HoldingsChannel.com
Vivaldi Capital Management LLC Top Holdings
As of  12/31/2019

   EntityAmountChange
 09/30/2019 to 12/31/2019
Position Size
($ in 1000's)
VIVALDI OPPORTUNITIES FD 4,231,241 +10,469 $57,376
     VAM4,231,241+10,469$57,376
ISHARES TR (ICSH) 383,913 +282,593 $19,322
     ICSH383,913+282,593$19,322
FIRST TR EXCHANGE TRADED FD (FTSM) 320,292 +320,292 $19,246
     FTSM320,292+320,292$19,246
SPDR S&P 500 ETF TR (SPY) 44,173 +2,456 $14,217
     SPY44,173+2,456$14,217
SPDR SERIES TRUST (SPLG) 345,766 +5,810 $13,077
     SPLG345,766+5,810$13,077
FACEBOOK INC 62,793 -42,339 $12,888
     FB62,793-42,339$12,888
FIRST TR EXCHANGE TRADED FD (FPE) 580,573 +9,995 $11,652
     FPE580,573+9,995$11,652
SPDR INDEX SHS FDS (SPDW) 319,553 +8,678 $10,018
     SPDW319,553+8,678$10,018
ISHARES TR (IVV) 23,861 -317 $7,713
     IVV23,861-317$7,713
VANGUARD INDEX FDS (VTI) 45,918 +3,641 $7,513
     VTI45,918+3,641$7,513
ISHARES TR (EFA) 108,171 +2,264 $7,511
     EFA108,171+2,264$7,511
BLACKROCK MUNIYIELD QLTY FD 433,456 +11,413 $5,852
     MYI433,456+11,413$5,852
PGIM HIGH YIELD BOND FUND IN (ISD) 371,666 +4,782 $5,724
     ISD371,666+4,782$5,724
FIRST TR EXCH TRD ALPHA FD I (FPA) 188,863 -5,104 $5,385
     FPA188,863-5,104$5,385
PIMCO ETF TR (MINT) 52,044 +52,044 $5,287
     MINT52,044+52,044$5,287
VANGUARD TAX MANAGED INTL FD (VEA) 115,808 +5,550 $5,103
     VEA115,808+5,550$5,103
ALLIANCEBERNSTEIN NATL MUNI 357,778 +4,065 $5,002
     AFB357,778+4,065$5,002
INVESCO SR INCOME TR 1,152,001 -338,584 $4,942
     VVR1,152,001-338,584$4,942
APPLE INC 15,637 -6,490 $4,592
     AAPL15,637-6,490$4,592
BLACKROCK MUNI INTER DR FD I 307,993 +40,984 $4,386
     MUI307,993+40,984$4,386
SPDR SERIES TRUST (SPSM) 131,552 -4,505 $4,293
     SPSM131,552-4,505$4,293
VANGUARD INTL EQUITY INDEX F (VWO) 93,880 -2,623 $4,175
     VWO93,880-2,623$4,175
SPDR SERIES TRUST (SPMD) 114,910 -2,847 $4,163
     SPMD114,910-2,847$4,163
GLOBAL X FDS 484,688 +434,138 $3,819
     MLPA484,688+434,138$3,819
NUVEEN FLOATING RATE INCOME 363,938 +363,938 $3,727
     JFR363,938+363,938$3,727
SPDR INDEX SHS FDS (SPEM) 93,657 -435 $3,521
     SPEM93,657-435$3,521
JPMORGAN CHASE & CO 24,593 -11,784 $3,428
     JPM24,593-11,784$3,428
ANGEL OAK FINL STRATEGIES IN 160,689 -164,311 $3,325
     FINS160,689-164,311$3,325
PGIM GLOBAL HIGH YIELD FD IN 219,715 +3,078 $3,300
     GHY219,715+3,078$3,300
ISHARES TR (DVY) 31,168 -200 $3,293
     DVY31,168-200$3,293
LYFT INC 75,964 -3,000 $3,268
     LYFT75,964-3,000$3,268
ISHARES TR (IWM) 19,485 -68 $3,228
     IWM19,485-68$3,228
INVESCO DYNAMIC CR OPP FD 282,227 +282,227 $3,203
     VTA282,227+282,227$3,203
ALLIANCEBERNSTEIN GBL HGH IN 262,150 +4,394 $3,180
     AWF262,150+4,394$3,180
VOYA PRIME RATE TR 634,745 +13,773 $3,180
     PPR634,745+13,773$3,180
VANGUARD INDEX FDS (VO) 17,641 -1,592 $3,143
     VO17,641-1,592$3,143
TEMPLETON GLOBAL INCOME FD 488,887 +9,992 $2,997
     GIM488,887+9,992$2,997
EATON VANCE LTD DUR INCOME F 208,544 +13,841 $2,763
     EVV208,544+13,841$2,763
MICROSOFT CORP 17,305 -7,495 $2,729
     MSFT17,305-7,495$2,729
NUVEEN AMT FREE QLTY MUN INC 182,137 -219,503 $2,619
     NEA182,137-219,503$2,619
NUVEEN QUALITY MUNCP INCOME 173,084 +11,771 $2,527
     NAD173,084+11,771$2,527
PROCTER & GAMBLE CO 19,748 -2,229 $2,467
     PG19,748-2,229$2,467
VANGUARD INDEX FDS (VB) 14,706 -1,907 $2,436
     VB14,706-1,907$2,436
ISHARES TR (IJH) 11,098 -20 $2,284
     IJH11,098-20$2,284
PRA GROUP INC 61,336 +61,336 $2,226
     PRAA61,336+61,336$2,226
EXCHANGE LISTED FDS TR (KLDW) 57,340 -2,034 $2,090
     KLDW57,340-2,034$2,090
ISHARES TR (ICF) 17,704 -1,198 $2,071
     ICF17,704-1,198$2,071
BERKSHIRE HATHAWAY INC DEL      $1,985
     BRK.B7,263-1,013$1,645
     BRK.A1UNCH$340
INVESCO MUN TR 160,066 +12,259 $1,978
     VKQ160,066+12,259$1,978
PFIZER INC 48,696 +94 $1,908
     PFE48,696+94$1,908

See Full List: All Stocks Held By Vivaldi Capital Management LLC
— Including:
     • Biggest new positions
     • Biggest exits
     • Biggest increased positions
     • Biggest decreased positions

See Details: Top 10 Stocks Held By Vivaldi Capital Management LLC

Size ($ in 1000's)
At 12/31/2019: $413,672
At 09/30/2019: $422,275

Vivaldi Capital Management LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Vivaldi Capital Management LLC 13F filings. Link to 13F filings: SEC filings

Vivaldi Capital Management LLC Top Holdings 13F Filings | www.HoldingsChannel.com

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