HoldingsChannel.com
Funds Holding SPGI
HolderAmountPosition Size
($ in 1000's)
 As of
Vanguard Group Inc.21,732,047$5,325,439 03/31/2020
     SPGI21,732,047$5,325,439 03/31/2020
BlackRock Inc.18,510,616$4,536,025 03/31/2020
     SPGI18,510,616$4,536,025 03/31/2020
State Street Corp11,325,766$2,775,379 03/31/2020
     SPGI11,325,766$2,775,379 03/31/2020
Price T Rowe Associates Inc. MD7,448,691$1,825,302 03/31/2020
     SPGI7,448,691$1,825,302 03/31/2020
Edgewood Management LLC4,757,239$1,165,761 03/31/2020
     SPGI4,757,239$1,165,761 03/31/2020
Invesco Ltd.4,699,918$1,151,717 03/31/2020
     SPGI4,699,918$1,151,717 03/31/2020
FMR LLC4,477,893$1,097,309 03/31/2020
     SPGI4,477,893$1,097,309 03/31/2020
Nuveen Asset Management LLC3,636,820$891,203 03/31/2020
     SPGI3,636,820$891,203 03/31/2020
Geode Capital Management LLC3,391,118$829,376 03/31/2020
     SPGI3,391,118$829,376 03/31/2020
Capital World Investors3,372,454$826,420 03/31/2020
     SPGI3,372,454$826,420 03/31/2020
Capital International Investors3,264,366$799,933 03/31/2020
     SPGI3,264,366$799,933 03/31/2020
JPMorgan Chase & Co. $743,215 03/31/2020
     SPGI3,158,811$774,067 03/31/2020
     Put150,600$36,905 03/31/2020
     Call24,700$6,053 03/31/2020
Jennison Associates LLC3,023,013$740,789 03/31/2020
     SPGI3,023,013$740,789 03/31/2020
Northern Trust Corp3,002,951$735,874 03/31/2020
     SPGI3,002,951$735,874 03/31/2020
Bank of New York Mellon Corp2,728,997$668,740 03/31/2020
     SPGI2,728,997$668,740 03/31/2020
Cantillon Capital Management LLC2,612,457$640,182 03/31/2020
     SPGI2,612,457$640,182 03/31/2020
TCI Fund Management Ltd.2,424,946$594,233 03/31/2020
     SPGI2,424,946$594,233 03/31/2020
Capital Research Global Investors2,357,536$577,715 03/31/2020
     SPGI2,357,536$577,715 03/31/2020
Goldman Sachs Group Inc.2,192,886$537,367 03/31/2020
     SPGI2,192,886$537,367 03/31/2020
Allianz Asset Management GmbH $513,341 03/31/2020
     SPGI2,107,545$516,454 03/31/2020
     Put20,900$5,122 03/31/2020
     Call8,200$2,009 03/31/2020
Ninety One UK Ltd1,874,782$459,415 03/31/2020
     SPGI1,874,782$459,415 03/31/2020
Lazard Asset Management LLC1,752,739$429,508 03/31/2020
     SPGI1,752,739$429,508 03/31/2020
Legal & General Group Plc1,704,996$417,982 03/31/2020
     SPGI1,704,996$417,982 03/31/2020
Ameriprise Financial Inc.1,622,807$397,646 03/31/2020
     SPGI1,622,807$397,646 03/31/2020
Rothschild & Co Wealth Management UK Ltd1,617,241$396,305 03/31/2020
     SPGI1,617,241$396,305 03/31/2020
Wells Fargo & Company MN1,589,155$389,424 03/31/2020
     SPGI1,589,155$389,424 03/31/2020
Mawer Investment Management Ltd.1,585,957$388,639 03/31/2020
     SPGI1,585,957$388,639 03/31/2020
Citigroup Inc. $371,777 03/31/2020
     SPGI1,514,752$371,189 03/31/2020
     Call7,400$1,813 03/31/2020
     Put5,000$1,225 03/31/2020
Bank of America Corp DE1,362,923$333,983 03/31/2020
     SPGI1,362,923$333,983 03/31/2020
Alliancebernstein L.P.1,321,807$323,909 03/31/2020
     SPGI1,321,807$323,909 03/31/2020
Independent Franchise Partners LLP1,314,255$322,058 03/31/2020
     SPGI1,314,255$322,058 03/31/2020
Fayez Sarofim & Co1,210,353$296,598 03/31/2020
     SPGI1,210,353$296,598 03/31/2020
Morgan Stanley1,206,936$295,759 03/31/2020
     SPGI1,206,936$295,759 03/31/2020
Sumitomo Mitsui Trust Holdings Inc.1,179,129$288,946 03/31/2020
     SPGI1,179,129$288,946 03/31/2020
Principal Financial Group Inc.1,152,226$282,353 03/31/2020
     SPGI1,152,226$282,353 03/31/2020
PNC Financial Services Group Inc.1,149,108$281,587 03/31/2020
     SPGI1,149,108$281,587 03/31/2020
Charles Schwab Investment Management Inc.1,106,057$271,040 03/31/2020
     SPGI1,106,057$271,040 03/31/2020
UBS Asset Management Americas Inc.1,009,528$247,385 03/31/2020
     SPGI1,009,528$247,385 03/31/2020
Parametric Portfolio Associates LLC1,001,327$245,375 03/31/2020
     SPGI1,001,327$245,375 03/31/2020
NN Investment Partners Holdings N.V.928,650$227,567 03/31/2020
     SPGI928,650$227,567 03/31/2020
Amundi Pioneer Asset Management Inc.886,749$217,299 03/31/2020
     SPGI886,749$217,299 03/31/2020
Deutsche Bank AG879,788$215,591 03/31/2020
     SPGI879,788$215,591 03/31/2020
Dimensional Fund Advisors LP869,990$213,196 03/31/2020
     SPGI869,990$213,196 03/31/2020
Waddell & Reed Financial Inc.862,035$211,242 03/31/2020
     SPGI862,035$211,242 03/31/2020
The Manufacturers Life Insurance Company 831,214$203,689 03/31/2020
     SPGI831,214$203,689 03/31/2020
Swedbank827,274$202,723 03/31/2020
     SPGI827,274$202,723 03/31/2020
Fred Alger Management LLC824,829$202,124 03/31/2020
     SPGI824,829$202,124 03/31/2020
Harris Associates L P817,003$200,207 03/31/2020
     SPGI817,003$200,207 03/31/2020
Voya Investment Management LLC811,103$198,760 03/31/2020
     SPGI811,103$198,760 03/31/2020
Third Point LLC775,000$189,914 03/31/2020
     SPGI775,000$189,914 03/31/2020
Loomis Sayles & Co. L P772,146$189,214 03/31/2020
     SPGI772,146$189,214 03/31/2020
Wellington Management Group LLP739,077$181,111 03/31/2020
     SPGI739,077$181,111 03/31/2020
Franklin Resources Inc.674,909$165,391 03/31/2020
     SPGI674,909$165,391 03/31/2020
TD Asset Management Inc.672,734$164,854 03/31/2020
     SPGI672,734$164,854 03/31/2020
FIL Ltd646,645$158,460 03/31/2020
     SPGI646,645$158,460 03/31/2020
Mackenzie Financial Corp629,652$154,296 03/31/2020
     SPGI629,652$154,296 03/31/2020
Royal Bank of Canada621,463$152,290 03/31/2020
     SPGI621,463$152,290 03/31/2020
New York State Common Retirement Fund620,009$151,933 03/31/2020
     SPGI620,009$151,933 03/31/2020
Bank of Montreal Can604,264$145,832 03/31/2020
     SPGI604,264$145,832 03/31/2020
Eaton Vance Management592,775$145,261 03/31/2020
     SPGI592,775$145,261 03/31/2020
Two Sigma Advisers LP579,499$142,006 03/31/2020
     SPGI579,499$142,006 03/31/2020
California Public Employees Retirement System562,717$137,894 03/31/2020
     SPGI562,717$137,894 03/31/2020
Putnam Investments LLC544,024$133,313 03/31/2020
     SPGI544,024$133,313 03/31/2020
Janus Henderson Group PLC540,177$132,390 03/31/2020
     SPGI540,177$132,390 03/31/2020
Iridian Asset Management LLC CT508,148$124,522 03/31/2020
     SPGI508,148$124,522 03/31/2020
Egerton Capital UK LLP505,106$123,776 03/31/2020
     SPGI505,106$123,776 03/31/2020
DF Dent & Co. Inc.502,661$123,177 03/31/2020
     SPGI502,661$123,177 03/31/2020
Westfield Capital Management Co. LP494,899$121,275 03/31/2020
     SPGI494,899$121,275 03/31/2020
USS Investment Management Ltd484,871$118,883 03/31/2020
     SPGI484,871$118,883 03/31/2020
Los Angeles Capital Management & Equity Research Inc.468,648$114,842 03/31/2020
     SPGI468,648$114,842 03/31/2020
Marsico Capital Management LLC461,046$112,979 03/31/2020
     SPGI461,046$112,979 03/31/2020
Rhumbline Advisers449,273$110,094 03/31/2020
     SPGI449,273$110,094 03/31/2020
California State Teachers Retirement System448,682$109,950 03/31/2020
     SPGI448,682$109,950 03/31/2020
Valley Forge Capital Management LP437,960$107,322 03/31/2020
     SPGI437,960$107,322 03/31/2020
CIBC Private Wealth Group LLC432,681$106,029 03/31/2020
     SPGI432,681$106,029 03/31/2020
Renaissance Technologies LLC423,605$103,804 03/31/2020
     SPGI423,605$103,804 03/31/2020
Nordea Investment Management AB419,711$101,689 03/31/2020
     SPGI419,711$101,689 03/31/2020
DNB Asset Management AS293,801$96,802 06/30/2020
     SPGI293,801$96,802 06/30/2020
ProShare Advisors LLC387,508$94,959 03/31/2020
     SPGI387,508$94,959 03/31/2020
Bristol John W & Co. Inc. NY387,319$94,912 03/31/2020
     SPGI387,319$94,912 03/31/2020
Bessemer Group Inc.382,555$93,746 03/31/2020
     SPGI382,555$93,746 03/31/2020
Strs Ohio382,231$93,665 03/31/2020
     SPGI382,231$93,665 03/31/2020
Thrivent Financial for Lutherans380,260$93,183 03/31/2020
     SPGI380,260$93,183 03/31/2020
APG Asset Management N.V.379,302$92,948 03/31/2020
     SPGI379,302$92,948 03/31/2020
Skandinaviska Enskilda Banken AB publ 374,914$91,873 03/31/2020
     SPGI374,914$91,873 03/31/2020
Envestnet Asset Management Inc.271,707$89,522 06/30/2020
     SPGI271,707$89,522 06/30/2020
BNP PARIBAS ASSET MANAGEMENT Holding S.A.353,219$86,556 03/31/2020
     SPGI353,219$86,556 03/31/2020
TCW Group Inc.349,993$85,766 03/31/2020
     SPGI349,993$85,766 03/31/2020
AQR Capital Management LLC343,442$84,160 03/31/2020
     SPGI343,442$84,160 03/31/2020
Robeco Institutional Asset Management B.V.340,917$83,544 03/31/2020
     SPGI340,917$83,544 03/31/2020
New York State Teachers Retirement System340,733$83,497 03/31/2020
     SPGI340,733$83,497 03/31/2020
Intermede Investment Partners Ltd340,701$83,489 03/31/2020
     SPGI340,701$83,489 03/31/2020
State Board of Administration of Florida Retirement System338,934$83,056 03/31/2020
     SPGI338,934$83,056 03/31/2020
First Trust Advisors LP331,672$81,276 03/31/2020
     SPGI331,672$81,276 03/31/2020
Axiom International Investors LLC DE329,868$80,834 03/31/2020
     SPGI329,868$80,834 03/31/2020
Stonehage Fleming Financial Services Holdings Ltd329,591$80,793 03/31/2020
     SPGI329,591$80,793 03/31/2020
Haverford Trust Co.321,924$78,887 03/31/2020
     SPGI321,924$78,887 03/31/2020
National Pension Service316,490$77,556 03/31/2020
     SPGI316,490$77,556 03/31/2020
UBS Group AG $74,939 03/31/2020
     SPGI313,816$76,899 03/31/2020
     Put8,000$1,960 03/31/2020
Gates Capital Management Inc.305,611$74,890 03/31/2020
     SPGI305,611$74,890 03/31/2020
BLS Capital Fondsmaeglerselskab A S300,660$73,677 03/31/2020
     SPGI300,660$73,677 03/31/2020
Bank Julius Baer & Co. Ltd Zurich298,928$73,278 03/31/2020
     SPGI298,928$73,278 03/31/2020
Echo Street Capital Management LLC296,200$72,584 03/31/2020
     SPGI296,200$72,584 03/31/2020
Assenagon Asset Management S.A.293,795$71,994 03/31/2020
     SPGI293,795$71,994 03/31/2020
Manning & Napier Group LLC212,229$69,924 06/30/2020
     SPGI212,229$69,924 06/30/2020
Millennium Management LLC284,175$69,637 03/31/2020
     SPGI284,175$69,637 03/31/2020
Adage Capital Partners GP L.L.C.280,252$68,676 03/31/2020
     SPGI280,252$68,676 03/31/2020
Worldquant Millennium Advisors LLC277,119$67,908 03/31/2020
     SPGI277,119$67,908 03/31/2020
AustralianSuper Pty Ltd274,955$67,378 03/31/2020
     SPGI274,955$67,378 03/31/2020
Zurich Insurance Group Ltd FI274,461$67,257 03/31/2020
     SPGI274,461$67,257 03/31/2020
Prudential Financial Inc.273,583$67,042 03/31/2020
     SPGI273,583$67,042 03/31/2020
Virginia Retirement Systems ET AL260,000$63,713 03/31/2020
     SPGI260,000$63,713 03/31/2020
AXA259,833$63,672 03/31/2020
     SPGI259,833$63,672 03/31/2020
Stifel Financial Corp259,690$63,489 03/31/2020
     SPGI259,690$63,489 03/31/2020
Great West Life Assurance Co. Can256,197$63,244 03/31/2020
     SPGI256,197$63,244 03/31/2020
Alta Capital Management LLC257,576$63,119 03/31/2020
     SPGI257,576$63,119 03/31/2020
KBC Group NV255,420$62,590 03/31/2020
     SPGI255,420$62,590 03/31/2020
Canada Pension Plan Investment Board249,628$61,171 03/31/2020
     SPGI249,628$61,171 03/31/2020
Neuberger Berman Group LLC248,722$60,950 03/31/2020
     SPGI248,722$60,950 03/31/2020
US Bancorp DE247,561$60,664 03/31/2020
     SPGI247,561$60,664 03/31/2020
Rings Capital Management LLC243,700$59,719 03/31/2020
     SPGI243,700$59,719 03/31/2020
Man Group plc242,481$59,419 03/31/2020
     SPGI242,481$59,419 03/31/2020
Nomura Asset Management Co. Ltd.240,717$58,989 03/31/2020
     SPGI240,717$58,989 03/31/2020
Findlay Park Partners LLP239,102$58,592 03/31/2020
     SPGI239,102$58,592 03/31/2020
Korea Investment CORP234,500$57,464 03/31/2020
     SPGI234,500$57,464 03/31/2020
Railway Pension Investments Ltd232,100$56,876 03/31/2020
     SPGI232,100$56,876 03/31/2020
Barclays PLC $56,779 03/31/2020
     SPGI223,705$54,818 03/31/2020
     Call15,200$3,725 03/31/2020
     Put7,200$1,764 03/31/2020
Artemis Investment Management LLP230,404$56,544 03/31/2020
     SPGI230,404$56,544 03/31/2020
Congress Asset Management Co. MA225,578$55,278 03/31/2020
     SPGI225,578$55,278 03/31/2020
Artisan Partners Limited Partnership223,447$54,756 03/31/2020
     SPGI223,447$54,756 03/31/2020
Mitsubishi UFJ Trust & Banking Corp222,735$54,581 03/31/2020
     SPGI222,735$54,581 03/31/2020
Arrowstreet Capital Limited Partnership221,398$54,254 03/31/2020
     SPGI221,398$54,254 03/31/2020
Marshall Wace North America L.P.220,454$54,022 03/31/2020
     SPGI220,454$54,022 03/31/2020
Aperio Group LLC215,469$52,801 03/31/2020
     SPGI215,469$52,801 03/31/2020
Mn Services Vermogensbeheer B.V.212,878$52,166 03/31/2020
     SPGI212,878$52,166 03/31/2020
Compagnie Lombard Odier SCmA211,569$51,852 03/31/2020
     SPGI211,569$51,852 03/31/2020
Chevy Chase Trust Holdings Inc.208,278$51,039 03/31/2020
     SPGI208,278$51,039 03/31/2020
State of Wisconsin Investment Board207,179$50,769 03/31/2020
     SPGI207,179$50,769 03/31/2020
Victory Capital Management Inc.205,226$50,291 03/31/2020
     SPGI205,226$50,291 03/31/2020
Johnson Investment Counsel Inc.203,768$49,933 03/31/2020
     SPGI203,768$49,933 03/31/2020
Rathbone Brothers plc200,584$49,153 03/31/2020
     SPGI200,584$49,153 03/31/2020
Junto Capital Management LP197,023$48,280 03/31/2020
     SPGI197,023$48,280 03/31/2020
Holocene Advisors LP195,183$47,830 03/31/2020
     SPGI195,183$47,830 03/31/2020
Allen Investment Management LLC194,732$47,719 03/31/2020
     SPGI194,732$47,719 03/31/2020
Hsbc Holdings PLC $47,330 03/31/2020
     SPGI193,931$47,700 03/31/2020
     Put20,600$5,077 03/31/2020
     Call19,100$4,707 03/31/2020
Zurcher Kantonalbank Zurich Cantonalbank 192,825$47,252 03/31/2020
     SPGI192,825$47,252 03/31/2020
Bowen Hanes & Co. Inc.188,892$46,288 03/31/2020
     SPGI188,892$46,288 03/31/2020
EdgePoint Investment Group Inc.186,387$45,674 03/31/2020
     SPGI186,387$45,674 03/31/2020
Gabelli Funds LLC185,100$45,359 03/31/2020
     SPGI185,100$45,359 03/31/2020
Meritage Group LP182,843$44,806 03/31/2020
     SPGI182,843$44,806 03/31/2020
Alkeon Capital Management LLC182,500$44,722 03/31/2020
     SPGI182,500$44,722 03/31/2020
State of New Jersey Common Pension Fund D180,368$44,199 03/31/2020
     SPGI180,368$44,199 03/31/2020
Banco Santander S.A.179,597$44,010 03/31/2020
     SPGI179,597$44,010 03/31/2020
Montag & Caldwell LLC177,397$43,471 03/31/2020
     SPGI177,397$43,471 03/31/2020
Lord Abbett & CO. LLC176,700$43,300 03/31/2020
     SPGI176,700$43,300 03/31/2020
American Century Companies Inc.176,549$43,263 03/31/2020
     SPGI176,549$43,263 03/31/2020
Schroder Investment Management Group166,883$42,694 03/31/2020
     SPGI166,883$42,694 03/31/2020
Locust Wood Capital Advisers LLC $42,404 03/31/2020
     SPGI128,540$31,499 03/31/2020
     Call44,500$10,905 03/31/2020
BNP Paribas Arbitrage SA172,302$42,223 03/31/2020
     SPGI172,302$42,223 03/31/2020
First Manhattan Co.169,788$41,606 03/31/2020
     SPGI169,788$41,606 03/31/2020
Credit Suisse AG169,500$41,535 03/31/2020
     SPGI169,500$41,535 03/31/2020
Cullinan Associates Inc.125,500$41,350 06/30/2020
     SPGI125,500$41,350 06/30/2020
Teacher Retirement System of Texas168,698$41,339 03/31/2020
     SPGI168,698$41,339 03/31/2020
Sei Investments Co.166,564$40,595 03/31/2020
     SPGI166,564$40,595 03/31/2020
Crawford Investment Counsel Inc.161,855$39,663 03/31/2020
     SPGI161,855$39,663 03/31/2020
Nicholas Company Inc.160,435$39,315 03/31/2020
     SPGI160,435$39,315 03/31/2020
Alyeska Investment Group L.P.157,325$38,552 03/31/2020
     SPGI157,325$38,552 03/31/2020
Point72 Asset Management L.P.157,187$38,519 03/31/2020
     SPGI157,187$38,519 03/31/2020
Public Sector Pension Investment Board153,575$37,634 03/31/2020
     SPGI153,575$37,634 03/31/2020
Tesco Pension Investment Ltd152,484$37,366 03/31/2020
     SPGI152,484$37,366 03/31/2020
James Hambro & Partners152,379$37,361 03/31/2020
     SPGI152,379$37,361 03/31/2020
Flossbach Von Storch AG151,728$37,181 03/31/2020
     SPGI151,728$37,181 03/31/2020
Davis Capital Partners LLC150,000$36,757 03/31/2020
     SPGI150,000$36,757 03/31/2020
Asset Management One Co. Ltd.148,780$36,461 03/31/2020
     SPGI148,780$36,461 03/31/2020
HM Payson & Co.148,071$36,285 03/31/2020
     SPGI148,071$36,285 03/31/2020
Markel Corp147,000$36,022 03/31/2020
     SPGI147,000$36,022 03/31/2020
Russell Investments Group Ltd.144,674$35,517 03/31/2020
     SPGI144,674$35,517 03/31/2020
Provident Investment Management Inc.144,769$35,476 03/31/2020
     SPGI144,769$35,476 03/31/2020
Public Employees Retirement System of Ohio143,719$35,218 03/31/2020
     SPGI143,719$35,218 03/31/2020
Ardevora Asset Management LLP143,226$35,098 03/31/2020
     SPGI143,226$35,098 03/31/2020
Baird Financial Group Inc.143,014$35,064 03/31/2020
     SPGI143,014$35,064 03/31/2020
Gateway Investment Advisers LLC142,056$34,811 03/31/2020
     SPGI142,056$34,811 03/31/2020
Aviva PLC142,040$34,807 03/31/2020
     SPGI142,040$34,807 03/31/2020
Polar Capital LLP138,087$33,838 03/31/2020
     SPGI138,087$33,838 03/31/2020
Citadel Advisors LLC $33,325 03/31/2020
     Call139,400$34,160 03/31/2020
     Put131,000$32,102 03/31/2020
     SPGI127,597$31,267 03/31/2020
Vaughan David Investments LLC IL133,207$32,642 03/31/2020
     SPGI133,207$32,642 03/31/2020
Toronto Dominion Bank131,728$32,293 03/31/2020
     SPGI131,728$32,293 03/31/2020
Delta Asset Management LLC TN129,456$31,723 03/31/2020
     SPGI129,456$31,723 03/31/2020
AMF Pensionsforsakring AB129,302$31,685 03/31/2020
     SPGI129,302$31,685 03/31/2020
Retirement Systems of Alabama128,952$31,600 03/31/2020
     SPGI128,952$31,600 03/31/2020
Pictet Asset Management Ltd.128,211$31,418 03/31/2020
     SPGI128,211$31,418 03/31/2020
Cypress Funds LLC127,192$31,168 03/31/2020
     SPGI127,192$31,168 03/31/2020
Wedge Capital Management L L P NC94,094$31,002 06/30/2020
     SPGI94,094$31,002 06/30/2020
Fiera Capital Corp123,971$30,379 03/31/2020
     SPGI123,971$30,379 03/31/2020
Standard Life Aberdeen plc119,187$29,223 03/31/2020
     SPGI119,187$29,223 03/31/2020
Treasurer of the State of North Carolina118,444$29,025 03/31/2020
     SPGI118,444$29,025 03/31/2020
Ensign Peak Advisors Inc118,096$28,940 03/31/2020
     SPGI118,096$28,940 03/31/2020
Ironvine Capital Partners LLC117,272$28,738 03/31/2020
     SPGI117,272$28,738 03/31/2020
Cibc World Markets Corp117,141$28,705 03/31/2020
     SPGI117,141$28,705 03/31/2020
Schwartz Investment Counsel Inc.116,000$28,426 03/31/2020
     SPGI116,000$28,426 03/31/2020
Panagora Asset Management Inc.114,713$28,110 03/31/2020
     SPGI114,713$28,110 03/31/2020
AMP Capital Investors Ltd112,525$27,794 03/31/2020
     SPGI112,525$27,794 03/31/2020
SeaTown Holdings Pte. Ltd.113,320$27,769 03/31/2020
     SPGI113,320$27,769 03/31/2020
Candriam Luxembourg S.C.A.102,778$27,433 03/31/2020
     SPGI102,778$27,433 03/31/2020
Mackay Shields LLC108,129$26,497 03/31/2020
     SPGI108,129$26,497 03/31/2020
Castleark Management LLC108,030$26,473 03/31/2020
     SPGI108,030$26,473 03/31/2020
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.105,957$25,965 03/31/2020
     SPGI105,957$25,965 03/31/2020
Segall Bryant & Hamill LLC105,090$25,770 03/31/2020
     SPGI105,090$25,770 03/31/2020
Raymond James & Associates105,108$25,763 03/31/2020
     SPGI105,108$25,763 03/31/2020
Ninety One North America Inc.104,942$25,716 03/31/2020
     SPGI104,942$25,716 03/31/2020
EULAV Asset Management101,041$24,760 03/31/2020
     SPGI101,041$24,760 03/31/2020
Commerce Bank99,568$24,400 03/31/2020
     SPGI99,568$24,400 03/31/2020
Royal London Asset Management Ltd.97,479$24,033 03/31/2020
     SPGI97,479$24,033 03/31/2020
American International Group Inc.97,465$23,884 03/31/2020
     SPGI97,465$23,884 03/31/2020
Guggenheim Capital LLC97,003$23,771 03/31/2020
     SPGI97,003$23,771 03/31/2020
Renaissance Group LLC96,634$23,680 03/31/2020
     SPGI96,634$23,680 03/31/2020
Bank of Nova Scotia96,500$23,644 03/31/2020
     SPGI96,500$23,644 03/31/2020
Atlanta Capital Management Co. L L C90,181$22,099 03/31/2020
     SPGI90,181$22,099 03/31/2020
Nissay Asset Management Corp Japan ADV89,694$21,980 03/31/2020
     SPGI89,694$21,980 03/31/2020
Epoch Investment Partners Inc.89,456$21,921 03/31/2020
     SPGI89,456$21,921 03/31/2020
Natixis Advisors L.P.89,084$21,830 03/31/2020
     SPGI89,084$21,830 03/31/2020
Jefferies Group LLC $21,730 03/31/2020
     Call71,800$17,595 03/31/2020
     SPGI20,374$4,993 03/31/2020
     Put3,500$858 03/31/2020
Nisa Investment Advisors LLC88,629$21,719 03/31/2020
     SPGI88,629$21,719 03/31/2020
D.A. Davidson & CO.85,452$20,955 03/31/2020
     SPGI85,452$20,955 03/31/2020
Susquehanna International Group LLP $20,329 03/31/2020
     Call203,700$49,917 03/31/2020
     Put130,600$32,004 03/31/2020
     SPGI9,861$2,416 03/31/2020
Bishop Rock Capital L.P.82,685$20,262 03/31/2020
     SPGI82,685$20,262 03/31/2020
M&T Bank Corp82,560$20,232 03/31/2020
     SPGI82,560$20,232 03/31/2020
Anglepoint Asset Management LTD.82,300$20,168 03/31/2020
     SPGI82,300$20,168 03/31/2020
First Republic Investment Management Inc.81,727$20,027 03/31/2020
     SPGI81,727$20,027 03/31/2020
State of Tennessee Treasury Department80,344$19,688 03/31/2020
     SPGI80,344$19,688 03/31/2020
Massachusetts Financial Services Co. MA79,595$19,505 03/31/2020
     SPGI79,595$19,505 03/31/2020
Round Hill Asset Management78,264$19,179 03/31/2020
     SPGI78,264$19,179 03/31/2020
Aureus Asset Management LLC76,883$18,840 03/31/2020
     SPGI76,883$18,840 03/31/2020
Federated Hermes Inc.76,422$18,726 03/31/2020
     SPGI76,422$18,726 03/31/2020
Cumberland Partners Ltd76,196$18,672 03/31/2020
     SPGI76,196$18,672 03/31/2020
State of Alaska Department of Revenue56,123$18,490 06/30/2020
     SPGI56,123$18,490 06/30/2020
NS Partners Ltd73,847$18,096 03/31/2020
     SPGI73,847$18,096 03/31/2020
1832 Asset Management L.P.72,763$18,037 03/31/2020
     SPGI72,763$18,037 03/31/2020
DekaBank Deutsche Girozentrale73,558$17,957 03/31/2020
     SPGI73,558$17,957 03/31/2020
M&G Investment Management Ltd.72,652$17,800 03/31/2020
     SPGI72,652$17,800 03/31/2020
Adams Diversified Equity Fund Inc.71,800$17,595 03/31/2020
     SPGI71,800$17,595 03/31/2020
Bedrijfstakpensioenfonds Voor DE Media PNO78,500$17,531 03/31/2020
     SPGI78,500$17,531 03/31/2020
D. E. Shaw & Co. Inc. $17,427 03/31/2020
     SPGI56,115$13,751 03/31/2020
     Call15,000$3,676 03/31/2020
Piedmont Investment Advisors Inc.68,788$16,856 03/31/2020
     SPGI68,788$16,856 03/31/2020
Truist Financial Corp68,669$16,828 03/31/2020
     SPGI68,669$16,828 03/31/2020
Weitz Investment Management Inc.68,500$16,786 03/31/2020
     SPGI68,500$16,786 03/31/2020
Fjarde AP Fonden Fourth Swedish National Pension Fund66,611$16,323 03/31/2020
     SPGI66,611$16,323 03/31/2020
Connor Clark & Lunn Investment Management Ltd.66,575$16,314 03/31/2020
     SPGI66,575$16,314 03/31/2020
Totem Point Management LLC66,382$16,267 03/31/2020
     SPGI66,382$16,267 03/31/2020
Granite Investment Partners LLC66,360$16,262 03/31/2020
     SPGI66,360$16,262 03/31/2020
Summit Global Investments65,783$16,120 03/31/2020
     SPGI65,783$16,120 03/31/2020
Comerica Bank56,483$16,038 03/31/2020
     SPGI56,483$16,038 03/31/2020
Bridges Investment Management Inc.63,064$15,454 03/31/2020
     SPGI63,064$15,454 03/31/2020
MetLife Investment Management LLC62,997$15,437 03/31/2020
     SPGI62,997$15,437 03/31/2020
Fifth Third Bancorp62,671$15,358 03/31/2020
     SPGI62,671$15,358 03/31/2020
Arizona State Retirement System62,289$15,264 03/31/2020
     SPGI62,289$15,264 03/31/2020
Employees Retirement System of Texas61,600$15,095 03/31/2020
     SPGI61,600$15,095 03/31/2020
Tokio Marine Asset Management Co. Ltd.60,279$14,771 03/31/2020
     SPGI60,279$14,771 03/31/2020
Jupiter Asset Management Ltd.60,156$14,747 03/31/2020
     SPGI60,156$14,747 03/31/2020
Roosevelt Investment Group Inc.59,583$14,601 03/31/2020
     SPGI59,583$14,601 03/31/2020
Gulf International Bank UK Ltd59,555$14,593 03/31/2020
     SPGI59,555$14,593 03/31/2020
Ferguson Wellman Capital Management Inc.58,165$14,253 03/31/2020
     SPGI58,165$14,253 03/31/2020
Xact Kapitalforvaltning AB57,570$14,108 03/31/2020
     SPGI57,570$14,108 03/31/2020
Psagot Investment House Ltd.56,306$13,798 03/31/2020
     SPGI56,306$13,798 03/31/2020
Wedgewood Partners Inc.55,968$13,714 03/31/2020
     SPGI55,968$13,714 03/31/2020
Picton Mahoney Asset Management55,960$13,713 03/31/2020
     SPGI55,960$13,713 03/31/2020
EP Wealth Advisors LLC54,630$13,387 03/31/2020
     SPGI54,630$13,387 03/31/2020
Ilmarinen Mutual Pension Insurance Co54,500$13,355 03/31/2020
     SPGI54,500$13,355 03/31/2020
Park National Corp OH40,459$13,330 06/30/2020
     SPGI40,459$13,330 06/30/2020
BOKF NA54,382$13,327 03/31/2020
     SPGI54,382$13,327 03/31/2020
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund50,840$12,458 03/31/2020
     SPGI50,840$12,458 03/31/2020
MUFG Securities EMEA plc50,200$12,302 03/31/2020
     SPGI50,200$12,302 03/31/2020
RBF Capital LLC50,000$12,253 03/31/2020
     SPGI50,000$12,253 03/31/2020
Peak Asset Management LLC49,921$12,233 03/31/2020
     SPGI49,921$12,233 03/31/2020
Calamos Advisors LLC49,872$12,221 03/31/2020
     SPGI49,872$12,221 03/31/2020
Lunia Capital LP49,628$12,161 03/31/2020
     SPGI49,628$12,161 03/31/2020
Westpac Banking Corp49,613$12,158 03/31/2020
     SPGI49,613$12,158 03/31/2020
Claar Advisors LLC48,284$11,832 03/31/2020
     SPGI48,284$11,832 03/31/2020
Brown Advisory Inc.47,894$11,735 03/31/2020
     SPGI47,894$11,735 03/31/2020
Metropolitan Life Insurance Co NY47,622$11,670 03/31/2020
     SPGI47,622$11,670 03/31/2020
Keybank National Association OH47,394$11,614 03/31/2020
     SPGI47,394$11,614 03/31/2020
Utah Retirement Systems46,912$11,496 03/31/2020
     SPGI46,912$11,496 03/31/2020
Mirae Asset Global Investments Co. Ltd.46,571$11,413 03/31/2020
     SPGI46,571$11,413 03/31/2020
Public Employees Retirement Association of Colorado46,515$11,399 03/31/2020
     SPGI46,515$11,399 03/31/2020
Ithaka Group LLC46,470$11,387 03/31/2020
     SPGI46,470$11,387 03/31/2020
Gluskin Sheff & Assoc Inc.46,451$11,382 03/31/2020
     SPGI46,451$11,382 03/31/2020
Raymond James Financial Services Advisors Inc.46,389$11,369 03/31/2020
     SPGI46,389$11,369 03/31/2020
Meitav Dash Investments Ltd.46,158$11,313 03/31/2020
     SPGI46,158$11,313 03/31/2020
Whittier Trust Co.33,343$10,985 06/30/2020
     SPGI33,343$10,985 06/30/2020
Texas Permanent School Fund44,384$10,876 03/31/2020
     SPGI44,384$10,876 03/31/2020
Smith Asset Management Group LP44,309$10,858 03/31/2020
     SPGI44,309$10,858 03/31/2020
Dupont Capital Management Corp43,253$10,599 03/31/2020
     SPGI43,253$10,599 03/31/2020
Huntington National Bank42,038$10,301 03/31/2020
     SPGI42,038$10,301 03/31/2020
PineBridge Investments L.P.41,406$10,146 03/31/2020
     SPGI41,406$10,146 03/31/2020
Nippon Life Global Investors Americas Inc.41,080$10,067 03/31/2020
     SPGI41,080$10,067 03/31/2020
Amalgamated Bank40,924$10,028 03/31/2020
     SPGI40,924$10,028 03/31/2020
Dai Ichi Life Insurance Company Ltd40,705$9,975 03/31/2020
     SPGI40,705$9,975 03/31/2020
Bleichroeder LP40,000$9,802 03/31/2020
     SPGI40,000$9,802 03/31/2020
Jane Street Group LLC $9,722 03/31/2020
     SPGI45,477$11,144 03/31/2020
     Put10,400$2,549 03/31/2020
     Call4,600$1,127 03/31/2020
Oppenheimer Asset Management Inc.39,610$9,706 03/31/2020
     SPGI39,610$9,706 03/31/2020
Advisors Asset Management Inc.39,504$9,680 03/31/2020
     SPGI39,504$9,680 03/31/2020
Boston Partners39,392$9,653 03/31/2020
     SPGI39,392$9,653 03/31/2020
Kiwi Wealth Investments Limited Partnership38,687$9,480 03/31/2020
     SPGI38,687$9,480 03/31/2020
Shell Asset Management Co.38,240$9,371 03/31/2020
     SPGI38,240$9,371 03/31/2020
HighTower Advisors LLC $9,295 03/31/2020
     SPGI37,997$9,302 03/31/2020
     Put600$7 03/31/2020
Professional Advisory Services Inc.37,714$9,242 03/31/2020
     SPGI37,714$9,242 03/31/2020
Logan Capital Management Inc.37,190$9,114 03/31/2020
     SPGI37,190$9,114 03/31/2020
Advisor Group Holdings Inc.54,880$9,099 03/31/2020
     SPGI54,880$9,099 03/31/2020
Bamco Inc. NY37,084$9,087 03/31/2020
     SPGI37,084$9,087 03/31/2020
Meritage Portfolio Management36,606$8,970 03/31/2020
     SPGI36,606$8,970 03/31/2020
Fieldpoint Private Securities LLC36,341$8,905 03/31/2020
     SPGI36,341$8,905 03/31/2020
Steamboat Capital Partners LLC35,145$8,612 03/31/2020
     SPGI35,145$8,612 03/31/2020
Mason Street Advisors LLC34,870$8,545 03/31/2020
     SPGI34,870$8,545 03/31/2020
Waverton Investment Management Ltd33,708$8,260 03/31/2020
     SPGI33,708$8,260 03/31/2020
Pittenger & Anderson Inc.33,670$8,251 03/31/2020
     SPGI33,670$8,251 03/31/2020
Barometer Capital Management Inc.33,633$8,242 03/31/2020
     SPGI33,633$8,242 03/31/2020
Mutual of America Capital Management LLC33,309$8,162 03/31/2020
     SPGI33,309$8,162 03/31/2020
Greenleaf Trust33,098$8,111 03/31/2020
     SPGI33,098$8,111 03/31/2020
Maple Capital Management Inc.32,550$7,976 03/31/2020
     SPGI32,550$7,976 03/31/2020
Kings Point Capital Management32,210$7,893 03/31/2020
     SPGI32,210$7,893 03/31/2020
Migdal Insurance & Financial Holdings Ltd.32,186$7,887 03/31/2020
     SPGI32,186$7,887 03/31/2020
LPL Financial LLC32,042$7,852 03/31/2020
     SPGI32,042$7,852 03/31/2020
Martingale Asset Management L P31,963$7,834 03/31/2020
     SPGI31,963$7,834 03/31/2020
Hartford Investment Management Co.31,522$7,724 03/31/2020
     SPGI31,522$7,724 03/31/2020
Northwestern Mutual Wealth Management Co.31,235$7,653 03/31/2020
     SPGI31,235$7,653 03/31/2020
Sumitomo Mitsui DS Asset Management Company Ltd31,193$7,643 03/31/2020
     SPGI31,193$7,643 03/31/2020
Central Bank & Trust Co.31,078$7,616 03/31/2020
     SPGI31,078$7,616 03/31/2020
Robecosam AG22,770$7,502 06/30/2020
     SPGI22,770$7,502 06/30/2020
BlueMar Capital Management LLC30,234$7,409 03/31/2020
     SPGI30,234$7,409 03/31/2020
Sentry Investment Management LLC30,212$7,403 03/31/2020
     SPGI30,212$7,403 03/31/2020
MARSHALL WACE ASIA Ltd29,314$7,184 03/31/2020
     SPGI29,314$7,184 03/31/2020
Oregon Public Employees Retirement Fund28,674$7,027 03/31/2020
     SPGI28,674$7,027 03/31/2020
EFG Asset Management Americas Corp.28,432$6,967 03/31/2020
     SPGI28,432$6,967 03/31/2020
Janney Montgomery Scott LLC28,314$6,938 03/31/2020
     SPGI28,314$6,938 03/31/2020
Dock Street Asset Management Inc.28,255$6,924 03/31/2020
     SPGI28,255$6,924 03/31/2020
Boston Family Office LLC28,206$6,912 03/31/2020
     SPGI28,206$6,912 03/31/2020
Triple Frond Partners LLC28,100$6,886 03/31/2020
     SPGI28,100$6,886 03/31/2020
Rockefeller Capital Management L.P.28,045$6,873 03/31/2020
     SPGI28,045$6,873 03/31/2020
Forsta AP Fonden27,900$6,837 03/31/2020
     SPGI27,900$6,837 03/31/2020
CIBC World Markets Inc.26,968$6,609 03/31/2020
     SPGI26,968$6,609 03/31/2020
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp26,769$6,560 03/31/2020
     SPGI26,769$6,560 03/31/2020
Twin Capital Management Inc.26,393$6,468 03/31/2020
     SPGI26,393$6,468 03/31/2020
Macquarie Group Ltd.26,310$6,447 03/31/2020
     SPGI26,310$6,447 03/31/2020
IFM Investors Pty Ltd25,963$6,413 03/31/2020
     SPGI25,963$6,413 03/31/2020
Progressive Investment Management Corp26,132$6,404 03/31/2020
     SPGI26,132$6,404 03/31/2020
Kornitzer Capital Management Inc. KS25,785$6,319 03/31/2020
     SPGI25,785$6,319 03/31/2020
Credit Agricole S A25,635$6,282 03/31/2020
     SPGI25,635$6,282 03/31/2020
Fiduciary Trust Co.25,514$6,252 03/31/2020
     SPGI25,514$6,252 03/31/2020
BP PLC25,000$6,129 03/31/2020
     SPGI25,000$6,129 03/31/2020
Meiji Yasuda Asset Management Co Ltd.24,760$6,067 03/31/2020
     SPGI24,760$6,067 03/31/2020
Brinker Capital Inc.24,646$6,039 03/31/2020
     SPGI24,646$6,039 03/31/2020
AGF Investments Inc.24,550$6,016 03/31/2020
     SPGI24,550$6,016 03/31/2020
Securian Asset Management Inc24,524$6,010 03/31/2020
     SPGI24,524$6,010 03/31/2020
Two Sigma Investments LP24,423$5,985 03/31/2020
     SPGI24,423$5,985 03/31/2020
Creative Planning24,323$5,960 03/31/2020
     SPGI24,323$5,960 03/31/2020
Andra AP fonden24,200$5,930 03/31/2020
     SPGI24,200$5,930 03/31/2020
Commonwealth Equity Services LLC24,163$5,921 03/31/2020
     SPGI24,163$5,921 03/31/2020
Bell Asset Management Ltd24,031$5,889 03/31/2020
     SPGI24,031$5,889 03/31/2020
BI Asset Management Fondsmaeglerselskab A S23,727$5,814 03/31/2020
     SPGI23,727$5,814 03/31/2020
Fulcrum Capital LLC23,506$5,760 03/31/2020
     SPGI23,506$5,760 03/31/2020
Sit Investment Associates Inc.23,500$5,759 03/31/2020
     SPGI23,500$5,759 03/31/2020
Willingdon Wealth Management23,323$5,715 03/31/2020
     SPGI23,323$5,715 03/31/2020
Birch Capital Management LLC17,271$5,690 06/30/2020
     SPGI17,271$5,690 06/30/2020
Contravisory Investment Management Inc.17,019$5,530 06/30/2020
     SPGI17,019$5,530 06/30/2020
Achmea Investment Management B.V.22,526$5,520 03/31/2020
     SPGI22,526$5,520 03/31/2020
WASHINGTON TRUST Co22,418$5,494 03/31/2020
     SPGI22,418$5,494 03/31/2020
Penobscot Investment Management Company Inc.22,365$5,480 03/31/2020
     SPGI22,365$5,480 03/31/2020
Banco Bilbao Vizcaya Argentaria S.A.22,327$5,471 03/31/2020
     SPGI22,327$5,471 03/31/2020
Glenmede Trust Co. NA20,029$5,467 03/31/2020
     SPGI20,029$5,467 03/31/2020
O Brien Greene & Co. Inc22,198$5,440 03/31/2020
     SPGI22,198$5,440 03/31/2020
Campbell Newman Asset Management Inc.22,196$5,439 03/31/2020
     SPGI22,196$5,439 03/31/2020
CIBC Asset Management Inc22,130$5,423 03/31/2020
     SPGI22,130$5,423 03/31/2020
Gamco Investors INC. ET AL22,084$5,412 03/31/2020
     SPGI22,084$5,412 03/31/2020
Caisse DE Depot ET Placement DU Quebec21,963$5,382 03/31/2020
     SPGI21,963$5,382 03/31/2020
Covington Investment Advisors Inc.21,925$5,373 03/31/2020
     SPGI21,925$5,373 03/31/2020
Marathon Asset Management LLP21,657$5,307 03/31/2020
     SPGI21,657$5,307 03/31/2020
Mandatum Life Insurance Co Ltd21,173$5,188 03/31/2020
     SPGI21,173$5,188 03/31/2020
TIAA FSB21,138$5,180 03/31/2020
     SPGI21,138$5,180 03/31/2020
Great Lakes Advisors LLC21,001$5,146 03/31/2020
     SPGI21,001$5,146 03/31/2020
Exencial Wealth Advisors LLC20,972$5,139 03/31/2020
     SPGI20,972$5,139 03/31/2020
GAM Holding AG20,933$5,129 03/31/2020
     SPGI20,933$5,129 03/31/2020
Jag Capital Management LLC20,862$5,112 03/31/2020
     SPGI20,862$5,112 03/31/2020
Court Place Advisors LLC20,859$5,112 03/31/2020
     SPGI20,859$5,112 03/31/2020
Peninsula Asset Management Inc.20,658$5,062 03/31/2020
     SPGI20,658$5,062 03/31/2020
PGGM Investments20,659$5,062 03/31/2020
     SPGI20,659$5,062 03/31/2020
Olstein Capital Management L.P.20,000$4,901 03/31/2020
     SPGI20,000$4,901 03/31/2020
Cornerstone Advisors LLC20,000$4,901 03/31/2020
     SPGI20,000$4,901 03/31/2020
Vantage Investment Partners LLC19,991$4,899 03/31/2020
     SPGI19,991$4,899 03/31/2020
Spearhead Capital Advisors LLC19,950$4,889 03/31/2020
     SPGI19,950$4,889 03/31/2020
Kemper Corp Master Retirement Trust16,550$4,847 03/31/2020
     SPGI16,550$4,847 03/31/2020
HighTower Trust Services LTA19,478$4,773 03/31/2020
     SPGI19,478$4,773 03/31/2020
Cape Cod Five Cents Savings Bank19,375$4,748 03/31/2020
     SPGI19,375$4,748 03/31/2020
Edgestream Partners L.P.19,320$4,734 03/31/2020
     SPGI19,320$4,734 03/31/2020
Diversified Trust Co14,311$4,715 06/30/2020
     SPGI14,311$4,715 06/30/2020
Lombard Odier Asset Management Europe Ltd19,208$4,707 03/31/2020
     SPGI19,208$4,707 03/31/2020
Banque Pictet & Cie SA19,150$4,693 03/31/2020
     SPGI19,150$4,693 03/31/2020
Crossmark Global Holdings Inc.18,628$4,565 03/31/2020
     SPGI18,628$4,565 03/31/2020
Decatur Capital Management Inc.18,529$4,541 03/31/2020
     SPGI18,529$4,541 03/31/2020
Smith Salley & Associates18,254$4,473 03/31/2020
     SPGI18,254$4,473 03/31/2020
Princeton Portfolio Strategies Group LLC18,239$4,469 03/31/2020
     SPGI18,239$4,469 03/31/2020
LS Investment Advisors LLC18,208$4,462 03/31/2020
     SPGI18,208$4,462 03/31/2020
HRT Financial LLC18,211$4,462 03/31/2020
     SPGI18,211$4,462 03/31/2020
Ameritas Investment Partners Inc.18,055$4,424 03/31/2020
     SPGI18,055$4,424 03/31/2020
BLB&B Advisors LLC18,046$4,422 03/31/2020
     SPGI18,046$4,422 03/31/2020
Hudson Bay Capital Management LP18,000$4,411 03/31/2020
     SPGI18,000$4,411 03/31/2020
Tredje AP fonden17,962$4,402 03/31/2020
     SPGI17,962$4,402 03/31/2020
Colonial Trust Advisors17,825$4,368 03/31/2020
     SPGI17,825$4,368 03/31/2020
Banco de Sabadell S.A17,811$4,363 03/31/2020
     SPGI17,811$4,363 03/31/2020
Van ECK Associates Corp17,691$4,335 03/31/2020
     SPGI17,691$4,335 03/31/2020
Bridgewater Associates LP17,634$4,321 03/31/2020
     SPGI17,634$4,321 03/31/2020
Haverford Financial Services Inc.17,177$4,209 03/31/2020
     SPGI17,177$4,209 03/31/2020
Regions Financial Corp17,059$4,180 03/31/2020
     SPGI17,059$4,180 03/31/2020
Iberiabank Corp16,895$4,140 03/31/2020
     SPGI16,895$4,140 03/31/2020
Clear Harbor Asset Management LLC16,658$4,082 03/31/2020
     SPGI16,658$4,082 03/31/2020
Sumitomo Life Insurance Co.16,653$4,081 03/31/2020
     SPGI16,653$4,081 03/31/2020
Grantham Mayo Van Otterloo & Co. LLC16,430$4,026 03/31/2020
     SPGI16,430$4,026 03/31/2020
Usca Ria LLC16,339$4,004 03/31/2020
     SPGI16,339$4,004 03/31/2020
Redpoint Investment Management Pty Ltd16,339$4,004 03/31/2020
     SPGI16,339$4,004 03/31/2020
Gotham Asset Management LLC16,233$3,978 03/31/2020
     SPGI16,233$3,978 03/31/2020
Rheos Capital Works Inc.16,200$3,970 03/31/2020
     SPGI16,200$3,970 03/31/2020
Lee Capital Holdings LLC16,190$3,967 03/31/2020
     SPGI16,190$3,967 03/31/2020
Matarin Capital Management LLC16,182$3,965 03/31/2020
     SPGI16,182$3,965 03/31/2020
Commonwealth of Pennsylvania Public School Empls Retrmt SYS15,614$3,826 03/31/2020
     SPGI15,614$3,826 03/31/2020
Leuthold Group LLC15,566$3,814 03/31/2020
     SPGI15,566$3,814 03/31/2020
Clearbridge Investments LLC15,517$3,802 03/31/2020
     SPGI15,517$3,802 03/31/2020
Cypress Capital Group11,534$3,800 06/30/2020
     SPGI11,534$3,800 06/30/2020
TPI Fund Managers Ltd15,489$3,796 03/31/2020
     SPGI15,489$3,796 03/31/2020
New Mexico Educational Retirement Board15,376$3,768 03/31/2020
     SPGI15,376$3,768 03/31/2020
Veritable L.P.15,347$3,761 03/31/2020
     SPGI15,347$3,761 03/31/2020
Diligent Investors LLC11,394$3,754 06/30/2020
     SPGI11,394$3,754 06/30/2020
Pensionfund DSM Netherlands11,300$3,723 06/30/2020
     SPGI11,300$3,723 06/30/2020
Silvant Capital Management LLC15,179$3,720 03/31/2020
     SPGI15,179$3,720 03/31/2020
Quilter Plc15,021$3,681 03/31/2020
     SPGI15,021$3,681 03/31/2020
Deltec Asset Management LLC15,000$3,676 03/31/2020
     SPGI15,000$3,676 03/31/2020
Frontier Wealth Management LLC14,885$3,648 03/31/2020
     SPGI14,885$3,648 03/31/2020
Barings LLC14,072$3,449 03/31/2020
     SPGI14,072$3,449 03/31/2020
Quinn Opportunity Partners LLC14,000$3,431 03/31/2020
     SPGI14,000$3,431 03/31/2020
Mattern Capital Management LLC13,855$3,395 03/31/2020
     SPGI13,855$3,395 03/31/2020
K.J. Harrison & Partners Inc13,820$3,387 03/31/2020
     SPGI13,820$3,387 03/31/2020
SG Americas Securities LLC $3,367 03/31/2020
     SPGI19,100$4,680 03/31/2020
     Put59,100$1,378 03/31/2020
     Call11,000$65 03/31/2020
Tocqueville Asset Management L.P.13,545$3,319 03/31/2020
     SPGI13,545$3,319 03/31/2020
Mariner LLC13,401$3,284 03/31/2020
     SPGI13,401$3,284 03/31/2020
MUFG Americas Holdings Corp13,340$3,269 03/31/2020
     SPGI13,340$3,269 03/31/2020
Skylands Capital LLC13,100$3,210 03/31/2020
     SPGI13,100$3,210 03/31/2020
WBI Investments Inc.13,017$3,190 03/31/2020
     SPGI13,017$3,190 03/31/2020
Chapman Investment Management LLC12,972$3,179 03/31/2020
     SPGI12,972$3,179 03/31/2020
AJO LP12,823$3,142 03/31/2020
     SPGI12,823$3,142 03/31/2020
Northwestern Mutual Investment Management Company LLC12,727$3,119 03/31/2020
     SPGI12,727$3,119 03/31/2020
Banque Cantonale Vaudoise12,643$3,097 03/31/2020
     SPGI12,643$3,097 03/31/2020
Cypress Wealth Services LLC12,633$3,096 03/31/2020
     SPGI12,633$3,096 03/31/2020
Neville Rodie & Shaw Inc.12,522$3,069 03/31/2020
     SPGI12,522$3,069 03/31/2020
Cunning Capital Partners LP12,450$3,051 03/31/2020
     SPGI12,450$3,051 03/31/2020
Cambridge Investment Research Advisors Inc.12,418$3,043 03/31/2020
     SPGI12,418$3,043 03/31/2020
Whittier Trust Co. of Nevada Inc.9,118$3,004 06/30/2020
     SPGI9,118$3,004 06/30/2020
Citizens Financial Group Inc RI12,251$3,002 03/31/2020
     SPGI12,251$3,002 03/31/2020
Strategic Global Advisors LLC12,243$3,000 03/31/2020
     SPGI12,243$3,000 03/31/2020
Illinois Municipal Retirement Fund11,972$2,934 03/31/2020
     SPGI11,972$2,934 03/31/2020
Pensionfund Sabic8,900$2,932 06/30/2020
     SPGI8,900$2,932 06/30/2020
Cigna Investments Inc. New11,960$2,930 03/31/2020
     SPGI11,960$2,930 03/31/2020
Granite Investment Advisors LLC11,706$2,869 03/31/2020
     SPGI11,706$2,869 03/31/2020
Scholtz & Company LLC11,700$2,867 03/31/2020
     SPGI11,700$2,867 03/31/2020
Optimal Asset Management Inc.11,624$2,848 03/31/2020
     SPGI11,624$2,848 03/31/2020
Allstate Corp11,478$2,813 03/31/2020
     SPGI11,478$2,813 03/31/2020
Massmutual Trust Co. FSB ADV11,459$2,808 03/31/2020
     SPGI11,459$2,808 03/31/2020
TAP Consulting LLC11,450$2,806 03/31/2020
     SPGI11,450$2,806 03/31/2020
Chesley Taft & Associates LLC8,471$2,791 06/30/2020
     SPGI8,471$2,791 06/30/2020
ExodusPoint Capital Management LP11,344$2,780 03/31/2020
     SPGI11,344$2,780 03/31/2020
Mercer Global Advisors Inc. ADV11,284$2,765 03/31/2020
     SPGI11,284$2,765 03/31/2020
Atria Investments LLC11,276$2,763 03/31/2020
     SPGI11,276$2,763 03/31/2020
Meiji Yasuda Life Insurance Co11,269$2,761 03/31/2020
     SPGI11,269$2,761 03/31/2020
Daiwa Securities Group Inc.11,240$2,754 03/31/2020
     SPGI11,240$2,754 03/31/2020
Sirios Capital Management L P11,176$2,739 03/31/2020
     SPGI11,176$2,739 03/31/2020
Cubist Systematic Strategies LLC11,152$2,733 03/31/2020
     SPGI11,152$2,733 03/31/2020
Mitchell Capital Management Co.11,005$2,697 03/31/2020
     SPGI11,005$2,697 03/31/2020
Harbor Advisors LLC11,000$2,696 03/31/2020
     SPGI11,000$2,696 03/31/2020
CENTRAL TRUST Co10,951$2,684 03/31/2020
     SPGI10,951$2,684 03/31/2020
Coldstream Capital Management Inc.10,906$2,672 03/31/2020
     SPGI10,906$2,672 03/31/2020
Zacks Investment Management10,759$2,636 03/31/2020
     SPGI10,759$2,636 03/31/2020
Amica Mutual Insurance Co.10,728$2,629 03/31/2020
     SPGI10,728$2,629 03/31/2020
Blair William & Co. IL10,730$2,629 03/31/2020
     SPGI10,730$2,629 03/31/2020
Marks Group Wealth Management Inc10,742$2,610 03/31/2020
     SPGI10,742$2,610 03/31/2020
KCM Investment Advisors LLC10,637$2,607 03/31/2020
     SPGI10,637$2,607 03/31/2020
Schonfeld Strategic Advisors LLC10,640$2,607 03/31/2020
     SPGI10,640$2,607 03/31/2020
GHP Investment Advisors Inc.10,579$2,592 03/31/2020
     SPGI10,579$2,592 03/31/2020
Altfest L J & Co. Inc.10,549$2,585 03/31/2020
     SPGI10,549$2,585 03/31/2020
Townsquare Capital LLC9,017$2,579 03/31/2020
     SPGI9,017$2,579 03/31/2020
Krueger & Catalano Capital Partners LLC10,457$2,562 03/31/2020
     SPGI10,457$2,562 03/31/2020
Cannell Peter B & Co. Inc.10,415$2,552 03/31/2020
     SPGI10,415$2,552 03/31/2020
Mount Yale Investment Advisors LLC7,739$2,550 06/30/2020
     SPGI7,739$2,550 06/30/2020
Louisiana State Employees Retirement System10,400$2,549 03/31/2020
     SPGI10,400$2,549 03/31/2020
Wolverine Trading LLC $2,533 03/31/2020
     Call50,000$12,350 03/31/2020
     Put43,300$10,695 03/31/2020
     SPGI3,556$878 03/31/2020
World Asset Management Inc10,226$2,506 03/31/2020
     SPGI10,226$2,506 03/31/2020
Laurion Capital Management LP $2,490 03/31/2020
     SPGI13,260$3,249 03/31/2020
     Put3,400$833 03/31/2020
     Call300$74 03/31/2020
Advisor Partners LLC9,945$2,437 03/31/2020
     SPGI9,945$2,437 03/31/2020
Private Advisor Group LLC9,916$2,430 03/31/2020
     SPGI9,916$2,430 03/31/2020
Foster Dykema Cabot & Co. Inc. MA9,750$2,389 03/31/2020
     SPGI9,750$2,389 03/31/2020
Factorial Partners LLC9,700$2,377 03/31/2020
     SPGI9,700$2,377 03/31/2020
Wealthfront Advisers LLC9,666$2,369 03/31/2020
     SPGI9,666$2,369 03/31/2020
United Capital Financial Advisers LLC9,507$2,330 03/31/2020
     SPGI9,507$2,330 03/31/2020
First Quadrant L P CA9,413$2,307 03/31/2020
     SPGI9,413$2,307 03/31/2020
C Partners Holding GmbH9,207$2,256 03/31/2020
     SPGI9,207$2,256 03/31/2020
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main9,061$2,233 03/31/2020
     SPGI9,061$2,233 03/31/2020
Evercore Wealth Management LLC9,109$2,232 03/31/2020
     SPGI9,109$2,232 03/31/2020
Taikang Asset Management Hong Kong Co Ltd9,110$2,232 03/31/2020
     SPGI9,110$2,232 03/31/2020
Alberta Investment Management Corp9,100$2,230 03/31/2020
     SPGI9,100$2,230 03/31/2020
Symphony Financial Ltd. Co.6,730$2,217 06/30/2020
     SPGI6,730$2,217 06/30/2020
Choate Investment Advisors9,048$2,217 03/31/2020
     SPGI9,048$2,217 03/31/2020
Argent Trust Co8,968$2,198 03/31/2020
     SPGI8,968$2,198 03/31/2020
Trexquant Investment LP8,910$2,183 03/31/2020
     SPGI8,910$2,183 03/31/2020
Wellington Shields & Co. LLC8,900$2,181 03/31/2020
     SPGI8,900$2,181 03/31/2020
Wakefield Asset Management LLLP8,845$2,167 03/31/2020
     SPGI8,845$2,167 03/31/2020
Hancock Whitney Corp8,836$2,165 03/31/2020
     SPGI8,836$2,165 03/31/2020
Everence Capital Management Inc.6,654$2,163 06/30/2020
     SPGI6,654$2,163 06/30/2020
Rafferty Asset Management LLC8,811$2,159 03/31/2020
     SPGI8,811$2,159 03/31/2020
Pacific Global Investment Management CO8,735$2,141 03/31/2020
     SPGI8,735$2,141 03/31/2020
Certified Advisory Corp8,723$2,137 03/31/2020
     SPGI8,723$2,137 03/31/2020
Birch Hill Investment Advisors LLC8,605$2,109 03/31/2020
     SPGI8,605$2,109 03/31/2020
Lombard Odier Asset Management Switzerland SA8,534$2,091 03/31/2020
     SPGI8,534$2,091 03/31/2020
IBM Retirement Fund6,308$2,078 06/30/2020
     SPGI6,308$2,078 06/30/2020
Lighthouse Financial Advisors Inc.8,499$2,071 03/31/2020
     SPGI8,499$2,071 03/31/2020
Aptus Capital Advisors LLC8,452$2,071 03/31/2020
     SPGI8,452$2,071 03/31/2020
F3Logic LLC8,694$2,068 03/31/2020
     SPGI8,694$2,068 03/31/2020
Private Trust Co. NA6,158$2,052 06/30/2020
     SPGI6,158$2,052 06/30/2020
Kendall Capital Management8,340$2,044 03/31/2020
     SPGI8,340$2,044 03/31/2020
Navellier & Associates Inc8,207$2,011 03/31/2020
     SPGI8,207$2,011 03/31/2020
Tudor Investment Corp Et Al8,135$1,993 03/31/2020
     SPGI8,135$1,993 03/31/2020
Pinnacle Financial Partners Inc.8,079$1,980 03/31/2020
     SPGI8,079$1,980 03/31/2020
IndexIQ Advisors LLC8,080$1,980 03/31/2020
     SPGI8,080$1,980 03/31/2020
Pettee Investors Inc.8,042$1,971 03/31/2020
     SPGI8,042$1,971 03/31/2020
AlphaCrest Capital Management LLC7,999$1,960 03/31/2020
     SPGI7,999$1,960 03/31/2020
Tatro Capital LLC5,872$1,935 06/30/2020
     SPGI5,872$1,935 06/30/2020
Kalos Management Inc.6,408$1,926 03/31/2020
     SPGI6,408$1,926 03/31/2020
Veracity Capital LLC7,857$1,925 03/31/2020
     SPGI7,857$1,925 03/31/2020
Tower Research Capital LLC TRC 7,847$1,923 03/31/2020
     SPGI7,847$1,923 03/31/2020
Phoenix Holdings Ltd.8,075$1,923 03/31/2020
     SPGI8,075$1,923 03/31/2020
Voloridge Investment Management LLC7,839$1,921 03/31/2020
     SPGI7,839$1,921 03/31/2020
ING Groep NV7,814$1,915 03/31/2020
     SPGI7,814$1,915 03/31/2020
Northcape Capital Pty Ltd7,711$1,890 03/31/2020
     SPGI7,711$1,890 03/31/2020
Shepherd Kaplan Krochuk LLC7,690$1,884 03/31/2020
     SPGI7,690$1,884 03/31/2020
Enterprise Bank & Trust Co5,706$1,880 06/30/2020
     SPGI5,706$1,880 06/30/2020
George Kaiser Family Foundation7,623$1,868 03/31/2020
     SPGI7,623$1,868 03/31/2020
McKinley Carter Wealth Services Inc.7,507$1,840 03/31/2020
     SPGI7,507$1,840 03/31/2020
Dana Investment Advisors Inc.7,443$1,824 03/31/2020
     SPGI7,443$1,824 03/31/2020
Group One Trading L.P. $1,813 03/31/2020
     Call12,700$3,112 03/31/2020
     Put5,300$1,299 03/31/2020
Landscape Capital Management L.L.C.7,314$1,792 03/31/2020
     SPGI7,314$1,792 03/31/2020
First Midwest Bank Trust Division7,271$1,782 03/31/2020
     SPGI7,271$1,782 03/31/2020
Norinchukin Bank The7,203$1,765 03/31/2020
     SPGI7,203$1,765 03/31/2020
First Foundation Advisors7,140$1,750 03/31/2020
     SPGI7,140$1,750 03/31/2020
J. W. Coons Advisors LLC7,113$1,743 03/31/2020
     SPGI7,113$1,743 03/31/2020
National Mutual Insurance Federation of Agricultural Cooperatives7,000$1,715 03/31/2020
     SPGI7,000$1,715 03/31/2020
PEAK6 Investments LLC $1,715 03/31/2020
     Call82,800$20,290 03/31/2020
     Put75,800$18,575 03/31/2020
NovaPoint Capital LLC6,979$1,710 03/31/2020
     SPGI6,979$1,710 03/31/2020
Kinneret Advisory LLC6,911$1,694 03/31/2020
     SPGI6,911$1,694 03/31/2020
Highland Capital Management Fund Advisors L.P.6,800$1,666 03/31/2020
     SPGI6,800$1,666 03/31/2020
M&R Capital Management Inc.5,005$1,649 06/30/2020
     SPGI5,005$1,649 06/30/2020
AGF Investments LLC6,721$1,647 03/31/2020
     SPGI6,721$1,647 03/31/2020
MML Investors Services LLC6,682$1,638 03/31/2020
     SPGI6,682$1,638 03/31/2020
Paloma Partners Management Co6,675$1,636 03/31/2020
     SPGI6,675$1,636 03/31/2020
Wetherby Asset Management Inc.6,629$1,624 03/31/2020
     SPGI6,629$1,624 03/31/2020
MEAG MUNICH ERGO Kapitalanlagegesellschaft mbH6,480$1,588 03/31/2020
     SPGI6,480$1,588 03/31/2020
Ativo Capital Management LLC6,482$1,588 03/31/2020
     SPGI6,482$1,588 03/31/2020
Crestwood Capital Management L.P.6,480$1,588 03/31/2020
     SPGI6,480$1,588 03/31/2020
Impax Asset Management Group plc6,396$1,567 03/31/2020
     SPGI6,396$1,567 03/31/2020
Brown Brothers Harriman & Co.6,286$1,540 03/31/2020
     SPGI6,286$1,540 03/31/2020
Bank of Hawaii6,046$1,482 03/31/2020
     SPGI6,046$1,482 03/31/2020
Fort Washington Investment Advisors Inc. OH6,011$1,473 03/31/2020
     SPGI6,011$1,473 03/31/2020
Regents of The University of California6,000$1,470 03/31/2020
     SPGI6,000$1,470 03/31/2020
Financial Counselors Inc.5,961$1,461 03/31/2020
     SPGI5,961$1,461 03/31/2020
RiverPark Advisors LLC5,845$1,432 03/31/2020
     SPGI5,845$1,432 03/31/2020
Lederer & Associates Investment Counsel CA5,806$1,423 03/31/2020
     SPGI5,806$1,423 03/31/2020
Synovus Financial Corp5,833$1,418 03/31/2020
     SPGI5,833$1,418 03/31/2020
Silvercrest Asset Management Group LLC5,775$1,415 03/31/2020
     SPGI5,775$1,415 03/31/2020
Ayalon Holdings Ltd.4,200$1,405 06/30/2020
     SPGI4,200$1,405 06/30/2020
Dodge & Cox5,700$1,397 03/31/2020
     SPGI5,700$1,397 03/31/2020
ETRADE Capital Management LLC5,701$1,397 03/31/2020
     SPGI5,701$1,397 03/31/2020
Pendal Group Ltd5,532$1,356 03/31/2020
     SPGI5,532$1,356 03/31/2020
Texas Yale Capital Corp.5,465$1,339 03/31/2020
     SPGI5,465$1,339 03/31/2020
Cohen Klingenstein LLC5,400$1,323 03/31/2020
     SPGI5,400$1,323 03/31/2020
Equitable Trust Co.5,328$1,305 03/31/2020
     SPGI5,328$1,305 03/31/2020
Sompo Japan Nipponkoa Asset Management CO. LTD.5,320$1,304 03/31/2020
     SPGI5,320$1,304 03/31/2020
Steward Partners Investment Advisory LLC5,316$1,302 03/31/2020
     SPGI5,316$1,302 03/31/2020
Vestcor Inc5,233$1,282 03/31/2020
     SPGI5,233$1,282 03/31/2020
TrimTabs Asset Management LLC3,810$1,269 06/30/2020
     SPGI3,810$1,269 06/30/2020
AE Wealth Management LLC5,095$1,249 03/31/2020
     SPGI5,095$1,249 03/31/2020
Raymond James Trust N.A.5,071$1,243 03/31/2020
     SPGI5,071$1,243 03/31/2020
Exane Derivatives3,769$1,242 06/30/2020
     SPGI3,769$1,242 06/30/2020
Elite Wealth Management Inc.5,066$1,241 03/31/2020
     SPGI5,066$1,241 03/31/2020
Atlas Capital Advisors LLC5,061$1,240 03/31/2020
     SPGI5,061$1,240 03/31/2020
IMS Capital Management5,027$1,232 03/31/2020
     SPGI5,027$1,232 03/31/2020
Redwood Investments LLC5,006$1,227 03/31/2020
     SPGI5,006$1,227 03/31/2020
Whitener Capital Management Inc.5,000$1,225 03/31/2020
     SPGI5,000$1,225 03/31/2020
WINTON GROUP Ltd4,972$1,218 03/31/2020
     SPGI4,972$1,218 03/31/2020
Howe & Rusling Inc.4,913$1,204 03/31/2020
     SPGI4,913$1,204 03/31/2020
Proficio Capital Partners LLC4,164$1,202 03/31/2020
     SPGI4,164$1,202 03/31/2020
Intrust Bank NA4,886$1,197 03/31/2020
     SPGI4,886$1,197 03/31/2020
USA Financial Portformulas Corp4,855$1,190 03/31/2020
     SPGI4,855$1,190 03/31/2020
Scotia Capital Inc.4,840$1,186 03/31/2020
     SPGI4,840$1,186 03/31/2020
Oppenheimer & Co. Inc.4,828$1,183 03/31/2020
     SPGI4,828$1,183 03/31/2020
Boston Trust Walden Corp4,820$1,181 03/31/2020
     SPGI4,820$1,181 03/31/2020
River Wealth Advisors LLC4,803$1,177 03/31/2020
     SPGI4,803$1,177 03/31/2020
Sheaff Brock Investment Advisors LLC4,802$1,177 03/31/2020
     SPGI4,802$1,177 03/31/2020
Woodstock Corp3,535$1,165 06/30/2020
     SPGI3,535$1,165 06/30/2020
Clearstead Advisors LLC4,720$1,157 03/31/2020
     SPGI4,720$1,157 03/31/2020
Nichols & Pratt Advisers LLP MA4,700$1,152 03/31/2020
     SPGI4,700$1,152 03/31/2020
QS Investors LLC4,677$1,147 03/31/2020
     SPGI4,677$1,147 03/31/2020
OPSEU Pension Plan Trust Fund4,796$1,144 03/31/2020
     SPGI4,796$1,144 03/31/2020
Bailard Inc.4,655$1,141 03/31/2020
     SPGI4,655$1,141 03/31/2020
Polaris Greystone Financial Group LLC4,605$1,128 03/31/2020
     SPGI4,605$1,128 03/31/2020
Taylor Hoffman Wealth Management4,539$1,112 03/31/2020
     SPGI4,539$1,112 03/31/2020
Mitsubishi UFJ Asset Management UK Ltd.4,500$1,102 03/31/2020
     SPGI4,500$1,102 03/31/2020
Parsons Capital Management Inc. RI4,494$1,101 03/31/2020
     SPGI4,494$1,101 03/31/2020
Aristotle Atlantic Partners LLC4,440$1,088 03/31/2020
     SPGI4,440$1,088 03/31/2020
Sawtooth Solutions LLC4,431$1,086 03/31/2020
     SPGI4,431$1,086 03/31/2020
Sepio Capital LLC4,400$1,078 03/31/2020
     SPGI4,400$1,078 03/31/2020
Stephens Inc. AR4,368$1,070 03/31/2020
     SPGI4,368$1,070 03/31/2020
Trust Co. of Vermont4,355$1,067 03/31/2020
     SPGI4,355$1,067 03/31/2020
Ethic Inc.4,305$1,055 03/31/2020
     SPGI4,305$1,055 03/31/2020
Chicago Equity Partners LLC4,260$1,044 03/31/2020
     SPGI4,260$1,044 03/31/2020
First Hawaiian Bank4,223$1,035 03/31/2020
     SPGI4,223$1,035 03/31/2020
Cutler Investment Counsel LLC4,220$1,034 03/31/2020
     SPGI4,220$1,034 03/31/2020
Segment Wealth Management LLC4,165$1,021 03/31/2020
     SPGI4,165$1,021 03/31/2020
BBVA USA Bancshares Inc.4,147$1,016 03/31/2020
     SPGI4,147$1,016 03/31/2020
Profund Advisors LLC4,089$1,002 03/31/2020
     SPGI4,089$1,002 03/31/2020
Clarius Group LLC3,036$1,000 06/30/2020
     SPGI3,036$1,000 06/30/2020
Cozad Asset Management Inc.4,070$997 03/31/2020
     SPGI4,070$997 03/31/2020
Capital International Inc. CA4,065$996 03/31/2020
     SPGI4,065$996 03/31/2020
Polianta Ltd3,000$988 06/30/2020
     SPGI3,000$988 06/30/2020
Arden Trust Co2,986$984 06/30/2020
     SPGI2,986$984 06/30/2020
Excalibur Management Corp4,003$981 03/31/2020
     SPGI4,003$981 03/31/2020
Welch & Forbes LLC4,000$980 03/31/2020
     SPGI4,000$980 03/31/2020
Anson Funds Management LP4,000$980 03/31/2020
     SPGI4,000$980 03/31/2020
Avantax Advisory Services Inc.3,983$974 03/31/2020
     SPGI3,983$974 03/31/2020
Davy Global Fund Management Ltd3,972$973 03/31/2020
     SPGI3,972$973 03/31/2020
Alps Advisors Inc.3,946$967 03/31/2020
     SPGI3,946$967 03/31/2020
Guyasuta Investment Advisors Inc.3,892$954 03/31/2020
     SPGI3,892$954 03/31/2020
TCF National Bank3,891$953 03/31/2020
     SPGI3,891$953 03/31/2020
King Luther Capital Management Corp3,873$949 03/31/2020
     SPGI3,873$949 03/31/2020
Peapack Gladstone Financial Corp3,838$941 03/31/2020
     SPGI3,838$941 03/31/2020
Sturgeon Ventures LLP3,835$940 03/31/2020
     SPGI3,835$940 03/31/2020
Ontario Teachers Pension Plan Board3,820$936 03/31/2020
     SPGI3,820$936 03/31/2020
Hamilton Point Investment Advisors LLC3,800$931 03/31/2020
     SPGI3,800$931 03/31/2020
Pennsylvania Trust Co3,788$928 03/31/2020
     SPGI3,788$928 03/31/2020
Cerity Partners LLC3,768$923 03/31/2020
     SPGI3,768$923 03/31/2020
Appleton Partners Inc. MA3,735$915 03/31/2020
     SPGI3,735$915 03/31/2020
Richard Bernstein Advisors LLC3,722$912 03/31/2020
     SPGI3,722$912 03/31/2020
NumerixS Investment Technologies Inc3,722$912 03/31/2020
     SPGI3,722$912 03/31/2020
Charter Trust Co.3,693$905 03/31/2020
     SPGI3,693$905 03/31/2020
Darrell & King LLC3,687$903 03/31/2020
     SPGI3,687$903 03/31/2020
BRYN MAWR TRUST Co3,645$893 03/31/2020
     SPGI3,645$893 03/31/2020
Conning Inc.3,637$891 03/31/2020
     SPGI3,637$891 03/31/2020
Livforsakringsbolaget Skandia Omsesidigt2,667$879 06/30/2020
     SPGI2,667$879 06/30/2020
Coastline Trust Co3,550$870 03/31/2020
     SPGI3,550$870 03/31/2020
Legacy Financial Strategies LLC3,504$859 03/31/2020
     SPGI3,504$859 03/31/2020
Van Leeuwen & Company LLC3,497$857 03/31/2020
     SPGI3,497$857 03/31/2020
Colony Group LLC3,447$845 03/31/2020
     SPGI3,447$845 03/31/2020
Parametrica Management Ltd3,418$838 03/31/2020
     SPGI3,418$838 03/31/2020
Exchange Capital Management Inc.3,379$828 03/31/2020
     SPGI3,379$828 03/31/2020
Qtron Investments LLC3,347$820 03/31/2020
     SPGI3,347$820 03/31/2020
WMS Partners LLC3,335$817 03/31/2020
     SPGI3,335$817 03/31/2020
Captrust Financial Advisors3,455$810 03/31/2020
     SPGI3,455$810 03/31/2020
Healthcare of Ontario Pension Plan Trust Fund3,300$809 03/31/2020
     SPGI3,300$809 03/31/2020
AdvisorNet Financial Inc3,217$788 03/31/2020
     SPGI3,217$788 03/31/2020
Brendel Financial Advisors LLC3,208$786 03/31/2020
     SPGI3,208$786 03/31/2020
Okabena Investment Services Inc.3,185$780 03/31/2020
     SPGI3,185$780 03/31/2020
Comerica Securities Inc.3,140$769 03/31/2020
     SPGI3,140$769 03/31/2020
Convergence Investment Partners LLC3,138$769 03/31/2020
     SPGI3,138$769 03/31/2020
Rockland Trust Co.2,329$767 06/30/2020
     SPGI2,329$767 06/30/2020
Wealthsource Partners LLC3,122$765 03/31/2020
     SPGI3,122$765 03/31/2020
Thames Capital Management LLC3,111$762 03/31/2020
     SPGI3,111$762 03/31/2020
First Business Financial Services Inc.3,048$747 03/31/2020
     SPGI3,048$747 03/31/2020
Pflug Koory LLC3,037$744 03/31/2020
     SPGI3,037$744 03/31/2020
Eastern Bank3,028$742 03/31/2020
     SPGI3,028$742 03/31/2020
Cedar Capital LLC3,002$736 03/31/2020
     SPGI3,002$736 03/31/2020
Viking Fund Management LLC3,000$735 03/31/2020
     SPGI3,000$735 03/31/2020
Simplex Trading LLC $735 03/31/2020
     Call619$15,168 03/31/2020
     Put589$14,433 03/31/2020
Advisory Services Network LLC2,982$730 03/31/2020
     SPGI2,982$730 03/31/2020
Quadrant Capital Group LLC2,942$722 03/31/2020
     SPGI2,942$722 03/31/2020
Boston Financial Mangement LLC2,940$720 03/31/2020
     SPGI2,940$720 03/31/2020
Boston Private Wealth LLC2,929$718 03/31/2020
     SPGI2,929$718 03/31/2020
Blue Fin Capital Inc.2,914$714 03/31/2020
     SPGI2,914$714 03/31/2020
Thomasville National Bank2,160$712 06/30/2020
     SPGI2,160$712 06/30/2020
Oakmont Corp2,878$705 03/31/2020
     SPGI2,878$705 03/31/2020
Ninety One SA PTY Ltd2,877$705 03/31/2020
     SPGI2,877$705 03/31/2020
Boothbay Fund Management LLC2,846$697 03/31/2020
     SPGI2,846$697 03/31/2020
Doyle Wealth Management2,845$697 03/31/2020
     SPGI2,845$697 03/31/2020
Atom Investors LP2,837$695 03/31/2020
     SPGI2,837$695 03/31/2020
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA2,821$691 03/31/2020
     SPGI2,821$691 03/31/2020
Horizon Investments LLC2,817$690 03/31/2020
     SPGI2,817$690 03/31/2020
First National Corp MA ADV2,000$685 03/31/2020
     SPGI2,000$685 03/31/2020
Covington Capital Management2,765$678 03/31/2020
     SPGI2,765$678 03/31/2020
Spears Abacus Advisors LLC2,761$677 03/31/2020
     SPGI2,761$677 03/31/2020
Lowell Blake & Associates Inc.2,750$674 03/31/2020
     SPGI2,750$674 03/31/2020
Kanawha Capital Management LLC2,727$668 03/31/2020
     SPGI2,727$668 03/31/2020
Park Avenue Securities LLC2,722$667 03/31/2020
     SPGI2,722$667 03/31/2020
Sontag Advisory LLC2,721$667 03/31/2020
     SPGI2,721$667 03/31/2020
Integrated Wealth Concepts LLC2,716$665 03/31/2020
     SPGI2,716$665 03/31/2020
Intact Investment Management Inc.2,700$662 03/31/2020
     SPGI2,700$662 03/31/2020
CWM LLC2,702$662 03/31/2020
     SPGI2,702$662 03/31/2020
Baldwin Brothers Inc. MA2,690$659 03/31/2020
     SPGI2,690$659 03/31/2020
Beaumont Financial Partners LLC2,682$657 03/31/2020
     SPGI2,682$657 03/31/2020
OLD Mission Capital LLC2,674$655 03/31/2020
     SPGI2,674$655 03/31/2020
Thomas White International Ltd.2,643$648 03/31/2020
     SPGI2,643$648 03/31/2020
Lucia Wealth Services LLC2,641$647 03/31/2020
     SPGI2,641$647 03/31/2020
FDx Advisors Inc.2,630$644 03/31/2020
     SPGI2,630$644 03/31/2020
Horizon Kinetics Asset Management LLC2,618$642 03/31/2020
     SPGI2,618$642 03/31/2020
Insight Wealth Strategies LLC2,616$641 03/31/2020
     SPGI2,616$641 03/31/2020
Brooktree Capital Management2,609$639 03/31/2020
     SPGI2,609$639 03/31/2020
Ironwood Investment Counsel LLC2,609$639 03/31/2020
     SPGI2,609$639 03/31/2020
Wealthstreet Investment Advisors LLC2,600$637 03/31/2020
     SPGI2,600$637 03/31/2020
Wesbanco Bank Inc.2,595$636 03/31/2020
     SPGI2,595$636 03/31/2020
Emerald Investment Partners LLC2,588$634 03/31/2020
     SPGI2,588$634 03/31/2020
Krilogy Financial LLC2,582$633 03/31/2020
     SPGI2,582$633 03/31/2020
Chicago Capital LLC2,569$630 03/31/2020
     SPGI2,569$630 03/31/2020
Checchi Capital Advisers LLC2,565$629 03/31/2020
     SPGI2,565$629 03/31/2020
Acadian Asset Management LLC2,556$627 03/31/2020
     SPGI2,556$627 03/31/2020
Brighton Jones LLC2,545$624 03/31/2020
     SPGI2,545$624 03/31/2020
Parallel Advisors LLC2,548$624 03/31/2020
     SPGI2,548$624 03/31/2020
Spectrum Management Group LLC2,535$621 03/31/2020
     SPGI2,535$621 03/31/2020
Signaturefd LLC2,531$620 03/31/2020
     SPGI2,531$620 03/31/2020
Wade G W & Inc.2,512$616 03/31/2020
     SPGI2,512$616 03/31/2020
Trillium Asset Management LLC2,505$614 03/31/2020
     SPGI2,505$614 03/31/2020
Great Diamond Partners LLC2,504$613 03/31/2020
     SPGI2,504$613 03/31/2020
U S Global Investors Inc.2,489$610 03/31/2020
     SPGI2,489$610 03/31/2020
Sowell Financial Services LLC2,485$609 03/31/2020
     SPGI2,485$609 03/31/2020
RMB Capital Management LLC2,479$608 03/31/2020
     SPGI2,479$608 03/31/2020
Dynamic Technology Lab Private Ltd2,467$605 03/31/2020
     SPGI2,467$605 03/31/2020
Winslow Evans & Crocker Inc.2,460$604 03/31/2020
     SPGI2,460$604 03/31/2020
Corient Capital Partners LLC2,453$601 03/31/2020
     SPGI2,453$601 03/31/2020
Commerzbank Aktiengesellschaft FI2,449$600 03/31/2020
     SPGI2,449$600 03/31/2020
Reynders McVeigh Capital Management LLC2,450$600 03/31/2020
     SPGI2,450$600 03/31/2020
San Francisco Sentry Investment Group CA2,451$600 03/31/2020
     SPGI2,451$600 03/31/2020
GWM Advisors LLC2,448$600 03/31/2020
     SPGI2,448$600 03/31/2020
Confluence Wealth Management LLC2,437$597 03/31/2020
     SPGI2,437$597 03/31/2020
J. L. Bainbridge & Co. Inc.2,415$592 03/31/2020
     SPGI2,415$592 03/31/2020
Algert Global LLC2,402$589 03/31/2020
     SPGI2,402$589 03/31/2020
Wedbush Securities Inc.2,401$588 03/31/2020
     SPGI2,401$588 03/31/2020
Athanor Capital LP2,400$588 03/31/2020
     SPGI2,400$588 03/31/2020
Bradley Foster & Sargent Inc. CT2,387$585 03/31/2020
     SPGI2,387$585 03/31/2020
Townsend Asset Management Corp NC ADV2,350$576 03/31/2020
     SPGI2,350$576 03/31/2020
MainStreet Investment Advisors LLC2,321$569 03/31/2020
     SPGI2,321$569 03/31/2020
Davidson Trust Co.2,306$564 03/31/2020
     SPGI2,306$564 03/31/2020
Vident Investment Advisory LLC2,274$557 03/31/2020
     SPGI2,274$557 03/31/2020
Private Advisors LLC2,270$556 03/31/2020
     SPGI2,270$556 03/31/2020
Close Asset Management Ltd2,260$554 03/31/2020
     SPGI2,260$554 03/31/2020
Asahi Life Asset Management CO. LTD.2,255$553 03/31/2020
     SPGI2,255$553 03/31/2020
OneAscent Financial Services LLC2,222$545 03/31/2020
     SPGI2,222$545 03/31/2020
Leavell Investment Management Inc.2,216$543 03/31/2020
     SPGI2,216$543 03/31/2020
Israel Discount Bank of New York2,215$543 03/31/2020
     SPGI2,215$543 03/31/2020
Perigon Wealth Management LLC1,895$537 03/31/2020
     SPGI1,895$537 03/31/2020
Arjuna Capital2,193$537 03/31/2020
     SPGI2,193$537 03/31/2020
Mid Atlantic Financial Management Inc. ADV2,178$534 03/31/2020
     SPGI2,178$534 03/31/2020
Harvest Fund Management Co. Ltd2,168$531 03/31/2020
     SPGI2,168$531 03/31/2020
Vestmark Advisory Solutions Inc.2,161$530 03/31/2020
     SPGI2,161$530 03/31/2020
Ieq Capital LLC2,122$520 03/31/2020
     SPGI2,122$520 03/31/2020
Dorsey & Whitney Trust CO LLC2,112$518 03/31/2020
     SPGI2,112$518 03/31/2020
Prospera Financial Services Inc2,053$503 03/31/2020
     SPGI2,053$503 03/31/2020
OLD National Bancorp IN2,040$500 03/31/2020
     SPGI2,040$500 03/31/2020
NBT Bank N A NY2,014$493 03/31/2020
     SPGI2,014$493 03/31/2020
Bayesian Capital Management LP2,006$492 03/31/2020
     SPGI2,006$492 03/31/2020
Alpha Cubed Investments LLC2,000$490 03/31/2020
     SPGI2,000$490 03/31/2020
Radnor Capital Management LLC2,000$490 03/31/2020
     SPGI2,000$490 03/31/2020
BBR Partners LLC1,968$482 03/31/2020
     SPGI1,968$482 03/31/2020
Laurel Wealth Advisors Inc.1,953$478 03/31/2020
     SPGI1,953$478 03/31/2020
BKD Wealth Advisors LLC1,944$476 03/31/2020
     SPGI1,944$476 03/31/2020
Dimension Capital Management LLC1,929$473 03/31/2020
     SPGI1,929$473 03/31/2020
Gofen & Glossberg LLC IL1,925$472 03/31/2020
     SPGI1,925$472 03/31/2020
CAPROCK Group Inc.1,926$472 03/31/2020
     SPGI1,926$472 03/31/2020
Cutter & CO Brokerage Inc.1,898$465 03/31/2020
     SPGI1,898$465 03/31/2020
Emerald Advisers LLC1,889$463 03/31/2020
     SPGI1,889$463 03/31/2020
NEXT Financial Group Inc1,885$462 03/31/2020
     SPGI1,885$462 03/31/2020
Ingalls & Snyder LLC1,850$453 03/31/2020
     SPGI1,850$453 03/31/2020
Guardian Capital LP1,850$453 03/31/2020
     SPGI1,850$453 03/31/2020
Flagship Harbor Advisors LLC1,836$450 03/31/2020
     SPGI1,836$450 03/31/2020
Griffin Asset Management Inc.1,826$447 03/31/2020
     SPGI1,826$447 03/31/2020
Thompson Siegel & Walmsley LLC1,825$447 03/31/2020
     SPGI1,825$447 03/31/2020
Donaldson Capital Management LLC1,810$444 03/31/2020
     SPGI1,810$444 03/31/2020
Cetera Investment Advisers1,812$444 03/31/2020
     SPGI1,812$444 03/31/2020
Hilltop Holdings Inc.1,807$443 03/31/2020
     SPGI1,807$443 03/31/2020
Krane Funds Advisors LLC1,807$443 03/31/2020
     SPGI1,807$443 03/31/2020
Rampart Investment Management Company LLC1,807$443 03/31/2020
     SPGI1,807$443 03/31/2020
Hillsdale Investment Management Inc.1,800$442 03/31/2020
     SPGI1,800$442 03/31/2020
Lake Street Advisors Group LLC1,804$442 03/31/2020
     SPGI1,804$442 03/31/2020
Waters Parkerson & CO. LLC1,800$441 03/31/2020
     SPGI1,800$441 03/31/2020
Ambassador Advisors LLC1,800$441 03/31/2020
     SPGI1,800$441 03/31/2020
Kingsview Wealth Management LLC1,800$441 03/31/2020
     SPGI1,800$441 03/31/2020
Wright Investors Service Inc.1,789$438 03/31/2020
     SPGI1,789$438 03/31/2020
Souders Financial Advisors1,784$437 03/31/2020
     SPGI1,784$437 03/31/2020
Osborne Partners Capital Management LLC1,780$436 03/31/2020
     SPGI1,780$436 03/31/2020
Cetera Advisor Networks LLC1,777$435 03/31/2020
     SPGI1,777$435 03/31/2020
GYL Financial Synergies LLC1,763$432 03/31/2020
     SPGI1,763$432 03/31/2020
Avitas Wealth Management LLC1,760$431 03/31/2020
     SPGI1,760$431 03/31/2020
Sound Financial Strategies Group LLC1,746$428 03/31/2020
     SPGI1,746$428 03/31/2020
Shelton Capital Management1,739$426 03/31/2020
     SPGI1,739$426 03/31/2020
Center for Financial Planning Inc.1,739$426 03/31/2020
     SPGI1,739$426 03/31/2020
Bank of Stockton1,735$425 03/31/2020
     SPGI1,735$425 03/31/2020
CHICAGO TRUST Co NA1,720$422 03/31/2020
     SPGI1,720$422 03/31/2020
Independent Advisor Alliance1,722$422 03/31/2020
     SPGI1,722$422 03/31/2020
Seeyond1,875$418 03/31/2020
     SPGI1,875$418 03/31/2020
Highland Capital Management LLC1,700$417 03/31/2020
     SPGI1,700$417 03/31/2020
FUKOKU MUTUAL LIFE INSURANCE Co1,700$417 03/31/2020
     SPGI1,700$417 03/31/2020
Employers Holdings Inc.1,700$417 03/31/2020
     SPGI1,700$417 03/31/2020
Bellevue Group AG1,700$417 03/31/2020
     SPGI1,700$417 03/31/2020
PAX Financial Group LLC1,468$417 03/31/2020
     SPGI1,468$417 03/31/2020
First National Bank of Hutchinson1,696$416 03/31/2020
     SPGI1,696$416 03/31/2020
Clifford Swan Investment Counsel LLC1,695$415 03/31/2020
     SPGI1,695$415 03/31/2020
Arcadia Investment Management Corp MI1,680$412 03/31/2020
     SPGI1,680$412 03/31/2020
Walter & Keenan Financial Consulting Co. MI ADV1,754$411 03/31/2020
     SPGI1,754$411 03/31/2020
Arthur M. Cohen & Associates LLC1,754$411 03/31/2020
     SPGI1,754$411 03/31/2020
Spinnaker Trust1,667$408 03/31/2020
     SPGI1,667$408 03/31/2020
GSA Capital Partners LLP1,653$405 03/31/2020
     SPGI1,653$405 03/31/2020
Penserra Capital Management LLC1,349$400 03/31/2020
     SPGI1,349$400 03/31/2020
Philadelphia Trust Co.1,625$398 03/31/2020
     SPGI1,625$398 03/31/2020
Beach Investment Counsel Inc. PA1,600$392 03/31/2020
     SPGI1,600$392 03/31/2020
Meridian Wealth Partners LLC1,600$392 03/31/2020
     SPGI1,600$392 03/31/2020
Venturi Wealth Management LLC1,597$391 03/31/2020
     SPGI1,597$391 03/31/2020
North American Management Corp1,588$389 03/31/2020
     SPGI1,588$389 03/31/2020
Amica Retiree Medical Trust1,589$389 03/31/2020
     SPGI1,589$389 03/31/2020
Mckinley Capital Management LLC Delaware1,579$387 03/31/2020
     SPGI1,579$387 03/31/2020
WealthBridge Capital Management LLC1,579$387 03/31/2020
     SPGI1,579$387 03/31/2020
Independence Bank of Kentucky1,167$385 06/30/2020
     SPGI1,167$385 06/30/2020
Sigma Planning Corp1,568$384 03/31/2020
     SPGI1,568$384 03/31/2020
Private Vista LLC1,567$384 03/31/2020
     SPGI1,567$384 03/31/2020
HBK Sorce Advisory LLC1,556$381 03/31/2020
     SPGI1,556$381 03/31/2020
Nicholas Hoffman & Company LLC.1,550$380 03/31/2020
     SPGI1,550$380 03/31/2020
Plimoth Trust Co. LLC1,550$379 03/31/2020
     SPGI1,550$379 03/31/2020
Savant Capital LLC1,544$378 03/31/2020
     SPGI1,544$378 03/31/2020
Point View Wealth Management Inc.1,540$377 03/31/2020
     SPGI1,540$377 03/31/2020
Bessemer Securities LLC1,525$374 03/31/2020
     SPGI1,525$374 03/31/2020
People s United Financial Inc.1,517$372 03/31/2020
     SPGI1,517$372 03/31/2020
Parkside Financial Bank & Trust1,516$371 03/31/2020
     SPGI1,516$371 03/31/2020
Buckingham Asset Management LLC1,480$363 03/31/2020
     SPGI1,480$363 03/31/2020
Pitcairn Co.1,478$362 03/31/2020
     SPGI1,478$362 03/31/2020
Empirical Finance LLC1,443$354 03/31/2020
     SPGI1,443$354 03/31/2020
Smith Shellnut Wilson LLC ADV1,441$353 03/31/2020
     SPGI1,441$353 03/31/2020
Stock Yards Bank & Trust Co.1,420$348 03/31/2020
     SPGI1,420$348 03/31/2020
Carnegie Capital Asset Management LLC1,050$346 06/30/2020
     SPGI1,050$346 06/30/2020
First National Bank of South Miami1,406$345 03/31/2020
     SPGI1,406$345 03/31/2020
Ballentine Partners LLC1,405$344 03/31/2020
     SPGI1,405$344 03/31/2020
Yorktown Management & Research Co Inc1,400$343 03/31/2020
     SPGI1,400$343 03/31/2020
Capital Fund Management S.A. $343 03/31/2020
     Call2,400$588 03/31/2020
     Put1,000$245 03/31/2020
Centerpoint Advisors LLC1,390$341 03/31/2020
     SPGI1,390$341 03/31/2020
Bar Harbor Trust Services1,385$339 03/31/2020
     SPGI1,385$339 03/31/2020
Alpha Windward LLC1,358$333 03/31/2020
     SPGI1,358$333 03/31/2020
ETF Managers Group LLC1,344$332 03/31/2020
     SPGI1,344$332 03/31/2020
Starfire Investment Advisers Inc.1,000$329 06/30/2020
     SPGI1,000$329 06/30/2020
CenterStar Asset Management LLC $325 03/31/2020
     Call17,500$423 03/31/2020
     Put14,900$98 03/31/2020
Gryphon Financial Partners LLC1,322$324 03/31/2020
     SPGI1,322$324 03/31/2020
Ellevest Inc.977$322 06/30/2020
     SPGI977$322 06/30/2020
Country Club Trust Company n.a.1,283$317 03/31/2020
     SPGI1,283$317 03/31/2020
Ninepoint Partners LP1,295$317 03/31/2020
     SPGI1,295$317 03/31/2020
Rosenblum Silverman Sutton S F Inc. CA1,290$316 03/31/2020
     SPGI1,290$316 03/31/2020
Town & Country Bank & Trust CO dba First Bankers Trust CO949$313 06/30/2020
     SPGI949$313 06/30/2020
Palladium Partners LLC1,275$312 03/31/2020
     SPGI1,275$312 03/31/2020
Caldera Capital LLC1,260$309 03/31/2020
     SPGI1,260$309 03/31/2020
Eudaimonia Partners LLC1,256$308 03/31/2020
     SPGI1,256$308 03/31/2020
Intersect Capital LLC1,239$304 03/31/2020
     SPGI1,239$304 03/31/2020
Wealthspire Advisors L.P.1,242$304 03/31/2020
     SPGI1,242$304 03/31/2020
UMB Bank N A MO1,236$302 03/31/2020
     SPGI1,236$302 03/31/2020
Alpine Global Management LLC1,230$301 03/31/2020
     SPGI1,230$301 03/31/2020
Wambolt & Associates LLC1,223$300 03/31/2020
     SPGI1,223$300 03/31/2020
Wealth Alliance1,221$299 03/31/2020
     SPGI1,221$299 03/31/2020
Jackson Square Capital LLC1,221$299 03/31/2020
     SPGI1,221$299 03/31/2020
Regent Investment Management LLC1,213$297 03/31/2020
     SPGI1,213$297 03/31/2020
Meridian Investment Counsel Inc.1,205$295 03/31/2020
     SPGI1,205$295 03/31/2020
Aspiriant LLC1,199$295 03/31/2020
     SPGI1,199$295 03/31/2020
Proequities Inc. $294 03/31/2020
     SPGI1,200$294 03/31/2020
     Put0$0 03/31/2020
     Call0$0 03/31/2020
Hills Bank & Trust Co.1,198$294 03/31/2020
     SPGI1,198$294 03/31/2020
Cit Bank NA Wealth Management1,200$294 03/31/2020
     SPGI1,200$294 03/31/2020
Integrated Advisors Network LLC1,200$294 03/31/2020
     SPGI1,200$294 03/31/2020
Anchor Capital Advisors LLC1,188$291 03/31/2020
     SPGI1,188$291 03/31/2020
First Allied Advisory Services Inc.1,182$290 03/31/2020
     SPGI1,182$290 03/31/2020
Cpwm LLC1,174$288 03/31/2020
     SPGI1,174$288 03/31/2020
Carroll Financial Associates Inc.868$286 06/30/2020
     SPGI868$286 06/30/2020
Homrich & Berg1,160$284 03/31/2020
     SPGI1,160$284 03/31/2020
IFP Advisors Inc1,181$284 03/31/2020
     SPGI1,181$284 03/31/2020
ARP Americas LP1,160$284 03/31/2020
     SPGI1,160$284 03/31/2020
MACRO Consulting Group954$282 03/31/2020
     SPGI954$282 03/31/2020
Stanley Laman Group Ltd.1,145$281 03/31/2020
     SPGI1,145$281 03/31/2020
Pinnacle Wealth Planning Services Inc.1,144$279 03/31/2020
     SPGI1,144$279 03/31/2020
Monetary Management Group Inc.1,130$277 03/31/2020
     SPGI1,130$277 03/31/2020
First Citizens Bank & Trust Co.1,125$276 03/31/2020
     SPGI1,125$276 03/31/2020
Douglass Winthrop Advisors LLC1,128$276 03/31/2020
     SPGI1,128$276 03/31/2020
Shine Investment Advisory Services Inc.1,110$272 03/31/2020
     SPGI1,110$272 03/31/2020
DAVENPORT & Co LLC1,098$269 03/31/2020
     SPGI1,098$269 03/31/2020
Ifrah Financial Services Inc.1,086$266 03/31/2020
     SPGI1,086$266 03/31/2020
Truehand Inc800$264 06/30/2020
     SPGI800$264 06/30/2020
Sadoff Investment Management LLC1,074$263 03/31/2020
     SPGI1,074$263 03/31/2020
Harbor Investment Advisory LLC1,075$263 03/31/2020
     SPGI1,075$263 03/31/2020
Elgethun Capital Management1,070$262 03/31/2020
     SPGI1,070$262 03/31/2020
Janney Capital Management LLC1,067$261 03/31/2020
     SPGI1,067$261 03/31/2020
Caxton Associates LP1,061$260 03/31/2020
     SPGI1,061$260 03/31/2020
Freestone Capital Holdings LLC1,062$260 03/31/2020
     SPGI1,062$260 03/31/2020
Shulman DeMeo Asset Management LLC1,059$259 03/31/2020
     SPGI1,059$259 03/31/2020
Heritage Trust Co1,050$257 03/31/2020
     SPGI1,050$257 03/31/2020
Magnus Financial Group LLC1,042$255 03/31/2020
     SPGI1,042$255 03/31/2020
Cetera Advisors LLC1,036$254 03/31/2020
     SPGI1,036$254 03/31/2020
GM Advisory Group Inc.1,033$253 03/31/2020
     SPGI1,033$253 03/31/2020
Sequoia Financial Advisors LLC1,030$252 03/31/2020
     SPGI1,030$252 03/31/2020
D.B. Root & Company LLC1,029$252 03/31/2020
     SPGI1,029$252 03/31/2020
Houlihan Financial Resource Group Ltd.1,016$249 03/31/2020
     SPGI1,016$249 03/31/2020
Braun Bostich & Associates Inc.1,052$247 03/31/2020
     SPGI1,052$247 03/31/2020
Aurora Private Wealth Inc.1,008$247 03/31/2020
     SPGI1,008$247 03/31/2020
Waldron Private Wealth LLC1,006$246 03/31/2020
     SPGI1,006$246 03/31/2020
Montag A & Associates Inc.1,000$245 03/31/2020
     SPGI1,000$245 03/31/2020
Sustainable Insight Capital Management LLC1,001$245 03/31/2020
     SPGI1,001$245 03/31/2020
Community Bank N.A.1,000$245 03/31/2020
     SPGI1,000$245 03/31/2020
Robertson Stephens Wealth Management LLC1,000$245 03/31/2020
     SPGI1,000$245 03/31/2020
Ayrshire Capital Management LLC1,000$245 03/31/2020
     SPGI1,000$245 03/31/2020
Altium Wealth Management LLC994$244 03/31/2020
     SPGI994$244 03/31/2020
Gilbert & Cook Inc.989$242 03/31/2020
     SPGI989$242 03/31/2020
Fisher Asset Management LLC976$239 03/31/2020
     SPGI976$239 03/31/2020
HighPoint Advisor Group LLC831$235 03/31/2020
     SPGI831$235 03/31/2020
Forte Capital LLC ADV709$234 06/30/2020
     SPGI709$234 06/30/2020
Kavar Capital Partners LLC940$230 03/31/2020
     SPGI940$230 03/31/2020
Meridian Wealth Management LLC937$229 03/31/2020
     SPGI937$229 03/31/2020
Compton Capital Management Inc. RI920$225 03/31/2020
     SPGI920$225 03/31/2020
Williams Jones Wealth Management LLC.919$225 03/31/2020
     SPGI919$225 03/31/2020
Circle Wealth Management LLC916$224 03/31/2020
     SPGI916$224 03/31/2020
Atlanta Financial Associates LLC ADV904$222 03/31/2020
     SPGI904$222 03/31/2020
DORCHESTER WEALTH MANAGEMENT Co900$221 03/31/2020
     SPGI900$221 03/31/2020
Evergreen Capital Management LLC898$220 03/31/2020
     SPGI898$220 03/31/2020
Principle Wealth Partners LLC896$220 03/31/2020
     SPGI896$220 03/31/2020
Cresset Asset Management LLC899$220 03/31/2020
     SPGI899$220 03/31/2020
BancorpSouth Bank896$219 03/31/2020
     SPGI896$219 03/31/2020
Alexandria Capital LLC890$218 03/31/2020
     SPGI890$218 03/31/2020
Procyon Private Wealth Partners LLC887$217 03/31/2020
     SPGI887$217 03/31/2020
Personal CFO Solutions LLC878$215 03/31/2020
     SPGI878$215 03/31/2020
Ipswich Investment Management Co. Inc.650$214 06/30/2020
     SPGI650$214 06/30/2020
Enlightenment Research LLC800$213 03/31/2020
     SPGI800$213 03/31/2020
Capital One Financial Corp867$212 03/31/2020
     SPGI867$212 03/31/2020
JustInvest LLC865$212 03/31/2020
     SPGI865$212 03/31/2020
Versant Capital Management Inc862$211 03/31/2020
     SPGI862$211 03/31/2020
Security National Trust Co.848$208 03/31/2020
     SPGI848$208 03/31/2020
Violich Capital Management Inc.850$208 03/31/2020
     SPGI850$208 03/31/2020
Harel Insurance Investments & Financial Services Ltd.843$207 03/31/2020
     SPGI843$207 03/31/2020
Fosun International Ltd840$207 03/31/2020
     SPGI840$207 03/31/2020
StrategIQ Financial Group LLC844$207 03/31/2020
     SPGI844$207 03/31/2020
Atlas Private Wealth Management842$206 03/31/2020
     SPGI842$206 03/31/2020
Matthew Goff Investment Advisor LLC836$205 03/31/2020
     SPGI836$205 03/31/2020
Schmidt P J Investment Management Inc.838$205 03/31/2020
     SPGI838$205 03/31/2020
SRS Capital Advisors Inc.838$205 03/31/2020
     SPGI838$205 03/31/2020
Highland Private Wealth Management835$205 03/31/2020
     SPGI835$205 03/31/2020
Relyea Zuckerberg Hanson LLC828$203 03/31/2020
     SPGI828$203 03/31/2020
Wilbanks Smith & Thomas Asset Management LLC819$201 03/31/2020
     SPGI819$201 03/31/2020
Smithfield Trust Co.809$198 03/31/2020
     SPGI809$198 03/31/2020
Walleye Capital LLC $198 03/31/2020
     SPGI910$223 03/31/2020
     Put100$25 03/31/2020
Trust Co800$196 03/31/2020
     SPGI800$196 03/31/2020
Enterprise Trust & Investment Co800$196 03/31/2020
     SPGI800$196 03/31/2020
Capital Bank & Trust Co763$187 03/31/2020
     SPGI763$187 03/31/2020
Horizon Bancorp Inc. IN738$181 03/31/2020
     SPGI738$181 03/31/2020
Fortis Advisors LLC727$178 03/31/2020
     SPGI727$178 03/31/2020
Capital International Sarl720$176 03/31/2020
     SPGI720$176 03/31/2020
Claraphi Advisory Network LLC659$161 03/31/2020
     SPGI659$161 03/31/2020
Marshall Wace LLP654$160 03/31/2020
     SPGI654$160 03/31/2020
Asset Dedication LLC678$160 03/31/2020
     SPGI678$160 03/31/2020
Balentine LLC634$155 03/31/2020
     SPGI634$155 03/31/2020
Meeder Asset Management Inc.632$154 03/31/2020
     SPGI632$154 03/31/2020
Truewealth LLC626$153 03/31/2020
     SPGI626$153 03/31/2020
Prelude Capital Management LLC619$152 03/31/2020
     SPGI619$152 03/31/2020
Assetmark Inc.602$148 03/31/2020
     SPGI602$148 03/31/2020
Institutional & Family Asset Management LLC605$148 03/31/2020
     SPGI605$148 03/31/2020
CSat Investment Advisory L.P.571$140 03/31/2020
     SPGI571$140 03/31/2020
AIA Investment Management Private Ltd566$139 03/31/2020
     SPGI566$139 03/31/2020
Rational Advisors LLC550$135 03/31/2020
     SPGI550$135 03/31/2020
Orion Portfolio Solutions LLC549$135 03/31/2020
     SPGI549$135 03/31/2020
Jacobi Capital Management LLC546$134 03/31/2020
     SPGI546$134 03/31/2020
Valeo Financial Advisors LLC488$129 03/31/2020
     SPGI488$129 03/31/2020
Lindbrook Capital LLC518$127 03/31/2020
     SPGI518$127 03/31/2020
Nelson Van Denburg & Campbell Wealth Management Group LLC372$122 06/30/2020
     SPGI372$122 06/30/2020
C M Bidwell & Associates Ltd.486$119 03/31/2020
     SPGI486$119 03/31/2020
Anderson Fisher LLC487$119 03/31/2020
     SPGI487$119 03/31/2020
Cullen Frost Bankers Inc.480$118 03/31/2020
     SPGI480$118 03/31/2020
Red Door Wealth Management LLC344$113 06/30/2020
     SPGI344$113 06/30/2020
Benjamin F. Edwards & Company Inc.369$90 03/31/2020
     SPGI369$90 03/31/2020
Retirement Network365$89 03/31/2020
     SPGI365$89 03/31/2020
Berman Capital Advisors LLC354$86 03/31/2020
     SPGI354$86 03/31/2020
Plante Moran Financial Advisors LLC348$85 03/31/2020
     SPGI348$85 03/31/2020
CNB Bank345$84 03/31/2020
     SPGI345$84 03/31/2020
Webster Bank N. A.250$82 06/30/2020
     SPGI250$82 06/30/2020
Edmond DE Rothschild Holding S.A.330$81 03/31/2020
     SPGI330$81 03/31/2020
Country Trust Bank318$78 03/31/2020
     SPGI318$78 03/31/2020
Hanson & Doremus Investment Management300$74 03/31/2020
     SPGI300$74 03/31/2020
Atticus Wealth Management LLC298$73 03/31/2020
     SPGI298$73 03/31/2020
Ameritas Investment Company LLC278$68 03/31/2020
     SPGI278$68 03/31/2020
O Shaughnessy Asset Management LLC256$63 03/31/2020
     SPGI256$63 03/31/2020
Bainco International Investors254$62 03/31/2020
     SPGI254$62 03/31/2020
Clean Yield Group250$61 03/31/2020
     SPGI250$61 03/31/2020
Itau Unibanco Holding S.A.238$58 03/31/2020
     SPGI238$58 03/31/2020
First Horizon Advisors Inc.232$56 03/31/2020
     SPGI232$56 03/31/2020
Lenox Wealth Advisors LLC220$54 03/31/2020
     SPGI220$54 03/31/2020
TCI Wealth Advisors Inc.212$52 03/31/2020
     SPGI212$52 03/31/2020
Private Capital Group LLC214$52 03/31/2020
     SPGI214$52 03/31/2020
Capital Analysts LLC208$51 03/31/2020
     SPGI208$51 03/31/2020
Zions Bancorporation N.A.207$51 03/31/2020
     SPGI207$51 03/31/2020
HHM Wealth Advisors LLC207$51 03/31/2020
     SPGI207$51 03/31/2020
Front Row Advisors LLC171$50 03/31/2020
     SPGI171$50 03/31/2020
Enterprise Financial Services Corp195$48 03/31/2020
     SPGI195$48 03/31/2020
Pinnacle Bank144$47 06/30/2020
     SPGI144$47 06/30/2020
Kistler Tiffany Companies LLC160$44 03/31/2020
     SPGI160$44 03/31/2020
Kore Private Wealth LLC179$44 03/31/2020
     SPGI179$44 03/31/2020
North Star Investment Management Corp.170$42 03/31/2020
     SPGI170$42 03/31/2020
Patriot Financial Group Insurance Agency LLC125$41 06/30/2020
     SPGI125$41 06/30/2020
Carmichael Hill & Associates Inc.167$41 03/31/2020
     SPGI167$41 03/31/2020
Reilly Financial Advisors LLC162$40 03/31/2020
     SPGI162$40 03/31/2020
Global Retirement Partners LLC164$40 03/31/2020
     SPGI164$40 03/31/2020
Harvest Group Wealth Management LLC161$39 03/31/2020
     SPGI161$39 03/31/2020
Sun Life Financial INC145$36 03/31/2020
     SPGI145$36 03/31/2020
Walled Lake Planning & Wealth Management LLC148$36 03/31/2020
     SPGI148$36 03/31/2020
Cognios Capital LLC143$35 03/31/2020
     SPGI143$35 03/31/2020
Ossiam139$34 03/31/2020
     SPGI139$34 03/31/2020
Norway Savings Bank100$33 06/30/2020
     SPGI100$33 06/30/2020
Virtus ETF Advisers LLC133$33 03/31/2020
     SPGI133$33 03/31/2020
Earnest Partners LLC127$31 03/31/2020
     SPGI127$31 03/31/2020
Tarbox Family Office Inc.126$31 03/31/2020
     SPGI126$31 03/31/2020
Gemmer Asset Management LLC127$31 03/31/2020
     SPGI127$31 03/31/2020
Princeton Global Asset Management LLC128$31 03/31/2020
     SPGI128$31 03/31/2020
1776 Wealth LLC130$31 03/31/2020
     SPGI130$31 03/31/2020
Baystate Wealth Management LLC121$30 03/31/2020
     SPGI121$30 03/31/2020
Evoke Wealth LLC123$30 03/31/2020
     SPGI123$30 03/31/2020
Farmers & Merchants Investments Inc.120$29 03/31/2020
     SPGI120$29 03/31/2020
Coastal Capital Group Inc.120$29 03/31/2020
     SPGI120$29 03/31/2020
Liberty Wealth Management LLC119$29 03/31/2020
     SPGI119$29 03/31/2020
Capital Directions Investment Advisors LLC115$28 03/31/2020
     SPGI115$28 03/31/2020
FinTrust Capital Advisors LLC114$28 03/31/2020
     SPGI114$28 03/31/2020
Vigilant Capital Management LLC75$25 06/30/2020
     SPGI75$25 06/30/2020
Altshuler Shaham Ltd103$25 03/31/2020
     SPGI103$25 03/31/2020
Ancora Advisors LLC100$25 03/31/2020
     SPGI100$25 03/31/2020
American Research & Management Co.100$25 03/31/2020
     SPGI100$25 03/31/2020
Barrett Asset Management LLC100$25 03/31/2020
     SPGI100$25 03/31/2020
Mirova102$25 03/31/2020
     SPGI102$25 03/31/2020
Hexavest Inc.62$20 06/30/2020
     SPGI62$20 06/30/2020
Solstein Capital LLC78$19 03/31/2020
     SPGI78$19 03/31/2020
Squar Milner Financial Services LLC76$18 03/31/2020
     SPGI76$18 03/31/2020
Allred Capital Management LLC75$18 03/31/2020
     SPGI75$18 03/31/2020
Ironwood Financial llc70$17 03/31/2020
     SPGI70$17 03/31/2020
Glassman Wealth Services69$17 03/31/2020
     SPGI69$17 03/31/2020
Harwood Advisory Group LLC75$17 03/31/2020
     SPGI75$17 03/31/2020
CX Institutional64$16 03/31/2020
     SPGI64$16 03/31/2020
Sandy Spring Bank62$15 03/31/2020
     SPGI62$15 03/31/2020
Cranbrook Wealth Management LLC55$14 03/31/2020
     SPGI55$14 03/31/2020
Sailer Financial LLC59$14 03/31/2020
     SPGI59$14 03/31/2020
FSA Wealth Management LLC54$13 03/31/2020
     SPGI54$13 03/31/2020
QCI Asset Management Inc. NY50$12 03/31/2020
     SPGI50$12 03/31/2020
Motco50$12 03/31/2020
     SPGI50$12 03/31/2020
Exchange Traded Concepts LLC50$12 03/31/2020
     SPGI50$12 03/31/2020
Magellan Asset Management Ltd49$12 03/31/2020
     SPGI49$12 03/31/2020
Westside Investment Management Inc.51$12 03/31/2020
     SPGI51$12 03/31/2020
Investors Research Corp49$12 03/31/2020
     SPGI49$12 03/31/2020
Wealthcare Advisory Partners LLC44$11 03/31/2020
     SPGI44$11 03/31/2020
PrairieView Partners LLC41$10 03/31/2020
     SPGI41$10 03/31/2020
Duncker Streett & Co. Inc.35$9 03/31/2020
     SPGI35$9 03/31/2020
First Financial Corp IN32$8 03/31/2020
     SPGI32$8 03/31/2020
Advisory Alpha LLC27$8 03/31/2020
     SPGI27$8 03/31/2020
Oakworth Capital Inc.31$8 03/31/2020
     SPGI31$8 03/31/2020
Simon Quick Advisors LLC33$8 03/31/2020
     SPGI33$8 03/31/2020
McIlrath & Eck LLC32$8 03/31/2020
     SPGI32$8 03/31/2020
Weaver Consulting Group33$8 03/31/2020
     SPGI33$8 03/31/2020
tru Independence LLC31$8 03/31/2020
     SPGI31$8 03/31/2020
Key Financial Inc34$8 03/31/2020
     SPGI34$8 03/31/2020
Kayne Anderson Rudnick Investment Management LLC28$7 03/31/2020
     SPGI28$7 03/31/2020
Optimum Investment Advisors30$7 03/31/2020
     SPGI30$7 03/31/2020
Sound Income Strategies LLC30$7 03/31/2020
     SPGI30$7 03/31/2020
Arkadios Wealth Advisors25$6 03/31/2020
     SPGI25$6 03/31/2020
HighMark Wealth Management LLC26$6 03/31/2020
     SPGI26$6 03/31/2020
Manchester Financial Inc.20$5 03/31/2020
     SPGI20$5 03/31/2020
Acima Private Wealth LLC22$5 03/31/2020
     SPGI22$5 03/31/2020
Perkins Coie Trust Co15$4 03/31/2020
     SPGI15$4 03/31/2020
Wealthcare Capital Management LLC18$4 03/31/2020
     SPGI18$4 03/31/2020
BerganKDV Wealth Management LLC17$4 03/31/2020
     SPGI17$4 03/31/2020
John W. Brooker & Co. CPAs8$3 06/30/2020
     SPGI8$3 06/30/2020
Stonebridge Capital Advisors LLC14$3 03/31/2020
     SPGI14$3 03/31/2020
Gradient Investments LLC5$2 06/30/2020
     SPGI5$2 06/30/2020
Hudock Inc.11$2 03/31/2020
     SPGI11$2 03/31/2020
Rain Capital Management LLC85$2 03/31/2020
     SPGI85$2 03/31/2020
Prestige Wealth Management Group LLC10$2 03/31/2020
     SPGI10$2 03/31/2020
Price Wealth LLC4$1 03/31/2020
     SPGI4$1 03/31/2020
BDO Wealth Advisors LLC4$1 03/31/2020
     SPGI4$1 03/31/2020
Bellevue Asset Management LLC2$1 03/31/2020
     SPGI2$1 03/31/2020
EPG Wealth Management LLC4$1 03/31/2020
     SPGI4$1 03/31/2020
Engrave Wealth Partners LLC6$1 03/31/2020
     SPGI6$1 03/31/2020
Disciplined Investments LLC4$1 03/31/2020
     SPGI4$1 03/31/2020
Cutler Group LP $-120 03/31/2020
     Put8,800$148 03/31/2020
     Call16,300$28 03/31/2020
Walleye Trading LLC $-221 03/31/2020
     Put4,700$1,152 03/31/2020
     Call3,800$931 03/31/2020
SpiderRock Advisors LLC $-408 03/31/2020
     Put13,000$408 03/31/2020
Interval Partners LP $-2,377 03/31/2020
     Put9,700$2,377 03/31/2020
Capstone Investment Advisors LLC $-2,744 03/31/2020
     Put19,900$4,876 03/31/2020
     Call8,700$2,132 03/31/2020
Parallax Volatility Advisers L.P. $-12,301 03/31/2020
     Put127,500$31,259 03/31/2020
     SPGI52,614$12,893 03/31/2020
     Call24,700$6,065 03/31/2020
Twin Tree Management LP4,692$-13,504 03/31/2020
     Put143,700$35,214 03/31/2020
     Call83,900$20,560 03/31/2020
     SPGI4,692$1,150 03/31/2020

See Summary: Institutional Holders of SPGI
See Details: Top 10 Hedge Funds Holding SPGI
Also See: SPGI Insider Buying
Also See: SPGI Holdings Changes
Analysts Forecast: S&P Global Price Target

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