,756$48,576 12/31/2019
Zurcher Kantonalbank Zurich Cantonalbank  $48,051 12/31/2019
     BMY746,224$47,900 12/31/2019
     RIGHT 99 99 999950,289$151 12/31/2019
Regions Financial Corp720,668$46,260 12/31/2019
     BMY720,668$46,260 12/31/2019
Macquarie Group Ltd. $44,723 12/31/2019
     BMY692,848$44,473 12/31/2019
     RIGHT 99 99 999983,028$250 12/31/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund $44,358 12/31/2019
     BMY681,655$43,755 12/31/2019
     RIGHT 99 99 9999200,416$603 12/31/2019
Calamos Advisors LLC $43,324 12/31/2019
     BMY673,966$43,262 12/31/2019
     RIGHTS20,458$62 12/31/2019
London Co. of Virginia674,363$43,287 12/31/2019
     BMY674,363$43,287 12/31/2019
Sei Investments Co.671,240$43,088 12/31/2019
     BMY671,240$43,088 12/31/2019
MERIAN GLOBAL INVESTORS UK Ltd668,374$42,902 12/31/2019
     BMY668,374$42,902 12/31/2019
United Capital Financial Advisers LLC $42,587 12/31/2019
     BMY657,865$42,228 12/31/2019
     Common Stock119,214$359 12/31/2019
Meyer Handelman Co.655,938$42,104 12/31/2019
     BMY655,938$42,104 12/31/2019
Comerica Bank650,546$41,512 12/31/2019
     BMY650,546$41,512 12/31/2019
Parallax Volatility Advisers L.P. $41,260 12/31/2019
     Call1,243,200$79,802 12/31/2019
     Put731,200$38,585 12/31/2019
     BMY477$31 12/31/2019
     RIGHT 99 99 99993,860$12 12/31/2019
Natixis Advisors L.P.630,833$40,493 12/31/2019
     BMY630,833$40,493 12/31/2019
MetLife Investment Management LLC622,731$39,973 12/31/2019
     BMY622,731$39,973 12/31/2019
J. L. Bainbridge & Co. Inc. $39,323 12/31/2019
     BMY602,603$38,681 12/31/2019
     Call10,000$642 12/31/2019
Madison Asset Management LLC612,572$39,321 12/31/2019
     BMY612,572$39,321 12/31/2019
Cibc World Markets Corp612,471$39,315 12/31/2019
     BMY612,471$39,315 12/31/2019
Jennison Associates LLC591,548$37,971 12/31/2019
     BMY591,548$37,971 12/31/2019
Phoenix Holdings Ltd.592,074$37,743 12/31/2019
     BMY592,074$37,743 12/31/2019
Alps Advisors Inc.581,753$37,343 12/31/2019
     BMY581,753$37,343 12/31/2019
Farr Miller & Washington LLC DC579,268$37,183 12/31/2019
     BMY579,268$37,183 12/31/2019
Raymond James Financial Services Advisors Inc. $36,965 12/31/2019
     BMY570,633$36,629 12/31/2019
     RIGHT 99 99 9999111,739$336 12/31/2019
South Dakota Investment Council $36,881 12/31/2019
     BMY554,815$35,614 12/31/2019
     RIGHT 99 99 9999421,054$1,267 12/31/2019
AJO LP573,798$36,831 12/31/2019
     BMY573,798$36,831 12/31/2019
Oaktop Capital Management II L.P. $36,694 12/31/2019
     BMY554,991$35,625 12/31/2019
     Common Stock354,991$1,069 12/31/2019
Nikko Asset Management Americas Inc.567,404$36,422 12/31/2019
     BMY567,404$36,422 12/31/2019
State of Michigan Retirement System566,969$36,394 12/31/2019
     BMY566,969$36,394 12/31/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp553,243$35,513 12/31/2019
     BMY553,243$35,513 12/31/2019
Woodline Partners LP552,945$35,494 12/31/2019
     BMY552,945$35,494 12/31/2019
Gulf International Bank UK Ltd549,634$35,281 12/31/2019
     BMY549,634$35,281 12/31/2019
Payden & Rygel533,992$34,277 12/31/2019
     BMY533,992$34,277 12/31/2019
Berkshire Asset Management LLC PA532,199$34,162 12/31/2019
     BMY532,199$34,162 12/31/2019
United Services Automobile Association519,783$32,980 12/31/2019
     BMY519,783$32,980 12/31/2019
Peapack Gladstone Financial Corp512,426$32,893 12/31/2019
     BMY512,426$32,893 12/31/2019
Dana Investment Advisors Inc.509,807$32,725 12/31/2019
     BMY509,807$32,725 12/31/2019
Fisher Asset Management LLC509,326$32,694 12/31/2019
     BMY509,326$32,694 12/31/2019
Selkirk Management LLC $32,617 12/31/2019
     BMY248,250$15,935 12/31/2019
     DBCV 9 1248,250$15,935 12/31/2019
     RIGHT 99 99 9999248,250$747 12/31/2019
Manning & Napier Group LLC504,002$32,351 12/31/2019
     BMY504,002$32,351 12/31/2019
Ingalls & Snyder LLC $32,218 12/31/2019
     BMY496,995$31,902 12/31/2019
     RIGHT 99 99 9999104,849$316 12/31/2019
Armistice Capital LLC500,000$32,095 12/31/2019
     BMY500,000$32,095 12/31/2019
Nomura Asset Management Co. Ltd.499,303$32,050 12/31/2019
     BMY499,303$32,050 12/31/2019
MUFG Americas Holdings Corp $32,016 12/31/2019
     BMY498,534$32,000 12/31/2019
     RIGHT 99 99 99995,179$16 12/31/2019
Advisors Capital Management LLC497,871$31,958 12/31/2019
     BMY497,871$31,958 12/31/2019
Arizona State Retirement System484,133$31,076 12/31/2019
     BMY484,133$31,076 12/31/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.488,329$30,657 12/31/2019
     BMY488,329$30,657 12/31/2019
Gamco Investors INC. ET AL $30,601 12/31/2019
     BMY468,912$30,099 12/31/2019
     WARRANT AND RIGH166,744$502 12/31/2019
Vaughan David Investments LLC IL476,230$30,569 12/31/2019
     BMY476,230$30,569 12/31/2019
Assetmark Inc. $30,268 12/31/2019
     BMY471,366$30,257 12/31/2019
     WTS3,546$11 12/31/2019
Clifford Swan Investment Counsel LLC539,125$30,051 03/31/2020
     BMY539,125$30,051 03/31/2020
ProShare Advisors LLC461,830$29,645 12/31/2019
     BMY461,830$29,645 12/31/2019
Shufro Rose & Co. LLC459,588$29,501 12/31/2019
     BMY459,588$29,501 12/31/2019
Utah Retirement Systems $29,052 12/31/2019
     BMY446,330$28,650 12/31/2019
     RIGHT 99 99 9999133,573$402 12/31/2019
Tocqueville Asset Management L.P. $28,909 12/31/2019
     BMY448,720$28,803 12/31/2019
     COM35,213$106 12/31/2019
Pinebridge Investments L.P.450,205$28,898 12/31/2019
     BMY450,205$28,898 12/31/2019
CMT Capital Markets Trading GmbH $28,834 12/31/2019
     Call746,000$47,886 12/31/2019
     Put296,800$19,052 12/31/2019
Terril Brothers Inc.445,064$28,569 12/31/2019
     BMY445,064$28,569 12/31/2019
Blackhill Capital Inc. $27,619 12/31/2019
     BMY428,964$27,535 12/31/2019
     COM28,000$84 12/31/2019
Alpine Associates Management Inc. $27,608 12/31/2019
     RIGHT 99 99 99999,172,216$27,608 12/31/2019
ClariVest Asset Management LLC $27,505 12/31/2019
     BMY428,479$27,505 12/31/2019
     RIGHT 99 99 999962$0 12/31/2019
Public Employees Retirement Association of Colorado426,075$27,350 12/31/2019
     BMY426,075$27,350 12/31/2019
Cresset Asset Management LLC395,794$27,204 12/31/2019
     BMY395,794$27,204 12/31/2019
Bourne Lent Asset Management Inc.422,735$27,136 12/31/2019
     BMY422,735$27,136 12/31/2019
QS Investors LLC $27,027 12/31/2019
     BMY425,828$26,972 12/31/2019
     RIGHT 99 99 999917,126$55 12/31/2019
Commerce Bank $26,992 12/31/2019
     BMY413,555$26,546 12/31/2019
     RIGHT 99 99 9999148,035$446 12/31/2019
Metropolitan Life Insurance Co NY418,365$26,855 12/31/2019
     BMY418,365$26,855 12/31/2019
Penn Davis Mcfarland Inc.417,346$26,789 12/31/2019
     BMY417,346$26,789 12/31/2019
Zurich Insurance Group Ltd FI417,103$26,774 12/31/2019
     BMY417,103$26,774 12/31/2019
Texas Permanent School Fund414,797$26,626 12/31/2019
     BMY414,797$26,626 12/31/2019
John G Ullman & Associates Inc.414,748$26,622 12/31/2019
     BMY414,748$26,622 12/31/2019
Mackay Shields LLC411,443$26,410 12/31/2019
     BMY411,443$26,410 12/31/2019
Cambridge Investment Research Advisors Inc. $26,370 12/31/2019
     BMY404,750$25,981 12/31/2019
     99 99 9999129,143$389 12/31/2019
Wesbanco Bank Inc.409,746$26,302 12/31/2019
     BMY409,746$26,302 12/31/2019
S&CO Inc.405,114$26,004 12/31/2019
     BMY405,114$26,004 12/31/2019
Endurant Capital Management LP401,434$25,768 12/31/2019
     BMY401,434$25,768 12/31/2019
Capital Research Global Investors400,000$25,676 12/31/2019
     BMY400,000$25,676 12/31/2019
TCTC Holdings LLC397,915$25,543 12/31/2019
     BMY397,915$25,543 12/31/2019
State of Alaska Department of Revenue457,127$25,479 03/31/2020
     BMY457,127$25,479 03/31/2020
Wedgewood Partners Inc.391,442$25,125 12/31/2019
     BMY391,442$25,125 12/31/2019
Factory Mutual Insurance Co.388,177$24,918 12/31/2019
     BMY388,177$24,918 12/31/2019
Bluefin Trading LLC $24,900 12/31/2019
     BMY284,754$18,278 12/31/2019
     RIGHT 99 99 99992,111,398$6,356 12/31/2019
     Call138,600$274 12/31/2019
     Put184,400$8 12/31/2019
Amalgamated Bank384,882$24,706 12/31/2019
     BMY384,882$24,706 12/31/2019
GAM Holding AG $24,650 12/31/2019
     BMY418,064$26,835 12/31/2019
     Put38,000$2,439 12/31/2019
     RIGHT 99 99 999984,306$254 12/31/2019
Oregon Public Employees Retirement Fund $24,590 12/31/2019
     BMY382,146$24,530 12/31/2019
     COM20,071$60 12/31/2019
LMR Partners LLP $24,537 12/31/2019
     COM6,719,513$20,226 12/31/2019
     BMY67,161$4,311 12/31/2019
Westpac Banking Corp $24,533 12/31/2019
     BMY381,522$24,490 12/31/2019
     RIGHT 99 99 9999 AD14,161$43 12/31/2019
Norinchukin Bank The380,582$24,430 12/31/2019
     BMY380,582$24,430 12/31/2019
Deprince Race & Zollo Inc.380,298$24,411 12/31/2019
     BMY380,298$24,411 12/31/2019
Mutual of America Capital Management LLC $24,143 12/31/2019
     BMY374,631$24,048 12/31/2019
     Equities31,640$95 12/31/2019
Chescapmanager LLC $23,533 12/31/2019
     BMY340,852$21,879 12/31/2019
     RIGHT 99 99 9999549,481$1,654 12/31/2019
Oppenheimer & Co. Inc. $23,531 12/31/2019
     BMY364,055$23,369 12/31/2019
     RIGHT 99 99 999953,883$162 12/31/2019
TIAA FSB366,218$23,508 12/31/2019
     BMY366,218$23,508 12/31/2019
BP PLC $23,383 12/31/2019
     BMY358,000$22,959 12/31/2019
     COM138,000$424 12/31/2019
CIBC World Markets Inc. $23,331 12/31/2019
     BMY359,288$23,063 12/31/2019
     RIGHT 99 99 88,974$268 12/31/2019
Xact Kapitalforvaltning AB360,202$23,121 12/31/2019
     BMY360,202$23,121 12/31/2019
Avalon Investment & Advisory359,736$23,091 12/31/2019
     BMY359,736$23,091 12/31/2019
Martingale Asset Management L P348,907$22,398 12/31/2019
     BMY348,907$22,398 12/31/2019
Private Advisor Group LLC345,476$22,176 12/31/2019
     BMY345,476$22,176 12/31/2019
Ilmarinen Mutual Pension Insurance Co $22,005 12/31/2019
     BMY340,000$21,825 12/31/2019
     RIGHT 99 99 999986,000$180 12/31/2019
Rhenman & Partners Asset Management AB340,000$21,825 12/31/2019
     BMY340,000$21,825 12/31/2019
Moody Lynn & Lieberson LLC338,817$21,749 12/31/2019
     BMY338,817$21,749 12/31/2019
Mason Street Advisors LLC334,461$21,469 12/31/2019
     BMY334,461$21,469 12/31/2019
KLCM Advisors Inc.333,565$21,412 12/31/2019
     BMY333,565$21,412 12/31/2019
Argent Capital Management LLC333,264$21,392 12/31/2019
     BMY333,264$21,392 12/31/2019
Piedmont Investment Advisors Inc.330,562$21,219 12/31/2019
     BMY330,562$21,219 12/31/2019
Third Point LLC $21,070 12/31/2019
     RIGHT 99 99 99997,000,000$21,070 12/31/2019
Creative Planning $20,991 12/31/2019
     BMY324,394$20,823 12/31/2019
     RIGHT 99 99 999953,888$162 12/31/2019
     Call300$6 12/31/2019
     Put1,000$0 12/31/2019
Dudley & Shanley Inc.322,875$20,725 12/31/2019
     BMY322,875$20,725 12/31/2019
CIBC Private Wealth Group LLC $20,560 12/31/2019
     BMY318,533$20,446 12/31/2019
     RIGHT 99 99 999938,029$114 12/31/2019
Huntington National Bank317,844$20,403 12/31/2019
     BMY317,844$20,403 12/31/2019
Wealthstreet Investment Advisors LLC $20,380 12/31/2019
     BMY310,951$19,960 12/31/2019
     RIGHT 99 99 9999139,313$420 12/31/2019
Ladenburg Thalmann Financial Services Inc.317,929$20,197 12/31/2019
     BMY317,929$20,197 12/31/2019
Braun Stacey Associates Inc.311,745$20,011 12/31/2019
     BMY311,745$20,011 12/31/2019
AustralianSuper Pty Ltd310,401$19,925 12/31/2019
     BMY310,401$19,925 12/31/2019
Callodine Capital Management LP310,000$19,899 12/31/2019
     BMY310,000$19,899 12/31/2019
Edmond DE Rothschild Holding S.A. $19,758 12/31/2019
     BMY306,663$19,684 12/31/2019
     RIGHT 99 99 999924,460$74 12/31/2019
Nissay Asset Management Corp Japan ADV307,482$19,737 12/31/2019
     BMY307,482$19,737 12/31/2019
Pinnacle Associates Ltd. $19,709 12/31/2019
     BMY305,382$19,602 12/31/2019
     RIGHT 99 99 999935,644$107 12/31/2019
Cambridge Trust Co.301,855$19,376 12/31/2019
     BMY301,855$19,376 12/31/2019
Iron Triangle Partners LP300,000$19,257 12/31/2019
     BMY300,000$19,257 12/31/2019
D.A. Davidson & CO. $19,079 12/31/2019
     BMY296,168$19,007 12/31/2019
     RIGHT 99 99 999924,005$72 12/31/2019
Tredje AP fonden288,881$18,543 12/31/2019
     BMY288,881$18,543 12/31/2019
Impax Asset Management Group plc288,080$18,492 12/31/2019
     BMY288,080$18,492 12/31/2019
Gyroscope Capital Management Group LLC $18,474 12/31/2019
     BMY284,957$18,291 12/31/2019
     RIGHT 99 99 999989,052$268 12/31/2019
     Put701$85 12/31/2019
Guggenheim Capital LLC $18,397 12/31/2019
     BMY286,034$18,361 12/31/2019
     RIGHT 99 99 999912,028$36 12/31/2019
Kornitzer Capital Management Inc. KS284,845$18,284 12/31/2019
     BMY284,845$18,284 12/31/2019
J. Goldman & Co LP $18,188 12/31/2019
     Call168,037$18,188 12/31/2019
Employees Retirement System of Texas $17,998 12/31/2019
     BMY275,500$17,684 12/31/2019
     RIGHT 99 99 9999104,300$314 12/31/2019
Stratos Wealth Partners LTD.277,376$17,805 12/31/2019
     BMY277,376$17,805 12/31/2019
Fort Pitt Capital Group LLC274,122$17,596 12/31/2019
     BMY274,122$17,596 12/31/2019
Dai Ichi Life Insurance Company Ltd $17,569 12/31/2019
     BMY271,409$17,422 12/31/2019
     RIGHT 99 99 999948,944$147 12/31/2019
Pacer Advisors Inc.271,371$17,419 12/31/2019
     BMY271,371$17,419 12/31/2019
Hartford Investment Management Co.271,080$17,401 12/31/2019
     BMY271,080$17,401 12/31/2019
Nicholas Company Inc.270,870$17,387 12/31/2019
     BMY270,870$17,387 12/31/2019
Caisse DE Depot ET Placement DU Quebec $17,246 12/31/2019
     BMY256,141$16,442 12/31/2019
     RIGHTS267,000$804 12/31/2019
Beryl Capital Management LLC $17,219 12/31/2019
     RIGHT 99 99 99995,720,607$17,219 12/31/2019
Loews Corp260,000$16,689 12/31/2019
     BMY260,000$16,689 12/31/2019
FCG Advisors LLC $16,552 12/31/2019
     BMY245,020$15,728 12/31/2019
     RIGHT273,868$824 12/31/2019
Advisor Group Inc. $16,285 12/31/2019
     BMY253,647$16,286 12/31/2019
     Put10$1 12/31/2019
Foundry Partners LLC253,012$16,241 12/31/2019
     BMY253,012$16,241 12/31/2019
Mirae Asset Global Investments Co. Ltd.252,355$16,199 12/31/2019
     BMY252,355$16,199 12/31/2019
Worldquant Millennium Advisors LLC250,341$16,069 12/31/2019
     BMY250,341$16,069 12/31/2019
Rockefeller Capital Management L.P. $15,922 12/31/2019
     BMY246,899$15,850 12/31/2019
     RIGHT 99 99 999923,943$72 12/31/2019
Synovus Financial Corp $15,546 12/31/2019
     BMY241,943$15,511 12/31/2019
     RIGHT 99 99 999914,638$35 12/31/2019
Arnhold LLC239,133$15,350 12/31/2019
     BMY239,133$15,350 12/31/2019
Cullinan Associates Inc.273,294$15,233 03/31/2020
     BMY273,294$15,233 03/31/2020
Teachers Retirement System of The State of Kentucky $15,214 12/31/2019
     BMY233,709$15,002 12/31/2019
     COM70,500$212 12/31/2019
Chartwell Investment Partners LLC236,521$15,182 12/31/2019
     BMY236,521$15,182 12/31/2019
Achmea Investment Management B.V.236,459$15,180 12/31/2019
     BMY236,459$15,180 12/31/2019
Securian Asset Management Inc236,113$15,156 12/31/2019
     BMY236,113$15,156 12/31/2019
Franklin Street Advisors Inc. NC234,105$15,027 12/31/2019
     BMY234,105$15,027 12/31/2019
British Airways Pensions Investment Management Ltd232,551$14,927 12/31/2019
     BMY232,551$14,927 12/31/2019
CENTRAL TRUST Co $14,736 12/31/2019
     BMY226,371$14,531 12/31/2019
     RIGHTS AND WARR67,887$205 12/31/2019
Goelzer Investment Management Inc.227,631$14,612 12/31/2019
     BMY227,631$14,612 12/31/2019
Transcend Wealth Collective LLC $14,492 12/31/2019
     BMY203,211$13,044 12/31/2019
     WARRANTS481,095$1,448 12/31/2019
Cullen Frost Bankers Inc. $14,396 12/31/2019
     BMY223,402$14,340 12/31/2019
     COMMON STOCK18,602$56 12/31/2019
ING Groep NV $14,363 12/31/2019
     BMY221,683$14,230 12/31/2019
     RIGHT 99 99 999944,276$133 12/31/2019
Mairs & Power INC222,457$14,280 12/31/2019
     BMY222,457$14,280 12/31/2019
CIBC Asset Management Inc220,647$14,163 12/31/2019
     BMY220,647$14,163 12/31/2019
HBK Investments L P $14,144 12/31/2019
     Call6,554,000$23,882 12/31/2019
     Put151,700$9,738 12/31/2019
Kovitz Investment Group Partners LLC $14,107 12/31/2019
     BMY219,210$14,071 12/31/2019
     RIGHT 99 99 999912,140$36 12/31/2019
Sectoral Asset Management Inc219,474$14,088 12/31/2019
     BMY219,474$14,088 12/31/2019
Welch & Forbes LLC218,664$14,036 12/31/2019
     BMY218,664$14,036 12/31/2019
Mount Yale Investment Advisors LLC $13,997 12/31/2019
     BMY216,404$13,623 12/31/2019
     RIGHT 99 99 9999107,598$374 12/31/2019
Integral Health Asset Management LLC $13,852 12/31/2019
     BMY190,000$12,196 12/31/2019
     RIGHT 99 99 9999550,000$1,656 12/31/2019
ZWJ Investment Counsel Inc. $13,822 12/31/2019
     BMY206,316$13,243 12/31/2019
     RIGHT 99 99 9999192,419$579 12/31/2019
Veritable L.P. $13,733 12/31/2019
     BMY212,760$13,657 12/31/2019
     RIGHT 99 99 999925,354$76 12/31/2019
Summit Global Investments209,657$13,458 12/31/2019
     BMY209,657$13,458 12/31/2019
Weiss Multi Strategy Advisers LLC207,409$13,314 12/31/2019
     BMY207,409$13,314 12/31/2019
Oppenheimer Asset Management Inc.206,857$13,279 12/31/2019
     BMY206,857$13,279 12/31/2019
Brown Advisory Inc. $13,141 12/31/2019
     BMY203,793$13,082 12/31/2019
     RIGHT 99 99 999920,575$59 12/31/2019
Gabalex Capital Management LLC200,000$12,838 12/31/2019
     BMY200,000$12,838 12/31/2019
OMERS ADMINISTRATION Corp198,900$12,767 12/31/2019
     BMY198,900$12,767 12/31/2019
Pennsylvania Trust Co197,844$12,699 12/31/2019
     BMY197,844$12,699 12/31/2019
IFM Investors Pty Ltd233,376$12,693 03/31/2020
     BMY233,376$12,693 03/31/2020
Stock Yards Bank & Trust Co.226,190$12,607 03/31/2020
     BMY226,190$12,607 03/31/2020
Silvercrest Asset Management Group LLC $12,500 12/31/2019
     BMY193,495$12,420 12/31/2019
     RIGHT 99 99 999926,637$80 12/31/2019
Associated Banc Corp $12,386 12/31/2019
     BMY191,681$12,304 12/31/2019
     RIGHT 99 99 999927,363$82 12/31/2019
Captrust Financial Advisors $12,237 12/31/2019
     BMY192,574$12,198 12/31/2019
     RIGHT 99 99 999912,880$39 12/31/2019
Hyman Charles D190,352$12,219 12/31/2019
     BMY190,352$12,219 12/31/2019
Northwestern Mutual Wealth Management Co.189,943$12,192 12/31/2019
     BMY189,943$12,192 12/31/2019
Hosking Partners LLP186,451$11,968 12/31/2019
     BMY186,451$11,968 12/31/2019
Tufton Capital Management185,472$11,905 12/31/2019
     BMY185,472$11,905 12/31/2019
Colony Group LLC $11,855 12/31/2019
     BMY183,504$11,779 12/31/2019
     Right25,211$76 12/31/2019
Norris Perne & French LLP MI183,412$11,773 12/31/2019
     BMY183,412$11,773 12/31/2019
New Mexico Educational Retirement Board $11,759 12/31/2019
     BMY180,634$11,595 12/31/2019
     COM54,430$164 12/31/2019
Sheaff Brock Investment Advisors LLC $11,709 12/31/2019
     BMY173,385$11,130 12/31/2019
     Call8,000$514 12/31/2019
     RIGHT 99 99 999921,667$65 12/31/2019
Investment Management of Virginia LLC182,385$11,707 12/31/2019
     BMY182,385$11,707 12/31/2019
Shell Asset Management Co.182,332$11,704 12/31/2019
     BMY182,332$11,704 12/31/2019
Osher Van de Voorde Investment Management181,470$11,649 12/31/2019
     BMY181,470$11,649 12/31/2019
Origin Asset Management LLP180,500$11,586 12/31/2019
     BMY180,500$11,586 12/31/2019
Howe & Rusling Inc. $11,542 12/31/2019
     BMY179,787$11,541 12/31/2019
     RIGHT 99 99 9999325$1 12/31/2019
Gofen & Glossberg LLC IL177,305$11,381 12/31/2019
     BMY177,305$11,381 12/31/2019
BOKF NA $11,377 12/31/2019
     BMY175,821$11,286 12/31/2019
     RIGHT 99 99 999930,204$91 12/31/2019
Community Bank N.A. $11,372 12/31/2019
     BMY177,014$11,362 12/31/2019
     WARRANTS & RIGHTS3,200$10 12/31/2019
Gradient Investments LLC $11,355 03/31/2020
     BMY203,705$11,354 03/31/2020
     RIGHT 99 99 9999281$1 03/31/2020
Janney Capital Management LLC176,700$11,342 12/31/2019
     BMY176,700$11,342 12/31/2019
CapWealth Advisors LLC174,142$11,178 12/31/2019
     BMY174,142$11,178 12/31/2019
People s United Financial Inc. $11,166 12/31/2019
     BMY170,116$10,920 12/31/2019
     RIGHT 99 99 999982,206$246 12/31/2019
Belpointe Asset Management LLC173,314$11,124 12/31/2019
     BMY173,314$11,124 12/31/2019
Northern Oak Wealth Management Inc. $11,093 12/31/2019
     BMY172,582$11,078 12/31/2019
     RIGHT 99 99 99995,050$15 12/31/2019
Davidson Kempner Capital Management LP $11,060 12/31/2019
     RIGHT 99 99 99993,674,458$11,060 12/31/2019
Edgemoor Investment Advisors Inc.171,998$11,040 12/31/2019
     BMY171,998$11,040 12/31/2019
Harvey Capital Management Inc. $10,865 12/31/2019
     BMY166,396$10,680 12/31/2019
     RIGHT 99 99 9961,596$185 12/31/2019
Financial Counselors Inc.168,235$10,799 12/31/2019
     BMY168,235$10,799 12/31/2019
PDT Partners LLC167,703$10,765 12/31/2019
     BMY167,703$10,765 12/31/2019
World Asset Management Inc166,884$10,712 12/31/2019
     BMY166,884$10,712 12/31/2019
Whittier Trust Co. $10,704 12/31/2019
     BMY164,025$10,528 12/31/2019
     WARRANTS & RIGHTS58,636$176 12/31/2019
Grimes & Company Inc.166,377$10,680 12/31/2019
     BMY166,377$10,680 12/31/2019
IMC Chicago LLC $10,677 12/31/2019
     BMY245,836$15,780 12/31/2019
     Put207,900$13,345 12/31/2019
     Call128,400$8,242 12/31/2019
Heritage Investors Management Corp $10,618 12/31/2019
     BMY164,071$10,532 12/31/2019
     RTS EXP 12 31 2028,427$86 12/31/2019
Kiwi Wealth Investments Limited Partnership165,372$10,615 12/31/2019
     BMY165,372$10,615 12/31/2019
Cutler Group LP $10,601 12/31/2019
     BMY159,357$10,229 12/31/2019
     Put849,600$655 12/31/2019
     Call378,600$569 12/31/2019
     RIGHT 99 99 9999152,416$458 12/31/2019
Jacobs Levy Equity Management Inc.162,079$10,404 12/31/2019
     BMY162,079$10,404 12/31/2019
Andra AP fonden161,600$10,373 12/31/2019
     BMY161,600$10,373 12/31/2019
Atria Investments LLC $10,368 12/31/2019
     BMY161,017$10,336 12/31/2019
     RIGHT 99 99 999910,781$32 12/31/2019
WBI Investments Inc.160,188$10,282 12/31/2019
     BMY160,188$10,282 12/31/2019
Moore Capital Management LP160,116$10,278 12/31/2019
     BMY160,116$10,278 12/31/2019
Twin Tree Management LP $10,257 12/31/2019
     Put367,700$23,603 12/31/2019
     BMY298,691$19,173 12/31/2019
     Call228,800$14,687 12/31/2019
Covington Capital Management159,628$10,247 12/31/2019
     BMY159,628$10,247 12/31/2019
Cutler Investment Counsel LLC158,834$10,196 12/31/2019
     BMY158,834$10,196 12/31/2019
Rock Springs Capital Management LP $10,186 12/31/2019
     BMY150,000$9,629 12/31/2019
     RIGHT 99 99 9999185,150$557 12/31/2019
UMB Bank N A MO157,656$10,120 12/31/2019
     BMY157,656$10,120 12/31/2019
Green Square Asset Management LLC157,288$10,096 12/31/2019
     BMY157,288$10,096 12/31/2019
Azimuth Capital Management LLC157,232$10,093 12/31/2019
     BMY157,232$10,093 12/31/2019
CS Mckee LP $10,087 12/31/2019
     BMY150,100$9,635 12/31/2019
     CONTI VAL RIGHTS WI150,100$452 12/31/2019
Redpoint Investment Management Pty Ltd156,011$10,014 12/31/2019
     BMY156,011$10,014 12/31/2019
Logos Global Management LP $10,002 12/31/2019
     RIGHT 99 99 99993,322,816$10,002 12/31/2019
Boston Private Wealth LLC $9,945 12/31/2019
     BMY152,756$9,805 12/31/2019
     RIGHT46,621$140 12/31/2019
Neville Rodie & Shaw Inc.177,409$9,888 03/31/2020
     BMY177,409$9,888 03/31/2020
Howland Capital Management LLC $9,864 12/31/2019
     BMY148,119$9,508 12/31/2019
     RIGHT 99 99 9999118,210$356 12/31/2019
Scotia Capital Inc.152,279$9,776 12/31/2019
     BMY152,279$9,776 12/31/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS150,957$9,690 12/31/2019
     BMY150,957$9,690 12/31/2019
Dundas Partners LLP150,953$9,682 12/31/2019
     BMY150,953$9,682 12/31/2019
Varma Mutual Pension Insurance Co150,000$9,628 12/31/2019
     BMY150,000$9,628 12/31/2019
Guinness Asset Management Ltd148,420$9,527 12/31/2019
     BMY148,420$9,527 12/31/2019
North Growth Management Ltd.148,000$9,526 12/31/2019
     BMY148,000$9,526 12/31/2019
Sumitomo Mitsui DS Asset Management Company Ltd147,626$9,476 12/31/2019
     BMY147,626$9,476 12/31/2019
Tradition Asset Management LLC147,575$9,472 12/31/2019
     BMY147,575$9,472 12/31/2019
1832 Asset Management L.P.149,418$9,465 12/31/2019
     BMY149,418$9,465 12/31/2019
Banque Pictet & Cie SA $9,453 12/31/2019
     BMY143,661$9,222 12/31/2019
     RIGHT 99 99 999976,871$231 12/31/2019
Bailard Inc.146,745$9,420 12/31/2019
     BMY146,745$9,420 12/31/2019
Williams Jones Wealth Management LLC.145,864$9,363 12/31/2019
     BMY145,864$9,363 12/31/2019
Sentry Investment Management LLC $9,352 12/31/2019
     BMY145,645$9,349 12/31/2019
     Common869$3 12/31/2019
Tower Bridge Advisors144,978$9,306 12/31/2019
     BMY144,978$9,306 12/31/2019
Johnson Investment Counsel Inc.144,714$9,289 12/31/2019
     BMY144,714$9,289 12/31/2019
Steward Partners Investment Advisory LLC $9,272 12/31/2019
     BMY143,617$9,218 12/31/2019
     RIGHT 99 99 999918,263$54 12/31/2019
Sandy Spring Bank141,729$9,098 12/31/2019
     BMY141,729$9,098 12/31/2019
First Allied Advisory Services Inc. $9,019 12/31/2019
     BMY138,378$8,877 12/31/2019
     RIGHT 99 99 999949,124$142 12/31/2019
Stephens Inc. AR140,358$9,010 12/31/2019
     BMY140,358$9,010 12/31/2019
Tobam139,409$8,949 12/31/2019
     BMY139,409$8,949 12/31/2019
Highland Capital Management LLC139,206$8,936 12/31/2019
     BMY139,206$8,936 12/31/2019
Allstate Corp138,765$8,907 12/31/2019
     BMY138,765$8,907 12/31/2019
Mariner LLC138,419$8,885 12/31/2019
     BMY138,419$8,885 12/31/2019
First National Trust Co137,254$8,811 12/31/2019
     BMY137,254$8,811 12/31/2019
Bollard Group LLC137,172$8,805 12/31/2019
     BMY137,172$8,805 12/31/2019
Nan Fung Trinity HK Ltd.137,000$8,794 12/31/2019
     BMY137,000$8,794 12/31/2019
Davidson Investment Advisors134,737$8,649 12/31/2019
     BMY134,737$8,649 12/31/2019
Grantham Mayo Van Otterloo & Co. LLC $8,648 12/31/2019
     BMY99,494$6,387 12/31/2019
     RIGHT 99 99 9999751,075$2,261 12/31/2019
Daiwa Securities Group Inc. $8,647 12/31/2019
     BMY134,075$8,606 12/31/2019
     RIGHT 99 99 9999 ADDED13,479$41 12/31/2019
Forbes J M & Co. LLP133,775$8,587 12/31/2019
     BMY133,775$8,587 12/31/2019
Grassi Investment Management153,325$8,546 03/31/2020
     BMY153,325$8,546 03/31/2020
Oxford Asset Management LLP133,014$8,538 12/31/2019
     BMY133,014$8,538 12/31/2019
Copernicus Capital Management LLC132,832$8,526 12/31/2019
     BMY132,832$8,526 12/31/2019
Whittier Trust Co. of Nevada Inc. $8,488 12/31/2019
     BMY130,751$8,393 12/31/2019
     WARRANTS & RIGHTS31,714$95 12/31/2019
Channing Capital Management LLC132,076$8,478 12/31/2019
     BMY132,076$8,478 12/31/2019
Schafer Cullen Capital Management Inc132,050$8,476 12/31/2019
     BMY132,050$8,476 12/31/2019
CI Investments Inc.131,867$8,465 12/31/2019
     BMY131,867$8,465 12/31/2019
Fiduciary Trust Co. $8,382 12/31/2019
     BMY128,998$8,281 12/31/2019
     RIGHT 99 99 999933,465$101 12/31/2019
Barings LLC130,016$8,345 12/31/2019
     BMY130,016$8,345 12/31/2019
Sivik Global Healthcare LLC130,000$8,345 12/31/2019
     BMY130,000$8,345 12/31/2019
ACG Wealth127,939$8,212 12/31/2019
     BMY127,939$8,212 12/31/2019
Meeder Asset Management Inc. $8,204 12/31/2019
     BMY127,621$8,193 12/31/2019
     Common Stock3,770$11 12/31/2019
FineMark National Bank & Trust $8,187 12/31/2019
     BMY127,038$8,155 12/31/2019
     RIGHT 99 99 999910,713$32 12/31/2019
Seeyond $8,175 12/31/2019
     BMY126,594$8,126 12/31/2019
     Common Stock16,188$49 12/31/2019
Aristotle Atlantic Partners LLC $8,171 12/31/2019
     BMY121,784$7,818 12/31/2019
     RIGHT 99 99 9999117,025$353 12/31/2019
Granite Investment Advisors LLC126,891$8,145 12/31/2019
     BMY126,891$8,145 12/31/2019
Martin Investment Management LLC126,787$8,138 12/31/2019
     BMY126,787$8,138 12/31/2019
BRYN MAWR TRUST Co126,638$8,129 12/31/2019
     BMY126,638$8,129 12/31/2019
Muhlenkamp & Co. Inc. $8,123 12/31/2019
     BMY123,223$7,910 12/31/2019
     RIGHT 99 99 999970,665$213 12/31/2019
Campbell Newman Asset Management Inc.126,517$8,121 12/31/2019
     BMY126,517$8,121 12/31/2019
Glenview Trust Co $8,072 12/31/2019
     BMY125,150$8,034 12/31/2019
     RIGHT 99 99 999912,615$38 12/31/2019
Private Asset Management Inc.144,376$8,048 03/31/2020
     BMY144,376$8,048 03/31/2020
Griffin Asset Management Inc.125,024$8,025 12/31/2019
     BMY125,024$8,025 12/31/2019
Sompo Japan Nipponkoa Asset Management CO. LTD.124,980$8,022 12/31/2019
     BMY124,980$8,022 12/31/2019
Freestone Capital Holdings LLC124,932$8,019 12/31/2019
     BMY124,932$8,019 12/31/2019
KCM Investment Advisors LLC124,805$8,011 12/31/2019
     BMY124,805$8,011 12/31/2019
Cinctive Capital Management LP124,800$8,011 12/31/2019
     BMY124,800$8,011 12/31/2019
MML Investors Services LLC $8,009 12/31/2019
     BMY124,128$7,968 12/31/2019
     RIGHT 99 99 999913,606$41 12/31/2019
HGK Asset Management Inc.124,558$7,995 12/31/2019
     BMY124,558$7,995 12/31/2019
Usca Ria LLC $7,990 12/31/2019
     BMY123,697$7,940 12/31/2019
     RIGHT 99 99 999916,573$50 12/31/2019
King Luther Capital Management Corp124,397$7,985 12/31/2019
     BMY124,397$7,985 12/31/2019
Mcrae Capital Management Inc. $7,940 12/31/2019
     BMY118,967$7,636 12/31/2019
     RIGHT 99 99 9999101,117$304 12/31/2019
Busey Wealth Management $7,936 12/31/2019
     BMY121,538$7,801 12/31/2019
     RIGHTS AND WARRANTS60,143$135 12/31/2019
Beech Hill Advisors Inc.123,600$7,934 12/31/2019
     BMY123,600$7,934 12/31/2019
Thrivent Financial for Lutherans123,432$7,922 12/31/2019
     BMY123,432$7,922 12/31/2019
Wilbanks Smith & Thomas Asset Management LLC122,997$7,895 12/31/2019
     BMY122,997$7,895 12/31/2019
Squarepoint Ops LLC $7,876 12/31/2019
     BMY108,700$6,977 12/31/2019
     RIGHT 99 99 9999298,756$899 12/31/2019
     Put3,600$231 12/31/2019
     Call3,600$231 12/31/2019
Rubric Capital Management LP $7,869 12/31/2019
     RIGHT 99 99 99992,614,417$7,869 12/31/2019
Flippin Bruce & Porter Inc.122,474$7,862 12/31/2019
     BMY122,474$7,862 12/31/2019
Woodstock Corp $7,816 03/31/2020
     BMY134,051$7,472 03/31/2020
     OTHER90,585$344 03/31/2020
Financial Advantage Inc. $7,756 12/31/2019
     BMY118,745$7,622 12/31/2019
     RIGHT 99 99 999944,810$134 12/31/2019
Canal Insurance CO120,000$7,703 12/31/2019
     BMY120,000$7,703 12/31/2019
Steamboat Capital Partners LLC119,990$7,702 12/31/2019
     BMY119,990$7,702 12/31/2019
Senator Investment Group LP2,500,000$7,688 12/31/2019
     BMY2,500,000$7,688 12/31/2019
Stonebridge Capital Advisors LLC119,622$7,679 12/31/2019
     BMY119,622$7,679 12/31/2019
Raymond James Trust N.A. $7,676 12/31/2019
     BMY118,711$7,620 12/31/2019
     RIGHTS AND WARR25,007$56 12/31/2019
Balyasny Asset Management LLC $7,639 12/31/2019
     BMY95,555$6,134 12/31/2019
     RIGHT 99 99 9999500,000$1,505 12/31/2019
Parsons Capital Management Inc. RI $7,576 12/31/2019
     BMY112,965$7,251 12/31/2019
     RIGHT 99 99 9999107,835$325 12/31/2019
River & Mercantile Asset Management LLP117,531$7,538 12/31/2019
     BMY117,531$7,538 12/31/2019
Bar Harbor Trust Services117,373$7,534 12/31/2019
     BMY117,373$7,534 12/31/2019
CWM LLC $7,527 12/31/2019
     BMY117,140$7,519 12/31/2019
     RIGHT 99 99 99992,622$8 12/31/2019
Twin Capital Management Inc.117,192$7,523 12/31/2019
     BMY117,192$7,523 12/31/2019
Tang Capital Management LLC $7,516 12/31/2019
     BMY111,844$7,179 12/31/2019
     RIGHT 99 99 9999111,844$337 12/31/2019
Thompson Investment Management Inc. $7,503 12/31/2019
     BMY112,838$7,243 12/31/2019
     RIGHT86,352$260 12/31/2019
Dowling & Yahnke LLC $7,436 12/31/2019
     BMY114,590$7,356 12/31/2019
     RIGHT 99 99 999926,440$80 12/31/2019
Farmers & Merchants Investments Inc.115,834$7,435 12/31/2019
     BMY115,834$7,435 12/31/2019
Maverick Capital Ltd.115,253$7,398 12/31/2019
     BMY115,253$7,398 12/31/2019
Brown Brothers Harriman & Co. $7,358 12/31/2019
     BMY113,995$7,317 12/31/2019
     Common Stock13,612$41 12/31/2019
BI Asset Management Fondsmaeglerselskab A S113,466$7,283 12/31/2019
     BMY113,466$7,283 12/31/2019
Fiduciary Financial Services of The Southwest Inc. TX113,116$7,261 12/31/2019
     BMY113,116$7,261 12/31/2019
ProVise Management Group LLC112,478$7,220 12/31/2019
     BMY112,478$7,220 12/31/2019
Ferguson Wellman Capital Management Inc. $7,175 12/31/2019
     BMY111,275$7,143 12/31/2019
     COM10,761$32 12/31/2019
Louisiana State Employees Retirement System111,300$7,144 12/31/2019
     BMY111,300$7,144 12/31/2019
NBT Bank N A NY110,599$7,100 12/31/2019
     BMY110,599$7,100 12/31/2019
Symons Capital Management Inc.110,183$7,073 12/31/2019
     BMY110,183$7,073 12/31/2019
CNA Financial Corp110,000$7,061 12/31/2019
     BMY110,000$7,061 12/31/2019
Trust Co. of Vermont109,638$7,037 12/31/2019
     BMY109,638$7,037 12/31/2019
Rockland Trust Co.109,551$7,032 12/31/2019
     BMY109,551$7,032 12/31/2019
Mechanics Bank Trust Department109,047$7,000 12/31/2019
     BMY109,047$7,000 12/31/2019
Burney Co. $6,987 12/31/2019
     BMY104,575$6,713 12/31/2019
     RIGHT 99 99 999990,989$274 12/31/2019
Mengis Capital Management Inc.107,891$6,925 12/31/2019
     BMY107,891$6,925 12/31/2019
FUKOKU MUTUAL LIFE INSURANCE Co106,890$6,861 12/31/2019
     BMY106,890$6,861 12/31/2019
North Star Investment Management Corp.106,749$6,852 12/31/2019
     BMY106,749$6,852 12/31/2019
LS Investment Advisors LLC106,606$6,843 12/31/2019
     BMY106,606$6,843 12/31/2019
HM Payson & Co. $6,833 12/31/2019
     BMY106,102$6,811 12/31/2019
     RIGHT 99 99 99997,147$22 12/31/2019
Riggs Asset Managment Co. Inc.106,332$6,825 12/31/2019
     BMY106,332$6,825 12/31/2019
Segall Bryant & Hamill LLC $6,814 12/31/2019
     BMY105,357$6,763 12/31/2019
     RTS17,444$51 12/31/2019
Banco Bilbao Vizcaya Argentaria S.A.105,821$6,792 12/31/2019
     BMY105,821$6,792 12/31/2019
Moors & Cabot Inc. $6,757 12/31/2019
     BMY105,376$6,755 12/31/2019
     Call1,000$2 12/31/2019
Stevens Capital Management LP105,145$6,749 12/31/2019
     BMY105,145$6,749 12/31/2019
Dupont Capital Management Corp $6,744 12/31/2019
     BMY100,382$6,444 12/31/2019
     RIGHT99,746$300 12/31/2019
O Shares Investment Advisers LLC104,830$6,729 12/31/2019
     BMY104,830$6,729 12/31/2019
Decatur Capital Management Inc.104,365$6,699 12/31/2019
     BMY104,365$6,699 12/31/2019
Mackenzie Financial Corp103,749$6,660 12/31/2019
     BMY103,749$6,660 12/31/2019
Osborn Williams & Donohoe LLC103,590$6,649 12/31/2019
     BMY103,590$6,649 12/31/2019
Leonard Green & Partners L.P. $6,630 12/31/2019
     BMY100,000$6,419 12/31/2019
     RIGHT 99 99 999970,000$211 12/31/2019
OLD National Bancorp IN102,733$6,595 12/31/2019
     BMY102,733$6,595 12/31/2019
WealthTrust Axiom LLC118,016$6,578 03/31/2020
     BMY118,016$6,578 03/31/2020
Resources Management Corp CT ADV $6,576 12/31/2019
     BMY100,743$6,467 12/31/2019
     Right36,064$109 12/31/2019
Evercore Wealth Management LLC $6,561 12/31/2019
     BMY101,737$6,531 12/31/2019
     RIGHT 99 99 999910,179$30 12/31/2019
Novare Capital Management LLC101,878$6,540 12/31/2019
     BMY101,878$6,540 12/31/2019
Telos Capital Management Inc.101,825$6,536 12/31/2019
     BMY101,825$6,536 12/31/2019
Capital Fund Management S.A. $6,509 12/31/2019
     Put827,500$53,117 12/31/2019
     Call549,300$35,260 12/31/2019
     BMY376,469$24,166 12/31/2019
     RIGHT 99 99 999966,371$200 12/31/2019
York Capital Management Global Advisors LLC $6,479 12/31/2019
     RIGHT 99 99 99992,152,344$6,479 12/31/2019
Moody National Bank Trust Division100,925$6,478 12/31/2019
     BMY100,925$6,478 12/31/2019
Vident Investment Advisory LLC100,861$6,474 12/31/2019
     BMY100,861$6,474 12/31/2019
Marathon Trading Investment Management LLC $6,460 12/31/2019
     BMY115,247$7,398 12/31/2019
     Put20,000$1,284 12/31/2019
     Common Stock115,000$346 12/31/2019
Advisors Asset Management Inc.100,438$6,447 12/31/2019
     BMY100,438$6,447 12/31/2019
Empyrean Capital Partners LP $6,430 12/31/2019
     RIGHT 99 99 99992,136,200$6,430 12/31/2019
PFS Investments Inc.99,975$6,417 12/31/2019
     BMY99,975$6,417 12/31/2019
Stockman Wealth Management Inc.99,242$6,370 12/31/2019
     BMY99,242$6,370 12/31/2019
Wealthfront Advisers LLC98,322$6,311 12/31/2019
     BMY98,322$6,311 12/31/2019
Parkside Investments LLC98,304$6,310 12/31/2019
     BMY98,304$6,310 12/31/2019
Gamble Jones Investment Counsel97,662$6,269 12/31/2019
     BMY97,662$6,269 12/31/2019
Horizon Investments LLC95,962$6,160 12/31/2019
     BMY95,962$6,160 12/31/2019
Capital Investment Advisors LLC95,488$6,129 12/31/2019
     BMY95,488$6,129 12/31/2019
Cohen Klingenstein LLC95,116$6,105 12/31/2019
     BMY95,116$6,105 12/31/2019
Hennessy Advisors Inc.94,900$6,092 12/31/2019
     BMY94,900$6,092 12/31/2019
Cypress Capital Group $6,083 03/31/2020
     BMY107,008$5,965 03/31/2020
     RIGHTS AND WARR31,097$118 03/31/2020
Guinness Atkinson Asset Management Inc94,700$6,079 12/31/2019
     BMY94,700$6,079 12/31/2019
Palouse Capital Management Inc.94,579$6,071 12/31/2019
     BMY94,579$6,071 12/31/2019
YHB Investment Advisors Inc.94,427$6,061 12/31/2019
     BMY94,427$6,061 12/31/2019
First Interstate Bank94,127$6,042 12/31/2019
     BMY94,127$6,042 12/31/2019
Rothschild Investment Corp IL93,836$6,024 12/31/2019
     BMY93,836$6,024 12/31/2019
Jacobs & Co. CA93,667$6,012 12/31/2019
     BMY93,667$6,012 12/31/2019
Gibraltar Capital Management Inc.91,677$5,885 12/31/2019
     BMY91,677$5,885 12/31/2019
RPG Investment Advisory LLC91,625$5,881 12/31/2019
     BMY91,625$5,881 12/31/2019
Searle & CO.91,567$5,878 12/31/2019
     BMY91,567$5,878 12/31/2019
Eagle Asset Management Inc.91,564$5,877 12/31/2019
     BMY91,564$5,877 12/31/2019
Northwestern Mutual Investment Management Company LLC91,060$5,845 12/31/2019
     BMY91,060$5,845 12/31/2019
Tudor Investment Corp ET AL $5,777 12/31/2019
     Call90,000$5,777 12/31/2019
MAI Capital Management89,999$5,777 12/31/2019
     BMY89,999$5,777 12/31/2019
Cetera Advisor Networks LLC $5,773 12/31/2019
     BMY89,667$5,745 12/31/2019
     RIGHT 99 99 999911,992$28 12/31/2019
Tibra Equities Europe Ltd89,900$5,770 12/31/2019
     BMY89,900$5,770 12/31/2019
Sequoia Financial Advisors LLC $5,752 12/31/2019
     BMY87,308$5,604 12/31/2019
     RIGHT 99 99 999949,161$148 12/31/2019
Bradley Foster & Sargent Inc. CT89,194$5,725 12/31/2019
     BMY89,194$5,725 12/31/2019
AE Wealth Management LLC $5,718 12/31/2019
     BMY88,214$5,662 12/31/2019
     RIGHT 99 99 999918,667$56 12/31/2019
Holocene Advisors LP $5,709 12/31/2019
     RIGHT 99 99 99991,896,576$5,709 12/31/2019
BancorpSouth Bank88,879$5,705 12/31/2019
     BMY88,879$5,705 12/31/2019
First Manhattan Co.88,649$5,690 12/31/2019
     BMY88,649$5,690 12/31/2019
Simmons Bank $5,644 12/31/2019
     BMY87,158$5,595 12/31/2019
     COMMON STOCK16,301$49 12/31/2019
Eqis Capital Management Inc.87,704$5,630 12/31/2019
     BMY87,704$5,630 12/31/2019
Isthmus Partners LLC87,193$5,597 12/31/2019
     BMY87,193$5,597 12/31/2019
Hillman Capital Management Inc.86,641$5,561 12/31/2019
     BMY86,641$5,561 12/31/2019
Amica Mutual Insurance Co. $5,517 12/31/2019
     BMY84,291$5,411 12/31/2019
     RIGHT 99 99 999935,364$106 12/31/2019
Wright Investors Service Inc.85,924$5,516 12/31/2019
     BMY85,924$5,516 12/31/2019
Dean Investment Associates LLC85,491$5,488 12/31/2019
     BMY85,491$5,488 12/31/2019
BTC Capital Management Inc.85,639$5,484 12/31/2019
     BMY85,639$5,484 12/31/2019
Nippon Life Global Investors Americas Inc.85,070$5,461 12/31/2019
     BMY85,070$5,461 12/31/2019
EULAV Asset Management85,000$5,456 12/31/2019
     BMY85,000$5,456 12/31/2019
Assenagon Asset Management S.A.84,827$5,445 12/31/2019
     BMY84,827$5,445 12/31/2019
Brookstone Capital Management84,711$5,438 12/31/2019
     BMY84,711$5,438 12/31/2019
Chemung Canal Trust Co.97,225$5,419 03/31/2020
     BMY97,225$5,419 03/31/2020
Melqart Asset Management UK Ltd $5,415 12/31/2019
     RIGHT 99 99 99991,799,100$5,415 12/31/2019
Burns J W & Co. Inc. NY96,739$5,392 03/31/2020
     BMY96,739$5,392 03/31/2020
Teewinot Capital Advisers L.L.C. $5,360 12/31/2019
     RIGHT 99 99 99991,000,000$3,010 12/31/2019
     Call4,000$2,350 12/31/2019
Two Sigma Securities LLC $5,359 12/31/2019
     Call300,100$19,263 12/31/2019
     Put218,300$14,013 12/31/2019
     RIGHT 99 99 999936,136$109 12/31/2019
Quilter Plc83,392$5,353 12/31/2019
     BMY83,392$5,353 12/31/2019
Versant Capital Management Inc83,235$5,342 12/31/2019
     BMY83,235$5,342 12/31/2019
CHURCHILL MANAGEMENT Corp95,611$5,329 03/31/2020
     BMY95,611$5,329 03/31/2020
Barrow Hanley Mewhinney & Strauss LLC82,766$5,313 12/31/2019
     BMY82,766$5,313 12/31/2019
Cubist Systematic Strategies LLC $5,313 12/31/2019
     BMY82,750$5,312 12/31/2019
     RIGHT 99 99 9999500$1 12/31/2019
RMB Capital Management LLC82,142$5,273 12/31/2019
     BMY82,142$5,273 12/31/2019
CAMG Solamere Management LLC82,011$5,267 12/31/2019
     BMY82,011$5,267 12/31/2019
Ameritas Investment Partners Inc. $5,263 12/31/2019
     BMY81,966$5,260 12/31/2019
     Rights Warrants1,200$3 12/31/2019
BLB&B Advisors LLC81,576$5,236 12/31/2019
     BMY81,576$5,236 12/31/2019
Twin Securities Inc. $5,234 12/31/2019
     RIGHT 99 99 99991,738,723$5,234 12/31/2019
Regent Investment Management LLC $5,215 12/31/2019
     BMY79,586$5,108 12/31/2019
     RIGHTS35,628$107 12/31/2019
Haverford Trust Co.81,101$5,206 12/31/2019
     BMY81,101$5,206 12/31/2019
Argent Trust Co $5,195 12/31/2019
     BMY80,312$5,155 12/31/2019
     RIGHTS AND WARR13,283$40 12/31/2019
American National Insurance Co.80,420$5,162 12/31/2019
     BMY80,420$5,162 12/31/2019
American Assets Investment Management LLC $5,158 12/31/2019
     BMY79,000$5,071 12/31/2019
     RIGHT 99 99 999929,000$87 12/31/2019
Argyle Capital Management Inc.80,338$5,157 12/31/2019
     BMY80,338$5,157 12/31/2019
Pillar Pacific Capital Management LLC80,011$5,136 12/31/2019
     BMY80,011$5,136 12/31/2019
Tdam USA Inc.79,432$5,099 12/31/2019
     BMY79,432$5,099 12/31/2019
Hamilton Wealth LLC78,926$5,066 12/31/2019
     BMY78,926$5,066 12/31/2019
Signature Estate & Investment Advisors LLC78,657$5,049 12/31/2019
     BMY78,657$5,049 12/31/2019
Affinity Investment Advisors LLC78,527$5,041 12/31/2019
     BMY78,527$5,041 12/31/2019
Uniplan Investment Counsel Inc.78,342$5,028 12/31/2019
     BMY78,342$5,028 12/31/2019
Pittenger & Anderson Inc. $5,023 12/31/2019
     BMY78,155$5,017 12/31/2019
     RIGHT 99 99 99991,925$6 12/31/2019
Hartline Investment Corp78,241$5,022 12/31/2019
     BMY78,241$5,022 12/31/2019
Profund Advisors LLC78,024$5,008 12/31/2019
     BMY78,024$5,008 12/31/2019
Meritage Portfolio Management77,659$4,985 12/31/2019
     BMY77,659$4,985 12/31/2019
Canandaigua National Bank & Trust Co.77,565$4,979 12/31/2019
     BMY77,565$4,979 12/31/2019
Vontobel Swiss Wealth Advisors AG77,554$4,978 12/31/2019
     BMY77,554$4,978 12/31/2019
Edgewood Management LLC $4,973 12/31/2019
     BMY73,999$4,750 12/31/2019
     RIGHT 99 99 999973,999$223 12/31/2019
Alyeska Investment Group L.P. $4,935 12/31/2019
     RIGHT 99 99 99991,639,541$4,935 12/31/2019
Bruderman Asset Management LLC77,705$4,922 12/31/2019
     BMY77,705$4,922 12/31/2019
Thompson Siegel & Walmsley LLC $4,914 12/31/2019
     BMY75,669$4,858 12/31/2019
     RIGHTS18,734$56 12/31/2019
GWM Advisors LLC76,435$4,906 12/31/2019
     BMY76,435$4,906 12/31/2019
Webster Bank N. A.75,777$4,865 12/31/2019
     BMY75,777$4,865 12/31/2019
Cetera Advisors LLC75,865$4,864 12/31/2019
     BMY75,865$4,864 12/31/2019
Carillon Tower Advisers Inc.75,000$4,814 12/31/2019
     BMY75,000$4,814 12/31/2019
Lipe & Dalton74,444$4,779 12/31/2019
     BMY74,444$4,779 12/31/2019
Lombard Odier Asset Management Switzerland SA $4,770 12/31/2019
     BMY73,000$4,686 12/31/2019
     RIGHT 99 99 999928,011$84 12/31/2019
Advisor Partners LLC $4,767 12/31/2019
     BMY70,382$4,686 12/31/2019
     RIGHT 99 99 999923,190$81 12/31/2019
Kanawha Capital Management LLC73,554$4,721 12/31/2019
     BMY73,554$4,721 12/31/2019
Klingenstein Fields & Co. LLC73,119$4,693 12/31/2019
     BMY73,119$4,693 12/31/2019
Sigma Investment Counselors Inc. $4,622 12/31/2019
     BMY70,907$4,552 12/31/2019
     RIGHT 99 99 999923,154$70 12/31/2019
ETRADE Capital Management LLC71,304$4,577 12/31/2019
     BMY71,304$4,577 12/31/2019
Polaris Greystone Financial Group LLC82,067$4,574 03/31/2020
     BMY82,067$4,574 03/31/2020
DSC Advisors L.P.71,239$4,573 12/31/2019
     BMY71,239$4,573 12/31/2019
Fluent Financial LLC71,018$4,559 12/31/2019
     BMY71,018$4,559 12/31/2019
Advanced Asset Management Advisors Inc70,800$4,545 12/31/2019
     BMY70,800$4,545 12/31/2019
Casdin Capital LLC $4,515 12/31/2019
     RIGHT 99 99 99991,500,000$4,515 12/31/2019
Integrated Advisors Network LLC70,237$4,508 12/31/2019
     BMY70,237$4,508 12/31/2019
Oakwood Capital Management LLC CA70,154$4,503 12/31/2019
     BMY70,154$4,503 12/31/2019
Trustmark National Bank Trust Department70,142$4,502 12/31/2019
     BMY70,142$4,502 12/31/2019
National Asset Management Inc. $4,498 12/31/2019
     BMY70,100$4,457 12/31/2019
     RIGHT 99 99 999913,365$41 12/31/2019
Sumitomo Life Insurance Co. $4,497 12/31/2019
     BMY68,955$4,426 12/31/2019
     Common23,692$71 12/31/2019
AdvisorNet Financial Inc69,790$4,480 12/31/2019
     BMY69,790$4,480 12/31/2019
Rafferty Asset Management LLC69,685$4,473 12/31/2019
     BMY69,685$4,473 12/31/2019
Personal Capital Advisors Corp69,220$4,443 12/31/2019
     BMY69,220$4,443 12/31/2019
Meiji Yasuda Asset Management Co Ltd.69,007$4,430 12/31/2019
     BMY69,007$4,430 12/31/2019
Equitable Holdings Inc.68,710$4,410 12/31/2019
     BMY68,710$4,410 12/31/2019
Carnegie Capital Asset Management LLC68,510$4,397 12/31/2019
     BMY68,510$4,397 12/31/2019
Tealwood Asset Management Inc.68,047$4,368 12/31/2019
     BMY68,047$4,368 12/31/2019
Falcon Edge Capital LP $4,368 12/31/2019
     RIGHT 99 99 99991,451,097$4,368 12/31/2019
Ropes Wealth Advisors LLC $4,359 12/31/2019
     BMY67,758$4,349 12/31/2019
     RIGHT 99 99 99993,465$10 12/31/2019
Northwest Bancshares Inc. $4,319 12/31/2019
     BMY65,928$4,232 12/31/2019
     RIGHT 99 99 999929,015$87 12/31/2019
Omni Partners LLP $4,312 12/31/2019
     BMY39,901$2,561 12/31/2019
     RIGHT 99 99 9999581,704$1,751 12/31/2019
Pensionfund DSM Netherlands $4,306 03/31/2020
     BMY75,000$4,181 03/31/2020
     COMMON STOCK33,000$125 03/31/2020
Biondo Investment Advisors LLC66,888$4,294 12/31/2019
     BMY66,888$4,294 12/31/2019
New England Asset Management Inc.66,700$4,281 12/31/2019
     BMY66,700$4,281 12/31/2019
MUFG Securities EMEA plc66,062$4,241 12/31/2019
     BMY66,062$4,241 12/31/2019
Xcel Wealth Management LLC76,059$4,239 03/31/2020
     BMY76,059$4,239 03/31/2020
Compton Capital Management Inc. RI65,809$4,224 12/31/2019
     BMY65,809$4,224 12/31/2019
Silvant Capital Management LLC $4,211 12/31/2019
     BMY65,560$4,209 12/31/2019
     RIGHT 99 99 9999676$2 12/31/2019
Stone Ridge Asset Management LLC65,585$4,210 12/31/2019
     BMY65,585$4,210 12/31/2019
Advisory Services Network LLC64,847$4,163 12/31/2019
     BMY64,847$4,163 12/31/2019
Ossiam64,734$4,155 12/31/2019
     BMY64,734$4,155 12/31/2019
Wedbush Securities Inc.64,709$4,154 12/31/2019
     BMY64,709$4,154 12/31/2019
Prio Wealth Limited Partnership64,696$4,153 12/31/2019
     BMY64,696$4,153 12/31/2019
Evergreen Capital Management LLC $4,123 12/31/2019
     BMY62,401$4,006 12/31/2019
     RIGHT 99 99 999938,993$117 12/31/2019
Hoylecohen LLC $4,117 12/31/2019
     BMY62,442$4,008 12/31/2019
     RIGHT 99 99 999936,252$109 12/31/2019
Cigna Investments Inc. New65,305$4,110 12/31/2019
     BMY65,305$4,110 12/31/2019
Ibex Wealth Advisors63,928$4,104 12/31/2019
     BMY63,928$4,104 12/31/2019
Clearstead Advisors LLC63,924$4,103 12/31/2019
     BMY63,924$4,103 12/31/2019
Pettee Investors Inc.63,917$4,103 12/31/2019
     BMY63,917$4,103 12/31/2019
Schonfeld Strategic Advisors LLC $4,091 12/31/2019
     BMY57,200$3,672 12/31/2019
     RIGHT 99 99 9999139,300$419 12/31/2019
Mcmillion Capital Management Inc.63,519$4,077 12/31/2019
     BMY63,519$4,077 12/31/2019
Security National Trust Co. $4,077 12/31/2019
     BMY63,367$4,068 12/31/2019
     RIG2,699$9 12/31/2019
Duncker Streett & Co. Inc. $4,064 12/31/2019
     BMY63,076$4,049 12/31/2019
     RIGHT 99 99 99994,940$15 12/31/2019
Sage Capital Advisors llc63,297$4,063 12/31/2019
     BMY63,297$4,063 12/31/2019
Magnetar Financial LLC $4,056 12/31/2019
     BMY60,043$3,854 12/31/2019
     RIGHT 99 99 9999 ADDED66,952$202 12/31/2019
Pendal Group Ltd63,078$4,049 12/31/2019
     BMY63,078$4,049 12/31/2019
American Financial Group Inc. $4,032 12/31/2019
     BMY60,000$3,852 12/31/2019
     RIGHT 99 99 999960,000$180 12/31/2019
WASHINGTON TRUST Co62,778$4,030 12/31/2019
     BMY62,778$4,030 12/31/2019
Hartford Financial Management Inc. $3,985 12/31/2019
     BMY62,045$3,983 12/31/2019
     RIGHT 99 99 9999500$2 12/31/2019
Lee Danner & Bass Inc.61,874$3,972 12/31/2019
     BMY61,874$3,972 12/31/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA $3,962 12/31/2019
     BMY60,673$3,895 12/31/2019
     OPTIONS22,314$67 12/31/2019
Raab & Moskowitz Asset Management LLC61,634$3,956 12/31/2019
     BMY61,634$3,956 12/31/2019
Beacon Financial Group67,937$3,927 12/31/2019
     BMY67,937$3,927 12/31/2019
Choate Investment Advisors $3,915 12/31/2019
     BMY60,123$3,859 12/31/2019
     RIGHT 99 99 999918,684$56 12/31/2019
Engineers Gate Manager LP60,693$3,896 12/31/2019
     BMY60,693$3,896 12/31/2019
Bremer Bank National Association60,560$3,887 12/31/2019
     BMY60,560$3,887 12/31/2019
Frontier Wealth Management LLC60,237$3,867 12/31/2019
     BMY60,237$3,867 12/31/2019
Garnet Equity Capital Holdings Inc.60,000$3,851 12/31/2019
     BMY60,000$3,851 12/31/2019
AR Asset Management Inc.59,924$3,847 12/31/2019
     BMY59,924$3,847 12/31/2019
Biechele Royce Advisors59,802$3,839 12/31/2019
     BMY59,802$3,839 12/31/2019
Means Investment CO. Inc. $3,835 12/31/2019
     BMY56,953$3,800 12/31/2019
     RIGHT 99 99 999910,033$35 12/31/2019
Iberiabank Corp59,682$3,831 12/31/2019
     BMY59,682$3,831 12/31/2019
Fred Alger Management LLC59,660$3,830 12/31/2019
     BMY59,660$3,830 12/31/2019
DCF Advisers LLC59,500$3,819 12/31/2019
     BMY59,500$3,819 12/31/2019
Legacy Capital Partners Inc.59,344$3,809 12/31/2019
     BMY59,344$3,809 12/31/2019
1ST Source Bank59,227$3,802 12/31/2019
     BMY59,227$3,802 12/31/2019
Bowling Portfolio Management LLC59,229$3,802 12/31/2019
     BMY59,229$3,802 12/31/2019
Iowa State Bank58,913$3,782 12/31/2019
     BMY58,913$3,782 12/31/2019
Princeton Capital Management LLC57,061$3,780 12/31/2019
     BMY57,061$3,780 12/31/2019
Abner Herrman & Brock LLC67,601$3,768 03/31/2020
     BMY67,601$3,768 03/31/2020
Kinneret Advisory LLC $3,763 12/31/2019
     BMY57,807$3,711 12/31/2019
     RIGHT 99 99 999917,299$52 12/31/2019
Exchange Capital Management Inc.58,556$3,759 12/31/2019
     BMY58,556$3,759 12/31/2019
Canyon Capital Advisors LLC $3,753 12/31/2019
     RIGHT 99 99 99991,246,794$3,753 12/31/2019
Dixon Hubard Feinour & Brown Inc. VA58,435$3,751 12/31/2019
     BMY58,435$3,751 12/31/2019
Brinker Capital Inc.58,371$3,747 12/31/2019
     BMY58,371$3,747 12/31/2019
Benjamin F. Edwards & Company Inc. $3,730 12/31/2019
     BMY57,764$3,708 12/31/2019
     RIGHT 99 99 99997,396$22 12/31/2019
City Holding Co. $3,727 12/31/2019
     BMY57,980$3,722 12/31/2019
     COMMON STOCK1,795$5 12/31/2019
Bahl & Gaynor Inc.57,616$3,698 12/31/2019
     BMY57,616$3,698 12/31/2019
Spinnaker Trust57,438$3,686 12/31/2019
     BMY57,438$3,686 12/31/2019
SFE Investment Counsel57,405$3,685 12/31/2019
     BMY57,405$3,685 12/31/2019
Cornerstone Wealth Group LLC57,195$3,671 12/31/2019
     BMY57,195$3,671 12/31/2019
Gunderson Capital Management Inc.56,982$3,658 12/31/2019
     BMY56,982$3,658 12/31/2019
Ancora Advisors LLC $3,645 12/31/2019
     BMY56,066$3,598 12/31/2019
     RT9,246$28 12/31/2019
     RTS6,350$19 12/31/2019
Vestcor Investment Management Corp $3,619 12/31/2019
     BMY41,554$2,667 12/31/2019
     RIGHT 99 99 9999316,363$952 12/31/2019
Guardian Point Capital LP $3,612 12/31/2019
     RIGHT 99 99 99991,200,000$3,612 12/31/2019
Horizon Investment Services LLC56,145$3,604 12/31/2019
     BMY56,145$3,604 12/31/2019
Quantitative Systematic Strategies LLC56,087$3,600 12/31/2019
     BMY56,087$3,600 12/31/2019
Richard Bernstein Advisors LLC55,948$3,591 12/31/2019
     BMY55,948$3,591 12/31/2019
Harwood Advisory Group LLC55,940$3,591 12/31/2019
     BMY55,940$3,591 12/31/2019
Hunter Associates Investment Management LLC $3,582 12/31/2019
     BMY54,409$3,493 12/31/2019
     WT29,623$89 12/31/2019
Cerity Partners LLC55,778$3,580 12/31/2019
     BMY55,778$3,580 12/31/2019
Corient Capital Partners LLC55,739$3,577 12/31/2019
     BMY55,739$3,577 12/31/2019
Opus Investment Management Inc.55,700$3,575 12/31/2019
     BMY55,700$3,575 12/31/2019
Sigma Planning Corp55,609$3,570 12/31/2019
     BMY55,609$3,570 12/31/2019
Horizon Kinetics Asset Management LLC55,318$3,551 12/31/2019
     BMY55,318$3,551 12/31/2019
Wealth Advisors of Tampa Bay LLC55,199$3,543 12/31/2019
     BMY55,199$3,543 12/31/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH55,571$3,542 12/31/2019
     BMY55,571$3,542 12/31/2019
Old Port Advisors56,210$3,540 12/31/2019
     BMY56,210$3,540 12/31/2019
Philadelphia Trust Co.55,064$3,535 12/31/2019
     BMY55,064$3,535 12/31/2019
Charter Research & Investment Group Inc.54,947$3,527 12/31/2019
     BMY54,947$3,527 12/31/2019
AlphaMark Advisors LLC $3,521 12/31/2019
     BMY43,639$2,801 12/31/2019
     COM239,203$720 12/31/2019
D L Carlson Investment Group Inc.54,714$3,512 12/31/2019
     BMY54,714$3,512 12/31/2019
Timber Creek Capital Management LLC54,565$3,502 12/31/2019
     BMY54,565$3,502 12/31/2019
Delta Asset Management LLC TN $3,489 12/31/2019
     BMY54,361$3,489 12/31/2019
     RIGHT 99 99 999945$0 12/31/2019
Bank OZK54,125$3,474 12/31/2019
     BMY54,125$3,474 12/31/2019
Marietta Wealth Management LLC54,044$3,469 12/31/2019
     BMY54,044$3,469 12/31/2019
Chase Investment Counsel Corp53,705$3,447 12/31/2019
     BMY53,705$3,447 12/31/2019
Boothbay Fund Management LLC $3,447 12/31/2019
     BMY47,692$3,061 12/31/2019
     RIGHT 99 99 9999128,307$386 12/31/2019
Atlantic Union Bankshares Corp61,719$3,440 03/31/2020
     BMY61,719$3,440 03/31/2020
Donaldson Capital Management LLC53,591$3,440 12/31/2019
     BMY53,591$3,440 12/31/2019
Livforsakringsbolaget Skandia Omsesidigt53,406$3,428 12/31/2019
     BMY53,406$3,428 12/31/2019
Northeast Financial Consultants Inc53,401$3,428 12/31/2019
     BMY53,401$3,428 12/31/2019
ARK Investment Management LLC53,054$3,406 12/31/2019
     BMY53,054$3,406 12/31/2019
Bragg Financial Advisors Inc52,905$3,396 12/31/2019
     BMY52,905$3,396 12/31/2019
Intact Investment Management Inc.52,900$3,392 12/31/2019
     BMY52,900$3,392 12/31/2019
Optimum Investment Advisors $3,381 12/31/2019
     BMY52,509$3,371 12/31/2019
     RIGHT 99 99 99993,400$10 12/31/2019
     Put1,000$0 12/31/2019
Fort L.P.52,605$3,377 12/31/2019
     BMY52,605$3,377 12/31/2019
Bank of The West52,504$3,370 12/31/2019
     BMY52,504$3,370 12/31/2019
Northstar Investment Advisors LLC52,413$3,364 12/31/2019
     BMY52,413$3,364 12/31/2019
IBM Retirement Fund $3,363 03/31/2020
     BMY59,498$3,316 03/31/2020
     COM12,260$47 03/31/2020
Wesleyan Assurance Society52,443$3,363 12/31/2019
     BMY52,443$3,363 12/31/2019
Windward Capital Management Co. CA52,161$3,348 12/31/2019
     BMY52,161$3,348 12/31/2019
Marathon Capital Management52,034$3,340 12/31/2019
     BMY52,034$3,340 12/31/2019
Blueshift Asset Management LLC52,025$3,339 12/31/2019
     BMY52,025$3,339 12/31/2019
Inlet Private Wealth LLC51,912$3,332 12/31/2019
     BMY51,912$3,332 12/31/2019
Everence Capital Management Inc.51,855$3,329 12/31/2019
     BMY51,855$3,329 12/31/2019
Wellington Shields & Co. LLC51,810$3,326 12/31/2019
     BMY51,810$3,326 12/31/2019
Augustine Asset Management Inc. $3,319 12/31/2019
     BMY49,911$3,204 12/31/2019
     RIGHT38,339$115 12/31/2019
Pinnacle Financial Partners Inc. $3,313 12/31/2019
     BMY51,538$3,308 12/31/2019
     RIGHT 99 99 99991,751$5 12/31/2019
W.E. Donoghue & Co. LLC51,358$3,297 12/31/2019
     BMY51,358$3,297 12/31/2019
First Midwest Bank Trust Division $3,292 12/31/2019
     BMY50,582$3,247 12/31/2019
     RIGHT 99 99 999914,993$45 12/31/2019
First Quadrant L P CA50,925$3,269 12/31/2019
     BMY50,925$3,269 12/31/2019
Beese Fulmer Investment Management Inc.58,564$3,264 03/31/2020
     BMY58,564$3,264 03/31/2020
Athena Capital Advisors LLC50,730$3,256 12/31/2019
     BMY50,730$3,256 12/31/2019
Sunbelt Securities Inc. $3,251 12/31/2019
     BMY38,677$2,481 12/31/2019
     RIGHT 99 99 99991,046$770 12/31/2019
Birmingham Capital Management Co. Inc. AL50,615$3,249 12/31/2019
     BMY50,615$3,249 12/31/2019
Mid Atlantic Financial Management Inc. ADV50,584$3,247 12/31/2019
     BMY50,584$3,247 12/31/2019
Crossmark Global Holdings Inc.50,178$3,221 12/31/2019
     BMY50,178$3,221 12/31/2019
Courier Capital LLC49,080$3,212 12/31/2019
     BMY49,080$3,212 12/31/2019
Regentatlantic Capital LLC $3,208 12/31/2019
     BMY48,684$3,125 12/31/2019
     RIGHT 99 99 999927,674$83 12/31/2019
Murphy Capital Management Inc. $3,202 12/31/2019
     BMY49,164$3,155 12/31/2019
     RT15,815$47 12/31/2019
Pekin Hardy Strauss Inc.49,756$3,194 12/31/2019
     BMY49,756$3,194 12/31/2019
H2O AM LLP $3,193 12/31/2019
     BMY47,517$3,050 12/31/2019
     RIGHT 99 99 999947,517$143 12/31/2019
TCW Group Inc.49,702$3,191 12/31/2019
     BMY49,702$3,191 12/31/2019
Aviance Capital Partners LLC49,568$3,182 12/31/2019
     BMY49,568$3,182 12/31/2019
Palladium Partners LLC49,481$3,176 12/31/2019
     BMY49,481$3,176 12/31/2019
Nachman Norwood & Parrott Inc49,285$3,163 12/31/2019
     BMY49,285$3,163 12/31/2019
Rossmore Private Capital49,180$3,157 12/31/2019
     BMY49,180$3,157 12/31/2019
Pensionfund Sabic $3,153 03/31/2020
     BMY55,000$3,066 03/31/2020
     COMMON STOCK23,000$87 03/31/2020
South State Corp49,037$3,147 12/31/2019
     BMY49,037$3,147 12/31/2019
Mercer Global Advisors Inc. ADV48,987$3,144 12/31/2019
     BMY48,987$3,144 12/31/2019
Cadence Capital Management LLC48,884$3,138 12/31/2019
     BMY48,884$3,138 12/31/2019
First Hawaiian Bank48,789$3,132 12/31/2019
     BMY48,789$3,132 12/31/2019
AGF Investments LLC $3,132 12/31/2019
     BMY48,508$3,114 12/31/2019
     RTS6,102$18 12/31/2019
Birch Hill Investment Advisors LLC $3,122 12/31/2019
     BMY46,856$3,008 12/31/2019
     RIGHT 99 99 999937,808$114 12/31/2019
Independent Advisor Alliance48,494$3,112 12/31/2019
     BMY48,494$3,112 12/31/2019
Seelaus Asset Management LLC $3,111 12/31/2019
     BMY45,908$2,947 12/31/2019
     COM54,404$164 12/31/2019
Wetherby Asset Management Inc.48,397$3,107 12/31/2019
     BMY48,397$3,107 12/31/2019
NEXT Financial Group Inc $3,073 12/31/2019
     BMY47,861$3,072 12/31/2019
     RIGHT 99 99 9999340$1 12/31/2019
Rikoon Group LLC47,824$3,070 12/31/2019
     BMY47,824$3,070 12/31/2019
EagleClaw Capital Managment LLC47,807$3,066 12/31/2019
     BMY47,807$3,066 12/31/2019
Boston Family Office LLC47,579$3,054 12/31/2019
     BMY47,579$3,054 12/31/2019
Sawtooth Solutions LLC $3,050 12/31/2019
     BMY46,886$3,010 12/31/2019
     RIGHT 99 99 999913,206$40 12/31/2019
Hancock Whitney Corp47,422$3,044 12/31/2019
     BMY47,422$3,044 12/31/2019
Graves Light Private Wealth Management Inc.47,332$3,038 12/31/2019
     BMY47,332$3,038 12/31/2019
Nicholas Hoffman & Company LLC.47,299$3,036 12/31/2019
     BMY47,299$3,036 12/31/2019
Fore Capital LLC $3,020 12/31/2019
     BMY40,000$2,568 12/31/2019
     RIGHT 99 99 9999150,000$452 12/31/2019
KAMES CAPITAL plc47,079$3,019 12/31/2019
     BMY47,079$3,019 12/31/2019
Banque Cantonale Vaudoise $3,011 12/31/2019
     BMY46,795$3,003 12/31/2019
     RIGHT 99 99 99993,361$8 12/31/2019
Beacon Harbor Wealth Advisors Inc.46,745$3,001 12/31/2019
     BMY46,745$3,001 12/31/2019
L & S Advisors Inc46,737$3,000 12/31/2019
     BMY46,737$3,000 12/31/2019
TSP Capital Management Group LLC46,632$2,993 12/31/2019
     BMY46,632$2,993 12/31/2019
Boenning & Scattergood Inc.46,592$2,991 12/31/2019
     BMY46,592$2,991 12/31/2019
Bessemer Group Inc.46,407$2,979 12/31/2019
     BMY46,407$2,979 12/31/2019
Alpha Omega Wealth Management LLC46,246$2,969 12/31/2019
     BMY46,246$2,969 12/31/2019
Bonness Enterprises Inc.53,100$2,960 03/31/2020
     BMY53,100$2,960 03/31/2020
Lowe Brockenbrough & Co. Inc.45,816$2,941 12/31/2019
     BMY45,816$2,941 12/31/2019
Canal Capital Management LLC45,644$2,930 12/31/2019
     BMY45,644$2,930 12/31/2019
Plimoth Trust Co. LLC45,614$2,928 12/31/2019
     BMY45,614$2,928 12/31/2019
Marshall Wace North America L.P.45,494$2,920 12/31/2019
     BMY45,494$2,920 12/31/2019
CMH Wealth Management LLC45,390$2,914 12/31/2019
     BMY45,390$2,914 12/31/2019
Governors Lane LP $2,906 12/31/2019
     RIGHT 99 99 9999965,464$2,906 12/31/2019
Proequities Inc.45,261$2,905 12/31/2019
     BMY45,261$2,905 12/31/2019
High Pointe Capital Management LLC45,026$2,890 12/31/2019
     BMY45,026$2,890 12/31/2019
Viking Fund Management LLC45,000$2,889 12/31/2019
     BMY45,000$2,889 12/31/2019
Ontario Teachers Pension Plan Board $2,888 12/31/2019
     BMY42,040$2,699 12/31/2019
     RIGHT 99 99 999962,764$189 12/31/2019
Wakefield Asset Management LLLP44,993$2,888 12/31/2019
     BMY44,993$2,888 12/31/2019
Bridges Investment Management Inc.44,946$2,885 12/31/2019
     BMY44,946$2,885 12/31/2019
Roanoke Asset Management Corp NY44,921$2,883 12/31/2019
     BMY44,921$2,883 12/31/2019
NJ State Employees Deferred Compensation Plan $2,883 12/31/2019
     BMY43,884$2,817 12/31/2019
     RIGHT 99 99 999922,000$66 12/31/2019
Guardian Investment Management44,864$2,879 12/31/2019
     BMY44,864$2,879 12/31/2019
Cubic Asset Management LLC44,845$2,879 12/31/2019
     BMY44,845$2,879 12/31/2019
AGF Investments America Inc.44,614$2,864 12/31/2019
     BMY44,614$2,864 12/31/2019
Skylands Capital LLC $2,858 12/31/2019
     BMY42,240$2,692 12/31/2019
     RIGHT 99 99 999955,290$166 12/31/2019
IFP Advisors Inc44,715$2,858 12/31/2019
     BMY44,715$2,858 12/31/2019
Knott David M $2,854 12/31/2019
     BMY43,715$2,806 12/31/2019
     Common15,847$48 12/31/2019
RiverPark Advisors LLC44,284$2,843 12/31/2019
     BMY44,284$2,843 12/31/2019
Brown Advisory Securities LLC44,183$2,838 12/31/2019
     BMY44,183$2,838 12/31/2019
Regal Investment Advisors LLC44,193$2,837 12/31/2019
     BMY44,193$2,837 12/31/2019
Arrow Financial Corp44,078$2,829 12/31/2019
     BMY44,078$2,829 12/31/2019
Leavell Investment Management Inc.43,956$2,822 12/31/2019
     BMY43,956$2,822 12/31/2019
Global Financial Private Capital Inc43,834$2,814 12/31/2019
     BMY43,834$2,814 12/31/2019
Douglass Winthrop Advisors LLC43,507$2,793 12/31/2019
     BMY43,507$2,793 12/31/2019
Monetary Management Group Inc.43,237$2,775 12/31/2019
     BMY43,237$2,775 12/31/2019
AIMZ Investment Advisors LLC $2,765 12/31/2019
     BMY42,017$2,697 12/31/2019
     RIGHT 99 99 999922,705$68 12/31/2019
Patten & Patten Inc. TN43,028$2,762 12/31/2019
     BMY43,028$2,762 12/31/2019
Trust Co. of Toledo NA OH42,906$2,754 12/31/2019
     BMY42,906$2,754 12/31/2019
Bell & Brown Wealth Advisors LLC41,330$2,753 12/31/2019
     BMY41,330$2,753 12/31/2019
Greenleaf Trust42,799$2,747 12/31/2019
     BMY42,799$2,747 12/31/2019
Benedict Financial Advisors Inc.42,710$2,742 12/31/2019
     BMY42,710$2,742 12/31/2019
Ashfield Capital Partners LLC $2,731 12/31/2019
     BMY41,744$2,680 12/31/2019
     RIGHT 99 99 999916,931$51 12/31/2019
Meiji Yasuda Life Insurance Co42,491$2,727 12/31/2019
     BMY42,491$2,727 12/31/2019
Conning Inc.42,311$2,716 12/31/2019
     BMY42,311$2,716 12/31/2019
Wolverine Trading LLC $2,710 12/31/2019
     Put600,100$38,244 12/31/2019
     Call473,100$30,151 12/31/2019
     BMY169,516$10,803 12/31/2019
Sib LLC $2,708 03/31/2020
     BMY45,477$2,535 03/31/2020
     RIGHT45,477$173 03/31/2020
Paloma Partners Management Co $2,703 12/31/2019
     COM589,402$1,774 12/31/2019
     BMY14,473$929 12/31/2019
Barbara Oil Co.42,000$2,696 12/31/2019
     BMY42,000$2,696 12/31/2019
Morris Capital Advisors LLC41,967$2,694 12/31/2019
     BMY41,967$2,694 12/31/2019
Prudential PLC41,898$2,690 12/31/2019
     BMY41,898$2,690 12/31/2019
Hoey Investments Inc.41,913$2,690 12/31/2019
     BMY41,913$2,690 12/31/2019
Hills Bank & Trust Co. $2,684 12/31/2019
     BMY41,075$2,636 12/31/2019
     OTHER15,817$48 12/31/2019
Essex Financial Services Inc. $2,667 12/31/2019
     BMY40,766$2,617 12/31/2019
     COM16,580$50 12/31/2019
Trust Co. of Virginia VA41,322$2,653 12/31/2019
     BMY41,322$2,653 12/31/2019
Federated Hermes Inc.41,248$2,648 12/31/2019
     BMY41,248$2,648 12/31/2019
Hammer Asset Management LLC41,158$2,642 12/31/2019
     BMY41,158$2,642 12/31/2019
Ballentine Partners LLC41,132$2,641 12/31/2019
     BMY41,132$2,641 12/31/2019
Markston International LLC41,073$2,637 12/31/2019
     BMY41,073$2,637 12/31/2019
Gladstone Institutional Advisory LLC41,048$2,635 12/31/2019
     BMY41,048$2,635 12/31/2019
Westover Capital Advisors LLC41,040$2,634 12/31/2019
     BMY41,040$2,634 12/31/2019
Charter Trust Co.40,948$2,628 12/31/2019
     BMY40,948$2,628 12/31/2019
Icon Advisers Inc. Co.40,893$2,625 12/31/2019
     BMY40,893$2,625 12/31/2019
Diametric Capital LP40,901$2,625 12/31/2019
     BMY40,901$2,625 12/31/2019
Blackhawk Capital Partners LLC.40,870$2,623 03/31/2020
     BMY40,870$2,623 03/31/2020
Putnam FL Investment Management Co.40,759$2,616 12/31/2019
     BMY40,759$2,616 12/31/2019
J.W. Cole Advisors Inc.40,725$2,614 12/31/2019
     BMY40,725$2,614 12/31/2019
Washington Capital Management Inc.40,400$2,593 12/31/2019
     BMY40,400$2,593 12/31/2019
Logan Capital Management Inc. $2,589 12/31/2019
     BMY38,946$2,500 12/31/2019
     RT29,872$89 12/31/2019
Hanson & Doremus Investment Management40,325$2,588 12/31/2019
     BMY40,325$2,588 12/31/2019
Summit Financial Wealth Advisors LLC40,235$2,563 12/31/2019
     BMY40,235$2,563 12/31/2019
Annex Advisory Services LLC39,913$2,562 12/31/2019
     BMY39,913$2,562 12/31/2019
Beddow Capital Management Inc.39,880$2,560 12/31/2019
     BMY39,880$2,560 12/31/2019
Wells Trecaso Financial Group LLC39,877$2,560 12/31/2019
     BMY39,877$2,560 12/31/2019
Peoples Financial Services CORP.45,898$2,559 03/31/2020
     BMY45,898$2,559 03/31/2020
Weiss Asset Management LP $2,556 12/31/2019
     RIGHT 99 99 9999766,829$2,308 12/31/2019
     BMY3,870$248 12/31/2019
Arden Trust Co39,751$2,552 12/31/2019
     BMY39,751$2,552 12/31/2019
Motley Fool Asset Management LLC39,659$2,546 12/31/2019
     BMY39,659$2,546 12/31/2019
Seven Eight Capital LP39,895$2,543 12/31/2019
     BMY39,895$2,543 12/31/2019
Marshall Wace LLP39,581$2,541 12/31/2019
     BMY39,581$2,541 12/31/2019
SeaCrest Wealth Management LLC39,287$2,522 12/31/2019
     BMY39,287$2,522 12/31/2019
Mutual Advisors LLC $2,520 12/31/2019
     BMY38,772$2,489 12/31/2019
     RIGHT 99 99 999910,427$31 12/31/2019
Avantax Advisory Services Inc.39,332$2,518 12/31/2019
     BMY39,332$2,518 12/31/2019
Karp Capital Management Corp39,210$2,517 12/31/2019
     BMY39,210$2,517 12/31/2019
Obermeyer Wood Investment Counsel Lllp $2,514 12/31/2019
     BMY38,200$2,452 12/31/2019
     RIGHT 99 99 999920,500$62 12/31/2019
Boys Arnold & Co. Inc.39,103$2,510 12/31/2019
     BMY39,103$2,510 12/31/2019
Condor Capital Management $2,508 12/31/2019
     BMY38,564$2,475 12/31/2019
     RIGHT 99 99 999910,954$33 12/31/2019
Carret Asset Management LLC39,030$2,505 12/31/2019
     BMY39,030$2,505 12/31/2019
Mirador Capital Partners LP38,886$2,496 12/31/2019
     BMY38,886$2,496 12/31/2019
Fulton Bank N.A.44,591$2,486 03/31/2020
     BMY44,591$2,486 03/31/2020
Bangor Savings Bank44,542$2,482 03/31/2020
     BMY44,542$2,482 03/31/2020
Radnor Capital Management LLC44,512$2,481 03/31/2020
     BMY44,512$2,481 03/31/2020
Cognios Capital LLC38,629$2,479 12/31/2019
     BMY38,629$2,479 12/31/2019
Investment House LLC $2,467 03/31/2020
     BMY43,135$2,404 03/31/2020
     RIGHT 99 99 999916,539$63 03/31/2020
Chicago Equity Partners LLC38,395$2,465 12/31/2019
     BMY38,395$2,465 12/31/2019
Aptus Capital Advisors LLC $2,454 12/31/2019
     BMY38,480$2,453 12/31/2019
     RIGHT 99 99 9999579$1 12/31/2019
Hendley & Co. Inc.38,222$2,453 12/31/2019
     BMY38,222$2,453 12/31/2019
Lido Advisors LLC38,184$2,451 12/31/2019
     BMY38,184$2,451 12/31/2019
TCF National Bank38,063$2,443 12/31/2019
     BMY38,063$2,443 12/31/2019
RBA Wealth Management LLC37,969$2,437 12/31/2019
     BMY37,969$2,437 12/31/2019
Mandatum Life Insurance Co Ltd37,939$2,435 12/31/2019
     BMY37,939$2,435 12/31/2019
Boyar Asset Management Inc.37,723$2,421 12/31/2019
     BMY37,723$2,421 12/31/2019
Supplemental Annuity Collective Trust of NJ $2,420 12/31/2019
     BMY37,000$2,375 12/31/2019
     RIGHT 99 99 999915,000$45 12/31/2019
Quadrant Capital Management LLC37,691$2,419 12/31/2019
     BMY37,691$2,419 12/31/2019
Sippican Capital Advisors37,621$2,415 12/31/2019
     BMY37,621$2,415 12/31/2019
Jet Capital Investors L P $2,408 12/31/2019
     RIGHT 99 99 9999800,000$2,408 12/31/2019
Cutter & CO Brokerage Inc.37,193$2,387 12/31/2019
     BMY37,193$2,387 12/31/2019
Campbell Capital Management Inc.42,769$2,384 03/31/2020
     BMY42,769$2,384 03/31/2020
Altfest L J & Co. Inc.37,122$2,383 12/31/2019
     BMY37,122$2,383 12/31/2019
Susquehanna Fundamental Investments LLC37,000$2,375 12/31/2019
     BMY37,000$2,375 12/31/2019
Private Portfolio Partners LLC36,785$2,361 12/31/2019
     BMY36,785$2,361 12/31/2019
Stokes Family Office LLC36,785$2,361 12/31/2019
     BMY36,785$2,361 12/31/2019
FDx Advisors Inc.36,763$2,360 12/31/2019
     BMY36,763$2,360 12/31/2019
First National Bank & Trust Co. of Newtown36,720$2,357 12/31/2019
     BMY36,720$2,357 12/31/2019
Howard Capital Management36,666$2,354 12/31/2019
     BMY36,666$2,354 12/31/2019
Knuff & Co LLC36,455$2,340 12/31/2019
     BMY36,455$2,340 12/31/2019
Ramius Advisors LLC $2,330 12/31/2019
     RIGHT 99 99 9999774,191$2,330 12/31/2019
Van Leeuwen & Company LLC36,148$2,320 12/31/2019
     BMY36,148$2,320 12/31/2019
Financial Advocates Investment Management $2,314 12/31/2019
     BMY13,947$2,275 12/31/2019
     RIGHT 99 99 999912,725$39 12/31/2019
Private Trust Co. NA41,405$2,307 03/31/2020
     BMY41,405$2,307 03/31/2020
Mainstay Capital Management LLC ADV35,913$2,305 12/31/2019
     BMY35,913$2,305 12/31/2019
Gifford Fong Associates35,899$2,304 12/31/2019
     BMY35,899$2,304 12/31/2019
Lincoln National Corp35,838$2,300 12/31/2019
     BMY35,838$2,300 12/31/2019
Centiva Capital LP $2,299 12/31/2019
     Put35,900$2,303 12/31/2019
     BMY34,499$2,214 12/31/2019
     Call32,500$2,084 12/31/2019
     RIGHT 99 99 9999100,896$304 12/31/2019
RKL Wealth Management LLC35,695$2,291 12/31/2019
     BMY35,695$2,291 12/31/2019
Corrado Advisors LLC41,042$2,287 03/31/2020
     BMY41,042$2,287 03/31/2020
Stonebridge Capital Management Inc.35,555$2,282 12/31/2019
     BMY35,555$2,282 12/31/2019
Waters Parkerson & CO. LLC35,484$2,278 12/31/2019
     BMY35,484$2,278 12/31/2019
Steel Peak Wealth Management LLC35,476$2,277 12/31/2019
     BMY35,476$2,277 12/31/2019
Hohimer Wealth Management LLC35,455$2,276 12/31/2019
     BMY35,455$2,276 12/31/2019
Wellington Shields Capital Management LLC35,340$2,268 12/31/2019
     BMY35,340$2,268 12/31/2019
Beaumont Financial Partners LLC35,305$2,266 12/31/2019
     BMY35,305$2,266 12/31/2019
Triangle Securities Wealth Management40,620$2,264 03/31/2020
     BMY40,620$2,264 03/31/2020
10 15 Associates Inc. $2,256 12/31/2019
     BMY34,119$2,190 12/31/2019
     RIGHT 99 99 999921,807$66 12/31/2019
Sculptor Capital LP $2,251 12/31/2019
     RIGHT 99 99 9999732,046$2,251 12/31/2019
Capula Management Ltd $2,247 12/31/2019
     Call35,000$2,247 12/31/2019
Chicago Capital LLC34,976$2,245 12/31/2019
     BMY34,976$2,245 12/31/2019
Citizens Financial Group Inc RI $2,228 12/31/2019
     BMY34,472$2,213 12/31/2019
     RIGHT 99 99 99995,086$15 12/31/2019
First City Capital Management Inc.34,704$2,228 12/31/2019
     BMY34,704$2,228 12/31/2019
Signaturefd LLC $2,221 12/31/2019
     BMY34,496$2,214 12/31/2019
     RIGHT 99 99 99992,254$7 12/31/2019
Beacon Investment Advisory Services Inc. $2,202 12/31/2019
     BMY33,786$2,169 12/31/2019
     RIGHT 99 99 999911,125$33 12/31/2019
Oak Asset Management LLC $2,202 12/31/2019
     BMY33,735$2,165 12/31/2019
     RIGHT 99 99 999912,412$37 12/31/2019
Gilman Hill Asset Management LLC33,989$2,182 12/31/2019
     BMY33,989$2,182 12/31/2019
Intellectus Partners LLC $2,174 12/31/2019
     BMY32,878$2,110 12/31/2019
     RIGHT 12 30 203021,164$64 12/31/2019
Municipal Employees Retirement System of Michigan $2,168 12/31/2019
     BMY33,300$2,138 12/31/2019
     COM10,040$30 12/31/2019
Central Bank & Trust Co. $2,166 12/31/2019
     BMY32,310$2,074 12/31/2019
     WARRANTS & RIGHTS30,696$92 12/31/2019
Exane Asset Management $2,166 12/31/2019
     BMY31,589$2,028 12/31/2019
     STOCK45,800$138 12/31/2019
HighPoint Advisor Group LLC31,821$2,140 12/31/2019
     BMY31,821$2,140 12/31/2019
Centaurus Financial Inc.33,228$2,133 12/31/2019
     BMY33,228$2,133 12/31/2019
Next Century Growth Investors LLC32,840$2,107 12/31/2019
     BMY32,840$2,107 12/31/2019
Truehand Inc37,724$2,103 03/31/2020
     BMY37,724$2,103 03/31/2020
Baldwin Investment Management LLC32,645$2,095 12/31/2019
     BMY32,645$2,095 12/31/2019
Dorsey & Whitney Trust CO LLC32,610$2,094 12/31/2019
     BMY32,610$2,094 12/31/2019
Burleson & Company LLC31,034$2,093 12/31/2019
     BMY31,034$2,093 12/31/2019
Prime Capital Investment Advisors LLC32,590$2,092 12/31/2019
     BMY32,590$2,092 12/31/2019
Granite Investment Partners LLC $2,087 12/31/2019
     BMY32,306$2,074 12/31/2019
     RIGHT 99 99 99994,308$13 12/31/2019
Cito Capital Group LLC32,500$2,086 12/31/2019
     BMY32,500$2,086 12/31/2019
Capital Bank & Trust Co $2,080 12/31/2019
     BMY31,218$2,004 12/31/2019
     OTHER25,240$76 12/31/2019
Equitable Trust Co.32,303$2,074 12/31/2019
     BMY32,303$2,074 12/31/2019
Surevest Inc.32,311$2,074 12/31/2019
     BMY32,311$2,074 12/31/2019
Silver Lake Advisory LLC32,277$2,072 12/31/2019
     BMY32,277$2,072 12/31/2019
Jacobi Capital Management LLC $2,061 12/31/2019
     BMY31,914$2,048 12/31/2019
     RIGHT 99 99 99994,398$13 12/31/2019
Karpas Strategies LLC32,080$2,059 12/31/2019
     BMY32,080$2,059 12/31/2019
Whalerock Point Partners LLC31,964$2,052 12/31/2019
     BMY31,964$2,052 12/31/2019
Princeton Portfolio Strategies Group LLC31,619$2,030 12/31/2019
     BMY31,619$2,030 12/31/2019
Holderness Investments Co.31,611$2,029 12/31/2019
     BMY31,611$2,029 12/31/2019
Bredin Investment LLC31,586$2,028 12/31/2019
     BMY31,586$2,028 12/31/2019
Selway Asset Management31,495$2,022 12/31/2019
     BMY31,495$2,022 12/31/2019
Bank of Hawaii31,318$2,010 12/31/2019
     BMY31,318$2,010 12/31/2019
Oak Associates Ltd. OH31,295$2,009 12/31/2019
     BMY31,295$2,009 12/31/2019
Park National Corp OH35,912$2,002 03/31/2020
     BMY35,912$2,002 03/31/2020
Retirement Network $2,000 12/31/2019
     BMY30,987$1,989 12/31/2019
     Bearer Warrants3,514$11 12/31/2019
Reynders McVeigh Capital Management LLC31,104$1,997 12/31/2019
     BMY31,104$1,997 12/31/2019
New England Research & Management Inc.31,037$1,992 12/31/2019
     BMY31,037$1,992 12/31/2019
Cacti Asset Management LLC49,950$1,987 03/31/2020
     BMY49,950$1,987 03/31/2020
Mogy Joel R Investment Counsel Inc.30,895$1,983 12/31/2019
     BMY30,895$1,983 12/31/2019
St. Louis Trust Co30,899$1,983 12/31/2019
     BMY30,899$1,983 12/31/2019
Delta Financial Advisors LLC30,869$1,982 12/31/2019
     BMY30,869$1,982 12/31/2019
Salem Investment Counselors Inc. $1,981 12/31/2019
     BMY30,839$1,980 12/31/2019
     RIGHT 99 99 9999450$1 12/31/2019
Chesapeake Wealth Management30,705$1,971 12/31/2019
     BMY30,705$1,971 12/31/2019
Quest Investment Management LLC30,610$1,965 12/31/2019
     BMY30,610$1,965 12/31/2019
Syquant Capital Sas $1,964 12/31/2019
     RIGHT 99 99 9999652,486$1,964 12/31/2019
Legacy Private Trust Co. $1,958 12/31/2019
     BMY29,907$1,920 12/31/2019
     RIGHT 99 99 999912,724$38 12/31/2019
Seizert Capital Partners LLC30,486$1,957 12/31/2019
     BMY30,486$1,957 12/31/2019
WESPAC Advisors LLC30,411$1,952 12/31/2019
     BMY30,411$1,952 12/31/2019
ARS Investment Partners LLC30,373$1,950 12/31/2019
     BMY30,373$1,950 12/31/2019
Level Four Advisory Services LLC30,322$1,949 12/31/2019
     BMY30,322$1,949 12/31/2019
Ridgewood Investments LLC30,318$1,946 12/31/2019
     BMY30,318$1,946 12/31/2019
Dynamic Advisor Solutions LLC30,247$1,942 12/31/2019
     BMY30,247$1,942 12/31/2019
Lucas Capital Management30,218$1,940 12/31/2019
     BMY30,218$1,940 12/31/2019
American Research & Management Co.30,167$1,936 12/31/2019
     BMY30,167$1,936 12/31/2019
Stellar Capital Management LLC30,043$1,928 12/31/2019
     BMY30,043$1,928 12/31/2019
Convergence Investment Partners LLC30,036$1,928 12/31/2019
     BMY30,036$1,928 12/31/2019
Mork Capital Management LLC30,000$1,926 12/31/2019
     BMY30,000$1,926 12/31/2019
Glenview State Bank Trust DEPT. $1,925 12/31/2019
     BMY29,205$1,874 12/31/2019
     COMMON STOCK17,380$51 12/31/2019
Dividend Assets Capital LLC $1,924 12/31/2019
     BMY29,962$1,923 12/31/2019
     RIGHT 99 99 9999283$1 12/31/2019
Personal CFO Solutions LLC29,989$1,921 12/31/2019
     BMY29,989$1,921 12/31/2019
Town & Country Bank & Trust CO dba First Bankers Trust CO34,233$1,908 03/31/2020
     BMY34,233$1,908 03/31/2020
Peak Asset Management LLC29,671$1,905 12/31/2019
     BMY29,671$1,905 12/31/2019
Wealthspire Advisors L.P.29,667$1,904 12/31/2019
     BMY29,667$1,904 12/31/2019
Fiduciary Group LLC29,371$1,885 12/31/2019
     BMY29,371$1,885 12/31/2019
Institute for Wealth Management LLC. $1,884 12/31/2019
     BMY19,538$1,254 12/31/2019
     RIGHT 99 99 9999209,441$630 12/31/2019
Perigon Wealth Management LLC $1,884 12/31/2019
     BMY28,893$1,820 12/31/2019
     RIGHT 99 99 999919,607$64 12/31/2019
Lakeview Capital Partners LLC29,254$1,878 12/31/2019
     BMY29,254$1,878 12/31/2019
Telemus Capital LLC29,219$1,876 12/31/2019
     BMY29,219$1,876 12/31/2019
Homrich & Berg29,192$1,874 12/31/2019
     BMY29,192$1,874 12/31/2019
BBVA USA Bancshares Inc.29,162$1,872 12/31/2019
     BMY29,162$1,872 12/31/2019
Rathbone Brothers plc29,100$1,868 12/31/2019
     BMY29,100$1,868 12/31/2019
Marco Investment Management LLC29,083$1,867 12/31/2019
     BMY29,083$1,867 12/31/2019
NTV Asset Management LLC29,067$1,866 12/31/2019
     BMY29,067$1,866 12/31/2019
Providence Wealth Advisors LLC29,034$1,861 12/31/2019
     BMY29,034$1,861 12/31/2019
HBK Sorce Advisory LLC28,945$1,858 12/31/2019
     BMY28,945$1,858 12/31/2019
Machina Capital S.A.S.28,953$1,858 12/31/2019
     BMY28,953$1,858 12/31/2019
Kingsview Wealth Management LLC28,924$1,857 12/31/2019
     BMY28,924$1,857 12/31/2019
Kovack Advisors Inc.28,813$1,854 12/31/2019
     BMY28,813$1,854 12/31/2019
Main Street Research LLC28,827$1,850 12/31/2019
     BMY28,827$1,850 12/31/2019
Citizens & Northern Corp28,798$1,849 12/31/2019
     BMY28,798$1,849 12/31/2019
Mitchell Capital Management Co.28,721$1,844 12/31/2019
     BMY28,721$1,844 12/31/2019
Scott & Selber Inc.28,731$1,844 12/31/2019
     BMY28,731$1,844 12/31/2019
Bennicas & Associates Inc.28,675$1,841 12/31/2019
     BMY28,675$1,841 12/31/2019
RDL Financial Inc.28,676$1,841 12/31/2019
     BMY28,676$1,841 12/31/2019
Roosevelt Investment Group Inc.28,368$1,821 12/31/2019
     BMY28,368$1,821 12/31/2019
Compagnie Lombard Odier SCmA $1,819 12/31/2019
     BMY28,210$1,810 12/31/2019
     RIGHT 99 99 99993,080$9 12/31/2019
     Call0$0 12/31/2019
Rampart Investment Management Company LLC $1,808 12/31/2019
     BMY27,757$1,782 12/31/2019
     RIGHT 99 99 99998,490$26 12/31/2019
Anderson Hoagland & Co.31,695$1,805 12/31/2019
     BMY31,695$1,805 12/31/2019
United Bank28,121$1,805 12/31/2019
     BMY28,121$1,805 12/31/2019
Hudson Valley Investment Advisors Inc. ADV28,005$1,798 12/31/2019
     BMY28,005$1,798 12/31/2019
Capital City Trust Co. FL28,008$1,797 12/31/2019
     BMY28,008$1,797 12/31/2019
Pitcairn Co.27,931$1,793 12/31/2019
     BMY27,931$1,793 12/31/2019
Parallel Advisors LLC27,935$1,793 12/31/2019
     BMY27,935$1,793 12/31/2019
Strategic Wealth Advisors Group LLC27,946$1,792 12/31/2019
     BMY27,946$1,792 12/31/2019
Manchester Capital Management LLC27,904$1,791 12/31/2019
     BMY27,904$1,791 12/31/2019
Sit Investment Associates Inc. $1,790 12/31/2019
     BMY27,035$1,735 12/31/2019
     RIGHTS18,335$55 12/31/2019
Independent Investors Inc.32,037$1,785 03/31/2020
     BMY32,037$1,785 03/31/2020
Quadrant Capital Group LLC $1,784 12/31/2019
     BMY28,267$1,777 12/31/2019
     Com3,822$7 12/31/2019
Chesapeake Asset Management LLC $1,783 12/31/2019
     BMY26,670$1,712 12/31/2019
     RIGHT 99 99 999923,499$71 12/31/2019
ARGI Investment Services LLC26,879$1,781 12/31/2019
     BMY26,879$1,781 12/31/2019
Monarch Capital Management Inc.27,727$1,780 12/31/2019
     BMY27,727$1,780 12/31/2019
Cypress Asset Management Inc. TX27,520$1,767 12/31/2019
     BMY27,520$1,767 12/31/2019
Parkside Financial Bank & Trust $1,762 12/31/2019
     BMY27,429$1,761 12/31/2019
     RIGHT 99 99 9999200$1 12/31/2019
Trillium Asset Management LLC $1,761 12/31/2019
     BMY26,285$1,687 12/31/2019
     RIGHT 99 99 999924,576$74 12/31/2019
Claybrook Capital LLC26,790$1,757 12/31/2019
     BMY26,790$1,757 12/31/2019
NorthCoast Asset Management LLC27,279$1,753 12/31/2019
     BMY27,279$1,753 12/31/2019
MidWestOne Financial Group Inc.27,284$1,751 12/31/2019
     BMY27,284$1,751 12/31/2019
Jensen Investment Management Inc.27,175$1,744 12/31/2019
     BMY27,175$1,744 12/31/2019
Hedeker Wealth LLC26,932$1,728 12/31/2019
     BMY26,932$1,728 12/31/2019
Mutual of Omaha Bank Wealth Management26,905$1,727 12/31/2019
     BMY26,905$1,727 12/31/2019
Coastline Trust Co26,760$1,718 12/31/2019
     BMY26,760$1,718 12/31/2019
Intrust Bank NA26,741$1,716 12/31/2019
     BMY26,741$1,716 12/31/2019
CSS LLC IL $1,714 12/31/2019
     Put85,600$5,455 12/31/2019
     BMY50,959$3,271 12/31/2019
     Call44,200$2,814 12/31/2019
     RIGHT 99 99 9999360,507$1,084 12/31/2019
Fairfield Bush & CO.26,634$1,710 12/31/2019
     BMY26,634$1,710 12/31/2019
Jarislowsky Fraser Ltd26,519$1,702 12/31/2019
     BMY26,519$1,702 12/31/2019
Ledyard National Bank26,355$1,692 12/31/2019
     BMY26,355$1,692 12/31/2019
CAPROCK Group Inc.26,357$1,692 12/31/2019
     BMY26,357$1,692 12/31/2019
Duff & Phelps Investment Management Co.26,345$1,691 12/31/2019
     BMY26,345$1,691 12/31/2019
Roundview Capital LLC26,253$1,685 12/31/2019
     BMY26,253$1,685 12/31/2019
Cascade Investment Advisors Inc.26,210$1,682 12/31/2019
     BMY26,210$1,682 12/31/2019
Campbell Wealth Management26,153$1,679 12/31/2019
     BMY26,153$1,679 12/31/2019
Naples Global Advisors LLC26,115$1,676 12/31/2019
     BMY26,115$1,676 12/31/2019
Platte River Wealth Advisors LLC26,625$1,676 12/31/2019
     BMY26,625$1,676 12/31/2019
JT Stratford LLC26,072$1,674 12/31/2019
     BMY26,072$1,674 12/31/2019
Dumont & Blake Investment Advisors LLC26,008$1,670 12/31/2019
     BMY26,008$1,670 12/31/2019
Mount Vernon Associates Inc. MD25,878$1,661 12/31/2019
     BMY25,878$1,661 12/31/2019
Shelton Capital Management25,857$1,660 12/31/2019
     BMY25,857$1,660 12/31/2019
Private Harbour Investment Management & Counsel LLC25,843$1,659 12/31/2019
     BMY25,843$1,659 12/31/2019
Wealthcare Advisory Partners LLC $1,657 12/31/2019
     BMY25,773$1,654 12/31/2019
     COMMON947$3 12/31/2019
M Holdings Securities Inc.25,693$1,649 12/31/2019
     BMY25,693$1,649 12/31/2019
Cobblestone Capital Advisors LLC NY25,634$1,645 12/31/2019
     BMY25,634$1,645 12/31/2019
Schulhoff & Co. Inc.25,614$1,644 12/31/2019
     BMY25,614$1,644 12/31/2019
Sound View Wealth Advisors Group LLC25,573$1,642 12/31/2019
     BMY25,573$1,642 12/31/2019
MADDEN SECURITIES Corp25,524$1,637 12/31/2019
     BMY25,524$1,637 12/31/2019
AMG Funds LLC25,464$1,635 12/31/2019
     BMY25,464$1,635 12/31/2019
Sheets Smith Wealth Management25,562$1,634 12/31/2019
     BMY25,562$1,634 12/31/2019
Krueger & Catalano Capital Partners LLC29,298$1,633 03/31/2020
     BMY29,298$1,633 03/31/2020
Schmidt P J Investment Management Inc.25,155$1,615 12/31/2019
     BMY25,155$1,615 12/31/2019
Moloney Securities Asset Management LLC25,139$1,614 12/31/2019
     BMY25,139$1,614 12/31/2019
Morse Asset Management Inc25,016$1,606 12/31/2019
     BMY25,016$1,606 12/31/2019
Coastal Investment Advisors Inc. $1,602 12/31/2019
     BMY27,925$1,592 12/31/2019
     RIGHT 99 99 99997,409$10 12/31/2019
Adirondack Trust Co.25,271$1,591 12/31/2019
     BMY25,271$1,591 12/31/2019
Anderson Fisher LLC24,792$1,591 12/31/2019
     BMY24,792$1,591 12/31/2019
Highstreet Asset Management Inc. $1,590 12/31/2019
     BMY24,221$1,555 12/31/2019
     Right11,649$35 12/31/2019
Oakbrook Investments LLC24,718$1,587 12/31/2019
     BMY24,718$1,587 12/31/2019
Strategic Wealth Partners Ltd.24,726$1,587 12/31/2019
     BMY24,726$1,587 12/31/2019
Gardner Lewis Asset Management L P525,211$1,581 12/31/2019
     COM525,211$1,581 12/31/2019
First United Bank Trust24,624$1,581 12/31/2019
     BMY24,624$1,581 12/31/2019
Balasa Dinverno & Foltz LLC24,569$1,577 12/31/2019
     BMY24,569$1,577 12/31/2019
Stanley Laman Group Ltd.24,449$1,569 12/31/2019
     BMY24,449$1,569 12/31/2019
Pegasus Asset Management Inc.24,420$1,568 12/31/2019
     BMY24,420$1,568 12/31/2019
Lombard Odier Asset Management Europe Ltd24,361$1,564 12/31/2019
     BMY24,361$1,564 12/31/2019
Buckingham Asset Management LLC24,152$1,550 12/31/2019
     BMY24,152$1,550 12/31/2019
First American Bank27,785$1,548 03/31/2020
     BMY27,785$1,548 03/31/2020
Ipswich Investment Management Co. Inc.27,735$1,546 03/31/2020
     BMY27,735$1,546 03/31/2020
PVG Asset Management Corp24,013$1,541 12/31/2019
     BMY24,013$1,541 12/31/2019
Intl Fcstone Inc. $1,541 12/31/2019
     BMY23,088$1,482 12/31/2019
     RIGHT 99 99 999919,560$59 12/31/2019
Poplar Forest Capital LLC23,989$1,540 12/31/2019
     BMY23,989$1,540 12/31/2019
Aurora Private Wealth Inc.23,907$1,535 12/31/2019
     BMY23,907$1,535 12/31/2019
Notis McConarty Edward23,865$1,532 12/31/2019
     BMY23,865$1,532 12/31/2019
Patriot Investment Management Inc.23,824$1,529 12/31/2019
     BMY23,824$1,529 12/31/2019
Archford Capital Strategies LLC23,810$1,528 12/31/2019
     BMY23,810$1,528 12/31/2019
Sowell Financial Services LLC23,701$1,521 12/31/2019
     BMY23,701$1,521 12/31/2019
Bellevue Asset Management LLC23,647$1,518 12/31/2019
     BMY23,647$1,518 12/31/2019
Winslow Evans & Crocker Inc.23,592$1,516 12/31/2019
     BMY23,592$1,516 12/31/2019
Ieq Capital LLC23,577$1,513 12/31/2019
     BMY23,577$1,513 12/31/2019
Beck Mack & Oliver LLC23,478$1,507 12/31/2019
     BMY23,478$1,507 12/31/2019
Redwood Capital Management LLC $1,505 12/31/2019
     RIGHT 99 99 9999500,000$1,505 12/31/2019
Voya Financial Advisors Inc.23,618$1,505 12/31/2019
     BMY23,618$1,505 12/31/2019
Point72 Asset Management L.P. $1,505 12/31/2019
     RIGHT 99 99 9999500,000$1,505 12/31/2019
Resources Investment Advisors LLC. $1,501 12/31/2019
     BMY23,368$1,500 12/31/2019
     Call60,000$1 12/31/2019
USS Investment Management Ltd $1,499 12/31/2019
     BMY22,300$1,430 12/31/2019
     RIGHT 99 99 999922,300$69 12/31/2019
Paradigm Asset Management Co. LLC23,340$1,498 12/31/2019
     BMY23,340$1,498 12/31/2019
Wintrust Investments LLC23,296$1,495 12/31/2019
     BMY23,296$1,495 12/31/2019
Montag A & Associates Inc.23,245$1,492 12/31/2019
     BMY23,245$1,492 12/31/2019
Cpwm LLC23,211$1,490 12/31/2019
     BMY23,211$1,490 12/31/2019
Exane Derivatives22,376$1,489 12/31/2019
     BMY22,376$1,489 12/31/2019
Enterprise Financial Services Corp23,106$1,483 12/31/2019
     BMY23,106$1,483 12/31/2019
Athos Capital Ltd $1,482 12/31/2019
     RIGHT 99 99 9999492,297$1,482 12/31/2019
Boston Trust Walden Corp22,759$1,461 12/31/2019
     BMY22,759$1,461 12/31/2019
Pflug Koory LLC22,584$1,450 12/31/2019
     BMY22,584$1,450 12/31/2019
Stoneridge Investment Partners LLC22,457$1,442 12/31/2019
     BMY22,457$1,442 12/31/2019
Capital Wealth Planning LLC22,328$1,433 12/31/2019
     BMY22,328$1,433 12/31/2019
TCI Wealth Advisors Inc. $1,433 12/31/2019
     BMY22,328$1,433 12/31/2019
     RIGHT 99 99 9999124$0 12/31/2019
Investment Counsel Inc.22,257$1,429 12/31/2019
     BMY22,257$1,429 12/31/2019
United Bank22,248$1,428 12/31/2019
     BMY22,248$1,428 12/31/2019
Keating Investment Counselors Inc.22,212$1,426 12/31/2019
     BMY22,212$1,426 12/31/2019
Covenant Asset Management LLC22,183$1,424 12/31/2019
     BMY22,183$1,424 12/31/2019
Good Life Advisors LLC22,120$1,423 12/31/2019
     BMY22,120$1,423 12/31/2019
TI Trust Inc.22,088$1,418 12/31/2019
     BMY22,088$1,418 12/31/2019
Horizon Bancorp Inc. IN22,075$1,417 12/31/2019
     BMY22,075$1,417 12/31/2019
Girard Partners LTD.22,062$1,416 12/31/2019
     BMY22,062$1,416 12/31/2019
Capital Asset Advisory Services LLC $1,414 12/31/2019
     BMY21,063$1,411 12/31/2019
     RIGHT 99 99 9999925$3 12/31/2019
Pinnacle Wealth Management Advisory Group LLC21,951$1,409 12/31/2019
     BMY21,951$1,409 12/31/2019
Banco de Sabadell S.A21,953$1,405 12/31/2019
     BMY21,953$1,405 12/31/2019
Cleararc Capital Inc.21,869$1,404 12/31/2019
     BMY21,869$1,404 12/31/2019
Van Cleef Asset Management Inc21,715$1,394 12/31/2019
     BMY21,715$1,394 12/31/2019
Papp L Roy & Associates $1,392 12/31/2019
     BMY20,908$1,342 12/31/2019
     RIGHT 99 99 999916,530$50 12/31/2019
Laidlaw Wealth Management LLC21,640$1,389 12/31/2019
     BMY21,640$1,389 12/31/2019
Prospera Financial Services Inc21,598$1,386 12/31/2019
     BMY21,598$1,386 12/31/2019
Malaga Cove Capital LLC21,587$1,386 12/31/2019
     BMY21,587$1,386 12/31/2019
Capital Advisors Inc. OK21,516$1,381 12/31/2019
     BMY21,516$1,381 12/31/2019
Qtron Investments LLC21,420$1,375 12/31/2019
     BMY21,420$1,375 12/31/2019
Founders Financial Securities LLC21,141$1,357 12/31/2019
     BMY21,141$1,357 12/31/2019
Country Club Trust Company n.a.21,287$1,356 12/31/2019
     BMY21,287$1,356 12/31/2019
Montecito Bank & Trust21,097$1,354 12/31/2019
     BMY21,097$1,354 12/31/2019
Woodmont Investment Counsel LLC21,047$1,351 12/31/2019
     BMY21,047$1,351 12/31/2019
Cibc Bank USA21,037$1,351 12/31/2019
     BMY21,037$1,351 12/31/2019
Sawgrass Asset Management LLC21,021$1,349 12/31/2019
     BMY21,021$1,349 12/31/2019
Harbor Investment Advisory LLC20,938$1,344 12/31/2019
     BMY20,938$1,344 12/31/2019
ST Germain D J Co. Inc.20,914$1,342 12/31/2019
     BMY20,914$1,342 12/31/2019
IHT Wealth Management LLC20,913$1,342 12/31/2019
     BMY20,913$1,342 12/31/2019
Kite Lake Capital Management UK LLP $1,331 12/31/2019
     RIGHT 99 99 9999442,340$1,331 12/31/2019
Aries Wealth Management24,047$1,328 03/31/2020
     BMY24,047$1,328 03/31/2020
Curbstone Financial Management Corp20,694$1,328 12/31/2019
     BMY20,694$1,328 12/31/2019
Bath Savings Trust Co23,710$1,322 03/31/2020
     BMY23,710$1,322 03/31/2020
Fayez Sarofim & Co20,602$1,322 12/31/2019
     BMY20,602$1,322 12/31/2019
Capital One National Association20,568$1,320 12/31/2019
     BMY20,568$1,320 12/31/2019
Highlander Capital Management LLC20,524$1,317 12/31/2019
     BMY20,524$1,317 12/31/2019
Guyasuta Investment Advisors Inc.20,496$1,315 12/31/2019
     BMY20,496$1,315 12/31/2019
Newman Dignan & Sheerar Inc.20,450$1,313 12/31/2019
     BMY20,450$1,313 12/31/2019
FTB Advisors Inc. $1,305 12/31/2019
     BMY20,343$1,305 12/31/2019
     COMMON STOCK193$0 12/31/2019
Indiana Trust & Investment Management CO23,384$1,303 03/31/2020
     BMY23,384$1,303 03/31/2020
WBH Advisory Inc.20,298$1,302 12/31/2019
     BMY20,298$1,302 12/31/2019
Wendell David Associates Inc.20,211$1,297 12/31/2019
     BMY20,211$1,297 12/31/2019
Vestmark Advisory Solutions Inc.20,203$1,297 12/31/2019
     BMY20,203$1,297 12/31/2019
Fagan Associates Inc.20,115$1,291 12/31/2019
     BMY20,115$1,291 12/31/2019
Adalta Capital Management LLC20,098$1,290 12/31/2019
     BMY20,098$1,290 12/31/2019
Westbourne Investment Advisors Inc.20,075$1,289 12/31/2019
     BMY20,075$1,289 12/31/2019
Kendall Capital Management20,025$1,285 12/31/2019
     BMY20,025$1,285 12/31/2019
Pantheon Investment Group LLC20,038$1,284 12/31/2019
     BMY20,038$1,284 12/31/2019
Estabrook Capital Management $1,277 12/31/2019
     BMY19,880$1,276 12/31/2019
     WARRANT300$1 12/31/2019
Flagship Harbor Advisors LLC $1,274 12/31/2019
     BMY19,705$1,265 12/31/2019
     Rights and Bearer Warrants Warrants except Bearer 3,081$9 12/31/2019
9258 Wealth Management LLC19,824$1,273 12/31/2019
     BMY19,824$1,273 12/31/2019
Rodgers Brothers Inc.19,751$1,268 12/31/2019
     BMY19,751$1,268 12/31/2019
Lingohr & Partner Asset Management GmbH19,800$1,262 12/31/2019
     BMY19,800$1,262 12/31/2019
B. Riley Wealth Management Inc.19,663$1,262 12/31/2019
     BMY19,663$1,262 12/31/2019
Cape Cod Five Cents Savings Bank19,590$1,258 12/31/2019
     BMY19,590$1,258 12/31/2019
Court Place Advisors LLC19,553$1,255 12/31/2019
     BMY19,553$1,255 12/31/2019
Asymmetry Capital Management L.P. $1,252 12/31/2019
     RTS415,931$1,252 12/31/2019
Essex Savings Bank19,477$1,251 12/31/2019
     BMY19,477$1,251 12/31/2019
Doyle Wealth Management19,456$1,249 12/31/2019
     BMY19,456$1,249 12/31/2019
Bell Bank19,412$1,246 12/31/2019
     BMY19,412$1,246 12/31/2019
Secure Asset Management LLC19,259$1,236 12/31/2019
     BMY19,259$1,236 12/31/2019
Adviser Investments LLC22,164$1,235 03/31/2020
     BMY22,164$1,235 03/31/2020
Smith Moore & CO.19,227$1,234 12/31/2019
     BMY19,227$1,234 12/31/2019
Smithfield Trust Co. $1,234 12/31/2019
     BMY19,223$1,234 12/31/2019
     COMMON STOCK132$0 12/31/2019
Pictet North America Advisors SA $1,232 12/31/2019
     BMY18,385$1,180 12/31/2019
     RIGHT 99 99 999917,385$52 12/31/2019
Pacific Wealth Strategies Group Inc.19,197$1,232 12/31/2019
     BMY19,197$1,232 12/31/2019
Meridian Management Co.19,177$1,231 12/31/2019
     BMY19,177$1,231 12/31/2019
Northstar Wealth Partners LLC19,070$1,224 12/31/2019
     BMY19,070$1,224 12/31/2019
Valeo Financial Advisors LLC19,071$1,222 12/31/2019
     BMY19,071$1,222 12/31/2019
Horseman Capital Management Ltd19,000$1,220 12/31/2019
     BMY19,000$1,220 12/31/2019
Baxter Bros Inc.18,958$1,217 12/31/2019
     BMY18,958$1,217 12/31/2019
Garrison Point Advisors LLC18,942$1,216 12/31/2019
     BMY18,942$1,216 12/31/2019
Honkamp Krueger Financial Services Inc.18,828$1,209 12/31/2019
     BMY18,828$1,209 12/31/2019
Boston Financial Mangement LLC18,774$1,205 12/31/2019
     BMY18,774$1,205 12/31/2019
Wade G W & Inc.18,723$1,202 12/31/2019
     BMY18,723$1,202 12/31/2019
Checchi Capital Advisers LLC18,617$1,195 12/31/2019
     BMY18,617$1,195 12/31/2019
Cetera Investment Advisers18,648$1,193 12/31/2019
     BMY18,648$1,193 12/31/2019
Zeke Capital Advisors LLC18,557$1,191 12/31/2019
     BMY18,557$1,191 12/31/2019
Concentric Wealth Management LLC18,532$1,190 12/31/2019
     BMY18,532$1,190 12/31/2019
Investment Partners LTD.18,515$1,188 12/31/2019
     BMY18,515$1,188 12/31/2019
Alhambra Investment Partners LLC18,492$1,187 12/31/2019
     BMY18,492$1,187 12/31/2019
Columbus Macro LLC18,429$1,183 12/31/2019
     BMY18,429$1,183 12/31/2019
United Capital Management of KS Inc.18,386$1,180 12/31/2019
     BMY18,386$1,180 12/31/2019
Beaton Management Co. Inc.18,363$1,179 12/31/2019
     BMY18,363$1,179 12/31/2019
Rock Creek Group LP18,458$1,176 12/31/2019
     BMY18,458$1,176 12/31/2019
Roman Butler Fullerton & Co.18,312$1,175 12/31/2019
     BMY18,312$1,175 12/31/2019
Cullen Capital Management LLC18,235$1,171 12/31/2019
     BMY18,235$1,171 12/31/2019
Old North State Trust LLC18,149$1,165 12/31/2019
     BMY18,149$1,165 12/31/2019
Whitnell & Co. $1,163 12/31/2019
     BMY17,934$1,151 12/31/2019
     RIGHT 99 99 99994,100$12 12/31/2019
HighTower Trust Services LTA18,098$1,162 12/31/2019
     BMY18,098$1,162 12/31/2019
Mycio Wealth Partners LLC $1,162 12/31/2019
     BMY17,306$1,111 12/31/2019
     RIGHT 99 99 999916,842$51 12/31/2019
American National Registered Investment Advisor Inc.18,107$1,162 12/31/2019
     BMY18,107$1,162 12/31/2019
Farmers & Merchants Trust Co of Chambersburg PA18,082$1,161 12/31/2019
     BMY18,082$1,161 12/31/2019
Greytown Advisors Inc.18,073$1,160 12/31/2019
     BMY18,073$1,160 12/31/2019
Smith Salley & Associates17,992$1,155 12/31/2019
     BMY17,992$1,155 12/31/2019
Fruth Investment Management17,965$1,153 12/31/2019
     BMY17,965$1,153 12/31/2019
BKD Wealth Advisors LLC20,499$1,143 03/31/2020
     BMY20,499$1,143 03/31/2020
Taylor Frigon Capital Management LLC17,812$1,143 12/31/2019
     BMY17,812$1,143 12/31/2019
Grandfield & Dodd LLC17,768$1,141 12/31/2019
     BMY17,768$1,141 12/31/2019
Accredited Investors Inc.17,759$1,140 12/31/2019
     BMY17,759$1,140 12/31/2019
Wealthsource Partners LLC17,739$1,139 12/31/2019
     BMY17,739$1,139 12/31/2019