HoldingsChannel.com
Funds Holding SPGI
HolderAmountPosition Size
($ in 1000's)
 As of
Vanguard Group Inc.21,098,651$5,168,748 09/30/2019
     SPGI21,098,651$5,168,748 09/30/2019
BlackRock Inc.17,262,617$4,228,995 09/30/2019
     SPGI17,262,617$4,228,995 09/30/2019
State Street Corp11,832,733$2,898,783 09/30/2019
     SPGI11,832,733$2,898,783 09/30/2019
Price T Rowe Associates Inc. MD7,267,004$1,780,271 09/30/2019
     SPGI7,267,004$1,780,271 09/30/2019
Edgewood Management LLC5,852,492$1,433,743 09/30/2019
     SPGI5,852,492$1,433,743 09/30/2019
FMR LLC5,672,193$1,389,573 09/30/2019
     SPGI5,672,193$1,389,573 09/30/2019
Invesco Ltd. $1,373,902 09/30/2019
     SPGI5,608,019$1,373,853 09/30/2019
     Call200$49 09/30/2019
JPMorgan Chase & Co. $921,341 09/30/2019
     SPGI3,709,593$908,774 09/30/2019
     Call186,400$45,664 09/30/2019
     Put135,100$33,097 09/30/2019
Jennison Associates LLC3,667,252$898,403 09/30/2019
     SPGI3,667,252$898,403 09/30/2019
Nuveen Asset Management LLC3,561,325$872,454 09/30/2019
     SPGI3,561,325$872,454 09/30/2019
Geode Capital Management LLC3,226,487$789,192 09/30/2019
     SPGI3,226,487$789,192 09/30/2019
Northern Trust Corp3,072,315$752,655 09/30/2019
     SPGI3,072,315$752,655 09/30/2019
Cantillon Capital Management LLC2,810,567$688,532 09/30/2019
     SPGI2,810,567$688,532 09/30/2019
Bank of New York Mellon Corp2,605,731$638,352 09/30/2019
     SPGI2,605,731$638,352 09/30/2019
Deutsche Bank AG $623,358 09/30/2019
     SPGI2,544,492$623,341 09/30/2019
     Call71$17 09/30/2019
Independent Franchise Partners LLP2,255,871$552,643 09/30/2019
     SPGI2,255,871$552,643 09/30/2019
Veritas Asset Management LLP2,218,807$543,563 09/30/2019
     SPGI2,218,807$543,563 09/30/2019
Capital International Investors2,143,468$525,107 09/30/2019
     SPGI2,143,468$525,107 09/30/2019
TCI Fund Management Ltd.1,982,414$485,652 09/30/2019
     SPGI1,982,414$485,652 09/30/2019
Egerton Capital UK LLP1,917,481$469,744 09/30/2019
     SPGI1,917,481$469,744 09/30/2019
Investec Asset Management LTD1,744,635$427,401 09/30/2019
     SPGI1,744,635$427,401 09/30/2019
Lone Pine Capital LLC1,724,511$422,471 09/30/2019
     SPGI1,724,511$422,471 09/30/2019
Morgan Stanley1,686,427$413,143 09/30/2019
     SPGI1,686,427$413,143 09/30/2019
Lazard Asset Management LLC1,674,842$410,302 09/30/2019
     SPGI1,674,842$410,302 09/30/2019
Wells Fargo & Company MN $397,978 09/30/2019
     SPGI1,624,541$397,980 09/30/2019
     Put1,000$2 09/30/2019
Legal & General Group Plc1,609,363$394,358 09/30/2019
     SPGI1,609,363$394,358 09/30/2019
Rothschild & Co Wealth Management UK Ltd1,589,807$389,471 09/30/2019
     SPGI1,589,807$389,471 09/30/2019
Wellington Management Group LLP1,568,866$384,339 09/30/2019
     SPGI1,568,866$384,339 09/30/2019
Orbis Allan Gray Ltd1,518,052$371,892 09/30/2019
     SPGI1,518,052$371,892 09/30/2019
Allianz Asset Management GmbH $371,368 09/30/2019
     SPGI1,550,623$379,918 09/30/2019
     Put59,800$14,650 09/30/2019
     Call24,900$6,100 09/30/2019
Mawer Investment Management Ltd.1,496,756$366,675 09/30/2019
     SPGI1,496,756$366,675 09/30/2019
Principal Financial Group Inc.1,365,684$334,565 09/30/2019
     SPGI1,365,684$334,565 09/30/2019
Goldman Sachs Group Inc. $317,970 09/30/2019
     SPGI1,242,145$304,301 09/30/2019
     Call75,800$18,569 09/30/2019
     Put20,000$4,900 09/30/2019
Capital Research Global Investors1,296,776$317,684 09/30/2019
     SPGI1,296,776$317,684 09/30/2019
Fayez Sarofim & Co1,209,767$296,368 09/30/2019
     SPGI1,209,767$296,368 09/30/2019
Bank of America Corp DE $293,668 09/30/2019
     SPGI1,220,837$299,082 09/30/2019
     Put42,100$10,314 09/30/2019
     Call20,000$4,900 09/30/2019
Vulcan Value Partners LLC1,188,899$291,257 09/30/2019
     SPGI1,188,899$291,257 09/30/2019
PNC Financial Services Group Inc.1,176,324$288,176 09/30/2019
     SPGI1,176,324$288,176 09/30/2019
Alliancebernstein L.P.1,102,989$270,210 09/30/2019
     SPGI1,102,989$270,210 09/30/2019
Charles Schwab Investment Management Inc.1,091,693$267,443 09/30/2019
     SPGI1,091,693$267,443 09/30/2019
Sumitomo Mitsui Trust Holdings Inc.1,037,796$254,239 09/30/2019
     SPGI1,037,796$254,239 09/30/2019
Ameriprise Financial Inc.973,513$238,420 09/30/2019
     SPGI973,513$238,420 09/30/2019
NN Investment Partners Holdings N.V.950,874$232,944 09/30/2019
     SPGI950,874$232,944 09/30/2019
Janus Henderson Group PLC933,441$228,646 09/30/2019
     SPGI933,441$228,646 09/30/2019
Swedbank915,232$224,214 09/30/2019
     SPGI915,232$224,214 09/30/2019
Parametric Portfolio Associates LLC912,331$223,503 09/30/2019
     SPGI912,331$223,503 09/30/2019
Harris Associates L P880,684$215,750 09/30/2019
     SPGI880,684$215,750 09/30/2019
Waddell & Reed Financial Inc.861,713$211,102 09/30/2019
     SPGI861,713$211,102 09/30/2019
USS Investment Management Ltd860,930$210,846 09/30/2019
     SPGI860,930$210,846 09/30/2019
The Manufacturers Life Insurance Company 853,118$210,165 09/30/2019
     SPGI853,118$210,165 09/30/2019
Dimensional Fund Advisors LP836,855$205,020 09/30/2019
     SPGI836,855$205,020 09/30/2019
Farallon Capital Management LLC832,314$203,900 09/30/2019
     SPGI832,314$203,900 09/30/2019
UBS Asset Management Americas Inc.829,231$203,145 09/30/2019
     SPGI829,231$203,145 09/30/2019
Fred Alger Management LLC819,220$200,693 09/30/2019
     SPGI819,220$200,693 09/30/2019
Third Point LLC800,000$195,984 09/30/2019
     SPGI800,000$195,984 09/30/2019
FIL Ltd785,403$192,408 09/30/2019
     SPGI785,403$192,408 09/30/2019
Bank of Montreal Can $186,791 09/30/2019
     SPGI766,077$187,673 09/30/2019
     Put3,600$882 09/30/2019
Eaton Vance Management717,424$175,755 09/30/2019
     SPGI717,424$175,755 09/30/2019
Voya Investment Management LLC694,125$170,047 09/30/2019
     SPGI694,125$170,047 09/30/2019
California Public Employees Retirement System597,423$163,126 12/31/2019
     SPGI597,423$163,126 12/31/2019
Franklin Resources Inc.632,406$154,938 09/30/2019
     SPGI632,406$154,938 09/30/2019
Marshall Wace North America L.P.632,132$154,861 09/30/2019
     SPGI632,132$154,861 09/30/2019
New York State Common Retirement Fund630,266$154,403 09/30/2019
     SPGI630,266$154,403 09/30/2019
CI Investments Inc.628,543$153,980 09/30/2019
     SPGI628,543$153,980 09/30/2019
Millennium Management LLC614,960$150,652 09/30/2019
     SPGI614,960$150,652 09/30/2019
Iridian Asset Management LLC CT571,213$139,936 09/30/2019
     SPGI571,213$139,936 09/30/2019
DF Dent & Co. Inc.539,800$132,240 09/30/2019
     SPGI539,800$132,240 09/30/2019
Marsico Capital Management LLC530,683$130,007 09/30/2019
     SPGI530,683$130,007 09/30/2019
CIBC Private Wealth Group LLC522,144$127,916 09/30/2019
     SPGI522,144$127,916 09/30/2019
Westfield Capital Management Co. LP484,879$118,786 09/30/2019
     SPGI484,879$118,786 09/30/2019
Meritage Group LP466,671$114,325 09/30/2019
     SPGI466,671$114,325 09/30/2019
Rhumbline Advisers453,899$111,196 09/30/2019
     SPGI453,899$111,196 09/30/2019
ProShare Advisors LLC449,956$110,230 09/30/2019
     SPGI449,956$110,230 09/30/2019
Los Angeles Capital Management & Equity Research Inc.447,992$109,749 09/30/2019
     SPGI447,992$109,749 09/30/2019
Strs Ohio396,588$108,288 12/31/2019
     SPGI396,588$108,288 12/31/2019
Bristol John W & Co. Inc. NY390,273$106,564 12/31/2019
     SPGI390,273$106,564 12/31/2019
Citadel Advisors LLC $103,922 09/30/2019
     SPGI385,806$94,515 09/30/2019
     Call203,600$49,878 09/30/2019
     Put165,200$40,471 09/30/2019
Valley Forge Capital Management LP421,407$103,236 09/30/2019
     SPGI421,407$103,236 09/30/2019
California State Teachers Retirement System417,046$102,168 09/30/2019
     SPGI417,046$102,168 09/30/2019
MARSHALL WACE ASIA Ltd411,153$100,725 09/30/2019
     SPGI411,153$100,725 09/30/2019
American Century Companies Inc.410,503$100,565 09/30/2019
     SPGI410,503$100,565 09/30/2019
New York State Teachers Retirement System355,333$97,024 12/31/2019
     SPGI355,333$97,024 12/31/2019
BLS Capital Fondsmaeglerselskab A S387,138$94,841 09/30/2019
     SPGI387,138$94,841 09/30/2019
Credit Suisse AG $93,644 09/30/2019
     SPGI386,151$94,599 09/30/2019
     Put36,000$8,819 09/30/2019
     Call32,100$7,864 09/30/2019
Bessemer Group Inc.381,764$93,524 09/30/2019
     SPGI381,764$93,524 09/30/2019
Loomis Sayles & Co. L P377,925$92,584 09/30/2019
     SPGI377,925$92,584 09/30/2019
AQR Capital Management LLC371,150$90,925 09/30/2019
     SPGI371,150$90,925 09/30/2019
TD Asset Management Inc.369,755$90,583 09/30/2019
     SPGI369,755$90,583 09/30/2019
AXA359,150$87,984 09/30/2019
     SPGI359,150$87,984 09/30/2019
Thrivent Financial for Lutherans352,389$86,328 09/30/2019
     SPGI352,389$86,328 09/30/2019
TCW Group Inc.351,656$86,149 09/30/2019
     SPGI351,656$86,149 09/30/2019
Gates Capital Management Inc.350,611$85,893 09/30/2019
     SPGI350,611$85,893 09/30/2019
Intermede Investment Partners Ltd340,667$83,457 09/30/2019
     SPGI340,667$83,457 09/30/2019
Manning & Napier Group LLC305,487$83,412 12/31/2019
     SPGI305,487$83,412 12/31/2019
State Board of Administration of Florida Retirement System340,049$83,305 09/30/2019
     SPGI340,049$83,305 09/30/2019
Schroder Investment Management Group330,436$81,403 09/30/2019
     SPGI330,436$81,403 09/30/2019
Natixis327,633$80,264 09/30/2019
     SPGI327,633$80,264 09/30/2019
Nordea Investment Management AB319,033$79,306 09/30/2019
     SPGI319,033$79,306 09/30/2019
Haverford Trust Co.315,571$77,309 09/30/2019
     SPGI315,571$77,309 09/30/2019
Worldquant Millennium Advisors LLC312,480$76,551 09/30/2019
     SPGI312,480$76,551 09/30/2019
Amundi Pioneer Asset Management Inc.300,160$73,532 09/30/2019
     SPGI300,160$73,532 09/30/2019
National Pension Service298,344$73,088 09/30/2019
     SPGI298,344$73,088 09/30/2019
Adage Capital Partners GP L.L.C.297,611$72,909 09/30/2019
     SPGI297,611$72,909 09/30/2019
Virginia Retirement Systems ET AL264,900$72,331 12/31/2019
     SPGI264,900$72,331 12/31/2019
Victory Capital Management Inc.290,173$71,087 09/30/2019
     SPGI290,173$71,087 09/30/2019
State of Wisconsin Investment Board287,184$70,354 09/30/2019
     SPGI287,184$70,354 09/30/2019
Robeco Institutional Asset Management B.V.283,030$69,339 09/30/2019
     SPGI283,030$69,339 09/30/2019
Holocene Advisors LP281,297$68,912 09/30/2019
     SPGI281,297$68,912 09/30/2019
First Trust Advisors LP280,227$68,650 09/30/2019
     SPGI280,227$68,650 09/30/2019
D. E. Shaw & Co. Inc. $66,347 09/30/2019
     SPGI273,227$66,935 09/30/2019
     Put20,000$4,900 09/30/2019
     Call17,600$4,312 09/30/2019
US Bancorp DE270,423$66,247 09/30/2019
     SPGI270,423$66,247 09/30/2019
Stonehage Fleming Financial Services Holdings Ltd269,818$66,101 09/30/2019
     SPGI269,818$66,101 09/30/2019
Barclays PLC $66,014 09/30/2019
     SPGI274,258$67,190 09/30/2019
     Put10,500$2,572 09/30/2019
     Call5,700$1,396 09/30/2019
Montag & Caldwell LLC266,897$65,384 09/30/2019
     SPGI266,897$65,384 09/30/2019
Great West Life Assurance Co. Can265,744$65,158 09/30/2019
     SPGI265,744$65,158 09/30/2019
Royal Bank of Canada $65,129 09/30/2019
     SPGI318,656$78,064 09/30/2019
     Put57,300$14,037 09/30/2019
     Call4,500$1,102 09/30/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.253,602$62,128 09/30/2019
     SPGI253,602$62,128 09/30/2019
Rings Capital Management LLC243,700$59,702 09/30/2019
     SPGI243,700$59,702 09/30/2019
Polar Capital LLP242,441$59,403 09/30/2019
     SPGI242,441$59,403 09/30/2019
Prudential Financial Inc.239,802$58,747 09/30/2019
     SPGI239,802$58,747 09/30/2019
Artemis Investment Management LLP213,292$58,196 12/31/2019
     SPGI213,292$58,196 12/31/2019
Skandinaviska Enskilda Banken AB publ 231,006$56,592 09/30/2019
     SPGI231,006$56,592 09/30/2019
Neuberger Berman Group LLC230,518$56,472 09/30/2019
     SPGI230,518$56,472 09/30/2019
Axiom International Investors LLC DE228,462$55,969 09/30/2019
     SPGI228,462$55,969 09/30/2019
Mn Services Vermogensbeheer B.V.219,478$53,768 09/30/2019
     SPGI219,478$53,768 09/30/2019
Congress Asset Management Co. MA217,872$53,374 09/30/2019
     SPGI217,872$53,374 09/30/2019
Public Sector Pension Investment Board216,677$53,082 09/30/2019
     SPGI216,677$53,082 09/30/2019
Tesco Pension Investment Ltd208,254$51,018 09/30/2019
     SPGI208,254$51,018 09/30/2019
Johnson Investment Counsel Inc.207,690$50,880 09/30/2019
     SPGI207,690$50,880 09/30/2019
Balyasny Asset Management LLC206,423$50,570 09/30/2019
     SPGI206,423$50,570 09/30/2019
Chevy Chase Trust Holdings Inc.205,677$50,387 09/30/2019
     SPGI205,677$50,387 09/30/2019
Echo Street Capital Management LLC204,475$50,092 09/30/2019
     SPGI204,475$50,092 09/30/2019
Mitsubishi UFJ Trust & Banking Corp203,039$50,002 09/30/2019
     SPGI203,039$50,002 09/30/2019
Gabelli Funds LLC202,500$49,608 09/30/2019
     SPGI202,500$49,608 09/30/2019
Bowen Hanes & Co. Inc.201,497$49,363 09/30/2019
     SPGI201,497$49,363 09/30/2019
Rathbone Brothers plc194,224$47,581 09/30/2019
     SPGI194,224$47,581 09/30/2019
State of New Jersey Common Pension Fund D193,500$47,404 09/30/2019
     SPGI193,500$47,404 09/30/2019
Aviva PLC192,138$47,070 09/30/2019
     SPGI192,138$47,070 09/30/2019
Cibc World Markets Corp191,951$47,024 09/30/2019
     SPGI191,951$47,024 09/30/2019
BNP Paribas Arbitrage SA190,360$46,634 09/30/2019
     SPGI190,360$46,634 09/30/2019
Envestnet Asset Management Inc.188,564$46,194 09/30/2019
     SPGI188,564$46,194 09/30/2019
Packer & Co Ltd169,000$46,145 12/31/2019
     SPGI169,000$46,145 12/31/2019
BlueSpruce Investments LP188,339$46,139 09/30/2019
     SPGI188,339$46,139 09/30/2019
UBS Group AG $46,042 09/30/2019
     SPGI328,144$80,388 09/30/2019
     Put140,200$34,346 09/30/2019
Point72 Asset Management L.P.183,573$44,972 09/30/2019
     SPGI183,573$44,972 09/30/2019
Aperio Group LLC183,023$44,837 09/30/2019
     SPGI183,023$44,837 09/30/2019
Sei Investments Co.183,327$44,706 09/30/2019
     SPGI183,327$44,706 09/30/2019
Two Sigma Investments LP180,851$44,305 09/30/2019
     SPGI180,851$44,305 09/30/2019
Allen Investment Management LLC180,785$44,289 09/30/2019
     SPGI180,785$44,289 09/30/2019
Korea Investment CORP180,577$44,238 09/30/2019
     SPGI180,577$44,238 09/30/2019
Baird Financial Group Inc.180,515$44,220 09/30/2019
     SPGI180,515$44,220 09/30/2019
Davis Capital Partners LLC180,000$44,096 09/30/2019
     SPGI180,000$44,096 09/30/2019
Compagnie Lombard Odier SCmA177,723$43,532 09/30/2019
     SPGI177,723$43,532 09/30/2019
Crawford Investment Counsel Inc.167,464$41,025 09/30/2019
     SPGI167,464$41,025 09/30/2019
Public Employees Retirement System of Ohio167,039$40,921 09/30/2019
     SPGI167,039$40,921 09/30/2019
Capital World Investors162,685$39,855 09/30/2019
     SPGI162,685$39,855 09/30/2019
Nicholas Company Inc.160,490$39,317 09/30/2019
     SPGI160,490$39,317 09/30/2019
AustralianSuper Pty Ltd159,780$39,143 09/30/2019
     SPGI159,780$39,143 09/30/2019
KBC Group NV159,668$39,116 09/30/2019
     SPGI159,668$39,116 09/30/2019
Canada Pension Plan Investment Board158,185$38,752 09/30/2019
     SPGI158,185$38,752 09/30/2019
First Manhattan Co.157,964$38,698 09/30/2019
     SPGI157,964$38,698 09/30/2019
Junto Capital Management LP155,801$38,168 09/30/2019
     SPGI155,801$38,168 09/30/2019
Toronto Dominion Bank154,774$37,912 09/30/2019
     SPGI154,774$37,912 09/30/2019
Provident Investment Management Inc.154,462$37,840 09/30/2019
     SPGI154,462$37,840 09/30/2019
James Hambro & Partners150,339$36,819 09/30/2019
     SPGI150,339$36,819 09/30/2019
Stifel Financial Corp149,421$36,485 09/30/2019
     SPGI149,421$36,485 09/30/2019
Markel Corp147,000$36,012 09/30/2019
     SPGI147,000$36,012 09/30/2019
Retirement Systems of Alabama131,471$35,898 12/31/2019
     SPGI131,471$35,898 12/31/2019
Standard Life Aberdeen plc146,514$35,893 09/30/2019
     SPGI146,514$35,893 09/30/2019
Lord Abbett & CO. LLC144,200$35,326 09/30/2019
     SPGI144,200$35,326 09/30/2019
Vaughan David Investments LLC IL144,018$35,282 09/30/2019
     SPGI144,018$35,282 09/30/2019
AMF Pensionsforsakring AB143,715$35,207 09/30/2019
     SPGI143,715$35,207 09/30/2019
AMP Capital Investors Ltd139,624$34,396 09/30/2019
     SPGI139,624$34,396 09/30/2019
HM Payson & Co.139,291$34,124 09/30/2019
     SPGI139,291$34,124 09/30/2019
Asset Management One Co. Ltd.138,874$34,021 09/30/2019
     SPGI138,874$34,021 09/30/2019
Man Group plc138,140$33,841 09/30/2019
     SPGI138,140$33,841 09/30/2019
Cullinan Associates Inc.122,500$33,449 12/31/2019
     SPGI122,500$33,449 12/31/2019
Ardevora Asset Management LLP136,226$33,373 09/30/2019
     SPGI136,226$33,373 09/30/2019
Pictet Asset Management Ltd.135,211$33,124 09/30/2019
     SPGI135,211$33,124 09/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 121,292$33,119 12/31/2019
     SPGI121,292$33,119 12/31/2019
Delta Asset Management LLC TN133,145$32,618 09/30/2019
     SPGI133,145$32,618 09/30/2019
Alta Capital Management LLC130,999$32,092 09/30/2019
     SPGI130,999$32,092 09/30/2019
Wedge Capital Management L L P NC115,892$31,644 12/31/2019
     SPGI115,892$31,644 12/31/2019
Investec Asset Management North America Inc.122,544$30,021 09/30/2019
     SPGI122,544$30,021 09/30/2019
Cubist Systematic Strategies LLC122,112$29,915 09/30/2019
     SPGI122,112$29,915 09/30/2019
United Capital Financial Advisers LLC121,981$29,883 09/30/2019
     SPGI121,981$29,883 09/30/2019
DNB Asset Management AS108,367$29,590 12/31/2019
     SPGI108,367$29,590 12/31/2019
State of Tennessee Treasury Department120,299$29,470 09/30/2019
     SPGI120,299$29,470 09/30/2019
Ironvine Capital Partners LLC106,367$29,044 12/31/2019
     SPGI106,367$29,044 12/31/2019
Renaissance Group LLC116,121$28,447 09/30/2019
     SPGI116,121$28,447 09/30/2019
Schwartz Investment Counsel Inc.116,000$28,418 09/30/2019
     SPGI116,000$28,418 09/30/2019
Guggenheim Capital LLC113,578$27,825 09/30/2019
     SPGI113,578$27,825 09/30/2019
Raymond James & Associates110,657$27,112 09/30/2019
     SPGI110,657$27,112 09/30/2019
Treasurer of the State of North Carolina108,814$26,657 09/30/2019
     SPGI108,814$26,657 09/30/2019
Assenagon Asset Management S.A.94,864$25,903 12/31/2019
     SPGI94,864$25,903 12/31/2019
Nomura Asset Management Co. Ltd.104,542$25,611 09/30/2019
     SPGI104,542$25,611 09/30/2019
Segall Bryant & Hamill LLC103,408$25,317 09/30/2019
     SPGI103,408$25,317 09/30/2019
Teachers Retirement System of The State of Kentucky102,697$25,158 09/30/2019
     SPGI102,697$25,158 09/30/2019
Bank of Nova Scotia100,898$24,718 09/30/2019
     SPGI100,898$24,718 09/30/2019
MERIAN GLOBAL INVESTORS UK Ltd98,748$24,191 09/30/2019
     SPGI98,748$24,191 09/30/2019
Mackenzie Financial Corp97,829$23,966 09/30/2019
     SPGI97,829$23,966 09/30/2019
American International Group Inc.97,284$23,833 09/30/2019
     SPGI97,284$23,833 09/30/2019
Commerce Bank96,630$23,672 09/30/2019
     SPGI96,630$23,672 09/30/2019
Fiera Capital Corp96,253$23,580 09/30/2019
     SPGI96,253$23,580 09/30/2019
Banco Santander S.A.96,102$23,543 09/30/2019
     SPGI96,102$23,543 09/30/2019
Nisa Investment Advisors LLC85,909$23,457 12/31/2019
     SPGI85,909$23,457 12/31/2019
Royal London Asset Management Ltd.94,910$23,244 09/30/2019
     SPGI94,910$23,244 09/30/2019
Bishop Rock Capital L.P.91,404$22,392 09/30/2019
     SPGI91,404$22,392 09/30/2019
Round Hill Asset Management90,164$22,084 09/30/2019
     SPGI90,164$22,084 09/30/2019
Alkeon Capital Management LLC87,500$21,436 09/30/2019
     SPGI87,500$21,436 09/30/2019
Employees Retirement System of Texas86,600$21,215 09/30/2019
     SPGI86,600$21,215 09/30/2019
Squarepoint Ops LLC85,358$20,911 09/30/2019
     SPGI85,358$20,911 09/30/2019
1832 Asset Management L.P.83,730$20,557 09/30/2019
     SPGI83,730$20,557 09/30/2019
M&T Bank Corp83,364$20,423 09/30/2019
     SPGI83,364$20,423 09/30/2019
Granite Investment Partners LLC82,931$20,316 09/30/2019
     SPGI82,931$20,316 09/30/2019
Marshall Wace LLP81,213$19,895 09/30/2019
     SPGI81,213$19,895 09/30/2019
Connor Clark & Lunn Investment Management Ltd.80,400$19,696 09/30/2019
     SPGI80,400$19,696 09/30/2019
Summit Global Investments79,480$19,471 09/30/2019
     SPGI79,480$19,471 09/30/2019
Barometer Capital Management Inc.78,623$19,261 09/30/2019
     SPGI78,623$19,261 09/30/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund77,411$18,964 09/30/2019
     SPGI77,411$18,964 09/30/2019
Gotham Asset Management LLC77,016$18,867 09/30/2019
     SPGI77,016$18,867 09/30/2019
Aureus Asset Management LLC75,861$18,584 09/30/2019
     SPGI75,861$18,584 09/30/2019
Roosevelt Investment Group Inc.74,892$18,347 09/30/2019
     SPGI74,892$18,347 09/30/2019
Bedrijfstakpensioenfonds Voor DE Media PNO78,500$17,640 09/30/2019
     SPGI78,500$17,640 09/30/2019
Arizona State Retirement System63,150$17,243 12/31/2019
     SPGI63,150$17,243 12/31/2019
Natixis Advisors L.P.69,326$16,983 09/30/2019
     SPGI69,326$16,983 09/30/2019
Dai Ichi Life Insurance Company Ltd68,471$16,774 09/30/2019
     SPGI68,471$16,774 09/30/2019
Fort Washington Investment Advisors Inc. OH68,006$16,660 09/30/2019
     SPGI68,006$16,660 09/30/2019
MetLife Investment Management LLC67,027$16,420 09/30/2019
     SPGI67,027$16,420 09/30/2019
NS Partners Ltd67,015$16,417 09/30/2019
     SPGI67,015$16,417 09/30/2019
SG Americas Securities LLC $16,372 12/31/2019
     SPGI31,517$8,606 12/31/2019
     Call143,400$7,998 12/31/2019
     Put219,000$232 12/31/2019
Mackay Shields LLC66,695$16,339 09/30/2019
     SPGI66,695$16,339 09/30/2019
State of Alaska Department of Revenue59,283$16,187 12/31/2019
     SPGI59,283$16,187 12/31/2019
Voloridge Investment Management LLC65,300$15,997 09/30/2019
     SPGI65,300$15,997 09/30/2019
Two Sigma Advisers LP65,199$15,972 09/30/2019
     SPGI65,199$15,972 09/30/2019
Zurich Insurance Group Ltd FI65,027$15,930 09/30/2019
     SPGI65,027$15,930 09/30/2019
Bridges Investment Management Inc.64,575$15,820 09/30/2019
     SPGI64,575$15,820 09/30/2019
Westpac Banking Corp64,347$15,764 09/30/2019
     SPGI64,347$15,764 09/30/2019
Dock Street Asset Management Inc.56,367$15,391 12/31/2019
     SPGI56,367$15,391 12/31/2019
Lunia Capital LP62,655$15,349 09/30/2019
     SPGI62,655$15,349 09/30/2019
Totem Point Management LLC61,804$15,141 09/30/2019
     SPGI61,804$15,141 09/30/2019
Shell Asset Management Co.61,739$15,125 09/30/2019
     SPGI61,739$15,125 09/30/2019
Ithaka Group LLC61,491$15,064 09/30/2019
     SPGI61,491$15,064 09/30/2019
Fifth Third Bancorp61,010$14,946 09/30/2019
     SPGI61,010$14,946 09/30/2019
Calamos Advisors LLC54,551$14,895 12/31/2019
     SPGI54,551$14,895 12/31/2019
Railway Pension Investments Ltd60,653$14,858 09/30/2019
     SPGI60,653$14,858 09/30/2019
Xact Kapitalforvaltning AB60,542$14,832 09/30/2019
     SPGI60,542$14,832 09/30/2019
Artisan Partners Limited Partnership59,613$14,604 09/30/2019
     SPGI59,613$14,604 09/30/2019
Gulf International Bank UK Ltd59,463$14,567 09/30/2019
     SPGI59,463$14,567 09/30/2019
Comerica Bank58,237$14,467 09/30/2019
     SPGI58,237$14,467 09/30/2019
D.A. Davidson & CO.58,677$14,375 09/30/2019
     SPGI58,677$14,375 09/30/2019
Locust Wood Capital Advisers LLC51,735$14,126 12/31/2019
     SPGI51,735$14,126 12/31/2019
Seven Eight Capital LP57,600$14,111 09/30/2019
     SPGI57,600$14,111 09/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp56,620$13,871 09/30/2019
     SPGI56,620$13,871 09/30/2019
EP Wealth Advisors LLC56,408$13,819 09/30/2019
     SPGI56,408$13,819 09/30/2019
Peak Asset Management LLC53,542$13,117 09/30/2019
     SPGI53,542$13,117 09/30/2019
First Republic Investment Management Inc.51,925$12,721 09/30/2019
     SPGI51,925$12,721 09/30/2019
Russell Investments Group Ltd.51,540$12,666 09/30/2019
     SPGI51,540$12,666 09/30/2019
Nissay Asset Management Corp Japan ADV50,915$12,473 09/30/2019
     SPGI50,915$12,473 09/30/2019
RBF Capital LLC50,000$12,249 09/30/2019
     SPGI50,000$12,249 09/30/2019
Ossiam49,378$12,097 09/30/2019
     SPGI49,378$12,097 09/30/2019
Cipher Capital LP49,220$12,058 09/30/2019
     SPGI49,220$12,058 09/30/2019
Huntington National Bank44,155$12,057 12/31/2019
     SPGI44,155$12,057 12/31/2019
Metropolitan Life Insurance Co NY48,809$11,957 09/30/2019
     SPGI48,809$11,957 09/30/2019
BOKF NA48,711$11,933 09/30/2019
     SPGI48,711$11,933 09/30/2019
Keybank National Association OH48,352$11,845 09/30/2019
     SPGI48,352$11,845 09/30/2019
Claar Advisors LLC48,119$11,788 09/30/2019
     SPGI48,119$11,788 09/30/2019
Dupont Capital Management Corp43,165$11,786 12/31/2019
     SPGI43,165$11,786 12/31/2019
Castleark Management LLC47,530$11,644 09/30/2019
     SPGI47,530$11,644 09/30/2019
Gluskin Sheff & Assoc Inc.46,984$11,510 09/30/2019
     SPGI46,984$11,510 09/30/2019
Quantbot Technologies LP46,744$11,451 09/30/2019
     SPGI46,744$11,451 09/30/2019
Utah Retirement Systems46,712$11,443 09/30/2019
     SPGI46,712$11,443 09/30/2019
Raymond James Financial Services Advisors Inc.46,561$11,408 09/30/2019
     SPGI46,561$11,408 09/30/2019
Professional Advisory Services Inc.41,362$11,294 12/31/2019
     SPGI41,362$11,294 12/31/2019
Texas Permanent School Fund45,879$11,239 09/30/2019
     SPGI45,879$11,239 09/30/2019
PEAK6 Investments LLC $11,147 09/30/2019
     Call48,900$11,980 09/30/2019
     Put3,400$833 09/30/2019
Public Employees Retirement Association of Colorado45,301$11,098 09/30/2019
     SPGI45,301$11,098 09/30/2019
APG Asset Management N.V.49,176$11,050 09/30/2019
     SPGI49,176$11,050 09/30/2019
OMERS ADMINISTRATION Corp43,600$10,681 09/30/2019
     SPGI43,600$10,681 09/30/2019
Advisors Asset Management Inc.43,397$10,631 09/30/2019
     SPGI43,397$10,631 09/30/2019
BlueMar Capital Management LLC43,270$10,600 09/30/2019
     SPGI43,270$10,600 09/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.42,646$10,447 09/30/2019
     SPGI42,646$10,447 09/30/2019
Meritage Portfolio Management38,188$10,427 12/31/2019
     SPGI38,188$10,427 12/31/2019
Boston Partners42,273$10,356 09/30/2019
     SPGI42,273$10,356 09/30/2019
Hudson Bay Capital Management LP42,200$10,338 09/30/2019
     SPGI42,200$10,338 09/30/2019
Park National Corp OH37,659$10,283 12/31/2019
     SPGI37,659$10,283 12/31/2019
M&G Investment Management Ltd.37,352$10,197 12/31/2019
     SPGI37,352$10,197 12/31/2019
Lucha Capital Management LP41,523$10,172 09/30/2019
     SPGI41,523$10,172 09/30/2019
Waverton Investment Management Ltd36,863$10,065 12/31/2019
     SPGI36,863$10,065 12/31/2019
Jupiter Asset Management Ltd.41,010$10,043 09/30/2019
     SPGI41,010$10,043 09/30/2019
Piedmont Investment Advisors Inc.40,959$10,034 09/30/2019
     SPGI40,959$10,034 09/30/2019
Amalgamated Bank40,954$10,033 09/30/2019
     SPGI40,954$10,033 09/30/2019
HighTower Advisors LLC40,479$9,904 09/30/2019
     SPGI40,479$9,904 09/30/2019
Martingale Asset Management L P39,538$9,687 09/30/2019
     SPGI39,538$9,687 09/30/2019
Oppenheimer Asset Management Inc.39,507$9,678 09/30/2019
     SPGI39,507$9,678 09/30/2019
Group One Trading L.P. $9,652 09/30/2019
     Call58,500$14,331 09/30/2019
     Put19,100$4,679 09/30/2019
Prudential PLC38,702$9,482 09/30/2019
     SPGI38,702$9,482 09/30/2019
Rafferty Asset Management LLC38,678$9,475 09/30/2019
     SPGI38,678$9,475 09/30/2019
Logan Capital Management Inc.37,797$9,260 09/30/2019
     SPGI37,797$9,260 09/30/2019
Citigroup Inc. $9,256 09/30/2019
     SPGI162,788$39,879 09/30/2019
     Put159,100$38,976 09/30/2019
     Call34,100$8,353 09/30/2019
Sirios Capital Management L P37,406$9,164 09/30/2019
     SPGI37,406$9,164 09/30/2019
Steamboat Capital Partners LLC35,582$8,717 09/30/2019
     SPGI35,582$8,717 09/30/2019
Fieldpoint Private Securities LLC35,572$8,714 09/30/2019
     SPGI35,572$8,714 09/30/2019
Twin Tree Management LP $8,623 09/30/2019
     Call35,200$8,623 09/30/2019
Tocqueville Asset Management L.P.31,553$8,616 12/31/2019
     SPGI31,553$8,616 12/31/2019
Mason Street Advisors LLC35,090$8,596 09/30/2019
     SPGI35,090$8,596 09/30/2019
Ontario Teachers Pension Plan Board35,056$8,588 09/30/2019
     SPGI35,056$8,588 09/30/2019
Central Bank & Trust Co.31,325$8,553 12/31/2019
     SPGI31,325$8,553 12/31/2019
Decatur Capital Management Inc.31,314$8,550 12/31/2019
     SPGI31,314$8,550 12/31/2019
Bell Asset Management Ltd34,293$8,401 09/30/2019
     SPGI34,293$8,401 09/30/2019
Picton Mahoney Asset Management34,000$8,328 09/30/2019
     SPGI34,000$8,328 09/30/2019
Credit Agricole S A33,871$8,298 09/30/2019
     SPGI33,871$8,298 09/30/2019
Brown Advisory Inc.33,563$8,221 09/30/2019
     SPGI33,563$8,221 09/30/2019
Migdal Insurance & Financial Holdings Ltd.33,413$8,186 09/30/2019
     SPGI33,413$8,186 09/30/2019
MUFG Securities EMEA plc33,400$8,182 09/30/2019
     SPGI33,400$8,182 09/30/2019
Mutual of America Capital Management LLC32,982$8,080 09/30/2019
     SPGI32,982$8,080 09/30/2019
Greystone Managed Investments Inc.32,640$7,996 09/30/2019
     SPGI32,640$7,996 09/30/2019
Sumitomo Mitsui DS Asset Management Company Ltd29,194$7,971 12/31/2019
     SPGI29,194$7,971 12/31/2019
Bamco Inc. NY32,355$7,926 09/30/2019
     SPGI32,355$7,926 09/30/2019
CIBC Asset Management Inc32,288$7,910 09/30/2019
     SPGI32,288$7,910 09/30/2019
Soros Fund Management LLC31,602$7,742 09/30/2019
     SPGI31,602$7,742 09/30/2019
Schonfeld Strategic Advisors LLC30,929$7,576 09/30/2019
     SPGI30,929$7,576 09/30/2019
Twin Capital Management Inc.30,693$7,519 09/30/2019
     SPGI30,693$7,519 09/30/2019
Pittenger & Anderson Inc.30,355$7,436 09/30/2019
     SPGI30,355$7,436 09/30/2019
IFM Investors Pty Ltd26,874$7,338 12/31/2019
     SPGI26,874$7,338 12/31/2019
C Partners Holding GmbH29,833$7,308 09/30/2019
     SPGI29,833$7,308 09/30/2019
Mandatum Life Insurance Co Ltd29,793$7,299 09/30/2019
     SPGI29,793$7,299 09/30/2019
Colonial Trust Advisors29,587$7,248 09/30/2019
     SPGI29,587$7,248 09/30/2019
CIBC World Markets Inc.29,513$7,230 09/30/2019
     SPGI29,513$7,230 09/30/2019
EFG Asset Management Americas Corp.26,472$7,228 12/31/2019
     SPGI26,472$7,228 12/31/2019
Kornitzer Capital Management Inc. KS29,459$7,217 09/30/2019
     SPGI29,459$7,217 09/30/2019
LPL Financial LLC29,197$7,153 09/30/2019
     SPGI29,197$7,153 09/30/2019
Creative Planning28,887$7,077 09/30/2019
     SPGI28,887$7,077 09/30/2019
Hartford Investment Management Co.28,787$7,052 09/30/2019
     SPGI28,787$7,052 09/30/2019
Sit Investment Associates Inc.28,475$6,976 09/30/2019
     SPGI28,475$6,976 09/30/2019
Boston Family Office LLC28,206$6,910 09/30/2019
     SPGI28,206$6,910 09/30/2019
Trexquant Investment LP28,083$6,880 09/30/2019
     SPGI28,083$6,880 09/30/2019
Stevens Capital Management LP27,250$6,676 09/30/2019
     SPGI27,250$6,676 09/30/2019
Brinker Capital Inc.27,200$6,663 09/30/2019
     SPGI27,200$6,663 09/30/2019
Epoch Investment Partners Inc.26,891$6,588 09/30/2019
     SPGI26,891$6,588 09/30/2019
Flossbach Von Storch AG26,773$6,559 09/30/2019
     SPGI26,773$6,559 09/30/2019
Redwood Investments LLC26,694$6,539 09/30/2019
     SPGI26,694$6,539 09/30/2019
AJO LP26,351$6,455 09/30/2019
     SPGI26,351$6,455 09/30/2019
Meiji Yasuda Asset Management Co Ltd.26,330$6,450 09/30/2019
     SPGI26,330$6,450 09/30/2019
Gateway Investment Advisers LLC23,594$6,442 12/31/2019
     SPGI23,594$6,442 12/31/2019
Pacer Advisors Inc.26,092$6,392 09/30/2019
     SPGI26,092$6,392 09/30/2019
Kings Point Capital Management26,035$6,378 09/30/2019
     SPGI26,035$6,378 09/30/2019
Securian Asset Management Inc25,793$6,319 09/30/2019
     SPGI25,793$6,319 09/30/2019
Progressive Investment Management Corp25,768$6,313 09/30/2019
     SPGI25,768$6,313 09/30/2019
Commonwealth Equity Services LLC25,548$6,258 09/30/2019
     SPGI25,548$6,258 09/30/2019
Janney Montgomery Scott LLC22,486$6,140 12/31/2019
     SPGI22,486$6,140 12/31/2019
Jefferies Group LLC $6,132 09/30/2019
     Call20,800$5,096 09/30/2019
     SPGI8,830$2,163 09/30/2019
     Put4,600$1,127 09/30/2019
Howard Hughes Medical Institute25,000$6,125 09/30/2019
     SPGI25,000$6,125 09/30/2019
BP PLC24,900$6,098 09/30/2019
     SPGI24,900$6,098 09/30/2019
Oregon Public Employees Retirement Fund24,797$6,075 09/30/2019
     SPGI24,797$6,075 09/30/2019
Jane Street Group LLC $5,956 09/30/2019
     SPGI14,912$3,653 09/30/2019
     Call14,100$3,454 09/30/2019
     Put4,700$1,151 09/30/2019
Jag Capital Management LLC21,775$5,946 12/31/2019
     SPGI21,775$5,946 12/31/2019
Gamco Investors INC. ET AL24,184$5,925 09/30/2019
     SPGI24,184$5,925 09/30/2019
Fiduciary Trust Co.24,084$5,900 09/30/2019
     SPGI24,084$5,900 09/30/2019
Court Place Advisors LLC21,602$5,898 12/31/2019
     SPGI21,602$5,898 12/31/2019
Rockefeller Capital Management L.P.23,978$5,874 09/30/2019
     SPGI23,978$5,874 09/30/2019
Allstate Corp23,353$5,721 09/30/2019
     SPGI23,353$5,721 09/30/2019
TIAA FSB20,885$5,702 12/31/2019
     SPGI20,885$5,702 12/31/2019
O Brien Greene & Co. Inc23,152$5,671 09/30/2019
     SPGI23,152$5,671 09/30/2019
Fulcrum Capital LLC23,141$5,669 09/30/2019
     SPGI23,141$5,669 09/30/2019
PGGM Investments20,659$5,641 12/31/2019
     SPGI20,659$5,641 12/31/2019
Andra AP fonden22,700$5,561 09/30/2019
     SPGI22,700$5,561 09/30/2019
Glenmede Trust Co. NA22,590$5,533 09/30/2019
     SPGI22,590$5,533 09/30/2019
Greenleaf Trust21,967$5,381 09/30/2019
     SPGI21,967$5,381 09/30/2019
Penobscot Investment Management Company Inc.21,800$5,340 09/30/2019
     SPGI21,800$5,340 09/30/2019
HighTower Trust Services LTA19,473$5,317 12/31/2019
     SPGI19,473$5,317 12/31/2019
Pinebridge Investments L.P.21,383$5,239 09/30/2019
     SPGI21,383$5,239 09/30/2019
WBI Investments Inc.21,291$5,216 09/30/2019
     SPGI21,291$5,216 09/30/2019
LS Investment Advisors LLC21,237$5,203 09/30/2019
     SPGI21,237$5,203 09/30/2019
K.J. Harrison & Partners Inc19,040$5,199 12/31/2019
     SPGI19,040$5,199 12/31/2019
Cumberland Partners Ltd21,022$5,150 09/30/2019
     SPGI21,022$5,150 09/30/2019
Peninsula Asset Management Inc.20,661$5,062 09/30/2019
     SPGI20,661$5,062 09/30/2019
Great Lakes Advisors LLC20,643$5,057 09/30/2019
     SPGI20,643$5,057 09/30/2019
Cape Cod Five Cents Savings Bank20,364$4,989 09/30/2019
     SPGI20,364$4,989 09/30/2019
Ameritas Investment Partners Inc.20,125$4,929 09/30/2019
     SPGI20,125$4,929 09/30/2019
Suntrust Banks Inc.19,897$4,875 09/30/2019
     SPGI19,897$4,875 09/30/2019
World Asset Management Inc17,836$4,870 12/31/2019
     SPGI17,836$4,870 12/31/2019
Alyeska Investment Group L.P.19,814$4,854 09/30/2019
     SPGI19,814$4,854 09/30/2019
Birch Capital Management LLC17,548$4,791 12/31/2019
     SPGI17,548$4,791 12/31/2019
Mirae Asset Global Investments Co. Ltd.19,552$4,791 09/30/2019
     SPGI19,552$4,791 09/30/2019
Kemper Corp Master Retirement Trust19,550$4,789 09/30/2019
     SPGI19,550$4,789 09/30/2019
Crossmark Global Holdings Inc.19,523$4,783 09/30/2019
     SPGI19,523$4,783 09/30/2019
Kiwi Wealth Investments Limited Partnership19,475$4,771 09/30/2019
     SPGI19,475$4,771 09/30/2019
Smith Salley & Associates17,328$4,731 12/31/2019
     SPGI17,328$4,731 12/31/2019
Princeton Portfolio Strategies Group LLC19,299$4,728 09/30/2019
     SPGI19,299$4,728 09/30/2019
New Mexico Educational Retirement Board19,026$4,661 09/30/2019
     SPGI19,026$4,661 09/30/2019
Exencial Wealth Advisors LLC19,025$4,661 09/30/2019
     SPGI19,025$4,661 09/30/2019
Howe & Rusling Inc.18,894$4,629 09/30/2019
     SPGI18,894$4,629 09/30/2019
HAP Trading LLC $4,599 09/30/2019
     SPGI21,160$5,184 09/30/2019
     Put90,000$585 09/30/2019
BLB&B Advisors LLC16,825$4,594 12/31/2019
     SPGI16,825$4,594 12/31/2019
Clear Harbor Asset Management LLC16,761$4,577 12/31/2019
     SPGI16,761$4,577 12/31/2019
Mercer Global Advisors Inc. ADV18,645$4,567 09/30/2019
     SPGI18,645$4,567 09/30/2019
Element Capital Management LLC18,573$4,550 09/30/2019
     SPGI18,573$4,550 09/30/2019
Tredje AP fonden18,265$4,475 09/30/2019
     SPGI18,265$4,475 09/30/2019
ING Groep NV18,018$4,414 09/30/2019
     SPGI18,018$4,414 09/30/2019
Maple Capital Management Inc.17,940$4,395 09/30/2019
     SPGI17,940$4,395 09/30/2019
TPI Fund Managers Ltd17,917$4,389 09/30/2019
     SPGI17,917$4,389 09/30/2019
Norinchukin Bank The17,882$4,381 09/30/2019
     SPGI17,882$4,381 09/30/2019
Sumitomo Life Insurance Co.15,970$4,361 12/31/2019
     SPGI15,970$4,361 12/31/2019
Spearhead Capital Advisors LLC17,792$4,359 09/30/2019
     SPGI17,792$4,359 09/30/2019
Leuthold Group LLC17,217$4,218 09/30/2019
     SPGI17,217$4,218 09/30/2019
Veritable L.P.16,812$4,119 09/30/2019
     SPGI16,812$4,119 09/30/2019
Deltec Asset Management LLC15,000$4,096 12/31/2019
     SPGI15,000$4,096 12/31/2019
Iberiabank Corp16,604$4,068 09/30/2019
     SPGI16,604$4,068 09/30/2019
Regions Financial Corp16,525$4,049 09/30/2019
     SPGI16,525$4,049 09/30/2019
Flinton Capital Management LLC16,422$4,023 09/30/2019
     SPGI16,422$4,023 09/30/2019
BB&T Securities LLC16,470$4,019 09/30/2019
     SPGI16,470$4,019 09/30/2019
Alberta Investment Management Corp16,400$4,018 09/30/2019
     SPGI16,400$4,018 09/30/2019
Redpoint Investment Management Pty Ltd16,339$4,003 09/30/2019
     SPGI16,339$4,003 09/30/2019
Olstein Capital Management L.P.16,000$3,920 09/30/2019
     SPGI16,000$3,920 09/30/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS15,783$3,867 09/30/2019
     SPGI15,783$3,867 09/30/2019
Integre Asset Management LLC15,546$3,808 09/30/2019
     SPGI15,546$3,808 09/30/2019
MUFG Americas Holdings Corp15,536$3,806 09/30/2019
     SPGI15,536$3,806 09/30/2019
Clearbridge Investments LLC15,440$3,782 09/30/2019
     SPGI15,440$3,782 09/30/2019
Silvant Capital Management LLC15,265$3,740 09/30/2019
     SPGI15,265$3,740 09/30/2019
Cypress Capital Group13,530$3,695 12/31/2019
     SPGI13,530$3,695 12/31/2019
Sentry Investment Management LLC15,031$3,682 09/30/2019
     SPGI15,031$3,682 09/30/2019
Haverford Financial Services Inc.15,021$3,680 09/30/2019
     SPGI15,021$3,680 09/30/2019
Private Advisor Group LLC14,927$3,678 09/30/2019
     SPGI14,927$3,678 09/30/2019
Skylands Capital LLC15,000$3,675 09/30/2019
     SPGI15,000$3,675 09/30/2019
Pensionfund DSM Netherlands13,300$3,632 12/31/2019
     SPGI13,300$3,632 12/31/2019
Chapman Investment Management LLC13,083$3,572 12/31/2019
     SPGI13,083$3,572 12/31/2019
Diligent Investors LLC13,074$3,570 12/31/2019
     SPGI13,074$3,570 12/31/2019
Psagot Investment House Ltd.14,500$3,552 09/30/2019
     SPGI14,500$3,552 09/30/2019
Cypress Wealth Services LLC12,633$3,449 12/31/2019
     SPGI12,633$3,449 12/31/2019
Neville Rodie & Shaw Inc.12,597$3,440 12/31/2019
     SPGI12,597$3,440 12/31/2019
Coldstream Capital Management Inc.14,019$3,434 09/30/2019
     SPGI14,019$3,434 09/30/2019
Bridgewater Associates LP13,735$3,365 09/30/2019
     SPGI13,735$3,365 09/30/2019
Massmutual Trust Co. FSB ADV13,678$3,351 09/30/2019
     SPGI13,678$3,351 09/30/2019
Ladenburg Thalmann Financial Services Inc.13,608$3,332 09/30/2019
     SPGI13,608$3,332 09/30/2019
Diversified Trust Co12,199$3,331 12/31/2019
     SPGI12,199$3,331 12/31/2019
Advisor Group Inc.13,570$3,328 09/30/2019
     SPGI13,570$3,328 09/30/2019
Tyers Asset Management LLC13,524$3,313 09/30/2019
     SPGI13,524$3,313 09/30/2019
Riverhead Capital Management LLC13,087$3,206 09/30/2019
     SPGI13,087$3,206 09/30/2019
Caldera Capital LLC12,980$3,180 09/30/2019
     SPGI12,980$3,180 09/30/2019
Louisiana State Employees Retirement System11,600$3,167 12/31/2019
     SPGI11,600$3,167 12/31/2019
Willingdon Wealth Management12,680$3,106 09/30/2019
     SPGI12,680$3,106 09/30/2019
Martin Currie Ltd.12,575$3,081 09/30/2019
     SPGI12,575$3,081 09/30/2019
Citizens Financial Group Inc RI12,448$3,049 09/30/2019
     SPGI12,448$3,049 09/30/2019
Meiji Yasuda Life Insurance Co12,330$3,021 09/30/2019
     SPGI12,330$3,021 09/30/2019
Granite Investment Advisors LLC11,059$3,020 12/31/2019
     SPGI11,059$3,020 12/31/2019
A.R.T. Advisors LLC12,315$3,017 09/30/2019
     SPGI12,315$3,017 09/30/2019
Krueger & Catalano Capital Partners LLC10,691$2,919 12/31/2019
     SPGI10,691$2,919 12/31/2019
Altfest L J & Co. Inc.10,652$2,908 12/31/2019
     SPGI10,652$2,908 12/31/2019
Achmea Investment Management B.V.11,147$2,731 09/30/2019
     SPGI11,147$2,731 09/30/2019
Sterling Capital Management LLC11,121$2,724 09/30/2019
     SPGI11,121$2,724 09/30/2019
USA Financial Portformulas Corp11,112$2,722 09/30/2019
     SPGI11,112$2,722 09/30/2019
Harbor Advisors LLC11,000$2,695 09/30/2019
     SPGI11,000$2,695 09/30/2019
Wealthfront Advisers LLC9,624$2,628 12/31/2019
     SPGI9,624$2,628 12/31/2019
Neuburgh Advisers LLC10,626$2,603 09/30/2019
     SPGI10,626$2,603 09/30/2019
Factorial Partners LLC10,600$2,597 09/30/2019
     SPGI10,600$2,597 09/30/2019
CENTRAL TRUST Co9,489$2,591 12/31/2019
     SPGI9,489$2,591 12/31/2019
Engineers Gate Manager LP10,538$2,582 09/30/2019
     SPGI10,538$2,582 09/30/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH9,490$2,581 12/31/2019
     SPGI9,490$2,581 12/31/2019
AGF Investments LLC10,519$2,577 09/30/2019
     SPGI10,519$2,577 09/30/2019
Pacific Global Investment Management CO10,507$2,574 09/30/2019
     SPGI10,507$2,574 09/30/2019
Daiwa Securities Group Inc.10,460$2,562 09/30/2019
     SPGI10,460$2,562 09/30/2019
Townsquare Capital LLC10,014$2,559 09/30/2019
     SPGI10,014$2,559 09/30/2019
Cannell Peter B & Co. Inc.10,415$2,551 09/30/2019
     SPGI10,415$2,551 09/30/2019
Blair William & Co. IL10,405$2,549 09/30/2019
     SPGI10,405$2,549 09/30/2019
GHP Investment Advisors Inc.10,372$2,541 09/30/2019
     SPGI10,372$2,541 09/30/2019
F3Logic LLC9,298$2,526 12/31/2019
     SPGI9,298$2,526 12/31/2019
Pendal Group Ltd10,189$2,496 09/30/2019
     SPGI10,189$2,496 09/30/2019
Equitable Trust Co.10,097$2,474 09/30/2019
     SPGI10,097$2,474 09/30/2019
KCM Investment Advisors LLC10,094$2,473 09/30/2019
     SPGI10,094$2,473 09/30/2019
Pensionfund Sabic8,900$2,430 12/31/2019
     SPGI8,900$2,430 12/31/2019
Foster Dykema Cabot & Co. Inc. MA9,750$2,389 09/30/2019
     SPGI9,750$2,389 09/30/2019
Advisor Partners LLC8,071$2,376 12/31/2019
     SPGI8,071$2,376 12/31/2019
Barings LLC9,622$2,358 09/30/2019
     SPGI9,622$2,358 09/30/2019
AlphaCrest Capital Management LLC9,590$2,349 09/30/2019
     SPGI9,590$2,349 09/30/2019
Kendall Capital Management8,523$2,327 12/31/2019
     SPGI8,523$2,327 12/31/2019
Mitsubishi UFJ Asset Management UK Ltd.8,500$2,321 12/31/2019
     SPGI8,500$2,321 12/31/2019
Argent Trust Co9,384$2,299 09/30/2019
     SPGI9,384$2,299 09/30/2019
Northwestern Mutual Investment Management Company LLC9,379$2,298 09/30/2019
     SPGI9,379$2,298 09/30/2019
Evercore Wealth Management LLC9,295$2,277 09/30/2019
     SPGI9,295$2,277 09/30/2019
Choate Investment Advisors8,318$2,271 12/31/2019
     SPGI8,318$2,271 12/31/2019
Paloma Partners Management Co9,250$2,266 09/30/2019
     SPGI9,250$2,266 09/30/2019
Navellier & Associates Inc8,812$2,159 09/30/2019
     SPGI8,812$2,159 09/30/2019
Chesley Taft & Associates LLC7,905$2,158 12/31/2019
     SPGI7,905$2,158 12/31/2019
Northcape Capital Pty Ltd8,718$2,136 09/30/2019
     SPGI8,718$2,136 09/30/2019
Certified Advisory Corp8,713$2,135 09/30/2019
     SPGI8,713$2,135 09/30/2019
Robecosam AG8,661$2,134 09/30/2019
     SPGI8,661$2,134 09/30/2019
IBIS Capital Partners LLP8,100$2,090 09/30/2019
     SPGI8,100$2,090 09/30/2019
Strategic Global Advisors LLC8,459$2,072 09/30/2019
     SPGI8,459$2,072 09/30/2019
Virtu Financial LLC8,409$2,060 09/30/2019
     SPGI8,409$2,060 09/30/2019
Pinnacle Financial Partners Inc.8,387$2,054 09/30/2019
     SPGI8,387$2,054 09/30/2019
Ativo Capital Management LLC8,282$2,029 09/30/2019
     SPGI8,282$2,029 09/30/2019
Dodge & Cox8,200$2,009 09/30/2019
     SPGI8,200$2,009 09/30/2019
First Midwest Bank Trust Division7,315$1,997 12/31/2019
     SPGI7,315$1,997 12/31/2019
WINTON GROUP Ltd8,117$1,989 09/30/2019
     SPGI8,117$1,989 09/30/2019
BlueCrest Capital Management Ltd8,115$1,988 09/30/2019
     SPGI8,115$1,988 09/30/2019
Hancock Whitney Corp8,067$1,976 09/30/2019
     SPGI8,067$1,976 09/30/2019
Shepherd Kaplan Krochuk LLC8,003$1,961 09/30/2019
     SPGI8,003$1,961 09/30/2019
Taikang Asset Management Hong Kong Co Ltd7,984$1,956 09/30/2019
     SPGI7,984$1,956 09/30/2019
Commerzbank Aktiengesellschaft FI7,107$1,941 12/31/2019
     SPGI7,107$1,941 12/31/2019
U S Global Investors Inc.7,887$1,932 09/30/2019
     SPGI7,887$1,932 09/30/2019
Meadow Creek Investment Management LLC7,728$1,893 09/30/2019
     SPGI7,728$1,893 09/30/2019
Meitav Dash Investments Ltd.7,423$1,890 09/30/2019
     SPGI7,423$1,890 09/30/2019
Cigna Investments Inc. New7,317$1,888 09/30/2019
     SPGI7,317$1,888 09/30/2019
Birch Hill Investment Advisors LLC6,910$1,887 12/31/2019
     SPGI6,910$1,887 12/31/2019
NuWave Investment Management LLC7,609$1,868 09/30/2019
     SPGI7,609$1,868 09/30/2019
George Kaiser Family Foundation7,623$1,867 09/30/2019
     SPGI7,623$1,867 09/30/2019
Wetherby Asset Management Inc.6,793$1,855 12/31/2019
     SPGI6,793$1,855 12/31/2019
Pettee Investors Inc.7,492$1,835 09/30/2019
     SPGI7,492$1,835 09/30/2019
TRH Financial LLC6,493$1,824 12/31/2019
     SPGI6,493$1,824 12/31/2019
Teza Capital Management LLC7,422$1,818 09/30/2019
     SPGI7,422$1,818 09/30/2019
Everence Capital Management Inc.6,654$1,817 12/31/2019
     SPGI6,654$1,817 12/31/2019
Cambridge Investment Research Advisors Inc.7,336$1,797 09/30/2019
     SPGI7,336$1,797 09/30/2019
Amica Mutual Insurance Co.7,319$1,793 09/30/2019
     SPGI7,319$1,793 09/30/2019
Alps Advisors Inc.7,255$1,778 09/30/2019
     SPGI7,255$1,778 09/30/2019
TAP Consulting LLC6,400$1,748 12/31/2019
     SPGI6,400$1,748 12/31/2019
WASHINGTON TRUST Co6,760$1,744 09/30/2019
     SPGI6,760$1,744 09/30/2019
Dana Investment Advisors Inc.7,097$1,739 09/30/2019
     SPGI7,097$1,739 09/30/2019
Avantax Advisory Services Inc.7,028$1,719 09/30/2019
     SPGI7,028$1,719 09/30/2019
Caisse DE Depot ET Placement DU Quebec7,005$1,716 09/30/2019
     SPGI7,005$1,716 09/30/2019
National Mutual Insurance Federation of Agricultural Cooperatives7,000$1,715 09/30/2019
     SPGI7,000$1,715 09/30/2019
First Foundation Advisors6,930$1,698 09/30/2019
     SPGI6,930$1,698 09/30/2019
Insight Wealth Strategies LLC6,914$1,694 09/30/2019
     SPGI6,914$1,694 09/30/2019
Van Leeuwen & Company LLC6,891$1,688 09/30/2019
     SPGI6,891$1,688 09/30/2019
GSA Capital Partners LLP6,723$1,647 09/30/2019
     SPGI6,723$1,647 09/30/2019
Private Trust Co. NA6,007$1,640 12/31/2019
     SPGI6,007$1,640 12/31/2019
Kalos Management Inc.6,697$1,640 09/30/2019
     SPGI6,697$1,640 09/30/2019
Tiverton Asset Management LLC6,586$1,613 09/30/2019
     SPGI6,586$1,613 09/30/2019
Macquarie Group Ltd.6,558$1,606 09/30/2019
     SPGI6,558$1,606 09/30/2019
IMS Capital Management5,877$1,605 12/31/2019
     SPGI5,877$1,605 12/31/2019
Van ECK Associates Corp6,544$1,603 09/30/2019
     SPGI6,544$1,603 09/30/2019
Enterprise Bank & Trust Co5,840$1,595 12/31/2019
     SPGI5,840$1,595 12/31/2019
Atlas Capital Advisors LLC5,830$1,592 12/31/2019
     SPGI5,830$1,592 12/31/2019
Tuttle Tactical Management5,746$1,569 12/31/2019
     SPGI5,746$1,569 12/31/2019
Mount Yale Investment Advisors LLC6,068$1,548 09/30/2019
     SPGI6,068$1,548 09/30/2019
Panagora Asset Management Inc.6,315$1,547 09/30/2019
     SPGI6,315$1,547 09/30/2019
ETRADE Capital Management LLC6,258$1,533 09/30/2019
     SPGI6,258$1,533 09/30/2019
Lederer & Associates Investment Counsel CA6,170$1,512 09/30/2019
     SPGI6,170$1,512 09/30/2019
Kinneret Advisory LLC6,137$1,503 09/30/2019
     SPGI6,137$1,503 09/30/2019
Boston Trust Walden Corp5,501$1,502 12/31/2019
     SPGI5,501$1,502 12/31/2019
Peapack Gladstone Financial Corp6,106$1,496 09/30/2019
     SPGI6,106$1,496 09/30/2019
Cohen Klingenstein LLC5,400$1,474 12/31/2019
     SPGI5,400$1,474 12/31/2019
Regents of The University of California6,000$1,470 09/30/2019
     SPGI6,000$1,470 09/30/2019
Scoggin Management LP6,000$1,470 09/30/2019
     SPGI6,000$1,470 09/30/2019
Quinn Opportunity Partners LLC6,000$1,470 09/30/2019
     SPGI6,000$1,470 09/30/2019
Brown Brothers Harriman & Co.5,998$1,469 09/30/2019
     SPGI5,998$1,469 09/30/2019
Silvercrest Asset Management Group LLC5,775$1,415 09/30/2019
     SPGI5,775$1,415 09/30/2019
Steward Partners Investment Advisory LLC5,164$1,410 12/31/2019
     SPGI5,164$1,410 12/31/2019
Banco de Sabadell S.A5,546$1,382 09/30/2019
     SPGI5,546$1,382 09/30/2019
Elite Wealth Management Inc.5,053$1,380 12/31/2019
     SPGI5,053$1,380 12/31/2019
Raymond James Trust N.A.5,043$1,377 12/31/2019
     SPGI5,043$1,377 12/31/2019
Machina Capital S.A.S.5,564$1,363 09/30/2019
     SPGI5,564$1,363 09/30/2019
BBVA USA Bancshares Inc.5,542$1,357 09/30/2019
     SPGI5,542$1,357 09/30/2019
BB&T Corp5,520$1,353 09/30/2019
     SPGI5,520$1,353 09/30/2019
NumerixS Investment Technologies Inc5,500$1,347 09/30/2019
     SPGI5,500$1,347 09/30/2019
River Wealth Advisors LLC5,488$1,344 09/30/2019
     SPGI5,488$1,344 09/30/2019
Profund Advisors LLC5,438$1,332 09/30/2019
     SPGI5,438$1,332 09/30/2019
Frontier Wealth Management LLC5,379$1,318 09/30/2019
     SPGI5,379$1,318 09/30/2019
Sheaff Brock Investment Advisors LLC5,367$1,315 09/30/2019
     SPGI5,367$1,315 09/30/2019
Exane Derivatives4,437$1,306 12/31/2019
     SPGI4,437$1,306 12/31/2019
LFA Lugano Financial Advisors SA4,759$1,299 12/31/2019
     SPGI4,759$1,299 12/31/2019
Cozad Asset Management Inc.4,721$1,289 12/31/2019
     SPGI4,721$1,289 12/31/2019
Atria Investments LLC5,231$1,281 09/30/2019
     SPGI5,231$1,281 09/30/2019
Davy Asset Management Ltd5,119$1,254 09/30/2019
     SPGI5,119$1,254 09/30/2019
Stephens Inc. AR5,067$1,241 09/30/2019
     SPGI5,067$1,241 09/30/2019
Nomura Holdings Inc.5,080$1,234 09/30/2019
     SPGI5,080$1,234 09/30/2019
Texas Yale Capital Corp.5,027$1,232 09/30/2019
     SPGI5,027$1,232 09/30/2019
Nichols & Pratt Advisers LLP MA5,007$1,227 09/30/2019
     SPGI5,007$1,227 09/30/2019
Whitener Capital Management Inc.5,000$1,224 09/30/2019
     SPGI5,000$1,224 09/30/2019
Aristotle Atlantic Partners LLC4,940$1,210 09/30/2019
     SPGI4,940$1,210 09/30/2019
Impax Asset Management Group plc4,867$1,192 09/30/2019
     SPGI4,867$1,192 09/30/2019
Lombard Odier Asset Management Switzerland SA4,859$1,190 09/30/2019
     SPGI4,859$1,190 09/30/2019
IBM Retirement Fund4,295$1,173 12/31/2019
     SPGI4,295$1,173 12/31/2019
Oppenheimer & Co. Inc.4,767$1,168 09/30/2019
     SPGI4,767$1,168 09/30/2019
Verition Fund Management LLC4,681$1,147 09/30/2019
     SPGI4,681$1,147 09/30/2019
Bailard Inc.4,613$1,130 09/30/2019
     SPGI4,613$1,130 09/30/2019
Bank of Hawaii4,562$1,118 09/30/2019
     SPGI4,562$1,118 09/30/2019
Parsons Capital Management Inc. RI4,565$1,118 09/30/2019
     SPGI4,565$1,118 09/30/2019
Cerity Partners LLC4,565$1,118 09/30/2019
     SPGI4,565$1,118 09/30/2019
Avitas Wealth Management LLC4,528$1,109 09/30/2019
     SPGI4,528$1,109 09/30/2019
Welch & Forbes LLC4,048$1,105 12/31/2019
     SPGI4,048$1,105 12/31/2019
Segment Wealth Management LLC4,043$1,104 12/31/2019
     SPGI4,043$1,104 12/31/2019
First Hawaiian Bank4,039$1,103 12/31/2019
     SPGI4,039$1,103 12/31/2019
Rational Advisors LLC4,503$1,103 09/30/2019
     SPGI4,503$1,103 09/30/2019
Amtrust Financial Services Inc.4,500$1,102 09/30/2019
     SPGI4,500$1,102 09/30/2019
Intrust Bank NA4,473$1,096 09/30/2019
     SPGI4,473$1,096 09/30/2019
Polaris Greystone Financial Group LLC4,566$1,080 09/30/2019
     SPGI4,566$1,080 09/30/2019
Appleton Partners Inc. MA3,933$1,074 12/31/2019
     SPGI3,933$1,074 12/31/2019
QS Investors LLC4,383$1,074 09/30/2019
     SPGI4,383$1,074 09/30/2019
Charter Trust Co.4,374$1,072 09/30/2019
     SPGI4,374$1,072 09/30/2019
Lee Capital Asset Management LLC4,373$1,071 09/30/2019
     SPGI4,373$1,071 09/30/2019
Woodstock Corp3,900$1,065 12/31/2019
     SPGI3,900$1,065 12/31/2019
Scotia Capital Inc.4,280$1,049 09/30/2019
     SPGI4,280$1,049 09/30/2019
Cutler Investment Counsel LLC4,240$1,039 09/30/2019
     SPGI4,240$1,039 09/30/2019
Quantamental Technologies LLC4,230$1,036 09/30/2019
     SPGI4,230$1,036 09/30/2019
Pennsylvania Trust Co3,758$1,027 12/31/2019
     SPGI3,758$1,027 12/31/2019
People s United Financial Inc.4,188$1,026 09/30/2019
     SPGI4,188$1,026 09/30/2019
Guyasuta Investment Advisors Inc.4,172$1,022 09/30/2019
     SPGI4,172$1,022 09/30/2019
Conning Inc.3,729$1,018 12/31/2019
     SPGI3,729$1,018 12/31/2019
Trust Co. of Vermont4,153$1,017 09/30/2019
     SPGI4,153$1,017 09/30/2019
Legacy Financial Strategies LLC3,707$1,012 12/31/2019
     SPGI3,707$1,012 12/31/2019
Prana Capital Management LP4,100$1,004 09/30/2019
     SPGI4,100$1,004 09/30/2019
STA Wealth Management LLC4,091$1,002 09/30/2019
     SPGI4,091$1,002 09/30/2019
Arden Trust Co3,645$995 12/31/2019
     SPGI3,645$995 12/31/2019
TCF National Bank4,050$992 09/30/2019
     SPGI4,050$992 09/30/2019
Excalibur Management Corp4,003$981 09/30/2019
     SPGI4,003$981 09/30/2019
Baldwin Brothers Inc. MA3,955$969 09/30/2019
     SPGI3,955$969 09/30/2019
Coastline Trust Co3,510$958 12/31/2019
     SPGI3,510$958 12/31/2019
Redwood Investment Management LLC3,862$946 09/30/2019
     SPGI3,862$946 09/30/2019
Campbell & CO Investment Adviser LLC3,457$944 12/31/2019
     SPGI3,457$944 12/31/2019
Proficio Capital Partners LLC3,836$940 09/30/2019
     SPGI3,836$940 09/30/2019
Hamilton Point Investment Advisors LLC3,800$931 09/30/2019
     SPGI3,800$931 09/30/2019
MML Investors Services LLC3,786$927 09/30/2019
     SPGI3,786$927 09/30/2019
Cleararc Capital Inc.3,719$911 09/30/2019
     SPGI3,719$911 09/30/2019
Richard Bernstein Advisors LLC3,722$911 09/30/2019
     SPGI3,722$911 09/30/2019
ExodusPoint Capital Management LP3,700$906 09/30/2019
     SPGI3,700$906 09/30/2019
Darrell & King LLC3,687$903 09/30/2019
     SPGI3,687$903 09/30/2019
King Luther Capital Management Corp3,673$900 09/30/2019
     SPGI3,673$900 09/30/2019
Chicago Capital LLC3,282$896 12/31/2019
     SPGI3,282$896 12/31/2019
HWG Holdings LP3,215$878 12/31/2019
     SPGI3,215$878 12/31/2019
Tower Research Capital LLC TRC 3,578$876 09/30/2019
     SPGI3,578$876 09/30/2019
Skye Global Management LP3,500$857 09/30/2019
     SPGI3,500$857 09/30/2019
Boothbay Fund Management LLC3,455$846 09/30/2019
     SPGI3,455$846 09/30/2019
Municipal Employees Retirement System of Michigan3,440$843 09/30/2019
     SPGI3,440$843 09/30/2019
Dynamic Technology Lab Private Ltd3,433$841 09/30/2019
     SPGI3,433$841 09/30/2019
WMS Partners LLC3,411$836 09/30/2019
     SPGI3,411$836 09/30/2019
Pflug Koory LLC3,037$829 12/31/2019
     SPGI3,037$829 12/31/2019
Viking Fund Management LLC3,000$819 12/31/2019
     SPGI3,000$819 12/31/2019
Jacobsen Capital Management3,268$800 09/30/2019
     SPGI3,268$800 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA2,921$798 12/31/2019
     SPGI2,921$798 12/31/2019
HBK Investments L P $798 09/30/2019
     Put7,400$1,813 09/30/2019
     Call7,400$1,813 09/30/2019
     SPGI3,257$798 09/30/2019
Ferguson Wellman Capital Management Inc.2,919$797 12/31/2019
     SPGI2,919$797 12/31/2019
BRYN MAWR TRUST Co3,250$796 09/30/2019
     SPGI3,250$796 09/30/2019
Federated Investors Inc. PA3,219$788 09/30/2019
     SPGI3,219$788 09/30/2019
AE Wealth Management LLC2,849$778 12/31/2019
     SPGI2,849$778 12/31/2019
First Business Financial Services Inc.3,140$769 09/30/2019
     SPGI3,140$769 09/30/2019
AdvisorNet Financial Inc3,131$767 09/30/2019
     SPGI3,131$767 09/30/2019
Landsberg Bennett & Dubbaneh LLC2,816$766 12/31/2019
     SPGI2,816$766 12/31/2019
Trillium Asset Management LLC3,128$766 09/30/2019
     SPGI3,128$766 09/30/2019
Horizon Kinetics Asset Management LLC3,124$765 09/30/2019
     SPGI3,124$765 09/30/2019
Eastern Bank3,048$747 09/30/2019
     SPGI3,048$747 09/30/2019
Wade G W & Inc.3,045$746 09/30/2019
     SPGI3,045$746 09/30/2019
Lucia Wealth Services LLC2,677$731 12/31/2019
     SPGI2,677$731 12/31/2019
RMB Capital Management LLC2,985$731 09/30/2019
     SPGI2,985$731 09/30/2019
Northwestern Mutual Wealth Management Co.2,942$720 09/30/2019
     SPGI2,942$720 09/30/2019
Seeyond2,940$720 09/30/2019
     SPGI2,940$720 09/30/2019
Clarius Group LLC2,428$715 12/31/2019
     SPGI2,428$715 12/31/2019
Wealthstreet Investment Advisors LLC2,600$710 12/31/2019
     SPGI2,600$710 12/31/2019
Whittier Trust Co.2,874$704 09/30/2019
     SPGI2,874$704 09/30/2019
Reynders McVeigh Capital Management LLC2,870$703 09/30/2019
     SPGI2,870$703 09/30/2019
Doyle Wealth Management2,845$697 09/30/2019
     SPGI2,845$697 09/30/2019
Captrust Financial Advisors2,840$696 09/30/2019
     SPGI2,840$696 09/30/2019
Rampart Investment Management Company LLC2,827$693 09/30/2019
     SPGI2,827$693 09/30/2019
Clearstead Advisors LLC2,800$686 09/30/2019
     SPGI2,800$686 09/30/2019
Kanawha Capital Management LLC2,735$670 09/30/2019
     SPGI2,735$670 09/30/2019
Wedbush Securities Inc.2,435$665 12/31/2019
     SPGI2,435$665 12/31/2019
Brighton Jones LLC2,700$662 09/30/2019
     SPGI2,700$662 09/30/2019
Checchi Capital Advisers LLC2,684$658 09/30/2019
     SPGI2,684$658 09/30/2019
Ironwood Investment Counsel LLC2,680$656 09/30/2019
     SPGI2,680$656 09/30/2019
Investec Asset Management PTY Ltd2,668$654 09/30/2019
     SPGI2,668$654 09/30/2019
Emerald Investment Partners LLC2,670$654 09/30/2019
     SPGI2,670$654 09/30/2019
Boston Private Wealth LLC2,659$651 09/30/2019
     SPGI2,659$651 09/30/2019
M&R Capital Management Inc.2,375$648 12/31/2019
     SPGI2,375$648 12/31/2019
Close Asset Management Ltd2,370$647 12/31/2019
     SPGI2,370$647 12/31/2019
Qube Research & Technologies Ltd2,636$646 09/30/2019
     SPGI2,636$646 09/30/2019
Synovus Financial Corp2,624$643 09/30/2019
     SPGI2,624$643 09/30/2019
Lombard Odier Asset Management Europe Ltd2,622$642 09/30/2019
     SPGI2,622$642 09/30/2019
Tudor Investment Corp Et Al2,613$640 09/30/2019
     SPGI2,613$640 09/30/2019
Sigma Planning Corp2,601$637 09/30/2019
     SPGI2,601$637 09/30/2019
Independent Advisor Alliance2,601$637 09/30/2019
     SPGI2,601$637 09/30/2019
Integrated Wealth Concepts LLC2,602$637 09/30/2019
     SPGI2,602$637 09/30/2019
Rockland Trust Co.2,329$636 12/31/2019
     SPGI2,329$636 12/31/2019
GWM Advisors LLC2,577$634 09/30/2019
     SPGI2,577$634 09/30/2019
Brendel Financial Advisors LLC2,573$630 09/30/2019
     SPGI2,573$630 09/30/2019
Alpha Cubed Investments LLC2,300$628 12/31/2019
     SPGI2,300$628 12/31/2019
Private Advisors LLC2,539$622 09/30/2019
     SPGI2,539$622 09/30/2019
Cedar Capital LLC2,533$621 09/30/2019
     SPGI2,533$621 09/30/2019
Belpointe Asset Management LLC2,529$620 09/30/2019
     SPGI2,529$620 09/30/2019
Beaumont Financial Partners LLC2,521$618 09/30/2019
     SPGI2,521$618 09/30/2019
Blue Fin Capital Inc.2,502$612 09/30/2019
     SPGI2,502$612 09/30/2019
CAPROCK Group Inc.2,477$607 09/30/2019
     SPGI2,477$607 09/30/2019
Colony Group LLC2,470$605 09/30/2019
     SPGI2,470$605 09/30/2019
Sowell Financial Services LLC2,464$604 09/30/2019
     SPGI2,464$604 09/30/2019
Thomasville National Bank2,160$590 12/31/2019
     SPGI2,160$590 12/31/2019
J. L. Bainbridge & Co. Inc.2,410$590 09/30/2019
     SPGI2,410$590 09/30/2019
CWM LLC2,154$588 12/31/2019
     SPGI2,154$588 12/31/2019
Bradley Foster & Sargent Inc. CT2,387$585 09/30/2019
     SPGI2,387$585 09/30/2019
Rehmann Capital Advisory Group2,363$579 09/30/2019
     SPGI2,363$579 09/30/2019
OLD National Bancorp IN2,060$562 12/31/2019
     SPGI2,060$562 12/31/2019
CHICAGO TRUST Co NA2,040$557 12/31/2019
     SPGI2,040$557 12/31/2019
Cerebellum GP LLC2,019$551 12/31/2019
     SPGI2,019$551 12/31/2019
Mid Atlantic Financial Management Inc. ADV2,246$550 09/30/2019
     SPGI2,246$550 09/30/2019
Wesbanco Bank Inc.2,240$549 09/30/2019
     SPGI2,240$549 09/30/2019
San Francisco Sentry Investment Group CA2,241$549 09/30/2019
     SPGI2,241$549 09/30/2019
Ambassador Advisors LLC2,000$546 12/31/2019
     SPGI2,000$546 12/31/2019
Radnor Capital Management LLC2,000$546 12/31/2019
     SPGI2,000$546 12/31/2019
Vestmark Advisory Solutions Inc.2,219$544 09/30/2019
     SPGI2,219$544 09/30/2019
Israel Discount Bank of New York2,215$542 09/30/2019
     SPGI2,215$542 09/30/2019
Ellington Management Group LLC2,200$539 09/30/2019
     SPGI2,200$539 09/30/2019
Confluence Wealth Management LLC2,197$538 09/30/2019
     SPGI2,197$538 09/30/2019
Bfsg LLC2,174$533 09/30/2019
     SPGI2,174$533 09/30/2019
Gofen & Glossberg LLC IL1,950$532 12/31/2019
     SPGI1,950$532 12/31/2019
Plimoth Trust Co. LLC2,170$531 09/30/2019
     SPGI2,170$531 09/30/2019
BKD Wealth Advisors LLC1,941$530 12/31/2019
     SPGI1,941$530 12/31/2019
Dorsey & Whitney Trust CO LLC2,137$524 09/30/2019
     SPGI2,137$524 09/30/2019
Putnam Investments LLC2,122$520 09/30/2019
     SPGI2,122$520 09/30/2019
Clifford Swan Investment Counsel LLC2,120$519 09/30/2019
     SPGI2,120$519 09/30/2019
Livforsakringsbolaget Skandia Omsesidigt1,867$510 12/31/2019
     SPGI1,867$510 12/31/2019
Quantitative Systematic Strategies LLC2,079$509 09/30/2019
     SPGI2,079$509 09/30/2019
Ingalls & Snyder LLC1,850$505 12/31/2019
     SPGI1,850$505 12/31/2019
Hilltop Holdings Inc.2,062$505 09/30/2019
     SPGI2,062$505 09/30/2019
Sompo Japan Nipponkoa Asset Management CO. LTD.2,030$497 09/30/2019
     SPGI2,030$497 09/30/2019
Shelton Capital Management2,019$495 09/30/2019
     SPGI2,019$495 09/30/2019
First National Corp MA ADV2,000$490 09/30/2019
     SPGI2,000$490 09/30/2019
Highland Capital Management Fund Advisors L.P. $490 09/30/2019
     SPGI12,000$2,940 09/30/2019
     Put10,000$2,450 09/30/2019
Heritage Trust Co2,000$490 09/30/2019
     SPGI2,000$490 09/30/2019
Krane Funds Advisors LLC1,995$489 09/30/2019
     SPGI1,995$489 09/30/2019
BBR Partners LLC1,992$488 09/30/2019
     SPGI1,992$488 09/30/2019
Osborne Partners Capital Management LLC1,780$486 12/31/2019
     SPGI1,780$486 12/31/2019
Wright Investors Service Inc.1,777$485 12/31/2019
     SPGI1,777$485 12/31/2019
Jump Trading LLC1,976$484 09/30/2019
     SPGI1,976$484 09/30/2019
Arthur M. Cohen & Associates LLC1,754$482 12/31/2019
     SPGI1,754$482 12/31/2019
Laurel Wealth Advisors Inc.1,968$482 09/30/2019
     SPGI1,968$482 09/30/2019
Ninepoint Partners LP1,758$480 12/31/2019
     SPGI1,758$480 12/31/2019
Emerald Advisers LLC1,956$479 09/30/2019
     SPGI1,956$479 09/30/2019
Dimension Capital Management LLC1,940$476 09/30/2019
     SPGI1,940$476 09/30/2019
Boston Financial Mangement LLC1,941$476 09/30/2019
     SPGI1,941$476 09/30/2019
GYL Financial Synergies LLC1,901$466 09/30/2019
     SPGI1,901$466 09/30/2019
Corient Capital Partners LLC1,898$465 09/30/2019
     SPGI1,898$465 09/30/2019
Private Vista LLC1,896$464 09/30/2019
     SPGI1,896$464 09/30/2019
MANA Advisors LLC1,875$459 09/30/2019
     SPGI1,875$459 09/30/2019
Flagship Harbor Advisors LLC1,857$455 09/30/2019
     SPGI1,857$455 09/30/2019
D.B. Root & Company LLC1,660$453 12/31/2019
     SPGI1,660$453 12/31/2019
Cetera Investment Advisers1,854$451 09/30/2019
     SPGI1,854$451 09/30/2019
Griffin Asset Management Inc.1,826$447 09/30/2019
     SPGI1,826$447 09/30/2019
Aurora Investment Counsel1,822$446 09/30/2019
     SPGI1,822$446 09/30/2019
Cutter & CO Brokerage Inc.1,803$442 09/30/2019
     SPGI1,803$442 09/30/2019
Quadrant Capital Group LLC1,872$442 09/30/2019
     SPGI1,872$442 09/30/2019
Waters Parkerson & CO. LLC1,800$441 09/30/2019
     SPGI1,800$441 09/30/2019
Highstreet Asset Management Inc.1,779$436 09/30/2019
     SPGI1,779$436 09/30/2019
Parallel Advisors LLC1,781$436 09/30/2019
     SPGI1,781$436 09/30/2019
Signaturefd LLC1,774$435 09/30/2019
     SPGI1,774$435 09/30/2019
Bank of Stockton1,760$431 09/30/2019
     SPGI1,760$431 09/30/2019
Horizon Investments LLC1,756$430 09/30/2019
     SPGI1,756$430 09/30/2019
Mckinley Capital Management LLC Delaware1,560$426 12/31/2019
     SPGI1,560$426 12/31/2019
Donaldson Capital Management LLC1,559$426 12/31/2019
     SPGI1,559$426 12/31/2019
Laurion Capital Management LP $417 09/30/2019
     Call45,400$11,122 09/30/2019
     Put43,700$10,705 09/30/2019
Highland Capital Management LLC1,700$416 09/30/2019
     SPGI1,700$416 09/30/2019
Employers Holdings Inc.1,700$416 09/30/2019
     SPGI1,700$416 09/30/2019
Bellevue Group AG1,700$416 09/30/2019
     SPGI1,700$416 09/30/2019
Winslow Evans & Crocker Inc.1,510$414 12/31/2019
     SPGI1,510$414 12/31/2019
Spinnaker Trust1,693$414 09/30/2019
     SPGI1,693$414 09/30/2019
Arcadia Investment Management Corp MI1,680$412 09/30/2019
     SPGI1,680$412 09/30/2019
WealthBridge Capital Management LLC1,668$409 09/30/2019
     SPGI1,668$409 09/30/2019
Venturi Wealth Management LLC1,493$408 12/31/2019
     SPGI1,493$408 12/31/2019
Smithfield Trust Co.1,661$407 09/30/2019
     SPGI1,661$407 09/30/2019
Cpwm LLC1,636$401 09/30/2019
     SPGI1,636$401 09/30/2019
Comerica Securities Inc.1,623$398 09/30/2019
     SPGI1,623$398 09/30/2019
Guardian Capital LP1,625$398 09/30/2019
     SPGI1,625$398 09/30/2019
Alpha Windward LLC1,436$392 12/31/2019
     SPGI1,436$392 12/31/2019
Beach Investment Counsel Inc. PA1,600$392 09/30/2019
     SPGI1,600$392 09/30/2019
Spears Abacus Advisors LLC1,600$392 09/30/2019
     SPGI1,600$392 09/30/2019
Nicholas Hoffman & Company LLC.1,594$390 09/30/2019
     SPGI1,594$390 09/30/2019
North American Management Corp1,588$389 09/30/2019
     SPGI1,588$389 09/30/2019
Stock Yards Bank & Trust Co.1,420$388 12/31/2019
     SPGI1,420$388 12/31/2019
Gryphon Financial Partners LLC1,578$386 09/30/2019
     SPGI1,578$386 09/30/2019
Cetera Advisor Networks LLC1,563$384 09/30/2019
     SPGI1,563$384 09/30/2019
Centerpoint Advisors LLC1,390$380 12/31/2019
     SPGI1,390$380 12/31/2019
Point View Wealth Management Inc.1,540$377 09/30/2019
     SPGI1,540$377 09/30/2019
Bessemer Securities LLC1,525$374 09/30/2019
     SPGI1,525$374 09/30/2019
HBK Sorce Advisory LLC1,522$373 09/30/2019
     SPGI1,522$373 09/30/2019
Round Table Services LLC1,361$372 12/31/2019
     SPGI1,361$372 12/31/2019
Freestone Capital Holdings LLC1,513$371 09/30/2019
     SPGI1,513$371 09/30/2019
Ballentine Partners LLC1,351$369 12/31/2019
     SPGI1,351$369 12/31/2019
FUKOKU MUTUAL LIFE INSURANCE Co1,500$367 09/30/2019
     SPGI1,500$367 09/30/2019
Intact Investment Management Inc.1,500$367 09/30/2019
     SPGI1,500$367 09/30/2019
First National Bank of South Miami1,411$367 09/30/2019
     SPGI1,411$367 09/30/2019
Braun Bostich & Associates Inc.1,499$367 09/30/2019
     SPGI1,499$367 09/30/2019
Pitcairn Co.1,488$364 09/30/2019
     SPGI1,488$364 09/30/2019
NEXT Financial Group Inc1,295$354 12/31/2019
     SPGI1,295$354 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main1,441$353 09/30/2019
     SPGI1,441$353 09/30/2019
Rosenblum Silverman Sutton S F Inc. CA1,290$352 12/31/2019
     SPGI1,290$352 12/31/2019
Walleye Capital LLC $352 09/30/2019
     Call1,300$318 09/30/2019
     SPGI140$34 09/30/2019
Leavell Investment Management Inc.1,270$347 12/31/2019
     SPGI1,270$347 12/31/2019
Smith Shellnut Wilson LLC ADV1,413$346 09/30/2019
     SPGI1,413$346 09/30/2019
Chicago Equity Partners LLC1,390$341 09/30/2019
     SPGI1,390$341 09/30/2019
Harvest Fund Management Co. Ltd1,385$339 09/30/2019
     SPGI1,385$339 09/30/2019
Country Club Trust Company n.a.1,238$337 12/31/2019
     SPGI1,238$337 12/31/2019
Crabel Capital Management LLC1,370$336 09/30/2019
     SPGI1,370$336 09/30/2019
Savant Capital LLC1,352$331 09/30/2019
     SPGI1,352$331 09/30/2019
Hills Bank & Trust Co.1,198$327 12/31/2019
     SPGI1,198$327 12/31/2019
Anchor Capital Advisors LLC1,192$325 12/31/2019
     SPGI1,192$325 12/31/2019
Jacobi Capital Management LLC1,316$325 09/30/2019
     SPGI1,316$325 09/30/2019
Fisher Asset Management LLC1,324$324 09/30/2019
     SPGI1,324$324 09/30/2019
Wambolt & Associates LLC1,319$323 09/30/2019
     SPGI1,319$323 09/30/2019
Homrich & Berg1,316$322 09/30/2019
     SPGI1,316$322 09/30/2019
Hsbc Holdings PLC $320 09/30/2019
     Put205,100$50,245 09/30/2019
     SPGI171,604$42,040 09/30/2019
     Call34,800$8,525 09/30/2019
Brookstone Capital Management1,294$317 09/30/2019
     SPGI1,294$317 09/30/2019
First National Bank of Omaha1,140$311 12/31/2019
     SPGI1,140$311 12/31/2019
Philadelphia Trust Co.1,265$310 09/30/2019
     SPGI1,265$310 09/30/2019
FDx Advisors Inc.1,257$308 09/30/2019
     SPGI1,257$308 09/30/2019
Stratos Wealth Advisors LLC1,255$307 09/30/2019
     SPGI1,255$307 09/30/2019
First Allied Advisory Services Inc.1,253$305 09/30/2019
     SPGI1,253$305 09/30/2019
Harbor Investment Advisory LLC1,110$303 12/31/2019
     SPGI1,110$303 12/31/2019
Regent Investment Management LLC1,233$302 09/30/2019
     SPGI1,233$302 09/30/2019
DORCHESTER WEALTH MANAGEMENT Co1,100$300 12/31/2019
     SPGI1,100$300 12/31/2019
Alexandria Capital LLC1,220$299 09/30/2019
     SPGI1,220$299 09/30/2019
UMB Bank N A MO1,211$296 09/30/2019
     SPGI1,211$296 09/30/2019
Meridian Investment Counsel Inc.1,205$295 09/30/2019
     SPGI1,205$295 09/30/2019
Mutual of Omaha Bank Wealth Management1,200$294 09/30/2019
     SPGI1,200$294 09/30/2019
DAVENPORT & Co LLC1,073$293 12/31/2019
     SPGI1,073$293 12/31/2019
Janney Capital Management LLC1,067$291 12/31/2019
     SPGI1,067$291 12/31/2019
SRS Capital Advisors Inc.1,183$290 09/30/2019
     SPGI1,183$290 09/30/2019
Lake Street Advisors Group LLC1,197$290 09/30/2019
     SPGI1,197$290 09/30/2019
Carroll Financial Associates Inc.1,056$288 12/31/2019
     SPGI1,056$288 12/31/2019
Shulman DeMeo Asset Management LLC1,056$288 12/31/2019
     SPGI1,056$288 12/31/2019
Albion Financial Group UT1,170$287 09/30/2019
     SPGI1,170$287 09/30/2019
Independence Bank of Kentucky1,167$286 09/30/2019
     SPGI1,167$286 09/30/2019
Magnus Financial Group LLC1,009$276 12/31/2019
     SPGI1,009$276 12/31/2019
Starfire Investment Advisers Inc.1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Enterprise Trust & Investment Co1,000$273 12/31/2019
     SPGI1,000$273 12/31/2019
Meridian Wealth Management LLC997$272 12/31/2019
     SPGI997$272 12/31/2019
Sustainable Insight Capital Management LLC1,101$270 09/30/2019
     SPGI1,101$270 09/30/2019
Shine Investment Advisory Services Inc.1,092$268 09/30/2019
     SPGI1,092$268 09/30/2019
Intersect Capital LLC1,087$266 09/30/2019
     SPGI1,087$266 09/30/2019
Sadoff Investment Management LLC1,074$263 09/30/2019
     SPGI1,074$263 09/30/2019
GAM Holding AG1,063$261 09/30/2019
     SPGI1,063$261 09/30/2019
Elgethun Capital Management1,070$261 09/30/2019
     SPGI1,070$261 09/30/2019
Amica Retiree Medical Trust1,060$260 09/30/2019
     SPGI1,060$260 09/30/2019
Kavar Capital Partners LLC940$257 12/31/2019
     SPGI940$257 12/31/2019
Carnegie Capital Asset Management LLC1,050$257 09/30/2019
     SPGI1,050$257 09/30/2019
Cetera Advisors LLC1,053$257 09/30/2019
     SPGI1,053$257 09/30/2019
First Citizens Bank & Trust Co.934$255 12/31/2019
     SPGI934$255 12/31/2019
Lido Advisors LLC1,043$255 09/30/2019
     SPGI1,043$255 09/30/2019
Empirical Finance LLC929$254 12/31/2019
     SPGI929$254 12/31/2019
Altshuler Shaham Ltd1,032$254 09/30/2019
     SPGI1,032$254 09/30/2019
Kovack Advisors Inc.1,039$254 09/30/2019
     SPGI1,039$254 09/30/2019
GM Advisory Group Inc.1,033$253 09/30/2019
     SPGI1,033$253 09/30/2019
Pearl River Capital LLC1,023$251 09/30/2019
     SPGI1,023$251 09/30/2019
Security National Trust Co.915$250 12/31/2019
     SPGI915$250 12/31/2019
Centiva Capital LP $249 09/30/2019
     Call1,600$392 09/30/2019
     Put1,400$343 09/30/2019
     SPGI818$200 09/30/2019
Violich Capital Management Inc.900$246 12/31/2019
     SPGI900$246 12/31/2019
Montag A & Associates Inc.1,000$245 09/30/2019
     SPGI1,000$245 09/30/2019
Pekin Hardy Strauss Inc.1,000$245 09/30/2019
     SPGI1,000$245 09/30/2019
Lau Associates LLC1,000$245 09/30/2019
     SPGI1,000$245 09/30/2019
Community Bank N.A.1,000$245 09/30/2019
     SPGI1,000$245 09/30/2019
Brooks Moore & Associates Inc.1,000$245 09/30/2019
     SPGI1,000$245 09/30/2019
Bronfman E.L. Rothschild L.P.991$243 09/30/2019
     SPGI991$243 09/30/2019
Fox Run Management L.L.C.987$242 09/30/2019
     SPGI987$242 09/30/2019
Sunbelt Securities Inc.1,003$242 09/30/2019
     SPGI1,003$242 09/30/2019
Principle Wealth Partners LLC969$237 09/30/2019
     SPGI969$237 09/30/2019
Wolverine Asset Management LLC965$236 09/30/2019
     SPGI965$236 09/30/2019
Versant Capital Management Inc862$235 12/31/2019
     SPGI862$235 12/31/2019
Strategic Financial Group LLC960$235 09/30/2019
     SPGI960$235 09/30/2019
Matthew Goff Investment Advisor LLC836$228 12/31/2019
     SPGI836$228 12/31/2019
Prospera Financial Services Inc931$228 09/30/2019
     SPGI931$228 09/30/2019
Jaffetilchin Investment Partners LLC833$227 12/31/2019
     SPGI833$227 12/31/2019
Stratos Wealth Partners LTD.928$227 09/30/2019
     SPGI928$227 09/30/2019
Compton Capital Management Inc. RI920$225 09/30/2019
     SPGI920$225 09/30/2019
ETF Managers Group LLC905$223 09/30/2019
     SPGI905$223 09/30/2019
Sandler Capital Management900$220 09/30/2019
     SPGI900$220 09/30/2019
Williams Jones Wealth Management LLC.893$219 09/30/2019
     SPGI893$219 09/30/2019
Truehand Inc800$218 12/31/2019
     SPGI800$218 12/31/2019
Trust Co800$218 12/31/2019
     SPGI800$218 12/31/2019
Relyea Zuckerberg Hanson LLC800$218 12/31/2019
     SPGI800$218 12/31/2019
Moors & Cabot Inc.790$216 12/31/2019
     SPGI790$216 12/31/2019
United Income Inc.867$212 09/30/2019
     SPGI867$212 09/30/2019
Bragg Financial Advisors Inc861$211 09/30/2019
     SPGI861$211 09/30/2019
B.S. Pension Fund Trustee Ltd acting for the British Steel Pension Fund863$211 09/30/2019
     SPGI863$211 09/30/2019
Waldron Private Wealth LLC865$211 09/30/2019
     SPGI865$211 09/30/2019
Fiduciary Group LLC857$210 09/30/2019
     SPGI857$210 09/30/2019
Zhang Financial LLC700$209 12/31/2019
     SPGI700$209 12/31/2019
Cibc Bank USA855$209 09/30/2019
     SPGI855$209 09/30/2019
IFP Advisors Inc731$207 12/31/2019
     SPGI731$207 12/31/2019
Ellevest Inc.830$203 09/30/2019
     SPGI830$203 09/30/2019
Altium Wealth Management LLC741$202 12/31/2019
     SPGI741$202 12/31/2019
First Mercantile Trust Co.826$202 09/30/2019
     SPGI826$202 09/30/2019
Strategic Blueprint LLC735$201 12/31/2019
     SPGI735$201 12/31/2019
Highland Private Wealth Management815$200 09/30/2019
     SPGI815$200 09/30/2019
Capital Bank & Trust Co816$200 09/30/2019
     SPGI816$200 09/30/2019
Harel Insurance Investments & Financial Services Ltd.710$194 12/31/2019
     SPGI710$194 12/31/2019
Lindbrook Capital LLC688$188 12/31/2019
     SPGI688$188 12/31/2019
Advisory Services Network LLC812$185 09/30/2019
     SPGI812$185 09/30/2019
HighPoint Advisor Group LLC695$177 09/30/2019
     SPGI695$177 09/30/2019
Guardian Life Insurance Co. of America720$176 09/30/2019
     SPGI720$176 09/30/2019
Stelac Advisory Services LLC706$173 09/30/2019
     SPGI706$173 09/30/2019
Truewealth LLC626$171 12/31/2019
     SPGI626$171 12/31/2019
Catalyst Capital Advisors LLC700$171 09/30/2019
     SPGI700$171 09/30/2019
Valeo Financial Advisors LLC603$165 12/31/2019
     SPGI603$165 12/31/2019
Cutler Group LP $165 09/30/2019
     Call15,300$291 09/30/2019
     Put11,700$126 09/30/2019
Benjamin F. Edwards & Company Inc.617$151 09/30/2019
     SPGI617$151 09/30/2019
Institutional & Family Asset Management LLC605$148 09/30/2019
     SPGI605$148 09/30/2019
Advisors Preferred LLC517$141 12/31/2019
     SPGI517$141 12/31/2019
Fort L.P.497$122 09/30/2019
     SPGI497$122 09/30/2019
Anderson Fisher LLC487$119 09/30/2019
     SPGI487$119 09/30/2019
CSat Investment Advisory L.P.432$106 09/30/2019
     SPGI432$106 09/30/2019
Contravisory Investment Management Inc.379$103 12/31/2019
     SPGI379$103 12/31/2019
TCI Wealth Advisors Inc.376$103 12/31/2019
     SPGI376$103 12/31/2019
Private Capital Group LLC379$93 09/30/2019
     SPGI379$93 09/30/2019
North Star Investment Management Corp.370$91 09/30/2019
     SPGI370$91 09/30/2019
Zions Bancorporation N.A.366$90 09/30/2019
     SPGI366$90 09/30/2019
Country Trust Bank318$87 12/31/2019
     SPGI318$87 12/31/2019
Taylor Hoffman Wealth Management354$87 09/30/2019
     SPGI354$87 09/30/2019
American Research & Management Co.300$82 12/31/2019
     SPGI300$82 12/31/2019
Clean Yield Group300$82 12/31/2019
     SPGI300$82 12/31/2019
Meeder Asset Management Inc.335$82 09/30/2019
     SPGI335$82 09/30/2019
Exchange Traded Concepts LLC297$81 12/31/2019
     SPGI297$81 12/31/2019
Webster Bank N. A.277$76 12/31/2019
     SPGI277$76 12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC306$74 09/30/2019
     SPGI306$74 09/30/2019
Crewe Advisors LLC300$73 09/30/2019
     SPGI300$73 09/30/2019
Assetmark Inc.270$66 09/30/2019
     SPGI270$66 09/30/2019
Coastal Investment Advisors Inc.265$65 09/30/2019
     SPGI265$65 09/30/2019
Oakworth Capital Inc.261$64 09/30/2019
     SPGI261$64 09/30/2019
TRUE Private Wealth Advisors214$58 12/31/2019
     SPGI214$58 12/31/2019
Magellan Asset Management Ltd238$58 09/30/2019
     SPGI238$58 09/30/2019
Berman Capital Advisors LLC232$56 09/30/2019
     SPGI232$56 09/30/2019
Lenox Wealth Advisors LLC191$52 12/31/2019
     SPGI191$52 12/31/2019
Quest Capital Management Inc. ADV213$52 09/30/2019
     SPGI213$52 09/30/2019
Thor Advisors LLC211$52 09/30/2019
     SPGI211$52 09/30/2019
Capital Analysts LLC208$51 09/30/2019
     SPGI208$51 09/30/2019
Parkside Financial Bank & Trust203$50 09/30/2019
     SPGI203$50 09/30/2019
Harvest Group Wealth Management LLC180$49 12/31/2019
     SPGI180$49 12/31/2019
Sun Life Financial INC201$49 09/30/2019
     SPGI201$49 09/30/2019
Penserra Capital Management LLC180$46 09/30/2019
     SPGI180$46 09/30/2019
Plante Moran Financial Advisors LLC183$45 09/30/2019
     SPGI183$45 09/30/2019
Reilly Financial Advisors LLC161$44 12/31/2019
     SPGI161$44 12/31/2019
Kistler Tiffany Companies LLC160$44 12/31/2019
     SPGI160$44 12/31/2019
Patriot Financial Group Insurance Agency LLC162$44 12/31/2019
     SPGI162$44 12/31/2019
Legacy Bridge LLC175$43 09/30/2019
     SPGI175$43 09/30/2019
Evoke Wealth LLC151$37 09/30/2019
     SPGI151$37 09/30/2019
Enterprise Financial Services Corp129$35 12/31/2019
     SPGI129$35 12/31/2019
Gemmer Asset Management LLC127$35 12/31/2019
     SPGI127$35 12/31/2019
Ironwood Financial llc125$34 12/31/2019
     SPGI125$34 12/31/2019
Baystate Wealth Management LLC121$33 12/31/2019
     SPGI121$33 12/31/2019
FinTrust Capital Advisors LLC120$33 12/31/2019
     SPGI120$33 12/31/2019
Farmers & Merchants Investments Inc.118$32 12/31/2019
     SPGI118$32 12/31/2019
Coastal Capital Group Inc.120$32 12/31/2019
     SPGI120$32 12/31/2019
Next Capital Management LLC130$32 09/30/2019
     SPGI130$32 09/30/2019
Earnest Partners LLC127$31 09/30/2019
     SPGI127$31 09/30/2019
Advantage Investment Management LLC121$30 09/30/2019
     SPGI121$30 09/30/2019
Candriam Luxembourg S.C.A.102,770$28 12/31/2019
     SPGI102,770$28 12/31/2019
Whittier Trust Co. of Nevada Inc.114$28 09/30/2019
     SPGI114$28 09/30/2019
Capital Directions Investment Advisors LLC115$28 09/30/2019
     SPGI115$28 09/30/2019
Norway Savings Bank100$27 12/31/2019
     SPGI100$27 12/31/2019
Essex Investment Management Co. LLC108$26 09/30/2019
     SPGI108$26 09/30/2019
Julex Capital Management LLC102$25 09/30/2019
     SPGI102$25 09/30/2019
Barrett Asset Management LLC100$24 09/30/2019
     SPGI100$24 09/30/2019
Gables Capital Management Inc.100$24 09/30/2019
     SPGI100$24 09/30/2019
CNB Bank85$23 12/31/2019
     SPGI85$23 12/31/2019
Rain Capital Management LLC93$23 09/30/2019
     SPGI93$23 09/30/2019
Squar Milner Financial Services LLC81$22 12/31/2019
     SPGI81$22 12/31/2019
Tarbox Family Office Inc.89$22 09/30/2019
     SPGI89$22 09/30/2019
Vigilant Capital Management LLC75$20 12/31/2019
     SPGI75$20 12/31/2019
Glassman Wealth Services80$20 09/30/2019
     SPGI80$20 09/30/2019
CX Institutional69$19 12/31/2019
     SPGI69$19 12/31/2019
Global Retirement Partners LLC66$18 12/31/2019
     SPGI66$18 12/31/2019
Allred Capital Management LLC65$18 12/31/2019
     SPGI65$18 12/31/2019
Hexavest Inc.62$17 12/31/2019
     SPGI62$17 12/31/2019
Sandy Spring Bank62$15 09/30/2019
     SPGI62$15 09/30/2019
Stonebridge Capital Advisors LLC62$15 09/30/2019
     SPGI62$15 09/30/2019
Strategic Wealth Partners Ltd.64$15 09/30/2019
     SPGI64$15 09/30/2019
Manchester Financial Inc.48$13 12/31/2019
     SPGI48$13 12/31/2019
Pinnacle Bank49$13 12/31/2019
     SPGI49$13 12/31/2019
QCI Asset Management Inc. NY50$12 09/30/2019
     SPGI50$12 09/30/2019
Advisory Alpha LLC49$12 09/30/2019
     SPGI49$12 09/30/2019
Investors Research Corp49$12 09/30/2019
     SPGI49$12 09/30/2019
Wealthcare Advisory Partners LLC43$11 09/30/2019
     SPGI43$11 09/30/2019
Prime Capital Investment Advisors LLC43$11 09/30/2019
     SPGI43$11 09/30/2019
Duncker Streett & Co. Inc.35$10 12/31/2019
     SPGI35$10 12/31/2019
Proequities Inc. $10 09/30/2019
     SPGI39$10 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
First Financial Corp IN32$9 12/31/2019
     SPGI32$9 12/31/2019
Balentine LLC37$9 09/30/2019
     SPGI37$9 09/30/2019
Optimum Investment Advisors30$8 12/31/2019
     SPGI30$8 12/31/2019
Brand Asset Management Group Inc.28$8 12/31/2019
     SPGI28$8 12/31/2019
Evolution Wealth Advisors LLC31$8 09/30/2019
     SPGI31$8 09/30/2019
Weaver Consulting Group33$8 09/30/2019
     SPGI33$8 09/30/2019
FTB Advisors Inc.27$7 12/31/2019
     SPGI27$7 12/31/2019
Savior LLC27$7 12/31/2019
     SPGI27$7 12/31/2019
Smith Asset Management Group LP30$7 09/30/2019
     SPGI30$7 09/30/2019
Hillsdale Investment Management Inc.30$7 09/30/2019
     SPGI30$7 09/30/2019
Acima Private Wealth LLC22$6 12/31/2019
     SPGI22$6 12/31/2019
O Shaughnessy Asset Management LLC25$6 09/30/2019
     SPGI25$6 09/30/2019
Trustcore Financial Services LLC23$6 09/30/2019
     SPGI23$6 09/30/2019
Benjamin Edwards Inc.21$5 09/30/2019
     SPGI21$5 09/30/2019
Perkins Coie Trust Co12$3 12/31/2019
     SPGI12$3 12/31/2019
Hudock Capital Group LLC11$3 12/31/2019
     SPGI11$3 12/31/2019
First Personal Financial Services12$3 12/31/2019
     SPGI12$3 12/31/2019
Kayne Anderson Rudnick Investment Management LLC12$3 09/30/2019
     SPGI12$3 09/30/2019
Capital Investment Advisory Services LLC14$3 09/30/2019
     SPGI14$3 09/30/2019
John W. Brooker & Co. CPAs8$2 12/31/2019
     SPGI8$2 12/31/2019
Ameritas Investment Corp8$2 09/30/2019
     SPGI8$2 09/30/2019
Financial Architects Inc7$2 09/30/2019
     SPGI7$2 09/30/2019
Gradient Investments LLC5$1 12/31/2019
     SPGI5$1 12/31/2019
Simon Quick Advisors LLC4$1 12/31/2019
     SPGI4$1 12/31/2019
Global Wealth Management Investment Advisory Inc.3$1 09/30/2019
     SPGI3$1 09/30/2019
Capital Fund Management S.A. $0 09/30/2019
     Put54,000$13,229 09/30/2019
     Call54,000$13,229 09/30/2019
Financial Gravity Wealth Inc.1$0 09/30/2019
     SPGI1$0 09/30/2019
SpiderRock Advisors LLC $-57 12/31/2019
     Put6,500$57 12/31/2019
Walleye Trading LLC $-147 09/30/2019
     Put4,000$980 09/30/2019
     Call3,400$833 09/30/2019
SG3 Management LLC $-2,205 09/30/2019
     Put15,000$3,675 09/30/2019
     SPGI6,000$1,470 09/30/2019
Prelude Capital Management LLC $-2,597 09/30/2019
     Put12,500$3,062 09/30/2019
     SPGI1,899$465 09/30/2019
Capstone Investment Advisors LLC $-6,788 09/30/2019
     Put50,500$12,371 09/30/2019
     Call21,600$5,292 09/30/2019
     SPGI1,186$291 09/30/2019
Parallax Volatility Advisers L.P. $-15,835 09/30/2019
     Put206,100$50,490 09/30/2019
     Call86,100$21,093 09/30/2019
     SPGI55,361$13,562 09/30/2019
Susquehanna International Group LLP144,100$-28,515 09/30/2019
     Put260,500$63,817 09/30/2019
     Call144,100$35,302 09/30/2019

See Summary: Institutional Holders of SPGI
See Details: Top 10 Hedge Funds Holding SPGI
Also See: SPGI Insider Buying
Also See: SPGI Holdings Changes
Analysts Forecast: S&P Global Price Target

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