HoldingsChannel.com
Funds Holding SPGI
HolderAmountPosition Size
($ in 1000's)
 As of
Vanguard Group Inc.20,916,210$4,764,503 06/30/2019
     SPGI20,916,210$4,764,503 06/30/2019
BlackRock Inc.16,706,719$3,805,622 06/30/2019
     SPGI16,706,719$3,805,622 06/30/2019
State Street Corp12,164,253$2,770,895 06/30/2019
     SPGI12,164,253$2,770,895 06/30/2019
Price T Rowe Associates Inc. MD8,533,366$1,943,816 06/30/2019
     SPGI8,533,366$1,943,816 06/30/2019
Edgewood Management LLC6,451,886$1,469,675 06/30/2019
     SPGI6,451,886$1,469,675 06/30/2019
Invesco Ltd. $1,454,425 06/30/2019
     SPGI6,384,743$1,454,379 06/30/2019
     Call200$46 06/30/2019
FMR LLC4,699,868$1,070,582 06/30/2019
     SPGI4,699,868$1,070,582 06/30/2019
OppenheimerFunds Inc.4,213,907$887,238 03/31/2019
     SPGI4,213,907$887,238 03/31/2019
JPMorgan Chase & Co. $878,334 06/30/2019
     SPGI3,771,085$855,998 06/30/2019
     Call242,800$55,113 06/30/2019
     Put144,400$32,777 06/30/2019
Jennison Associates LLC3,835,578$873,706 06/30/2019
     SPGI3,835,578$873,706 06/30/2019
Egerton Capital UK LLP3,231,679$736,144 06/30/2019
     SPGI3,231,679$736,144 06/30/2019
Northern Trust Corp3,092,067$704,341 06/30/2019
     SPGI3,092,067$704,341 06/30/2019
Geode Capital Management LLC3,079,289$700,180 06/30/2019
     SPGI3,079,289$700,180 06/30/2019
Nuveen Asset Management LLC2,953,477$672,772 06/30/2019
     SPGI2,953,477$672,772 06/30/2019
Cantillon Capital Management LLC2,829,604$644,556 06/30/2019
     SPGI2,829,604$644,556 06/30/2019
Deutsche Bank AG $636,803 06/30/2019
     SPGI2,795,532$636,787 06/30/2019
     Call71$16 06/30/2019
Bank of New York Mellon Corp2,535,233$577,501 06/30/2019
     SPGI2,535,233$577,501 06/30/2019
Independent Franchise Partners LLP2,421,877$551,679 06/30/2019
     SPGI2,421,877$551,679 06/30/2019
Veritas Asset Management LLP2,236,107$509,363 06/30/2019
     SPGI2,236,107$509,363 06/30/2019
Orbis Allan Gray Ltd2,035,811$463,737 06/30/2019
     SPGI2,035,811$463,737 06/30/2019
TCI Fund Management Ltd.1,982,414$451,574 06/30/2019
     SPGI1,982,414$451,574 06/30/2019
Lone Pine Capital LLC1,930,511$439,751 06/30/2019
     SPGI1,930,511$439,751 06/30/2019
Morgan Stanley1,758,903$400,660 06/30/2019
     SPGI1,758,903$400,660 06/30/2019
TIAA CREF Investment Management LLC1,898,517$399,733 03/31/2019
     SPGI1,898,517$399,733 03/31/2019
Principal Financial Group Inc.1,645,804$374,897 06/30/2019
     SPGI1,645,804$374,897 06/30/2019
Lazard Asset Management LLC1,615,794$368,061 06/30/2019
     SPGI1,615,794$368,061 06/30/2019
Wells Fargo & Company MN1,584,639$360,966 06/30/2019
     SPGI1,584,639$360,966 06/30/2019
Legal & General Group Plc1,583,810$360,773 06/30/2019
     SPGI1,583,810$360,773 06/30/2019
Mawer Investment Management Ltd.1,517,751$345,729 06/30/2019
     SPGI1,517,751$345,729 06/30/2019
Allianz Asset Management GmbH $338,889 06/30/2019
     SPGI1,513,626$344,789 06/30/2019
     Put41,800$9,522 06/30/2019
     Call15,900$3,622 06/30/2019
Vulcan Value Partners LLC1,474,506$335,878 06/30/2019
     SPGI1,474,506$335,878 06/30/2019
Wellington Management Group LLP1,343,908$306,129 06/30/2019
     SPGI1,343,908$306,129 06/30/2019
Capital International Investors1,263,242$287,754 06/30/2019
     SPGI1,263,242$287,754 06/30/2019
Alliancebernstein L.P.1,259,851$286,981 06/30/2019
     SPGI1,259,851$286,981 06/30/2019
PNC Financial Services Group Inc.1,208,741$275,339 06/30/2019
     SPGI1,208,741$275,339 06/30/2019
Goldman Sachs Group Inc. $272,094 06/30/2019
     SPGI1,194,498$272,094 06/30/2019
     Put20,000$4,556 06/30/2019
     Call20,000$4,556 06/30/2019
USS Investment Management Ltd1,166,695$265,843 06/30/2019
     SPGI1,166,695$265,843 06/30/2019
Bank of America Corp DE $263,028 06/30/2019
     SPGI1,166,494$265,716 06/30/2019
     Put42,100$9,590 06/30/2019
     Call30,300$6,902 06/30/2019
Investec Asset Management LTD1,148,916$261,712 06/30/2019
     SPGI1,148,916$261,712 06/30/2019
Fayez Sarofim & Co1,123,124$255,836 06/30/2019
     SPGI1,123,124$255,836 06/30/2019
Citadel Advisors LLC $245,767 06/30/2019
     SPGI1,005,520$229,047 06/30/2019
     Call147,900$33,690 06/30/2019
     Put74,500$16,970 06/30/2019
Charles Schwab Investment Management Inc.1,062,101$241,936 06/30/2019
     SPGI1,062,101$241,936 06/30/2019
Ameriprise Financial Inc.1,026,492$233,939 06/30/2019
     SPGI1,026,492$233,939 06/30/2019
NN Investment Partners Holdings N.V.975,296$222,163 06/30/2019
     SPGI975,296$222,163 06/30/2019
Waddell & Reed Financial Inc.965,298$219,885 06/30/2019
     SPGI965,298$219,885 06/30/2019
Sumitomo Mitsui Trust Holdings Inc.960,539$218,801 06/30/2019
     SPGI960,539$218,801 06/30/2019
Swedbank950,312$216,472 06/30/2019
     SPGI950,312$216,472 06/30/2019
Parametric Portfolio Associates LLC883,408$201,231 06/30/2019
     SPGI883,408$201,231 06/30/2019
Harris Associates L P880,665$200,607 06/30/2019
     SPGI880,665$200,607 06/30/2019
Fred Alger Management Inc.875,554$199,442 06/30/2019
     SPGI875,554$199,442 06/30/2019
FIL Ltd861,881$196,328 06/30/2019
     SPGI861,881$196,328 06/30/2019
Farallon Capital Management LLC840,786$191,523 06/30/2019
     SPGI840,786$191,523 06/30/2019
Janus Henderson Group PLC819,772$186,753 06/30/2019
     SPGI819,772$186,753 06/30/2019
Dimensional Fund Advisors LP812,460$185,069 06/30/2019
     SPGI812,460$185,069 06/30/2019
Meritage Group LP812,112$184,991 06/30/2019
     SPGI812,112$184,991 06/30/2019
UBS Asset Management Americas Inc.802,128$182,717 06/30/2019
     SPGI802,128$182,717 06/30/2019
Voya Investment Management LLC791,939$180,395 06/30/2019
     SPGI791,939$180,395 06/30/2019
Eaton Vance Management791,633$179,972 06/30/2019
     SPGI791,633$179,972 06/30/2019
Marshall Wace North America L.P.776,583$176,898 06/30/2019
     SPGI776,583$176,898 06/30/2019
Iridian Asset Management LLC CT762,648$173,724 06/30/2019
     SPGI762,648$173,724 06/30/2019
Third Point LLC760,000$173,120 06/30/2019
     SPGI760,000$173,120 06/30/2019
Bank of Montreal Can759,771$173,069 06/30/2019
     SPGI759,771$173,069 06/30/2019
CI Investments Inc.702,532$163,170 06/30/2019
     SPGI702,532$163,170 06/30/2019
Franklin Resources Inc.705,082$160,605 06/30/2019
     SPGI705,082$160,605 06/30/2019
Millennium Management LLC696,625$158,684 06/30/2019
     SPGI696,625$158,684 06/30/2019
New York State Common Retirement Fund647,638$147,525 06/30/2019
     SPGI647,638$147,525 06/30/2019
MARSHALL WACE ASIA Ltd639,222$145,608 06/30/2019
     SPGI639,222$145,608 06/30/2019
The Manufacturers Life Insurance Company 619,786$141,181 06/30/2019
     SPGI619,786$141,181 06/30/2019
BlueSpruce Investments LP606,433$138,139 06/30/2019
     SPGI606,433$138,139 06/30/2019
D. E. Shaw & Co. Inc. $136,543 06/30/2019
     SPGI597,828$136,179 06/30/2019
     Call1,600$364 06/30/2019
DF Dent & Co. Inc.540,971$123,228 06/30/2019
     SPGI540,971$123,228 06/30/2019
CIBC Private Wealth Group LLC524,673$119,515 06/30/2019
     SPGI524,673$119,515 06/30/2019
Westfield Capital Management Co. LP522,403$118,998 06/30/2019
     SPGI522,403$118,998 06/30/2019
Teachers Advisors LLC502,164$105,731 03/31/2019
     SPGI502,164$105,731 03/31/2019
Los Angeles Capital Management & Equity Research Inc.451,631$102,877 06/30/2019
     SPGI451,631$102,877 06/30/2019
California Public Employees Retirement System446,054$101,607 06/30/2019
     SPGI446,054$101,607 06/30/2019
ProShare Advisors LLC445,145$101,400 06/30/2019
     SPGI445,145$101,400 06/30/2019
Rhumbline Advisers444,568$101,268 06/30/2019
     SPGI444,568$101,268 06/30/2019
Gates Capital Management Inc.431,771$98,353 06/30/2019
     SPGI431,771$98,353 06/30/2019
Valley Forge Capital Management LP421,407$95,992 06/30/2019
     SPGI421,407$95,992 06/30/2019
Loomis Sayles & Co. L P415,057$94,546 06/30/2019
     SPGI415,057$94,546 06/30/2019
California State Teachers Retirement System412,088$93,870 06/30/2019
     SPGI412,088$93,870 06/30/2019
American Century Companies Inc.405,196$92,300 06/30/2019
     SPGI405,196$92,300 06/30/2019
AQR Capital Management LLC402,163$91,600 06/30/2019
     SPGI402,163$91,600 06/30/2019
BLS Capital Fondsmaeglerselskab A S394,027$89,755 06/30/2019
     SPGI394,027$89,755 06/30/2019
Thrivent Financial for Lutherans387,792$88,335 06/30/2019
     SPGI387,792$88,335 06/30/2019
Bristol John W & Co. Inc. NY385,636$87,844 06/30/2019
     SPGI385,636$87,844 06/30/2019
Holocene Advisors LP377,943$86,092 06/30/2019
     SPGI377,943$86,092 06/30/2019
Standard Life Aberdeen plc366,820$83,584 06/30/2019
     SPGI366,820$83,584 06/30/2019
Manning & Napier Group LLC364,890$83,117 06/30/2019
     SPGI364,890$83,117 06/30/2019
Strs Ohio361,627$82,375 06/30/2019
     SPGI361,627$82,375 06/30/2019
Credit Suisse AG $81,598 06/30/2019
     SPGI367,810$83,784 06/30/2019
     Put35,600$8,109 06/30/2019
     Call26,000$5,923 06/30/2019
TCW Group Inc.356,972$81,315 06/30/2019
     SPGI356,972$81,315 06/30/2019
Nordea Investment Management AB356,554$81,243 06/30/2019
     SPGI356,554$81,243 06/30/2019
Barclays PLC $79,908 06/30/2019
     SPGI355,294$80,933 06/30/2019
     Put9,200$2,096 06/30/2019
     Call4,700$1,071 06/30/2019
Intermede Investment Partners Ltd344,806$78,543 06/30/2019
     SPGI344,806$78,543 06/30/2019
State Board of Administration of Florida Retirement System341,072$77,693 06/30/2019
     SPGI341,072$77,693 06/30/2019
New York State Teachers Retirement System335,272$76,372 06/30/2019
     SPGI335,272$76,372 06/30/2019
Marshall Wace LLP327,480$74,596 06/30/2019
     SPGI327,480$74,596 06/30/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.326,482$74,371 06/30/2019
     SPGI326,482$74,371 06/30/2019
Amundi Pioneer Asset Management Inc.323,385$73,664 06/30/2019
     SPGI323,385$73,664 06/30/2019
Worldquant Millennium Advisors LLC322,480$73,458 06/30/2019
     SPGI322,480$73,458 06/30/2019
AXA314,147$71,559 06/30/2019
     SPGI314,147$71,559 06/30/2019
Haverford Trust Co.308,921$70,369 06/30/2019
     SPGI308,921$70,369 06/30/2019
Artemis Investment Management LLP304,551$69,286 06/30/2019
     SPGI304,551$69,286 06/30/2019
Balyasny Asset Management LLC303,226$69,072 06/30/2019
     SPGI303,226$69,072 06/30/2019
Adage Capital Partners GP L.L.C.300,411$68,431 06/30/2019
     SPGI300,411$68,431 06/30/2019
UBS Group AG $68,018 06/30/2019
     SPGI362,797$82,642 06/30/2019
     Put64,200$14,624 06/30/2019
Polar Capital LLP297,053$67,681 06/30/2019
     SPGI297,053$67,681 06/30/2019
State of Wisconsin Investment Board293,862$66,939 06/30/2019
     SPGI293,862$66,939 06/30/2019
Great West Life Assurance Co. Can289,666$65,950 06/30/2019
     SPGI289,666$65,950 06/30/2019
National Pension Service284,191$64,736 06/30/2019
     SPGI284,191$64,736 06/30/2019
Marsico Capital Management LLC283,443$64,565 06/30/2019
     SPGI283,443$64,565 06/30/2019
US Bancorp DE282,683$64,392 06/30/2019
     SPGI282,683$64,392 06/30/2019
Canada Pension Plan Investment Board274,265$62,475 06/30/2019
     SPGI274,265$62,475 06/30/2019
AustralianSuper Pty Ltd272,426$62,056 06/30/2019
     SPGI272,426$62,056 06/30/2019
Montag & Caldwell LLC270,020$61,507 06/30/2019
     SPGI270,020$61,507 06/30/2019
Neuberger Berman Group LLC267,440$60,920 06/30/2019
     SPGI267,440$60,920 06/30/2019
Tesco Pension Investment Ltd266,169$60,631 06/30/2019
     SPGI266,169$60,631 06/30/2019
First Trust Advisors LP259,084$59,017 06/30/2019
     SPGI259,084$59,017 06/30/2019
Bowen Hanes & Co. Inc.252,338$57,480 06/30/2019
     SPGI252,338$57,480 06/30/2019
Royal Bank of Canada $57,018 06/30/2019
     SPGI273,203$62,234 06/30/2019
     Put22,900$5,216 06/30/2019
Rings Capital Management LLC243,700$55,512 06/30/2019
     SPGI243,700$55,512 06/30/2019
Point72 Asset Management L.P.238,851$54,408 06/30/2019
     SPGI238,851$54,408 06/30/2019
Prudential Financial Inc.234,423$53,399 06/30/2019
     SPGI234,423$53,399 06/30/2019
Virginia Retirement Systems ET AL220,100$50,137 06/30/2019
     SPGI220,100$50,137 06/30/2019
Alta Capital Management LLC215,003$48,975 06/30/2019
     SPGI215,003$48,975 06/30/2019
Johnson Investment Counsel Inc.213,728$48,685 06/30/2019
     SPGI213,728$48,685 06/30/2019
Natixis209,590$47,743 06/30/2019
     SPGI209,590$47,743 06/30/2019
Gabelli Funds LLC205,500$46,811 06/30/2019
     SPGI205,500$46,811 06/30/2019
Chevy Chase Trust Holdings Inc.205,411$46,790 06/30/2019
     SPGI205,411$46,790 06/30/2019
Mackenzie Financial Corp201,409$45,879 06/30/2019
     SPGI201,409$45,879 06/30/2019
Mitsubishi UFJ Trust & Banking Corp200,430$45,496 06/30/2019
     SPGI200,430$45,496 06/30/2019
AMF Pensionsforsakring AB199,487$45,441 06/30/2019
     SPGI199,487$45,441 06/30/2019
Aviva PLC196,647$44,794 06/30/2019
     SPGI196,647$44,794 06/30/2019
Sei Investments Co.193,372$44,093 06/30/2019
     SPGI193,372$44,093 06/30/2019
Rathbone Brothers plc192,844$43,928 06/30/2019
     SPGI192,844$43,928 06/30/2019
Korea Investment CORP190,577$43,412 06/30/2019
     SPGI190,577$43,412 06/30/2019
United Services Automobile Association190,289$43,346 06/30/2019
     SPGI190,289$43,346 06/30/2019
Wedge Capital Management L L P NC185,118$42,168 06/30/2019
     SPGI185,118$42,168 06/30/2019
Allen Investment Management LLC180,785$41,181 06/30/2019
     SPGI180,785$41,181 06/30/2019
Davis Capital Partners LLC180,000$41,002 06/30/2019
     SPGI180,000$41,002 06/30/2019
Compagnie Lombard Odier SCmA179,823$40,958 06/30/2019
     SPGI179,823$40,958 06/30/2019
Aperio Group LLC177,818$40,506 06/30/2019
     SPGI177,818$40,506 06/30/2019
MUFG Securities EMEA plc176,733$40,258 06/30/2019
     SPGI176,733$40,258 06/30/2019
Baird Financial Group Inc.176,548$40,216 06/30/2019
     SPGI176,548$40,216 06/30/2019
Crawford Investment Counsel Inc.174,056$39,648 06/30/2019
     SPGI174,056$39,648 06/30/2019
Echo Street Capital Management LLC169,554$38,623 06/30/2019
     SPGI169,554$38,623 06/30/2019
Lord Abbett & CO. LLC169,200$38,542 06/30/2019
     SPGI169,200$38,542 06/30/2019
Packer & Co Ltd169,000$38,497 06/30/2019
     SPGI169,000$38,497 06/30/2019
Provident Investment Management Inc.167,112$38,066 06/30/2019
     SPGI167,112$38,066 06/30/2019
Public Employees Retirement System of Ohio164,292$37,424 06/30/2019
     SPGI164,292$37,424 06/30/2019
Capital World Investors162,703$37,062 06/30/2019
     SPGI162,703$37,062 06/30/2019
Nicholas Company Inc.160,490$36,558 06/30/2019
     SPGI160,490$36,558 06/30/2019
TD Asset Management Inc.160,289$36,512 06/30/2019
     SPGI160,289$36,512 06/30/2019
Man Group plc159,340$36,296 06/30/2019
     SPGI159,340$36,296 06/30/2019
First Manhattan Co.159,010$36,220 06/30/2019
     SPGI159,010$36,220 06/30/2019
Robeco Institutional Asset Management B.V.155,347$35,388 06/30/2019
     SPGI155,347$35,388 06/30/2019
Pictet Asset Management Ltd.154,642$35,226 06/30/2019
     SPGI154,642$35,226 06/30/2019
Artisan Partners Limited Partnership150,320$34,241 06/30/2019
     SPGI150,320$34,241 06/30/2019
Vaughan David Investments LLC IL148,049$33,724 06/30/2019
     SPGI148,049$33,724 06/30/2019
Ardevora Asset Management LLP147,826$33,673 06/30/2019
     SPGI147,826$33,673 06/30/2019
Markel Corp147,000$33,485 06/30/2019
     SPGI147,000$33,485 06/30/2019
Toronto Dominion Bank145,046$33,031 06/30/2019
     SPGI145,046$33,031 06/30/2019
KBC Group NV144,199$32,847 06/30/2019
     SPGI144,199$32,847 06/30/2019
Treasurer of the State of North Carolina155,204$32,678 03/31/2019
     SPGI155,204$32,678 03/31/2019
Retirement Systems of Alabama142,311$32,417 06/30/2019
     SPGI142,311$32,417 06/30/2019
AMP Capital Investors Ltd138,868$31,521 06/30/2019
     SPGI138,868$31,521 06/30/2019
HM Payson & Co.135,376$30,837 06/30/2019
     SPGI135,376$30,837 06/30/2019
Connor Clark & Lunn Investment Management Ltd.133,500$30,410 06/30/2019
     SPGI133,500$30,410 06/30/2019
Axiom International Investors LLC DE132,978$30,291 06/30/2019
     SPGI132,978$30,291 06/30/2019
Delta Asset Management LLC TN131,684$29,996 06/30/2019
     SPGI131,684$29,996 06/30/2019
Asset Management One Co. Ltd.129,865$29,584 06/30/2019
     SPGI129,865$29,584 06/30/2019
Envestnet Asset Management Inc.127,982$29,153 06/30/2019
     SPGI127,982$29,153 06/30/2019
Mn Services Vermogensbeheer B.V.127,807$29,113 06/30/2019
     SPGI127,807$29,113 06/30/2019
Cullinan Associates Inc.123,500$28,132 06/30/2019
     SPGI123,500$28,132 06/30/2019
Renaissance Group LLC123,389$28,107 06/30/2019
     SPGI123,389$28,107 06/30/2019
Schwartz Investment Counsel Inc.116,000$26,424 06/30/2019
     SPGI116,000$26,424 06/30/2019
Commerce Bank115,450$26,299 06/30/2019
     SPGI115,450$26,299 06/30/2019
Raymond James & Associates113,277$25,805 06/30/2019
     SPGI113,277$25,805 06/30/2019
Tocqueville Asset Management L.P.112,125$25,541 06/30/2019
     SPGI112,125$25,541 06/30/2019
Segall Bryant & Hamill LLC110,094$25,091 06/30/2019
     SPGI110,094$25,091 06/30/2019
Ironvine Capital Partners LLC101,929$24,778 06/30/2019
     SPGI101,929$24,778 06/30/2019
DekaBank Deutsche Girozentrale102,544$23,478 06/30/2019
     SPGI102,544$23,478 06/30/2019
DNB Asset Management AS101,632$23,151 06/30/2019
     SPGI101,632$23,151 06/30/2019
Teachers Retirement System of The State of Kentucky109,597$23,076 03/31/2019
     SPGI109,597$23,076 03/31/2019
American International Group Inc.97,814$22,281 06/30/2019
     SPGI97,814$22,281 06/30/2019
Round Hill Asset Management96,864$22,070 06/30/2019
     SPGI96,864$22,070 06/30/2019
State of New Jersey Common Pension Fund D96,000$21,868 06/30/2019
     SPGI96,000$21,868 06/30/2019
Nissay Asset Management Corp Japan ADV95,972$21,861 06/30/2019
     SPGI95,972$21,861 06/30/2019
Royal London Asset Management Ltd.93,764$21,365 06/30/2019
     SPGI93,764$21,365 06/30/2019
Nomura Asset Management Co. Ltd.93,583$21,318 06/30/2019
     SPGI93,583$21,318 06/30/2019
Guggenheim Capital LLC92,476$21,065 06/30/2019
     SPGI92,476$21,065 06/30/2019
Granite Investment Partners LLC87,374$19,903 06/30/2019
     SPGI87,374$19,903 06/30/2019
Bank of Nova Scotia85,433$19,457 06/30/2019
     SPGI85,433$19,457 06/30/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund84,816$19,320 06/30/2019
     SPGI84,816$19,320 06/30/2019
Stifel Financial Corp84,812$19,309 06/30/2019
     SPGI84,812$19,309 06/30/2019
M&T Bank Corp84,709$19,295 06/30/2019
     SPGI84,709$19,295 06/30/2019
Sirios Capital Management L P83,760$19,080 06/30/2019
     SPGI83,760$19,080 06/30/2019
Summit Global Investments81,719$18,615 06/30/2019
     SPGI81,719$18,615 06/30/2019
Nisa Investment Advisors LLC81,285$18,516 06/30/2019
     SPGI81,285$18,516 06/30/2019
Fort Washington Investment Advisors Inc. OH81,134$18,482 06/30/2019
     SPGI81,134$18,482 06/30/2019
Bishop Rock Capital L.P.77,651$17,688 06/30/2019
     SPGI77,651$17,688 06/30/2019
Roosevelt Investment Group Inc.77,640$17,686 06/30/2019
     SPGI77,640$17,686 06/30/2019
Public Sector Pension Investment Board76,673$17,465 06/30/2019
     SPGI76,673$17,465 06/30/2019
Aureus Asset Management LLC75,650$17,232 06/30/2019
     SPGI75,650$17,232 06/30/2019
State of Tennessee Treasury Department75,309$17,155 06/30/2019
     SPGI75,309$17,155 06/30/2019
Two Sigma Investments LP $16,844 06/30/2019
     SPGI71,449$16,275 06/30/2019
     Call5,800$1,321 06/30/2019
     Put3,300$752 06/30/2019
Employees Retirement System of Texas72,200$16,446 06/30/2019
     SPGI72,200$16,446 06/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp71,702$16,333 06/30/2019
     SPGI71,702$16,333 06/30/2019
Comerica Bank67,033$16,116 06/30/2019
     SPGI67,033$16,116 06/30/2019
Bedrijfstakpensioenfonds Voor DE Media PNO70,000$15,945 06/30/2019
     SPGI70,000$15,945 06/30/2019
Cibc World Markets Corp69,565$15,846 06/30/2019
     SPGI69,565$15,846 06/30/2019
Candriam Luxembourg S.C.A.69,250$15,705 06/30/2019
     SPGI69,250$15,705 06/30/2019
Westpac Banking Corp68,881$15,690 06/30/2019
     SPGI68,881$15,690 06/30/2019
MetLife Investment Management LLC67,830$15,451 06/30/2019
     SPGI67,830$15,451 06/30/2019
Oribel Capital Management LP67,000$15,262 06/30/2019
     SPGI67,000$15,262 06/30/2019
Hsbc Holdings PLC $15,216 06/30/2019
     SPGI164,898$37,562 06/30/2019
     Put132,900$30,273 06/30/2019
     Call34,800$7,927 06/30/2019
NS Partners Ltd66,230$15,087 06/30/2019
     SPGI66,230$15,087 06/30/2019
United Capital Financial Advisers LLC66,094$15,055 06/30/2019
     SPGI66,094$15,055 06/30/2019
Boston Partners65,497$14,920 06/30/2019
     SPGI65,497$14,920 06/30/2019
Quilter Investors LTD65,296$14,873 06/30/2019
     SPGI65,296$14,873 06/30/2019
Bridges Investment Management Inc.64,927$14,790 06/30/2019
     SPGI64,927$14,790 06/30/2019
Arizona State Retirement System63,782$14,529 06/30/2019
     SPGI63,782$14,529 06/30/2019
Shell Asset Management Co.63,532$14,472 06/30/2019
     SPGI63,532$14,472 06/30/2019
Zurich Insurance Group Ltd FI62,890$14,326 06/30/2019
     SPGI62,890$14,326 06/30/2019
Alkeon Capital Management LLC62,500$14,237 06/30/2019
     SPGI62,500$14,237 06/30/2019
Totem Point Management LLC62,031$14,130 06/30/2019
     SPGI62,031$14,130 06/30/2019
Fiera Capital Corp61,716$14,058 06/30/2019
     SPGI61,716$14,058 06/30/2019
APG Asset Management N.V.69,077$13,817 06/30/2019
     SPGI69,077$13,817 06/30/2019
Lunia Capital LP60,269$13,729 06/30/2019
     SPGI60,269$13,729 06/30/2019
Gulf International Bank UK Ltd59,741$13,608 06/30/2019
     SPGI59,741$13,608 06/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 59,346$13,518 06/30/2019
     SPGI59,346$13,518 06/30/2019
D.A. Davidson & CO.58,457$13,316 06/30/2019
     SPGI58,457$13,316 06/30/2019
Cubist Systematic Strategies LLC58,157$13,248 06/30/2019
     SPGI58,157$13,248 06/30/2019
Dock Street Asset Management Inc.56,887$12,958 06/30/2019
     SPGI56,887$12,958 06/30/2019
Prana Capital Management LP56,744$12,926 06/30/2019
     SPGI56,744$12,926 06/30/2019
Peak Asset Management LLC56,451$12,859 06/30/2019
     SPGI56,451$12,859 06/30/2019
Xact Kapitalforvaltning AB55,891$12,731 06/30/2019
     SPGI55,891$12,731 06/30/2019
BNP Paribas Arbitrage SA55,615$12,669 06/30/2019
     SPGI55,615$12,669 06/30/2019
EP Wealth Advisors LLC60,099$12,654 03/31/2019
     SPGI60,099$12,654 03/31/2019
Martingale Asset Management L P55,439$12,630 06/30/2019
     SPGI55,439$12,630 06/30/2019
Ithaka Group LLC55,307$12,598 06/30/2019
     SPGI55,307$12,598 06/30/2019
Fifth Third Bancorp53,804$12,256 06/30/2019
     SPGI53,804$12,256 06/30/2019
Lucha Capital Management LP53,323$12,146 06/30/2019
     SPGI53,323$12,146 06/30/2019
1832 Asset Management L.P.53,734$12,093 06/30/2019
     SPGI53,734$12,093 06/30/2019
Steamboat Capital Partners LLC52,576$11,976 06/30/2019
     SPGI52,576$11,976 06/30/2019
Skandinaviska Enskilda Banken AB publ 51,209$11,665 06/30/2019
     SPGI51,209$11,665 06/30/2019
Castleark Management LLC50,785$11,568 06/30/2019
     SPGI50,785$11,568 06/30/2019
Calamos Advisors LLC50,619$11,531 06/30/2019
     SPGI50,619$11,531 06/30/2019
First Republic Investment Management Inc.50,603$11,527 06/30/2019
     SPGI50,603$11,527 06/30/2019
C Partners Holding GmbH50,326$11,464 06/30/2019
     SPGI50,326$11,464 06/30/2019
RBF Capital LLC50,000$11,390 06/30/2019
     SPGI50,000$11,390 06/30/2019
Twin Tree Management LP $11,390 06/30/2019
     Call80,300$18,292 06/30/2019
     Put30,300$6,902 06/30/2019
HighTower Advisors LLC49,387$11,271 06/30/2019
     SPGI49,387$11,271 06/30/2019
Gamco Investors INC. ET AL49,280$11,225 06/30/2019
     SPGI49,280$11,225 06/30/2019
Metropolitan Life Insurance Co NY48,837$11,125 06/30/2019
     SPGI48,837$11,125 06/30/2019
Dai Ichi Life Insurance Company Ltd48,838$11,125 06/30/2019
     SPGI48,838$11,125 06/30/2019
Raymond James Financial Services Advisors Inc.48,600$11,072 06/30/2019
     SPGI48,600$11,072 06/30/2019
Claar Advisors LLC48,022$10,939 06/30/2019
     SPGI48,022$10,939 06/30/2019
Advisors Asset Management Inc.47,872$10,905 06/30/2019
     SPGI47,872$10,905 06/30/2019
Barometer Capital Management Inc.47,733$10,873 06/30/2019
     SPGI47,733$10,873 06/30/2019
BOKF NA47,645$10,853 06/30/2019
     SPGI47,645$10,853 06/30/2019
Texas Permanent School Fund47,457$10,810 06/30/2019
     SPGI47,457$10,810 06/30/2019
Utah Retirement Systems46,712$10,641 06/30/2019
     SPGI46,712$10,641 06/30/2019
SG Americas Securities LLC $10,636 06/30/2019
     SPGI34,371$7,829 06/30/2019
     Call132,400$3,217 06/30/2019
     Put102,400$410 06/30/2019
Two Sigma Advisers LP46,299$10,546 06/30/2019
     SPGI46,299$10,546 06/30/2019
Bell Asset Management Ltd46,119$10,505 06/30/2019
     SPGI46,119$10,505 06/30/2019
Waverton Investment Management Ltd45,827$10,439 06/30/2019
     SPGI45,827$10,439 06/30/2019
Public Employees Retirement Association of Colorado45,523$10,370 06/30/2019
     SPGI45,523$10,370 06/30/2019
Professional Advisory Services Inc.45,175$10,290 06/30/2019
     SPGI45,175$10,290 06/30/2019
Russell Investments Group Ltd.44,969$10,225 06/30/2019
     SPGI44,969$10,225 06/30/2019
Ontario Teachers Pension Plan Board44,560$10,150 06/30/2019
     SPGI44,560$10,150 06/30/2019
Huntington National Bank44,543$10,147 06/30/2019
     SPGI44,543$10,147 06/30/2019
Decatur Capital Management Inc.44,014$10,026 06/30/2019
     SPGI44,014$10,026 06/30/2019
Rafferty Asset Management LLC43,025$9,801 06/30/2019
     SPGI43,025$9,801 06/30/2019
Greystone Managed Investments Inc.42,915$9,776 06/30/2019
     SPGI42,915$9,776 06/30/2019
Dupont Capital Management Corp42,753$9,739 06/30/2019
     SPGI42,753$9,739 06/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.42,206$9,614 06/30/2019
     SPGI42,206$9,614 06/30/2019
Nippon Life Global Investors Americas Inc.40,680$9,267 06/30/2019
     SPGI40,680$9,267 06/30/2019
Mackay Shields LLC40,579$9,244 06/30/2019
     SPGI40,579$9,244 06/30/2019
BlueMar Capital Management LLC40,458$9,216 06/30/2019
     SPGI40,458$9,216 06/30/2019
First Eagle Investment Management LLC40,000$9,112 06/30/2019
     SPGI40,000$9,112 06/30/2019
OMERS ADMINISTRATION Corp39,200$9,051 06/30/2019
     SPGI39,200$9,051 06/30/2019
Piedmont Investment Advisors Inc.39,450$8,986 06/30/2019
     SPGI39,450$8,986 06/30/2019
State of Alaska Department of Revenue39,230$8,934 06/30/2019
     SPGI39,230$8,934 06/30/2019
Logan Capital Management Inc.38,336$8,732 06/30/2019
     SPGI38,336$8,732 06/30/2019
PEAK6 Investments LLC $8,565 06/30/2019
     Call38,100$8,679 06/30/2019
     Put500$114 06/30/2019
Bessemer Group Inc.37,527$8,548 06/30/2019
     SPGI37,527$8,548 06/30/2019
ING Groep NV37,451$8,531 06/30/2019
     SPGI37,451$8,531 06/30/2019
Meritage Portfolio Management36,731$8,367 06/30/2019
     SPGI36,731$8,367 06/30/2019
CIBC Asset Management Inc36,114$8,226 06/30/2019
     SPGI36,114$8,226 06/30/2019
Fieldpoint Private Securities LLC35,610$8,112 06/30/2019
     SPGI35,610$8,112 06/30/2019
Susquehanna International Group LLP $8,023 06/30/2019
     Call95,500$21,754 06/30/2019
     Put70,000$15,945 06/30/2019
     SPGI9,719$2,214 06/30/2019
Mason Street Advisors LLC35,095$7,994 06/30/2019
     SPGI35,095$7,994 06/30/2019
Voleon Capital Management LP35,000$7,973 06/30/2019
     SPGI35,000$7,973 06/30/2019
Park National Corp OH34,339$7,822 06/30/2019
     SPGI34,339$7,822 06/30/2019
Prudential PLC33,647$7,672 06/30/2019
     SPGI33,647$7,672 06/30/2019
Rockefeller Capital Management L.P.33,624$7,659 06/30/2019
     SPGI33,624$7,659 06/30/2019
Migdal Insurance & Financial Holdings Ltd.33,277$7,580 06/30/2019
     SPGI33,277$7,580 06/30/2019
Brown Advisory Inc.33,164$7,554 06/30/2019
     SPGI33,164$7,554 06/30/2019
Keybank National Association OH32,959$7,508 06/30/2019
     SPGI32,959$7,508 06/30/2019
Mutual of America Capital Management LLC32,919$7,499 06/30/2019
     SPGI32,919$7,499 06/30/2019
Amalgamated Bank32,693$7,447 06/30/2019
     SPGI32,693$7,447 06/30/2019
Brinker Capital Inc.31,871$7,260 06/30/2019
     SPGI31,871$7,260 06/30/2019
Schonfeld Strategic Advisors LLC31,753$7,233 06/30/2019
     SPGI31,753$7,233 06/30/2019
AJO LP31,655$7,211 06/30/2019
     SPGI31,655$7,211 06/30/2019
Banco Santander S.A.31,637$7,207 06/30/2019
     SPGI31,637$7,207 06/30/2019
Kornitzer Capital Management Inc. KS31,227$7,113 06/30/2019
     SPGI31,227$7,113 06/30/2019
Bamco Inc. NY30,994$7,060 06/30/2019
     SPGI30,994$7,060 06/30/2019
Central Bank & Trust Co.30,866$7,031 06/30/2019
     SPGI30,866$7,031 06/30/2019
Gotham Asset Management LLC30,644$6,980 06/30/2019
     SPGI30,644$6,980 06/30/2019
Pittenger & Anderson Inc.30,385$6,921 06/30/2019
     SPGI30,385$6,921 06/30/2019
Colonial Trust Advisors29,931$6,818 06/30/2019
     SPGI29,931$6,818 06/30/2019
Sit Investment Associates Inc.29,825$6,794 06/30/2019
     SPGI29,825$6,794 06/30/2019
Mandatum Life Insurance Co Ltd29,793$6,787 06/30/2019
     SPGI29,793$6,787 06/30/2019
Hartford Investment Management Co.29,489$6,717 06/30/2019
     SPGI29,489$6,717 06/30/2019
Twin Capital Management Inc.29,485$6,716 06/30/2019
     SPGI29,485$6,716 06/30/2019
Soros Fund Management LLC28,920$6,588 06/30/2019
     SPGI28,920$6,588 06/30/2019
Creative Planning $6,526 06/30/2019
     SPGI28,694$6,536 06/30/2019
     Put3,000$10 06/30/2019
Locust Wood Capital Advisers LLC28,565$6,507 06/30/2019
     SPGI28,565$6,507 06/30/2019
Boston Family Office LLC28,276$6,441 06/30/2019
     SPGI28,276$6,441 06/30/2019
Jane Street Group LLC $6,397 06/30/2019
     SPGI16,884$3,846 06/30/2019
     Call15,200$3,462 06/30/2019
     Put4,000$911 06/30/2019
LPL Financial LLC27,943$6,365 06/30/2019
     SPGI27,943$6,365 06/30/2019
Paloma Partners Management Co27,030$6,158 06/30/2019
     SPGI27,030$6,158 06/30/2019
Epoch Investment Partners Inc.27,011$6,153 06/30/2019
     SPGI27,011$6,153 06/30/2019
Victory Capital Management Inc.26,765$6,097 06/30/2019
     SPGI26,765$6,097 06/30/2019
Redwood Investments LLC26,746$6,092 06/30/2019
     SPGI26,746$6,092 06/30/2019
Montrusco Bolton Investments Inc.26,560$6,050 06/30/2019
     SPGI26,560$6,050 06/30/2019
Sumitomo Mitsui DS Asset Management Company Ltd26,417$6,017 06/30/2019
     SPGI26,417$6,017 06/30/2019
Oregon Public Employees Retirement Fund26,363$6,005 06/30/2019
     SPGI26,363$6,005 06/30/2019
Securian Asset Management Inc26,049$5,934 06/30/2019
     SPGI26,049$5,934 06/30/2019
Kings Point Capital Management26,036$5,931 06/30/2019
     SPGI26,036$5,931 06/30/2019
EFG Asset Management Americas Corp.25,781$5,873 06/30/2019
     SPGI25,781$5,873 06/30/2019
LS Investment Advisors LLC25,735$5,862 06/30/2019
     SPGI25,735$5,862 06/30/2019
Allstate Corp25,523$5,814 06/30/2019
     SPGI25,523$5,814 06/30/2019
BP PLC25,500$5,810 06/30/2019
     SPGI25,500$5,810 06/30/2019
Howe & Rusling Inc.25,354$5,775 06/30/2019
     SPGI25,354$5,775 06/30/2019
Progressive Investment Management Corp25,249$5,751 06/30/2019
     SPGI25,249$5,751 06/30/2019
Oppenheimer Asset Management Inc.25,236$5,748 06/30/2019
     SPGI25,236$5,748 06/30/2019
Flossbach Von Storch AG25,169$5,733 06/30/2019
     SPGI25,169$5,733 06/30/2019
Meiji Yasuda Asset Management Co Ltd.25,080$5,713 06/30/2019
     SPGI25,080$5,713 06/30/2019
Andra AP fonden24,600$5,604 06/30/2019
     SPGI24,600$5,604 06/30/2019
Empire Life Investments Inc.24,280$5,530 06/30/2019
     SPGI24,280$5,530 06/30/2019
O Brien Greene & Co. Inc23,627$5,381 06/30/2019
     SPGI23,627$5,381 06/30/2019
Pacer Advisors Inc.23,587$5,373 06/30/2019
     SPGI23,587$5,373 06/30/2019
Commonwealth Equity Services LLC23,488$5,350 06/30/2019
     SPGI23,488$5,350 06/30/2019
Martin Currie Ltd.23,208$5,287 06/30/2019
     SPGI23,208$5,287 06/30/2019
Quantitative Systematic Strategies LLC23,172$5,278 06/30/2019
     SPGI23,172$5,278 06/30/2019
Geo Capital Gestora de Recursos Ltd25,023$5,277 06/30/2019
     SPGI25,023$5,277 06/30/2019
Glenmede Trust Co. NA22,759$5,183 06/30/2019
     SPGI22,759$5,183 06/30/2019
Exencial Wealth Advisors LLC22,340$5,089 06/30/2019
     SPGI22,340$5,089 06/30/2019
Penobscot Investment Management Company Inc.21,340$4,861 06/30/2019
     SPGI21,340$4,861 06/30/2019
Court Place Advisors LLC21,235$4,837 06/30/2019
     SPGI21,235$4,837 06/30/2019
Cipher Capital LP21,072$4,800 06/30/2019
     SPGI21,072$4,800 06/30/2019
Peninsula Asset Management Inc.20,996$4,783 06/30/2019
     SPGI20,996$4,783 06/30/2019
Cape Cod Five Cents Savings Bank20,883$4,757 06/30/2019
     SPGI20,883$4,757 06/30/2019
Great Lakes Advisors LLC20,805$4,739 06/30/2019
     SPGI20,805$4,739 06/30/2019
TPI Fund Managers Ltd20,621$4,697 06/30/2019
     SPGI20,621$4,697 06/30/2019
Crossmark Global Holdings Inc.20,502$4,670 06/30/2019
     SPGI20,502$4,670 06/30/2019
Natixis Advisors L.P.20,499$4,669 06/30/2019
     SPGI20,499$4,669 06/30/2019
TIAA FSB20,491$4,668 06/30/2019
     SPGI20,491$4,668 06/30/2019
James Hambro & Partners22,135$4,662 03/31/2019
     SPGI22,135$4,662 03/31/2019
New Mexico Educational Retirement Board20,326$4,630 06/30/2019
     SPGI20,326$4,630 06/30/2019
Ameritas Investment Partners Inc.20,245$4,611 06/30/2019
     SPGI20,245$4,611 06/30/2019
Tredje AP fonden19,816$4,514 06/30/2019
     SPGI19,816$4,514 06/30/2019
Spearhead Capital Advisors LLC19,784$4,507 06/30/2019
     SPGI19,784$4,507 06/30/2019
Willingdon Wealth Management19,776$4,505 06/30/2019
     SPGI19,776$4,505 06/30/2019
Investec Asset Management North America Inc.19,572$4,458 06/30/2019
     SPGI19,572$4,458 06/30/2019
Kemper Corp Master Retirement Trust19,550$4,453 06/30/2019
     SPGI19,550$4,453 06/30/2019
Mercer Global Advisors Inc. ADV19,431$4,426 06/30/2019
     SPGI19,431$4,426 06/30/2019
Princeton Portfolio Strategies Group LLC19,349$4,408 06/30/2019
     SPGI19,349$4,408 06/30/2019
HighTower Trust Services LTA18,885$4,302 06/30/2019
     SPGI18,885$4,302 06/30/2019
Suntrust Banks Inc.18,653$4,250 06/30/2019
     SPGI18,653$4,250 06/30/2019
Flinton Capital Management LLC18,564$4,229 06/30/2019
     SPGI18,564$4,229 06/30/2019
Mirae Asset Global Investments Co. Ltd.18,486$4,202 06/30/2019
     SPGI18,486$4,202 06/30/2019
Leuthold Group LLC18,142$4,133 06/30/2019
     SPGI18,142$4,133 06/30/2019
Janney Montgomery Scott LLC18,013$4,103 06/30/2019
     SPGI18,013$4,103 06/30/2019
World Asset Management Inc18,010$4,102 06/30/2019
     SPGI18,010$4,102 06/30/2019
Cumberland Partners Ltd17,897$4,077 06/30/2019
     SPGI17,897$4,077 06/30/2019
Fiduciary Trust Co.17,847$4,065 06/30/2019
     SPGI17,847$4,065 06/30/2019
Jag Capital Management LLC17,781$4,050 06/30/2019
     SPGI17,781$4,050 06/30/2019
IFM Investors Pty Ltd17,444$3,974 06/30/2019
     SPGI17,444$3,974 06/30/2019
K.J. Harrison & Partners Inc17,400$3,964 06/30/2019
     SPGI17,400$3,964 06/30/2019
Skylands Capital LLC17,300$3,941 06/30/2019
     SPGI17,300$3,941 06/30/2019
Sumitomo Life Insurance Co.17,108$3,897 06/30/2019
     SPGI17,108$3,897 06/30/2019
Norinchukin Bank The16,965$3,864 06/30/2019
     SPGI16,965$3,864 06/30/2019
Clear Harbor Asset Management LLC16,825$3,833 06/30/2019
     SPGI16,825$3,833 06/30/2019
Veritable L.P.16,645$3,792 06/30/2019
     SPGI16,645$3,792 06/30/2019
Iberiabank Corp16,604$3,782 06/30/2019
     SPGI16,604$3,782 06/30/2019
Equitable Trust Co.16,500$3,758 06/30/2019
     SPGI16,500$3,758 06/30/2019
Olstein Capital Management L.P.16,000$3,645 06/30/2019
     SPGI16,000$3,645 06/30/2019
Rock Creek Group LP15,868$3,615 06/30/2019
     SPGI15,868$3,615 06/30/2019
Regions Financial Corp15,854$3,611 06/30/2019
     SPGI15,854$3,611 06/30/2019
MUFG Americas Holdings Corp15,711$3,579 06/30/2019
     SPGI15,711$3,579 06/30/2019
Clearbridge Investments LLC15,612$3,556 06/30/2019
     SPGI15,612$3,556 06/30/2019
Integre Asset Management LLC15,546$3,541 06/30/2019
     SPGI15,546$3,541 06/30/2019
Silvant Capital Management LLC15,301$3,485 06/30/2019
     SPGI15,301$3,485 06/30/2019
Tyers Asset Management LLC15,288$3,482 06/30/2019
     SPGI15,288$3,482 06/30/2019
Massmutual Trust Co. FSB ADV15,271$3,479 06/30/2019
     SPGI15,271$3,479 06/30/2019
BLB&B Advisors LLC15,260$3,476 06/30/2019
     SPGI15,260$3,476 06/30/2019
Haverford Financial Services Inc.15,208$3,464 06/30/2019
     SPGI15,208$3,464 06/30/2019
Redpoint Investment Management Pty Ltd15,117$3,444 06/30/2019
     SPGI15,117$3,444 06/30/2019
Sentry Investment Management LLC15,031$3,424 06/30/2019
     SPGI15,031$3,424 06/30/2019
Deltec Asset Management LLC15,000$3,417 06/30/2019
     SPGI15,000$3,417 06/30/2019
Pensionfund DSM Netherlands15,000$3,417 06/30/2019
     SPGI15,000$3,417 06/30/2019
Ossiam14,991$3,415 06/30/2019
     SPGI14,991$3,415 06/30/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH14,827$3,371 06/30/2019
     SPGI14,827$3,371 06/30/2019
Riverhead Capital Management LLC14,737$3,357 06/30/2019
     SPGI14,737$3,357 06/30/2019
Coldstream Capital Management Inc.14,725$3,354 06/30/2019
     SPGI14,725$3,354 06/30/2019
CIBC World Markets Inc.14,564$3,318 06/30/2019
     SPGI14,564$3,318 06/30/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS14,447$3,291 06/30/2019
     SPGI14,447$3,291 06/30/2019
Quinn Opportunity Partners LLC14,359$3,271 06/30/2019
     SPGI14,359$3,271 06/30/2019
BB&T Securities LLC14,324$3,262 06/30/2019
     SPGI14,324$3,262 06/30/2019
Caldera Capital LLC14,189$3,232 06/30/2019
     SPGI14,189$3,232 06/30/2019
Cypress Capital Group13,482$3,071 06/30/2019
     SPGI13,482$3,071 06/30/2019
Boothbay Fund Management LLC13,463$3,067 06/30/2019
     SPGI13,463$3,067 06/30/2019
Diligent Investors LLC13,459$3,066 06/30/2019
     SPGI13,459$3,066 06/30/2019
Advisor Group Inc.13,401$3,056 06/30/2019
     SPGI13,401$3,056 06/30/2019
Granite Investment Advisors LLC13,389$3,050 06/30/2019
     SPGI13,389$3,050 06/30/2019
Cider Mill Investments LP14,206$2,991 03/31/2019
     SPGI14,206$2,991 03/31/2019
Louisiana State Employees Retirement System12,300$2,967 06/30/2019
     SPGI12,300$2,967 06/30/2019
Cypress Wealth Services LLC12,745$2,903 06/30/2019
     SPGI12,745$2,903 06/30/2019
Commonwealth Bank of Australia12,755$2,900 06/30/2019
     SPGI12,755$2,900 06/30/2019
Meiji Yasuda Life Insurance Co12,730$2,900 06/30/2019
     SPGI12,730$2,900 06/30/2019
Neville Rodie & Shaw Inc.12,700$2,893 06/30/2019
     SPGI12,700$2,893 06/30/2019
AGF Investments LLC12,687$2,890 06/30/2019
     SPGI12,687$2,890 06/30/2019
Citizens Financial Group Inc RI12,611$2,873 06/30/2019
     SPGI12,611$2,873 06/30/2019
Psagot Investment House Ltd.12,573$2,864 06/30/2019
     SPGI12,573$2,864 06/30/2019
Townsquare Capital LLC11,185$2,840 06/30/2019
     SPGI11,185$2,840 06/30/2019
Gateway Investment Advisers LLC12,376$2,819 06/30/2019
     SPGI12,376$2,819 06/30/2019
Ladenburg Thalmann Financial Services Inc.12,259$2,812 06/30/2019
     SPGI12,259$2,812 06/30/2019
Neuburgh Advisers LLC12,012$2,736 06/30/2019
     SPGI12,012$2,736 06/30/2019
Mitsubishi UFJ Asset Management UK Ltd.12,000$2,733 06/30/2019
     SPGI12,000$2,733 06/30/2019
Credit Agricole S A11,900$2,711 06/30/2019
     SPGI11,900$2,711 06/30/2019
GHP Investment Advisors Inc.11,827$2,694 06/30/2019
     SPGI11,827$2,694 06/30/2019
Pendal Group Ltd11,578$2,637 06/30/2019
     SPGI11,578$2,637 06/30/2019
Quantbot Technologies LP11,059$2,519 06/30/2019
     SPGI11,059$2,519 06/30/2019
HAP Trading LLC $2,510 06/30/2019
     SPGI12,578$2,865 06/30/2019
     Put50,200$355 06/30/2019
Harbor Advisors LLC11,000$2,506 06/30/2019
     SPGI11,000$2,506 06/30/2019
Macquarie Group Ltd.10,950$2,495 06/30/2019
     SPGI10,950$2,495 06/30/2019
F3Logic LLC10,808$2,473 06/30/2019
     SPGI10,808$2,473 06/30/2019
Altfest L J & Co. Inc.10,651$2,426 06/30/2019
     SPGI10,651$2,426 06/30/2019
Factorial Partners LLC10,600$2,415 06/30/2019
     SPGI10,600$2,415 06/30/2019
Krueger & Catalano Capital Partners LLC10,548$2,403 06/30/2019
     SPGI10,548$2,403 06/30/2019
Pacific Global Investment Management CO10,488$2,389 06/30/2019
     SPGI10,488$2,389 06/30/2019
Cannell Peter B & Co. Inc.10,415$2,372 06/30/2019
     SPGI10,415$2,372 06/30/2019
Blair William & Co. IL10,403$2,370 06/30/2019
     SPGI10,403$2,370 06/30/2019
Bridgeway Capital Management Inc.10,400$2,369 06/30/2019
     SPGI10,400$2,369 06/30/2019
Diversified Trust Co10,373$2,363 06/30/2019
     SPGI10,373$2,363 06/30/2019
Van Leeuwen & Company LLC10,364$2,361 06/30/2019
     SPGI10,364$2,361 06/30/2019
KCM Investment Advisors LLC10,074$2,295 06/30/2019
     SPGI10,074$2,295 06/30/2019
Daiwa Securities Group Inc.10,018$2,282 06/30/2019
     SPGI10,018$2,282 06/30/2019
Dana Investment Advisors Inc.9,786$2,229 06/30/2019
     SPGI9,786$2,229 06/30/2019
Foster Dykema Cabot & Co. Inc. MA9,750$2,221 06/30/2019
     SPGI9,750$2,221 06/30/2019
Pensionfund Sabic9,700$2,210 06/30/2019
     SPGI9,700$2,210 06/30/2019
Chesley Taft & Associates LLC9,585$2,183 06/30/2019
     SPGI9,585$2,183 06/30/2019
Barings LLC9,407$2,143 06/30/2019
     SPGI9,407$2,143 06/30/2019
Northwestern Mutual Investment Management Company LLC9,334$2,126 06/30/2019
     SPGI9,334$2,126 06/30/2019
Evercore Wealth Management LLC9,295$2,118 06/30/2019
     SPGI9,295$2,118 06/30/2019
Duality Advisers LP9,290$2,116 06/30/2019
     SPGI9,290$2,116 06/30/2019
Sterling Capital Management LLC9,221$2,101 06/30/2019
     SPGI9,221$2,101 06/30/2019
Strategic Global Advisors LLC9,192$2,094 06/30/2019
     SPGI9,192$2,094 06/30/2019
Ativo Capital Management LLC9,120$2,077 06/30/2019
     SPGI9,120$2,077 06/30/2019
Private Advisor Group LLC9,075$2,067 06/30/2019
     SPGI9,075$2,067 06/30/2019
Navellier & Associates Inc8,998$2,050 06/30/2019
     SPGI8,998$2,050 06/30/2019
Certified Advisory Corp8,958$2,041 06/30/2019
     SPGI8,958$2,041 06/30/2019
Wellington Shields & Co. LLC8,900$2,027 06/30/2019
     SPGI8,900$2,027 06/30/2019
George Kaiser Family Foundation8,842$2,014 06/30/2019
     SPGI8,842$2,014 06/30/2019
Meadow Creek Investment Management LLC8,736$1,990 06/30/2019
     SPGI8,736$1,990 06/30/2019
Cambridge Investment Research Advisors Inc.8,708$1,984 06/30/2019
     SPGI8,708$1,984 06/30/2019
AlphaCrest Capital Management LLC8,661$1,973 06/30/2019
     SPGI8,661$1,973 06/30/2019
Pinnacle Financial Partners Inc.8,480$1,932 06/30/2019
     SPGI8,480$1,932 06/30/2019
Argent Trust Co8,458$1,927 06/30/2019
     SPGI8,458$1,927 06/30/2019
Kendall Capital Management8,353$1,903 06/30/2019
     SPGI8,353$1,903 06/30/2019
Choate Investment Advisors8,318$1,895 06/30/2019
     SPGI8,318$1,895 06/30/2019
Lederer & Associates Investment Counsel CA8,243$1,878 06/30/2019
     SPGI8,243$1,878 06/30/2019
Dodge & Cox8,200$1,868 06/30/2019
     SPGI8,200$1,868 06/30/2019
Robecosam AG8,190$1,859 06/30/2019
     SPGI8,190$1,859 06/30/2019
Mount Yale Investment Advisors LLC7,440$1,850 06/30/2019
     SPGI7,440$1,850 06/30/2019
Lombard Odier Asset Management Switzerland SA8,034$1,830 06/30/2019
     SPGI8,034$1,830 06/30/2019
Shepherd Kaplan Krochuk LLC8,003$1,823 06/30/2019
     SPGI8,003$1,823 06/30/2019
Aurora Investment Counsel7,440$1,822 06/30/2019
     SPGI7,440$1,822 06/30/2019
Taikang Asset Management Hong Kong Co Ltd7,984$1,819 06/30/2019
     SPGI7,984$1,819 06/30/2019
Laurion Capital Management LP $1,816 06/30/2019
     SPGI7,875$1,794 06/30/2019
     Call2,500$569 06/30/2019
     Put2,400$547 06/30/2019
Alps Advisors Inc.7,938$1,808 06/30/2019
     SPGI7,938$1,808 06/30/2019
Pettee Investors Inc.7,892$1,798 06/30/2019
     SPGI7,892$1,798 06/30/2019
Tiverton Asset Management LLC7,859$1,790 06/30/2019
     SPGI7,859$1,790 06/30/2019
Northcape Capital Pty Ltd7,690$1,752 06/30/2019
     SPGI7,690$1,752 06/30/2019
Wealthfront Advisers LLC7,692$1,752 06/30/2019
     SPGI7,692$1,752 06/30/2019
Cigna Investments Inc. New6,967$1,707 06/30/2019
     SPGI6,967$1,707 06/30/2019
Hancock Whitney Corp8,047$1,694 03/31/2019
     SPGI8,047$1,694 03/31/2019
Meitav Dash Investments Ltd.7,427$1,687 06/30/2019
     SPGI7,427$1,687 06/30/2019
Cornerstone Advisors Inc.8,000$1,684 03/31/2019
     SPGI8,000$1,684 03/31/2019
First Midwest Bank Trust Division7,345$1,673 06/30/2019
     SPGI7,345$1,673 06/30/2019
Amica Mutual Insurance Co.7,319$1,667 06/30/2019
     SPGI7,319$1,667 06/30/2019
Wetherby Asset Management Inc.7,156$1,630 06/30/2019
     SPGI7,156$1,630 06/30/2019
CENTRAL TRUST Co6,810$1,623 06/30/2019
     SPGI6,810$1,623 06/30/2019
First Foundation Advisors7,035$1,603 06/30/2019
     SPGI7,035$1,603 06/30/2019
Advisor Partners LLC7,005$1,596 06/30/2019
     SPGI7,005$1,596 06/30/2019
WASHINGTON TRUST Co6,965$1,587 06/30/2019
     SPGI6,965$1,587 06/30/2019
Group One Trading L.P. $1,586 06/30/2019
     Call9,000$2,050 06/30/2019
     Put5,800$1,321 06/30/2019
     SPGI3,764$857 06/30/2019
People s United Financial Inc.6,594$1,502 06/30/2019
     SPGI6,594$1,502 06/30/2019
IMS Capital Management6,586$1,500 06/30/2019
     SPGI6,586$1,500 06/30/2019
Panagora Asset Management Inc.6,514$1,484 06/30/2019
     SPGI6,514$1,484 06/30/2019
Profund Advisors LLC6,451$1,469 06/30/2019
     SPGI6,451$1,469 06/30/2019
ETRADE Capital Management LLC6,430$1,465 06/30/2019
     SPGI6,430$1,465 06/30/2019
Machina Capital S.A.S.6,227$1,418 06/30/2019
     SPGI6,227$1,418 06/30/2019
Peapack Gladstone Financial Corp6,206$1,414 06/30/2019
     SPGI6,206$1,414 06/30/2019
Private Trust Co. NA6,146$1,399 06/30/2019
     SPGI6,146$1,399 06/30/2019
Kinneret Advisory LLC6,137$1,398 06/30/2019
     SPGI6,137$1,398 06/30/2019
Insight Wealth Strategies LLC6,058$1,380 06/30/2019
     SPGI6,058$1,380 06/30/2019
Regents of The University of California6,000$1,367 06/30/2019
     SPGI6,000$1,367 06/30/2019
Van ECK Associates Corp5,996$1,366 06/30/2019
     SPGI5,996$1,366 06/30/2019
TAP Consulting LLC6,400$1,348 03/31/2019
     SPGI6,400$1,348 03/31/2019
HRT Financial LLC5,882$1,339 06/30/2019
     SPGI5,882$1,339 06/30/2019
Brown Brothers Harriman & Co.5,822$1,326 06/30/2019
     SPGI5,822$1,326 06/30/2019
WINTON GROUP Ltd5,799$1,321 06/30/2019
     SPGI5,799$1,321 06/30/2019
River Wealth Advisors LLC5,785$1,318 06/30/2019
     SPGI5,785$1,318 06/30/2019
Silvercrest Asset Management Group LLC5,759$1,312 06/30/2019
     SPGI5,759$1,312 06/30/2019
Sheaff Brock Investment Advisors LLC5,641$1,285 06/30/2019
     SPGI5,641$1,285 06/30/2019
Banco de Sabadell S.A5,599$1,275 06/30/2019
     SPGI5,599$1,275 06/30/2019
LMR Partners LLP5,465$1,245 06/30/2019
     SPGI5,465$1,245 06/30/2019
Aristotle Atlantic Partners LLC5,440$1,239 06/30/2019
     SPGI5,440$1,239 06/30/2019
Elite Wealth Management Inc.5,436$1,238 06/30/2019
     SPGI5,436$1,238 06/30/2019
Arrowstreet Capital Limited Partnership5,424$1,236 06/30/2019
     SPGI5,424$1,236 06/30/2019
Cohen Klingenstein LLC5,400$1,230 06/30/2019
     SPGI5,400$1,230 06/30/2019
H D Vest Advisory Services5,394$1,229 06/30/2019
     SPGI5,394$1,229 06/30/2019
BB&T Corp5,385$1,226 06/30/2019
     SPGI5,385$1,226 06/30/2019
Cozad Asset Management Inc.5,361$1,221 06/30/2019
     SPGI5,361$1,221 06/30/2019
Davy Asset Management Ltd5,311$1,210 06/30/2019
     SPGI5,311$1,210 06/30/2019
Raymond James Trust N.A.5,234$1,192 06/30/2019
     SPGI5,234$1,192 06/30/2019
Nomura Holdings Inc.5,083$1,181 06/30/2019
     SPGI5,083$1,181 06/30/2019
Everence Capital Management Inc.5,128$1,168 06/30/2019
     SPGI5,128$1,168 06/30/2019
Trexquant Investment LP5,111$1,164 06/30/2019
     SPGI5,111$1,164 06/30/2019
Whitener Capital Management Inc.5,100$1,161 06/30/2019
     SPGI5,100$1,161 06/30/2019
Nichols & Pratt Advisers LLP MA5,064$1,154 06/30/2019
     SPGI5,064$1,154 06/30/2019
BTIM Corp.5,059$1,152 06/30/2019
     SPGI5,059$1,152 06/30/2019
Penserra Capital Management LLC5,056$1,151 06/30/2019
     SPGI5,056$1,151 06/30/2019
Texas Yale Capital Corp.5,027$1,145 06/30/2019
     SPGI5,027$1,145 06/30/2019
Excalibur Management Corp5,000$1,139 06/30/2019
     SPGI5,000$1,139 06/30/2019
Capital Fund Management S.A. $1,135 06/30/2019
     Call59,000$13,440 06/30/2019
     Put58,700$13,371 06/30/2019
     SPGI4,679$1,066 06/30/2019
Maple Capital Management Inc.4,900$1,116 06/30/2019
     SPGI4,900$1,116 06/30/2019
Stephens Inc. AR4,889$1,114 06/30/2019
     SPGI4,889$1,114 06/30/2019
Appleton Partners Inc. MA4,841$1,103 06/30/2019
     SPGI4,841$1,103 06/30/2019
Oppenheimer & Co. Inc.4,758$1,084 06/30/2019
     SPGI4,758$1,084 06/30/2019
Bbva USA Bancshares Inc.4,761$1,084 06/30/2019
     SPGI4,761$1,084 06/30/2019
QS Investors LLC4,683$1,067 06/30/2019
     SPGI4,683$1,067 06/30/2019
Cerity Partners LLC4,645$1,058 06/30/2019
     SPGI4,645$1,058 06/30/2019
Polaris Greystone Financial Group LLC4,554$1,058 06/30/2019
     SPGI4,554$1,058 06/30/2019
Parsons Capital Management Inc. RI4,568$1,041 06/30/2019
     SPGI4,568$1,041 06/30/2019
Avitas Wealth Management LLC4,500$1,025 06/30/2019
     SPGI4,500$1,025 06/30/2019
IBM Retirement Fund4,496$1,024 06/30/2019
     SPGI4,496$1,024 06/30/2019
Intrust Bank NA4,486$1,021 06/30/2019
     SPGI4,486$1,021 06/30/2019
Impax Asset Management Group plc4,460$1,016 06/30/2019
     SPGI4,460$1,016 06/30/2019
Woodstock Corp4,420$1,007 06/30/2019
     SPGI4,420$1,007 06/30/2019
Atlas Capital Advisors LLC4,399$1,002 06/30/2019
     SPGI4,399$1,002 06/30/2019
Birch Hill Investment Advisors LLC4,375$997 06/30/2019
     SPGI4,375$997 06/30/2019
Reliance Trust Co. of Delaware4,708$991 03/31/2019
     SPGI4,708$991 03/31/2019
Chemical Bank4,285$976 06/30/2019
     SPGI4,285$976 06/30/2019
Enterprise Bank & Trust Co4,262$971 06/30/2019
     SPGI4,262$971 06/30/2019
Scotia Capital Inc.4,258$970 06/30/2019
     SPGI4,258$970 06/30/2019
NuWave Investment Management LLC4,233$964 06/30/2019
     SPGI4,233$964 06/30/2019
Cutler Investment Counsel LLC4,224$962 06/30/2019
     SPGI4,224$962 06/30/2019
Baldwin Brothers Inc. MA4,205$958 06/30/2019
     SPGI4,205$958 06/30/2019
Guyasuta Investment Advisors Inc.4,172$950 06/30/2019
     SPGI4,172$950 06/30/2019
Sciencast Management LP3,937$947 06/30/2019
     SPGI3,937$947 06/30/2019
Belpointe Asset Management LLC4,461$939 03/31/2019
     SPGI4,461$939 03/31/2019
Segment Wealth Management LLC4,113$937 06/30/2019
     SPGI4,113$937 06/30/2019
Arden Trust Co4,092$932 06/30/2019
     SPGI4,092$932 06/30/2019
Chicago Equity Partners LLC4,065$926 06/30/2019
     SPGI4,065$926 06/30/2019
Engineers Gate Manager LP4,056$924 06/30/2019
     SPGI4,056$924 06/30/2019
Kalos Management Inc.5,433$923 06/30/2019
     SPGI5,433$923 06/30/2019
Welch & Forbes LLC4,048$922 06/30/2019
     SPGI4,048$922 06/30/2019
FUKOKU MUTUAL LIFE INSURANCE Co4,000$911 06/30/2019
     SPGI4,000$911 06/30/2019
Blueshift Asset Management LLC3,981$907 06/30/2019
     SPGI3,981$907 06/30/2019
Bank of Hawaii3,971$905 06/30/2019
     SPGI3,971$905 06/30/2019
Charter Trust Co.3,974$905 06/30/2019
     SPGI3,974$905 06/30/2019
Jacobsen Capital Management3,971$904 06/30/2019
     SPGI3,971$904 06/30/2019
Mariner LLC3,933$896 06/30/2019
     SPGI3,933$896 06/30/2019
Private Advisors LLC3,907$890 06/30/2019
     SPGI3,907$890 06/30/2019
Trust Co. of Vermont3,884$885 06/30/2019
     SPGI3,884$885 06/30/2019
Frontier Wealth Management LLC3,879$884 06/30/2019
     SPGI3,879$884 06/30/2019
Proficio Capital Partners LLC3,842$875 06/30/2019
     SPGI3,842$875 06/30/2019
Hamilton Point Investment Advisors LLC3,800$866 06/30/2019
     SPGI3,800$866 06/30/2019
Pennsylvania Trust Co3,773$859 06/30/2019
     SPGI3,773$859 06/30/2019
MML Investors Services LLC3,756$856 06/30/2019
     SPGI3,756$856 06/30/2019
Conning Inc.3,759$856 06/30/2019
     SPGI3,759$856 06/30/2019
Richard Bernstein Advisors LLC3,722$847 06/30/2019
     SPGI3,722$847 06/30/2019
Darrell & King LLC3,687$840 06/30/2019
     SPGI3,687$840 06/30/2019
King Luther Capital Management Corp3,673$837 06/30/2019
     SPGI3,673$837 06/30/2019
Cleararc Capital Inc.3,659$833 06/30/2019
     SPGI3,659$833 06/30/2019
Chicago Capital LLC3,628$826 06/30/2019
     SPGI3,628$826 06/30/2019
A.R.T. Advisors LLC3,615$823 06/30/2019
     SPGI3,615$823 06/30/2019
Tower Research Capital LLC TRC 3,594$818 06/30/2019
     SPGI3,594$818 06/30/2019
NumerixS Investment Technologies Inc3,500$797 06/30/2019
     SPGI3,500$797 06/30/2019
Legacy Financial Strategies LLC3,340$796 06/30/2019
     SPGI3,340$796 06/30/2019
Daiwa SB Investments Ltd.3,730$785 03/31/2019
     SPGI3,730$785 03/31/2019
WealthStone Inc.3,441$784 06/30/2019
     SPGI3,441$784 06/30/2019
Municipal Employees Retirement System of Michigan3,440$784 06/30/2019
     SPGI3,440$784 06/30/2019
Horizon Investments LLC3,418$779 06/30/2019
     SPGI3,418$779 06/30/2019
Point72 Hong Kong Ltd3,307$753 06/30/2019
     SPGI3,307$753 06/30/2019
Arjuna Capital3,294$750 06/30/2019
     SPGI3,294$750 06/30/2019
First Hawaiian Bank3,288$749 06/30/2019
     SPGI3,288$749 06/30/2019
Horizon Kinetics Asset Management LLC3,276$746 06/30/2019
     SPGI3,276$746 06/30/2019
Assetmark Inc.3,268$744 06/30/2019
     SPGI3,268$744 06/30/2019
BRYN MAWR TRUST Co3,244$739 06/30/2019
     SPGI3,244$739 06/30/2019
Emerald Advisers LLC3,231$736 06/30/2019
     SPGI3,231$736 06/30/2019
Rampart Investment Management Company LLC3,193$727 06/30/2019
     SPGI3,193$727 06/30/2019
Ferguson Wellman Capital Management Inc.3,160$720 06/30/2019
     SPGI3,160$720 06/30/2019
First Business Financial Services Inc.3,140$715 06/30/2019
     SPGI3,140$715 06/30/2019
RMB Capital Management LLC3,053$696 06/30/2019
     SPGI3,053$696 06/30/2019
Wade G W & Inc.3,045$694 06/30/2019
     SPGI3,045$694 06/30/2019
Pflug Koory LLC3,037$692 06/30/2019
     SPGI3,037$692 06/30/2019
Lucia Wealth Services LLC3,026$689 06/30/2019
     SPGI3,026$689 06/30/2019
Viking Fund Management LLC3,000$683 06/30/2019
     SPGI3,000$683 06/30/2019
WMS Partners LLC2,989$681 06/30/2019
     SPGI2,989$681 06/30/2019
AdvisorNet Financial Inc2,970$677 06/30/2019
     SPGI2,970$677 06/30/2019
Redwood Investment Management LLC2,836$675 06/30/2019
     SPGI2,836$675 06/30/2019
Captrust Financial Advisors2,940$670 06/30/2019
     SPGI2,940$670 06/30/2019
Teza Capital Management LLC2,941$670 06/30/2019
     SPGI2,941$670 06/30/2019
BlueCrest Capital Management Ltd2,924$666 06/30/2019
     SPGI2,924$666 06/30/2019
Reynders McVeigh Capital Management LLC2,903$661 06/30/2019
     SPGI2,903$661 06/30/2019
M&R Capital Management Inc.2,875$654 06/30/2019
     SPGI2,875$654 06/30/2019
Livforsakringsbolaget Skandia Omsesidigt2,867$653 06/30/2019
     SPGI2,867$653 06/30/2019
Doyle Wealth Management2,845$648 06/30/2019
     SPGI2,845$648 06/30/2019
Greenleaf Trust2,823$643 06/30/2019
     SPGI2,823$643 06/30/2019
Brighton Jones LLC2,806$639 06/30/2019
     SPGI2,806$639 06/30/2019
Clearstead Advisors LLC2,800$638 06/30/2019
     SPGI2,800$638 06/30/2019
Eastern Bank2,783$634 06/30/2019
     SPGI2,783$634 06/30/2019
Whittier Trust Co.2,770$631 06/30/2019
     SPGI2,770$631 06/30/2019
Checchi Capital Advisers LLC2,772$631 06/30/2019
     SPGI2,772$631 06/30/2019
Independent Advisor Alliance2,742$625 06/30/2019
     SPGI2,742$625 06/30/2019
Kanawha Capital Management LLC2,735$623 06/30/2019
     SPGI2,735$623 06/30/2019
Plimoth Trust Co. LLC2,730$622 06/30/2019
     SPGI2,730$622 06/30/2019
Investec Asset Management PTY Ltd2,668$608 06/30/2019
     SPGI2,668$608 06/30/2019
Symphony Asset Management LLC2,662$606 06/30/2019
     SPGI2,662$606 06/30/2019
Northwestern Mutual Wealth Management Co.2,624$598 06/30/2019
     SPGI2,624$598 06/30/2019
Lombard Odier Asset Management Europe Ltd2,622$597 06/30/2019
     SPGI2,622$597 06/30/2019
Wealthstreet Investment Advisors LLC2,600$592 06/30/2019
     SPGI2,600$592 06/30/2019
Ironwood Investment Counsel LLC2,575$586 06/30/2019
     SPGI2,575$586 06/30/2019
Mid Atlantic Financial Management Inc. ADV2,560$583 06/30/2019
     SPGI2,560$583 06/30/2019
Synovus Financial Corp2,552$582 06/30/2019
     SPGI2,552$582 06/30/2019
Trillium Asset Management LLC2,539$578 06/30/2019
     SPGI2,539$578 06/30/2019
Steward Partners Investment Advisory LLC2,528$575 06/30/2019
     SPGI2,528$575 06/30/2019
Beaumont Financial Partners LLC2,496$569 06/30/2019
     SPGI2,496$569 06/30/2019
Aptus Capital Advisors LLC2,500$569 06/30/2019
     SPGI2,500$569 06/30/2019
WealthTrust Fairport LLC2,680$564 03/31/2019
     SPGI2,680$564 03/31/2019
Colony Group LLC2,470$563 06/30/2019
     SPGI2,470$563 06/30/2019
Boston Private Wealth LLC2,449$558 06/30/2019
     SPGI2,449$558 06/30/2019
Federated Investors Inc. PA2,448$557 06/30/2019
     SPGI2,448$557 06/30/2019
J. L. Bainbridge & Co. Inc.2,407$548 06/30/2019
     SPGI2,407$548 06/30/2019
Intact Investment Management Inc.2,400$547 06/30/2019
     SPGI2,400$547 06/30/2019
Bradley Foster & Sargent Inc. CT2,387$544 06/30/2019
     SPGI2,387$544 06/30/2019
Wedbush Securities Inc.2,387$544 06/30/2019
     SPGI2,387$544 06/30/2019
Mckinley Capital Management LLC Delaware2,375$541 06/30/2019
     SPGI2,375$541 06/30/2019
Emerald Investment Partners LLC2,373$541 06/30/2019
     SPGI2,373$541 06/30/2019
Close Asset Management Ltd2,370$540 06/30/2019
     SPGI2,370$540 06/30/2019
Transamerica Financial Advisors Inc.2,353$536 06/30/2019
     SPGI2,353$536 06/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA2,348$535 06/30/2019
     SPGI2,348$535 06/30/2019
Israel Discount Bank of New York2,315$527 06/30/2019
     SPGI2,315$527 06/30/2019
Alpha Cubed Investments LLC2,300$524 06/30/2019
     SPGI2,300$524 06/30/2019
Clarius Group LLC2,298$524 06/30/2019
     SPGI2,298$524 06/30/2019
Blue Fin Capital Inc.2,262$515 06/30/2019
     SPGI2,262$515 06/30/2019
Ingalls & Snyder LLC2,250$513 06/30/2019
     SPGI2,250$513 06/30/2019
HWG Holdings LP2,229$508 06/30/2019
     SPGI2,229$508 06/30/2019
Vestmark Advisory Solutions Inc.2,209$503 06/30/2019
     SPGI2,209$503 06/30/2019
Putnam Investments LLC2,204$502 06/30/2019
     SPGI2,204$502 06/30/2019
Homrich & Berg2,166$493 06/30/2019
     SPGI2,166$493 06/30/2019
San Francisco Sentry Investment Group CA2,161$492 06/30/2019
     SPGI2,161$492 06/30/2019
Thomasville National Bank2,160$492 06/30/2019
     SPGI2,160$492 06/30/2019
Rehmann Capital Advisory Group2,337$492 03/31/2019
     SPGI2,337$492 03/31/2019
Brookstone Capital Management2,136$487 06/30/2019
     SPGI2,136$487 06/30/2019
Clifford Swan Investment Counsel LLC2,120$483 06/30/2019
     SPGI2,120$483 06/30/2019
CAPROCK Group Inc.2,116$482 06/30/2019
     SPGI2,116$482 06/30/2019
Assenagon Asset Management S.A.2,092$477 06/30/2019
     SPGI2,092$477 06/30/2019
Bfsg LLC2,092$477 06/30/2019
     SPGI2,092$477 06/30/2019
Qube Research & Technologies Ltd2,093$477 06/30/2019
     SPGI2,093$477 06/30/2019
Virtu Financial LLC2,081$474 06/30/2019
     SPGI2,081$474 06/30/2019
OLD National Bancorp IN2,065$470 06/30/2019
     SPGI2,065$470 06/30/2019
Shelton Capital Management2,019$460 06/30/2019
     SPGI2,019$460 06/30/2019
First National Corp MA ADV2,000$456 06/30/2019
     SPGI2,000$456 06/30/2019
Radnor Capital Management LLC2,000$456 06/30/2019
     SPGI2,000$456 06/30/2019
Heritage Trust Co2,000$456 06/30/2019
     SPGI2,000$456 06/30/2019
CHICAGO TRUST Co NA2,000$455 06/30/2019
     SPGI2,000$455 06/30/2019
Confluence Wealth Management LLC1,952$445 06/30/2019
     SPGI1,952$445 06/30/2019
Gofen & Glossberg LLC IL1,950$444 06/30/2019
     SPGI1,950$444 06/30/2019
Dimension Capital Management LLC1,940$442 06/30/2019
     SPGI1,940$442 06/30/2019
Laurel Wealth Advisors Inc.1,932$440 06/30/2019
     SPGI1,932$440 06/30/2019
GYL Financial Synergies LLC1,901$433 06/30/2019
     SPGI1,901$433 06/30/2019
Private Vista LLC1,896$432 06/30/2019
     SPGI1,896$432 06/30/2019
Braun Bostich & Associates Inc.1,896$432 06/30/2019
     SPGI1,896$432 06/30/2019
Dorsey & Whitney Trust CO LLC1,888$430 06/30/2019
     SPGI1,888$430 06/30/2019
Osborne Partners Capital Management LLC1,880$428 06/30/2019
     SPGI1,880$428 06/30/2019
Guardian Capital LP1,860$424 06/30/2019
     SPGI1,860$424 06/30/2019
BKD Wealth Advisors LLC1,861$424 06/30/2019
     SPGI1,861$424 06/30/2019
CWM LLC1,854$422 06/30/2019
     SPGI1,854$422 06/30/2019
Venturi Wealth Management LLC1,853$422 06/30/2019
     SPGI1,853$422 06/30/2019
Flagship Harbor Advisors LLC1,835$418 06/30/2019
     SPGI1,835$418 06/30/2019
Quadrant Capital Group LLC1,878$416 06/30/2019
     SPGI1,878$416 06/30/2019
Bank of Stockton1,815$413 06/30/2019
     SPGI1,815$413 06/30/2019
Caisse DE Depot ET Placement DU Quebec1,805$411 06/30/2019
     SPGI1,805$411 06/30/2019
Griffin Asset Management Inc.1,800$410 06/30/2019
     SPGI1,800$410 06/30/2019
Waters Parkerson & CO. LLC1,800$410 06/30/2019
     SPGI1,800$410 06/30/2019
Athanor Capital LP1,800$410 06/30/2019
     SPGI1,800$410 06/30/2019
D.B. Root & Company LLC1,802$410 06/30/2019
     SPGI1,802$410 06/30/2019
Highstreet Asset Management Inc.1,779$405 06/30/2019
     SPGI1,779$405 06/30/2019
Arthur M. Cohen & Associates LLC1,754$399 06/30/2019
     SPGI1,754$399 06/30/2019
Cutter & CO Brokerage Inc.1,733$395 06/30/2019
     SPGI1,733$395 06/30/2019
Wambolt & Associates LLC1,736$395 06/30/2019
     SPGI1,736$395 06/30/2019
Nicholas Hoffman & Company LLC.1,719$392 06/30/2019
     SPGI1,719$392 06/30/2019
Gryphon Financial Partners LLC1,716$391 06/30/2019
     SPGI1,716$391 06/30/2019
Highland Capital Management LLC1,700$387 06/30/2019
     SPGI1,700$387 06/30/2019
Employers Holdings Inc.1,700$387 06/30/2019
     SPGI1,700$387 06/30/2019
Coastline Trust Co1,685$384 06/30/2019
     SPGI1,685$384 06/30/2019
Arcadia Investment Management Corp MI1,680$383 06/30/2019
     SPGI1,680$383 06/30/2019
Comerica Securities Inc.1,667$380 06/30/2019
     SPGI1,667$380 06/30/2019
Smithfield Trust Co.1,661$379 06/30/2019
     SPGI1,661$379 06/30/2019
Cetera Advisor Networks LLC1,626$376 06/30/2019
     SPGI1,626$376 06/30/2019
Cetera Investment Advisers1,642$374 06/30/2019
     SPGI1,642$374 06/30/2019
Cpwm LLC1,607$366 06/30/2019
     SPGI1,607$366 06/30/2019
Sigma Planning Corp1,601$365 06/30/2019
     SPGI1,601$365 06/30/2019
Beach Investment Counsel Inc. PA1,600$364 06/30/2019
     SPGI1,600$364 06/30/2019
Spears Abacus Advisors LLC1,600$364 06/30/2019
     SPGI1,600$364 06/30/2019
Catalyst Capital Advisors LLC1,600$364 06/30/2019
     SPGI1,600$364 06/30/2019
Walleye Trading Advisors LLC $364 06/30/2019
     Call1,600$364 06/30/2019
North American Management Corp1,588$362 06/30/2019
     SPGI1,588$362 06/30/2019
Pitcairn Co.1,583$361 06/30/2019
     SPGI1,583$361 06/30/2019
Cerebellum GP LLC1,585$361 06/30/2019
     SPGI1,585$361 06/30/2019
Jefferies Group LLC $356 06/30/2019
     Call2,100$478 06/30/2019
     Put1,800$410 06/30/2019
     SPGI1,265$288 06/30/2019
Alpha Windward LLC1,465$356 06/30/2019
     SPGI1,465$356 06/30/2019
Exane Derivatives1,564$356 06/30/2019
     SPGI1,564$356 06/30/2019
Stock Yards Bank & Trust Co.1,553$354 06/30/2019
     SPGI1,553$354 06/30/2019
Commerzbank Aktiengesellschaft FI1,554$354 06/30/2019
     SPGI1,554$354 06/30/2019
Bellevue Group AG1,544$352 06/30/2019
     SPGI1,544$352 06/30/2019
Point View Wealth Management Inc.1,540$351 06/30/2019
     SPGI1,540$351 06/30/2019
HBK Sorce Advisory LLC1,536$350 06/30/2019
     SPGI1,536$350 06/30/2019
Crewe Advisors LLC1,531$349 06/30/2019
     SPGI1,531$349 06/30/2019
Parallel Advisors LLC1,519$346 06/30/2019
     SPGI1,519$346 06/30/2019
First National Bank of South Miami1,411$346 06/30/2019
     SPGI1,411$346 06/30/2019
Spinnaker Trust1,517$345 06/30/2019
     SPGI1,517$345 06/30/2019
Corient Capital Partners LLC1,504$343 06/30/2019
     SPGI1,504$343 06/30/2019
Centerpoint Advisors LLC1,485$338 06/30/2019
     SPGI1,485$338 06/30/2019
Signaturefd LLC1,480$337 06/30/2019
     SPGI1,480$337 06/30/2019
B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund1,469$335 06/30/2019
     SPGI1,469$335 06/30/2019
Brendel Financial Advisors LLC1,456$332 06/30/2019
     SPGI1,456$332 06/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main1,441$328 06/30/2019
     SPGI1,441$328 06/30/2019
Round Table Services LLC1,403$320 06/30/2019
     SPGI1,403$320 06/30/2019
Zebra Capital Management LLC1,373$313 06/30/2019
     SPGI1,373$313 06/30/2019
Ballentine Partners LLC1,371$312 06/30/2019
     SPGI1,371$312 06/30/2019
OLD Mission Capital LLC1,371$312 06/30/2019
     SPGI1,371$312 06/30/2019
Rosenblum Silverman Sutton S F Inc. CA1,362$310 06/30/2019
     SPGI1,362$310 06/30/2019
Sompo Japan Nipponkoa Asset Management CO. LTD.1,350$308 06/30/2019
     SPGI1,350$308 06/30/2019
Hilltop Holdings Inc.1,342$306 06/30/2019
     SPGI1,342$306 06/30/2019
Leavell Investment Management Inc.1,341$305 06/30/2019
     SPGI1,341$305 06/30/2019
Savant Capital LLC1,337$305 06/30/2019
     SPGI1,337$305 06/30/2019
FDx Advisors Inc.1,337$305 06/30/2019
     SPGI1,337$305 06/30/2019
Smith Shellnut Wilson LLC ADV1,336$304 06/30/2019
     SPGI1,336$304 06/30/2019
Jacobi Capital Management LLC1,315$304 06/30/2019
     SPGI1,315$304 06/30/2019
Stratos Wealth Advisors LLC1,305$297 06/30/2019
     SPGI1,305$297 06/30/2019
UMB Bank N A MO1,287$294 06/30/2019
     SPGI1,287$294 06/30/2019
Anchor Capital Advisors LLC1,266$288 06/30/2019
     SPGI1,266$288 06/30/2019
Fox Run Management L.L.C.1,258$287 06/30/2019
     SPGI1,258$287 06/30/2019
Sandler Capital Management1,250$285 06/30/2019
     SPGI1,250$285 06/30/2019
Alexandria Capital LLC1,249$285 06/30/2019
     SPGI1,249$285 06/30/2019
Regent Investment Management LLC1,233$281 06/30/2019
     SPGI1,233$281 06/30/2019
Beacon Pointe Wealth Advisors LLC1,214$275 06/30/2019
     SPGI1,214$275 06/30/2019
Meridian Investment Counsel Inc.1,205$274 06/30/2019
     SPGI1,205$274 06/30/2019
Cetera Advisors LLC1,203$274 06/30/2019
     SPGI1,203$274 06/30/2019
Country Club Trust Company n.a.1,200$273 06/30/2019
     SPGI1,200$273 06/30/2019
Hills Bank & Trust Co.1,198$273 06/30/2019
     SPGI1,198$273 06/30/2019
Mutual of Omaha Bank Wealth Management1,200$273 06/30/2019
     SPGI1,200$273 06/30/2019
ExodusPoint Capital Management LP1,200$273 06/30/2019
     SPGI1,200$273 06/30/2019
SRS Capital Advisors Inc.1,181$269 06/30/2019
     SPGI1,181$269 06/30/2019
Albion Financial Group UT1,170$267 06/30/2019
     SPGI1,170$267 06/30/2019
Independence Bank of Kentucky1,167$266 06/30/2019
     SPGI1,167$266 06/30/2019
Fisher Asset Management LLC1,153$263 06/30/2019
     SPGI1,153$263 06/30/2019
Security National Trust Co.1,155$263 06/30/2019
     SPGI1,155$263 06/30/2019
Carnegie Capital Asset Management LLC1,148$262 06/30/2019
     SPGI1,148$262 06/30/2019
Congress Asset Management Co. MA1,145$261 06/30/2019
     SPGI1,145$261 06/30/2019
Rational Advisors LLC1,145$261 06/30/2019
     SPGI1,145$261 06/30/2019
Quantamental Technologies LLC1,130$257 06/30/2019
     SPGI1,130$257 06/30/2019
Lake Street Advisors Group LLC1,128$257 06/30/2019
     SPGI1,128$257 06/30/2019
Franklin Street Advisors Inc. NC1,126$256 06/30/2019
     SPGI1,126$256 06/30/2019
Sustainable Insight Capital Management LLC1,101$251 06/30/2019
     SPGI1,101$251 06/30/2019
DORCHESTER WEALTH MANAGEMENT Co1,100$251 06/30/2019
     SPGI1,100$251 06/30/2019
Gilbert & Cook Inc.1,102$251 06/30/2019
     SPGI1,102$251 06/30/2019
Shine Investment Advisory Services Inc.1,092$249 06/30/2019
     SPGI1,092$249 06/30/2019
Intersect Capital LLC1,087$248 06/30/2019
     SPGI1,087$248 06/30/2019
GWM Advisors LLC1,081$246 06/30/2019
     SPGI1,081$246 06/30/2019
Sadoff Investment Management LLC1,074$245 06/30/2019
     SPGI1,074$245 06/30/2019
Mitsubishi UFJ Securities Holdings Co. Ltd.1,070$244 06/30/2019
     SPGI1,070$244 06/30/2019
Donaldson Capital Management LLC1,070$244 06/30/2019
     SPGI1,070$244 06/30/2019
Elgethun Capital Management1,070$244 06/30/2019
     SPGI1,070$244 06/30/2019
Janney Capital Management LLC1,067$243 06/30/2019
     SPGI1,067$243 06/30/2019
AE Wealth Management LLC1,067$243 06/30/2019
     SPGI1,067$243 06/30/2019
DAVENPORT & Co LLC1,061$242 06/30/2019
     SPGI1,061$242 06/30/2019
First National Bank of Omaha1,060$241 06/30/2019
     SPGI1,060$241 06/30/2019
Amica Retiree Medical Trust1,060$241 06/30/2019
     SPGI1,060$241 06/30/2019
GAM Holding AG1,055$240 06/30/2019
     SPGI1,055$240 06/30/2019
Shulman DeMeo Asset Management LLC1,053$240 06/30/2019
     SPGI1,053$240 06/30/2019
Carroll Financial Associates Inc.1,042$237 06/30/2019
     SPGI1,042$237 06/30/2019
Kavar Capital Partners LLC1,040$237 06/30/2019
     SPGI1,040$237 06/30/2019
Community Bank N.A.1,035$236 06/30/2019
     SPGI1,035$236 06/30/2019
GM Advisory Group Inc.1,033$235 06/30/2019
     SPGI1,033$235 06/30/2019
First Mercantile Trust Co.1,027$234 06/30/2019
     SPGI1,027$234 06/30/2019
Montag A & Associates Inc.1,000$228 06/30/2019
     SPGI1,000$228 06/30/2019
Lau Associates LLC1,000$228 06/30/2019
     SPGI1,000$228 06/30/2019
Palladium Partners LLC1,000$228 06/30/2019
     SPGI1,000$228 06/30/2019
Magnus Financial Group LLC1,002$228 06/30/2019
     SPGI1,002$228 06/30/2019
Brooks Moore & Associates Inc.1,000$228 06/30/2019
     SPGI1,000$228 06/30/2019
Enterprise Trust & Investment Co1,000$228 06/30/2019
     SPGI1,000$228 06/30/2019
Starfire Investment Advisers Inc.1,000$227 06/30/2019
     SPGI1,000$227 06/30/2019
Bronfman E.L. Rothschild L.P.965$220 06/30/2019
     SPGI965$220 06/30/2019
Strategic Financial Group LLC960$219 06/30/2019
     SPGI960$219 06/30/2019
Compton Capital Management Inc. RI920$210 06/30/2019
     SPGI920$210 06/30/2019
Patton Albertson Miller Group LLC820$210 06/30/2019
     SPGI820$210 06/30/2019
Parallax Volatility Advisers L.P. $209 06/30/2019
     Call20,900$4,761 06/30/2019
     Put20,000$4,556 06/30/2019
     SPGI17$4 06/30/2019
Jaffetilchin Investment Partners LLC911$208 06/30/2019
     SPGI911$208 06/30/2019
Claraphi Advisory Network LLC907$207 06/30/2019
     SPGI907$207 06/30/2019
Harvest Capital Management Inc900$205 06/30/2019
     SPGI900$205 06/30/2019
Violich Capital Management Inc.900$205 06/30/2019
     SPGI900$205 06/30/2019
First Allied Advisory Services Inc.896$204 06/30/2019
     SPGI896$204 06/30/2019
ETF Managers Group LLC900$204 06/30/2019
     SPGI900$204 06/30/2019
Williams Jones & Associates LLC893$203 06/30/2019
     SPGI893$203 06/30/2019
CLS Investments LLC876$200 06/30/2019
     SPGI876$200 06/30/2019
Versant Capital Management Inc879$200 06/30/2019
     SPGI879$200 06/30/2019
Capital Bank & Trust Co832$190 06/30/2019
     SPGI832$190 06/30/2019
Ellevest Inc.826$188 06/30/2019
     SPGI826$188 06/30/2019
Advisory Services Network LLC812$185 06/30/2019
     SPGI812$185 06/30/2019
Truehand Inc800$182 06/30/2019
     SPGI800$182 06/30/2019
Trust Co800$182 06/30/2019
     SPGI800$182 06/30/2019
Proequities Inc. $176 06/30/2019
     SPGI769$176 06/30/2019
     Put0$0 06/30/2019
     Call0$0 06/30/2019
Cornerstone Advisors Inc.741$169 06/30/2019
     SPGI741$169 06/30/2019
Guardian Life Insurance Co. of America712$162 06/30/2019
     SPGI712$162 06/30/2019
Seeyond709$162 06/30/2019
     SPGI709$162 06/30/2019
Lindbrook Capital LLC694$158 06/30/2019
     SPGI694$158 06/30/2019
HighPoint Advisor Group LLC615$148 06/30/2019
     SPGI615$148 06/30/2019
Anderson Fisher LLC640$146 06/30/2019
     SPGI640$146 06/30/2019
Truewealth LLC626$143 06/30/2019
     SPGI626$143 06/30/2019
Benjamin F. Edwards & Company Inc.620$141 06/30/2019
     SPGI620$141 06/30/2019
TCG Advisors LP600$141 06/30/2019
     SPGI600$141 06/30/2019
Walleye Trading LLC $138 06/30/2019
     Put5,900$1,344 06/30/2019
     Call4,300$979 06/30/2019
     SPGI2,210$503 06/30/2019
Institutional & Family Asset Management LLC575$131 06/30/2019
     SPGI575$131 06/30/2019
Pearl River Capital LLC549$125 06/30/2019
     SPGI549$125 06/30/2019
Valeo Financial Advisors LLC484$110 06/30/2019
     SPGI484$110 06/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC443$101 06/30/2019
     SPGI443$101 06/30/2019
SevenBridge Financial Group LLC423$96 06/30/2019
     SPGI423$96 06/30/2019
Zions Bancorporation N.A.407$93 06/30/2019
     SPGI407$93 06/30/2019
CSat Investment Advisory L.P.385$87 06/30/2019
     SPGI385$87 06/30/2019
Private Capital Group LLC419$85 06/30/2019
     SPGI419$85 06/30/2019
Taylor Hoffman Wealth Management354$81 06/30/2019
     SPGI354$81 06/30/2019
IFP Advisors Inc344$73 03/31/2019
     SPGI344$73 03/31/2019
Country Trust Bank318$72 06/30/2019
     SPGI318$72 06/30/2019
Contravisory Investment Management Inc.305$69 06/30/2019
     SPGI305$69 06/30/2019
American Research & Management Co.300$68 06/30/2019
     SPGI300$68 06/30/2019
Clean Yield Group300$68 06/30/2019
     SPGI300$68 06/30/2019
Webster Bank N. A.277$63 06/30/2019
     SPGI277$63 06/30/2019
Meeder Asset Management Inc.262$60 06/30/2019
     SPGI262$60 06/30/2019
Oakworth Capital Inc.261$59 06/30/2019
     SPGI261$59 06/30/2019
Next Capital Management LLC246$56 06/30/2019
     SPGI246$56 06/30/2019
Magellan Asset Management Ltd238$54 06/30/2019
     SPGI238$54 06/30/2019
First Personal Financial Services236$54 06/30/2019
     SPGI236$54 06/30/2019
Ibex Wealth Advisors233$53 06/30/2019
     SPGI233$53 06/30/2019
FinTrust Capital Advisors LLC225$51 06/30/2019
     SPGI225$51 06/30/2019
Berman Capital Advisors LLC227$51 06/30/2019
     SPGI227$51 06/30/2019
Capital Analysts LLC218$50 06/30/2019
     SPGI218$50 06/30/2019
Ropes Wealth Advisors LLC221$50 06/30/2019
     SPGI221$50 06/30/2019
Executive Wealth Management LLC211$48 06/30/2019
     SPGI211$48 06/30/2019
TCI Wealth Advisors Inc.212$48 06/30/2019
     SPGI212$48 06/30/2019
Sun Life Financial INC200$46 06/30/2019
     SPGI200$46 06/30/2019
Parkside Financial Bank & Trust203$46 06/30/2019
     SPGI203$46 06/30/2019
Hilton Capital Management LLC201$46 06/30/2019
     SPGI201$46 06/30/2019
Gemmer Asset Management LLC198$45 06/30/2019
     SPGI198$45 06/30/2019
Centiva Capital LP $45 06/30/2019
     Call1,600$364 06/30/2019
     Put1,400$319 06/30/2019
CNB Bank187$43 06/30/2019
     SPGI187$43 06/30/2019
Plante Moran Financial Advisors LLC183$42 06/30/2019
     SPGI183$42 06/30/2019
Motco175$40 06/30/2019
     SPGI175$40 06/30/2019
Legacy Bridge LLC175$40 06/30/2019
     SPGI175$40 06/30/2019
Reilly Financial Advisors LLC161$37 06/30/2019
     SPGI161$37 06/30/2019
Kistler Tiffany Companies LLC160$36 06/30/2019
     SPGI160$36 06/30/2019
Lenox Wealth Advisors LLC142$32 06/30/2019
     SPGI142$32 06/30/2019
Patriot Financial Group Insurance Agency LLC135$32 06/30/2019
     SPGI135$32 06/30/2019
Resources Investment Advisors LLC.135$31 06/30/2019
     SPGI135$31 06/30/2019
Enterprise Financial Services Corp129$29 06/30/2019
     SPGI129$29 06/30/2019
Earnest Partners LLC127$29 06/30/2019
     SPGI127$29 06/30/2019
FTB Advisors Inc.128$29 06/30/2019
     SPGI128$29 06/30/2019
Ironwood Financial llc125$28 06/30/2019
     SPGI125$28 06/30/2019
Meridian Wealth Management LLC125$28 06/30/2019
     SPGI125$28 06/30/2019
Advantage Investment Management LLC121$28 06/30/2019
     SPGI121$28 06/30/2019
Julex Capital Management LLC132$28 03/31/2019
     SPGI132$28 03/31/2019
Farmers & Merchants Investments Inc.118$27 06/30/2019
     SPGI118$27 06/30/2019
Harvest Group Wealth Management LLC120$27 06/30/2019
     SPGI120$27 06/30/2019
Coastal Capital Group Inc.120$27 06/30/2019
     SPGI120$27 06/30/2019
Global Retirement Partners LLC129$27 03/31/2019
     SPGI129$27 03/31/2019
Whittier Trust Co. of Nevada Inc.114$26 06/30/2019
     SPGI114$26 06/30/2019
Coastal Investment Advisors Inc.112$26 06/30/2019
     SPGI112$26 06/30/2019
Essex Investment Management Co. LLC108$25 06/30/2019
     SPGI108$25 06/30/2019
Krane Funds Advisors LLC111$25 06/30/2019
     SPGI111$25 06/30/2019
Barrett Asset Management LLC100$23 06/30/2019
     SPGI100$23 06/30/2019
NEXT Financial Group Inc100$23 06/30/2019
     SPGI100$23 06/30/2019
Norway Savings Bank100$23 06/30/2019
     SPGI100$23 06/30/2019
Gables Capital Management Inc.100$23 06/30/2019
     SPGI100$23 06/30/2019
Tarbox Family Office Inc.89$20 06/30/2019
     SPGI89$20 06/30/2019
Pathstone Family Office LLC82$19 06/30/2019
     SPGI82$19 06/30/2019
Cutler Group LP $19 06/30/2019
     Call5,000$29 06/30/2019
     Put6,500$10 06/30/2019
Altshuler Shaham Ltd81$18 06/30/2019
     SPGI81$18 06/30/2019
Glassman Wealth Services80$18 06/30/2019
     SPGI80$18 06/30/2019
Squar Milner Financial Services LLC81$18 06/30/2019
     SPGI81$18 06/30/2019
Vigilant Capital Management LLC75$17 06/30/2019
     SPGI75$17 06/30/2019
CX Institutional64$15 06/30/2019
     SPGI64$15 06/30/2019
Hexavest Inc.62$14 06/30/2019
     SPGI62$14 06/30/2019
Strategic Wealth Partners Ltd.64$14 06/30/2019
     SPGI64$14 06/30/2019
QCI Asset Management Inc. NY50$11 06/30/2019
     SPGI50$11 06/30/2019
Optimum Investment Advisors50$11 06/30/2019
     SPGI50$11 06/30/2019
Westside Investment Management Inc.51$11 06/30/2019
     SPGI51$11 06/30/2019
Pinnacle Bank49$11 06/30/2019
     SPGI49$11 06/30/2019
Wealthcare Advisory Partners LLC43$10 06/30/2019
     SPGI43$10 06/30/2019
Trustmark National Bank Trust Department40$9 06/30/2019
     SPGI40$9 06/30/2019
Balentine LLC37$8 06/30/2019
     SPGI37$8 06/30/2019
Weaver Consulting Group33$8 06/30/2019
     SPGI33$8 06/30/2019
Smith Asset Management Group LP30$7 06/30/2019
     SPGI30$7 06/30/2019
Sandy Spring Bank30$7 06/30/2019
     SPGI30$7 06/30/2019
Price Wealth Management Inc.29$7 06/30/2019
     SPGI29$7 06/30/2019
Baystate Wealth Management LLC30$7 06/30/2019
     SPGI30$7 06/30/2019
Evolution Wealth Advisors LLC31$7 06/30/2019
     SPGI31$7 06/30/2019
O Shaughnessy Asset Management LLC26$6 06/30/2019
     SPGI26$6 06/30/2019
Brand Asset Management Group Inc.28$6 06/30/2019
     SPGI28$6 06/30/2019
Manchester Financial Inc.20$5 06/30/2019
     SPGI20$5 06/30/2019
Trustcore Financial Services LLC23$5 06/30/2019
     SPGI23$5 06/30/2019
Acima Private Wealth LLC22$5 06/30/2019
     SPGI22$5 06/30/2019
TRUE Private Wealth Advisors18$4 06/30/2019
     SPGI18$4 06/30/2019
Avestar Capital LLC21$4 06/30/2019
     SPGI21$4 06/30/2019
Kayne Anderson Rudnick Investment Management LLC12$3 06/30/2019
     SPGI12$3 06/30/2019
Perkins Coie Trust Co12$3 06/30/2019
     SPGI12$3 06/30/2019
Capital Investment Advisory Services LLC14$3 06/30/2019
     SPGI14$3 06/30/2019
Financial Architects Inc7$2 06/30/2019
     SPGI7$2 06/30/2019
Hudock Capital Group LLC11$2 06/30/2019
     SPGI11$2 06/30/2019
Cullen Frost Bankers Inc.6$1 06/30/2019
     SPGI6$1 06/30/2019
Delphi Private Advisors LLC5$1 06/30/2019
     SPGI5$1 06/30/2019
Massey Quick Simon & CO. LLC6$1 06/30/2019
     SPGI6$1 06/30/2019
Global Wealth Management Investment Advisory Inc.3$1 06/30/2019
     SPGI3$1 06/30/2019
Camarda Financial Advisors LLC2$0 06/30/2019
     SPGI2$0 06/30/2019
Financial Gravity Wealth Inc.1$0 06/30/2019
     SPGI1$0 06/30/2019
Highland Capital Management LP $-684 06/30/2019
     Put15,000$3,417 06/30/2019
     SPGI12,000$2,733 06/30/2019
Prelude Capital Management LLC $-2,046 06/30/2019
     Put12,500$2,847 06/30/2019
     SPGI3,517$801 06/30/2019
Citigroup Inc. $-4,377 06/30/2019
     Put174,100$39,658 06/30/2019
     SPGI110,786$25,235 06/30/2019
     Call44,100$10,046 06/30/2019
Capstone Investment Advisors LLC2,207$-7,173 06/30/2019
     Put51,100$11,640 06/30/2019
     Call17,400$3,964 06/30/2019
     SPGI2,207$503 06/30/2019

See Summary: Institutional Holders of SPGI
See Details: Top 10 Hedge Funds Holding SPGI
Also See: SPGI Insider Buying
Also See: SPGI Holdings Changes
Analysts Forecast: S&P Global Price Target

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