HoldingsChannel.com
Funds Holding SPGI
HolderAmountPosition Size
($ in 1000's)
 As of
Vanguard Group Inc.21,187,138$5,785,147 12/31/2019
     SPGI21,187,138$5,785,147 12/31/2019
BlackRock Inc.19,067,173$5,206,289 12/31/2019
     SPGI19,067,173$5,206,289 12/31/2019
State Street Corp11,667,297$3,185,755 12/31/2019
     SPGI11,667,297$3,185,755 12/31/2019
Price T Rowe Associates Inc. MD6,569,319$1,793,753 12/31/2019
     SPGI6,569,319$1,793,753 12/31/2019
Edgewood Management LLC5,843,393$1,595,538 12/31/2019
     SPGI5,843,393$1,595,538 12/31/2019
Invesco Ltd. $1,458,302 12/31/2019
     SPGI5,340,586$1,458,247 12/31/2019
     Call200$55 12/31/2019
FMR LLC5,219,290$1,425,127 12/31/2019
     SPGI5,219,290$1,425,127 12/31/2019
Nuveen Asset Management LLC3,618,230$987,958 12/31/2019
     SPGI3,618,230$987,958 12/31/2019
Geode Capital Management LLC3,427,571$933,971 12/31/2019
     SPGI3,427,571$933,971 12/31/2019
JPMorgan Chase & Co. $895,672 12/31/2019
     SPGI3,364,748$918,745 12/31/2019
     Put146,200$39,920 12/31/2019
     Call61,700$16,847 12/31/2019
Jennison Associates LLC3,167,429$864,866 12/31/2019
     SPGI3,167,429$864,866 12/31/2019
Northern Trust Corp3,026,823$826,475 12/31/2019
     SPGI3,026,823$826,475 12/31/2019
Cantillon Capital Management LLC2,617,857$714,805 12/31/2019
     SPGI2,617,857$714,805 12/31/2019
Bank of New York Mellon Corp2,489,929$679,875 12/31/2019
     SPGI2,489,929$679,875 12/31/2019
Norges Bank2,269,323$619,639 12/31/2019
     SPGI2,269,323$619,639 12/31/2019
Capital International Investors2,144,763$585,627 12/31/2019
     SPGI2,144,763$585,627 12/31/2019
Allianz Asset Management GmbH $555,248 12/31/2019
     SPGI2,055,105$561,146 12/31/2019
     Put43,800$11,960 12/31/2019
     Call22,200$6,062 12/31/2019
TCI Fund Management Ltd.1,982,414$541,298 12/31/2019
     SPGI1,982,414$541,298 12/31/2019
Goldman Sachs Group Inc. $533,710 12/31/2019
     SPGI1,954,625$533,710 12/31/2019
     Put20,000$5,461 12/31/2019
     Call20,000$5,461 12/31/2019
Independent Franchise Partners LLP1,927,344$526,261 12/31/2019
     SPGI1,927,344$526,261 12/31/2019
Investec Asset Management LTD1,810,721$494,417 12/31/2019
     SPGI1,810,721$494,417 12/31/2019
Capital World Investors1,784,941$487,378 12/31/2019
     SPGI1,784,941$487,378 12/31/2019
Wells Fargo & Company MN $476,504 12/31/2019
     SPGI1,745,116$476,504 12/31/2019
     Put1,000$0 12/31/2019
Lazard Asset Management LLC1,742,161$475,696 12/31/2019
     SPGI1,742,161$475,696 12/31/2019
Egerton Capital UK LLP1,665,744$454,831 12/31/2019
     SPGI1,665,744$454,831 12/31/2019
Legal & General Group Plc1,637,680$447,139 12/31/2019
     SPGI1,637,680$447,139 12/31/2019
Morgan Stanley1,624,574$443,590 12/31/2019
     SPGI1,624,574$443,590 12/31/2019
Rothschild & Co Wealth Management UK Ltd1,586,663$433,238 12/31/2019
     SPGI1,586,663$433,238 12/31/2019
Mawer Investment Management Ltd.1,576,273$430,401 12/31/2019
     SPGI1,576,273$430,401 12/31/2019
Ameriprise Financial Inc.1,480,454$404,196 12/31/2019
     SPGI1,480,454$404,196 12/31/2019
Capital Research Global Investors1,398,044$381,736 12/31/2019
     SPGI1,398,044$381,736 12/31/2019
Alliancebernstein L.P.1,301,112$355,269 12/31/2019
     SPGI1,301,112$355,269 12/31/2019
Orbis Allan Gray Ltd1,247,548$340,643 12/31/2019
     SPGI1,247,548$340,643 12/31/2019
Fayez Sarofim & Co1,209,762$330,326 12/31/2019
     SPGI1,209,762$330,326 12/31/2019
Bank of America Corp DE $323,602 12/31/2019
     SPGI1,207,237$329,636 12/31/2019
     Put42,100$11,495 12/31/2019
     Call20,000$5,461 12/31/2019
PNC Financial Services Group Inc.1,177,740$321,582 12/31/2019
     SPGI1,177,740$321,582 12/31/2019
The Manufacturers Life Insurance Company 1,140,476$311,406 12/31/2019
     SPGI1,140,476$311,406 12/31/2019
Principal Financial Group Inc.1,108,522$302,682 12/31/2019
     SPGI1,108,522$302,682 12/31/2019
Charles Schwab Investment Management Inc.1,099,039$300,093 12/31/2019
     SPGI1,099,039$300,093 12/31/2019
NN Investment Partners Holdings N.V.993,246$271,208 12/31/2019
     SPGI993,246$271,208 12/31/2019
Sumitomo Mitsui Trust Holdings Inc.959,167$261,901 12/31/2019
     SPGI959,167$261,901 12/31/2019
Parametric Portfolio Associates LLC931,676$254,394 12/31/2019
     SPGI931,676$254,394 12/31/2019
Harris Associates L P860,710$235,016 12/31/2019
     SPGI860,710$235,016 12/31/2019
UBS Asset Management Americas Inc.859,341$234,643 12/31/2019
     SPGI859,341$234,643 12/31/2019
Dimensional Fund Advisors LP848,949$231,801 12/31/2019
     SPGI848,949$231,801 12/31/2019
Fred Alger Management LLC833,526$227,594 12/31/2019
     SPGI833,526$227,594 12/31/2019
Swedbank835,989$227,339 12/31/2019
     SPGI835,989$227,339 12/31/2019
Vulcan Value Partners LLC831,837$227,133 12/31/2019
     SPGI831,837$227,133 12/31/2019
Deutsche Bank AG $223,135 12/31/2019
     SPGI817,155$223,116 12/31/2019
     Call71$19 12/31/2019
Third Point LLC800,000$218,440 12/31/2019
     SPGI800,000$218,440 12/31/2019
Wellington Management Group LLP773,009$211,071 12/31/2019
     SPGI773,009$211,071 12/31/2019
FIL Ltd763,686$208,524 12/31/2019
     SPGI763,686$208,524 12/31/2019
Waddell & Reed Financial Inc.762,104$208,092 12/31/2019
     SPGI762,104$208,092 12/31/2019
Bank of Montreal Can $205,422 12/31/2019
     SPGI760,818$207,743 12/31/2019
     Put8,500$2,321 12/31/2019
Millennium Management LLC713,701$194,876 12/31/2019
     SPGI713,701$194,876 12/31/2019
Franklin Resources Inc.706,553$192,911 12/31/2019
     SPGI706,553$192,911 12/31/2019
Voya Investment Management LLC699,000$190,862 12/31/2019
     SPGI699,000$190,862 12/31/2019
Janus Henderson Group PLC666,229$181,883 12/31/2019
     SPGI666,229$181,883 12/31/2019
CI Investments Inc.654,443$178,696 12/31/2019
     SPGI654,443$178,696 12/31/2019
Farallon Capital Management LLC640,382$174,856 12/31/2019
     SPGI640,382$174,856 12/31/2019
Eaton Vance Management637,836$174,161 12/31/2019
     SPGI637,836$174,161 12/31/2019
New York State Common Retirement Fund617,339$168,564 12/31/2019
     SPGI617,339$168,564 12/31/2019
USS Investment Management Ltd615,398$167,973 12/31/2019
     SPGI615,398$167,973 12/31/2019
Loomis Sayles & Co. L P604,006$164,924 12/31/2019
     SPGI604,006$164,924 12/31/2019
Royal Bank of Canada $163,544 12/31/2019
     SPGI621,854$169,797 12/31/2019
     Put22,900$6,253 12/31/2019
California Public Employees Retirement System597,423$163,126 12/31/2019
     SPGI597,423$163,126 12/31/2019
Marsico Capital Management LLC567,332$154,910 12/31/2019
     SPGI567,332$154,910 12/31/2019
Credit Suisse AG $154,519 12/31/2019
     SPGI568,999$155,366 12/31/2019
     Put36,000$9,830 12/31/2019
     Call32,900$8,983 12/31/2019
Marshall Wace North America L.P.541,761$147,926 12/31/2019
     SPGI541,761$147,926 12/31/2019
DF Dent & Co. Inc.527,649$144,075 12/31/2019
     SPGI527,649$144,075 12/31/2019
CIBC Private Wealth Group LLC519,849$141,945 12/31/2019
     SPGI519,849$141,945 12/31/2019
American Century Companies Inc.511,557$139,681 12/31/2019
     SPGI511,557$139,681 12/31/2019
ProShare Advisors LLC504,763$137,826 12/31/2019
     SPGI504,763$137,826 12/31/2019
Westfield Capital Management Co. LP494,162$134,931 12/31/2019
     SPGI494,162$134,931 12/31/2019
Iridian Asset Management LLC CT481,825$131,562 12/31/2019
     SPGI481,825$131,562 12/31/2019
MUFG Securities EMEA plc476,400$130,081 12/31/2019
     SPGI476,400$130,081 12/31/2019
Meritage Group LP464,744$126,898 12/31/2019
     SPGI464,744$126,898 12/31/2019
Los Angeles Capital Management & Equity Research Inc.453,646$123,868 12/31/2019
     SPGI453,646$123,868 12/31/2019
Rhumbline Advisers451,191$123,198 12/31/2019
     SPGI451,191$123,198 12/31/2019
California State Teachers Retirement System450,345$122,967 12/31/2019
     SPGI450,345$122,967 12/31/2019
Two Sigma Advisers LP432,199$118,012 12/31/2019
     SPGI432,199$118,012 12/31/2019
TD Asset Management Inc.423,206$115,556 12/31/2019
     SPGI423,206$115,556 12/31/2019
Valley Forge Capital Management LP421,407$115,065 12/31/2019
     SPGI421,407$115,065 12/31/2019
Skandinaviska Enskilda Banken AB publ 419,285$114,486 12/31/2019
     SPGI419,285$114,486 12/31/2019
Amundi Pioneer Asset Management Inc.417,701$114,055 12/31/2019
     SPGI417,701$114,055 12/31/2019
Strs Ohio396,588$108,288 12/31/2019
     SPGI396,588$108,288 12/31/2019
BLS Capital Fondsmaeglerselskab A S396,388$108,234 12/31/2019
     SPGI396,388$108,234 12/31/2019
Bristol John W & Co. Inc. NY390,273$106,564 12/31/2019
     SPGI390,273$106,564 12/31/2019
Barclays PLC $105,619 12/31/2019
     SPGI396,910$108,376 12/31/2019
     Put15,200$4,150 12/31/2019
     Call5,100$1,393 12/31/2019
Bessemer Group Inc.385,696$105,315 12/31/2019
     SPGI385,696$105,315 12/31/2019
AQR Capital Management LLC369,767$100,965 12/31/2019
     SPGI369,767$100,965 12/31/2019
Nordea Investment Management AB361,694$98,445 12/31/2019
     SPGI361,694$98,445 12/31/2019
New York State Teachers Retirement System355,333$97,024 12/31/2019
     SPGI355,333$97,024 12/31/2019
Citadel Advisors LLC $96,861 12/31/2019
     SPGI304,738$83,209 12/31/2019
     Call143,400$39,155 12/31/2019
     Put93,400$25,503 12/31/2019
Adage Capital Partners GP L.L.C.354,111$96,690 12/31/2019
     SPGI354,111$96,690 12/31/2019
Intermede Investment Partners Ltd346,399$94,584 12/31/2019
     SPGI346,399$94,584 12/31/2019
TCW Group Inc.345,930$94,456 12/31/2019
     SPGI345,930$94,456 12/31/2019
State Board of Administration of Florida Retirement System335,099$91,499 12/31/2019
     SPGI335,099$91,499 12/31/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.333,225$90,986 12/31/2019
     SPGI333,225$90,986 12/31/2019
Gates Capital Management Inc.330,611$90,273 12/31/2019
     SPGI330,611$90,273 12/31/2019
First Trust Advisors LP323,094$88,221 12/31/2019
     SPGI323,094$88,221 12/31/2019
Haverford Trust Co.320,675$87,560 12/31/2019
     SPGI320,675$87,560 12/31/2019
Robeco Institutional Asset Management B.V.312,089$85,217 12/31/2019
     SPGI312,089$85,217 12/31/2019
National Pension Service311,941$85,175 12/31/2019
     SPGI311,941$85,175 12/31/2019
Thrivent Financial for Lutherans305,644$83,456 12/31/2019
     SPGI305,644$83,456 12/31/2019
Manning & Napier Group LLC305,487$83,412 12/31/2019
     SPGI305,487$83,412 12/31/2019
Stonehage Fleming Financial Services Holdings Ltd305,279$83,343 12/31/2019
     SPGI305,279$83,343 12/31/2019
UBS Group AG $82,006 12/31/2019
     SPGI379,533$103,632 12/31/2019
     Put79,200$21,626 12/31/2019
Balyasny Asset Management LLC299,779$81,855 12/31/2019
     SPGI299,779$81,855 12/31/2019
Worldquant Millennium Advisors LLC293,513$80,144 12/31/2019
     SPGI293,513$80,144 12/31/2019
AXA292,394$79,838 12/31/2019
     SPGI292,394$79,838 12/31/2019
Neuberger Berman Group LLC282,855$77,234 12/31/2019
     SPGI282,855$77,234 12/31/2019
Victory Capital Management Inc.277,058$75,651 12/31/2019
     SPGI277,058$75,651 12/31/2019
Holocene Advisors LP276,367$75,462 12/31/2019
     SPGI276,367$75,462 12/31/2019
Prudential Financial Inc.271,154$74,039 12/31/2019
     SPGI271,154$74,039 12/31/2019
State of Wisconsin Investment Board266,807$72,852 12/31/2019
     SPGI266,807$72,852 12/31/2019
Railway Pension Investments Ltd266,753$72,837 12/31/2019
     SPGI266,753$72,837 12/31/2019
Virginia Retirement Systems ET AL264,900$72,331 12/31/2019
     SPGI264,900$72,331 12/31/2019
MARSHALL WACE ASIA Ltd264,217$72,145 12/31/2019
     SPGI264,217$72,145 12/31/2019
APG Asset Management N.V.294,976$71,753 12/31/2019
     SPGI294,976$71,753 12/31/2019
AustralianSuper Pty Ltd260,931$71,247 12/31/2019
     SPGI260,931$71,247 12/31/2019
US Bancorp DE260,194$71,046 12/31/2019
     SPGI260,194$71,046 12/31/2019
Montag & Caldwell LLC258,737$70,648 12/31/2019
     SPGI258,737$70,648 12/31/2019
Great West Life Assurance Co. Can258,836$70,116 12/31/2019
     SPGI258,836$70,116 12/31/2019
BNP Paribas Arbitrage SA $69,294 12/31/2019
     SPGI223,777$61,102 12/31/2019
     Call300$8,192 12/31/2019
Stifel Financial Corp253,543$69,273 12/31/2019
     SPGI253,543$69,273 12/31/2019
Rings Capital Management LLC243,700$66,542 12/31/2019
     SPGI243,700$66,542 12/31/2019
Axiom International Investors LLC DE227,128$62,017 12/31/2019
     SPGI227,128$62,017 12/31/2019
Mn Services Vermogensbeheer B.V.225,678$61,621 12/31/2019
     SPGI225,678$61,621 12/31/2019
Cibc World Markets Corp223,900$61,136 12/31/2019
     SPGI223,900$61,136 12/31/2019
Echo Street Capital Management LLC223,452$61,014 12/31/2019
     SPGI223,452$61,014 12/31/2019
Toronto Dominion Bank223,387$60,988 12/31/2019
     SPGI223,387$60,988 12/31/2019
Congress Asset Management Co. MA222,295$60,698 12/31/2019
     SPGI222,295$60,698 12/31/2019
Two Sigma Investments LP $60,632 12/31/2019
     SPGI222,455$60,741 12/31/2019
     Put3,400$928 12/31/2019
     Call3,000$819 12/31/2019
KBC Group NV221,332$60,435 12/31/2019
     SPGI221,332$60,435 12/31/2019
Polar Capital LLP213,360$58,258 12/31/2019
     SPGI213,360$58,258 12/31/2019
Artemis Investment Management LLP213,292$58,196 12/31/2019
     SPGI213,292$58,196 12/31/2019
Natixis209,657$57,014 12/31/2019
     SPGI209,657$57,014 12/31/2019
Mitsubishi UFJ Trust & Banking Corp208,602$56,959 12/31/2019
     SPGI208,602$56,959 12/31/2019
Chevy Chase Trust Holdings Inc.204,749$55,907 12/31/2019
     SPGI204,749$55,907 12/31/2019
Johnson Investment Counsel Inc.201,961$55,145 12/31/2019
     SPGI201,961$55,145 12/31/2019
Baird Financial Group Inc.195,309$53,331 12/31/2019
     SPGI195,309$53,331 12/31/2019
Public Sector Pension Investment Board194,759$53,179 12/31/2019
     SPGI194,759$53,179 12/31/2019
Rathbone Brothers plc194,491$53,106 12/31/2019
     SPGI194,491$53,106 12/31/2019
Gabelli Funds LLC192,300$52,508 12/31/2019
     SPGI192,300$52,508 12/31/2019
Bowen Hanes & Co. Inc.191,092$52,178 12/31/2019
     SPGI191,092$52,178 12/31/2019
Aperio Group LLC190,191$51,931 12/31/2019
     SPGI190,191$51,931 12/31/2019
Korea Investment CORP183,577$50,126 12/31/2019
     SPGI183,577$50,126 12/31/2019
Compagnie Lombard Odier SCmA181,757$49,628 12/31/2019
     SPGI181,757$49,628 12/31/2019
Allen Investment Management LLC180,785$49,363 12/31/2019
     SPGI180,785$49,363 12/31/2019
State of New Jersey Common Pension Fund D180,368$49,249 12/31/2019
     SPGI180,368$49,249 12/31/2019
Aviva PLC178,111$48,633 12/31/2019
     SPGI178,111$48,633 12/31/2019
Sei Investments Co.178,192$48,593 12/31/2019
     SPGI178,192$48,593 12/31/2019
Davis Capital Partners LLC170,000$46,418 12/31/2019
     SPGI170,000$46,418 12/31/2019
Packer & Co Ltd169,000$46,145 12/31/2019
     SPGI169,000$46,145 12/31/2019
Putnam Investments LLC167,831$45,826 12/31/2019
     SPGI167,831$45,826 12/31/2019
Crawford Investment Counsel Inc.165,821$45,277 12/31/2019
     SPGI165,821$45,277 12/31/2019
Alkeon Capital Management LLC162,500$44,371 12/31/2019
     SPGI162,500$44,371 12/31/2019
Ardevora Asset Management LLP161,626$44,132 12/31/2019
     SPGI161,626$44,132 12/31/2019
Tesco Pension Investment Ltd161,369$44,062 12/31/2019
     SPGI161,369$44,062 12/31/2019
Public Employees Retirement System of Ohio160,906$43,935 12/31/2019
     SPGI160,906$43,935 12/31/2019
Nicholas Company Inc.160,465$43,815 12/31/2019
     SPGI160,465$43,815 12/31/2019
James Hambro & Partners158,444$43,247 12/31/2019
     SPGI158,444$43,247 12/31/2019
First Manhattan Co.156,540$42,743 12/31/2019
     SPGI156,540$42,743 12/31/2019
Teacher Retirement System of Texas153,250$41,845 12/31/2019
     SPGI153,250$41,845 12/31/2019
Bank of Nova Scotia152,236$41,568 12/31/2019
     SPGI152,236$41,568 12/31/2019
Provident Investment Management Inc.151,498$41,366 12/31/2019
     SPGI151,498$41,366 12/31/2019
Canada Pension Plan Investment Board148,121$40,444 12/31/2019
     SPGI148,121$40,444 12/31/2019
Markel Corp147,000$40,138 12/31/2019
     SPGI147,000$40,138 12/31/2019
Standard Life Aberdeen plc146,505$40,004 12/31/2019
     SPGI146,505$40,004 12/31/2019
Citigroup Inc. $39,753 12/31/2019
     SPGI273,089$74,567 12/31/2019
     Put203,100$55,457 12/31/2019
     Call75,600$20,643 12/31/2019
Asset Management One Co. Ltd.144,708$39,512 12/31/2019
     SPGI144,708$39,512 12/31/2019
HM Payson & Co.142,604$38,938 12/31/2019
     SPGI142,604$38,938 12/31/2019
AMF Pensionsforsakring AB141,001$38,500 12/31/2019
     SPGI141,001$38,500 12/31/2019
Vaughan David Investments LLC IL139,433$38,072 12/31/2019
     SPGI139,433$38,072 12/31/2019
Man Group plc135,985$37,131 12/31/2019
     SPGI135,985$37,131 12/31/2019
Lord Abbett & CO. LLC135,300$36,944 12/31/2019
     SPGI135,300$36,944 12/31/2019
Squarepoint Ops LLC134,721$36,786 12/31/2019
     SPGI134,721$36,786 12/31/2019
Pictet Asset Management Ltd.133,411$36,428 12/31/2019
     SPGI133,411$36,428 12/31/2019
Delta Asset Management LLC TN132,226$36,104 12/31/2019
     SPGI132,226$36,104 12/31/2019
Retirement Systems of Alabama131,471$35,898 12/31/2019
     SPGI131,471$35,898 12/31/2019
Alta Capital Management LLC131,297$35,850 12/31/2019
     SPGI131,297$35,850 12/31/2019
Point72 Asset Management L.P.130,494$35,631 12/31/2019
     SPGI130,494$35,631 12/31/2019
Hsbc Holdings PLC $34,962 12/31/2019
     SPGI204,766$55,842 12/31/2019
     Put125,400$34,094 12/31/2019
     Call48,600$13,214 12/31/2019
Cullinan Associates Inc.122,500$33,449 12/31/2019
     SPGI122,500$33,449 12/31/2019
Guggenheim Capital LLC122,500$33,449 12/31/2019
     SPGI122,500$33,449 12/31/2019
AMP Capital Investors Ltd122,822$33,398 12/31/2019
     SPGI122,822$33,398 12/31/2019
Zurcher Kantonalbank Zurich Cantonalbank 121,292$33,119 12/31/2019
     SPGI121,292$33,119 12/31/2019
D. E. Shaw & Co. Inc. $32,832 12/31/2019
     SPGI102,641$28,026 12/31/2019
     Call17,600$4,806 12/31/2019
Zurich Insurance Group Ltd FI117,249$32,015 12/31/2019
     SPGI117,249$32,015 12/31/2019
Schwartz Investment Counsel Inc.116,000$31,674 12/31/2019
     SPGI116,000$31,674 12/31/2019
Wedge Capital Management L L P NC115,892$31,644 12/31/2019
     SPGI115,892$31,644 12/31/2019
Raymond James & Associates113,552$31,009 12/31/2019
     SPGI113,552$31,009 12/31/2019
Renaissance Group LLC110,066$30,054 12/31/2019
     SPGI110,066$30,054 12/31/2019
Treasurer of the State of North Carolina109,924$30,015 12/31/2019
     SPGI109,924$30,015 12/31/2019
DNB Asset Management AS108,367$29,590 12/31/2019
     SPGI108,367$29,590 12/31/2019
Panagora Asset Management Inc.107,023$29,223 12/31/2019
     SPGI107,023$29,223 12/31/2019
Ironvine Capital Partners LLC106,367$29,044 12/31/2019
     SPGI106,367$29,044 12/31/2019
Candriam Luxembourg S.C.A.102,770$28,061 12/31/2019
     SPGI102,770$28,061 12/31/2019
Teachers Retirement System of The State of Kentucky102,697$28,041 12/31/2019
     SPGI102,697$28,041 12/31/2019
Segall Bryant & Hamill LLC102,739$28,030 12/31/2019
     SPGI102,739$28,030 12/31/2019
American International Group Inc.100,646$27,481 12/31/2019
     SPGI100,646$27,481 12/31/2019
Investec Asset Management North America Inc.98,928$27,012 12/31/2019
     SPGI98,928$27,012 12/31/2019
Royal London Asset Management Ltd.98,622$26,824 12/31/2019
     SPGI98,622$26,824 12/31/2019
Commerce Bank97,549$26,636 12/31/2019
     SPGI97,549$26,636 12/31/2019
ING Groep NV96,110$26,243 12/31/2019
     SPGI96,110$26,243 12/31/2019
Assenagon Asset Management S.A.94,864$25,903 12/31/2019
     SPGI94,864$25,903 12/31/2019
Jefferies Group LLC $25,565 12/31/2019
     Call54,500$14,881 12/31/2019
     SPGI43,328$11,831 12/31/2019
     Put4,200$1,147 12/31/2019
Envestnet Asset Management Inc.92,069$25,140 12/31/2019
     SPGI92,069$25,140 12/31/2019
Fiera Capital Corp91,502$24,984 12/31/2019
     SPGI91,502$24,984 12/31/2019
Bishop Rock Capital L.P.90,285$24,652 12/31/2019
     SPGI90,285$24,652 12/31/2019
State of Tennessee Treasury Department87,237$23,820 12/31/2019
     SPGI87,237$23,820 12/31/2019
Nomura Asset Management Co. Ltd.86,484$23,615 12/31/2019
     SPGI86,484$23,615 12/31/2019
Round Hill Asset Management86,261$23,548 12/31/2019
     SPGI86,261$23,548 12/31/2019
Wedgewood Partners Inc.86,022$23,486 12/31/2019
     SPGI86,022$23,486 12/31/2019
Nisa Investment Advisors LLC85,909$23,457 12/31/2019
     SPGI85,909$23,457 12/31/2019
M&T Bank Corp $22,685 12/31/2019
     SPGI83,079$22,686 12/31/2019
     Put30$1 12/31/2019
Granite Investment Partners LLC80,775$22,056 12/31/2019
     SPGI80,775$22,056 12/31/2019
Connor Clark & Lunn Investment Management Ltd.79,575$21,728 12/31/2019
     SPGI79,575$21,728 12/31/2019
Summit Global Investments78,585$21,458 12/31/2019
     SPGI78,585$21,458 12/31/2019
Prana Capital Management LP78,160$21,342 12/31/2019
     SPGI78,160$21,342 12/31/2019
Natixis Advisors L.P.76,088$20,776 12/31/2019
     SPGI76,088$20,776 12/31/2019
Aureus Asset Management LLC75,922$20,730 12/31/2019
     SPGI75,922$20,730 12/31/2019
Artisan Partners Limited Partnership75,892$20,722 12/31/2019
     SPGI75,892$20,722 12/31/2019
Ensign Peak Advisors Inc75,663$20,661 12/31/2019
     SPGI75,663$20,661 12/31/2019
Oregon Public Employees Retirement Fund74,232$20,269 12/31/2019
     SPGI74,232$20,269 12/31/2019
Mackenzie Financial Corp72,949$19,919 12/31/2019
     SPGI72,949$19,919 12/31/2019
1832 Asset Management L.P.72,803$19,877 12/31/2019
     SPGI72,803$19,877 12/31/2019
DekaBank Deutsche Girozentrale71,523$19,824 12/31/2019
     SPGI71,523$19,824 12/31/2019
Cubist Systematic Strategies LLC72,507$19,798 12/31/2019
     SPGI72,507$19,798 12/31/2019
Nissay Asset Management Corp Japan ADV72,096$19,686 12/31/2019
     SPGI72,096$19,686 12/31/2019
Caldera Capital LLC70,266$19,186 12/31/2019
     SPGI70,266$19,186 12/31/2019
Bedrijfstakpensioenfonds Voor DE Media PNO78,500$19,095 12/31/2019
     SPGI78,500$19,095 12/31/2019
Employees Retirement System of Texas68,600$18,731 12/31/2019
     SPGI68,600$18,731 12/31/2019
Dai Ichi Life Insurance Company Ltd68,268$18,641 12/31/2019
     SPGI68,268$18,641 12/31/2019
NS Partners Ltd67,883$18,535 12/31/2019
     SPGI67,883$18,535 12/31/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund67,111$18,325 12/31/2019
     SPGI67,111$18,325 12/31/2019
Flossbach Von Storch AG65,762$17,956 12/31/2019
     SPGI65,762$17,956 12/31/2019
MetLife Investment Management LLC64,925$17,728 12/31/2019
     SPGI64,925$17,728 12/31/2019
Totem Point Management LLC64,551$17,626 12/31/2019
     SPGI64,551$17,626 12/31/2019
Schroder Investment Management Group64,191$17,527 12/31/2019
     SPGI64,191$17,527 12/31/2019
Piedmont Investment Advisors Inc.64,003$17,476 12/31/2019
     SPGI64,003$17,476 12/31/2019
Comerica Bank57,531$17,251 12/31/2019
     SPGI57,531$17,251 12/31/2019
Arizona State Retirement System63,150$17,243 12/31/2019
     SPGI63,150$17,243 12/31/2019
Renaissance Technologies LLC62,900$17,175 12/31/2019
     SPGI62,900$17,175 12/31/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.61,988$17,165 12/31/2019
     SPGI61,988$17,165 12/31/2019
Xact Kapitalforvaltning AB62,492$17,063 12/31/2019
     SPGI62,492$17,063 12/31/2019
D.A. Davidson & CO.61,792$16,867 12/31/2019
     SPGI61,792$16,867 12/31/2019
SG Americas Securities LLC $16,372 12/31/2019
     SPGI31,517$8,606 12/31/2019
     Call143,400$7,998 12/31/2019
     Put219,000$232 12/31/2019
Fifth Third Bancorp59,802$16,329 12/31/2019
     SPGI59,802$16,329 12/31/2019
Barometer Capital Management Inc.59,748$16,314 12/31/2019
     SPGI59,748$16,314 12/31/2019
State of Alaska Department of Revenue59,283$16,187 12/31/2019
     SPGI59,283$16,187 12/31/2019
Gulf International Bank UK Ltd59,263$16,181 12/31/2019
     SPGI59,263$16,181 12/31/2019
Roosevelt Investment Group Inc.59,101$16,138 12/31/2019
     SPGI59,101$16,138 12/31/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp58,119$15,869 12/31/2019
     SPGI58,119$15,869 12/31/2019
Russell Investments Group Ltd.56,747$15,456 12/31/2019
     SPGI56,747$15,456 12/31/2019
Dock Street Asset Management Inc.56,367$15,391 12/31/2019
     SPGI56,367$15,391 12/31/2019
EP Wealth Advisors LLC55,586$15,178 12/31/2019
     SPGI55,586$15,178 12/31/2019
SeaTown Holdings Pte. Ltd.55,500$15,154 12/31/2019
     SPGI55,500$15,154 12/31/2019
Jane Street Group LLC $15,100 12/31/2019
     Call54,000$14,745 12/31/2019
     SPGI4,500$1,229 12/31/2019
     Put3,200$874 12/31/2019
Truist Financial Corp55,058$15,034 12/31/2019
     SPGI55,058$15,034 12/31/2019
Kiwi Wealth Investments Limited Partnership54,977$15,011 12/31/2019
     SPGI54,977$15,011 12/31/2019
Bridges Investment Management Inc.54,907$14,992 12/31/2019
     SPGI54,907$14,992 12/31/2019
Picton Mahoney Asset Management54,900$14,991 12/31/2019
     SPGI54,900$14,991 12/31/2019
Calamos Advisors LLC54,551$14,895 12/31/2019
     SPGI54,551$14,895 12/31/2019
Westpac Banking Corp53,013$14,475 12/31/2019
     SPGI53,013$14,475 12/31/2019
Peak Asset Management LLC52,757$14,405 12/31/2019
     SPGI52,757$14,405 12/31/2019
Epoch Investment Partners Inc.52,064$14,216 12/31/2019
     SPGI52,064$14,216 12/31/2019
First Republic Investment Management Inc.52,015$14,203 12/31/2019
     SPGI52,015$14,203 12/31/2019
Locust Wood Capital Advisers LLC51,735$14,126 12/31/2019
     SPGI51,735$14,126 12/31/2019
Gotham Asset Management LLC50,541$13,800 12/31/2019
     SPGI50,541$13,800 12/31/2019
RBF Capital LLC50,000$13,653 12/31/2019
     SPGI50,000$13,653 12/31/2019
Lunia Capital LP49,510$13,519 12/31/2019
     SPGI49,510$13,519 12/31/2019
Mackay Shields LLC49,329$13,470 12/31/2019
     SPGI49,329$13,470 12/31/2019
Raymond James Financial Services Advisors Inc.49,069$13,399 12/31/2019
     SPGI49,069$13,399 12/31/2019
Metropolitan Life Insurance Co NY48,308$13,190 12/31/2019
     SPGI48,308$13,190 12/31/2019
Smith Asset Management Group LP48,300$13,188 12/31/2019
     SPGI48,300$13,188 12/31/2019
Claar Advisors LLC48,119$13,139 12/31/2019
     SPGI48,119$13,139 12/31/2019
Keybank National Association OH48,018$13,111 12/31/2019
     SPGI48,018$13,111 12/31/2019
BOKF NA47,779$13,046 12/31/2019
     SPGI47,779$13,046 12/31/2019
Jupiter Asset Management Ltd.47,569$12,983 12/31/2019
     SPGI47,569$12,983 12/31/2019
Utah Retirement Systems46,912$12,810 12/31/2019
     SPGI46,912$12,810 12/31/2019
Shell Asset Management Co.46,888$12,803 12/31/2019
     SPGI46,888$12,803 12/31/2019
BlueMar Capital Management LLC46,374$12,662 12/31/2019
     SPGI46,374$12,662 12/31/2019
Ithaka Group LLC46,209$12,617 12/31/2019
     SPGI46,209$12,617 12/31/2019
Gluskin Sheff & Assoc Inc.46,666$12,483 12/31/2019
     SPGI46,666$12,483 12/31/2019
Castleark Management LLC45,420$12,402 12/31/2019
     SPGI45,420$12,402 12/31/2019
Public Employees Retirement Association of Colorado44,798$12,232 12/31/2019
     SPGI44,798$12,232 12/31/2019
Trexquant Investment LP44,365$12,114 12/31/2019
     SPGI44,365$12,114 12/31/2019
Huntington National Bank44,155$12,057 12/31/2019
     SPGI44,155$12,057 12/31/2019
Schonfeld Strategic Advisors LLC43,635$11,915 12/31/2019
     SPGI43,635$11,915 12/31/2019
Texas Permanent School Fund43,290$11,820 12/31/2019
     SPGI43,290$11,820 12/31/2019
Dupont Capital Management Corp43,165$11,786 12/31/2019
     SPGI43,165$11,786 12/31/2019
Amalgamated Bank42,271$11,542 12/31/2019
     SPGI42,271$11,542 12/31/2019
Wolverine Trading LLC $11,456 12/31/2019
     Put93,900$25,535 12/31/2019
     SPGI87,526$23,802 12/31/2019
     Call48,500$13,189 12/31/2019
Breakline Capital LLC41,569$11,350 12/31/2019
     SPGI41,569$11,350 12/31/2019
Advisors Asset Management Inc.41,468$11,303 12/31/2019
     SPGI41,468$11,303 12/31/2019
Professional Advisory Services Inc.41,362$11,294 12/31/2019
     SPGI41,362$11,294 12/31/2019
Nomura Holdings Inc. $11,122 12/31/2019
     Call29,500$8,054 12/31/2019
     SPGI11,237$3,068 12/31/2019
Rafferty Asset Management LLC40,399$11,031 12/31/2019
     SPGI40,399$11,031 12/31/2019
Bleichroeder LP40,000$10,922 12/31/2019
     SPGI40,000$10,922 12/31/2019
Boston Partners38,747$10,580 12/31/2019
     SPGI38,747$10,580 12/31/2019
Stevens Capital Management LP38,627$10,547 12/31/2019
     SPGI38,627$10,547 12/31/2019
Oxford Asset Management LLP38,497$10,512 12/31/2019
     SPGI38,497$10,512 12/31/2019
HighTower Advisors LLC38,441$10,499 12/31/2019
     SPGI38,441$10,499 12/31/2019
Oppenheimer Asset Management Inc.38,443$10,497 12/31/2019
     SPGI38,443$10,497 12/31/2019
Meritage Portfolio Management38,188$10,427 12/31/2019
     SPGI38,188$10,427 12/31/2019
Park National Corp OH37,659$10,283 12/31/2019
     SPGI37,659$10,283 12/31/2019
Adams Diversified Equity Fund Inc.37,600$10,267 12/31/2019
     SPGI37,600$10,267 12/31/2019
M&G Investment Management Ltd.37,352$10,197 12/31/2019
     SPGI37,352$10,197 12/31/2019
Lucha Capital Management LP41,523$10,172 09/30/2019
     SPGI41,523$10,172 09/30/2019
Logan Capital Management Inc.37,042$10,114 12/31/2019
     SPGI37,042$10,114 12/31/2019
Waverton Investment Management Ltd36,863$10,065 12/31/2019
     SPGI36,863$10,065 12/31/2019
Quantbot Technologies LP36,865$10,065 12/31/2019
     SPGI36,865$10,065 12/31/2019
Fieldpoint Private Securities LLC36,325$9,919 12/31/2019
     SPGI36,325$9,919 12/31/2019
Steamboat Capital Partners LLC34,948$9,543 12/31/2019
     SPGI34,948$9,543 12/31/2019
Mason Street Advisors LLC34,870$9,521 12/31/2019
     SPGI34,870$9,521 12/31/2019
Susquehanna International Group LLP $9,293 12/31/2019
     Put130,100$35,524 12/31/2019
     Call99,700$27,223 12/31/2019
     SPGI64,436$17,594 12/31/2019
Bamco Inc. NY33,307$9,094 12/31/2019
     SPGI33,307$9,094 12/31/2019
Mutual of America Capital Management LLC33,170$9,057 12/31/2019
     SPGI33,170$9,057 12/31/2019
Quadrature Capital Ltd33,152$9,053 12/31/2019
     SPGI33,152$9,053 12/31/2019
LPL Financial LLC32,967$9,002 12/31/2019
     SPGI32,967$9,002 12/31/2019
CIBC World Markets Inc.32,511$8,877 12/31/2019
     SPGI32,511$8,877 12/31/2019
ExodusPoint Capital Management LP32,461$8,863 12/31/2019
     SPGI32,461$8,863 12/31/2019
Migdal Insurance & Financial Holdings Ltd.32,442$8,858 12/31/2019
     SPGI32,442$8,858 12/31/2019
Martingale Asset Management L P32,364$8,838 12/31/2019
     SPGI32,364$8,838 12/31/2019
Pittenger & Anderson Inc.32,083$8,760 12/31/2019
     SPGI32,083$8,760 12/31/2019
Soros Fund Management LLC31,602$8,629 12/31/2019
     SPGI31,602$8,629 12/31/2019
Tocqueville Asset Management L.P.31,553$8,616 12/31/2019
     SPGI31,553$8,616 12/31/2019
Central Bank & Trust Co.31,325$8,553 12/31/2019
     SPGI31,325$8,553 12/31/2019
Decatur Capital Management Inc.31,314$8,550 12/31/2019
     SPGI31,314$8,550 12/31/2019
C Partners Holding GmbH31,081$8,487 12/31/2019
     SPGI31,081$8,487 12/31/2019
Creative Planning30,882$8,432 12/31/2019
     SPGI30,882$8,432 12/31/2019
Greenleaf Trust30,621$8,361 12/31/2019
     SPGI30,621$8,361 12/31/2019
Weiss Multi Strategy Advisers LLC30,000$8,192 12/31/2019
     SPGI30,000$8,192 12/31/2019
Cipher Capital LP29,978$8,186 12/31/2019
     SPGI29,978$8,186 12/31/2019
Mandatum Life Insurance Co Ltd29,793$8,135 12/31/2019
     SPGI29,793$8,135 12/31/2019
Brown Advisory Inc.29,606$8,084 12/31/2019
     SPGI29,606$8,084 12/31/2019
Greystone Managed Investments Inc.32,640$7,996 09/30/2019
     SPGI32,640$7,996 09/30/2019
Sumitomo Mitsui DS Asset Management Company Ltd29,194$7,971 12/31/2019
     SPGI29,194$7,971 12/31/2019
Colonial Trust Advisors28,932$7,900 12/31/2019
     SPGI28,932$7,900 12/31/2019
PEAK6 Investments LLC $7,884 12/31/2019
     Call27,400$7,482 12/31/2019
     SPGI1,572$429 12/31/2019
     Put100$27 12/31/2019
Boston Family Office LLC28,206$7,702 12/31/2019
     SPGI28,206$7,702 12/31/2019
Pacer Advisors Inc.28,102$7,673 12/31/2019
     SPGI28,102$7,673 12/31/2019
Hartford Investment Management Co.28,002$7,646 12/31/2019
     SPGI28,002$7,646 12/31/2019
Fort Washington Investment Advisors Inc. OH27,920$7,624 12/31/2019
     SPGI27,920$7,624 12/31/2019
Brinker Capital Inc.27,817$7,595 12/31/2019
     SPGI27,817$7,595 12/31/2019
Maple Capital Management Inc.27,740$7,574 12/31/2019
     SPGI27,740$7,574 12/31/2019
AJO LP27,609$7,538 12/31/2019
     SPGI27,609$7,538 12/31/2019
Sit Investment Associates Inc.27,175$7,420 12/31/2019
     SPGI27,175$7,420 12/31/2019
IFM Investors Pty Ltd26,874$7,338 12/31/2019
     SPGI26,874$7,338 12/31/2019
Twin Capital Management Inc.26,738$7,301 12/31/2019
     SPGI26,738$7,301 12/31/2019
Kings Point Capital Management26,578$7,257 12/31/2019
     SPGI26,578$7,257 12/31/2019
Sirios Capital Management L P26,534$7,246 12/31/2019
     SPGI26,534$7,246 12/31/2019
EFG Asset Management Americas Corp.26,472$7,228 12/31/2019
     SPGI26,472$7,228 12/31/2019
Kornitzer Capital Management Inc. KS26,124$7,133 12/31/2019
     SPGI26,124$7,133 12/31/2019
Progressive Investment Management Corp25,912$7,075 12/31/2019
     SPGI25,912$7,075 12/31/2019
Meiji Yasuda Asset Management Co Ltd.25,770$7,036 12/31/2019
     SPGI25,770$7,036 12/31/2019
Hudson Bay Capital Management LP25,500$6,963 12/31/2019
     SPGI25,500$6,963 12/31/2019
Fiduciary Trust Co.25,289$6,905 12/31/2019
     SPGI25,289$6,905 12/31/2019
Coastal Investment Management L.P.25,000$6,826 12/31/2019
     SPGI25,000$6,826 12/31/2019
BP PLC25,000$6,823 12/31/2019
     SPGI25,000$6,823 12/31/2019
Commonwealth Equity Services LLC24,916$6,803 12/31/2019
     SPGI24,916$6,803 12/31/2019
Securian Asset Management Inc24,863$6,789 12/31/2019
     SPGI24,863$6,789 12/31/2019
Banco Bilbao Vizcaya Argentaria S.A.24,233$6,616 12/31/2019
     SPGI24,233$6,616 12/31/2019
Fulcrum Capital LLC24,123$6,587 12/31/2019
     SPGI24,123$6,587 12/31/2019
CIBC Asset Management Inc23,968$6,544 12/31/2019
     SPGI23,968$6,544 12/31/2019
Caxton Associates LP23,964$6,543 12/31/2019
     SPGI23,964$6,543 12/31/2019
AGF Investments Inc.23,756$6,487 12/31/2019
     SPGI23,756$6,487 12/31/2019
Rockefeller Capital Management L.P.23,667$6,462 12/31/2019
     SPGI23,667$6,462 12/31/2019
Credit Agricole S A23,601$6,444 12/31/2019
     SPGI23,601$6,444 12/31/2019
Gateway Investment Advisers LLC23,594$6,442 12/31/2019
     SPGI23,594$6,442 12/31/2019
Allstate Corp23,528$6,424 12/31/2019
     SPGI23,528$6,424 12/31/2019
O Brien Greene & Co. Inc22,868$6,244 12/31/2019
     SPGI22,868$6,244 12/31/2019
Penobscot Investment Management Company Inc.22,840$6,236 12/31/2019
     SPGI22,840$6,236 12/31/2019
Mirae Asset Global Investments Co. Ltd.22,586$6,167 12/31/2019
     SPGI22,586$6,167 12/31/2019
Janney Montgomery Scott LLC22,486$6,140 12/31/2019
     SPGI22,486$6,140 12/31/2019
Gamco Investors INC. ET AL22,084$6,030 12/31/2019
     SPGI22,084$6,030 12/31/2019
LS Investment Advisors LLC21,910$5,983 12/31/2019
     SPGI21,910$5,983 12/31/2019
Jag Capital Management LLC21,775$5,946 12/31/2019
     SPGI21,775$5,946 12/31/2019
Waratah Capital Advisors Ltd.21,642$5,909 12/31/2019
     SPGI21,642$5,909 12/31/2019
Court Place Advisors LLC21,602$5,898 12/31/2019
     SPGI21,602$5,898 12/31/2019
Tredje AP fonden21,476$5,864 12/31/2019
     SPGI21,476$5,864 12/31/2019
TIAA FSB20,885$5,702 12/31/2019
     SPGI20,885$5,702 12/31/2019
Pinebridge Investments L.P.20,853$5,694 12/31/2019
     SPGI20,853$5,694 12/31/2019
PGGM Investments20,659$5,641 12/31/2019
     SPGI20,659$5,641 12/31/2019
GAM Holding AG20,599$5,625 12/31/2019
     SPGI20,599$5,625 12/31/2019
Peninsula Asset Management Inc.20,511$5,600 12/31/2019
     SPGI20,511$5,600 12/31/2019
Andra AP fonden20,500$5,598 12/31/2019
     SPGI20,500$5,598 12/31/2019
Glenmede Trust Co. NA20,029$5,467 12/31/2019
     SPGI20,029$5,467 12/31/2019
Howard Hughes Medical Institute20,000$5,461 12/31/2019
     SPGI20,000$5,461 12/31/2019
Cornerstone Advisors LLC20,000$5,461 12/31/2019
     SPGI20,000$5,461 12/31/2019
Healthcare of Ontario Pension Plan Trust Fund19,880$5,428 12/31/2019
     SPGI19,880$5,428 12/31/2019
Cape Cod Five Cents Savings Bank19,839$5,417 12/31/2019
     SPGI19,839$5,417 12/31/2019
Howe & Rusling Inc.19,664$5,369 12/31/2019
     SPGI19,664$5,369 12/31/2019
HighTower Trust Services LTA19,473$5,317 12/31/2019
     SPGI19,473$5,317 12/31/2019
Exencial Wealth Advisors LLC19,451$5,311 12/31/2019
     SPGI19,451$5,311 12/31/2019
Alberta Investment Management Corp19,300$5,270 12/31/2019
     SPGI19,300$5,270 12/31/2019
K.J. Harrison & Partners Inc19,040$5,199 12/31/2019
     SPGI19,040$5,199 12/31/2019
New Mexico Educational Retirement Board19,026$5,195 12/31/2019
     SPGI19,026$5,195 12/31/2019
Bell Asset Management Ltd18,974$5,181 12/31/2019
     SPGI18,974$5,181 12/31/2019
Mercer Global Advisors Inc. ADV18,947$5,173 12/31/2019
     SPGI18,947$5,173 12/31/2019
Spearhead Capital Advisors LLC18,913$5,164 12/31/2019
     SPGI18,913$5,164 12/31/2019
Princeton Portfolio Strategies Group LLC18,502$5,052 12/31/2019
     SPGI18,502$5,052 12/31/2019
Ameritas Investment Partners Inc.18,480$5,045 12/31/2019
     SPGI18,480$5,045 12/31/2019
Crossmark Global Holdings Inc.18,408$5,026 12/31/2019
     SPGI18,408$5,026 12/31/2019
Cumberland Partners Ltd18,212$4,972 12/31/2019
     SPGI18,212$4,972 12/31/2019
Suntrust Banks Inc.19,897$4,875 09/30/2019
     SPGI19,897$4,875 09/30/2019
World Asset Management Inc17,836$4,870 12/31/2019
     SPGI17,836$4,870 12/31/2019
Birch Capital Management LLC17,548$4,791 12/31/2019
     SPGI17,548$4,791 12/31/2019
Cypress Funds LLC17,344$4,736 12/31/2019
     SPGI17,344$4,736 12/31/2019
Smith Salley & Associates17,328$4,731 12/31/2019
     SPGI17,328$4,731 12/31/2019
Regions Financial Corp17,264$4,714 12/31/2019
     SPGI17,264$4,714 12/31/2019
Quantitative Systematic Strategies LLC17,046$4,654 12/31/2019
     SPGI17,046$4,654 12/31/2019
Edgestream Partners L.P.16,925$4,621 12/31/2019
     SPGI16,925$4,621 12/31/2019
Engineers Gate Manager LP16,907$4,616 12/31/2019
     SPGI16,907$4,616 12/31/2019
Iberiabank Corp16,828$4,595 12/31/2019
     SPGI16,828$4,595 12/31/2019
BLB&B Advisors LLC16,825$4,594 12/31/2019
     SPGI16,825$4,594 12/31/2019
Great Lakes Advisors LLC16,768$4,578 12/31/2019
     SPGI16,768$4,578 12/31/2019
Clear Harbor Asset Management LLC16,761$4,577 12/31/2019
     SPGI16,761$4,577 12/31/2019
Leuthold Group LLC16,571$4,525 12/31/2019
     SPGI16,571$4,525 12/31/2019
Kemper Corp Master Retirement Trust16,550$4,519 12/31/2019
     SPGI16,550$4,519 12/31/2019
Seven Eight Capital LP16,408$4,480 12/31/2019
     SPGI16,408$4,480 12/31/2019
Redpoint Investment Management Pty Ltd16,339$4,461 12/31/2019
     SPGI16,339$4,461 12/31/2019
Veritable L.P.16,240$4,434 12/31/2019
     SPGI16,240$4,434 12/31/2019
Olstein Capital Management L.P.16,000$4,369 12/31/2019
     SPGI16,000$4,369 12/31/2019
Sumitomo Life Insurance Co.15,970$4,361 12/31/2019
     SPGI15,970$4,361 12/31/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS15,739$4,298 12/31/2019
     SPGI15,739$4,298 12/31/2019
Clearbridge Investments LLC15,463$4,296 12/31/2019
     SPGI15,463$4,296 12/31/2019
TPI Fund Managers Ltd15,397$4,204 12/31/2019
     SPGI15,397$4,204 12/31/2019
BI Asset Management Fondsmaeglerselskab A S15,293$4,176 12/31/2019
     SPGI15,293$4,176 12/31/2019
Silvant Capital Management LLC15,179$4,144 12/31/2019
     SPGI15,179$4,144 12/31/2019
Sentry Investment Management LLC15,031$4,104 12/31/2019
     SPGI15,031$4,104 12/31/2019
Deltec Asset Management LLC15,000$4,096 12/31/2019
     SPGI15,000$4,096 12/31/2019
Norinchukin Bank The14,786$4,037 12/31/2019
     SPGI14,786$4,037 12/31/2019
Flinton Capital Management LLC16,422$4,023 09/30/2019
     SPGI16,422$4,023 09/30/2019
BB&T Securities LLC16,470$4,019 09/30/2019
     SPGI16,470$4,019 09/30/2019
Integre Asset Management LLC14,255$3,892 12/31/2019
     SPGI14,255$3,892 12/31/2019
Haverford Financial Services Inc.14,241$3,889 12/31/2019
     SPGI14,241$3,889 12/31/2019
Assetmark Inc.14,219$3,883 12/31/2019
     SPGI14,219$3,883 12/31/2019
Skylands Capital LLC14,000$3,823 12/31/2019
     SPGI14,000$3,823 12/31/2019
Psagot Investment House Ltd.14,000$3,823 12/31/2019
     SPGI14,000$3,823 12/31/2019
Mattern Capital Management LLC13,918$3,800 12/31/2019
     SPGI13,918$3,800 12/31/2019
Advisor Group Inc.13,694$3,742 12/31/2019
     SPGI13,694$3,742 12/31/2019
Coldstream Capital Management Inc.13,650$3,727 12/31/2019
     SPGI13,650$3,727 12/31/2019
MUFG Americas Holdings Corp13,621$3,719 12/31/2019
     SPGI13,621$3,719 12/31/2019
Private Advisor Group LLC13,610$3,716 12/31/2019
     SPGI13,610$3,716 12/31/2019
WBI Investments Inc.13,571$3,706 12/31/2019
     SPGI13,571$3,706 12/31/2019
Ladenburg Thalmann Financial Services Inc.29,056$3,697 12/31/2019
     SPGI29,056$3,697 12/31/2019
Cypress Capital Group13,530$3,695 12/31/2019
     SPGI13,530$3,695 12/31/2019
Willingdon Wealth Management13,472$3,679 12/31/2019
     SPGI13,472$3,679 12/31/2019
Pensionfund DSM Netherlands13,300$3,632 12/31/2019
     SPGI13,300$3,632 12/31/2019
Barings LLC13,144$3,574 12/31/2019
     SPGI13,144$3,574 12/31/2019
Chapman Investment Management LLC13,083$3,572 12/31/2019
     SPGI13,083$3,572 12/31/2019
Diligent Investors LLC13,074$3,570 12/31/2019
     SPGI13,074$3,570 12/31/2019
Cambridge Investment Research Advisors Inc.12,709$3,470 12/31/2019
     SPGI12,709$3,470 12/31/2019
Cypress Wealth Services LLC12,633$3,449 12/31/2019
     SPGI12,633$3,449 12/31/2019
Neville Rodie & Shaw Inc.12,597$3,440 12/31/2019
     SPGI12,597$3,440 12/31/2019
Citizens Financial Group Inc RI12,411$3,389 12/31/2019
     SPGI12,411$3,389 12/31/2019
Marshall Wace LLP12,288$3,355 12/31/2019
     SPGI12,288$3,355 12/31/2019
Massmutual Trust Co. FSB ADV13,678$3,351 09/30/2019
     SPGI13,678$3,351 09/30/2019
United Capital Financial Advisers LLC12,263$3,349 12/31/2019
     SPGI12,263$3,349 12/31/2019
Diversified Trust Co12,199$3,331 12/31/2019
     SPGI12,199$3,331 12/31/2019
Tyers Asset Management LLC13,524$3,313 09/30/2019
     SPGI13,524$3,313 09/30/2019
Thames Capital Management LLC12,010$3,279 12/31/2019
     SPGI12,010$3,279 12/31/2019
WINTON GROUP Ltd11,809$3,224 12/31/2019
     SPGI11,809$3,224 12/31/2019
Riverhead Capital Management LLC13,087$3,206 09/30/2019
     SPGI13,087$3,206 09/30/2019
Louisiana State Employees Retirement System11,600$3,167 12/31/2019
     SPGI11,600$3,167 12/31/2019
Meiji Yasuda Life Insurance Co11,243$3,070 12/31/2019
     SPGI11,243$3,070 12/31/2019
Robecosam AG11,200$3,046 12/31/2019
     SPGI11,200$3,046 12/31/2019
Granite Investment Advisors LLC11,059$3,020 12/31/2019
     SPGI11,059$3,020 12/31/2019
Highland Capital Management Fund Advisors L.P.11,000$3,004 12/31/2019
     SPGI11,000$3,004 12/31/2019
Harbor Advisors LLC11,000$3,004 12/31/2019
     SPGI11,000$3,004 12/31/2019
Bayesian Capital Management LP10,900$2,976 12/31/2019
     SPGI10,900$2,976 12/31/2019
Banco Santander S.A.10,768$2,940 12/31/2019
     SPGI10,768$2,940 12/31/2019
Tudor Investment Corp ET AL10,739$2,932 12/31/2019
     SPGI10,739$2,932 12/31/2019
Marks Group Wealth Management Inc10,705$2,923 12/31/2019
     SPGI10,705$2,923 12/31/2019
Krueger & Catalano Capital Partners LLC10,691$2,919 12/31/2019
     SPGI10,691$2,919 12/31/2019
Blair William & Co. IL10,664$2,912 12/31/2019
     SPGI10,664$2,912 12/31/2019
Altfest L J & Co. Inc.10,652$2,908 12/31/2019
     SPGI10,652$2,908 12/31/2019
Factorial Partners LLC10,600$2,894 12/31/2019
     SPGI10,600$2,894 12/31/2019
Pacific Global Investment Management CO10,511$2,870 12/31/2019
     SPGI10,511$2,870 12/31/2019
Cannell Peter B & Co. Inc.10,415$2,844 12/31/2019
     SPGI10,415$2,844 12/31/2019
Daiwa Securities Group Inc.10,410$2,842 12/31/2019
     SPGI10,410$2,842 12/31/2019
GHP Investment Advisors Inc.10,370$2,832 12/31/2019
     SPGI10,370$2,832 12/31/2019
KCM Investment Advisors LLC10,219$2,790 12/31/2019
     SPGI10,219$2,790 12/31/2019
Quilter Plc10,040$2,741 12/31/2019
     SPGI10,040$2,741 12/31/2019
Sterling Capital Management LLC11,121$2,724 09/30/2019
     SPGI11,121$2,724 09/30/2019
Foster Dykema Cabot & Co. Inc. MA9,750$2,662 12/31/2019
     SPGI9,750$2,662 12/31/2019
Paloma Partners Management Co9,722$2,655 12/31/2019
     SPGI9,722$2,655 12/31/2019
Quantamental Technologies LLC9,717$2,653 12/31/2019
     SPGI9,717$2,653 12/31/2019
Pearl River Capital LLC9,717$2,653 12/31/2019
     SPGI9,717$2,653 12/31/2019
Walleye Trading LLC $2,643 12/31/2019
     SPGI11,678$3,189 12/31/2019
     Put6,700$1,829 12/31/2019
     Call4,700$1,283 12/31/2019
RiverPark Advisors LLC9,650$2,635 12/31/2019
     SPGI9,650$2,635 12/31/2019
Wealthfront Advisers LLC9,624$2,628 12/31/2019
     SPGI9,624$2,628 12/31/2019
Neuburgh Advisers LLC10,626$2,603 09/30/2019
     SPGI10,626$2,603 09/30/2019
Lombard Odier Asset Management Switzerland SA9,504$2,595 12/31/2019
     SPGI9,504$2,595 12/31/2019
Northwestern Mutual Investment Management Company LLC9,493$2,592 12/31/2019
     SPGI9,493$2,592 12/31/2019
CENTRAL TRUST Co9,489$2,591 12/31/2019
     SPGI9,489$2,591 12/31/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH9,490$2,581 12/31/2019
     SPGI9,490$2,581 12/31/2019
Townsquare Capital LLC10,014$2,559 09/30/2019
     SPGI10,014$2,559 09/30/2019
Evercore Wealth Management LLC9,290$2,537 12/31/2019
     SPGI9,290$2,537 12/31/2019
F3Logic LLC9,298$2,526 12/31/2019
     SPGI9,298$2,526 12/31/2019
Argent Trust Co9,151$2,498 12/31/2019
     SPGI9,151$2,498 12/31/2019
Certified Advisory Corp8,942$2,442 12/31/2019
     SPGI8,942$2,442 12/31/2019
FORA Capital LLC8,927$2,438 12/31/2019
     SPGI8,927$2,438 12/31/2019
Wellington Shields & Co. LLC8,900$2,430 12/31/2019
     SPGI8,900$2,430 12/31/2019
Pensionfund Sabic8,900$2,430 12/31/2019
     SPGI8,900$2,430 12/31/2019
AGF Investments LLC8,830$2,411 12/31/2019
     SPGI8,830$2,411 12/31/2019
Pendal Group Ltd8,732$2,384 12/31/2019
     SPGI8,732$2,384 12/31/2019
Advisor Partners LLC8,071$2,376 12/31/2019
     SPGI8,071$2,376 12/31/2019
Lighthouse Financial Advisors Inc.8,576$2,340 12/31/2019
     SPGI8,576$2,340 12/31/2019
Kendall Capital Management8,523$2,327 12/31/2019
     SPGI8,523$2,327 12/31/2019
Aptus Capital Advisors LLC8,519$2,326 12/31/2019
     SPGI8,519$2,326 12/31/2019
Mitsubishi UFJ Asset Management UK Ltd.8,500$2,321 12/31/2019
     SPGI8,500$2,321 12/31/2019
Banque Cantonale Vaudoise8,443$2,305 12/31/2019
     SPGI8,443$2,305 12/31/2019
NumerixS Investment Technologies Inc8,400$2,294 12/31/2019
     SPGI8,400$2,294 12/31/2019
Strategic Global Advisors LLC8,380$2,288 12/31/2019
     SPGI8,380$2,288 12/31/2019
Pinnacle Financial Partners Inc.8,355$2,281 12/31/2019
     SPGI8,355$2,281 12/31/2019
Navellier & Associates Inc8,335$2,276 12/31/2019
     SPGI8,335$2,276 12/31/2019
Choate Investment Advisors8,318$2,271 12/31/2019
     SPGI8,318$2,271 12/31/2019
Ativo Capital Management LLC8,231$2,247 12/31/2019
     SPGI8,231$2,247 12/31/2019
Northcape Capital Pty Ltd8,163$2,228 12/31/2019
     SPGI8,163$2,228 12/31/2019
Hancock Whitney Corp8,050$2,198 12/31/2019
     SPGI8,050$2,198 12/31/2019
Pettee Investors Inc.8,042$2,196 12/31/2019
     SPGI8,042$2,196 12/31/2019
Federated Hermes Inc.8,017$2,189 12/31/2019
     SPGI8,017$2,189 12/31/2019
Shepherd Kaplan Krochuk LLC8,003$2,185 12/31/2019
     SPGI8,003$2,185 12/31/2019
Interval Partners LP8,000$2,184 12/31/2019
     SPGI8,000$2,184 12/31/2019
Taikang Asset Management Hong Kong Co Ltd7,984$2,180 12/31/2019
     SPGI7,984$2,180 12/31/2019
Chesley Taft & Associates LLC7,905$2,158 12/31/2019
     SPGI7,905$2,158 12/31/2019
Qube Research & Technologies Ltd7,696$2,101 12/31/2019
     SPGI7,696$2,101 12/31/2019
IBIS Capital Partners LLP8,100$2,090 09/30/2019
     SPGI8,100$2,090 09/30/2019
George Kaiser Family Foundation7,623$2,081 12/31/2019
     SPGI7,623$2,081 12/31/2019
Mount Yale Investment Advisors LLC7,042$2,068 12/31/2019
     SPGI7,042$2,068 12/31/2019
Mitchell Capital Management Co.7,522$2,054 12/31/2019
     SPGI7,522$2,054 12/31/2019
Meitav Dash Investments Ltd.7,448$2,032 12/31/2019
     SPGI7,448$2,032 12/31/2019
Amica Mutual Insurance Co.7,319$1,998 12/31/2019
     SPGI7,319$1,998 12/31/2019
First Midwest Bank Trust Division7,315$1,997 12/31/2019
     SPGI7,315$1,997 12/31/2019
Insight Wealth Strategies LLC7,301$1,994 12/31/2019
     SPGI7,301$1,994 12/31/2019
Atria Investments LLC7,190$1,963 12/31/2019
     SPGI7,190$1,963 12/31/2019
Kalos Management Inc.7,182$1,961 12/31/2019
     SPGI7,182$1,961 12/31/2019
Van Leeuwen & Company LLC7,143$1,950 12/31/2019
     SPGI7,143$1,950 12/31/2019
Avantax Advisory Services Inc.7,139$1,949 12/31/2019
     SPGI7,139$1,949 12/31/2019
Commerzbank Aktiengesellschaft FI7,107$1,941 12/31/2019
     SPGI7,107$1,941 12/31/2019
Alps Advisors Inc.7,038$1,922 12/31/2019
     SPGI7,038$1,922 12/31/2019
Cigna Investments Inc. New6,518$1,915 12/31/2019
     SPGI6,518$1,915 12/31/2019
National Mutual Insurance Federation of Agricultural Cooperatives7,000$1,911 12/31/2019
     SPGI7,000$1,911 12/31/2019
Dana Investment Advisors Inc.6,993$1,909 12/31/2019
     SPGI6,993$1,909 12/31/2019
Meadow Creek Investment Management LLC7,728$1,893 09/30/2019
     SPGI7,728$1,893 09/30/2019
First Foundation Advisors6,930$1,892 12/31/2019
     SPGI6,930$1,892 12/31/2019
Birch Hill Investment Advisors LLC6,910$1,887 12/31/2019
     SPGI6,910$1,887 12/31/2019
Van ECK Associates Corp6,819$1,862 12/31/2019
     SPGI6,819$1,862 12/31/2019
Wetherby Asset Management Inc.6,793$1,855 12/31/2019
     SPGI6,793$1,855 12/31/2019
Tatro Capital LLC6,770$1,849 12/31/2019
     SPGI6,770$1,849 12/31/2019
TRH Financial LLC6,493$1,824 12/31/2019
     SPGI6,493$1,824 12/31/2019
Everence Capital Management Inc.6,654$1,817 12/31/2019
     SPGI6,654$1,817 12/31/2019
USA Financial Portformulas Corp6,617$1,807 12/31/2019
     SPGI6,617$1,807 12/31/2019
Banco de Sabadell S.A6,483$1,766 12/31/2019
     SPGI6,483$1,766 12/31/2019
TAP Consulting LLC6,400$1,748 12/31/2019
     SPGI6,400$1,748 12/31/2019
Lederer & Associates Investment Counsel CA6,321$1,726 12/31/2019
     SPGI6,321$1,726 12/31/2019
ETRADE Capital Management LLC6,191$1,691 12/31/2019
     SPGI6,191$1,691 12/31/2019
Kinneret Advisory LLC6,137$1,676 12/31/2019
     SPGI6,137$1,676 12/31/2019
AlphaCrest Capital Management LLC6,121$1,671 12/31/2019
     SPGI6,121$1,671 12/31/2019
Bank of Hawaii6,107$1,668 12/31/2019
     SPGI6,107$1,668 12/31/2019
Peapack Gladstone Financial Corp6,066$1,656 12/31/2019
     SPGI6,066$1,656 12/31/2019
Private Trust Co. NA6,007$1,640 12/31/2019
     SPGI6,007$1,640 12/31/2019
Regents of The University of California6,000$1,638 12/31/2019
     SPGI6,000$1,638 12/31/2019
Quinn Opportunity Partners LLC6,000$1,638 12/31/2019
     SPGI6,000$1,638 12/31/2019
Frontier Wealth Management LLC5,929$1,619 12/31/2019
     SPGI5,929$1,619 12/31/2019
Tiverton Asset Management LLC6,586$1,613 09/30/2019
     SPGI6,586$1,613 09/30/2019
IMS Capital Management5,877$1,605 12/31/2019
     SPGI5,877$1,605 12/31/2019
Enterprise Bank & Trust Co5,840$1,595 12/31/2019
     SPGI5,840$1,595 12/31/2019
Atlas Capital Advisors LLC5,830$1,592 12/31/2019
     SPGI5,830$1,592 12/31/2019
Rational Advisors LLC5,824$1,591 12/31/2019
     SPGI5,824$1,591 12/31/2019
Caisse DE Depot ET Placement DU Quebec5,805$1,585 12/31/2019
     SPGI5,805$1,585 12/31/2019
Silvercrest Asset Management Group LLC5,775$1,577 12/31/2019
     SPGI5,775$1,577 12/31/2019
Brown Brothers Harriman & Co.5,747$1,569 12/31/2019
     SPGI5,747$1,569 12/31/2019
Equitable Trust Co.5,745$1,569 12/31/2019
     SPGI5,745$1,569 12/31/2019
Tuttle Tactical Management5,746$1,569 12/31/2019
     SPGI5,746$1,569 12/31/2019
Dodge & Cox5,700$1,556 12/31/2019
     SPGI5,700$1,556 12/31/2019
Macquarie Group Ltd.5,680$1,550 12/31/2019
     SPGI5,680$1,550 12/31/2019
Sound Financial Strategies Group LLC5,614$1,533 12/31/2019
     SPGI5,614$1,533 12/31/2019
Clearstead Advisors LLC5,500$1,502 12/31/2019
     SPGI5,500$1,502 12/31/2019
Boston Trust Walden Corp5,501$1,502 12/31/2019
     SPGI5,501$1,502 12/31/2019
Cohen Klingenstein LLC5,400$1,474 12/31/2019
     SPGI5,400$1,474 12/31/2019
Impax Asset Management Group plc5,329$1,455 12/31/2019
     SPGI5,329$1,455 12/31/2019
A.R.T. Advisors LLC5,215$1,424 12/31/2019
     SPGI5,215$1,424 12/31/2019
Texas Yale Capital Corp.5,165$1,410 12/31/2019
     SPGI5,165$1,410 12/31/2019
Steward Partners Investment Advisory LLC5,164$1,410 12/31/2019
     SPGI5,164$1,410 12/31/2019
River Wealth Advisors LLC5,122$1,399 12/31/2019
     SPGI5,122$1,399 12/31/2019
Sheaff Brock Investment Advisors LLC5,098$1,392 12/31/2019
     SPGI5,098$1,392 12/31/2019
Elite Wealth Management Inc.5,053$1,380 12/31/2019
     SPGI5,053$1,380 12/31/2019
Raymond James Trust N.A.5,043$1,377 12/31/2019
     SPGI5,043$1,377 12/31/2019
Nichols & Pratt Advisers LLP MA5,007$1,367 12/31/2019
     SPGI5,007$1,367 12/31/2019
Redwood Investments LLC5,006$1,367 12/31/2019
     SPGI5,006$1,367 12/31/2019
Whitener Capital Management Inc.5,000$1,365 12/31/2019
     SPGI5,000$1,365 12/31/2019
Polaris Greystone Financial Group LLC4,555$1,358 12/31/2019
     SPGI4,555$1,358 12/31/2019
Aristotle Atlantic Partners LLC4,940$1,349 12/31/2019
     SPGI4,940$1,349 12/31/2019
QS Investors LLC4,814$1,338 12/31/2019
     SPGI4,814$1,338 12/31/2019
Profund Advisors LLC4,855$1,326 12/31/2019
     SPGI4,855$1,326 12/31/2019
Oppenheimer & Co. Inc.4,794$1,309 12/31/2019
     SPGI4,794$1,309 12/31/2019
Exane Derivatives4,437$1,306 12/31/2019
     SPGI4,437$1,306 12/31/2019
Davy Global Fund Management Ltd4,772$1,303 12/31/2019
     SPGI4,772$1,303 12/31/2019
LFA Lugano Financial Advisors SA4,759$1,299 12/31/2019
     SPGI4,759$1,299 12/31/2019
Cozad Asset Management Inc.4,721$1,289 12/31/2019
     SPGI4,721$1,289 12/31/2019
Stephens Inc. AR4,700$1,283 12/31/2019
     SPGI4,700$1,283 12/31/2019
Bailard Inc.4,691$1,281 12/31/2019
     SPGI4,691$1,281 12/31/2019
Parsons Capital Management Inc. RI4,566$1,247 12/31/2019
     SPGI4,566$1,247 12/31/2019
Whittier Trust Co.4,554$1,243 12/31/2019
     SPGI4,554$1,243 12/31/2019
Avitas Wealth Management LLC4,524$1,235 12/31/2019
     SPGI4,524$1,235 12/31/2019
Scotia Capital Inc.4,439$1,212 12/31/2019
     SPGI4,439$1,212 12/31/2019
Intrust Bank NA4,399$1,201 12/31/2019
     SPGI4,399$1,201 12/31/2019
BBVA USA Bancshares Inc.4,362$1,191 12/31/2019
     SPGI4,362$1,191 12/31/2019
Cerity Partners LLC4,339$1,185 12/31/2019
     SPGI4,339$1,185 12/31/2019
LMR Partners LLP4,320$1,180 12/31/2019
     SPGI4,320$1,180 12/31/2019
Trust Co. of Vermont4,312$1,178 12/31/2019
     SPGI4,312$1,178 12/31/2019
IBM Retirement Fund4,295$1,173 12/31/2019
     SPGI4,295$1,173 12/31/2019
Retirement Network4,264$1,164 12/31/2019
     SPGI4,264$1,164 12/31/2019
Cutler Investment Counsel LLC4,240$1,158 12/31/2019
     SPGI4,240$1,158 12/31/2019
Vestcor Investment Management Corp4,238$1,157 12/31/2019
     SPGI4,238$1,157 12/31/2019
Guyasuta Investment Advisors Inc.4,172$1,139 12/31/2019
     SPGI4,172$1,139 12/31/2019
Welch & Forbes LLC4,048$1,105 12/31/2019
     SPGI4,048$1,105 12/31/2019
Segment Wealth Management LLC4,043$1,104 12/31/2019
     SPGI4,043$1,104 12/31/2019
First Hawaiian Bank4,039$1,103 12/31/2019
     SPGI4,039$1,103 12/31/2019
Belpointe Asset Management LLC4,039$1,102 12/31/2019
     SPGI4,039$1,102 12/31/2019
Charter Trust Co.4,024$1,099 12/31/2019
     SPGI4,024$1,099 12/31/2019
Excalibur Management Corp4,003$1,093 12/31/2019
     SPGI4,003$1,093 12/31/2019
MML Investors Services LLC3,980$1,087 12/31/2019
     SPGI3,980$1,087 12/31/2019
Baldwin Brothers Inc. MA3,955$1,080 12/31/2019
     SPGI3,955$1,080 12/31/2019
TCF National Bank3,955$1,080 12/31/2019
     SPGI3,955$1,080 12/31/2019
Appleton Partners Inc. MA3,933$1,074 12/31/2019
     SPGI3,933$1,074 12/31/2019
Woodstock Corp3,900$1,065 12/31/2019
     SPGI3,900$1,065 12/31/2019
Illinois Municipal Retirement Fund3,880$1,059 12/31/2019
     SPGI3,880$1,059 12/31/2019
King Luther Capital Management Corp3,873$1,058 12/31/2019
     SPGI3,873$1,058 12/31/2019
Sturgeon Ventures LLP3,841$1,049 12/31/2019
     SPGI3,841$1,049 12/31/2019
Captrust Financial Advisors3,769$1,047 12/31/2019
     SPGI3,769$1,047 12/31/2019
Proficio Capital Partners LLC3,828$1,045 12/31/2019
     SPGI3,828$1,045 12/31/2019
Thompson Siegel & Walmsley LLC3,825$1,044 12/31/2019
     SPGI3,825$1,044 12/31/2019
Hamilton Point Investment Advisors LLC3,800$1,038 12/31/2019
     SPGI3,800$1,038 12/31/2019
Fortis Capital Management LLC3,800$1,038 12/31/2019
     SPGI3,800$1,038 12/31/2019
Pennsylvania Trust Co3,758$1,027 12/31/2019
     SPGI3,758$1,027 12/31/2019
GSA Capital Partners LLP3,733$1,019 12/31/2019
     SPGI3,733$1,019 12/31/2019
Conning Inc.3,729$1,018 12/31/2019
     SPGI3,729$1,018 12/31/2019
Richard Bernstein Advisors LLC3,722$1,016 12/31/2019
     SPGI3,722$1,016 12/31/2019
Legacy Financial Strategies LLC3,707$1,012 12/31/2019
     SPGI3,707$1,012 12/31/2019
Alethea Capital Management LLC3,687$1,007 12/31/2019
     SPGI3,687$1,007 12/31/2019
Arden Trust Co3,645$995 12/31/2019
     SPGI3,645$995 12/31/2019
Chicago Equity Partners LLC3,565$973 12/31/2019
     SPGI3,565$973 12/31/2019
Coastline Trust Co3,510$958 12/31/2019
     SPGI3,510$958 12/31/2019
Municipal Employees Retirement System of Michigan3,490$953 12/31/2019
     SPGI3,490$953 12/31/2019
Campbell & CO Investment Adviser LLC3,457$944 12/31/2019
     SPGI3,457$944 12/31/2019
Colony Group LLC3,440$939 12/31/2019
     SPGI3,440$939 12/31/2019
Ethic Inc.3,432$937 12/31/2019
     SPGI3,432$937 12/31/2019
WMS Partners LLC3,411$931 12/31/2019
     SPGI3,411$931 12/31/2019
Darrell & King LLC3,687$903 09/30/2019
     SPGI3,687$903 09/30/2019
Brendel Financial Advisors LLC3,293$899 12/31/2019
     SPGI3,293$899 12/31/2019
Chicago Capital LLC3,282$896 12/31/2019
     SPGI3,282$896 12/31/2019
Jacobsen Capital Management3,269$892 12/31/2019
     SPGI3,269$892 12/31/2019
AdvisorNet Financial Inc3,245$886 12/31/2019
     SPGI3,245$886 12/31/2019
BRYN MAWR TRUST Co3,215$878 12/31/2019
     SPGI3,215$878 12/31/2019
HWG Holdings LP3,215$878 12/31/2019
     SPGI3,215$878 12/31/2019
Walleye Capital LLC $861 12/31/2019
     Call1,800$491 12/31/2019
     SPGI1,355$370 12/31/2019
Northwestern Mutual Wealth Management Co.3,134$855 12/31/2019
     SPGI3,134$855 12/31/2019
Horizon Kinetics Asset Management LLC3,124$853 12/31/2019
     SPGI3,124$853 12/31/2019
First Business Financial Services Inc.3,122$852 12/31/2019
     SPGI3,122$852 12/31/2019
Synovus Financial Corp3,109$846 12/31/2019
     SPGI3,109$846 12/31/2019
Pflug Koory LLC3,037$829 12/31/2019
     SPGI3,037$829 12/31/2019
Eastern Bank3,028$826 12/31/2019
     SPGI3,028$826 12/31/2019
Viking Fund Management LLC3,000$819 12/31/2019
     SPGI3,000$819 12/31/2019
Intact Investment Management Inc.3,000$819 12/31/2019
     SPGI3,000$819 12/31/2019
Boston Private Wealth LLC3,001$819 12/31/2019
     SPGI3,001$819 12/31/2019
Twin Tree Management LP2,993$817 12/31/2019
     SPGI2,993$817 12/31/2019
RMB Capital Management LLC2,987$816 12/31/2019
     SPGI2,987$816 12/31/2019
JS Capital Management LLC2,984$815 12/31/2019
     SPGI2,984$815 12/31/2019
Rampart Investment Management Company LLC2,967$810 12/31/2019
     SPGI2,967$810 12/31/2019
Machina Capital S.A.S.2,967$810 12/31/2019
     SPGI2,967$810 12/31/2019
Boothbay Fund Management LLC2,955$807 12/31/2019
     SPGI2,955$807 12/31/2019
Ontario Teachers Pension Plan Board2,952$806 12/31/2019
     SPGI2,952$806 12/31/2019
Coatue Management LLC2,947$805 12/31/2019
     SPGI2,947$805 12/31/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA2,921$798 12/31/2019
     SPGI2,921$798 12/31/2019
Ferguson Wellman Capital Management Inc.2,919$797 12/31/2019
     SPGI2,919$797 12/31/2019
Emerald Investment Partners LLC2,914$796 12/31/2019
     SPGI2,914$796 12/31/2019
Advisory Services Network LLC2,894$790 12/31/2019
     SPGI2,894$790 12/31/2019
Oakmont Corp2,878$786 12/31/2019
     SPGI2,878$786 12/31/2019
Cedar Capital LLC2,873$784 12/31/2019
     SPGI2,873$784 12/31/2019
AE Wealth Management LLC2,849$778 12/31/2019
     SPGI2,849$778 12/31/2019
Doyle Wealth Management2,845$777 12/31/2019
     SPGI2,845$777 12/31/2019
Sompo Japan Nipponkoa Asset Management CO. LTD.2,820$770 12/31/2019
     SPGI2,820$770 12/31/2019
Landsberg Bennett & Dubbaneh LLC2,816$766 12/31/2019
     SPGI2,816$766 12/31/2019
Reynders McVeigh Capital Management LLC2,770$756 12/31/2019
     SPGI2,770$756 12/31/2019
Wade G W & Inc.2,762$754 12/31/2019
     SPGI2,762$754 12/31/2019
Seeyond2,748$750 12/31/2019
     SPGI2,748$750 12/31/2019
Kanawha Capital Management LLC2,727$745 12/31/2019
     SPGI2,727$745 12/31/2019
Beaumont Financial Partners LLC2,714$741 12/31/2019
     SPGI2,714$741 12/31/2019
Great Diamond Partners LLC2,704$738 12/31/2019
     SPGI2,704$738 12/31/2019
Anson Funds Management LP2,700$737 12/31/2019
     SPGI2,700$737 12/31/2019
GWM Advisors LLC2,695$736 12/31/2019
     SPGI2,695$736 12/31/2019
Ironwood Investment Counsel LLC2,684$732 12/31/2019
     SPGI2,684$732 12/31/2019
Lucia Wealth Services LLC2,677$731 12/31/2019
     SPGI2,677$731 12/31/2019
Checchi Capital Advisers LLC2,668$728 12/31/2019
     SPGI2,668$728 12/31/2019
Haafor Singapore Pte. Ltd.2,667$728 12/31/2019
     SPGI2,667$728 12/31/2019
Wealthsource Partners LLC2,641$721 12/31/2019
     SPGI2,641$721 12/31/2019
Lombard Odier Asset Management Europe Ltd2,622$716 12/31/2019
     SPGI2,622$716 12/31/2019
Teza Capital Management LLC2,620$715 12/31/2019
     SPGI2,620$715 12/31/2019
Clarius Group LLC2,428$715 12/31/2019
     SPGI2,428$715 12/31/2019
Integrated Wealth Concepts LLC2,618$715 12/31/2019
     SPGI2,618$715 12/31/2019
STA Wealth Management LLC2,612$713 12/31/2019
     SPGI2,612$713 12/31/2019
Cleararc Capital Inc.2,608$712 12/31/2019
     SPGI2,608$712 12/31/2019
Sowell Financial Services LLC2,605$711 12/31/2019
     SPGI2,605$711 12/31/2019
Wealthstreet Investment Advisors LLC2,600$710 12/31/2019
     SPGI2,600$710 12/31/2019
Blue Fin Capital Inc.2,571$702 12/31/2019
     SPGI2,571$702 12/31/2019
Brighton Jones LLC2,521$688 12/31/2019
     SPGI2,521$688 12/31/2019
Independent Advisor Alliance2,521$688 12/31/2019
     SPGI2,521$688 12/31/2019
Trillium Asset Management LLC2,505$684 12/31/2019
     SPGI2,505$684 12/31/2019
Wesbanco Bank Inc.2,498$682 12/31/2019
     SPGI2,498$682 12/31/2019
Wedbush Securities Inc.2,435$665 12/31/2019
     SPGI2,435$665 12/31/2019
Horizon Investments LLC2,437$665 12/31/2019
     SPGI2,437$665 12/31/2019
J. L. Bainbridge & Co. Inc.2,412$659 12/31/2019
     SPGI2,412$659 12/31/2019
Brooktree Capital Management2,411$658 12/31/2019
     SPGI2,411$658 12/31/2019
Bradley Foster & Sargent Inc. CT2,397$654 12/31/2019
     SPGI2,397$654 12/31/2019
Investec Asset Management PTY Ltd2,668$654 12/31/2019
     SPGI2,668$654 12/31/2019
Townsend Asset Management Corp NC ADV2,380$650 12/31/2019
     SPGI2,380$650 12/31/2019
Mid Atlantic Financial Management Inc. ADV2,381$650 12/31/2019
     SPGI2,381$650 12/31/2019
M&R Capital Management Inc.2,375$648 12/31/2019
     SPGI2,375$648 12/31/2019
Close Asset Management Ltd2,370$647 12/31/2019
     SPGI2,370$647 12/31/2019
Rockland Trust Co.2,329$636 12/31/2019
     SPGI2,329$636 12/31/2019
Oakbrook Investments LLC2,325$635 12/31/2019
     SPGI2,325$635 12/31/2019
San Francisco Sentry Investment Group CA2,316$632 12/31/2019
     SPGI2,316$632 12/31/2019
Alpha Cubed Investments LLC2,300$628 12/31/2019
     SPGI2,300$628 12/31/2019
CAPROCK Group Inc.2,300$628 12/31/2019
     SPGI2,300$628 12/31/2019
Athanor Capital LP2,300$628 12/31/2019
     SPGI2,300$628 12/31/2019
Private Advisors LLC2,292$626 12/31/2019
     SPGI2,292$626 12/31/2019
Sawtooth Solutions LLC2,277$622 12/31/2019
     SPGI2,277$622 12/31/2019
Confluence Wealth Management LLC2,230$609 12/31/2019
     SPGI2,230$609 12/31/2019
Israel Discount Bank of New York2,215$605 12/31/2019
     SPGI2,215$605 12/31/2019
Duality Advisers LP2,174$594 12/31/2019
     SPGI2,174$594 12/31/2019
Bfsg LLC2,165$591 12/31/2019
     SPGI2,165$591 12/31/2019
Thomasville National Bank2,160$590 12/31/2019
     SPGI2,160$590 12/31/2019
CWM LLC2,154$588 12/31/2019
     SPGI2,154$588 12/31/2019
Arjuna Capital2,152$588 12/31/2019
     SPGI2,152$588 12/31/2019
Dorsey & Whitney Trust CO LLC2,150$587 12/31/2019
     SPGI2,150$587 12/31/2019
Rehmann Capital Advisory Group2,363$579 09/30/2019
     SPGI2,363$579 09/30/2019
Hilltop Holdings Inc.2,105$575 12/31/2019
     SPGI2,105$575 12/31/2019
Quadrant Capital Group LLC2,193$574 12/31/2019
     SPGI2,193$574 12/31/2019
Clifford Swan Investment Counsel LLC2,090$571 12/31/2019
     SPGI2,090$571 12/31/2019
BBR Partners LLC2,092$571 12/31/2019
     SPGI2,092$571 12/31/2019
C M Bidwell & Associates Ltd.2,063$563 12/31/2019
     SPGI2,063$563 12/31/2019
OLD National Bancorp IN2,060$562 12/31/2019
     SPGI2,060$562 12/31/2019
CHICAGO TRUST Co NA2,040$557 12/31/2019
     SPGI2,040$557 12/31/2019
Cerebellum GP LLC2,019$551 12/31/2019
     SPGI2,019$551 12/31/2019
NBT Bank N A NY2,014$550 12/31/2019
     SPGI2,014$550 12/31/2019
First National Corp MA ADV2,000$546 12/31/2019
     SPGI2,000$546 12/31/2019
Ambassador Advisors LLC2,000$546 12/31/2019
     SPGI2,000$546 12/31/2019
Radnor Capital Management LLC2,000$546 12/31/2019
     SPGI2,000$546 12/31/2019
Laurel Wealth Advisors Inc.1,953$534 12/31/2019
     SPGI1,953$534 12/31/2019
GYL Financial Synergies LLC1,951$533 12/31/2019
     SPGI1,951$533 12/31/2019
Gofen & Glossberg LLC IL1,950$532 12/31/2019
     SPGI1,950$532 12/31/2019
Dimension Capital Management LLC1,940$530 12/31/2019
     SPGI1,940$530 12/31/2019
Boston Financial Mangement LLC1,941$530 12/31/2019
     SPGI1,941$530 12/31/2019
BKD Wealth Advisors LLC1,941$530 12/31/2019
     SPGI1,941$530 12/31/2019
Krane Funds Advisors LLC1,942$530 12/31/2019
     SPGI1,942$530 12/31/2019
Hillsdale Investment Management Inc.1,930$527 12/31/2019
     SPGI1,930$527 12/31/2019
Emerald Advisers LLC1,927$526 12/31/2019
     SPGI1,927$526 12/31/2019
Corient Capital Partners LLC1,924$525 12/31/2019
     SPGI1,924$525 12/31/2019
Cutter & CO Brokerage Inc.1,913$522 12/31/2019
     SPGI1,913$522 12/31/2019
GQ Asset Management LLC1,873$511 12/31/2019
     SPGI1,873$511 12/31/2019
Livforsakringsbolaget Skandia Omsesidigt1,867$510 12/31/2019
     SPGI1,867$510 12/31/2019
Philadelphia Trust Co.1,865$509 12/31/2019
     SPGI1,865$509 12/31/2019
Cetera Investment Advisers1,872$509 12/31/2019
     SPGI1,872$509 12/31/2019
Ingalls & Snyder LLC1,850$505 12/31/2019
     SPGI1,850$505 12/31/2019
Private Vista LLC1,851$505 12/31/2019
     SPGI1,851$505 12/31/2019
Parallel Advisors LLC1,843$503 12/31/2019
     SPGI1,843$503 12/31/2019
Signaturefd LLC1,834$501 12/31/2019
     SPGI1,834$501 12/31/2019
Griffin Asset Management Inc.1,826$499 12/31/2019
     SPGI1,826$499 12/31/2019
Plimoth Trust Co. LLC1,815$496 12/31/2019
     SPGI1,815$496 12/31/2019
Altshuler Shaham Ltd1,813$495 12/31/2019
     SPGI1,813$495 12/31/2019
Harvest Fund Management Co. Ltd1,524$493 12/31/2019
     SPGI1,524$493 12/31/2019
Waters Parkerson & CO. LLC1,800$491 12/31/2019
     SPGI1,800$491 12/31/2019
Guardian Capital LP1,790$489 12/31/2019
     SPGI1,790$489 12/31/2019
Osborne Partners Capital Management LLC1,780$486 12/31/2019
     SPGI1,780$486 12/31/2019
Wright Investors Service Inc.1,777$485 12/31/2019
     SPGI1,777$485 12/31/2019
Sigma Planning Corp1,769$483 12/31/2019
     SPGI1,769$483 12/31/2019
Arthur M. Cohen & Associates LLC1,754$482 12/31/2019
     SPGI1,754$482 12/31/2019
Bank of Stockton1,760$480 12/31/2019
     SPGI1,760$480 12/31/2019
Ninepoint Partners LP1,758$480 12/31/2019
     SPGI1,758$480 12/31/2019
Shelton Capital Management1,739$475 12/31/2019
     SPGI1,739$475 12/31/2019
Center for Financial Planning Inc.1,729$472 12/31/2019
     SPGI1,729$472 12/31/2019
Highland Capital Management LLC1,700$464 12/31/2019
     SPGI1,700$464 12/31/2019
FUKOKU MUTUAL LIFE INSURANCE Co1,700$464 12/31/2019
     SPGI1,700$464 12/31/2019
Employers Holdings Inc.1,700$464 12/31/2019
     SPGI1,700$464 12/31/2019
Prospera Financial Services Inc1,700$464 12/31/2019
     SPGI1,700$464 12/31/2019
Bellevue Group AG1,700$464 12/31/2019
     SPGI1,700$464 12/31/2019
Arcadia Investment Management Corp MI1,680$459 12/31/2019
     SPGI1,680$459 12/31/2019
Flagship Harbor Advisors LLC1,669$456 12/31/2019
     SPGI1,669$456 12/31/2019
Spinnaker Trust1,667$455 12/31/2019
     SPGI1,667$455 12/31/2019
WealthBridge Capital Management LLC1,668$455 12/31/2019
     SPGI1,668$455 12/31/2019
Smithfield Trust Co.1,661$454 12/31/2019
     SPGI1,661$454 12/31/2019
Freestone Capital Holdings LLC1,664$454 12/31/2019
     SPGI1,664$454 12/31/2019
D.B. Root & Company LLC1,660$453 12/31/2019
     SPGI1,660$453 12/31/2019
FDx Advisors Inc.1,654$452 12/31/2019
     SPGI1,654$452 12/31/2019
Cetera Advisor Networks LLC1,630$448 12/31/2019
     SPGI1,630$448 12/31/2019
Beach Investment Counsel Inc. PA1,600$437 12/31/2019
     SPGI1,600$437 12/31/2019
Ellington Management Group LLC1,600$437 12/31/2019
     SPGI1,600$437 12/31/2019
Spears Abacus Advisors LLC1,600$437 12/31/2019
     SPGI1,600$437 12/31/2019
Gryphon Financial Partners LLC1,600$437 12/31/2019
     SPGI1,600$437 12/31/2019
Meridian Wealth Partners LLC1,600$437 12/31/2019
     SPGI1,600$437 12/31/2019
North American Management Corp1,588$434 12/31/2019
     SPGI1,588$434 12/31/2019
Comerica Securities Inc.1,585$433 12/31/2019
     SPGI1,585$433 12/31/2019
Alesco Advisors LLC1,575$430 12/31/2019
     SPGI1,575$430 12/31/2019
HBK Sorce Advisory LLC1,575$430 12/31/2019
     SPGI1,575$430 12/31/2019
Crabel Capital Management LLC1,565$427 12/31/2019
     SPGI1,565$427 12/31/2019
Mckinley Capital Management LLC Delaware1,560$426 12/31/2019
     SPGI1,560$426 12/31/2019
Donaldson Capital Management LLC1,559$426 12/31/2019
     SPGI1,559$426 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main1,544$421 12/31/2019
     SPGI1,544$421 12/31/2019
Point View Wealth Management Inc.1,540$420 12/31/2019
     SPGI1,540$420 12/31/2019
Nicholas Hoffman & Company LLC.1,529$417 12/31/2019
     SPGI1,529$417 12/31/2019
Bessemer Securities LLC1,525$416 12/31/2019
     SPGI1,525$416 12/31/2019
Winslow Evans & Crocker Inc.1,510$414 12/31/2019
     SPGI1,510$414 12/31/2019
Pitcairn Co.1,511$412 12/31/2019
     SPGI1,511$412 12/31/2019
Amtrust Financial Services Inc.1,500$410 12/31/2019
     SPGI1,500$410 12/31/2019
Ieq Capital LLC1,495$409 12/31/2019
     SPGI1,495$409 12/31/2019
Venturi Wealth Management LLC1,493$408 12/31/2019
     SPGI1,493$408 12/31/2019
Dynamic Technology Lab Private Ltd1,465$400 12/31/2019
     SPGI1,465$400 12/31/2019
Alpha Windward LLC1,436$392 12/31/2019
     SPGI1,436$392 12/31/2019
Stock Yards Bank & Trust Co.1,420$388 12/31/2019
     SPGI1,420$388 12/31/2019
First National Bank of South Miami1,421$388 12/31/2019
     SPGI1,421$388 12/31/2019
Smith Shellnut Wilson LLC ADV1,413$386 12/31/2019
     SPGI1,413$386 12/31/2019
Highstreet Asset Management Inc.1,415$386 12/31/2019
     SPGI1,415$386 12/31/2019
Davidson Trust Co.1,403$382 12/31/2019
     SPGI1,403$382 12/31/2019
Centerpoint Advisors LLC1,390$380 12/31/2019
     SPGI1,390$380 12/31/2019
Bar Harbor Trust Services1,385$378 12/31/2019
     SPGI1,385$378 12/31/2019
Cutler Group LP $378 12/31/2019
     SPGI1,331$363 12/31/2019
     Call2,500$16 12/31/2019
     Put33,300$1 12/31/2019
Linscomb & Williams Inc.1,375$375 12/31/2019
     SPGI1,375$375 12/31/2019
Round Table Services LLC1,361$372 12/31/2019
     SPGI1,361$372 12/31/2019
Ballentine Partners LLC1,351$369 12/31/2019
     SPGI1,351$369 12/31/2019
Homrich & Berg1,352$369 12/31/2019
     SPGI1,352$369 12/31/2019
Banco BTG Pactual S.A.1,343$367 12/31/2019
     SPGI1,343$367 12/31/2019
Aurora Investment Counsel1,340$366 12/31/2019
     SPGI1,340$366 12/31/2019
Savant Capital LLC1,338$365 12/31/2019
     SPGI1,338$365 12/31/2019
Jacobi Capital Management LLC1,266$365 12/31/2019
     SPGI1,266$365 12/31/2019
Procyon Private Wealth Partners LLC1,314$359 12/31/2019
     SPGI1,314$359 12/31/2019
NEXT Financial Group Inc1,295$354 12/31/2019
     SPGI1,295$354 12/31/2019
Wambolt & Associates LLC1,294$353 12/31/2019
     SPGI1,294$353 12/31/2019
Rosenblum Silverman Sutton S F Inc. CA1,290$352 12/31/2019
     SPGI1,290$352 12/31/2019
Palladium Partners LLC1,275$348 12/31/2019
     SPGI1,275$348 12/31/2019
Leavell Investment Management Inc.1,270$347 12/31/2019
     SPGI1,270$347 12/31/2019
Integrated Advisors Network LLC1,254$342 12/31/2019
     SPGI1,254$342 12/31/2019
Country Club Trust Company n.a.1,238$337 12/31/2019
     SPGI1,238$337 12/31/2019
Regent Investment Management LLC1,233$337 12/31/2019
     SPGI1,233$337 12/31/2019
UMB Bank N A MO1,230$336 12/31/2019
     SPGI1,230$336 12/31/2019
Lake Street Advisors Group LLC1,227$335 12/31/2019
     SPGI1,227$335 12/31/2019
Alexandria Capital LLC1,220$333 12/31/2019
     SPGI1,220$333 12/31/2019
Meridian Investment Counsel Inc.1,205$329 12/31/2019
     SPGI1,205$329 12/31/2019
ETF Managers Group LLC1,208$329 12/31/2019
     SPGI1,208$329 12/31/2019
Mutual of Omaha Bank Wealth Management1,200$328 12/31/2019
     SPGI1,200$328 12/31/2019
Hills Bank & Trust Co.1,198$327 12/31/2019
     SPGI1,198$327 12/31/2019
Anchor Capital Advisors LLC1,192$325 12/31/2019
     SPGI1,192$325 12/31/2019
Independence Bank of Kentucky1,167$319 12/31/2019
     SPGI1,167$319 12/31/2019
MERIAN GLOBAL INVESTORS UK Ltd1,160$316 12/31/2019
     SPGI1,160$316 12/31/2019
First National Bank of Hutchinson1,141$312 12/31/2019
     SPGI1,141$312 12/31/2019
Wealthspire Advisors L.P.1,141$312 12/31/2019
     SPGI1,141$312 12/31/2019
First National Bank of Omaha1,140$311 12/31/2019
     SPGI1,140$311 12/31/2019
Anfield Capital Management LLC1,052$310 12/31/2019
     SPGI1,052$310 12/31/2019
Cpwm LLC1,133$309 12/31/2019
     SPGI1,133$309 12/31/2019
Shine Investment Advisory Services Inc.1,110$303 12/31/2019
     SPGI1,110$303 12/31/2019
Harbor Investment Advisory LLC1,110$303 12/31/2019
     SPGI1,110$303 12/31/2019
Fisher Asset Management LLC1,104$301 12/31/2019
     SPGI1,104$301 12/31/2019
Intersect Capital LLC1,098$300 12/31/2019
     SPGI1,098$300 12/31/2019
DORCHESTER WEALTH MANAGEMENT Co1,100$300 12/31/2019
     SPGI1,100$300 12/31/2019
DAVENPORT & Co LLC1,073$293 12/31/2019
     SPGI1,073$293 12/31/2019
Sadoff Investment Management LLC1,074$293 12/31/2019
     SPGI1,074$293 12/31/2019
Elgethun Capital Management1,070$292 12/31/2019
     SPGI1,070$292 12/31/2019
Braun Bostich & Associates Inc.1,052$292 12/31/2019
     SPGI1,052$292 12/31/2019
Janney Capital Management LLC1,067$291 12/31/2019
     SPGI1,067$291 12/31/2019
Amica Retiree Medical Trust1,060$289 12/31/2019
     SPGI1,060$289 12/31/2019
Carroll Financial Associates Inc.1,056$288 12/31/2019
     SPGI1,056$288 12/31/2019
Shulman DeMeo Asset Management LLC1,056$288 12/31/2019
     SPGI1,056$288 12/31/2019
Carnegie Capital Asset Management LLC1,050$287 12/31/2019
     SPGI1,050$287 12/31/2019
Cetera Advisors LLC1,029$283 12/31/2019
     SPGI1,029$283 12/31/2019
GM Advisory Group Inc.1,033$282 12/31/2019
     SPGI1,033$282 12/31/2019
Magnus Financial Group LLC1,009$276 12/31/2019
     SPGI1,009$276 12/31/2019
Montag A & Associates Inc.1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Pekin Hardy Strauss Inc.1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Lau Associates LLC1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Sustainable Insight Capital Management LLC1,001$273 12/31/2019
     SPGI1,001$273 12/31/2019
Community Bank N.A.1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Starfire Investment Advisers Inc.1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Heritage Trust Co1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Brooks Moore & Associates Inc.1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Enterprise Trust & Investment Co1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Ayrshire Capital Management LLC1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Meridian Wealth Management LLC997$272 12/31/2019
     SPGI997$272 12/31/2019
Corbett Road Capital Management LLC992$271 12/31/2019
     SPGI992$271 12/31/2019
Sequoia Financial Advisors LLC987$270 12/31/2019
     SPGI987$270 12/31/2019
SRS Capital Advisors Inc.983$268 12/31/2019
     SPGI983$268 12/31/2019
Sunbelt Securities Inc.975$266 12/31/2019
     SPGI975$266 12/31/2019
Waldron Private Wealth LLC971$265 12/31/2019
     SPGI971$265 12/31/2019
Ellevest Inc.948$259 12/31/2019
     SPGI948$259 12/31/2019
Fundamentun LLC948$259 12/31/2019
     SPGI948$259 12/31/2019
Horizon Bancorp Inc. IN943$257 12/31/2019
     SPGI943$257 12/31/2019
Park Avenue Securities LLC942$257 12/31/2019
     SPGI942$257 12/31/2019
Kavar Capital Partners LLC940$257 12/31/2019
     SPGI940$257 12/31/2019
Circle Wealth Management LLC936$256 12/31/2019
     SPGI936$256 12/31/2019
Principle Wealth Partners LLC938$256 12/31/2019
     SPGI938$256 12/31/2019
First Citizens Bank & Trust Co.934$255 12/31/2019
     SPGI934$255 12/31/2019
Empirical Finance LLC929$254 12/31/2019
     SPGI929$254 12/31/2019
Compton Capital Management Inc. RI920$251 12/31/2019
     SPGI920$251 12/31/2019
Security National Trust Co.915$250 12/31/2019
     SPGI915$250 12/31/2019
Stratos Wealth Partners LTD.906$247 12/31/2019
     SPGI906$247 12/31/2019
Blueshift Asset Management LLC906$247 12/31/2019
     SPGI906$247 12/31/2019
Violich Capital Management Inc.900$246 12/31/2019
     SPGI900$246 12/31/2019
Tokio Marine Asset Management Co. Ltd.901$246 12/31/2019
     SPGI901$246 12/31/2019
Evergreen Capital Management LLC895$244 12/31/2019
     SPGI895$244 12/31/2019
Williams Jones Wealth Management LLC.893$244 12/31/2019
     SPGI893$244 12/31/2019
Ossiam880$240 12/31/2019
     SPGI880$240 12/31/2019
StrategIQ Financial Group LLC874$239 12/31/2019
     SPGI874$239 12/31/2019
Capital One National Association867$237 12/31/2019
     SPGI867$237 12/31/2019
Acadian Asset Management LLC864$236 12/31/2019
     SPGI864$236 12/31/2019
BlueCrest Capital Management Ltd865$236 12/31/2019
     SPGI865$236 12/31/2019
Versant Capital Management Inc862$235 12/31/2019
     SPGI862$235 12/31/2019
First Allied Advisory Services Inc.846$234 12/31/2019
     SPGI846$234 12/31/2019
Cibc Bank USA845$231 12/31/2019
     SPGI845$231 12/31/2019
Matthew Goff Investment Advisor LLC836$228 12/31/2019
     SPGI836$228 12/31/2019
HighPoint Advisor Group LLC773$228 12/31/2019
     SPGI773$228 12/31/2019
Jaffetilchin Investment Partners LLC833$227 12/31/2019
     SPGI833$227 12/31/2019
Verdence Capital Advisors LLC818$223 12/31/2019
     SPGI818$223 12/31/2019
Pinnacle Wealth Planning Services Inc.808$220 12/31/2019
     SPGI808$220 12/31/2019
Truehand Inc800$218 12/31/2019
     SPGI800$218 12/31/2019
David R. Rahn & Associates Inc.800$218 12/31/2019
     SPGI800$218 12/31/2019
Hoylecohen LLC800$218 12/31/2019
     SPGI800$218 12/31/2019
Trust Co800$218 12/31/2019
     SPGI800$218 12/31/2019
Fiduciary Group LLC797$218 12/31/2019
     SPGI797$218 12/31/2019
Relyea Zuckerberg Hanson LLC800$218 12/31/2019
     SPGI800$218 12/31/2019
Highland Private Wealth Management795$217 12/31/2019
     SPGI795$217 12/31/2019
Proequities Inc. $216 12/31/2019
     SPGI790$216 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
Moors & Cabot Inc.790$216 12/31/2019
     SPGI790$216 12/31/2019
Secure Asset Management LLC792$216 12/31/2019
     SPGI792$216 12/31/2019
Gilbert & Cook Inc.787$215 12/31/2019
     SPGI787$215 12/31/2019
Sontag Advisory LLC784$214 12/31/2019
     SPGI784$214 12/31/2019
Capital Bank & Trust Co779$213 12/31/2019
     SPGI779$213 12/31/2019
United Income Inc.867$212 09/30/2019
     SPGI867$212 09/30/2019
B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund863$211 09/30/2019
     SPGI863$211 09/30/2019
Cedar Brook Financial Partners LLC769$210 12/31/2019
     SPGI769$210 12/31/2019
Zhang Financial LLC700$209 12/31/2019
     SPGI700$209 12/31/2019
ST Germain D J Co. Inc.761$208 12/31/2019
     SPGI761$208 12/31/2019
Warren Averett Asset Management LLC699$207 12/31/2019
     SPGI699$207 12/31/2019
IFP Advisors Inc731$207 12/31/2019
     SPGI731$207 12/31/2019
Grove Bank & Trust749$205 12/31/2019
     SPGI749$205 12/31/2019
Altium Wealth Management LLC741$202 12/31/2019
     SPGI741$202 12/31/2019
Strategic Blueprint LLC735$201 12/31/2019
     SPGI735$201 12/31/2019
First Mercantile Trust Co.728$199 12/31/2019
     SPGI728$199 12/31/2019
Guardian Life Insurance Co. of America720$197 12/31/2019
     SPGI720$197 12/31/2019
Harel Insurance Investments & Financial Services Ltd.710$194 12/31/2019
     SPGI710$194 12/31/2019
NuWave Investment Management LLC710$194 12/31/2019
     SPGI710$194 12/31/2019
Fortis Advisors LLC694$189 12/31/2019
     SPGI694$189 12/31/2019
Lindbrook Capital LLC688$188 12/31/2019
     SPGI688$188 12/31/2019
Achmea Investment Management B.V.672$184 12/31/2019
     SPGI672$184 12/31/2019
O Shaughnessy Asset Management LLC626$171 12/31/2019
     SPGI626$171 12/31/2019
Truewealth LLC626$171 12/31/2019
     SPGI626$171 12/31/2019
Benjamin F. Edwards & Company Inc.617$168 12/31/2019
     SPGI617$168 12/31/2019
Valeo Financial Advisors LLC603$165 12/31/2019
     SPGI603$165 12/31/2019
Blue Chip Partners Inc.598$163 12/31/2019
     SPGI598$163 12/31/2019
Institutional & Family Asset Management LLC580$158 12/31/2019
     SPGI580$158 12/31/2019
Anderson Fisher LLC559$153 12/31/2019
     SPGI559$153 12/31/2019
Advisors Preferred LLC517$141 12/31/2019
     SPGI517$141 12/31/2019
CSat Investment Advisory L.P.500$137 12/31/2019
     SPGI500$137 12/31/2019
Taylor Hoffman Wealth Management482$132 12/31/2019
     SPGI482$132 12/31/2019
Private Capital Group LLC448$122 12/31/2019
     SPGI448$122 12/31/2019
Orion Portfolio Solutions LLC410$112 12/31/2019
     SPGI410$112 12/31/2019
Meeder Asset Management Inc.402$110 12/31/2019
     SPGI402$110 12/31/2019
Zions Bancorporation N.A.385$105 12/31/2019
     SPGI385$105 12/31/2019
Contravisory Investment Management Inc.379$103 12/31/2019
     SPGI379$103 12/31/2019
TCI Wealth Advisors Inc.376$103 12/31/2019
     SPGI376$103 12/31/2019
North Star Investment Management Corp.370$101 12/31/2019
     SPGI370$101 12/31/2019
Country Trust Bank318$87 12/31/2019
     SPGI318$87 12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC306$83 12/31/2019
     SPGI306$83 12/31/2019
American Research & Management Co.300$82 12/31/2019
     SPGI300$82 12/31/2019
Clean Yield Group300$82 12/31/2019
     SPGI300$82 12/31/2019
Exchange Traded Concepts LLC297$81 12/31/2019
     SPGI297$81 12/31/2019
Atticus Wealth Management LLC289$79 12/31/2019
     SPGI289$79 12/31/2019
Webster Bank N. A.277$76 12/31/2019
     SPGI277$76 12/31/2019
Oakworth Capital Inc.261$75 12/31/2019
     SPGI261$75 12/31/2019
ICW Investment Advisors LLC267$73 12/31/2019
     SPGI267$73 12/31/2019
Penserra Capital Management LLC231$68 12/31/2019
     SPGI231$68 12/31/2019
Magellan Asset Management Ltd238$65 12/31/2019
     SPGI238$65 12/31/2019
Plante Moran Financial Advisors LLC231$63 12/31/2019
     SPGI231$63 12/31/2019
Berman Capital Advisors LLC232$63 12/31/2019
     SPGI232$63 12/31/2019
Parkside Financial Bank & Trust219$60 12/31/2019
     SPGI219$60 12/31/2019
TRUE Private Wealth Advisors214$58 12/31/2019
     SPGI214$58 12/31/2019
Capital Analysts LLC208$57 12/31/2019
     SPGI208$57 12/31/2019
Itau Unibanco Holding S.A.201$55 12/31/2019
     SPGI201$55 12/31/2019
Centiva Capital LP $55 12/31/2019
     Call1,600$437 12/31/2019
     Put1,400$382 12/31/2019
Lenox Wealth Advisors LLC191$52 12/31/2019
     SPGI191$52 12/31/2019
Harvest Group Wealth Management LLC180$49 12/31/2019
     SPGI180$49 12/31/2019
Legacy Bridge LLC175$48 12/31/2019
     SPGI175$48 12/31/2019
Carmichael Hill & Associates Inc.167$46 12/31/2019
     SPGI167$46 12/31/2019
Evolution Wealth Advisors LLC165$45 12/31/2019
     SPGI165$45 12/31/2019
Whittier Trust Co. of Nevada Inc.161$44 12/31/2019
     SPGI161$44 12/31/2019
Reilly Financial Advisors LLC161$44 12/31/2019
     SPGI161$44 12/31/2019
Kistler Tiffany Companies LLC160$44 12/31/2019
     SPGI160$44 12/31/2019
Patriot Financial Group Insurance Agency LLC162$44 12/31/2019
     SPGI162$44 12/31/2019
Coastal Investment Advisors Inc.169$44 12/31/2019
     SPGI169$44 12/31/2019
Evoke Wealth LLC157$43 12/31/2019
     SPGI157$43 12/31/2019
Sun Life Financial INC144$39 12/31/2019
     SPGI144$39 12/31/2019
Tower Research Capital LLC TRC 134$37 12/31/2019
     SPGI134$37 12/31/2019
Enterprise Financial Services Corp129$35 12/31/2019
     SPGI129$35 12/31/2019
Earnest Partners LLC127$35 12/31/2019
     SPGI127$35 12/31/2019
Gemmer Asset Management LLC127$35 12/31/2019
     SPGI127$35 12/31/2019
Princeton Global Asset Management LLC128$35 12/31/2019
     SPGI128$35 12/31/2019
1776 Wealth LLC130$35 12/31/2019
     SPGI130$35 12/31/2019
Ameritas Investment Company LLC123$34 12/31/2019
     SPGI123$34 12/31/2019
Sandy Spring Bank125$34 12/31/2019
     SPGI125$34 12/31/2019
Ironwood Financial llc125$34 12/31/2019
     SPGI125$34 12/31/2019
Baystate Wealth Management LLC121$33 12/31/2019
     SPGI121$33 12/31/2019
FinTrust Capital Advisors LLC120$33 12/31/2019
     SPGI120$33 12/31/2019
Farmers & Merchants Investments Inc.118$32 12/31/2019
     SPGI118$32 12/31/2019
Virtus ETF Advisers LLC117$32 12/31/2019
     SPGI117$32 12/31/2019
Coastal Capital Group Inc.120$32 12/31/2019
     SPGI120$32 12/31/2019
Capital Directions Investment Advisors LLC115$31 12/31/2019
     SPGI115$31 12/31/2019
Kore Private Wealth LLC109$30 12/31/2019
     SPGI109$30 12/31/2019
Advantage Investment Management LLC121$30 09/30/2019
     SPGI121$30 09/30/2019
Essex Investment Management Co. LLC108$29 12/31/2019
     SPGI108$29 12/31/2019
Mirova102$28 12/31/2019
     SPGI102$28 12/31/2019
Barrett Asset Management LLC100$27 12/31/2019
     SPGI100$27 12/31/2019
Catalyst Capital Advisors LLC100$27 12/31/2019
     SPGI100$27 12/31/2019
Norway Savings Bank100$27 12/31/2019
     SPGI100$27 12/31/2019
Gables Capital Management Inc.100$27 12/31/2019
     SPGI100$27 12/31/2019
Tarbox Family Office Inc.95$26 12/31/2019
     SPGI95$26 12/31/2019
Rain Capital Management LLC93$25 12/31/2019
     SPGI93$25 12/31/2019
Julex Capital Management LLC102$25 09/30/2019
     SPGI102$25 09/30/2019
Glassman Wealth Services89$24 12/31/2019
     SPGI89$24 12/31/2019
IndexIQ Advisors LLC86$23 12/31/2019
     SPGI86$23 12/31/2019
CNB Bank85$23 12/31/2019
     SPGI85$23 12/31/2019
Squar Milner Financial Services LLC81$22 12/31/2019
     SPGI81$22 12/31/2019
Samalin Investment Counsel LLC78$21 12/31/2019
     SPGI78$21 12/31/2019
Vigilant Capital Management LLC75$20 12/31/2019
     SPGI75$20 12/31/2019
Solstein Capital LLC70$19 12/31/2019
     SPGI70$19 12/31/2019
CX Institutional69$19 12/31/2019
     SPGI69$19 12/31/2019
Global Retirement Partners LLC66$18 12/31/2019
     SPGI66$18 12/31/2019
Allred Capital Management LLC65$18 12/31/2019
     SPGI65$18 12/31/2019
Hexavest Inc.62$17 12/31/2019
     SPGI62$17 12/31/2019
Sailer Financial LLC59$16 12/31/2019
     SPGI59$16 12/31/2019
Cranbrook Wealth Management LLC55$15 12/31/2019
     SPGI55$15 12/31/2019
FSA Wealth Management LLC54$15 12/31/2019
     SPGI54$15 12/31/2019
QCI Asset Management Inc. NY50$14 12/31/2019
     SPGI50$14 12/31/2019
Manchester Financial Inc.48$13 12/31/2019
     SPGI48$13 12/31/2019
Pinnacle Bank49$13 12/31/2019
     SPGI49$13 12/31/2019
Investors Research Corp49$13 12/31/2019
     SPGI49$13 12/31/2019
Wealthcare Advisory Partners LLC43$12 12/31/2019
     SPGI43$12 12/31/2019
Covington Capital Management40$11 12/31/2019
     SPGI40$11 12/31/2019
Duncker Streett & Co. Inc.35$10 12/31/2019
     SPGI35$10 12/31/2019
First Financial Corp IN32$9 12/31/2019
     SPGI32$9 12/31/2019
HighMark Wealth Management LLC34$9 12/31/2019
     SPGI34$9 12/31/2019
Balentine LLC37$9 09/30/2019
     SPGI37$9 09/30/2019
Kayne Anderson Rudnick Investment Management LLC28$8 12/31/2019
     SPGI28$8 12/31/2019
Optimum Investment Advisors30$8 12/31/2019
     SPGI30$8 12/31/2019
Advisory Alpha LLC27$8 12/31/2019
     SPGI27$8 12/31/2019
Brand Asset Management Group Inc.28$8 12/31/2019
     SPGI28$8 12/31/2019
Weaver Consulting Group33$8 12/31/2019
     SPGI33$8 12/31/2019
FTB Advisors Inc.27$7 12/31/2019
     SPGI27$7 12/31/2019
Savior LLC27$7 12/31/2019
     SPGI27$7 12/31/2019
Arkadios Wealth Advisors22$7 12/31/2019
     SPGI22$7 12/31/2019
Wealthcare Capital Management LLC21$6 12/31/2019
     SPGI21$6 12/31/2019
Acima Private Wealth LLC22$6 12/31/2019
     SPGI22$6 12/31/2019
Stonebridge Capital Advisors LLC14$4 12/31/2019
     SPGI14$4 12/31/2019
Lionsbridge Wealth Management LLC15$4 12/31/2019
     SPGI15$4 12/31/2019
Engrave Wealth Partners LLC18$4 12/31/2019
     SPGI18$4 12/31/2019
Perkins Coie Trust Co12$3 12/31/2019
     SPGI12$3 12/31/2019
Hudock Capital Group LLC11$3 12/31/2019
     SPGI11$3 12/31/2019
First Personal Financial Services12$3 12/31/2019
     SPGI12$3 12/31/2019
BerganKDV Wealth Management LLC11$3 12/31/2019
     SPGI11$3 12/31/2019
Howard Wealth Management LLC14$3 12/31/2019
     SPGI14$3 12/31/2019
Financial Architects Inc7$2 12/31/2019
     SPGI7$2 12/31/2019
John W. Brooker & Co. CPAs8$2 12/31/2019
     SPGI8$2 12/31/2019
Cullen Frost Bankers Inc.2$1 12/31/2019
     SPGI2$1 12/31/2019
Gradient Investments LLC5$1 12/31/2019
     SPGI5$1 12/31/2019
Heritage Wealth Advisors5$1 12/31/2019
     SPGI5$1 12/31/2019
Simon Quick Advisors LLC4$1 12/31/2019
     SPGI4$1 12/31/2019
Bellevue Asset Management LLC3$1 12/31/2019
     SPGI3$1 12/31/2019
Wealth Quarterback LLC4$1 12/31/2019
     SPGI4$1 12/31/2019
HBK Investments L P $0 12/31/2019
     Put9,700$2,649 12/31/2019
     Call9,700$2,649 12/31/2019
HAP Trading LLC $-2 12/31/2019
     Put50,100$2 12/31/2019
SpiderRock Advisors LLC $-57 12/31/2019
     Put6,500$57 12/31/2019
Capital Fund Management S.A. $-3,194 12/31/2019
     Put65,700$17,939 12/31/2019
     Call54,000$14,745 12/31/2019
Prelude Capital Management LLC $-3,259 12/31/2019
     Put12,500$3,413 12/31/2019
     SPGI564$154 12/31/2019
Mirabella Financial Services LLP $-3,519 12/31/2019
     Put12,887$3,519 12/31/2019
Laurion Capital Management LP $-7,509 12/31/2019
     Put46,300$12,642 12/31/2019
     Call18,800$5,133 12/31/2019
Parallax Volatility Advisers L.P. $-7,952 12/31/2019
     Put50,400$13,762 12/31/2019
     Call20,600$5,625 12/31/2019
     SPGI679$185 12/31/2019
Simplex Trading LLC $-11,577 12/31/2019
     Put524$14,307 12/31/2019
     Call100$2,730 12/31/2019
Capstone Investment Advisors LLC11,456$-17,187 12/31/2019
     Put96,000$26,213 12/31/2019
     Call21,600$5,898 12/31/2019
     SPGI11,456$3,128 12/31/2019

See Summary: Institutional Holders of SPGI
See Details: Top 10 Hedge Funds Holding SPGI
Also See: SPGI Insider Buying
Also See: SPGI Holdings Changes
Analysts Forecast: S&P Global Price Target

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