HoldingsChannel.com
Funds Holding EEM
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc. $2,508,013 09/30/2019
     EEM55,980,961$2,287,943 09/30/2019
     Call5,384,600$220,070 09/30/2019
Bank of America Corp DE $1,484,199 09/30/2019
     EEM52,004,438$2,125,421 09/30/2019
     Put26,931,000$1,100,670 09/30/2019
     Call11,241,700$459,448 09/30/2019
Morgan Stanley26,908,789$1,099,762 09/30/2019
     EEM26,908,789$1,099,762 09/30/2019
Wells Fargo & Company MN $931,659 09/30/2019
     EEM23,208,728$948,541 09/30/2019
     Put9,130,129$31,119 09/30/2019
     Call5,581,200$14,237 09/30/2019
Retirement Systems of Alabama19,937,306$814,838 09/30/2019
     EEM19,937,306$814,838 09/30/2019
Bridgewater Associates LP12,564,214$513,499 09/30/2019
     EEM12,564,214$513,499 09/30/2019
JPMorgan Chase & Co.8,841,263$361,342 09/30/2019
     EEM8,841,263$361,342 09/30/2019
PNC Financial Services Group Inc.8,789,919$359,243 09/30/2019
     EEM8,789,919$359,243 09/30/2019
FMR LLC8,652,423$353,625 09/30/2019
     EEM8,652,423$353,625 09/30/2019
Bank of New York Mellon Corp8,166,298$333,757 09/30/2019
     EEM8,166,298$333,757 09/30/2019
Northwestern Mutual Investment Management Company LLC7,483,200$305,838 09/30/2019
     EEM7,483,200$305,838 09/30/2019
US Bancorp DE5,203,516$212,668 09/30/2019
     EEM5,203,516$212,668 09/30/2019
Nokota Management LP $173,698 09/30/2019
     Call4,250,000$173,698 09/30/2019
The Manufacturers Life Insurance Company 4,082,827$165,926 09/30/2019
     EEM4,082,827$165,926 09/30/2019
Twin Tree Management LP $153,967 09/30/2019
     Call3,675,800$150,230 09/30/2019
     EEM186,736$7,632 09/30/2019
     Put95,300$3,895 09/30/2019
Liberty Mutual Group Asset Management Inc.3,747,363$153,155 09/30/2019
     EEM3,747,363$153,155 09/30/2019
Royal Bank of Canada $134,976 09/30/2019
     EEM4,920,984$201,120 09/30/2019
     Put1,618,400$66,144 09/30/2019
Envestnet Asset Management Inc.3,013,078$123,145 09/30/2019
     EEM3,013,078$123,145 09/30/2019
Hirtle Callaghan & Co LLC2,540,310$103,822 09/30/2019
     EEM2,540,310$103,822 09/30/2019
Northern Trust Corp2,522,305$103,086 09/30/2019
     EEM2,522,305$103,086 09/30/2019
LPL Financial LLC2,508,222$102,511 09/30/2019
     EEM2,508,222$102,511 09/30/2019
Regions Financial Corp2,438,773$99,673 09/30/2019
     EEM2,438,773$99,673 09/30/2019
CIBC Asset Management Inc2,245,425$91,771 09/30/2019
     EEM2,245,425$91,771 09/30/2019
Deutsche Bank AG2,230,888$91,171 09/30/2019
     EEM2,230,888$91,171 09/30/2019
Keybank National Association OH2,229,018$91,100 09/30/2019
     EEM2,229,018$91,100 09/30/2019
Fifth Third Bancorp2,198,775$89,864 09/30/2019
     EEM2,198,775$89,864 09/30/2019
Bank of Montreal Can2,116,134$86,486 09/30/2019
     EEM2,116,134$86,486 09/30/2019
Dupont Capital Management Corp2,098,775$85,777 09/30/2019
     EEM2,098,775$85,777 09/30/2019
BB&T Corp2,069,846$84,594 09/30/2019
     EEM2,069,846$84,594 09/30/2019
First Republic Investment Management Inc.2,031,682$83,035 09/30/2019
     EEM2,031,682$83,035 09/30/2019
Rafferty Asset Management LLC1,980,024$80,924 09/30/2019
     EEM1,980,024$80,924 09/30/2019
Hsbc Holdings PLC $74,438 09/30/2019
     EEM2,267,237$92,662 09/30/2019
     Put1,385,900$56,642 09/30/2019
     Call940,000$38,418 09/30/2019
Howard Hughes Medical Institute1,750,000$71,523 09/30/2019
     EEM1,750,000$71,523 09/30/2019
SG Americas Securities LLC1,686,358$68,921 09/30/2019
     EEM1,686,358$68,921 09/30/2019
Hexavest Inc.1,583,734$64,727 09/30/2019
     EEM1,583,734$64,727 09/30/2019
Connable Office Inc.1,578,005$64,493 09/30/2019
     EEM1,578,005$64,493 09/30/2019
Strs Ohio1,546,000$63,185 09/30/2019
     EEM1,546,000$63,185 09/30/2019
M&T Bank Corp $57,152 09/30/2019
     EEM1,398,367$57,151 09/30/2019
     Call38$1 09/30/2019
     Put38$0 09/30/2019
LMR Partners LLP1,353,254$55,542 09/30/2019
     EEM1,353,254$55,542 09/30/2019
Canada Pension Plan Investment Board1,354,200$55,346 09/30/2019
     EEM1,354,200$55,346 09/30/2019
Ameriprise Financial Inc.1,353,686$55,172 09/30/2019
     EEM1,353,686$55,172 09/30/2019
Nuveen Asset Management LLC1,253,071$51,213 09/30/2019
     EEM1,253,071$51,213 09/30/2019
TD Asset Management Inc.1,209,611$49,436 09/30/2019
     EEM1,209,611$49,436 09/30/2019
Veritable L.P.1,198,072$48,965 09/30/2019
     EEM1,198,072$48,965 09/30/2019
People s United Financial Inc.1,172,728$47,929 09/30/2019
     EEM1,172,728$47,929 09/30/2019
Toronto Dominion Bank1,116,950$45,650 09/30/2019
     EEM1,116,950$45,650 09/30/2019
Banco Santander S.A.1,030,065$42,098 09/30/2019
     EEM1,030,065$42,098 09/30/2019
Suntrust Banks Inc. $41,156 09/30/2019
     EEM1,036,074$42,345 09/30/2019
     Put29,100$1,189 09/30/2019
Greenleaf Trust1,003,078$40,996 09/30/2019
     EEM1,003,078$40,996 09/30/2019
Raymond James & Associates $39,750 09/30/2019
     EEM972,350$39,740 09/30/2019
     Call46,300$10 09/30/2019
Raymond James Financial Services Advisors Inc.931,123$38,055 09/30/2019
     EEM931,123$38,055 09/30/2019
Guardian Life Insurance Co. of America928,127$37,933 09/30/2019
     EEM928,127$37,933 09/30/2019
Public Sector Pension Investment Board913,517$37,335 09/30/2019
     EEM913,517$37,335 09/30/2019
Prudential Financial Inc.909,907$37,159 09/30/2019
     EEM909,907$37,159 09/30/2019
Parametric Portfolio Associates LLC892,442$36,474 09/30/2019
     EEM892,442$36,474 09/30/2019
Mariner LLC857,180$35,033 09/30/2019
     EEM857,180$35,033 09/30/2019
Cresset Asset Management LLC850,467$34,759 09/30/2019
     EEM850,467$34,759 09/30/2019
Colony Group LLC808,159$33,029 09/30/2019
     EEM808,159$33,029 09/30/2019
Main Management LLC800,753$32,727 09/30/2019
     EEM800,753$32,727 09/30/2019
Franklin Resources Inc.795,576$32,510 09/30/2019
     EEM795,576$32,510 09/30/2019
Gladius Capital Management LP795,300$32,504 09/30/2019
     EEM795,300$32,504 09/30/2019
APG Asset Management N.V.859,122$32,207 09/30/2019
     EEM859,122$32,207 09/30/2019
CIBC Private Wealth Group LLC773,646$31,619 09/30/2019
     EEM773,646$31,619 09/30/2019
TIAA FSB764,584$31,249 09/30/2019
     EEM764,584$31,249 09/30/2019
Commonwealth Equity Services LLC760,513$31,082 09/30/2019
     EEM760,513$31,082 09/30/2019
Northwestern Mutual Wealth Management Co.757,574$30,962 09/30/2019
     EEM757,574$30,962 09/30/2019
Sei Investments Co.364,500$30,378 09/30/2019
     EEM364,500$30,378 09/30/2019
Creative Planning $28,408 09/30/2019
     EEM695,078$28,408 09/30/2019
     Put700$0 09/30/2019
     Call800$0 09/30/2019
Rokos Capital Management LLP692,339$28,400 09/30/2019
     EEM692,339$28,400 09/30/2019
Fiera Capital Corp657,653$26,879 09/30/2019
     EEM657,653$26,879 09/30/2019
Renaissance Technologies LLC643,900$26,316 09/30/2019
     EEM643,900$26,316 09/30/2019
State Street Corp639,913$26,153 09/30/2019
     EEM639,913$26,153 09/30/2019
Banque Pictet & Cie SA635,012$25,940 09/30/2019
     EEM635,012$25,940 09/30/2019
Flow Traders U.S. LLC632,018$25,831 09/30/2019
     EEM632,018$25,831 09/30/2019
Calamos Advisors LLC $25,775 09/30/2019
     Call1,108,500$45,304 09/30/2019
     Put710,000$29,018 09/30/2019
     EEM232,175$9,489 09/30/2019
Stifel Financial Corp603,744$24,645 09/30/2019
     EEM603,744$24,645 09/30/2019
Waldron Private Wealth LLC598,705$24,469 09/30/2019
     EEM598,705$24,469 09/30/2019
Cetera Advisor Networks LLC569,020$23,252 09/30/2019
     EEM569,020$23,252 09/30/2019
Darrell & King LLC538,410$22,005 09/30/2019
     EEM538,410$22,005 09/30/2019
ING Groep NV530,105$21,665 09/30/2019
     EEM530,105$21,665 09/30/2019
SCS Capital Management LLC529,748$21,651 09/30/2019
     EEM529,748$21,651 09/30/2019
Myriad Asset Management Ltd. $21,056 09/30/2019
     Call515,200$21,056 09/30/2019
SeaTown Holdings Pte. Ltd.514,640$21,033 09/30/2019
     EEM514,640$21,033 09/30/2019
Bienville Capital Management LLC $20,435 09/30/2019
     Call500,000$20,435 09/30/2019
Comerica Bank471,306$19,983 09/30/2019
     EEM471,306$19,983 09/30/2019
Discovery Capital Management LLC CT487,800$19,936 09/30/2019
     EEM487,800$19,936 09/30/2019
Wolverine Asset Management LLC $19,319 09/30/2019
     Call917,000$37,477 09/30/2019
     Put444,300$18,158 09/30/2019
HighTower Advisors LLC $19,006 09/30/2019
     EEM464,699$18,992 09/30/2019
     Call5,300$14 09/30/2019
Stephens Group Asset Management LLC454,202$18,563 09/30/2019
     EEM454,202$18,563 09/30/2019
Price Wealth LLC451,474$18,452 09/30/2019
     EEM451,474$18,452 09/30/2019
Asset Management One Co. Ltd.450,000$18,392 09/30/2019
     EEM450,000$18,392 09/30/2019
Fiduciary Trust Co.437,400$17,876 09/30/2019
     EEM437,400$17,876 09/30/2019
UBS Group AG $17,813 09/30/2019
     Put32,848,500$1,342,518 09/30/2019
     Call20,924,200$855,172 09/30/2019
     EEM12,360,166$505,159 09/30/2019
Stephens Inc. AR432,566$17,679 09/30/2019
     EEM432,566$17,679 09/30/2019
Cambridge Investment Research Advisors Inc.427,200$17,460 09/30/2019
     EEM427,200$17,460 09/30/2019
BOKF NA416,854$17,036 09/30/2019
     EEM416,854$17,036 09/30/2019
Brown Advisory Inc.415,140$16,967 09/30/2019
     EEM415,140$16,967 09/30/2019
Salomon & Ludwin LLC414,231$16,930 09/30/2019
     EEM414,231$16,930 09/30/2019
Glenview Trust Co412,084$16,842 09/30/2019
     EEM412,084$16,842 09/30/2019
Huntington National Bank394,442$16,121 09/30/2019
     EEM394,442$16,121 09/30/2019
Global Financial Private Capital Inc389,453$15,917 09/30/2019
     EEM389,453$15,917 09/30/2019
Advisor Group Inc.389,036$15,902 09/30/2019
     EEM389,036$15,902 09/30/2019
MML Investors Services LLC384,402$15,710 09/30/2019
     EEM384,402$15,710 09/30/2019
Prudential PLC382,459$15,631 09/30/2019
     EEM382,459$15,631 09/30/2019
Private Advisor Group LLC378,091$15,497 09/30/2019
     EEM378,091$15,497 09/30/2019
Capital Planning Advisors LLC378,789$15,481 09/30/2019
     EEM378,789$15,481 09/30/2019
Steward Partners Investment Advisory LLC373,314$15,257 09/30/2019
     EEM373,314$15,257 09/30/2019
Commerce Bank372,801$15,236 09/30/2019
     EEM372,801$15,236 09/30/2019
Eastern Bank372,788$15,236 09/30/2019
     EEM372,788$15,236 09/30/2019
CI Investments Inc.372,314$15,216 09/30/2019
     EEM372,314$15,216 09/30/2019
Ladenburg Thalmann Financial Services Inc.462,431$15,198 09/30/2019
     EEM462,431$15,198 09/30/2019
Blair William & Co. IL369,973$15,121 09/30/2019
     EEM369,973$15,121 09/30/2019
MUFG Americas Holdings Corp363,813$14,869 09/30/2019
     EEM363,813$14,869 09/30/2019
Baird Financial Group Inc.361,913$14,791 09/30/2019
     EEM361,913$14,791 09/30/2019
Marketfield Asset Management LLC357,258$14,601 09/30/2019
     EEM357,258$14,601 09/30/2019
Biegel & Waller LLC357,129$14,596 09/30/2019
     EEM357,129$14,596 09/30/2019
Lbmc Investment Advisors LLC355,965$14,548 09/30/2019
     EEM355,965$14,548 09/30/2019
Bank of Nova Scotia $14,408 09/30/2019
     EEM339,004$13,854 09/30/2019
     Call13,550$554 09/30/2019
Lockheed Martin Investment Management Co.337,000$13,773 09/30/2019
     EEM337,000$13,773 09/30/2019
Lee Capital Holdings LLC $13,702 09/30/2019
     Call3,300$13,487 09/30/2019
     EEM5,254$215 09/30/2019
Slate Path Capital LP $13,610 09/30/2019
     Call333,000$13,610 09/30/2019
CIBC World Markets Inc.331,938$13,566 09/30/2019
     EEM331,938$13,566 09/30/2019
Synovus Financial Corp326,061$13,323 09/30/2019
     EEM326,061$13,323 09/30/2019
Lazard Asset Management LLC315,085$12,876 09/30/2019
     EEM315,085$12,876 09/30/2019
Atwood & Palmer Inc.305,423$12,483 09/30/2019
     EEM305,423$12,483 09/30/2019
Cartica Management LLC303,822$12,417 09/30/2019
     EEM303,822$12,417 09/30/2019
Moore Capital Management LP $12,261 09/30/2019
     Call500,000$20,435 09/30/2019
     Put200,000$8,174 09/30/2019
Arbor Investment Advisors LLC295,043$12,058 09/30/2019
     EEM295,043$12,058 09/30/2019
Bank of The West294,466$12,035 09/30/2019
     EEM294,466$12,035 09/30/2019
Cambridge Trust Co.291,408$11,910 09/30/2019
     EEM291,408$11,910 09/30/2019
Eaton Vance Management288,959$11,810 09/30/2019
     EEM288,959$11,810 09/30/2019
Park Avenue Securities LLC286,468$11,708 09/30/2019
     EEM286,468$11,708 09/30/2019
Portland Global Advisors LLC279,621$11,428 09/30/2019
     EEM279,621$11,428 09/30/2019
Evoke Wealth LLC279,466$11,422 09/30/2019
     EEM279,466$11,422 09/30/2019
Keel Point LLC276,887$11,316 09/30/2019
     EEM276,887$11,316 09/30/2019
Squarepoint Ops LLC276,648$11,307 09/30/2019
     EEM276,648$11,307 09/30/2019
Mirae Asset Global Investments Co. Ltd.275,310$11,252 09/30/2019
     EEM275,310$11,252 09/30/2019
Janney Montgomery Scott LLC274,846$11,233 09/30/2019
     EEM274,846$11,233 09/30/2019
Full Sail Capital LLC259,931$11,115 09/30/2019
     EEM259,931$11,115 09/30/2019
Pictet North America Advisors SA271,763$11,102 09/30/2019
     EEM271,763$11,102 09/30/2019
Front Barnett Associates LLC270,638$11,061 09/30/2019
     EEM270,638$11,061 09/30/2019
BB&T Securities LLC $10,985 09/30/2019
     EEM258,896$10,576 09/30/2019
     Call10,000$409 09/30/2019
Polaris Greystone Financial Group LLC272,794$10,985 09/30/2019
     EEM272,794$10,985 09/30/2019
Geode Capital Management LLC265,553$10,853 09/30/2019
     EEM265,553$10,853 09/30/2019
Comerica Securities Inc.264,547$10,812 09/30/2019
     EEM264,547$10,812 09/30/2019
Boston Private Wealth LLC264,432$10,807 09/30/2019
     EEM264,432$10,807 09/30/2019
Progeny 3 Inc.260,000$10,626 09/30/2019
     EEM260,000$10,626 09/30/2019
Mason Street Advisors LLC257,300$10,516 09/30/2019
     EEM257,300$10,516 09/30/2019
Exane Derivatives $10,513 09/30/2019
     EEM257,278$10,513 09/30/2019
     Call1,501$0 09/30/2019
Vantage Financial Partners Ltd. Inc.254,900$10,418 09/30/2019
     EEM254,900$10,418 09/30/2019
Edge Capital Group LLC254,463$10,400 09/30/2019
     EEM254,463$10,400 09/30/2019
Jasper Ridge Partners L.P.254,150$10,387 09/30/2019
     EEM254,150$10,387 09/30/2019
Gofen & Glossberg LLC IL253,611$10,365 09/30/2019
     EEM253,611$10,365 09/30/2019
Twele Capital Management Inc.253,349$10,354 09/30/2019
     EEM253,349$10,354 09/30/2019
Honkamp Krueger Financial Services Inc.252,225$10,308 09/30/2019
     EEM252,225$10,308 09/30/2019
Reilly Financial Advisors LLC251,402$10,275 09/30/2019
     EEM251,402$10,275 09/30/2019
Commerzbank Aktiengesellschaft FI250,928$10,255 09/30/2019
     EEM250,928$10,255 09/30/2019
Verger Capital Management LLC244,852$10,007 09/30/2019
     EEM244,852$10,007 09/30/2019
Dakota Wealth Management242,982$9,931 09/30/2019
     EEM242,982$9,931 09/30/2019
Tudor Investment Corp Et Al237,091$9,690 09/30/2019
     EEM237,091$9,690 09/30/2019
1ST Source Bank234,833$9,598 09/30/2019
     EEM234,833$9,598 09/30/2019
AMS Capital Ltda233,500$9,543 09/30/2019
     EEM233,500$9,543 09/30/2019
United Capital Financial Advisers LLC230,737$9,430 09/30/2019
     EEM230,737$9,430 09/30/2019
Whittier Trust Co.229,983$9,397 09/30/2019
     EEM229,983$9,397 09/30/2019
Ballentine Partners LLC229,664$9,386 09/30/2019
     EEM229,664$9,386 09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main229,330$9,373 09/30/2019
     EEM229,330$9,373 09/30/2019
Sumitomo Mitsui Trust Holdings Inc.229,198$9,367 09/30/2019
     EEM229,198$9,367 09/30/2019
Natixis228,496$9,339 09/30/2019
     EEM228,496$9,339 09/30/2019
AGF Investments Inc.225,000$9,196 09/30/2019
     EEM225,000$9,196 09/30/2019
Paloma Partners Management Co219,619$8,976 09/30/2019
     EEM219,619$8,976 09/30/2019
Chicago Partners Investment Group LLC210,250$8,915 09/30/2019
     EEM210,250$8,915 09/30/2019
Evergreen Capital Management LLC217,342$8,883 09/30/2019
     EEM217,342$8,883 09/30/2019
FineMark National Bank & Trust216,512$8,849 09/30/2019
     EEM216,512$8,849 09/30/2019
Cpwm LLC215,053$8,789 09/30/2019
     EEM215,053$8,789 09/30/2019
Glenmede Trust Co. NA207,380$8,475 09/30/2019
     EEM207,380$8,475 09/30/2019
Valeo Financial Advisors LLC207,050$8,462 09/30/2019
     EEM207,050$8,462 09/30/2019
Jefferies Group LLC $8,432 09/30/2019
     Put1,495,000$61,101 09/30/2019
     Call1,281,100$52,359 09/30/2019
     EEM420,221$17,174 09/30/2019
Strategic Investment Advisors MI201,259$8,238 09/30/2019
     EEM201,259$8,238 09/30/2019
Delek Group Ltd.192,313$8,062 06/30/2019
     EEM192,313$8,062 06/30/2019
Roundview Capital LLC195,662$7,997 09/30/2019
     EEM195,662$7,997 09/30/2019
Whittier Trust Co. of Nevada Inc.192,518$7,866 09/30/2019
     EEM192,518$7,866 09/30/2019
Monroe Bank & Trust MI182,213$7,819 06/30/2019
     EEM182,213$7,819 06/30/2019
Efficient Advisors LLC189,663$7,752 09/30/2019
     EEM189,663$7,752 09/30/2019
MAI Capital Management186,625$7,627 09/30/2019
     EEM186,625$7,627 09/30/2019
Simmons Bank186,314$7,615 09/30/2019
     EEM186,314$7,615 09/30/2019
UBP Investment Advisors SA186,320$7,615 09/30/2019
     EEM186,320$7,615 09/30/2019
ST Germain D J Co. Inc.186,144$7,608 09/30/2019
     EEM186,144$7,608 09/30/2019
First Midwest Bank Trust Division185,851$7,596 09/30/2019
     EEM185,851$7,596 09/30/2019
Coldstream Capital Management Inc.184,950$7,559 09/30/2019
     EEM184,950$7,559 09/30/2019
Stevens Capital Management LP184,237$7,530 09/30/2019
     EEM184,237$7,530 09/30/2019
SNS Financial Group LLC182,758$7,469 09/30/2019
     EEM182,758$7,469 09/30/2019
Oppenheimer & Co. Inc.181,316$7,411 09/30/2019
     EEM181,316$7,411 09/30/2019
Arrowgrass Capital Partners US LP181,149$7,404 09/30/2019
     EEM181,149$7,404 09/30/2019
First Merchants Corp180,467$7,376 09/30/2019
     EEM180,467$7,376 09/30/2019
Balyasny Asset Management LLC179,289$7,328 09/30/2019
     EEM179,289$7,328 09/30/2019
ClariVest Asset Management LLC179,100$7,320 09/30/2019
     EEM179,100$7,320 09/30/2019
Dimension Capital Management LLC177,698$7,264 09/30/2019
     EEM177,698$7,264 09/30/2019
MetLife Investment Management LLC175,799$7,185 09/30/2019
     EEM175,799$7,185 09/30/2019
GWM Advisors LLC171,213$7,075 09/30/2019
     EEM171,213$7,075 09/30/2019
Estate Counselors LLC172,600$7,054 09/30/2019
     EEM172,600$7,054 09/30/2019
Citizens Financial Group Inc RI171,027$6,990 09/30/2019
     EEM171,027$6,990 09/30/2019
AMG National Trust Bank170,492$6,968 09/30/2019
     EEM170,492$6,968 09/30/2019
First Financial Bank Trust Division168,368$6,881 09/30/2019
     EEM168,368$6,881 09/30/2019
Fieldpoint Private Securities LLC168,071$6,869 09/30/2019
     EEM168,071$6,869 09/30/2019
Cullen Frost Bankers Inc.164,853$6,737 09/30/2019
     EEM164,853$6,737 09/30/2019
Massmutual Trust Co. FSB ADV164,658$6,730 09/30/2019
     EEM164,658$6,730 09/30/2019
Sfmg LLC162,446$6,639 09/30/2019
     EEM162,446$6,639 09/30/2019
Karp Capital Management Corp162,040$6,623 09/30/2019
     EEM162,040$6,623 09/30/2019
Israel Discount Bank of New York161,951$6,619 09/30/2019
     EEM161,951$6,619 09/30/2019
Stock Yards Bank & Trust Co.160,718$6,568 09/30/2019
     EEM160,718$6,568 09/30/2019
Sageworth Trust Co159,935$6,536 09/30/2019
     EEM159,935$6,536 09/30/2019
Bridges Investment Management Inc.159,710$6,528 09/30/2019
     EEM159,710$6,528 09/30/2019
Regal Investment Advisors LLC159,368$6,513 09/30/2019
     EEM159,368$6,513 09/30/2019
NTV Asset Management LLC159,321$6,511 09/30/2019
     EEM159,321$6,511 09/30/2019
Consolidated Investment Group LLC157,816$6,450 09/30/2019
     EEM157,816$6,450 09/30/2019
Bremer Bank National Association157,736$6,447 09/30/2019
     EEM157,736$6,447 09/30/2019
Two Sigma Investments LP156,950$6,415 09/30/2019
     EEM156,950$6,415 09/30/2019
Rathbone Brothers plc156,062$6,378 09/30/2019
     EEM156,062$6,378 09/30/2019
Confluence Wealth Management LLC155,789$6,367 09/30/2019
     EEM155,789$6,367 09/30/2019
United Asset Strategies Inc.155,730$6,365 09/30/2019
     EEM155,730$6,365 09/30/2019
Lake Street Advisors Group LLC174,817$6,324 09/30/2019
     EEM174,817$6,324 09/30/2019
Thrivent Financial for Lutherans154,370$6,309 09/30/2019
     EEM154,370$6,309 09/30/2019
Prime Capital Investment Advisors LLC151,253$6,182 09/30/2019
     EEM151,253$6,182 09/30/2019
Stratos Wealth Partners LTD.151,169$6,178 09/30/2019
     EEM151,169$6,178 09/30/2019
New York State Common Retirement Fund150,075$6,134 09/30/2019
     EEM150,075$6,134 09/30/2019
LFA Lugano Financial Advisors SA141,695$6,077 06/30/2019
     EEM141,695$6,077 06/30/2019
Mycio Wealth Partners LLC146,762$5,998 09/30/2019
     EEM146,762$5,998 09/30/2019
Aspiriant LLC146,258$5,977 09/30/2019
     EEM146,258$5,977 09/30/2019
Scotia Capital Inc.146,106$5,971 09/30/2019
     EEM146,106$5,971 09/30/2019
Juncture Wealth Strategies LLC142,857$5,839 09/30/2019
     EEM142,857$5,839 09/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp142,855$5,838 09/30/2019
     EEM142,855$5,838 09/30/2019
Massey Quick Simon & CO. LLC142,409$5,820 09/30/2019
     EEM142,409$5,820 09/30/2019
Barings LLC141,082$5,766 09/30/2019
     EEM141,082$5,766 09/30/2019
BRYN MAWR TRUST Co140,321$5,736 09/30/2019
     EEM140,321$5,736 09/30/2019
Smart Portfolios LLC129,961$5,729 09/30/2019
     EEM129,961$5,729 09/30/2019
Halbert Hargrove Global Advisors LLC140,161$5,728 09/30/2019
     EEM140,161$5,728 09/30/2019
Lincoln National Corp136,086$5,562 09/30/2019
     EEM136,086$5,562 09/30/2019
Windsor Creek Advisors LLC $5,512 09/30/2019
     EEM114,872$4,695 09/30/2019
     Call200$817 09/30/2019
Rockefeller Capital Management L.P.134,505$5,497 09/30/2019
     EEM134,505$5,497 09/30/2019
Citadel Advisors LLC $5,393 09/30/2019
     Put5,428,000$221,842 09/30/2019
     Call5,111,100$208,891 09/30/2019
     EEM448,845$18,344 09/30/2019
Coyle Financial Counsel LLC128,310$5,244 09/30/2019
     EEM128,310$5,244 09/30/2019
FormulaFolio Investments LLC127,373$5,206 09/30/2019
     EEM127,373$5,206 09/30/2019
Emery Howard Portfolio Management Inc.126,621$5,175 09/30/2019
     EEM126,621$5,175 09/30/2019
Stonehage Fleming Financial Services Holdings Ltd134,110$5,171 09/30/2019
     EEM134,110$5,171 09/30/2019
Hapanowicz & Associates Financial Services Inc126,241$5,163 09/30/2019
     EEM126,241$5,163 09/30/2019
BBVA USA Bancshares Inc.125,674$5,137 09/30/2019
     EEM125,674$5,137 09/30/2019
Brighton Jones LLC125,495$5,129 09/30/2019
     EEM125,495$5,129 09/30/2019
Psagot Investment House Ltd.124,525$5,089 09/30/2019
     EEM124,525$5,089 09/30/2019
Edgestream Partners L.P.124,491$5,088 09/30/2019
     EEM124,491$5,088 09/30/2019
Country Club Trust Company n.a.123,450$5,017 09/30/2019
     EEM123,450$5,017 09/30/2019
HRT Financial LLC121,976$4,985 09/30/2019
     EEM121,976$4,985 09/30/2019
UBS Asset Management Americas Inc.121,578$4,969 09/30/2019
     EEM121,578$4,969 09/30/2019
Adell Harriman & Carpenter Inc.119,466$4,883 09/30/2019
     EEM119,466$4,883 09/30/2019
Omnia Family Wealth LLC116,325$4,754 09/30/2019
     EEM116,325$4,754 09/30/2019
Goldstein Munger & Associates115,857$4,735 09/30/2019
     EEM115,857$4,735 09/30/2019
Palladium Partners LLC109,986$4,720 09/30/2019
     EEM109,986$4,720 09/30/2019
Putnam Investments LLC115,060$4,702 09/30/2019
     EEM115,060$4,702 09/30/2019
Goldman Sachs Group Inc. $4,663 09/30/2019
     Put37,877,100$1,548,037 09/30/2019
     Call21,307,600$870,842 09/30/2019
     EEM16,683,621$681,858 09/30/2019
RiverGlades Family Offices LLC114,027$4,660 09/30/2019
     EEM114,027$4,660 09/30/2019
Boston Family Office LLC113,568$4,642 09/30/2019
     EEM113,568$4,642 09/30/2019
Cerity Partners LLC113,169$4,625 09/30/2019
     EEM113,169$4,625 09/30/2019
Boys Arnold & Co. Inc.113,251$4,603 09/30/2019
     EEM113,251$4,603 09/30/2019
Fort Point Capital Partners LLC $4,599 09/30/2019
     EEM111,535$4,558 09/30/2019
     Call1,000$41 09/30/2019
Northeast Investment Management112,459$4,596 09/30/2019
     EEM112,459$4,596 09/30/2019
Parkside Advisors LLC111,964$4,576 09/30/2019
     EEM111,964$4,576 09/30/2019
NorthCoast Asset Management LLC111,716$4,566 09/30/2019
     EEM111,716$4,566 09/30/2019
Almanack Investment Partners LLC.110,944$4,534 09/30/2019
     EEM110,944$4,534 09/30/2019
Strategic Wealth Management Inc.110,635$4,522 09/30/2019
     EEM110,635$4,522 09/30/2019
All Terrain Financial Advisors LLC110,514$4,520 09/30/2019
     EEM110,514$4,520 09/30/2019
Personal Resources Investment & Strategic Management Inc.109,761$4,486 09/30/2019
     EEM109,761$4,486 09/30/2019
Capital Directions Investment Advisors LLC109,541$4,477 09/30/2019
     EEM109,541$4,477 09/30/2019
Sterling Capital Management LLC108,799$4,447 09/30/2019
     EEM108,799$4,447 09/30/2019
Waddell & Associates LLC107,679$4,401 09/30/2019
     EEM107,679$4,401 09/30/2019
Stelac Advisory Services LLC106,815$4,366 09/30/2019
     EEM106,815$4,366 09/30/2019
HMS Capital Management LLC $4,282 09/30/2019
     EEM161,468$6,599 09/30/2019
     Put56,700$2,317 09/30/2019
Baystate Wealth Management LLC104,053$4,253 09/30/2019
     EEM104,053$4,253 09/30/2019
Bridgecreek Investment Management LLC102,675$4,196 09/30/2019
     EEM102,675$4,196 09/30/2019
BSW Wealth Partners102,571$4,192 09/30/2019
     EEM102,571$4,192 09/30/2019
BOK Financial Private Wealth Inc.101,571$4,151 09/30/2019
     EEM101,571$4,151 09/30/2019
Brandywine Global Investment Management LLC100,000$4,087 09/30/2019
     EEM100,000$4,087 09/30/2019
Trustmark National Bank Trust Department99,797$4,078 09/30/2019
     EEM99,797$4,078 09/30/2019
Foresters Asset Management Inc.94,825$4,069 06/30/2019
     EEM94,825$4,069 06/30/2019
Captrust Financial Advisors99,439$4,064 09/30/2019
     EEM99,439$4,064 09/30/2019
Private Portfolio Partners LLC98,895$4,042 09/30/2019
     EEM98,895$4,042 09/30/2019
Smith Moore & CO.98,677$4,033 09/30/2019
     EEM98,677$4,033 09/30/2019
Abacus Planning Group Inc.98,685$4,033 09/30/2019
     EEM98,685$4,033 09/30/2019
Chevy Chase Trust Holdings Inc.98,455$4,024 09/30/2019
     EEM98,455$4,024 09/30/2019
Great Lakes Advisors LLC98,387$4,021 09/30/2019
     EEM98,387$4,021 09/30/2019
New Vernon Capital Holdings II LLC97,968$4,004 09/30/2019
     EEM97,968$4,004 09/30/2019
Pinnacle Financial Partners Inc.97,528$3,986 09/30/2019
     EEM97,528$3,986 09/30/2019
Security National Trust Co.97,405$3,979 09/30/2019
     EEM97,405$3,979 09/30/2019
Blue Fin Capital Inc.97,160$3,970 09/30/2019
     EEM97,160$3,970 09/30/2019
Wetherby Asset Management Inc.95,609$3,908 09/30/2019
     EEM95,609$3,908 09/30/2019
Magnus Financial Group LLC94,013$3,842 09/30/2019
     EEM94,013$3,842 09/30/2019
Paulson Wealth Management Inc.93,310$3,814 09/30/2019
     EEM93,310$3,814 09/30/2019
Compagnie Lombard Odier SCmA92,260$3,771 09/30/2019
     EEM92,260$3,771 09/30/2019
Fulton Bank N.A.92,193$3,768 09/30/2019
     EEM92,193$3,768 09/30/2019
Parsec Financial Management Inc.92,097$3,764 09/30/2019
     EEM92,097$3,764 09/30/2019
Summit Financial Group Inc.92,048$3,762 09/30/2019
     EEM92,048$3,762 09/30/2019
Arrowstreet Capital Limited Partnership91,777$3,751 09/30/2019
     EEM91,777$3,751 09/30/2019
Robertson Stephens Wealth Management LLC91,487$3,739 09/30/2019
     EEM91,487$3,739 09/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.91,375$3,734 09/30/2019
     EEM91,375$3,734 09/30/2019
Caisse DE Depot ET Placement DU Quebec90,739$3,709 09/30/2019
     EEM90,739$3,709 09/30/2019
Archford Capital Strategies LLC90,205$3,687 09/30/2019
     EEM90,205$3,687 09/30/2019
Asset Management Group Inc.90,102$3,682 09/30/2019
     EEM90,102$3,682 09/30/2019
Addenda Capital Inc.89,500$3,658 09/30/2019
     EEM89,500$3,658 09/30/2019
Azimuth Capital Management LLC89,338$3,651 09/30/2019
     EEM89,338$3,651 09/30/2019
First Allied Advisory Services Inc.89,407$3,648 09/30/2019
     EEM89,407$3,648 09/30/2019
NBT Bank N A NY88,604$3,622 09/30/2019
     EEM88,604$3,622 09/30/2019
Wilbanks Smith & Thomas Asset Management LLC87,943$3,594 09/30/2019
     EEM87,943$3,594 09/30/2019
Planning Solutions Group LLC83,135$3,567 06/30/2019
     EEM83,135$3,567 06/30/2019
Smithfield Trust Co.86,761$3,545 09/30/2019
     EEM86,761$3,545 09/30/2019
Allen Investment Management LLC86,731$3,545 09/30/2019
     EEM86,731$3,545 09/30/2019
Castleark Management LLC86,725$3,544 09/30/2019
     EEM86,725$3,544 09/30/2019
First Interstate Bank86,359$3,530 09/30/2019
     EEM86,359$3,530 09/30/2019
D.A. Davidson & CO.86,342$3,529 09/30/2019
     EEM86,342$3,529 09/30/2019
American International Group Inc.85,617$3,499 09/30/2019
     EEM85,617$3,499 09/30/2019
Freestone Capital Holdings LLC85,618$3,499 09/30/2019
     EEM85,618$3,499 09/30/2019
SlateStone Wealth LLC85,431$3,492 09/30/2019
     EEM85,431$3,492 09/30/2019
Peapack Gladstone Financial Corp85,337$3,488 09/30/2019
     EEM85,337$3,488 09/30/2019
SP Asset Management83,965$3,432 09/30/2019
     EEM83,965$3,432 09/30/2019
Wolverine Trading LLC $3,399 09/30/2019
     Put1,308,700$53,186 09/30/2019
     Call1,057,500$42,977 09/30/2019
     EEM334,854$13,608 09/30/2019
Bessemer Group Inc.82,701$3,380 09/30/2019
     EEM82,701$3,380 09/30/2019
Wall Capital Group Inc.82,587$3,375 09/30/2019
     EEM82,587$3,375 09/30/2019
Clearstead Advisors LLC82,314$3,364 09/30/2019
     EEM82,314$3,364 09/30/2019
Trustcore Financial Services LLC $3,346 09/30/2019
     EEM134,443$5,495 09/30/2019
     Put53,100$2,169 09/30/2019
     Call500$20 09/30/2019
Verde Servicos Internacionais S.A.81,295$3,322 09/30/2019
     EEM81,295$3,322 09/30/2019
Associated Banc Corp80,939$3,308 09/30/2019
     EEM80,939$3,308 09/30/2019
Jackson Financial Management80,830$3,304 09/30/2019
     EEM80,830$3,304 09/30/2019
Marshall Wace LLP $3,283 09/30/2019
     EEM176,588$7,217 09/30/2019
     Put142,700$6,102 09/30/2019
     Call50,700$2,168 09/30/2019
Cohen & Steers Inc.80,190$3,277 09/30/2019
     EEM80,190$3,277 09/30/2019
Cibc Bank USA79,663$3,256 09/30/2019
     EEM79,663$3,256 09/30/2019
JGP Global Gestao de Recursos Ltda. $3,246 09/30/2019
     EEM80,000$3,270 09/30/2019
     Put3,000$24 09/30/2019
Guidant Wealth Advisors79,324$3,242 09/30/2019
     EEM79,324$3,242 09/30/2019
Arcus Capital Partners LLC79,024$3,230 09/30/2019
     EEM79,024$3,230 09/30/2019
Usca Ria LLC78,273$3,199 09/30/2019
     EEM78,273$3,199 09/30/2019
Burleson & Company LLC74,883$3,175 09/30/2019
     EEM74,883$3,175 09/30/2019
Lido Advisors LLC77,387$3,163 09/30/2019
     EEM77,387$3,163 09/30/2019
Rehmann Capital Advisory Group73,496$3,154 06/30/2019
     EEM73,496$3,154 06/30/2019
Financial Advocates Investment Management76,645$3,132 09/30/2019
     EEM76,645$3,132 09/30/2019
City Holding Co.76,387$3,121 09/30/2019
     EEM76,387$3,121 09/30/2019
HBK Sorce Advisory LLC75,828$3,099 09/30/2019
     EEM75,828$3,099 09/30/2019
Perigon Wealth Management LLC73,685$3,089 09/30/2019
     EEM73,685$3,089 09/30/2019
Tiemann Investment Advisors LLC75,464$3,084 09/30/2019
     EEM75,464$3,084 09/30/2019
New England Guild Wealth Advisors Inc.75,070$3,068 09/30/2019
     EEM75,070$3,068 09/30/2019
Pittenger & Anderson Inc.74,554$3,047 09/30/2019
     EEM74,554$3,047 09/30/2019
Investment House LLC74,460$3,043 09/30/2019
     EEM74,460$3,043 09/30/2019
Parisi Gray Wealth Management74,175$3,035 09/30/2019
     EEM74,175$3,035 09/30/2019
RWC Asset Advisors US LLC74,173$3,031 09/30/2019
     EEM74,173$3,031 09/30/2019
Vontobel Swiss Wealth Advisors AG73,482$3,003 09/30/2019
     EEM73,482$3,003 09/30/2019
Grimes & Company Inc.73,249$2,994 09/30/2019
     EEM73,249$2,994 09/30/2019
MARSHALL WACE ASIA Ltd72,895$2,979 09/30/2019
     EEM72,895$2,979 09/30/2019
TIAA Endowment & Philanthropic Services LLC72,693$2,971 09/30/2019
     EEM72,693$2,971 09/30/2019
Midwest Professional Planners LTD.71,654$2,928 09/30/2019
     EEM71,654$2,928 09/30/2019
Grove Bank & Trust71,502$2,922 09/30/2019
     EEM71,502$2,922 09/30/2019
Bailard Inc.71,248$2,912 09/30/2019
     EEM71,248$2,912 09/30/2019
Sumitomo Mitsui Financial Group Inc.70,947$2,900 09/30/2019
     EEM70,947$2,900 09/30/2019
HM Payson & Co.70,668$2,888 09/30/2019
     EEM70,668$2,888 09/30/2019
Phoenix Holdings Ltd.73,774$2,875 09/30/2019
     EEM73,774$2,875 09/30/2019
Edmond DE Rothschild Holding S.A.69,784$2,852 09/30/2019
     EEM69,784$2,852 09/30/2019
Allianz Asset Management GmbH69,702$2,849 09/30/2019
     EEM69,702$2,849 09/30/2019
Coastline Trust Co68,701$2,808 09/30/2019
     EEM68,701$2,808 09/30/2019
Tocqueville Asset Management L.P.68,636$2,805 09/30/2019
     EEM68,636$2,805 09/30/2019
Alexandria Capital LLC68,210$2,788 09/30/2019
     EEM68,210$2,788 09/30/2019
Sowell Financial Services LLC67,706$2,767 09/30/2019
     EEM67,706$2,767 09/30/2019
NWI Management LP67,500$2,758 09/30/2019
     EEM67,500$2,758 09/30/2019
JMG Financial Group Ltd.67,475$2,758 09/30/2019
     EEM67,475$2,758 09/30/2019
Smith & Howard Wealth Management LLC67,368$2,753 09/30/2019
     EEM67,368$2,753 09/30/2019
Waters Parkerson & CO. LLC66,849$2,732 09/30/2019
     EEM66,849$2,732 09/30/2019
Tower Research Capital LLC TRC 66,560$2,720 09/30/2019
     EEM66,560$2,720 09/30/2019
Johnson Investment Counsel Inc.66,081$2,701 09/30/2019
     EEM66,081$2,701 09/30/2019
Gryphon Financial Partners LLC65,748$2,688 09/30/2019
     EEM65,748$2,688 09/30/2019
Bluefin Trading LLC $2,644 09/30/2019
     EEM66,550$2,720 09/30/2019
     Put606,400$278 09/30/2019
     Call551,100$202 09/30/2019
Nomura Holdings Inc. $2,642 09/30/2019
     Call350,000$14,228 09/30/2019
     Put285,000$11,586 09/30/2019
Parallel Advisors LLC64,651$2,642 09/30/2019
     EEM64,651$2,642 09/30/2019
WP Advisors LLC64,639$2,642 09/30/2019
     EEM64,639$2,642 09/30/2019
Miracle Mile Advisors LLC64,200$2,624 09/30/2019
     EEM64,200$2,624 09/30/2019
EFG Asset Management Americas Corp.63,014$2,589 09/30/2019
     EEM63,014$2,589 09/30/2019
Mutual of Omaha Bank Wealth Management61,987$2,533 09/30/2019
     EEM61,987$2,533 09/30/2019
Fluent Financial LLC61,597$2,517 09/30/2019
     EEM61,597$2,517 09/30/2019
Capital Investment Advisors LLC61,302$2,505 09/30/2019
     EEM61,302$2,505 09/30/2019
Birch Hill Investment Advisors LLC60,889$2,489 09/30/2019
     EEM60,889$2,489 09/30/2019
Financial Counselors Inc.60,784$2,484 09/30/2019
     EEM60,784$2,484 09/30/2019
Carret Asset Management LLC60,384$2,468 09/30/2019
     EEM60,384$2,468 09/30/2019
Point72 Asset Management L.P. $2,453 09/30/2019
     Call50,000$2,044 09/30/2019
     EEM10,000$409 09/30/2019
Cliftonlarsonallen Wealth Advisors LLC59,535$2,433 09/30/2019
     EEM59,535$2,433 09/30/2019
Charter Trust Co.59,198$2,419 09/30/2019
     EEM59,198$2,419 09/30/2019
Crescent Grove Advisors LLC58,720$2,400 09/30/2019
     EEM58,720$2,400 09/30/2019
Evercore Wealth Management LLC58,442$2,389 09/30/2019
     EEM58,442$2,389 09/30/2019
IFG Advisory LLC57,893$2,366 09/30/2019
     EEM57,893$2,366 09/30/2019
Marquette Asset Management LLC57,635$2,356 09/30/2019
     EEM57,635$2,356 09/30/2019
Private Trust Co. NA57,614$2,354 09/30/2019
     EEM57,614$2,354 09/30/2019
Ferguson Wellman Capital Management Inc.57,230$2,339 09/30/2019
     EEM57,230$2,339 09/30/2019
Cranbrook Wealth Management LLC57,136$2,335 09/30/2019
     EEM57,136$2,335 09/30/2019
FTB Advisors Inc.57,075$2,332 09/30/2019
     EEM57,075$2,332 09/30/2019
Marshall & Sullivan Inc. WA56,870$2,324 09/30/2019
     EEM56,870$2,324 09/30/2019
Endurance Wealth Management Inc.56,585$2,312 09/30/2019
     EEM56,585$2,312 09/30/2019
Pathway Financial Advisors LLC52,875$2,310 09/30/2019
     EEM52,875$2,310 09/30/2019
Webster Bank N. A.55,825$2,282 09/30/2019
     EEM55,825$2,282 09/30/2019
Strategic Wealth Advisors Group LLC55,496$2,255 09/30/2019
     EEM55,496$2,255 09/30/2019
IMC Chicago LLC55,107$2,252 09/30/2019
     EEM55,107$2,252 09/30/2019
Level Four Advisory Services LLC55,070$2,250 09/30/2019
     EEM55,070$2,250 09/30/2019
Welch & Forbes LLC53,777$2,198 09/30/2019
     EEM53,777$2,198 09/30/2019
Parsons Capital Management Inc. RI53,776$2,198 09/30/2019
     EEM53,776$2,198 09/30/2019
Segall Bryant & Hamill LLC53,123$2,174 09/30/2019
     EEM53,123$2,174 09/30/2019
Raymond James Trust N.A.52,637$2,152 09/30/2019
     EEM52,637$2,152 09/30/2019
Pennsylvania Trust Co52,665$2,152 09/30/2019
     EEM52,665$2,152 09/30/2019
Retirement Income Solutions Inc52,056$2,128 09/30/2019
     EEM52,056$2,128 09/30/2019
Heritage Investors Management Corp51,659$2,111 09/30/2019
     EEM51,659$2,111 09/30/2019
GHP Investment Advisors Inc.51,617$2,110 09/30/2019
     EEM51,617$2,110 09/30/2019
Oxford Financial Group Ltd.51,446$2,103 09/30/2019
     EEM51,446$2,103 09/30/2019
Dowling & Yahnke LLC51,428$2,102 09/30/2019
     EEM51,428$2,102 09/30/2019
Main Street Research LLC50,964$2,083 09/30/2019
     EEM50,964$2,083 09/30/2019
New England Private Wealth Advisors LLC50,837$2,077 09/30/2019
     EEM50,837$2,077 09/30/2019
Ramsay Stattman Vela & Price Inc.50,759$2,075 09/30/2019
     EEM50,759$2,075 09/30/2019
Paracle Advisors LLC50,359$2,058 09/30/2019
     EEM50,359$2,058 09/30/2019
Texas Yale Capital Corp.49,800$2,035 09/30/2019
     EEM49,800$2,035 09/30/2019
Neuberger Berman Group LLC49,478$2,022 09/30/2019
     EEM49,478$2,022 09/30/2019
Osborn Williams & Donohoe LLC49,443$2,021 09/30/2019
     EEM49,443$2,021 09/30/2019
Warren Averett Asset Management LLC49,246$2,013 09/30/2019
     EEM49,246$2,013 09/30/2019
United Bank49,141$2,009 09/30/2019
     EEM49,141$2,009 09/30/2019
Two Sigma Securities LLC $2,004 09/30/2019
     Call217,700$8,897 09/30/2019
     Put187,100$7,647 09/30/2019
     EEM18,445$754 09/30/2019
Calamos Wealth Management LLC48,917$1,999 09/30/2019
     EEM48,917$1,999 09/30/2019
Salem Investment Counselors Inc.47,718$1,950 09/30/2019
     EEM47,718$1,950 09/30/2019
Blue Chip Partners Inc.47,643$1,947 09/30/2019
     EEM47,643$1,947 09/30/2019
Brookstone Capital Management47,578$1,945 09/30/2019
     EEM47,578$1,945 09/30/2019
Choate Investment Advisors47,243$1,931 09/30/2019
     EEM47,243$1,931 09/30/2019
Moneta Group Investment Advisors LLC46,905$1,917 09/30/2019
     EEM46,905$1,917 09/30/2019
Highland Capital Management LLC46,467$1,899 09/30/2019
     EEM46,467$1,899 09/30/2019
NEXT Financial Group Inc45,656$1,866 09/30/2019
     EEM45,656$1,866 09/30/2019
Prio Wealth Limited Partnership45,641$1,865 09/30/2019
     EEM45,641$1,865 09/30/2019
Beirne Wealth Consulting Services LLC44,984$1,838 09/30/2019
     EEM44,984$1,838 09/30/2019
ARGI Investment Services LLC44,927$1,836 09/30/2019
     EEM44,927$1,836 09/30/2019
Beacon Pointe Wealth Advisors LLC44,797$1,832 09/30/2019
     EEM44,797$1,832 09/30/2019
Hancock Whitney Corp44,767$1,830 09/30/2019
     EEM44,767$1,830 09/30/2019
Belpointe Asset Management LLC42,265$1,814 06/30/2019
     EEM42,265$1,814 06/30/2019
Fort Washington Investment Advisors Inc. OH44,210$1,807 09/30/2019
     EEM44,210$1,807 09/30/2019
Boyd Watterson Asset Management LLC OH44,096$1,802 09/30/2019
     EEM44,096$1,802 09/30/2019
Bach Investment Advisors Ltd $1,800 09/30/2019
     Call102,800$4,205 09/30/2019
     Put58,800$2,405 09/30/2019
Bradley Foster & Sargent Inc. CT43,882$1,793 09/30/2019
     EEM43,882$1,793 09/30/2019
Exencial Wealth Advisors LLC43,811$1,791 09/30/2019
     EEM43,811$1,791 09/30/2019
10 15 Associates Inc.43,776$1,789 09/30/2019
     EEM43,776$1,789 09/30/2019
Walleye Trading LLC $1,782 09/30/2019
     EEM70,199$2,869 09/30/2019
     Put41,300$1,688 09/30/2019
     Call14,700$601 09/30/2019
Aureus Asset Management LLC43,495$1,778 09/30/2019
     EEM43,495$1,778 09/30/2019
Intercontinental Wealth Advisors LLC43,466$1,776 09/30/2019
     EEM43,466$1,776 09/30/2019
Colorado Capital Management Inc.43,425$1,774 09/30/2019
     EEM43,425$1,774 09/30/2019
InterOcean Capital LLC43,199$1,766 09/30/2019
     EEM43,199$1,766 09/30/2019
Fagan Associates Inc.43,069$1,760 09/30/2019
     EEM43,069$1,760 09/30/2019
St. Johns Investment Management Company LLC43,008$1,758 09/30/2019
     EEM43,008$1,758 09/30/2019
WealthPLAN Partners LLC40,989$1,753 09/30/2019
     EEM40,989$1,753 09/30/2019
Mandatum Life Insurance Co Ltd42,717$1,746 09/30/2019
     EEM42,717$1,746 09/30/2019
Brinker Capital Inc.42,707$1,745 09/30/2019
     EEM42,707$1,745 09/30/2019
Chesley Taft & Associates LLC42,585$1,740 09/30/2019
     EEM42,585$1,740 09/30/2019
Atria Investments LLC42,555$1,739 09/30/2019
     EEM42,555$1,739 09/30/2019
First Commonwealth Financial Corp PA42,370$1,732 09/30/2019
     EEM42,370$1,732 09/30/2019
Intersect Capital LLC42,386$1,732 09/30/2019
     EEM42,386$1,732 09/30/2019
Everett Harris & Co. CA42,217$1,725 09/30/2019
     EEM42,217$1,725 09/30/2019
Staley Capital Advisers Inc.42,106$1,721 09/30/2019
     EEM42,106$1,721 09/30/2019
Calton & Associates Inc.41,433$1,693 09/30/2019
     EEM41,433$1,693 09/30/2019
Wesbanco Bank Inc.41,217$1,685 09/30/2019
     EEM41,217$1,685 09/30/2019
BHK Investment Advisors LLC40,907$1,672 09/30/2019
     EEM40,907$1,672 09/30/2019
IPG Investment Advisors LLC40,807$1,668 09/30/2019
     EEM40,807$1,668 09/30/2019
Telemus Capital LLC40,788$1,667 09/30/2019
     EEM40,788$1,667 09/30/2019
Abbrea Capital LLC40,781$1,667 09/30/2019
     EEM40,781$1,667 09/30/2019
Crestwood Advisors Group LLC39,894$1,630 09/30/2019
     EEM39,894$1,630 09/30/2019
Kayne Anderson Rudnick Investment Management LLC39,535$1,620 09/30/2019
     EEM39,535$1,620 09/30/2019
Heritage Trust Co39,648$1,620 09/30/2019
     EEM39,648$1,620 09/30/2019
Mackay Shields LLC39,225$1,603 09/30/2019
     EEM39,225$1,603 09/30/2019
Capital Financial Planning LLC39,124$1,599 09/30/2019
     EEM39,124$1,599 09/30/2019
Integrated Investment Consultants LLC39,033$1,595 09/30/2019
     EEM39,033$1,595 09/30/2019
Patten & Patten Inc. TN38,595$1,577 09/30/2019
     EEM38,595$1,577 09/30/2019
Nwam LLC38,492$1,573 09/30/2019
     EEM38,492$1,573 09/30/2019
Covenant Multifamily Offices LLC37,869$1,548 09/30/2019
     EEM37,869$1,548 09/30/2019
Titus Wealth Management37,863$1,547 09/30/2019
     EEM37,863$1,547 09/30/2019
Manchester Capital Management LLC37,805$1,545 09/30/2019
     EEM37,805$1,545 09/30/2019
Hoylecohen LLC37,362$1,527 09/30/2019
     EEM37,362$1,527 09/30/2019
Alliancebernstein L.P.37,247$1,522 09/30/2019
     EEM37,247$1,522 09/30/2019
Middleton & Co Inc MA37,085$1,516 09/30/2019
     EEM37,085$1,516 09/30/2019
Penobscot Investment Management Company Inc.37,019$1,513 09/30/2019
     EEM37,019$1,513 09/30/2019
Truepoint Inc.37,012$1,513 09/30/2019
     EEM37,012$1,513 09/30/2019
Edgehill Endowment Partners LLC37,037$1,511 09/30/2019
     EEM37,037$1,511 09/30/2019
Quadrant Capital Group LLC36,993$1,508 09/30/2019
     EEM36,993$1,508 09/30/2019
Wealthstreet Investment Advisors LLC34,898$1,491 09/30/2019
     EEM34,898$1,491 09/30/2019
Johnson Financial Group Inc.36,465$1,490 09/30/2019
     EEM36,465$1,490 09/30/2019
Western Wealth Management LLC37,697$1,477 09/30/2019
     EEM37,697$1,477 09/30/2019
Institute for Wealth Management LLC.36,045$1,473 09/30/2019
     EEM36,045$1,473 09/30/2019
Carnegie Capital Asset Management LLC35,993$1,471 09/30/2019
     EEM35,993$1,471 09/30/2019
Peddock Capital Advisors LLC35,838$1,465 09/30/2019
     EEM35,838$1,465 09/30/2019
Boston Advisors LLC35,827$1,464 09/30/2019
     EEM35,827$1,464 09/30/2019
MA Private Wealth35,700$1,459 09/30/2019
     EEM35,700$1,459 09/30/2019
Shoker Investment Counsel Inc.35,641$1,456 09/30/2019
     EEM35,641$1,456 09/30/2019
PointState Capital LP35,500$1,451 09/30/2019
     EEM35,500$1,451 09/30/2019
Voya Investment Management LLC35,229$1,440 09/30/2019
     EEM35,229$1,440 09/30/2019
Homrich & Berg35,054$1,433 09/30/2019
     EEM35,054$1,433 09/30/2019
Alpha Windward LLC34,793$1,422 09/30/2019
     EEM34,793$1,422 09/30/2019
Appleton Partners Inc. MA34,399$1,406 09/30/2019
     EEM34,399$1,406 09/30/2019
Bank of Stockton34,182$1,396 09/30/2019
     EEM34,182$1,396 09/30/2019
Filament LLC33,950$1,387 09/30/2019
     EEM33,950$1,387 09/30/2019
Strategic Wealth Partners Group LLC33,875$1,384 09/30/2019
     EEM33,875$1,384 09/30/2019
Chemical Bank32,044$1,375 06/30/2019
     EEM32,044$1,375 06/30/2019
Narwhal Capital Management33,519$1,370 09/30/2019
     EEM33,519$1,370 09/30/2019
First National Trust Co33,475$1,368 09/30/2019
     EEM33,475$1,368 09/30/2019
Roof Eidam & Maycock ADV33,435$1,366 09/30/2019
     EEM33,435$1,366 09/30/2019
FARMERS & MERCHANTS TRUST Co OF LONG BEACH32,689$1,336 09/30/2019
     EEM32,689$1,336 09/30/2019
Colonial Trust Advisors32,603$1,332 09/30/2019
     EEM32,603$1,332 09/30/2019
Bank of Hawaii32,480$1,327 09/30/2019
     EEM32,480$1,327 09/30/2019
National Asset Management Inc.32,234$1,318 09/30/2019
     EEM32,234$1,318 09/30/2019
Whitnell & Co.32,158$1,314 09/30/2019
     EEM32,158$1,314 09/30/2019
Camelot Portfolios LLC32,103$1,312 09/30/2019
     EEM32,103$1,312 09/30/2019
Advisory Services Network LLC30,572$1,312 09/30/2019
     EEM30,572$1,312 09/30/2019
LBJ Family Wealth Advisors Ltd.31,979$1,307 09/30/2019
     EEM31,979$1,307 09/30/2019
Trust Co. of Vermont31,944$1,305 09/30/2019
     EEM31,944$1,305 09/30/2019
Golden State Wealth Management LLC31,731$1,297 09/30/2019
     EEM31,731$1,297 09/30/2019
Independence Advisors LLC31,712$1,296 09/30/2019
     EEM31,712$1,296 09/30/2019
Sunbelt Securities Inc.31,606$1,292 09/30/2019
     EEM31,606$1,292 09/30/2019
TCF National Bank31,635$1,292 09/30/2019
     EEM31,635$1,292 09/30/2019
Dixon Hubard Feinour & Brown Inc. VA31,525$1,288 09/30/2019
     EEM31,525$1,288 09/30/2019
DAVENPORT & Co LLC29,755$1,277 09/30/2019
     EEM29,755$1,277 09/30/2019
Aveo Capital Partners LLC29,043$1,268 09/30/2019
     EEM29,043$1,268 09/30/2019
Athena Capital Advisors LLC30,835$1,260 09/30/2019
     EEM30,835$1,260 09/30/2019
Voya Financial Advisors Inc.30,978$1,259 09/30/2019
     EEM30,978$1,259 09/30/2019
Osbon Capital Management LLC29,309$1,258 06/30/2019
     EEM29,309$1,258 06/30/2019
Cetera Advisors LLC30,791$1,256 09/30/2019
     EEM30,791$1,256 09/30/2019
Quantitative Investment Management LLC30,684$1,254 09/30/2019
     EEM30,684$1,254 09/30/2019
LS Investment Advisors LLC30,550$1,249 09/30/2019
     EEM30,550$1,249 09/30/2019
Private Wealth Advisors Inc.30,554$1,249 09/30/2019
     EEM30,554$1,249 09/30/2019
James Investment Research Inc.30,272$1,237 09/30/2019
     EEM30,272$1,237 09/30/2019
Conning Inc.30,185$1,234 09/30/2019
     EEM30,185$1,234 09/30/2019
Brown Advisory Securities LLC30,190$1,234 09/30/2019
     EEM30,190$1,234 09/30/2019
Oppenheimer Asset Management Inc.30,013$1,227 09/30/2019
     EEM30,013$1,227 09/30/2019
RBF Capital LLC30,000$1,226 09/30/2019
     EEM30,000$1,226 09/30/2019
Barrett Asset Management LLC30,000$1,226 09/30/2019
     EEM30,000$1,226 09/30/2019
Family Firm Inc.29,946$1,224 09/30/2019
     EEM29,946$1,224 09/30/2019
Resources Management Corp CT ADV29,887$1,221 09/30/2019
     EEM29,887$1,221 09/30/2019
Harbor Advisory Corp MA29,686$1,213 09/30/2019
     EEM29,686$1,213 09/30/2019
Thomasville National Bank29,556$1,208 09/30/2019
     EEM29,556$1,208 09/30/2019
Analyst IMS Investment Management Services Ltd.28,633$1,179 09/30/2019
     EEM28,633$1,179 09/30/2019
Tortoise Investment Management LLC28,785$1,176 09/30/2019
     EEM28,785$1,176 09/30/2019
GFS Advisors LLC28,740$1,175 09/30/2019
     EEM28,740$1,175 09/30/2019
First Hawaiian Bank28,725$1,174 09/30/2019
     EEM28,725$1,174 09/30/2019
Covington Capital Management28,641$1,171 09/30/2019
     EEM28,641$1,171 09/30/2019
Canton Hathaway LLC28,530$1,166 09/30/2019
     EEM28,530$1,166 09/30/2019
Fishman Jay A Ltd. MI28,500$1,165 09/30/2019
     EEM28,500$1,165 09/30/2019
Valmark Advisers Inc.28,506$1,165 09/30/2019
     EEM28,506$1,165 09/30/2019
Silvercrest Asset Management Group LLC28,393$1,160 09/30/2019
     EEM28,393$1,160 09/30/2019
Montecito Bank & Trust27,840$1,138 09/30/2019
     EEM27,840$1,138 09/30/2019
BDO Wealth Advisors LLC27,471$1,123 09/30/2019
     EEM27,471$1,123 09/30/2019
First National Bank of Omaha27,326$1,117 09/30/2019
     EEM27,326$1,117 09/30/2019
Clifford Swan Investment Counsel LLC27,251$1,114 09/30/2019
     EEM27,251$1,114 09/30/2019
Acropolis Investment Management LLC27,251$1,114 09/30/2019
     EEM27,251$1,114 09/30/2019
Cetera Investment Advisers27,662$1,108 09/30/2019
     EEM27,662$1,108 09/30/2019
MPS Loria Financial Planners LLC27,106$1,107 09/30/2019
     EEM27,106$1,107 09/30/2019
GenTrust LLC26,931$1,101 09/30/2019
     EEM26,931$1,101 09/30/2019
D. E. Shaw & Co. Inc.26,900$1,099 09/30/2019
     EEM26,900$1,099 09/30/2019
Hollencrest Capital Management26,835$1,097 09/30/2019
     EEM26,835$1,097 09/30/2019
Adams Asset Advisors LLC26,746$1,093 09/30/2019
     EEM26,746$1,093 09/30/2019
Perritt Capital Management Inc.26,721$1,092 09/30/2019
     EEM26,721$1,092 09/30/2019
Fortis Advisors LLC26,648$1,089 09/30/2019
     EEM26,648$1,089 09/30/2019
1832 Asset Management L.P.26,732$1,088 09/30/2019
     EEM26,732$1,088 09/30/2019
Cabot Wealth Management Inc.26,623$1,088 09/30/2019
     EEM26,623$1,088 09/30/2019
Sovarnum Capital L.P.26,600$1,087 09/30/2019
     EEM26,600$1,087 09/30/2019
Sonata Capital Group Inc.26,402$1,079 09/30/2019
     EEM26,402$1,079 09/30/2019
Hudock Capital Group LLC26,370$1,077 09/30/2019
     EEM26,370$1,077 09/30/2019
Tompkins Financial Corp26,225$1,072 09/30/2019
     EEM26,225$1,072 09/30/2019
St. Louis Trust Co26,083$1,066 09/30/2019
     EEM26,083$1,066 09/30/2019
Iberiabank Corp26,060$1,065 09/30/2019
     EEM26,060$1,065 09/30/2019
BigSur Wealth Management LLC26,000$1,063 09/30/2019
     EEM26,000$1,063 09/30/2019
Canal Capital Management LLC25,674$1,049 09/30/2019
     EEM25,674$1,049 09/30/2019
GYL Financial Synergies LLC25,467$1,041 09/30/2019
     EEM25,467$1,041 09/30/2019
Gould Asset Management LLC CA25,370$1,037 09/30/2019
     EEM25,370$1,037 09/30/2019
IFP Advisors Inc25,574$1,034 09/30/2019
     EEM25,574$1,034 09/30/2019
Bartlett & Co. LLC25,231$1,031 09/30/2019
     EEM25,231$1,031 09/30/2019
FinTrust Capital Advisors LLC25,230$1,031 09/30/2019
     EEM25,230$1,031 09/30/2019
Wealthcare Advisory Partners LLC25,204$1,030 09/30/2019
     EEM25,204$1,030 09/30/2019
Stordahl Capital Management Inc.25,200$1,030 09/30/2019
     EEM25,200$1,030 09/30/2019
Putnam FL Investment Management Co.25,049$1,024 09/30/2019
     EEM25,049$1,024 09/30/2019
Lee Danner & Bass Inc.24,830$1,015 09/30/2019
     EEM24,830$1,015 09/30/2019
Patriot Investment Management Inc.24,638$1,005 09/30/2019
     EEM24,638$1,005 09/30/2019
Greenline Partners LLC24,450$999 09/30/2019
     EEM24,450$999 09/30/2019
Keeley Teton Advisors LLC24,281$992 09/30/2019
     EEM24,281$992 09/30/2019
Monarch Capital Management Inc.24,105$985 09/30/2019
     EEM24,105$985 09/30/2019
Legacy Bridge LLC24,035$982 09/30/2019
     EEM24,035$982 09/30/2019
Whalerock Point Partners LLC23,924$978 09/30/2019
     EEM23,924$978 09/30/2019
Conservest Capital Advisors Inc.23,940$978 09/30/2019
     EEM23,940$978 09/30/2019
Tiedemann Advisors LLC23,915$977 09/30/2019
     EEM23,915$977 09/30/2019
Holt Capital Advisors L.L.C. dba Holt Capital Partners L.P.23,847$975 09/30/2019
     EEM23,847$975 09/30/2019
Bronfman E.L. Rothschild L.P.23,751$971 09/30/2019
     EEM23,751$971 09/30/2019
Genovese Burford & Brothers Wealth & Retirement Plan Management LLC23,709$969 09/30/2019
     EEM23,709$969 09/30/2019
Moreno Evelyn V23,670$968 09/30/2019
     EEM23,670$968 09/30/2019
Smithbridge Asset Management Inc. DE23,600$965 09/30/2019
     EEM23,600$965 09/30/2019
Courier Capital LLC23,636$964 09/30/2019
     EEM23,636$964 09/30/2019
Mercer Global Advisors Inc. ADV23,409$956 09/30/2019
     EEM23,409$956 09/30/2019
Ayalon Holdings Ltd.23,561$956 09/30/2019
     EEM23,561$956 09/30/2019
Maple Capital Management Inc.23,359$955 09/30/2019
     EEM23,359$955 09/30/2019
EP Wealth Advisors LLC23,301$952 09/30/2019
     EEM23,301$952 09/30/2019
Argent Trust Co23,288$952 09/30/2019
     EEM23,288$952 09/30/2019
Private Capital Group LLC23,299$952 09/30/2019
     EEM23,299$952 09/30/2019
We Are One Seven LLC23,246$950 09/30/2019
     EEM23,246$950 09/30/2019
E&G Advisors LP23,200$948 09/30/2019
     EEM23,200$948 09/30/2019
Chesapeake Wealth Management22,884$936 09/30/2019
     EEM22,884$936 09/30/2019
Wsfs Capital Management LLC22,864$934 09/30/2019
     EEM22,864$934 09/30/2019
Murphy Capital Management Inc.22,830$933 09/30/2019
     EEM22,830$933 09/30/2019
Northern Oak Wealth Management Inc.22,787$932 09/30/2019
     EEM22,787$932 09/30/2019
PICTET BANK & TRUST Ltd22,800$931 09/30/2019
     EEM22,800$931 09/30/2019
Clearwater Capital Advisors LLC22,654$926 09/30/2019
     EEM22,654$926 09/30/2019
CWM LLC22,590$923 09/30/2019
     EEM22,590$923 09/30/2019
Accredited Investors Inc.22,429$917 09/30/2019
     EEM22,429$917 09/30/2019
Brightworth22,169$906 09/30/2019
     EEM22,169$906 09/30/2019
Mission Wealth Management LP22,148$905 09/30/2019
     EEM22,148$905 09/30/2019
Ropes Wealth Advisors LLC22,056$901 09/30/2019
     EEM22,056$901 09/30/2019
Starfire Investment Advisers Inc.21,958$897 09/30/2019
     EEM21,958$897 09/30/2019
Northstar Wealth Partners LLC21,453$877 09/30/2019
     EEM21,453$877 09/30/2019
Buckingham Asset Management LLC21,346$872 09/30/2019
     EEM21,346$872 09/30/2019
Pinnacle Associates Ltd.21,276$870 09/30/2019
     EEM21,276$870 09/30/2019
Rothschild Capital Partners LLC21,250$868 09/30/2019
     EEM21,250$868 09/30/2019
Cliffwater LLC21,181$866 09/30/2019
     EEM21,181$866 09/30/2019
Manifold Partners LLC20,100$862 06/30/2019
     EEM20,100$862 06/30/2019
Schroder Investment Management Group21,158$860 09/30/2019
     EEM21,158$860 09/30/2019
Financial Advisory Service Inc.20,946$856 09/30/2019
     EEM20,946$856 09/30/2019
Intellectus Partners LLC20,753$848 09/30/2019
     EEM20,753$848 09/30/2019
ACG Wealth20,663$844 09/30/2019
     EEM20,663$844 09/30/2019
ERTS Wealth Advisors LLC20,625$843 09/30/2019
     EEM20,625$843 09/30/2019
BLB&B Advisors LLC20,565$840 09/30/2019
     EEM20,565$840 09/30/2019
Burney Co.20,486$837 09/30/2019
     EEM20,486$837 09/30/2019
Resources Investment Advisors LLC.20,333$831 09/30/2019
     EEM20,333$831 09/30/2019
Peak Asset Management LLC20,214$826 09/30/2019
     EEM20,214$826 09/30/2019
Frisch Financial Group Inc.20,072$820 09/30/2019
     EEM20,072$820 09/30/2019
OLD Mission Capital LLC19,955$816 09/30/2019
     EEM19,955$816 09/30/2019
Grantham Mayo Van Otterloo & Co. LLC19,869$812 09/30/2019
     EEM19,869$812 09/30/2019
Pacific Edge Advisors LLC19,700$805 09/30/2019
     EEM19,700$805 09/30/2019
Capital Advisors Ltd. LLC19,590$801 09/30/2019
     EEM19,590$801 09/30/2019
Assetmark Inc.19,504$797 09/30/2019
     EEM19,504$797 09/30/2019
Bfsg LLC19,460$795 09/30/2019
     EEM19,460$795 09/30/2019
Kings Point Capital Management19,374$792 09/30/2019
     EEM19,374$792 09/30/2019
Addison Capital Co19,386$792 09/30/2019
     EEM19,386$792 09/30/2019
Summit X LLC19,280$790 09/30/2019
     EEM19,280$790 09/30/2019
River Wealth Advisors LLC19,310$789 09/30/2019
     EEM19,310$789 09/30/2019
Good Life Advisors LLC19,445$783 09/30/2019
     EEM19,445$783 09/30/2019
Cobblestone Capital Advisors LLC NY19,132$782 09/30/2019
     EEM19,132$782 09/30/2019
SeaCrest Wealth Management LLC18,963$775 09/30/2019
     EEM18,963$775 09/30/2019
Karpus Management Inc.18,916$773 09/30/2019
     EEM18,916$773 09/30/2019
Patton Albertson Miller Group LLC18,791$768 09/30/2019
     EEM18,791$768 09/30/2019
Rothschild & Co Wealth Management UK Ltd18,734$766 09/30/2019
     EEM18,734$766 09/30/2019
Harbour Capital Advisors LLC18,695$764 09/30/2019
     EEM18,695$764 09/30/2019
Dynamic Advisor Solutions LLC18,611$761 09/30/2019
     EEM18,611$761 09/30/2019
Mechanics Bank Trust Department18,553$757 09/30/2019
     EEM18,553$757 09/30/2019
CAMG Solamere Management LLC18,502$757 09/30/2019
     EEM18,502$757 09/30/2019
Bank Hapoalim BM18,576$755 09/30/2019
     EEM18,576$755 09/30/2019
O Dell Group LLC18,430$753 09/30/2019
     EEM18,430$753 09/30/2019
Sage Rhino Capital LLC18,360$750 09/30/2019
     EEM18,360$750 09/30/2019
FDx Advisors Inc.18,308$748 09/30/2019
     EEM18,308$748 09/30/2019
Mitsubishi UFJ Asset Management UK Ltd.18,200$744 09/30/2019
     EEM18,200$744 09/30/2019
PagnatoKarp Partners LLC18,132$741 09/30/2019
     EEM18,132$741 09/30/2019
Royal Bank of Scotland Group PLC18,067$738 09/30/2019
     EEM18,067$738 09/30/2019
Personal Financial Consultants Inc. ADV17,191$738 06/30/2019
     EEM17,191$738 06/30/2019
Riverpoint Wealth Management Holdings LLC17,976$735 09/30/2019
     EEM17,976$735 09/30/2019
BKD Wealth Advisors LLC17,903$732 09/30/2019
     EEM17,903$732 09/30/2019
Avantax Advisory Services Inc.17,932$730 09/30/2019
     EEM17,932$730 09/30/2019
Greenwich Wealth Management LLC17,842$729 09/30/2019
     EEM17,842$729 09/30/2019
Sigma Planning Corp17,788$727 09/30/2019
     EEM17,788$727 09/30/2019
UMA Financial Services Inc.16,762$726 09/30/2019
     EEM16,762$726 09/30/2019
Watch Point Trust Co17,600$720 09/30/2019
     EEM17,600$720 09/30/2019
Dorsey & Whitney Trust CO LLC17,575$718 09/30/2019
     EEM17,575$718 09/30/2019
Duncker Streett & Co. Inc.17,521$716 09/30/2019
     EEM17,521$716 09/30/2019
Deroy & Devereaux Private Investment Counsel Inc.17,504$715 09/30/2019
     EEM17,504$715 09/30/2019
Mutual Advisors LLC17,506$715 09/30/2019
     EEM17,506$715 09/30/2019
Diversified Trust Co17,388$711 09/30/2019
     EEM17,388$711 09/30/2019
Meristem Family Wealth LLC17,178$702 09/30/2019
     EEM17,178$702 09/30/2019
AdvisorNet Financial Inc17,058$697 09/30/2019
     EEM17,058$697 09/30/2019
SOL Capital Management CO16,989$694 09/30/2019
     EEM16,989$694 09/30/2019
Kovitz Investment Group Partners LLC16,985$694 09/30/2019
     EEM16,985$694 09/30/2019
Sandy Spring Bank16,934$692 09/30/2019
     EEM16,934$692 09/30/2019
Atlas Brown Inc.16,892$690 09/30/2019
     EEM16,892$690 09/30/2019
TAP Consulting LLC16,890$690 09/30/2019
     EEM16,890$690 09/30/2019
Linscomb & Williams Inc.16,854$689 09/30/2019
     EEM16,854$689 09/30/2019
Circle Wealth Management LLC16,841$688 09/30/2019
     EEM16,841$688 09/30/2019
Eldridge Investment Advisors Inc.16,800$687 09/30/2019
     EEM16,800$687 09/30/2019
Mirsky Financial Management CORP.16,803$687 09/30/2019
     EEM16,803$687 09/30/2019
Litman Gregory Asset Management LLC16,724$684 09/30/2019
     EEM16,724$684 09/30/2019
Next Capital Management LLC16,733$684 09/30/2019
     EEM16,733$684 09/30/2019
Thomas White International Ltd.16,674$681 09/30/2019
     EEM16,674$681 09/30/2019
Rothschild Investment Corp IL16,470$673 09/30/2019
     EEM16,470$673 09/30/2019
Aua Capital Management LLC16,473$673 09/30/2019
     EEM16,473$673 09/30/2019
Fulton Breakefield Broenniman LLC16,333$668 09/30/2019
     EEM16,333$668 09/30/2019
Legacy Private Trust Co.16,285$666 09/30/2019
     EEM16,285$666 09/30/2019
Aldebaran Financial Inc.16,316$662 09/30/2019
     EEM16,316$662 09/30/2019
McCutchen Group LLC16,111$658 09/30/2019
     EEM16,111$658 09/30/2019
Fernwood Investment Management LLC16,094$658 09/30/2019
     EEM16,094$658 09/30/2019
Roble Belko & Company Inc16,089$658 09/30/2019
     EEM16,089$658 09/30/2019
Laurel Wealth Advisors Inc.16,094$658 09/30/2019
     EEM16,094$658 09/30/2019
Prospera Financial Services Inc16,014$654 09/30/2019
     EEM16,014$654 09/30/2019
M Holdings Securities Inc.15,995$654 09/30/2019
     EEM15,995$654 09/30/2019
Obermeyer Wood Investment Counsel Lllp15,945$652 09/30/2019
     EEM15,945$652 09/30/2019
North Star Investment Management Corp.15,882$649 09/30/2019
     EEM15,882$649 09/30/2019
Twin Focus Capital Partners LLC15,844$648 09/30/2019
     EEM15,844$648 09/30/2019
Wealthsource Partners LLC15,756$644 09/30/2019
     EEM15,756$644 09/30/2019
Traverso Chambers Private Wealth Management LLC15,477$633 09/30/2019
     EEM15,477$633 09/30/2019
Element Pointe Advisors LLC15,405$630 09/30/2019
     EEM15,405$630 09/30/2019
Shepherd Kaplan Krochuk LLC15,243$623 09/30/2019
     EEM15,243$623 09/30/2019
Frontier Wealth Management LLC15,237$623 09/30/2019
     EEM15,237$623 09/30/2019
IHT Wealth Management LLC15,157$621 09/30/2019
     EEM15,157$621 09/30/2019
Mid Atlantic Financial Management Inc. ADV15,117$618 09/30/2019
     EEM15,117$618 09/30/2019
Centenus Global Management LP $613 09/30/2019
     Call15,000$613 09/30/2019
Global Retirement Partners LLC15,003$613 09/30/2019
     EEM15,003$613 09/30/2019
AE Wealth Management LLC14,947$611 09/30/2019
     EEM14,947$611 09/30/2019
Pekin Hardy Strauss Inc.14,923$610 09/30/2019
     EEM14,923$610 09/30/2019
Regis Management CO LLC14,889$609 09/30/2019
     EEM14,889$609 09/30/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors14,836$606 09/30/2019
     EEM14,836$606 09/30/2019
Wells Trecaso Financial Group LLC14,705$601 09/30/2019
     EEM14,705$601 09/30/2019
American Investment Services Inc.14,682$600 09/30/2019
     EEM14,682$600 09/30/2019
Mount Yale Investment Advisors LLC13,851$597 09/30/2019
     EEM13,851$597 09/30/2019
Rockland Trust Co.14,586$595 09/30/2019
     EEM14,586$595 09/30/2019
Meitav Dash Investments Ltd.14,492$594 09/30/2019
     EEM14,492$594 09/30/2019
Stonebridge Capital Advisors LLC14,429$590 09/30/2019
     EEM14,429$590 09/30/2019
Vivaldi Capital Management LLC14,419$589 09/30/2019
     EEM14,419$589 09/30/2019
Enterprise Financial Services Corp14,371$587 09/30/2019
     EEM14,371$587 09/30/2019
Partnervest Advisory Services LLC14,274$583 09/30/2019
     EEM14,274$583 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA14,235$582 09/30/2019
     EEM14,235$582 09/30/2019
Hallmark Capital Management Inc.14,216$581 09/30/2019
     EEM14,216$581 09/30/2019
Covenant Asset Management LLC14,195$580 09/30/2019
     EEM14,195$580 09/30/2019
Baker Avenue Asset Management LP14,097$576 09/30/2019
     EEM14,097$576 09/30/2019
Guidance Point Advisors LLC14,079$575 09/30/2019
     EEM14,079$575 09/30/2019
Farmers Trust Co.13,971$571 09/30/2019
     EEM13,971$571 09/30/2019
Capital Bank & Trust Co13,698$560 09/30/2019
     EEM13,698$560 09/30/2019
Brand Asset Management Group Inc.13,706$560 09/30/2019
     EEM13,706$560 09/30/2019
Water Oak Advisors LLC13,427$549 09/30/2019
     EEM13,427$549 09/30/2019
Ullmann Financial Group Inc.13,343$545 09/30/2019
     EEM13,343$545 09/30/2019
Delta Financial Advisors LLC13,200$539 09/30/2019
     EEM13,200$539 09/30/2019
Williams Jones & Associates LLC12,553$539 06/30/2019
     EEM12,553$539 06/30/2019
First Washington CORP13,085$535 09/30/2019
     EEM13,085$535 09/30/2019
Williams Jones Wealth Management LLC.13,070$534 09/30/2019
     EEM13,070$534 09/30/2019
Moloney Securities Asset Management LLC13,035$533 09/30/2019
     EEM13,035$533 09/30/2019
Garde Capital Inc.12,963$530 09/30/2019
     EEM12,963$530 09/30/2019
Evanson Asset Management LLC12,869$526 09/30/2019
     EEM12,869$526 09/30/2019
Emerson Wealth Management LLC54,763$525 09/30/2019
     EEM54,763$525 09/30/2019
Concorde Asset Management LLC12,566$516 09/30/2019
     EEM12,566$516 09/30/2019
White Lighthouse Investment Management Inc.12,634$516 09/30/2019
     EEM12,634$516 09/30/2019
Gladstone Institutional Advisory LLC12,604$515 09/30/2019
     EEM12,604$515 09/30/2019
Earnest Partners LLC12,575$514 09/30/2019
     EEM12,575$514 09/30/2019
Stratford Consulting LLC12,559$513 09/30/2019
     EEM12,559$513 09/30/2019
Integrated Wealth Concepts LLC12,562$513 09/30/2019
     EEM12,562$513 09/30/2019
Wedbush Securities Inc.12,504$511 09/30/2019
     EEM12,504$511 09/30/2019
Sequoia Financial Advisors LLC12,450$509 09/30/2019
     EEM12,450$509 09/30/2019
Court Place Advisors LLC12,389$506 09/30/2019
     EEM12,389$506 09/30/2019
Sigma Investment Counselors Inc.12,252$501 09/30/2019
     EEM12,252$501 09/30/2019
Shelton Capital Management12,215$499 09/30/2019
     EEM12,215$499 09/30/2019
Autus Asset Management LLC12,136$496 09/30/2019
     EEM12,136$496 09/30/2019
Flagship Harbor Advisors LLC12,100$494 09/30/2019
     EEM12,100$494 09/30/2019
Snow Capital Management LP11,930$488 09/30/2019
     EEM11,930$488 09/30/2019
Proffitt & Goodson Inc.11,857$485 09/30/2019
     EEM11,857$485 09/30/2019
Reston Wealth Management LLC11,832$484 09/30/2019
     EEM11,832$484 09/30/2019
Optimum Investment Advisors11,611$475 09/30/2019
     EEM11,611$475 09/30/2019
Cedar Brook Financial Partners LLC11,604$474 09/30/2019
     EEM11,604$474 09/30/2019
Hyman Charles D11,575$473 09/30/2019
     EEM11,575$473 09/30/2019
Vickerman & Driscoll Financial Advisors Inc.11,501$470 09/30/2019
     EEM11,501$470 09/30/2019
Clear Creek Financial Management LLC10,992$470 09/30/2019
     EEM10,992$470 09/30/2019
S&CO Inc.11,467$469 09/30/2019
     EEM11,467$469 09/30/2019
Monetary Management Group Inc.11,475$469 09/30/2019
     EEM11,475$469 09/30/2019
Aries Wealth Management11,190$467 09/30/2019
     EEM11,190$467 09/30/2019
PDS Planning Inc11,343$464 09/30/2019
     EEM11,343$464 09/30/2019
Signature Estate & Investment Advisors LLC11,310$462 09/30/2019
     EEM11,310$462 09/30/2019
Cynosure Management LLC11,300$462 09/30/2019
     EEM11,300$462 09/30/2019
Oarsman Capital Inc.11,251$460 09/30/2019
     EEM11,251$460 09/30/2019
Wealth & Pension Services Group Inc.11,239$459 09/30/2019
     EEM11,239$459 09/30/2019
Cobiz Wealth LLC10,662$458 06/30/2019
     EEM10,662$458 06/30/2019
Kanawha Capital Management LLC11,126$455 09/30/2019
     EEM11,126$455 09/30/2019
Windsor Capital Management LLC11,128$454 09/30/2019
     EEM11,128$454 09/30/2019
Betterment LLC10,513$451 09/30/2019
     EEM10,513$451 09/30/2019
ELM Advisors LLC11,000$450 09/30/2019
     EEM11,000$450 09/30/2019
Sepio Capital LLC10,778$450 09/30/2019
     EEM10,778$450 09/30/2019
Cutter & CO Brokerage Inc.10,976$449 09/30/2019
     EEM10,976$449 09/30/2019
MainStreet Investment Advisors LLC10,981$448 09/30/2019
     EEM10,981$448 09/30/2019
McGuire Investment Group LLC10,969$448 09/30/2019
     EEM10,969$448 09/30/2019
Kiley Juergens Wealth Management LLC10,951$447 09/30/2019
     EEM10,951$447 09/30/2019
Pinnacle Bank10,909$446 09/30/2019
     EEM10,909$446 09/30/2019
Boston Financial Mangement LLC10,885$445 09/30/2019
     EEM10,885$445 09/30/2019
PFG Advisors10,920$444 09/30/2019
     EEM10,920$444 09/30/2019
B. Riley Wealth Management Inc.10,829$443 09/30/2019
     EEM10,829$443 09/30/2019
Livingston Group Asset Management CO operating as Southport Capital Management 10,824$442 09/30/2019
     EEM10,824$442 09/30/2019
IFG Advisors LLC10,810$442 09/30/2019
     EEM10,810$442 09/30/2019
Wharton Business Group LLC10,783$441 09/30/2019
     EEM10,783$441 09/30/2019
Edmonds Duncan Registered Investment Advisors LLC10,797$441 09/30/2019
     EEM10,797$441 09/30/2019
Dearborn Partners LLC10,745$439 09/30/2019
     EEM10,745$439 09/30/2019
Moors & Cabot Inc.10,602$430 09/30/2019
     EEM10,602$430 09/30/2019
Great Point Wealth Advisors LLC10,533$430 09/30/2019
     EEM10,533$430 09/30/2019
Hellman Jordan Management Co. Inc. MA10,000$429 06/30/2019
     EEM10,000$429 06/30/2019
Coe Capital Management LLC10,439$427 09/30/2019
     EEM10,439$427 09/30/2019
AMI Investment Management Inc.10,380$424 09/30/2019
     EEM10,380$424 09/30/2019
First United Bank Trust10,355$423 09/30/2019
     EEM10,355$423 09/30/2019
First American Trust FSB10,292$421 09/30/2019
     EEM10,292$421 09/30/2019
JFS Wealth Advisors LLC10,268$420 09/30/2019
     EEM10,268$420 09/30/2019
Pathstone Family Office LLC10,200$417 09/30/2019
     EEM10,200$417 09/30/2019
LGL Partners LLC10,199$417 09/30/2019
     EEM10,199$417 09/30/2019
Legacy Financial Advisors Inc.10,211$417 09/30/2019
     EEM10,211$417 09/30/2019
Alpha Omega Wealth Management LLC9,516$416 09/30/2019
     EEM9,516$416 09/30/2019
Ambassador Advisors LLC10,082$412 09/30/2019
     EEM10,082$412 09/30/2019
Perennial Advisors LLC9,975$408 09/30/2019
     EEM9,975$408 09/30/2019
Stellar Capital Management LLC9,930$406 09/30/2019
     EEM9,930$406 09/30/2019
Klingman & Associates LLC9,903$405 09/30/2019
     EEM9,903$405 09/30/2019
Globeflex Capital L P9,881$404 09/30/2019
     EEM9,881$404 09/30/2019
Peak Capital Management LLC9,889$404 09/30/2019
     EEM9,889$404 09/30/2019
Foundations Investment Advisors LLC9,894$404 09/30/2019
     EEM9,894$404 09/30/2019
Benjamin F. Edwards & Company Inc.9,830$402 09/30/2019
     EEM9,830$402 09/30/2019
Van Hulzen Asset Management LLC9,838$402 09/30/2019
     EEM9,838$402 09/30/2019
Lehman & Derafelo Financial Resources LLC9,799$401 09/30/2019
     EEM9,799$401 09/30/2019
Independence Bank of Kentucky9,656$395 09/30/2019
     EEM9,656$395 09/30/2019
Altium Wealth Management LLC9,662$395 09/30/2019
     EEM9,662$395 09/30/2019
Laurel Wealth Advisors LLC9,674$395 09/30/2019
     EEM9,674$395 09/30/2019
Centaurus Financial Inc.9,607$393 09/30/2019
     EEM9,607$393 09/30/2019
Marshall Financial Group Inc. ADV9,571$391 09/30/2019
     EEM9,571$391 09/30/2019
Ancora Advisors LLC9,562$391 09/30/2019
     EEM9,562$391 09/30/2019
Budros Ruhlin & Roe Inc.9,442$386 09/30/2019
     EEM9,442$386 09/30/2019
Corient Capital Partners LLC9,373$383 09/30/2019
     EEM9,373$383 09/30/2019
Means Investment CO. Inc. $382 09/30/2019
     EEM8,703$380 09/30/2019
     Call2,200$2 09/30/2019
Bangor Savings Bank9,365$382 09/30/2019
     EEM9,365$382 09/30/2019
Paradigm Financial Advisors LLC9,312$381 09/30/2019
     EEM9,312$381 09/30/2019
Polar Asset Management Partners Inc.9,292$380 09/30/2019
     EEM9,292$380 09/30/2019
Harel Insurance Investments & Financial Services Ltd.9,327$379 09/30/2019
     EEM9,327$379 09/30/2019
Courage Miller Partners LLC9,268$379 09/30/2019
     EEM9,268$379 09/30/2019
Sensible Financial Planning & Management LLC.9,283$379 09/30/2019
     EEM9,283$379 09/30/2019
Brickley Wealth Management9,268$379 09/30/2019
     EEM9,268$379 09/30/2019
Managed Asset Portfolios LLC9,240$378 09/30/2019
     EEM9,240$378 09/30/2019
Cubic Asset Management LLC9,129$373 09/30/2019
     EEM9,129$373 09/30/2019
Beacon Pointe Advisors LLC9,073$372 09/30/2019
     EEM9,073$372 09/30/2019
Credit Agricole S A9,080$371 09/30/2019
     EEM9,080$371 09/30/2019
Proequities Inc.9,049$370 09/30/2019
     EEM9,049$370 09/30/2019
Cedar Wealth Management LLC9,045$370 09/30/2019
     EEM9,045$370 09/30/2019
CLS Investments LLC8,991$367 09/30/2019
     EEM8,991$367 09/30/2019
Contravisory Investment Management Inc.8,985$367 09/30/2019
     EEM8,985$367 09/30/2019
Fort Pitt Capital Group LLC8,977$367 09/30/2019
     EEM8,977$367 09/30/2019
Gilbert & Cook Inc.8,984$367 09/30/2019
     EEM8,984$367 09/30/2019
Peninsula Asset Management Inc.8,950$366 09/30/2019
     EEM8,950$366 09/30/2019
John G Ullman & Associates Inc.8,825$361 09/30/2019
     EEM8,825$361 09/30/2019
Balasa Dinverno & Foltz LLC8,812$360 09/30/2019
     EEM8,812$360 09/30/2019
REDW Wealth LLC8,803$360 09/30/2019
     EEM8,803$360 09/30/2019
Quadrant Capital Management LLC8,698$355 09/30/2019
     EEM8,698$355 09/30/2019
Charles Schwab Investment Advisory Inc.8,574$350 09/30/2019
     EEM8,574$350 09/30/2019
Fulcrum Capital LLC8,503$348 09/30/2019
     EEM8,503$348 09/30/2019
Eagle Global Advisors LLC8,485$347 09/30/2019
     EEM8,485$347 09/30/2019
White Pine Capital LLC8,455$346 09/30/2019
     EEM8,455$346 09/30/2019
New Potomac Partners LLC8,470$346 09/30/2019
     EEM8,470$346 09/30/2019
Savant Capital LLC8,377$342 09/30/2019
     EEM8,377$342 09/30/2019
Capital Advisors Inc. OK7,940$341 09/30/2019
     EEM7,940$341 09/30/2019
Roosevelt Investment Group Inc.8,315$340 09/30/2019
     EEM8,315$340 09/30/2019
Alesco Advisors LLC8,270$338 09/30/2019
     EEM8,270$338 09/30/2019
Cornerstone Investment Partners LLC8,270$338 09/30/2019
     EEM8,270$338 09/30/2019
Moller Financial Services8,236$337 09/30/2019
     EEM8,236$337 09/30/2019
Personal Capital Advisors Corp8,215$335 09/30/2019
     EEM8,215$335 09/30/2019
Pettinga Financial Advisors LLC8,025$328 09/30/2019
     EEM8,025$328 09/30/2019
Pure Financial Advisors Inc.7,998$327 09/30/2019
     EEM7,998$327 09/30/2019
Aristotle Capital Management LLC7,970$326 09/30/2019
     EEM7,970$326 09/30/2019
Sullivan Bruyette Speros & Blaney LLC7,968$326 09/30/2019
     EEM7,968$326 09/30/2019
Augustine Asset Management Inc.7,925$324 09/30/2019
     EEM7,925$324 09/30/2019
Intl Fcstone Inc.7,935$324 09/30/2019
     EEM7,935$324 09/30/2019
Allworth Financial LP7,938$324 09/30/2019
     EEM7,938$324 09/30/2019
Northeast Financial Consultants Inc7,923$324 09/30/2019
     EEM7,923$324 09/30/2019
First National Bank Sioux Falls7,840$320 09/30/2019
     EEM7,840$320 09/30/2019
180 Wealth Advisors LLC7,661$320 09/30/2019
     EEM7,661$320 09/30/2019
Gibson Capital LLC7,820$319 09/30/2019
     EEM7,820$319 09/30/2019
WMS Partners LLC7,817$319 09/30/2019
     EEM7,817$319 09/30/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management7,780$318 09/30/2019
     EEM7,780$318 09/30/2019
CCG Wealth Management LLC7,755$317 09/30/2019
     EEM7,755$317 09/30/2019
Cedar Capital LLC7,742$316 09/30/2019
     EEM7,742$316 09/30/2019
Cape Cod Five Cents Savings Bank7,678$314 09/30/2019
     EEM7,678$314 09/30/2019
Alpha Cubed Investments LLC7,676$314 09/30/2019
     EEM7,676$314 09/30/2019
Macroview Investment Management LLC7,669$313 09/30/2019
     EEM7,669$313 09/30/2019
Pinnacle Holdings LLC7,615$311 09/30/2019
     EEM7,615$311 09/30/2019
Partners Capital Investment Group LLP7,602$311 09/30/2019
     EEM7,602$311 09/30/2019
Palisade Asset Management LLC7,595$310 09/30/2019
     EEM7,595$310 09/30/2019
Stillwater Capital Advisors LLC7,582$310 09/30/2019
     EEM7,582$310 09/30/2019
Financial Life Advisors7,591$310 09/30/2019
     EEM7,591$310 09/30/2019
FCG Advisors LLC7,558$309 09/30/2019
     EEM7,558$309 09/30/2019
Ridgewood Investments LLC7,500$307 09/30/2019
     EEM7,500$307 09/30/2019
Ledyard National Bank7,453$305 09/30/2019
     EEM7,453$305 09/30/2019
V Wealth Advisors LLC7,369$301 09/30/2019
     EEM7,369$301 09/30/2019
Punch & Associates Investment Management Inc.7,338$300 09/30/2019
     EEM7,338$300 09/30/2019
Cim LLC7,339$300 09/30/2019
     EEM7,339$300 09/30/2019
Alerus Financial NA7,290$298 09/30/2019
     EEM7,290$298 09/30/2019
Taurus Asset Management LLC7,300$298 09/30/2019
     EEM7,300$298 09/30/2019
Headinvest LLC7,270$297 09/30/2019
     EEM7,270$297 09/30/2019
Regent Investment Management LLC7,279$297 09/30/2019
     EEM7,279$297 09/30/2019
Essex Savings Bank7,255$296 09/30/2019
     EEM7,255$296 09/30/2019
Financial Architects Inc7,225$295 09/30/2019
     EEM7,225$295 09/30/2019
Sage Capital Advisors llc7,204$294 09/30/2019
     EEM7,204$294 09/30/2019
DiMeo Schneider & Associates L.L.C.7,179$293 09/30/2019
     EEM7,179$293 09/30/2019
Capital Wealth Planning LLC6,873$291 09/30/2019
     EEM6,873$291 09/30/2019
WoodTrust Financial Corp7,120$291 09/30/2019
     EEM7,120$291 09/30/2019
Murphy Middleton Hinkle & Parker Inc.7,123$291 09/30/2019
     EEM7,123$291 09/30/2019
Nicholas Hoffman & Company LLC.7,100$290 09/30/2019
     EEM7,100$290 09/30/2019
Outlook Wealth Advisors LLC7,103$290 09/30/2019
     EEM7,103$290 09/30/2019
Lenox Wealth Management Inc.7,069$288 09/30/2019
     EEM7,069$288 09/30/2019
EisnerAmper Wealth Management Corporate Benefits LLC7,057$288 09/30/2019
     EEM7,057$288 09/30/2019
Connecticut Wealth Management LLC7,055$288 09/30/2019
     EEM7,055$288 09/30/2019
CSS LLC IL $287 09/30/2019
     Call25,000$1,022 09/30/2019
     Put18,000$735 09/30/2019
Beaumont Financial Partners LLC7,031$287 09/30/2019
     EEM7,031$287 09/30/2019
Armstrong Shaw Associates Inc. CT7,000$286 09/30/2019
     EEM7,000$286 09/30/2019
Hudson Valley Investment Advisors Inc. ADV6,939$284 09/30/2019
     EEM6,939$284 09/30/2019
Kovack Advisors Inc.6,945$284 09/30/2019
     EEM6,945$284 09/30/2019
NorthRock Partners LLC6,919$283 09/30/2019
     EEM6,919$283 09/30/2019
Tranquility Partners LLC6,865$281 09/30/2019
     EEM6,865$281 09/30/2019
Hilltop Holdings Inc.6,867$280 09/30/2019
     EEM6,867$280 09/30/2019
Fusion Family Wealth LLC6,842$280 09/30/2019
     EEM6,842$280 09/30/2019
Financial Advisors Network Inc.6,825$279 09/30/2019
     EEM6,825$279 09/30/2019
Townsquare Capital LLC6,331$279 09/30/2019
     EEM6,331$279 09/30/2019
Smith Capital Management Inc. AR ADV6,793$278 09/30/2019
     EEM6,793$278 09/30/2019
Brandes Investment Partners LP6,804$278 09/30/2019
     EEM6,804$278 09/30/2019
Fairfield Bush & CO.6,800$278 09/30/2019
     EEM6,800$278 09/30/2019
HITE Hedge Asset Management LLC6,750$276 09/30/2019
     EEM6,750$276 09/30/2019
United Income Inc.6,809$275 09/30/2019
     EEM6,809$275 09/30/2019
Ameritas Investment Corp6,707$274 09/30/2019
     EEM6,707$274 09/30/2019
Howard Financial Services LTD.6,689$273 09/30/2019
     EEM6,689$273 09/30/2019
Ironwood Investment Counsel LLC6,650$271 09/30/2019
     EEM6,650$271 09/30/2019
Boston Trust Walden Corp6,585$269 09/30/2019
     EEM6,585$269 09/30/2019
Traynor Capital Management Inc.6,558$268 09/30/2019
     EEM6,558$268 09/30/2019
Diversified Portfolios Inc.6,529$267 09/30/2019
     EEM6,529$267 09/30/2019
Searle & CO.6,500$266 09/30/2019
     EEM6,500$266 09/30/2019
Trexquant Investment LP6,503$266 09/30/2019
     EEM6,503$266 09/30/2019
Davis R M Inc.6,448$264 09/30/2019
     EEM6,448$264 09/30/2019
Iron Financial LLC6,451$264 09/30/2019
     EEM6,451$264 09/30/2019
Community Bank N.A.6,460$264 09/30/2019
     EEM6,460$264 09/30/2019
Wooster Corthell Wealth Management Inc.6,429$263 09/30/2019
     EEM6,429$263 09/30/2019
Nichols & Pratt Advisers LLP MA6,335$259 09/30/2019
     EEM6,335$259 09/30/2019
Krilogy Financial LLC6,318$258 09/30/2019
     EEM6,318$258 09/30/2019
grace capital6,180$253 09/30/2019
     EEM6,180$253 09/30/2019
Granite Investment Advisors LLC6,175$252 09/30/2019
     EEM6,175$252 09/30/2019
Emerald Investment Partners LLC6,172$252 09/30/2019
     EEM6,172$252 09/30/2019
Bahl & Gaynor Inc.6,046$247 09/30/2019
     EEM6,046$247 09/30/2019
Quest Capital Management Inc. ADV6,011$246 09/30/2019
     EEM6,011$246 09/30/2019
Zurich Insurance Group Ltd FI6,020$246 09/30/2019
     EEM6,020$246 09/30/2019
Botty Investors LLC6,000$245 09/30/2019
     EEM6,000$245 09/30/2019
Compton Capital Management Inc. RI5,925$242 09/30/2019
     EEM5,925$242 09/30/2019
Pinnacle Wealth Planning Services Inc.5,906$241 09/30/2019
     EEM5,906$241 09/30/2019
BTC Capital Management Inc.5,838$239 09/30/2019
     EEM5,838$239 09/30/2019
Cadence Bank NA5,782$236 09/30/2019
     EEM5,782$236 09/30/2019
Jacobi Capital Management LLC5,763$236 09/30/2019
     EEM5,763$236 09/30/2019
Lcnb Corp5,756$235 09/30/2019
     EEM5,756$235 09/30/2019
Burke & Herbert Bank & Trust Co.5,746$235 09/30/2019
     EEM5,746$235 09/30/2019
Hills Bank & Trust Co.5,732$234 09/30/2019
     EEM5,732$234 09/30/2019
Hochman Cole Investment Advisors Inc.5,716$234 09/30/2019
     EEM5,716$234 09/30/2019
Apollon Wealth Management LLC5,723$234 09/30/2019
     EEM5,723$234 09/30/2019
Moody Lynn & Lieberson LLC5,700$233 09/30/2019
     EEM5,700$233 09/30/2019
Gamble Jones Investment Counsel5,700$233 09/30/2019
     EEM5,700$233 09/30/2019
Stearns Financial Services Group5,709$233 09/30/2019
     EEM5,709$233 09/30/2019
Private Capital Management LLC5,692$233 09/30/2019
     EEM5,692$233 09/30/2019
Spears Abacus Advisors LLC5,670$232 09/30/2019
     EEM5,670$232 09/30/2019
Personal Wealth Partners5,646$231 09/30/2019
     EEM5,646$231 09/30/2019
Pillar Pacific Capital Management LLC5,634$230 09/30/2019
     EEM5,634$230 09/30/2019
Mosaic Family Wealth LLC5,631$230 09/30/2019
     EEM5,631$230 09/30/2019
Ackerman Capital Advisors LLC5,631$230 09/30/2019
     EEM5,631$230 09/30/2019
Brio Consultants LLC5,633$230 09/30/2019
     EEM5,633$230 09/30/2019
D.B. Root & Company LLC5,567$227 09/30/2019
     EEM5,567$227 09/30/2019
OLD Second National Bank of Aurora5,513$225 09/30/2019
     EEM5,513$225 09/30/2019
Nottingham Advisors Inc.5,490$224 09/30/2019
     EEM5,490$224 09/30/2019
MCF Advisors LLC5,454$223 09/30/2019
     EEM5,454$223 09/30/2019
Coastal Capital Group Inc.5,462$223 09/30/2019
     EEM5,462$223 09/30/2019
Aspen Investment Management Inc5,375$220 09/30/2019
     EEM5,375$220 09/30/2019
Rikoon Group LLC5,374$220 09/30/2019
     EEM5,374$220 09/30/2019
Wade G W & Inc.5,299$217 09/30/2019
     EEM5,299$217 09/30/2019
Abbot Financial Management Inc.5,300$217 09/30/2019
     EEM5,300$217 09/30/2019
Chicago Capital LLC5,300$217 09/30/2019
     EEM5,300$217 09/30/2019
Joel Isaacson & Co. LLC5,263$215 09/30/2019
     EEM5,263$215 09/30/2019
Svenska Handelsbanken AB publ 5,200$213 09/30/2019
     EEM5,200$213 09/30/2019
Inverness Counsel LLC NY5,178$212 09/30/2019
     EEM5,178$212 09/30/2019
Sterling Investment Advisors LLC ADV5,172$211 09/30/2019
     EEM5,172$211 09/30/2019
Baldwin Brothers Inc. MA5,155$211 09/30/2019
     EEM5,155$211 09/30/2019
Deltec Asset Management LLC5,160$211 09/30/2019
     EEM5,160$211 09/30/2019
Sheaff Brock Investment Advisors LLC5,161$211 09/30/2019
     EEM5,161$211 09/30/2019
Round Table Services LLC5,141$210 09/30/2019
     EEM5,141$210 09/30/2019
Advisory Alpha LLC5,155$210 09/30/2019
     EEM5,155$210 09/30/2019
Cabana LLC5,100$208 09/30/2019
     EEM5,100$208 09/30/2019
Little House Capital LLC5,038$206 09/30/2019
     EEM5,038$206 09/30/2019
United Capital Management of KS Inc.5,051$205 09/30/2019
     EEM5,051$205 09/30/2019
DF Dent & Co. Inc.4,999$204 09/30/2019
     EEM4,999$204 09/30/2019
Clear Harbor Asset Management LLC5,000$204 09/30/2019
     EEM5,000$204 09/30/2019
Gs Investments Inc.5,000$204 09/30/2019
     EEM5,000$204 09/30/2019
Legacy Advisors LLC5,000$204 09/30/2019
     EEM5,000$204 09/30/2019
ProVise Management Group LLC4,975$203 09/30/2019
     EEM4,975$203 09/30/2019
Carlton Hofferkamp & Jenks Wealth Management LLC4,925$202 09/30/2019
     EEM4,925$202 09/30/2019
Fort Sheridan Advisors LLC4,941$202 09/30/2019
     EEM4,941$202 09/30/2019
Strategic Financial Group LLC4,945$202 09/30/2019
     EEM4,945$202 09/30/2019
Meridian Wealth Management LLC4,910$201 09/30/2019
     EEM4,910$201 09/30/2019
Cutler Group LP $200 09/30/2019
     Call680,100$902 09/30/2019
     Put1,072,600$702 09/30/2019
Blue Bell Private Wealth Management LLC4,764$195 09/30/2019
     EEM4,764$195 09/30/2019
Weil Company Inc.4,770$194 09/30/2019
     EEM4,770$194 09/30/2019
Parkside Financial Bank & Trust4,752$194 09/30/2019
     EEM4,752$194 09/30/2019
Atlas Capital Advisors LLC4,582$187 09/30/2019
     EEM4,582$187 09/30/2019
Oakworth Capital Inc.4,575$187 09/30/2019
     EEM4,575$187 09/30/2019
Wealthcare Capital Management LLC4,508$184 09/30/2019
     EEM4,508$184 09/30/2019
Gresham Partners LLC4,447$182 09/30/2019
     EEM4,447$182 09/30/2019
Jackson Hole Capital Partners LLC4,390$179 09/30/2019
     EEM4,390$179 09/30/2019
Farmers & Merchants Investments Inc.4,165$170 09/30/2019
     EEM4,165$170 09/30/2019
Ellis Investment Partners LLC4,153$168 09/30/2019
     EEM4,153$168 09/30/2019
Timber Creek Capital Management LLC4,078$166 09/30/2019
     EEM4,078$166 09/30/2019
Bray Capital Advisors3,929$161 09/30/2019
     EEM3,929$161 09/30/2019
CNB Bank3,864$158 09/30/2019
     EEM3,864$158 09/30/2019
JJJ Advisors Inc.3,795$155 09/30/2019
     EEM3,795$155 09/30/2019
Zions Bancorporation N.A.3,756$154 09/30/2019
     EEM3,756$154 09/30/2019
TCI Wealth Advisors Inc.3,705$151 09/30/2019
     EEM3,705$151 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC3,714$151 09/30/2019
     EEM3,714$151 09/30/2019
Venturi Wealth Management LLC3,592$147 09/30/2019
     EEM3,592$147 09/30/2019
Creative Financial Designs Inc. ADV3,534$142 09/30/2019
     EEM3,534$142 09/30/2019
CENTRAL TRUST Co3,395$138 09/30/2019
     EEM3,395$138 09/30/2019
Premise Capital LLC3,213$131 09/30/2019
     EEM3,213$131 09/30/2019
Ellevest Inc.3,132$128 09/30/2019
     EEM3,132$128 09/30/2019
Meeder Asset Management Inc.2,917$119 09/30/2019
     EEM2,917$119 09/30/2019
Burt Wealth Advisors2,740$112 09/30/2019
     EEM2,740$112 09/30/2019
Thompson Siegel & Walmsley LLC2,705$111 09/30/2019
     EEM2,705$111 09/30/2019
Princeton Global Asset Management LLC2,700$110 09/30/2019
     EEM2,700$110 09/30/2019
Thor Advisors LLC2,621$107 09/30/2019
     EEM2,621$107 09/30/2019
Truewealth LLC2,605$106 09/30/2019
     EEM2,605$106 09/30/2019
Clean Yield Group2,500$102 09/30/2019
     EEM2,500$102 09/30/2019
QCI Asset Management Inc. NY2,392$98 09/30/2019
     EEM2,392$98 09/30/2019
Biltmore Family Office LLC2,410$98 09/30/2019
     EEM2,410$98 09/30/2019
AlphaMark Advisors LLC2,345$96 09/30/2019
     EEM2,345$96 09/30/2019
Capital Investment Advisory Services LLC2,255$92 09/30/2019
     EEM2,255$92 09/30/2019
Orrstown Financial Services Inc.2,221$89 09/30/2019
     EEM2,221$89 09/30/2019
Cribstone Capital Management LLC2,180$89 09/30/2019
     EEM2,180$89 09/30/2019
Armor Investment Advisors LLC2,150$88 09/30/2019
     EEM2,150$88 09/30/2019
Evensky & Katz LLC2,120$87 09/30/2019
     EEM2,120$87 09/30/2019
Executive Wealth Management LLC2,109$86 09/30/2019
     EEM2,109$86 09/30/2019
Signaturefd LLC2,023$83 09/30/2019
     EEM2,023$83 09/30/2019
Coastal Investment Advisors Inc.2,040$83 09/30/2019
     EEM2,040$83 09/30/2019
Pacific Center for Financial Services2,004$82 09/30/2019
     EEM2,004$82 09/30/2019
Private Ocean LLC1,970$81 09/30/2019
     EEM1,970$81 09/30/2019
McIlrath & Eck LLC1,971$81 09/30/2019
     EEM1,971$81 09/30/2019
Lindbrook Capital LLC1,985$81 09/30/2019
     EEM1,985$81 09/30/2019
Westside Investment Management Inc.1,903$81 06/30/2019
     EEM1,903$81 06/30/2019
Northwest Investment Counselors LLC1,965$80 09/30/2019
     EEM1,965$80 09/30/2019
Evolution Wealth Advisors LLC1,965$80 09/30/2019
     EEM1,965$80 09/30/2019
Asset Dedication LLC1,927$78 09/30/2019
     EEM1,927$78 09/30/2019
Winthrop Partners WNY LLC1,900$78 09/30/2019
     EEM1,900$78 09/30/2019
Winch Advisory Services LLC1,868$76 09/30/2019
     EEM1,868$76 09/30/2019
Weaver Consulting Group1,786$76 09/30/2019
     EEM1,786$76 09/30/2019
Blume Capital Management Inc.1,850$75 09/30/2019
     EEM1,850$75 09/30/2019
Certified Advisory Corp1,845$75 09/30/2019
     EEM1,845$75 09/30/2019
SRS Capital Advisors Inc.1,805$74 09/30/2019
     EEM1,805$74 09/30/2019
Sterling Investment Advisors Ltd.1,820$74 09/30/2019
     EEM1,820$74 09/30/2019
Kistler Tiffany Companies LLC1,774$73 09/30/2019
     EEM1,774$73 09/30/2019
Front Row Advisors LLC1,750$72 09/30/2019
     EEM1,750$72 09/30/2019
Arrow Financial Corp1,735$71 09/30/2019
     EEM1,735$71 09/30/2019
Glassman Wealth Services1,737$71 09/30/2019
     EEM1,737$71 09/30/2019
First Manhattan Co.1,715$70 09/30/2019
     EEM1,715$70 09/30/2019
Horan Capital Advisors LLC.1,710$70 09/30/2019
     EEM1,710$70 09/30/2019
Dougherty Wealth Advisers LLC1,630$67 09/30/2019
     EEM1,630$67 09/30/2019
Plante Moran Financial Advisors LLC1,575$64 09/30/2019
     EEM1,575$64 09/30/2019
Gradient Investments LLC1,565$64 09/30/2019
     EEM1,565$64 09/30/2019
Ameritas Investment Partners Inc.1,525$62 09/30/2019
     EEM1,525$62 09/30/2019
Lenox Wealth Advisors LLC1,433$59 09/30/2019
     EEM1,433$59 09/30/2019
Gables Capital Management Inc.1,350$55 09/30/2019
     EEM1,350$55 09/30/2019
Financial Advantage Inc.1,329$54 09/30/2019
     EEM1,329$54 09/30/2019
Lucia Wealth Services LLC1,200$49 09/30/2019
     EEM1,200$49 09/30/2019
Patriot Financial Group Insurance Agency LLC1,154$47 09/30/2019
     EEM1,154$47 09/30/2019
Brown Brothers Harriman & Co.1,125$46 09/30/2019
     EEM1,125$46 09/30/2019
Global Trust Asset Management LLC1,100$45 09/30/2019
     EEM1,100$45 09/30/2019
Crewe Advisors LLC1,077$44 09/30/2019
     EEM1,077$44 09/30/2019
Bay Harbor Wealth Management LLC1,073$44 09/30/2019
     EEM1,073$44 09/30/2019
Country Trust Bank1,020$42 09/30/2019
     EEM1,020$42 09/30/2019
Lowe Wealth Advisors LLC1,002$41 09/30/2019
     EEM1,002$41 09/30/2019
Avondale Wealth Management1,000$41 09/30/2019
     EEM1,000$41 09/30/2019
Liberty Wealth Management LLC1,007$41 09/30/2019
     EEM1,007$41 09/30/2019
Delta Asset Management LLC TN968$40 09/30/2019
     EEM968$40 09/30/2019
Vestor Capital LLC987$40 09/30/2019
     EEM987$40 09/30/2019
Regal Wealth Group Inc.974$40 09/30/2019
     EEM974$40 09/30/2019
Pin Oak Investment Advisors Inc.960$39 09/30/2019
     EEM960$39 09/30/2019
Truvestments Capital LLC930$38 09/30/2019
     EEM930$38 09/30/2019
Payden & Rygel900$37 09/30/2019
     EEM900$37 09/30/2019
Dividend Assets Capital LLC916$37 09/30/2019
     EEM916$37 09/30/2019
Vista Private Wealth Partners. LLC899$37 09/30/2019
     EEM899$37 09/30/2019
Ironwood Financial llc864$35 09/30/2019
     EEM864$35 09/30/2019
Trust Co850$35 09/30/2019
     EEM850$35 09/30/2019
Advantage Investment Management LLC858$35 09/30/2019
     EEM858$35 09/30/2019
Nvwm LLC813$33 09/30/2019
     EEM813$33 09/30/2019
Institutional & Family Asset Management LLC793$32 09/30/2019
     EEM793$32 09/30/2019
Pacer Advisors Inc.770$31 09/30/2019
     EEM770$31 09/30/2019
Carroll Financial Associates Inc.731$29 09/30/2019
     EEM731$29 09/30/2019
JNBA Financial Advisors719$29 09/30/2019
     EEM719$29 09/30/2019
First National Bank of South Miami694$28 09/30/2019
     EEM694$28 09/30/2019
Cypress Capital Management LLC WY 670$27 09/30/2019
     EEM670$27 09/30/2019
Norway Savings Bank659$27 09/30/2019
     EEM659$27 09/30/2019
Shine Investment Advisory Services Inc.580$24 09/30/2019
     EEM580$24 09/30/2019
Versant Capital Management Inc601$24 09/30/2019
     EEM601$24 09/30/2019
Central Bank & Trust Co.503$21 09/30/2019
     EEM503$21 09/30/2019
Shufro Rose & Co. LLC500$20 09/30/2019
     EEM500$20 09/30/2019
Larson Financial Group LLC498$20 09/30/2019
     EEM498$20 09/30/2019
Focused Wealth Management Inc470$19 09/30/2019
     EEM470$19 09/30/2019
MRA Associates USA LLC460$19 09/30/2019
     EEM460$19 09/30/2019
MV Capital Management Inc.450$18 09/30/2019
     EEM450$18 09/30/2019
Secrest Blakey & Associates LLC449$18 09/30/2019
     EEM449$18 09/30/2019
Berman Capital Advisors LLC418$17 09/30/2019
     EEM418$17 09/30/2019
Squar Milner Financial Services LLC408$16 09/30/2019
     EEM408$16 09/30/2019
Aptus Capital Advisors LLC389$15 09/30/2019
     EEM389$15 09/30/2019
SpiderRock Advisors LLC $15 09/30/2019
     Call10,300$15 09/30/2019
Adirondack Trust Co.340$14 09/30/2019
     EEM340$14 09/30/2019
Hanson & Doremus Investment Management349$14 09/30/2019
     EEM349$14 09/30/2019
RPg Family Wealth Advisory LLC350$14 09/30/2019
     EEM350$14 09/30/2019
Whitener Capital Management Inc.320$13 09/30/2019
     EEM320$13 09/30/2019
Peoples Financial Services CORP.321$13 09/30/2019
     EEM321$13 09/30/2019
Horan Securities Inc.323$13 09/30/2019
     EEM323$13 09/30/2019
Selective Wealth Management Inc.310$13 09/30/2019
     EEM310$13 09/30/2019
Global Wealth Management Investment Advisory Inc.320$13 09/30/2019
     EEM320$13 09/30/2019
LifePlan Financial Group Inc304$12 09/30/2019
     EEM304$12 09/30/2019
Motco270$11 09/30/2019
     EEM270$11 09/30/2019
Sound Income Strategies LLC281$11 09/30/2019
     EEM281$11 09/30/2019
M&R Capital Management Inc.253$10 09/30/2019
     EEM253$10 09/30/2019
Asset Planning Services Ltd.252$10 09/30/2019
     EEM252$10 09/30/2019
Joseph P. Lucia & Associates LLC250$10 09/30/2019
     EEM250$10 09/30/2019
Ironwood Wealth Management LLC.213$9 09/30/2019
     EEM213$9 09/30/2019
Bourgeon Capital Management LLC200$8 09/30/2019
     EEM200$8 09/30/2019
Granite Investment Partners LLC198$8 09/30/2019
     EEM198$8 09/30/2019
Moisand Fitzgerald Tamayo LLC200$8 09/30/2019
     EEM200$8 09/30/2019
Aspire Private Capital LLC189$8 09/30/2019
     EEM189$8 09/30/2019
Strategic Blueprint LLC200$8 09/30/2019
     EEM200$8 09/30/2019
Financial Management Professionals Inc.175$7 09/30/2019
     EEM175$7 09/30/2019
Tradewinds Capital Management LLC127$5 09/30/2019
     EEM127$5 09/30/2019
First Command Bank134$5 09/30/2019
     EEM134$5 09/30/2019
First Command Financial Services Inc.134$5 09/30/2019
     EEM134$5 09/30/2019
Strategic Wealth Partners Ltd.145$5 09/30/2019
     EEM145$5 09/30/2019
Claraphi Advisory Network LLC120$5 09/30/2019
     EEM120$5 09/30/2019
Anderson Fisher LLC123$5 09/30/2019
     EEM123$5 09/30/2019
Capital Analysts LLC110$4 09/30/2019
     EEM110$4 09/30/2019
Investors Research Corp110$4 09/30/2019
     EEM110$4 09/30/2019
Elmwood Wealth Management Inc.100$4 09/30/2019
     EEM100$4 09/30/2019
Stewardship Financial Advisors LLC100$4 09/30/2019
     EEM100$4 09/30/2019
Lake Point Wealth Management100$4 06/30/2019
     EEM100$4 06/30/2019
Horrell Capital Management Inc.75$3 09/30/2019
     EEM75$3 09/30/2019
Macquarie Group Ltd.84$3 09/30/2019
     EEM84$3 09/30/2019
Pflug Koory LLC67$3 09/30/2019
     EEM67$3 09/30/2019
Edge Wealth Management LLC70$2 09/30/2019
     EEM70$2 09/30/2019
Prestige Wealth Management Group LLC50$2 09/30/2019
     EEM50$2 09/30/2019
AllSquare Wealth Management LLC15$1 09/30/2019
     EEM15$1 09/30/2019
Julex Capital Management LLC34$1 09/30/2019
     EEM34$1 09/30/2019
TD Capital Management LLC1$0 09/30/2019
     EEM1$0 09/30/2019
BerganKDV Wealth Management LLC3$0 09/30/2019
     EEM3$0 09/30/2019
FNY Investment Advisers LLC $-7 09/30/2019
     Put185$7 09/30/2019
     Call20$0 09/30/2019
HAP Trading LLC $-83 09/30/2019
     Put116,300$167 09/30/2019
     Call282,400$84 09/30/2019
BlueCrest Capital Management Ltd $-204 09/30/2019
     Put30,000$1,226 09/30/2019
     Call25,000$1,022 09/30/2019
Kopernik Global Investors LLC $-295 09/30/2019
     Put819,500$295 09/30/2019
Banco BTG Pactual S.A. $-1,745 09/30/2019
     Put42,700$1,745 09/30/2019
Jump Trading LLC $-1,937 09/30/2019
     Put228,700$9,347 09/30/2019
     Call181,300$7,410 09/30/2019
Lyxor Asset Management Inc. $-2,534 09/30/2019
     Put62,000$2,534 09/30/2019
Truvvo Partners LLC $-3,273 09/30/2019
     Put84,700$3,462 09/30/2019
     EEM4,627$189 09/30/2019
Mendon Capital Advisors Corp $-3,433 09/30/2019
     Put84,000$3,433 09/30/2019
Checchi Capital Advisers LLC $-3,923 09/30/2019
     Put175,600$7,177 09/30/2019
     EEM79,609$3,254 09/30/2019
JD Capital Management LLC $-7,152 09/30/2019
     Put450,000$18,392 09/30/2019
     Call250,000$10,218 09/30/2019
     EEM25,000$1,022 09/30/2019
Newfoundland Capital Management $-11,599 09/30/2019
     Put292,500$11,954 09/30/2019
     EEM8,696$355 09/30/2019
Graham Capital Management L.P. $-12,261 09/30/2019
     Put300,000$12,261 09/30/2019
Autonomy Capital Jersey L.P. $-12,261 09/30/2019
     Put300,000$12,261 09/30/2019
Prince Street Capital Management LLC $-12,261 09/30/2019
     Put300,000$12,261 09/30/2019
Mint Tower Capital Management B.V. $-15,015 09/30/2019
     Put622,400$25,437 09/30/2019
     Call178,000$7,275 09/30/2019
     EEM77,000$3,147 09/30/2019
Graticule Asia Macro Advisors LLC $-16,348 09/30/2019
     Put400,000$16,348 09/30/2019
Laurion Capital Management LP $-19,766 09/30/2019
     Put3,500,000$143,045 09/30/2019
     Call2,500,000$102,175 09/30/2019
     EEM516,379$21,104 09/30/2019
RMB Capital Management LLC $-24,278 09/30/2019
     Put616,000$25,176 09/30/2019
     EEM21,983$898 09/30/2019
Serengeti Asset Management LP $-27,383 09/30/2019
     Put670,000$27,383 09/30/2019
Swan Global Investments LLC $-31,990 09/30/2019
     Put1,674,500$64,402 09/30/2019
     EEM497,013$20,200 09/30/2019
     Call274,700$12,212 09/30/2019
Centiva Capital LP $-47,042 09/30/2019
     Put1,323,000$54,072 09/30/2019
     EEM121,998$4,986 09/30/2019
     Call50,000$2,044 09/30/2019
Millennium Management LLC $-75,180 09/30/2019
     Put5,404,500$220,881 09/30/2019
     Call3,121,200$127,563 09/30/2019
     EEM443,818$18,138 09/30/2019
Gramercy Funds Management LLC $-75,610 09/30/2019
     Put1,850,000$75,610 09/30/2019
Valiant Capital Management L.P. $-90,936 09/30/2019
     Put2,225,000$90,936 09/30/2019
Susquehanna International Group LLP $-102,959 09/30/2019
     Put21,473,400$877,618 09/30/2019
     Call14,274,900$583,415 09/30/2019
     EEM4,679,322$191,244 09/30/2019
Citigroup Inc. $-112,911 09/30/2019
     Put9,431,800$385,479 09/30/2019
     Call5,369,600$219,455 09/30/2019
     EEM1,299,571$53,113 09/30/2019
Capstone Investment Advisors LLC $-218,702 09/30/2019
     Put6,317,000$258,176 09/30/2019
     EEM965,849$39,474 09/30/2019
BNP Paribas Arbitrage SA $-242,801 09/30/2019
     Put110,297$450,784 09/30/2019
     EEM3,613,907$147,700 09/30/2019
     Call14,750$60,283 09/30/2019
Jane Street Group LLC $-310,213 09/30/2019
     Put30,826,200$1,259,867 09/30/2019
     Call11,932,600$487,685 09/30/2019
     EEM11,303,381$461,969 09/30/2019
Barclays PLC $-326,987 09/30/2019
     Put32,431,400$1,325,473 09/30/2019
     Call16,367,400$668,936 09/30/2019
     EEM8,063,375$329,550 09/30/2019
Parallax Volatility Advisers L.P. $-1,126,921 09/30/2019
     Put34,338,600$1,403,416 09/30/2019
     Call6,094,400$249,075 09/30/2019
     EEM670,904$27,420 09/30/2019
Credit Suisse AG7,685,961$-2,356,652 09/30/2019
     Put81,565,000$3,333,562 09/30/2019
     Call16,216,900$662,785 09/30/2019
     EEM7,685,961$314,125 09/30/2019

See Summary: Institutional Holders of EEM
See Details: Top 10 Hedge Funds Holding EEM
Also See: EEM Holdings Changes

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