HoldingsChannel.com
Vivaldi Capital Management LLC Top Holdings
As of  09/30/2019

   EntityAmountChange
 06/30/2019 to 09/30/2019
Position Size
($ in 1000's)
VIVALDI OPPORTUNITIES FD 4,220,772 -61,554 $58,036
     VAM4,220,772-61,554$58,036
B RILEY FINL INC 1,075,000 +825,000 $25,392
     RILY1,075,000+825,000$25,392
FACEBOOK INC 105,132 +101,654 $18,722
     FB105,132+101,654$18,722
SSGA ACTIVE ETF TR (ULST) 319,216 +456 $12,906
     ULST319,216+456$12,906
SPDR S&P 500 ETF TR (SPY) 41,717 -31 $12,380
     SPY41,717-31$12,380
SPDR SERIES TRUST (SPLG) 339,956 +57,980 $11,847
     SPLG339,956+57,980$11,847
FIRST TR EXCHANGE TRADED FD (FPE) 570,578 +558,078 $11,258
     FPE570,578+558,078$11,258
SPDR INDEX SHS FDS (SPDW) 310,875 +42,561 $9,127
     SPDW310,875+42,561$9,127
ISHARES TR (IVV) 24,178 -2,436 $7,218
     IVV24,178-2,436$7,218
ISHARES TR (EFA) 105,907 -11,469 $6,906
     EFA105,907-11,469$6,906
ANGEL OAK FINL STRATEGIES IN 325,000 UNCH $6,555
     FINS325,000UNCH$6,555
VANGUARD INDEX FDS (VTI) 42,277 -1,593 $6,384
     VTI42,277-1,593$6,384
INVESCO SR INCOME TR 1,490,585 +112,910 $6,260
     VVR1,490,585+112,910$6,260
NUVEEN AMT FREE QLTY MUN INC 401,640 +27,915 $5,747
     NEA401,640+27,915$5,747
BLACKROCK MUNIYIELD QLTY FD 422,043 +422,043 $5,727
     MYI422,043+422,043$5,727
PGIM HIGH YIELD BOND FUND IN (ISD) 366,884 +25,566 $5,485
     ISD366,884+25,566$5,485
FIRST TR EXCH TRD ALPHA FD I (FPA) 193,967 -10,045 $5,328
     FPA193,967-10,045$5,328
ISHARES TR (ICSH) 101,320 +10,895 $5,105
     ICSH101,320+10,895$5,105
APPLE INC 22,127 +3,945 $4,956
     AAPL22,127+3,945$4,956
ALLIANCEBERNSTEIN NATL MUNI 353,713 +24,871 $4,874
     AFB353,713+24,871$4,874
VANGUARD TAX MANAGED INTL FD (VEA) 110,258 -1,303 $4,529
     VEA110,258-1,303$4,529
JPMORGAN CHASE & CO 36,377 +2,273 $4,281
     JPM36,377+2,273$4,281
SPDR SERIES TRUST (SPSM) 136,057 -1,626 $4,082
     SPSM136,057-1,626$4,082
SPDR SERIES TRUST (SPMD) 117,757 -1,305 $3,991
     SPMD117,757-1,305$3,991
VANGUARD INTL EQUITY INDEX F (VWO) 96,503 -6,906 $3,885
     VWO96,503-6,906$3,885
BLACKROCK MUNI INTER DR FD I 267,009 +18,905 $3,786
     MUI267,009+18,905$3,786
EATON VANCE MUN BD FD 266,033 +20,915 $3,448
     EIM266,033+20,915$3,448
MICROSOFT CORP 24,800 +3,758 $3,448
     MSFT24,800+3,758$3,448
BLACKROCK CORPOR HI YLD FD I 309,145 +19,811 $3,323
     HYT309,145+19,811$3,323
LYFT INC 78,964 +78,964 $3,225
     LYFT78,964+78,964$3,225
SPDR INDEX SHS FDS (SPEM) 94,092 +4,806 $3,225
     SPEM94,092+4,806$3,225
VANGUARD INDEX FDS (VO) 19,233 -4,286 $3,223
     VO19,233-4,286$3,223
ISHARES TR (DVY) 31,368 -811 $3,198
     DVY31,368-811$3,198
WESTERN ASSET HIGH INCM OPP 620,541 +44,588 $3,134
     HIO620,541+44,588$3,134
PGIM GLOBAL HIGH YIELD FD IN 216,637 +15,465 $3,113
     GHY216,637+15,465$3,113
ALLIANCEBERNSTEIN GBL HGH IN 257,756 +18,915 $3,090
     AWF257,756+18,915$3,090
ISHARES TR (IWM) 19,553 -2,178 $2,959
     IWM19,553-2,178$2,959
TEMPLETON GLOBAL INCOME FD 478,895 +35,906 $2,940
     GIM478,895+35,906$2,940
VOYA PRIME RATE TR 620,972 +620,972 $2,925
     PPR620,972+620,972$2,925
PROCTER & GAMBLE CO 21,977 +1,862 $2,733
     PG21,977+1,862$2,733
VANGUARD INDEX FDS (VB) 16,613 -3,913 $2,557
     VB16,613-3,913$2,557
EATON VANCE LTD DUR INCOME F 194,703 +194,703 $2,434
     EVV194,703+194,703$2,434
BROOKFIELD ASSET MGMT INC 43,851 +6,462 $2,328
     BAM43,851+6,462$2,328
NUVEEN QUALITY MUNCP INCOME 161,313 +12,429 $2,316
     NAD161,313+12,429$2,316
THERMO FISHER SCIENTIFIC INC 7,904 +1,783 $2,302
     TMO7,904+1,783$2,302
ISHARES TR (ICF) 18,902 -1,552 $2,269
     ICF18,902-1,552$2,269
ISHARES TR (IJH) 11,118 -1,425 $2,148
     IJH11,118-1,425$2,148
BERKSHIRE HATHAWAY INC DEL      $2,034
     BRK.B8,276+1,223$1,722
     BRK.A1UNCH$312
EXCHANGE LISTED FDS TR (KLDW) 59,374 -2,244 $2,003
     KLDW59,374-2,244$2,003
CME GROUP INC 9,431 +2,111 $1,993
     CME9,431+2,111$1,993

See Full List: All Stocks Held By Vivaldi Capital Management LLC
— Including:
     • Biggest new positions
     • Biggest exits
     • Biggest increased positions
     • Biggest decreased positions

See Details: Top 10 Stocks Held By Vivaldi Capital Management LLC

Size ($ in 1000's)
At 09/30/2019: $422,275
At 06/30/2019: $382,856

Vivaldi Capital Management LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Vivaldi Capital Management LLC 13F filings. Link to 13F filings: SEC filings

Vivaldi Capital Management LLC Top Holdings 13F Filings | www.HoldingsChannel.com

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