Funds Holding EEM

Holder	Amount	Position Size ($ in 1000's)	As of
BlackRock Inc.		$3,105,939	12/31/2019
EEM	63,860,262	$2,865,409	12/31/2019
Call	7,402,000	$332,127	12/31/2019
Put	2,041,400	$91,597	12/31/2019
Morgan Stanley	42,918,853	$1,925,769	12/31/2019
EEM	42,918,853	$1,925,769	12/31/2019
Bank of America Corp DE		$1,276,542	12/31/2019
EEM	33,262,798	$1,492,502	12/31/2019
Put	20,746,900	$930,914	12/31/2019
Call	15,933,900	$714,954	12/31/2019
Wells Fargo & Company MN		$1,019,219	12/31/2019
EEM	22,580,266	$1,013,177	12/31/2019
Call	4,778,000	$21,061	12/31/2019
Put	8,612,498	$15,019	12/31/2019
Retirement Systems of Alabama	19,937,306	$894,587	12/31/2019
EEM	19,937,306	$894,587	12/31/2019
Goldman Sachs Group Inc.		$633,116	12/31/2019
Put	24,914,800	$1,117,927	12/31/2019
Call	19,787,300	$887,857	12/31/2019
EEM	19,237,484	$863,186	12/31/2019
Citigroup Inc.		$391,759	12/31/2019
Call	18,340,200	$822,925	12/31/2019
Put	12,844,500	$576,333	12/31/2019
EEM	3,235,308	$145,167	12/31/2019
Bessemer Group Inc.	8,727,282	$391,593	12/31/2019
EEM	8,727,282	$391,593	12/31/2019
PNC Financial Services Group Inc.	8,185,057	$367,264	12/31/2019
EEM	8,185,057	$367,264	12/31/2019
FMR LLC		$363,590	12/31/2019
EEM	8,097,392	$363,330	12/31/2019
Call	5,800	$260	12/31/2019
Bank of New York Mellon Corp	8,022,650	$359,977	12/31/2019
EEM	8,022,650	$359,977	12/31/2019
Castle Hook Partners LP		$323,447	12/31/2019
Call	5,000,000	$224,350	12/31/2019
EEM	2,208,537	$99,097	12/31/2019
Nomura Holdings Inc.		$254,955	12/31/2019
Call	6,679,500	$299,846	12/31/2019
Put	1,000,000	$44,891	12/31/2019
Diameter Capital Partners LP		$246,785	12/31/2019
Call	5,500,000	$246,785	12/31/2019
US Bancorp DE		$230,609	12/31/2019
EEM	5,141,495	$230,700	12/31/2019
Put	1,395	$95	12/31/2019
Call	1,198	$4	12/31/2019
MKP Capital Management L.L.C.	4,960,000	$222,555	12/31/2019
EEM	4,960,000	$222,555	12/31/2019
The Manufacturers Life Insurance Company	4,444,211	$199,412	12/31/2019
EEM	4,444,211	$199,412	12/31/2019
Duquesne Family Office LLC	4,065,100	$182,401	12/31/2019
EEM	4,065,100	$182,401	12/31/2019
Calamos Advisors LLC		$180,934	12/31/2019
Call	4,620,500	$207,322	12/31/2019
Put	821,500	$36,861	12/31/2019
EEM	233,410	$10,473	12/31/2019
Nokota Management LP		$173,871	12/31/2019
Call	3,875,000	$173,871	12/31/2019
Liberty Mutual Group Asset Management Inc.	3,747,363	$168,144	12/31/2019
EEM	3,747,363	$168,144	12/31/2019
Truist Financial Corp		$163,456	12/31/2019
EEM	3,655,275	$164,012	12/31/2019
Put	22,400	$1,005	12/31/2019
Call	10,000	$449	12/31/2019
Bridgewater Associates LP	3,571,143	$160,237	12/31/2019
EEM	3,571,143	$160,237	12/31/2019
Susquehanna International Group LLP		$147,154	12/31/2019
Call	19,556,500	$877,500	12/31/2019
Put	17,191,900	$771,401	12/31/2019
EEM	914,973	$41,055	12/31/2019
Envestnet Asset Management Inc.	3,140,004	$140,892	12/31/2019
EEM	3,140,004	$140,892	12/31/2019
CIBC Asset Management Inc		$140,305	12/31/2019
EEM	2,062,018	$92,523	12/31/2019
Call	1,064,900	$47,782	12/31/2019
Hsbc Holdings PLC		$139,148	12/31/2019
EEM	1,771,781	$79,472	12/31/2019
Call	1,433,400	$64,152	12/31/2019
Put	100,000	$4,476	12/31/2019
JPMorgan Chase & Co.	2,998,695	$134,552	12/31/2019
EEM	2,998,695	$134,552	12/31/2019
Northern Trust Corp	2,811,359	$126,146	12/31/2019
EEM	2,811,359	$126,146	12/31/2019
TD Asset Management Inc.	2,608,049	$117,023	12/31/2019
EEM	2,608,049	$117,023	12/31/2019
Citadel Advisors LLC		$116,797	12/31/2019
Call	5,052,300	$226,697	12/31/2019
Put	4,532,500	$203,373	12/31/2019
EEM	2,083,202	$93,473	12/31/2019
LPL Financial LLC	2,506,624	$112,472	12/31/2019
EEM	2,506,624	$112,472	12/31/2019
Hirtle Callaghan & Co LLC	2,489,527	$112,183	12/31/2019
EEM	2,489,527	$112,183	12/31/2019
Steadfast Capital Management LP		$112,175	12/31/2019
Call	2,500,000	$112,175	12/31/2019
Regions Financial Corp	2,476,265	$111,110	12/31/2019
EEM	2,476,265	$111,110	12/31/2019
Rafferty Asset Management LLC	2,386,765	$107,094	12/31/2019
EEM	2,386,765	$107,094	12/31/2019
Bienville Capital Management LLC		$98,871	12/31/2019
Call	2,201,500	$98,781	12/31/2019
EEM	1,995	$90	12/31/2019
Fifth Third Bancorp	2,185,449	$98,061	12/31/2019
EEM	2,185,449	$98,061	12/31/2019
Lazard Asset Management LLC	2,177,718	$97,713	12/31/2019
EEM	2,177,718	$97,713	12/31/2019
Royal Bank of Canada		$96,960	12/31/2019
EEM	6,069,198	$272,326	12/31/2019
Put	5,479,200	$245,852	12/31/2019
Call	1,570,900	$70,486	12/31/2019
Keybank National Association OH	2,140,114	$96,027	12/31/2019
EEM	2,140,114	$96,027	12/31/2019
Dupont Capital Management Corp	2,118,255	$95,046	12/31/2019
EEM	2,118,255	$95,046	12/31/2019
Deutsche Bank AG	2,096,826	$94,080	12/31/2019
EEM	2,096,826	$94,080	12/31/2019
First Republic Investment Management Inc.	2,083,162	$93,471	12/31/2019
EEM	2,083,162	$93,471	12/31/2019
California Public Employees Retirement System	1,991,347	$89,352	12/31/2019
EEM	1,991,347	$89,352	12/31/2019
Graham Capital Management L.P.		$78,522	12/31/2019
Call	1,000,000	$44,870	12/31/2019
EEM	750,000	$33,652	12/31/2019
Howard Hughes Medical Institute	1,640,000	$73,587	12/31/2019
EEM	1,640,000	$73,587	12/31/2019
Quantitative Investment Management LLC	1,623,346	$72,839	12/31/2019
EEM	1,623,346	$72,839	12/31/2019
Kirkoswald Asset Management LLC		$71,172	12/31/2019
EEM	1,100,000	$49,357	12/31/2019
CALL	500,000	$21,815	12/31/2019
SPX Equities Gestao de Recursos Ltda	1,465,000	$65,735	12/31/2019
EEM	1,465,000	$65,735	12/31/2019
BlueCrest Capital Management Ltd		$65,062	12/31/2019
Call	1,450,000	$65,062	12/31/2019
Connable Office Inc.	1,447,836	$64,964	12/31/2019
EEM	1,447,836	$64,964	12/31/2019
Bank of Montreal Can		$62,846	12/31/2019
EEM	1,750,623	$78,551	12/31/2019
Put	1,050,000	$47,114	12/31/2019
Call	700,000	$31,409	12/31/2019
Ameriprise Financial Inc.	1,395,593	$62,401	12/31/2019
EEM	1,395,593	$62,401	12/31/2019
Nuveen Asset Management LLC		$60,603	12/31/2019
EEM	1,348,639	$60,513	12/31/2019
Call	2,000,000	$90	12/31/2019
Barclays PLC		$57,804	12/31/2019
Put	30,797,900	$1,381,900	12/31/2019
Call	20,261,600	$909,137	12/31/2019
EEM	11,824,535	$530,567	12/31/2019
Laurion Capital Management LP	1,247,229	$55,963	12/31/2019
EEM	1,247,229	$55,963	12/31/2019
Man Group plc	1,207,475	$54,179	12/31/2019
EEM	1,207,475	$54,179	12/31/2019
Banco Santander S.A.	1,173,504	$52,655	12/31/2019
EEM	1,173,504	$52,655	12/31/2019
People s United Financial Inc.	1,168,057	$52,411	12/31/2019
EEM	1,168,057	$52,411	12/31/2019
PointState Capital LP	1,156,400	$51,888	12/31/2019
EEM	1,156,400	$51,888	12/31/2019
Advisors Preferred LLC	1,144,170	$51,339	12/31/2019
EEM	1,144,170	$51,339	12/31/2019
Prudential Financial Inc.	1,137,840	$51,055	12/31/2019
EEM	1,137,840	$51,055	12/31/2019
Baymount Management LP		$50,748	12/31/2019
Call	1,131,000	$50,748	12/31/2019
Raymond James & Associates		$49,578	12/31/2019
EEM	1,101,073	$49,405	12/31/2019
Call	45,600	$173	12/31/2019
UBS Group AG		$49,487	12/31/2019
Put	30,905,300	$1,386,721	12/31/2019
EEM	17,259,793	$774,447	12/31/2019
Call	14,748,400	$661,761	12/31/2019
Public Sector Pension Investment Board	1,097,192	$49,231	12/31/2019
EEM	1,097,192	$49,231	12/31/2019
Cutler Group LP		$48,589	12/31/2019
EEM	1,021,458	$45,832	12/31/2019
Call	2,405,300	$3,244	12/31/2019
Put	1,512,200	$487	12/31/2019
Squarepoint Ops LLC		$46,006	12/31/2019
EEM	1,045,318	$46,903	12/31/2019
Put	20,000	$897	12/31/2019
Greenleaf Trust	980,421	$43,991	12/31/2019
EEM	980,421	$43,991	12/31/2019
Duality Advisers LP	978,277	$43,895	12/31/2019
EEM	978,277	$43,895	12/31/2019
Paloma Partners Management Co	968,047	$43,436	12/31/2019
EEM	968,047	$43,436	12/31/2019
SG Americas Securities LLC	949,954	$42,624	12/31/2019
EEM	949,954	$42,624	12/31/2019
Guardian Life Insurance Co. of America	945,191	$42,411	12/31/2019
EEM	945,191	$42,411	12/31/2019
Raymond James Financial Services Advisors Inc.	921,158	$41,333	12/31/2019
EEM	921,158	$41,333	12/31/2019
Hexavest Inc.	1,206,816	$41,189	03/31/2020
EEM	1,206,816	$41,189	03/31/2020
Cibc World Markets Corp		$40,975	12/31/2019
Call	905,600	$40,634	12/31/2019
EEM	26,000	$1,167	12/31/2019
Put	11,900	$826	12/31/2019
Capula Management Ltd		$40,383	12/31/2019
Call	700,000	$31,409	12/31/2019
EEM	200,000	$8,974	12/31/2019
Tilden Park Management I LLC		$40,383	12/31/2019
Call	900,000	$40,383	12/31/2019
Parametric Portfolio Associates LLC	883,265	$39,632	12/31/2019
EEM	883,265	$39,632	12/31/2019
Mariner LLC	881,480	$39,552	12/31/2019
EEM	881,480	$39,552	12/31/2019
Veritable L.P.	868,798	$38,983	12/31/2019
EEM	868,798	$38,983	12/31/2019
Balyasny Asset Management LLC	849,905	$38,135	12/31/2019
EEM	849,905	$38,135	12/31/2019
Cresset Asset Management LLC	838,663	$37,631	12/31/2019
EEM	838,663	$37,631	12/31/2019
Strs Ohio	828,000	$37,152	12/31/2019
EEM	828,000	$37,152	12/31/2019
Colony Group LLC	807,975	$36,254	12/31/2019
EEM	807,975	$36,254	12/31/2019
Banco Bilbao Vizcaya Argentaria S.A.	807,450	$36,230	12/31/2019
EEM	807,450	$36,230	12/31/2019
Franklin Resources Inc.	804,191	$36,082	12/31/2019
EEM	804,191	$36,082	12/31/2019
JGP Global Gestao de Recursos Ltda.	800,000	$35,896	12/31/2019
EEM	800,000	$35,896	12/31/2019
Northwestern Mutual Wealth Management Co.	799,413	$35,869	12/31/2019
EEM	799,413	$35,869	12/31/2019
Main Management LLC	796,427	$35,736	12/31/2019
EEM	796,427	$35,736	12/31/2019
CIBC Private Wealth Group LLC	794,096	$35,632	12/31/2019
EEM	794,096	$35,632	12/31/2019
Rokos Capital Management LLP		$35,598	12/31/2019
EEM	1,376,339	$61,550	12/31/2019
Put	1,000,000	$47,185	12/31/2019
Call	450,000	$21,233	12/31/2019
Commonwealth Equity Services LLC	790,034	$35,448	12/31/2019
EEM	790,034	$35,448	12/31/2019
TIAA FSB	765,845	$34,364	12/31/2019
EEM	765,845	$34,364	12/31/2019
MARSHALL WACE ASIA Ltd	735,004	$32,980	12/31/2019
EEM	735,004	$32,980	12/31/2019
Gladius Capital Management LP	733,600	$32,917	12/31/2019
EEM	733,600	$32,917	12/31/2019
Main Street Research LLC	722,184	$32,404	12/31/2019
EEM	722,184	$32,404	12/31/2019
Mutual of America Capital Management LLC	714,626	$32,065	12/31/2019
EEM	714,626	$32,065	12/31/2019
Canada Pension Plan Investment Board	696,000	$31,230	12/31/2019
EEM	696,000	$31,230	12/31/2019
DRW Securities LLC	690,000	$30,960	12/31/2019
EEM	690,000	$30,960	12/31/2019
Creative Planning		$30,609	12/31/2019
EEM	683,412	$30,665	12/31/2019
Put	31,200	$63	12/31/2019
Call	10,800	$7	12/31/2019
Soros Fund Management LLC		$30,332	12/31/2019
Call	676,000	$30,332	12/31/2019
Sumitomo Mitsui DS Asset Management Company Ltd	651,857	$29,248	12/31/2019
EEM	651,857	$29,248	12/31/2019
Stifel Financial Corp	645,074	$28,909	12/31/2019
EEM	645,074	$28,909	12/31/2019
Waldron Private Wealth LLC	619,613	$27,802	12/31/2019
EEM	619,613	$27,802	12/31/2019
Toronto Dominion Bank	613,751	$27,539	12/31/2019
EEM	613,751	$27,539	12/31/2019
Maven Securities LTD	613,845	$27,439	12/31/2019
EEM	613,845	$27,439	12/31/2019
Peconic Partners LLC	600,000	$26,922	12/31/2019
EEM	600,000	$26,922	12/31/2019
Fiera Capital Corp	589,817	$26,466	12/31/2019
EEM	589,817	$26,466	12/31/2019
APG Asset Management N.V.	651,122	$26,027	12/31/2019
EEM	651,122	$26,027	12/31/2019
HRT Financial LLC	579,892	$26,019	12/31/2019
EEM	579,892	$26,019	12/31/2019
Banque Pictet & Cie SA	579,721	$25,992	12/31/2019
EEM	579,721	$25,992	12/31/2019
Cetera Advisor Networks LLC	559,045	$25,068	12/31/2019
EEM	559,045	$25,068	12/31/2019
Itau Unibanco Holding S.A.	554,924	$24,899	12/31/2019
EEM	554,924	$24,899	12/31/2019
HAP Trading LLC		$23,893	12/31/2019
EEM	536,047	$24,052	12/31/2019
Put	680,800	$248	12/31/2019
Call	43,800	$89	12/31/2019
State Street Corp	510,963	$22,927	12/31/2019
EEM	510,963	$22,927	12/31/2019
TIAA Endowment & Philanthropic Services LLC	506,759	$22,738	12/31/2019
EEM	506,759	$22,738	12/31/2019
Sandell Asset Management Corp.		$22,435	12/31/2019
Call	500,000	$22,435	12/31/2019
Exane Derivatives		$22,357	12/31/2019
EEM	484,115	$22,109	12/31/2019
Call	1,500	$248	12/31/2019
HighTower Advisors LLC		$22,107	12/31/2019
EEM	501,606	$22,480	12/31/2019
Put	767,500	$391	12/31/2019
Call	15,300	$18	12/31/2019
Bank of Nova Scotia		$21,579	12/31/2019
EEM	489,044	$21,942	12/31/2019
Put	8,100	$363	12/31/2019
ING Groep NV	480,105	$21,542	12/31/2019
EEM	480,105	$21,542	12/31/2019
Comerica Bank	490,835	$21,096	12/31/2019
EEM	490,835	$21,096	12/31/2019
Price Wealth LLC	461,892	$20,725	12/31/2019
EEM	461,892	$20,725	12/31/2019
Algebris UK Ltd		$20,191	12/31/2019
Call	950,000	$42,626	12/31/2019
Put	500,000	$22,435	12/31/2019
SCS Capital Management LLC	445,253	$19,978	12/31/2019
EEM	445,253	$19,978	12/31/2019
Weiss Multi Strategy Advisers LLC	443,438	$19,897	12/31/2019
EEM	443,438	$19,897	12/31/2019
Ladenburg Thalmann Financial Services Inc.	527,450	$19,667	12/31/2019
EEM	527,450	$19,667	12/31/2019
Fiduciary Trust Co.	431,009	$19,340	12/31/2019
EEM	431,009	$19,340	12/31/2019
Asset Management One Co. Ltd.	428,000	$19,204	12/31/2019
EEM	428,000	$19,204	12/31/2019
Legal & General Group Plc	425,000	$19,055	12/31/2019
EEM	425,000	$19,055	12/31/2019
Glaxis Capital Management LLC		$18,845	12/31/2019
Call	420,000	$18,845	12/31/2019
Huntington National Bank	411,949	$18,484	12/31/2019
EEM	411,949	$18,484	12/31/2019
BOKF NA	409,204	$18,361	12/31/2019
EEM	409,204	$18,361	12/31/2019
Glenview Trust Co	409,123	$18,357	12/31/2019
EEM	409,123	$18,357	12/31/2019
Stephens Inc. AR	404,778	$18,162	12/31/2019
EEM	404,778	$18,162	12/31/2019
Global Financial Private Capital Inc	389,564	$17,480	12/31/2019
EEM	389,564	$17,480	12/31/2019
Twin Tree Management LP		$17,346	12/31/2019
EEM	937,382	$42,060	12/31/2019
Put	649,100	$29,125	12/31/2019
Call	98,300	$4,411	12/31/2019
Steward Partners Investment Advisory LLC	385,729	$17,307	12/31/2019
EEM	385,729	$17,307	12/31/2019
CIBC World Markets Inc.	385,036	$17,277	12/31/2019
EEM	385,036	$17,277	12/31/2019
Blair William & Co. IL	381,070	$17,099	12/31/2019
EEM	381,070	$17,099	12/31/2019
Eastern Bank	376,313	$16,885	12/31/2019
EEM	376,313	$16,885	12/31/2019
Cambridge Investment Research Advisors Inc.	372,328	$16,706	12/31/2019
EEM	372,328	$16,706	12/31/2019
Advisor Group Inc.	370,420	$16,622	12/31/2019
EEM	370,420	$16,622	12/31/2019
MML Investors Services LLC	368,915	$16,553	12/31/2019
EEM	368,915	$16,553	12/31/2019
Private Advisor Group LLC	367,844	$16,505	12/31/2019
EEM	367,844	$16,505	12/31/2019
Brown Advisory Inc.	366,061	$16,426	12/31/2019
EEM	366,061	$16,426	12/31/2019
Prudential PLC	361,515	$16,221	12/31/2019
EEM	361,515	$16,221	12/31/2019
MUFG Americas Holdings Corp	355,556	$15,954	12/31/2019
EEM	355,556	$15,954	12/31/2019
WealthBridge Investment Counsel Inc.	351,360	$15,766	12/31/2019
EEM	351,360	$15,766	12/31/2019
Renaissance Technologies LLC	348,900	$15,655	12/31/2019
EEM	348,900	$15,655	12/31/2019
Commerce Bank	347,631	$15,598	12/31/2019
EEM	347,631	$15,598	12/31/2019
Marketfield Asset Management LLC	345,748	$15,479	12/31/2019
EEM	345,748	$15,479	12/31/2019
Baird Financial Group Inc.	343,506	$15,413	12/31/2019
EEM	343,506	$15,413	12/31/2019
Lockheed Martin Investment Management Co.	337,000	$15,121	12/31/2019
EEM	337,000	$15,121	12/31/2019
Pictet Asset Management Ltd.		$15,020	12/31/2019
Call	335,000	$15,020	12/31/2019
Slate Path Capital LP		$14,942	12/31/2019
Call	333,000	$14,942	12/31/2019
BW Gestao de Investimentos Ltda.	332,900	$14,937	12/31/2019
EEM	332,900	$14,937	12/31/2019
Capital Planning Advisors LLC	326,456	$14,648	12/31/2019
EEM	326,456	$14,648	12/31/2019
Synovus Financial Corp	321,964	$14,446	12/31/2019
EEM	321,964	$14,446	12/31/2019
Lbmc Investment Advisors LLC	313,211	$14,054	12/31/2019
EEM	313,211	$14,054	12/31/2019
Keel Point LLC	311,891	$13,995	12/31/2019
EEM	311,891	$13,995	12/31/2019
Bank of The West	310,811	$13,947	12/31/2019
EEM	310,811	$13,947	12/31/2019
Alliancebernstein L.P.	310,518	$13,933	12/31/2019
EEM	310,518	$13,933	12/31/2019
Arbor Investment Advisors LLC	308,821	$13,857	12/31/2019
EEM	308,821	$13,857	12/31/2019
Eaton Vance Management	290,801	$13,048	12/31/2019
EEM	290,801	$13,048	12/31/2019
Atwood & Palmer Inc.	290,004	$13,012	12/31/2019
EEM	290,004	$13,012	12/31/2019
Park Avenue Securities LLC	285,327	$12,803	12/31/2019
EEM	285,327	$12,803	12/31/2019
Mirae Asset Global Investments Co. Ltd.	283,110	$12,703	12/31/2019
EEM	283,110	$12,703	12/31/2019
New Vernon Capital Holdings II LLC	97,968	$12,679	12/31/2019
EEM	97,968	$12,679	12/31/2019
Comerica Securities Inc.	280,772	$12,598	12/31/2019
EEM	280,772	$12,598	12/31/2019
Stevens Capital Management LP	279,537	$12,543	12/31/2019
EEM	279,537	$12,543	12/31/2019
Portland Global Advisors LLC	276,240	$12,395	12/31/2019
EEM	276,240	$12,395	12/31/2019
Mirabella Financial Services LLP	272,870	$12,244	12/31/2019
EEM	272,870	$12,244	12/31/2019
Front Barnett Associates LLC	272,452	$12,225	12/31/2019
EEM	272,452	$12,225	12/31/2019
Janney Montgomery Scott LLC	271,785	$12,195	12/31/2019
EEM	271,785	$12,195	12/31/2019
Chicago Partners Investment Group LLC	261,055	$12,001	12/31/2019
EEM	261,055	$12,001	12/31/2019
Full Sail Capital LLC	267,796	$11,989	12/31/2019
EEM	267,796	$11,989	12/31/2019
Vantage Financial Partners Ltd. Inc.	262,475	$11,777	12/31/2019
EEM	262,475	$11,777	12/31/2019
Ferguson Wellman Capital Management Inc.	262,239	$11,767	12/31/2019
EEM	262,239	$11,767	12/31/2019
Pictet North America Advisors SA	261,662	$11,732	12/31/2019
EEM	261,662	$11,732	12/31/2019
Progeny 3 Inc.	260,000	$11,666	12/31/2019
EEM	260,000	$11,666	12/31/2019
Honkamp Krueger Financial Services Inc.	256,483	$11,508	12/31/2019
EEM	256,483	$11,508	12/31/2019
Jasper Ridge Partners L.P.	254,150	$11,404	12/31/2019
EEM	254,150	$11,404	12/31/2019
Edge Capital Group LLC	253,269	$11,364	12/31/2019
EEM	253,269	$11,364	12/31/2019
Flow Traders U.S. LLC	252,786	$11,343	12/31/2019
EEM	252,786	$11,343	12/31/2019
Twele Capital Management Inc.	251,940	$11,305	12/31/2019
EEM	251,940	$11,305	12/31/2019
Reilly Financial Advisors LLC	251,422	$11,281	12/31/2019
EEM	251,422	$11,281	12/31/2019
Cheyne Capital Management UK LLP	250,000	$11,218	12/31/2019
EEM	250,000	$11,218	12/31/2019
Atlas Principals LLC		$11,218	12/31/2019
Call	250,000	$11,218	12/31/2019
Gofen & Glossberg LLC IL	249,834	$11,210	12/31/2019
EEM	249,834	$11,210	12/31/2019
United Capital Financial Advisers LLC	243,016	$10,904	12/31/2019
EEM	243,016	$10,904	12/31/2019
Verger Capital Management LLC	242,405	$10,876	12/31/2019
EEM	242,405	$10,876	12/31/2019
Boston Private Wealth LLC	237,936	$10,676	12/31/2019
EEM	237,936	$10,676	12/31/2019
1ST Source Bank	235,409	$10,563	12/31/2019
EEM	235,409	$10,563	12/31/2019
Falcon Edge Capital LP	234,943	$10,542	12/31/2019
EEM	234,943	$10,542	12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main	232,391	$10,427	12/31/2019
EEM	232,391	$10,427	12/31/2019
Cambridge Trust Co.	230,178	$10,328	12/31/2019
EEM	230,178	$10,328	12/31/2019
Strategic Investment Advisors MI	228,957	$10,273	12/31/2019
EEM	228,957	$10,273	12/31/2019
Ballentine Partners LLC	228,422	$10,249	12/31/2019
EEM	228,422	$10,249	12/31/2019
Commerzbank Aktiengesellschaft FI	228,087	$10,234	12/31/2019
EEM	228,087	$10,234	12/31/2019
AGF Investments Inc.	225,000	$10,096	12/31/2019
EEM	225,000	$10,096	12/31/2019
Glenmede Trust Co. NA	223,980	$10,049	12/31/2019
EEM	223,980	$10,049	12/31/2019
Bluefin Trading LLC		$10,031	12/31/2019
EEM	222,880	$10,001	12/31/2019
Call	133,200	$89	12/31/2019
Put	456,200	$59	12/31/2019
Stephens Group Asset Management LLC	222,720	$9,993	12/31/2019
EEM	222,720	$9,993	12/31/2019
Whittier Trust Co.	222,246	$9,970	12/31/2019
EEM	222,246	$9,970	12/31/2019
Evergreen Capital Management LLC	221,830	$9,954	12/31/2019
EEM	221,830	$9,954	12/31/2019
Schafer Cullen Capital Management Inc	221,561	$9,941	12/31/2019
EEM	221,561	$9,941	12/31/2019
UBP Investment Advisors SA	220,612	$9,899	12/31/2019
EEM	220,612	$9,899	12/31/2019
Polaris Greystone Financial Group LLC	287,474	$9,811	03/31/2020
EEM	287,474	$9,811	03/31/2020
Valeo Financial Advisors LLC		$9,694	12/31/2019
EEM	214,032	$9,604	12/31/2019
Call	2,000	$90	12/31/2019
Caxton Associates LP		$9,680	12/31/2019
EEM	165,728	$7,436	12/31/2019
Call	50,000	$2,244	12/31/2019
Thomas White International Ltd.	214,664	$9,632	12/31/2019
EEM	214,664	$9,632	12/31/2019
Cpwm LLC	214,132	$9,608	12/31/2019
EEM	214,132	$9,608	12/31/2019
FineMark National Bank & Trust	213,463	$9,578	12/31/2019
EEM	213,463	$9,578	12/31/2019
SNS Financial Group LLC	212,786	$9,548	12/31/2019
EEM	212,786	$9,548	12/31/2019
Brandywine Global Investment Management LLC	207,200	$9,486	12/31/2019
EEM	207,200	$9,486	12/31/2019
Capital Fund Management S.A.	209,566	$9,403	12/31/2019
EEM	209,566	$9,403	12/31/2019
Sumitomo Mitsui Trust Holdings Inc.	204,929	$9,195	12/31/2019
EEM	204,929	$9,195	12/31/2019
Kingfisher Capital LLC	200,712	$9,006	12/31/2019
EEM	200,712	$9,006	12/31/2019
Oppenheimer & Co. Inc.	199,537	$8,953	12/31/2019
EEM	199,537	$8,953	12/31/2019
Barings LLC	199,037	$8,930	12/31/2019
EEM	199,037	$8,930	12/31/2019
NTV Asset Management LLC	197,946	$8,882	12/31/2019
EEM	197,946	$8,882	12/31/2019
Susquehanna International Group Ltd.	196,582	$8,821	12/31/2019
EEM	196,582	$8,821	12/31/2019
Roundview Capital LLC	193,612	$8,687	12/31/2019
EEM	193,612	$8,687	12/31/2019
ST Germain D J Co. Inc.	192,971	$8,659	12/31/2019
EEM	192,971	$8,659	12/31/2019
Coldstream Capital Management Inc.	192,396	$8,633	12/31/2019
EEM	192,396	$8,633	12/31/2019
Dakota Wealth Management	191,168	$8,577	12/31/2019
EEM	191,168	$8,577	12/31/2019
Whittier Trust Co. of Nevada Inc.	190,189	$8,532	12/31/2019
EEM	190,189	$8,532	12/31/2019
MAI Capital Management	187,068	$8,394	12/31/2019
EEM	187,068	$8,394	12/31/2019
Bridges Investment Management Inc.	185,796	$8,337	12/31/2019
EEM	185,796	$8,337	12/31/2019
Simmons Bank	183,740	$8,244	12/31/2019
EEM	183,740	$8,244	12/31/2019
Efficient Advisors LLC	182,060	$8,169	12/31/2019
EEM	182,060	$8,169	12/31/2019
First Midwest Bank Trust Division	180,672	$8,107	12/31/2019
EEM	180,672	$8,107	12/31/2019
Schroder Investment Management Group	177,351	$7,958	12/31/2019
EEM	177,351	$7,958	12/31/2019
Dimension Capital Management LLC	176,628	$7,926	12/31/2019
EEM	176,628	$7,926	12/31/2019
GWM Advisors LLC	176,654	$7,926	12/31/2019
EEM	176,654	$7,926	12/31/2019
Citizens Financial Group Inc RI	175,930	$7,894	12/31/2019
EEM	175,930	$7,894	12/31/2019
MetLife Investment Management LLC	175,799	$7,888	12/31/2019
EEM	175,799	$7,888	12/31/2019
Estate Counselors LLC	174,600	$7,834	12/31/2019
EEM	174,600	$7,834	12/31/2019
Cullen Frost Bankers Inc.	174,238	$7,818	12/31/2019
EEM	174,238	$7,818	12/31/2019
SeaTown Holdings Pte. Ltd.	173,600	$7,789	12/31/2019
EEM	173,600	$7,789	12/31/2019
Karp Capital Management Corp	173,007	$7,763	12/31/2019
EEM	173,007	$7,763	12/31/2019
Fieldpoint Private Securities LLC	172,484	$7,739	12/31/2019
EEM	172,484	$7,739	12/31/2019
Rockefeller Capital Management L.P.	172,318	$7,732	12/31/2019
EEM	172,318	$7,732	12/31/2019
First Merchants Corp	169,872	$7,620	12/31/2019
EEM	169,872	$7,620	12/31/2019
Lake Street Advisors Group LLC	168,888	$7,578	12/31/2019
EEM	168,888	$7,578	12/31/2019
Rathbone Brothers plc	165,509	$7,426	12/31/2019
EEM	165,509	$7,426	12/31/2019
Natixis	165,453	$7,407	12/31/2019
EEM	165,453	$7,407	12/31/2019
Stratos Wealth Partners LTD.	162,212	$7,278	12/31/2019
EEM	162,212	$7,278	12/31/2019
Bremer Bank National Association	161,594	$7,251	12/31/2019
EEM	161,594	$7,251	12/31/2019
Edmond DE Rothschild Holding S.A.	161,089	$7,228	12/31/2019
EEM	161,089	$7,228	12/31/2019
United Asset Strategies Inc.	160,484	$7,201	12/31/2019
EEM	160,484	$7,201	12/31/2019
Sei Investments Co.	160,007	$7,181	12/31/2019
EEM	160,007	$7,181	12/31/2019
Sageworth Trust Co	159,935	$7,176	12/31/2019
EEM	159,935	$7,176	12/31/2019
Salomon & Ludwin LLC	209,608	$7,154	03/31/2020
EEM	209,608	$7,154	03/31/2020
Regal Investment Advisors LLC	159,377	$7,151	12/31/2019
EEM	159,377	$7,151	12/31/2019
Consolidated Investment Group LLC	157,816	$7,081	12/31/2019
EEM	157,816	$7,081	12/31/2019
Cascadia Advisory Services LLC	157,627	$7,073	12/31/2019
EEM	157,627	$7,073	12/31/2019
Avantax Advisory Services Inc.	155,452	$6,973	12/31/2019
EEM	155,452	$6,973	12/31/2019
Israel Discount Bank of New York	153,320	$6,880	12/31/2019
EEM	153,320	$6,880	12/31/2019
Confluence Wealth Management LLC	153,072	$6,868	12/31/2019
EEM	153,072	$6,868	12/31/2019
Sfmg LLC	152,566	$6,846	12/31/2019
EEM	152,566	$6,846	12/31/2019
Clear Street Markets LLC		$6,828	12/31/2019
Call	2,030	$9,108	12/31/2019
Put	1,237	$5,551	12/31/2019
EEM	72,900	$3,271	12/31/2019
Thrivent Financial for Lutherans	150,955	$6,773	12/31/2019
EEM	150,955	$6,773	12/31/2019
New York State Common Retirement Fund	150,075	$6,734	12/31/2019
EEM	150,075	$6,734	12/31/2019
Goldentree Asset Management LP	150,000	$6,730	12/31/2019
EEM	150,000	$6,730	12/31/2019
Two Sigma Investments LP	149,094	$6,690	12/31/2019
EEM	149,094	$6,690	12/31/2019
Lincoln National Corp	148,680	$6,671	12/31/2019
EEM	148,680	$6,671	12/31/2019
Cartica Management LLC	148,053	$6,643	12/31/2019
EEM	148,053	$6,643	12/31/2019
Scotia Capital Inc.	146,194	$6,561	12/31/2019
EEM	146,194	$6,561	12/31/2019
AMG National Trust Bank	145,032	$6,508	12/31/2019
EEM	145,032	$6,508	12/31/2019
Aspiriant LLC	144,299	$6,477	12/31/2019
EEM	144,299	$6,477	12/31/2019
Healthcare of Ontario Pension Plan Trust Fund		$6,416	12/31/2019
Call	75,000	$3,365	12/31/2019
EEM	68,000	$3,051	12/31/2019
Juncture Wealth Strategies LLC	141,712	$6,359	12/31/2019
EEM	141,712	$6,359	12/31/2019
BRYN MAWR TRUST Co	139,271	$6,250	12/31/2019
EEM	139,271	$6,250	12/31/2019
Janus Henderson Group PLC	139,020	$6,238	12/31/2019
EEM	139,020	$6,238	12/31/2019
Cerity Partners LLC	138,833	$6,229	12/31/2019
EEM	138,833	$6,229	12/31/2019
Mycio Wealth Partners LLC	138,394	$6,210	12/31/2019
EEM	138,394	$6,210	12/31/2019
Windsor Creek Advisors LLC	135,082	$6,061	12/31/2019
EEM	135,082	$6,061	12/31/2019
Two Sigma Securities LLC		$6,014	12/31/2019
EEM	168,228	$7,548	12/31/2019
Put	166,200	$7,457	12/31/2019
Call	132,000	$5,923	12/31/2019
Steel Peak Wealth Management LLC	133,647	$5,997	12/31/2019
EEM	133,647	$5,997	12/31/2019
Price T Rowe Associates Inc. MD		$5,959	12/31/2019
Call	132,800	$5,959	12/31/2019
Stock Yards Bank & Trust Co.	171,174	$5,842	03/31/2020
EEM	171,174	$5,842	03/31/2020
Hapanowicz & Associates Financial Services Inc	130,260	$5,842	12/31/2019
EEM	130,260	$5,842	12/31/2019
Psagot Investment House Ltd.	129,801	$5,824	12/31/2019
EEM	129,801	$5,824	12/31/2019
Brighton Jones LLC	129,647	$5,817	12/31/2019
EEM	129,647	$5,817	12/31/2019
Financial Advocates Investment Management	129,328	$5,812	12/31/2019
EEM	129,328	$5,812	12/31/2019
Coyle Financial Counsel LLC	127,489	$5,720	12/31/2019
EEM	127,489	$5,720	12/31/2019
Pinebridge Investments L.P.	127,300	$5,712	12/31/2019
EEM	127,300	$5,712	12/31/2019
Emery Howard Portfolio Management Inc.	126,081	$5,657	12/31/2019
EEM	126,081	$5,657	12/31/2019
Captrust Financial Advisors	122,966	$5,629	12/31/2019
EEM	122,966	$5,629	12/31/2019
First Financial Bank Trust Division	164,005	$5,597	03/31/2020
EEM	164,005	$5,597	03/31/2020
Smart Portfolios LLC	122,491	$5,496	12/31/2019
EEM	122,491	$5,496	12/31/2019
Country Club Trust Company n.a.	122,677	$5,493	12/31/2019
EEM	122,677	$5,493	12/31/2019
Paulson Wealth Management Inc.	116,549	$5,388	12/31/2019
EEM	116,549	$5,388	12/31/2019
Adell Harriman & Carpenter Inc.	119,908	$5,380	12/31/2019
EEM	119,908	$5,380	12/31/2019
Omnia Family Wealth LLC	117,332	$5,265	12/31/2019
EEM	117,332	$5,265	12/31/2019
BBVA USA Bancshares Inc.	116,958	$5,248	12/31/2019
EEM	116,958	$5,248	12/31/2019
Edgehill Endowment Partners LLC	152,691	$5,211	03/31/2020
EEM	152,691	$5,211	03/31/2020
Goldstein Munger & Associates	116,076	$5,208	12/31/2019
EEM	116,076	$5,208	12/31/2019
Boys Arnold & Co. Inc.	112,536	$5,050	12/31/2019
EEM	112,536	$5,050	12/31/2019
FormulaFolio Investments LLC	112,417	$5,044	12/31/2019
EEM	112,417	$5,044	12/31/2019
Northeast Investment Management	112,148	$5,032	12/31/2019
EEM	112,148	$5,032	12/31/2019
RiverGlades Family Offices LLC	111,727	$5,013	12/31/2019
EEM	111,727	$5,013	12/31/2019
Baystate Wealth Management LLC	110,606	$4,963	12/31/2019
EEM	110,606	$4,963	12/31/2019
BOK Financial Private Wealth Inc.	110,240	$4,946	12/31/2019
EEM	110,240	$4,946	12/31/2019
NorthCoast Asset Management LLC	108,930	$4,888	12/31/2019
EEM	108,930	$4,888	12/31/2019
Personal Resources Investment & Strategic Management Inc.	108,948	$4,888	12/31/2019
EEM	108,948	$4,888	12/31/2019
Palladium Partners LLC	108,190	$4,855	12/31/2019
EEM	108,190	$4,855	12/31/2019
AMS Capital Ltda	107,410	$4,819	12/31/2019
EEM	107,410	$4,819	12/31/2019
All Terrain Financial Advisors LLC	107,061	$4,804	12/31/2019
EEM	107,061	$4,804	12/31/2019
Trustcore Financial Services LLC		$4,785	12/31/2019
EEM	164,342	$7,374	12/31/2019
Put	58,600	$2,629	12/31/2019
Call	900	$40	12/31/2019
Boston Family Office LLC	106,165	$4,764	12/31/2019
EEM	106,165	$4,764	12/31/2019
HMS Capital Management LLC		$4,741	12/31/2019
EEM	162,366	$7,285	12/31/2019
Put	56,700	$2,544	12/31/2019
Stelac Advisory Services LLC	105,060	$4,714	12/31/2019
EEM	105,060	$4,714	12/31/2019
Point72 Asset Management L.P.	105,000	$4,711	12/31/2019
EEM	105,000	$4,711	12/31/2019
Capital Directions Investment Advisors LLC	104,056	$4,669	12/31/2019
EEM	104,056	$4,669	12/31/2019
Covalis Capital LLP	103,979	$4,665	12/31/2019
EEM	103,979	$4,665	12/31/2019
Fort Point Capital Partners LLC	103,564	$4,647	12/31/2019
EEM	103,564	$4,647	12/31/2019
Strategic Wealth Management Inc.	103,360	$4,638	12/31/2019
EEM	103,360	$4,638	12/31/2019
Alphadyne Asset Management LP	112,326	$4,591	12/31/2019
EEM	112,326	$4,591	12/31/2019
Robertson Stephens Wealth Management LLC	102,312	$4,590	12/31/2019
EEM	102,312	$4,590	12/31/2019
Bridgecreek Investment Management LLC	102,225	$4,587	12/31/2019
EEM	102,225	$4,587	12/31/2019
Magnus Financial Group LLC	101,913	$4,573	12/31/2019
EEM	101,913	$4,573	12/31/2019
Equitable Holdings Inc.	100,998	$4,532	12/31/2019
EEM	100,998	$4,532	12/31/2019
Usca Ria LLC	100,771	$4,522	12/31/2019
EEM	100,771	$4,522	12/31/2019
BSW Wealth Partners	100,591	$4,514	12/31/2019
EEM	100,591	$4,514	12/31/2019
Loews Corp	100,000	$4,487	12/31/2019
EEM	100,000	$4,487	12/31/2019
Pinnacle Financial Partners Inc.	98,846	$4,435	12/31/2019
EEM	98,846	$4,435	12/31/2019
Chevy Chase Trust Holdings Inc.	98,030	$4,398	12/31/2019
EEM	98,030	$4,398	12/31/2019
Security National Trust Co.	96,805	$4,343	12/31/2019
EEM	96,805	$4,343	12/31/2019
Trustmark National Bank Trust Department	96,126	$4,313	12/31/2019
EEM	96,126	$4,313	12/31/2019
Abacus Planning Group Inc.	95,550	$4,287	12/31/2019
EEM	95,550	$4,287	12/31/2019
Smith Moore & CO.	94,965	$4,261	12/31/2019
EEM	94,965	$4,261	12/31/2019
Jackson Financial Management	94,255	$4,229	12/31/2019
EEM	94,255	$4,229	12/31/2019
Hancock Whitney Corp	93,493	$4,195	12/31/2019
EEM	93,493	$4,195	12/31/2019
Accuvest Global Advisors	93,228	$4,183	12/31/2019
EEM	93,228	$4,183	12/31/2019
AdvisorNet Financial Inc	92,993	$4,173	12/31/2019
EEM	92,993	$4,173	12/31/2019
Brandes Investment Partners LP	92,269	$4,140	12/31/2019
EEM	92,269	$4,140	12/31/2019
Archford Capital Strategies LLC	92,011	$4,129	12/31/2019
EEM	92,011	$4,129	12/31/2019
American International Group Inc.	91,217	$4,093	12/31/2019
EEM	91,217	$4,093	12/31/2019
Phoenix Holdings Ltd.	91,630	$4,083	12/31/2019
EEM	91,630	$4,083	12/31/2019
D.A. Davidson & CO.	90,977	$4,082	12/31/2019
EEM	90,977	$4,082	12/31/2019
Waddell & Associates LLC	90,977	$4,082	12/31/2019
EEM	90,977	$4,082	12/31/2019
Great Lakes Advisors LLC	90,028	$4,040	12/31/2019
EEM	90,028	$4,040	12/31/2019
Azimuth Capital Management LLC	89,823	$4,030	12/31/2019
EEM	89,823	$4,030	12/31/2019
Addenda Capital Inc.	89,500	$4,016	12/31/2019
EEM	89,500	$4,016	12/31/2019
SlateStone Wealth LLC	89,392	$4,011	12/31/2019
EEM	89,392	$4,011	12/31/2019
Wetherby Asset Management Inc.	89,269	$4,006	12/31/2019
EEM	89,269	$4,006	12/31/2019
Freestone Capital Holdings LLC	88,611	$3,976	12/31/2019
EEM	88,611	$3,976	12/31/2019
Almanack Investment Partners LLC.	88,397	$3,966	12/31/2019
EEM	88,397	$3,966	12/31/2019
Arcus Capital Partners LLC	88,353	$3,964	12/31/2019
EEM	88,353	$3,964	12/31/2019
Asset Management Group Inc.	88,317	$3,963	12/31/2019
EEM	88,317	$3,963	12/31/2019
NBT Bank N A NY	88,231	$3,959	12/31/2019
EEM	88,231	$3,959	12/31/2019
First Interstate Bank	87,384	$3,921	12/31/2019
EEM	87,384	$3,921	12/31/2019
Midwest Professional Planners LTD.	87,155	$3,911	12/31/2019
EEM	87,155	$3,911	12/31/2019
Smithfield Trust Co.	87,159	$3,910	12/31/2019
EEM	87,159	$3,910	12/31/2019
Allen Investment Management LLC	86,731	$3,892	12/31/2019
EEM	86,731	$3,892	12/31/2019
Castleark Management LLC	86,725	$3,891	12/31/2019
EEM	86,725	$3,891	12/31/2019
Level Four Advisory Services LLC	57,839	$3,875	12/31/2019
EEM	57,839	$3,875	12/31/2019
Private Portfolio Partners LLC	86,068	$3,862	12/31/2019
EEM	86,068	$3,862	12/31/2019
Wilbanks Smith & Thomas Asset Management LLC	85,644	$3,843	12/31/2019
EEM	85,644	$3,843	12/31/2019
SP Asset Management	85,512	$3,837	12/31/2019
EEM	85,512	$3,837	12/31/2019
Blue Fin Capital Inc.	85,648	$3,833	12/31/2019
EEM	85,648	$3,833	12/31/2019
Marshall Wace North America L.P.	84,783	$3,804	12/31/2019
EEM	84,783	$3,804	12/31/2019
Parsec Financial Management Inc.	83,782	$3,759	12/31/2019
EEM	83,782	$3,759	12/31/2019
Toroso Investments LLC	83,720	$3,756	12/31/2019
EEM	83,720	$3,756	12/31/2019
Clearstead Advisors LLC	82,838	$3,717	12/31/2019
EEM	82,838	$3,717	12/31/2019
Core Wealth Advisors Inc.	82,284	$3,692	12/31/2019
EEM	82,284	$3,692	12/31/2019
Cibc Bank USA	80,036	$3,592	12/31/2019
EEM	80,036	$3,592	12/31/2019
Burleson & Company LLC	76,793	$3,489	12/31/2019
EEM	76,793	$3,489	12/31/2019
Pittenger & Anderson Inc.	77,375	$3,472	12/31/2019
EEM	77,375	$3,472	12/31/2019
Tiemann Investment Advisors LLC	77,335	$3,470	12/31/2019
EEM	77,335	$3,470	12/31/2019
LFA Lugano Financial Advisors SA	81,989	$3,453	03/31/2020
EEM	81,989	$3,453	03/31/2020
Lido Advisors LLC	76,949	$3,453	12/31/2019
EEM	76,949	$3,453	12/31/2019
City Holding Co.	76,807	$3,446	12/31/2019
EEM	76,807	$3,446	12/31/2019
HBK Sorce Advisory LLC	76,704	$3,442	12/31/2019
EEM	76,704	$3,442	12/31/2019
EP Wealth Advisors LLC	76,150	$3,417	12/31/2019
EEM	76,150	$3,417	12/31/2019
First Allied Advisory Services Inc.	75,270	$3,378	12/31/2019
EEM	75,270	$3,378	12/31/2019
Vontobel Swiss Wealth Advisors AG	72,482	$3,252	12/31/2019
EEM	72,482	$3,252	12/31/2019
Putnam FL Investment Management Co.	71,324	$3,200	12/31/2019
EEM	71,324	$3,200	12/31/2019
Grimes & Company Inc.	70,733	$3,174	12/31/2019
EEM	70,733	$3,174	12/31/2019
Perigon Wealth Management LLC	70,508	$3,160	12/31/2019
EEM	70,508	$3,160	12/31/2019
Grove Bank & Trust	70,222	$3,151	12/31/2019
EEM	70,222	$3,151	12/31/2019
Parisi Gray Wealth Management	70,149	$3,148	12/31/2019
EEM	70,149	$3,148	12/31/2019
Summit Financial Group Inc.	91,974	$3,139	03/31/2020
EEM	91,974	$3,139	03/31/2020
Bailard Inc.	69,956	$3,139	12/31/2019
EEM	69,956	$3,139	12/31/2019
Edgestream Partners L.P.	69,891	$3,136	12/31/2019
EEM	69,891	$3,136	12/31/2019
JMG Financial Group Ltd.	69,536	$3,120	12/31/2019
EEM	69,536	$3,120	12/31/2019
Coastline Trust Co	68,676	$3,082	12/31/2019
EEM	68,676	$3,082	12/31/2019
Sowell Financial Services LLC	68,658	$3,081	12/31/2019
EEM	68,658	$3,081	12/31/2019
Alexandria Capital LLC	68,530	$3,075	12/31/2019
EEM	68,530	$3,075	12/31/2019
Verdence Capital Advisors LLC	68,413	$3,070	12/31/2019
EEM	68,413	$3,070	12/31/2019
Waters Parkerson & CO. LLC	68,069	$3,054	12/31/2019
EEM	68,069	$3,054	12/31/2019
Johnson Investment Counsel Inc.	67,693	$3,037	12/31/2019
EEM	67,693	$3,037	12/31/2019
AE Wealth Management LLC	67,526	$3,030	12/31/2019
EEM	67,526	$3,030	12/31/2019
NWI Management LP	67,500	$3,029	12/31/2019
EEM	67,500	$3,029	12/31/2019
Sumitomo Mitsui Financial Group Inc.	67,447	$3,026	12/31/2019
EEM	67,447	$3,026	12/31/2019
Tocqueville Asset Management L.P.	67,415	$3,025	12/31/2019
EEM	67,415	$3,025	12/31/2019
Mutual of Omaha Bank Wealth Management	67,412	$3,024	12/31/2019
EEM	67,412	$3,024	12/31/2019
Arrowstreet Capital Limited Partnership	66,851	$3,000	12/31/2019
EEM	66,851	$3,000	12/31/2019
Gryphon Financial Partners LLC	66,308	$2,975	12/31/2019
EEM	66,308	$2,975	12/31/2019
Parallel Advisors LLC	65,782	$2,952	12/31/2019
EEM	65,782	$2,952	12/31/2019
EFG Asset Management Americas Corp.	64,921	$2,927	12/31/2019
EEM	64,921	$2,927	12/31/2019
Bach Option Ltd		$2,919	12/31/2019
Call	103,800	$4,661	12/31/2019
Put	38,800	$1,742	12/31/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.	64,851	$2,914	12/31/2019
EEM	64,851	$2,914	12/31/2019
WP Advisors LLC	64,875	$2,911	12/31/2019
EEM	64,875	$2,911	12/31/2019
Fusion Capital LLC	64,723	$2,904	12/31/2019
EEM	64,723	$2,904	12/31/2019
Birch Hill Investment Advisors LLC	63,849	$2,865	12/31/2019
EEM	63,849	$2,865	12/31/2019
Miracle Mile Advisors LLC	63,700	$2,858	12/31/2019
EEM	63,700	$2,858	12/31/2019
Brookstone Capital Management	62,956	$2,825	12/31/2019
EEM	62,956	$2,825	12/31/2019
Wall Capital Group Inc.	82,587	$2,819	03/31/2020
EEM	82,587	$2,819	03/31/2020
Smith & Howard Wealth Management LLC	62,667	$2,812	12/31/2019
EEM	62,667	$2,812	12/31/2019
RWC Asset Advisors US LLC	62,260	$2,794	12/31/2019
EEM	62,260	$2,794	12/31/2019
HM Payson & Co.	61,906	$2,778	12/31/2019
EEM	61,906	$2,778	12/31/2019
Compagnie Lombard Odier SCmA	61,910	$2,777	12/31/2019
EEM	61,910	$2,777	12/31/2019
Carret Asset Management LLC	61,702	$2,769	12/31/2019
EEM	61,702	$2,769	12/31/2019
Cliftonlarsonallen Wealth Advisors LLC	60,857	$2,731	12/31/2019
EEM	60,857	$2,731	12/31/2019
Independent Family Office LLC	60,562	$2,717	12/31/2019
EEM	60,562	$2,717	12/31/2019
Capital Investment Advisors LLC	60,349	$2,708	12/31/2019
EEM	60,349	$2,708	12/31/2019
Moore Capital Management LP		$2,683	12/31/2019
EEM	559,800	$25,118	12/31/2019
Put	500,000	$22,435	12/31/2019
Mutual Advisors LLC	59,714	$2,679	12/31/2019
EEM	59,714	$2,679	12/31/2019
Advisory Services Network LLC	59,409	$2,665	12/31/2019
EEM	59,409	$2,665	12/31/2019
Marshall & Sullivan Inc. WA	59,353	$2,663	12/31/2019
EEM	59,353	$2,663	12/31/2019
Financial Counselors Inc.	59,135	$2,653	12/31/2019
EEM	59,135	$2,653	12/31/2019
Crescent Grove Advisors LLC	58,720	$2,635	12/31/2019
EEM	58,720	$2,635	12/31/2019
Allianz Asset Management GmbH	58,423	$2,622	12/31/2019
EEM	58,423	$2,622	12/31/2019
SkyOak Wealt LLC	58,248	$2,614	12/31/2019
EEM	58,248	$2,614	12/31/2019
Webster Bank N. A.	58,001	$2,603	12/31/2019
EEM	58,001	$2,603	12/31/2019
Cranbrook Wealth Management LLC	57,172	$2,565	12/31/2019
EEM	57,172	$2,565	12/31/2019
Evercore Wealth Management LLC	56,952	$2,556	12/31/2019
EEM	56,952	$2,556	12/31/2019
XML Financial LLC	56,514	$2,543	12/31/2019
EEM	56,514	$2,543	12/31/2019
Endurance Wealth Management Inc.	56,585	$2,539	12/31/2019
EEM	56,585	$2,539	12/31/2019
FTB Advisors Inc.	55,951	$2,510	12/31/2019
EEM	55,951	$2,510	12/31/2019
Fluent Financial LLC	55,255	$2,479	12/31/2019
EEM	55,255	$2,479	12/31/2019
IFG Advisory LLC	54,347	$2,438	12/31/2019
EEM	54,347	$2,438	12/31/2019
Wintrust Investments LLC		$2,434	12/31/2019
OPT	51,000	$2,181	12/31/2019
EEM	5,636	$253	12/31/2019
Parsons Capital Management Inc. RI	54,006	$2,423	12/31/2019
EEM	54,006	$2,423	12/31/2019
Segall Bryant & Hamill LLC	53,795	$2,409	12/31/2019
EEM	53,795	$2,409	12/31/2019
Calamos Wealth Management LLC	53,401	$2,396	12/31/2019
EEM	53,401	$2,396	12/31/2019
Oxford Financial Group Ltd.	53,221	$2,388	12/31/2019
EEM	53,221	$2,388	12/31/2019
Strategic Wealth Advisors Group LLC	52,643	$2,365	12/31/2019
EEM	52,643	$2,365	12/31/2019
Independence Advisors LLC	52,661	$2,363	12/31/2019
EEM	52,661	$2,363	12/31/2019
Quest Investment Management LLC	52,478	$2,355	12/31/2019
EEM	52,478	$2,355	12/31/2019
Heritage Investors Management Corp	52,232	$2,344	12/31/2019
EEM	52,232	$2,344	12/31/2019
Brinker Capital Inc.	52,170	$2,341	12/31/2019
EEM	52,170	$2,341	12/31/2019
New England Private Wealth Advisors LLC	52,080	$2,335	12/31/2019
EEM	52,080	$2,335	12/31/2019
GHP Investment Advisors Inc.	51,698	$2,320	12/31/2019
EEM	51,698	$2,320	12/31/2019
Fulton Bank N.A.	67,913	$2,318	03/31/2020
EEM	67,913	$2,318	03/31/2020
Retirement Income Solutions Inc	51,333	$2,303	12/31/2019
EEM	51,333	$2,303	12/31/2019
First Commonwealth Financial Corp PA	50,693	$2,275	12/31/2019
EEM	50,693	$2,275	12/31/2019
Dowling & Yahnke LLC	50,578	$2,269	12/31/2019
EEM	50,578	$2,269	12/31/2019
Ramsay Stattman Vela & Price Inc.	50,470	$2,265	12/31/2019
EEM	50,470	$2,265	12/31/2019
Paracle Advisors LLC	50,419	$2,262	12/31/2019
EEM	50,419	$2,262	12/31/2019
Ulysses Management LLC		$2,244	12/31/2019
Call	50,000	$2,244	12/31/2019
Telemus Capital LLC	49,948	$2,241	12/31/2019
EEM	49,948	$2,241	12/31/2019
Texas Yale Capital Corp.	49,800	$2,235	12/31/2019
EEM	49,800	$2,235	12/31/2019
Addison Capital Co	49,113	$2,204	12/31/2019
EEM	49,113	$2,204	12/31/2019
Welch & Forbes LLC	48,727	$2,186	12/31/2019
EEM	48,727	$2,186	12/31/2019
Blue Chip Partners Inc.	48,412	$2,172	12/31/2019
EEM	48,412	$2,172	12/31/2019
Chapwood Capital Investment Management LLC	48,082	$2,157	12/31/2019
EEM	48,082	$2,157	12/31/2019
Samalin Investment Counsel LLC	47,996	$2,153	12/31/2019
EEM	47,996	$2,153	12/31/2019
Associated Banc Corp	47,410	$2,127	12/31/2019
EEM	47,410	$2,127	12/31/2019
United Bank	47,321	$2,124	12/31/2019
EEM	47,321	$2,124	12/31/2019
Voya Investment Management LLC	46,930	$2,106	12/31/2019
EEM	46,930	$2,106	12/31/2019
Charter Trust Co.	46,618	$2,092	12/31/2019
EEM	46,618	$2,092	12/31/2019
Choate Investment Advisors	46,232	$2,074	12/31/2019
EEM	46,232	$2,074	12/31/2019
Moneda S.A. Administradora General de Fondos	46,180	$2,072	12/31/2019
EEM	46,180	$2,072	12/31/2019
Moneta Group Investment Advisors LLC	46,156	$2,071	12/31/2019
EEM	46,156	$2,071	12/31/2019
Warren Averett Asset Management LLC	47,073	$2,070	12/31/2019
EEM	47,073	$2,070	12/31/2019
Bradley Foster & Sargent Inc. CT	46,113	$2,069	12/31/2019
EEM	46,113	$2,069	12/31/2019
Belpointe Asset Management LLC	45,833	$2,056	12/31/2019
EEM	45,833	$2,056	12/31/2019
10 15 Associates Inc.	45,665	$2,049	12/31/2019
EEM	45,665	$2,049	12/31/2019
IFP Advisors Inc	45,220	$2,040	12/31/2019
EEM	45,220	$2,040	12/31/2019
Salem Investment Counselors Inc.	45,447	$2,039	12/31/2019
EEM	45,447	$2,039	12/31/2019
Caisse DE Depot ET Placement DU Quebec	45,113	$2,024	12/31/2019
EEM	45,113	$2,024	12/31/2019
Highland Capital Management LLC	44,997	$2,019	12/31/2019
EEM	44,997	$2,019	12/31/2019
Harbor Investment Advisory LLC	44,699	$2,006	12/31/2019
EEM	44,699	$2,006	12/31/2019
Prio Wealth Limited Partnership	44,470	$1,995	12/31/2019
EEM	44,470	$1,995	12/31/2019
Patten & Patten Inc. TN	44,297	$1,988	12/31/2019
EEM	44,297	$1,988	12/31/2019
Boyd Watterson Asset Management LLC OH	44,096	$1,979	12/31/2019
EEM	44,096	$1,979	12/31/2019
InterOcean Capital LLC	44,011	$1,975	12/31/2019
EEM	44,011	$1,975	12/31/2019
Nwam LLC	43,917	$1,971	12/31/2019
EEM	43,917	$1,971	12/31/2019
Beacon Pointe Wealth Advisors LLC	43,799	$1,967	12/31/2019
EEM	43,799	$1,967	12/31/2019
ARGI Investment Services LLC	45,080	$1,955	12/31/2019
EEM	45,080	$1,955	12/31/2019
NEXT Financial Group Inc	43,516	$1,953	12/31/2019
EEM	43,516	$1,953	12/31/2019
Aureus Asset Management LLC	43,495	$1,952	12/31/2019
EEM	43,495	$1,952	12/31/2019
Argent Wealth Management LLC	43,446	$1,949	12/31/2019
EEM	43,446	$1,949	12/31/2019
Water Oak Advisors LLC	43,322	$1,944	12/31/2019
EEM	43,322	$1,944	12/31/2019
Osborn Williams & Donohoe LLC	43,265	$1,941	12/31/2019
EEM	43,265	$1,941	12/31/2019
CWM LLC	43,181	$1,938	12/31/2019
EEM	43,181	$1,938	12/31/2019
St. Johns Investment Management Company LLC	42,998	$1,929	12/31/2019
EEM	42,998	$1,929	12/31/2019
Halbert Hargrove Global Advisors LLC	42,970	$1,928	12/31/2019
EEM	42,970	$1,928	12/31/2019
Berry Group LLC	42,923	$1,926	12/31/2019
EEM	42,923	$1,926	12/31/2019
Fagan Associates Inc.	42,889	$1,924	12/31/2019
EEM	42,889	$1,924	12/31/2019
Fort Washington Investment Advisors Inc. OH	42,810	$1,921	12/31/2019
EEM	42,810	$1,921	12/31/2019
Colorado Capital Management Inc.	42,791	$1,920	12/31/2019
EEM	42,791	$1,920	12/31/2019
Mandatum Life Insurance Co Ltd	42,717	$1,917	12/31/2019
EEM	42,717	$1,917	12/31/2019
Peapack Gladstone Financial Corp	42,684	$1,916	12/31/2019
EEM	42,684	$1,916	12/31/2019
Intersect Capital LLC	42,390	$1,902	12/31/2019
EEM	42,390	$1,902	12/31/2019
Integrated Investment Consultants LLC	65,353	$1,900	12/31/2019
EEM	65,353	$1,900	12/31/2019
Athena Capital Advisors LLC	42,299	$1,898	12/31/2019
EEM	42,299	$1,898	12/31/2019
Staley Capital Advisers Inc.	42,106	$1,889	12/31/2019
EEM	42,106	$1,889	12/31/2019
Chesley Taft & Associates LLC	42,065	$1,887	12/31/2019
EEM	42,065	$1,887	12/31/2019
DAVENPORT & Co LLC	41,818	$1,876	12/31/2019
EEM	41,818	$1,876	12/31/2019
St. Louis Trust Co	41,601	$1,867	12/31/2019
EEM	41,601	$1,867	12/31/2019
Kayne Anderson Rudnick Investment Management LLC	40,973	$1,835	12/31/2019
EEM	40,973	$1,835	12/31/2019
Abbrea Capital LLC	40,781	$1,830	12/31/2019
EEM	40,781	$1,830	12/31/2019
Exencial Wealth Advisors LLC	40,739	$1,828	12/31/2019
EEM	40,739	$1,828	12/31/2019
Calton & Associates Inc.	40,096	$1,799	12/31/2019
EEM	40,096	$1,799	12/31/2019
K2 Principal Fund L.P.		$1,795	12/31/2019
Call	40,000	$1,795	12/31/2019
Procyon Private Wealth Partners LLC	39,980	$1,794	12/31/2019
EEM	39,980	$1,794	12/31/2019
Cohen & Steers Inc.	39,690	$1,781	12/31/2019
EEM	39,690	$1,781	12/31/2019
Crestwood Advisors Group LLC	39,384	$1,767	12/31/2019
EEM	39,384	$1,767	12/31/2019
Quadrant Capital Group LLC	39,100	$1,748	12/31/2019
EEM	39,100	$1,748	12/31/2019
Capital Financial Planning LLC	38,897	$1,745	12/31/2019
EEM	38,897	$1,745	12/31/2019
Beirne Wealth Consulting Services LLC	38,796	$1,741	12/31/2019
EEM	38,796	$1,741	12/31/2019
Private Trust Co. NA	50,641	$1,728	03/31/2020
EEM	50,641	$1,728	03/31/2020
Titus Wealth Management	38,484	$1,727	12/31/2019
EEM	38,484	$1,727	12/31/2019
Frontier Wealth Management LLC	38,394	$1,723	12/31/2019
EEM	38,394	$1,723	12/31/2019
Western Wealth Management LLC		$1,704	12/31/2019
EEM	37,967	$1,704	12/31/2019
Put	1,400	$0	12/31/2019
Adams Wealth Management	37,838	$1,698	12/31/2019
EEM	37,838	$1,698	12/31/2019
Manchester Capital Management LLC	37,805	$1,696	12/31/2019
EEM	37,805	$1,696	12/31/2019
Homrich & Berg	37,792	$1,696	12/31/2019
EEM	37,792	$1,696	12/31/2019
Hoylecohen LLC	37,609	$1,688	12/31/2019
EEM	37,609	$1,688	12/31/2019
Heritage Trust Co	37,620	$1,688	12/31/2019
EEM	37,620	$1,688	12/31/2019
IPG Investment Advisors LLC	37,536	$1,684	12/31/2019
EEM	37,536	$1,684	12/31/2019
Covenant Multifamily Offices LLC	37,450	$1,680	12/31/2019
EEM	37,450	$1,680	12/31/2019
Carnegie Capital Asset Management LLC	37,359	$1,676	12/31/2019
EEM	37,359	$1,676	12/31/2019
Pathway Financial Advisors LLC	37,200	$1,676	12/31/2019
EEM	37,200	$1,676	12/31/2019
Peddock Capital Advisors LLC	37,283	$1,673	12/31/2019
EEM	37,283	$1,673	12/31/2019
Middleton & Co Inc MA	37,085	$1,664	12/31/2019
EEM	37,085	$1,664	12/31/2019
Penobscot Investment Management Company Inc.	37,019	$1,661	12/31/2019
EEM	37,019	$1,661	12/31/2019
Truepoint Inc.	37,012	$1,661	12/31/2019
EEM	37,012	$1,661	12/31/2019
Oldfather Financial Services LLC	37,936	$1,655	12/31/2019
EEM	37,936	$1,655	12/31/2019
Legato Capital Management LLC	36,815	$1,652	12/31/2019
EEM	36,815	$1,652	12/31/2019
Institute for Wealth Management LLC.		$1,640	12/31/2019
EEM	36,219	$1,625	12/31/2019
Call	9,600	$16	12/31/2019
Put	6,600	$1	12/31/2019
Johnson Financial Group Inc.	36,387	$1,632	12/31/2019
EEM	36,387	$1,632	12/31/2019
James Investment Research Inc.	35,887	$1,610	12/31/2019
EEM	35,887	$1,610	12/31/2019
J.W. Cole Advisors Inc.	35,838	$1,608	12/31/2019
EEM	35,838	$1,608	12/31/2019
Wesbanco Bank Inc.	35,793	$1,606	12/31/2019
EEM	35,793	$1,606	12/31/2019
Atria Investments LLC	35,487	$1,592	12/31/2019
EEM	35,487	$1,592	12/31/2019
Harbor Advisory Corp MA	35,186	$1,579	12/31/2019
EEM	35,186	$1,579	12/31/2019
Wealthstreet Investment Advisors LLC	34,898	$1,566	12/31/2019
EEM	34,898	$1,566	12/31/2019
Shoker Investment Counsel Inc.	34,419	$1,544	12/31/2019
EEM	34,419	$1,544	12/31/2019
Appleton Partners Inc. MA	34,189	$1,534	12/31/2019
EEM	34,189	$1,534	12/31/2019
Filament LLC	33,950	$1,523	12/31/2019
EEM	33,950	$1,523	12/31/2019
Narwhal Capital Management	33,696	$1,512	12/31/2019
EEM	33,696	$1,512	12/31/2019
National Asset Management Inc.	33,505	$1,497	12/31/2019
EEM	33,505	$1,497	12/31/2019
Intercontinental Wealth Advisors LLC	33,641	$1,478	12/31/2019
EEM	33,641	$1,478	12/31/2019
Independent Advisor Alliance	32,810	$1,472	12/31/2019
EEM	32,810	$1,472	12/31/2019
Roof Eidam & Maycock ADV	32,765	$1,470	12/31/2019
EEM	32,765	$1,470	12/31/2019
BHK Investment Advisors LLC	32,733	$1,469	12/31/2019
EEM	32,733	$1,469	12/31/2019
Verition Fund Management LLC	32,561	$1,461	12/31/2019
EEM	32,561	$1,461	12/31/2019
Camelot Portfolios LLC	32,524	$1,459	12/31/2019
EEM	32,524	$1,459	12/31/2019
Atlas Brown Inc.	32,239	$1,447	12/31/2019
EEM	32,239	$1,447	12/31/2019
Whitnell & Co.	32,225	$1,446	12/31/2019
EEM	32,225	$1,446	12/31/2019
FARMERS & MERCHANTS TRUST Co OF LONG BEACH	32,053	$1,438	12/31/2019
EEM	32,053	$1,438	12/31/2019
Lee Danner & Bass Inc.	31,870	$1,430	12/31/2019
EEM	31,870	$1,430	12/31/2019
Trust Co. of Vermont	31,823	$1,428	12/31/2019
EEM	31,823	$1,428	12/31/2019
Brown Advisory Securities LLC	31,446	$1,410	12/31/2019
EEM	31,446	$1,410	12/31/2019
Voya Financial Advisors Inc.	31,395	$1,406	12/31/2019
EEM	31,395	$1,406	12/31/2019
Alpha Windward LLC	31,245	$1,402	12/31/2019
EEM	31,245	$1,402	12/31/2019
Colonial Trust Advisors	31,103	$1,396	12/31/2019
EEM	31,103	$1,396	12/31/2019
Dixon Hubard Feinour & Brown Inc. VA	31,060	$1,394	12/31/2019
EEM	31,060	$1,394	12/31/2019
Gould Asset Management LLC CA	31,040	$1,393	12/31/2019
EEM	31,040	$1,393	12/31/2019
Marquette Asset Management LLC	40,588	$1,385	03/31/2020
EEM	40,588	$1,385	03/31/2020
Mercer Global Advisors Inc. ADV	30,851	$1,384	12/31/2019
EEM	30,851	$1,384	12/31/2019
First National Trust Co	30,831	$1,383	12/31/2019
EEM	30,831	$1,383	12/31/2019
Oppenheimer Asset Management Inc.	30,546	$1,371	12/31/2019
EEM	30,546	$1,371	12/31/2019
LS Investment Advisors LLC	30,550	$1,371	12/31/2019
EEM	30,550	$1,371	12/31/2019
Intellectus Partners LLC	30,555	$1,371	12/31/2019
EEM	30,555	$1,371	12/31/2019
Strategic Wealth Partners Group LLC	30,422	$1,365	12/31/2019
EEM	30,422	$1,365	12/31/2019
Conning Inc.	30,185	$1,354	12/31/2019
EEM	30,185	$1,354	12/31/2019
Family Firm Inc.	30,153	$1,353	12/31/2019
EEM	30,153	$1,353	12/31/2019
RBF Capital LLC	30,000	$1,346	12/31/2019
EEM	30,000	$1,346	12/31/2019
1832 Asset Management L.P.	29,532	$1,329	12/31/2019
EEM	29,532	$1,329	12/31/2019
Resources Management Corp CT ADV	29,357	$1,317	12/31/2019
EEM	29,357	$1,317	12/31/2019
Aveo Capital Partners LLC	29,313	$1,315	12/31/2019
EEM	29,313	$1,315	12/31/2019
Fortis Advisors LLC	29,309	$1,315	12/31/2019
EEM	29,309	$1,315	12/31/2019
Glen Point Capital LLP	29,275	$1,314	12/31/2019
EEM	29,275	$1,314	12/31/2019
Barrett Asset Management LLC	29,100	$1,306	12/31/2019
EEM	29,100	$1,306	12/31/2019
Raymond James Trust N.A.	29,077	$1,305	12/31/2019
EEM	29,077	$1,305	12/31/2019
New England Guild Wealth Advisors Inc.	37,971	$1,296	03/31/2020
EEM	37,971	$1,296	03/31/2020
Argent Trust Co	28,827	$1,293	12/31/2019
EEM	28,827	$1,293	12/31/2019
GFS Advisors LLC	28,740	$1,290	12/31/2019
EEM	28,740	$1,290	12/31/2019
Tortoise Investment Management LLC	28,755	$1,290	12/31/2019
EEM	28,755	$1,290	12/31/2019
First Hawaiian Bank	28,725	$1,289	12/31/2019
EEM	28,725	$1,289	12/31/2019
Analyst IMS Investment Management Services Ltd.	28,615	$1,284	12/31/2019
EEM	28,615	$1,284	12/31/2019
Canton Hathaway LLC	28,530	$1,280	12/31/2019
EEM	28,530	$1,280	12/31/2019
BigSur Wealth Management LLC	28,200	$1,265	12/31/2019
EEM	28,200	$1,265	12/31/2019
Neuberger Berman Group LLC	27,981	$1,256	12/31/2019
EEM	27,981	$1,256	12/31/2019
Sawtooth Solutions LLC	27,668	$1,241	12/31/2019
EEM	27,668	$1,241	12/31/2019
Cetera Investment Advisers		$1,241	12/31/2019
EEM	27,774	$1,241	12/31/2019
Put	300	$0	12/31/2019
First National Bank of Omaha	27,310	$1,225	12/31/2019
EEM	27,310	$1,225	12/31/2019
Bank of Hawaii	27,220	$1,221	12/31/2019
EEM	27,220	$1,221	12/31/2019
TCF National Bank	26,994	$1,211	12/31/2019
EEM	26,994	$1,211	12/31/2019
Thomasville National Bank	29,556	$1,208	03/31/2020
EEM	29,556	$1,208	03/31/2020
Hollencrest Capital Management	26,920	$1,208	12/31/2019
EEM	26,920	$1,208	12/31/2019
D. E. Shaw & Co. Inc.	26,900	$1,207	12/31/2019
EEM	26,900	$1,207	12/31/2019
GenTrust LLC	26,875	$1,206	12/31/2019
EEM	26,875	$1,206	12/31/2019
MPS Loria Financial Planners LLC	26,861	$1,205	12/31/2019
EEM	26,861	$1,205	12/31/2019
Kynikos Associates LP	26,799	$1,202	12/31/2019
EEM	26,799	$1,202	12/31/2019
Meadow Creek Wealth Advisors LLC	25,798	$1,193	12/31/2019
EEM	25,798	$1,193	12/31/2019
Perritt Capital Management Inc.	26,557	$1,192	12/31/2019
EEM	26,557	$1,192	12/31/2019
Covington Capital Management	26,574	$1,192	12/31/2019
EEM	26,574	$1,192	12/31/2019
Sonata Capital Group Inc.	26,524	$1,190	12/31/2019
EEM	26,524	$1,190	12/31/2019
Fishman Jay A Ltd. MI	26,500	$1,189	12/31/2019
EEM	26,500	$1,189	12/31/2019
Tompkins Financial Corp	26,225	$1,176	12/31/2019
EEM	26,225	$1,176	12/31/2019
RMB Capital Management LLC	26,196	$1,175	12/31/2019
EEM	26,196	$1,175	12/31/2019
Valmark Advisers Inc.		$1,173	12/31/2019
EEM	26,630	$1,195	12/31/2019
Put	1,800	$80	12/31/2019
Call	1,300	$58	12/31/2019
GYL Financial Synergies LLC	25,797	$1,158	12/31/2019
EEM	25,797	$1,158	12/31/2019
Canal Capital Management LLC	25,746	$1,155	12/31/2019
EEM	25,746	$1,155	12/31/2019
Cetera Advisors LLC	25,756	$1,149	12/31/2019
EEM	25,756	$1,149	12/31/2019
Iberiabank Corp	25,555	$1,147	12/31/2019
EEM	25,555	$1,147	12/31/2019
Montecito Bank & Trust	25,511	$1,145	12/31/2019
EEM	25,511	$1,145	12/31/2019
Hudock Capital Group LLC	24,912	$1,140	12/31/2019
EEM	24,912	$1,140	12/31/2019
FinTrust Capital Advisors LLC	25,230	$1,132	12/31/2019
EEM	25,230	$1,132	12/31/2019
Bank of Stockton	32,925	$1,123	03/31/2020
EEM	32,925	$1,123	03/31/2020
Telemetry Investments L.L.C.	25,000	$1,122	12/31/2019
EEM	25,000	$1,122	12/31/2019
BTG Pactual Global Asset Management Ltd		$1,117	12/31/2019
Call	24,900	$1,117	12/31/2019
Stordahl Capital Management Inc.	24,859	$1,115	12/31/2019
EEM	24,859	$1,115	12/31/2019
Keeley Teton Advisors LLC	24,752	$1,111	12/31/2019
EEM	24,752	$1,111	12/31/2019
LBJ Family Wealth Advisors Ltd.	32,442	$1,107	03/31/2020
EEM	32,442	$1,107	03/31/2020
Patriot Investment Management Inc.	24,654	$1,106	12/31/2019
EEM	24,654	$1,106	12/31/2019
DT Investment Partners LLC	24,474	$1,098	12/31/2019
EEM	24,474	$1,098	12/31/2019
Greenline Partners LLC	24,450	$1,097	12/31/2019
EEM	24,450	$1,097	12/31/2019
Cabot Wealth Management Inc.	24,405	$1,095	12/31/2019
EEM	24,405	$1,095	12/31/2019
Monarch Capital Management Inc.	24,088	$1,081	12/31/2019
EEM	24,088	$1,081	12/31/2019
Conservest Capital Advisors Inc.	23,940	$1,074	12/31/2019
EEM	23,940	$1,074	12/31/2019
Holt Capital Advisors L.L.C. dba Holt Capital Partners L.P.	23,847	$1,070	12/31/2019
EEM	23,847	$1,070	12/31/2019
Wealthspire Advisors L.P.	23,754	$1,066	12/31/2019
EEM	23,754	$1,066	12/31/2019
Moreno Evelyn V	23,670	$1,063	12/31/2019
EEM	23,670	$1,063	12/31/2019
Courier Capital LLC	23,418	$1,062	12/31/2019
EEM	23,418	$1,062	12/31/2019
CAMG Solamere Management LLC	23,657	$1,062	12/31/2019
EEM	23,657	$1,062	12/31/2019
Whalerock Point Partners LLC	23,586	$1,058	12/31/2019
EEM	23,586	$1,058	12/31/2019
Buckingham Asset Management LLC	23,155	$1,039	12/31/2019
EEM	23,155	$1,039	12/31/2019
JSF Financial LLC	23,059	$1,035	12/31/2019
EEM	23,059	$1,035	12/31/2019
Partnervest Advisory Services LLC	23,045	$1,034	12/31/2019
EEM	23,045	$1,034	12/31/2019
Tiedemann Advisors LLC	22,934	$1,032	12/31/2019
EEM	22,934	$1,032	12/31/2019
Pacific Edge Advisors LLC	23,000	$1,032	12/31/2019
EEM	23,000	$1,032	12/31/2019
Ayalon Holdings Ltd.	22,961	$1,030	12/31/2019
EEM	22,961	$1,030	12/31/2019
Smithbridge Asset Management Inc. DE	22,800	$1,023	12/31/2019
EEM	22,800	$1,023	12/31/2019
Chesapeake Wealth Management	22,784	$1,023	12/31/2019
EEM	22,784	$1,023	12/31/2019
PICTET BANK & TRUST Ltd	22,800	$1,022	12/31/2019
EEM	22,800	$1,022	12/31/2019
Brightworth	22,625	$1,015	12/31/2019
EEM	22,625	$1,015	12/31/2019
Everett Harris & Co. CA	22,423	$1,006	12/31/2019
EEM	22,423	$1,006	12/31/2019
Accredited Investors Inc.	22,221	$997	12/31/2019
EEM	22,221	$997	12/31/2019
Wealthcare Advisory Partners LLC	22,101	$992	12/31/2019
EEM	22,101	$992	12/31/2019
Rockland Trust Co.	21,987	$987	12/31/2019
EEM	21,987	$987	12/31/2019
Causeway Capital Management LLC	22,000	$987	12/31/2019
EEM	22,000	$987	12/31/2019
Pinnacle Associates Ltd.	21,949	$985	12/31/2019
EEM	21,949	$985	12/31/2019
Resonant Capital Advisors LLC	21,872	$981	12/31/2019
EEM	21,872	$981	12/31/2019
Clearwater Capital Advisors LLC	21,698	$974	12/31/2019
EEM	21,698	$974	12/31/2019
Wsfs Capital Management LLC	21,711	$974	12/31/2019
EEM	21,711	$974	12/31/2019
Starfire Investment Advisers Inc.	21,633	$970	12/31/2019
EEM	21,633	$970	12/31/2019
Alhambra Investment Partners LLC	21,529	$966	12/31/2019
EEM	21,529	$966	12/31/2019
Burney Co.	21,398	$960	12/31/2019
EEM	21,398	$960	12/31/2019
Rothschild Capital Partners LLC	21,250	$954	12/31/2019
EEM	21,250	$954	12/31/2019
Cliffwater LLC	21,181	$950	12/31/2019
EEM	21,181	$950	12/31/2019
Trust Co. of Oklahoma	21,068	$945	12/31/2019
EEM	21,068	$945	12/31/2019
Capital Advisors Ltd. LLC	20,702	$945	12/31/2019
EEM	20,702	$945	12/31/2019
Northstar Wealth Partners LLC	21,028	$943	12/31/2019
EEM	21,028	$943	12/31/2019
O Dell Group LLC	20,986	$942	12/31/2019
EEM	20,986	$942	12/31/2019
Integer Wealth Advisors Group LLC	21,496	$939	12/31/2019
EEM	21,496	$939	12/31/2019
Clifford Swan Investment Counsel LLC	27,251	$930	03/31/2020
EEM	27,251	$930	03/31/2020
Frisch Financial Group Inc.	20,683	$928	12/31/2019
EEM	20,683	$928	12/31/2019
Mission Wealth Management LP	27,109	$925	03/31/2020
EEM	27,109	$925	03/31/2020
BLB&B Advisors LLC	20,625	$925	12/31/2019
EEM	20,625	$925	12/31/2019
ACG Wealth	20,500	$920	12/31/2019
EEM	20,500	$920	12/31/2019
BDO Wealth Advisors LLC	20,374	$914	12/31/2019
EEM	20,374	$914	12/31/2019
Maple Capital Management Inc.	20,214	$907	12/31/2019
EEM	20,214	$907	12/31/2019
Peak Asset Management LLC	20,214	$907	12/31/2019
EEM	20,214	$907	12/31/2019
Summit X LLC	20,235	$906	12/31/2019
EEM	20,235	$906	12/31/2019
Hayden Royal LLC	20,460	$898	12/31/2019
EEM	20,460	$898	12/31/2019
Sigma Planning Corp	19,960	$896	12/31/2019
EEM	19,960	$896	12/31/2019
River Wealth Advisors LLC	19,858	$891	12/31/2019
EEM	19,858	$891	12/31/2019
Resources Investment Advisors LLC.	19,851	$891	12/31/2019
EEM	19,851	$891	12/31/2019
Murphy Capital Management Inc.	19,825	$889	12/31/2019
EEM	19,825	$889	12/31/2019
Private Capital Group LLC	19,608	$879	12/31/2019
EEM	19,608	$879	12/31/2019
Cobblestone Capital Advisors LLC NY	19,497	$875	12/31/2019
EEM	19,497	$875	12/31/2019
Bfsg LLC	19,460	$873	12/31/2019
EEM	19,460	$873	12/31/2019
Acorn Financial Advisory Services Inc. ADV	19,454	$870	12/31/2019
EEM	19,454	$870	12/31/2019
Financial Advisory Service Inc.	19,199	$861	12/31/2019
EEM	19,199	$861	12/31/2019
Karpus Management Inc.	19,116	$858	12/31/2019
EEM	19,116	$858	12/31/2019
Global Retirement Partners LLC	19,115	$858	12/31/2019
EEM	19,115	$858	12/31/2019
Sandy Spring Bank	19,069	$856	12/31/2019
EEM	19,069	$856	12/31/2019
Atlantic Union Bankshares Corp	24,828	$847	03/31/2020
EEM	24,828	$847	03/31/2020
Credit Agricole S A	18,830	$845	12/31/2019
EEM	18,830	$845	12/31/2019
SVB Wealth Advisory Inc.	18,788	$843	12/31/2019
EEM	18,788	$843	12/31/2019
Dynamic Advisor Solutions LLC	18,721	$840	12/31/2019
EEM	18,721	$840	12/31/2019
Sage Rhino Capital LLC	18,360	$837	12/31/2019
EEM	18,360	$837	12/31/2019
Good Life Advisors LLC	18,673	$832	12/31/2019
EEM	18,673	$832	12/31/2019
Prospera Financial Services Inc	18,422	$827	12/31/2019
EEM	18,422	$827	12/31/2019
Duncker Streett & Co. Inc.	18,335	$823	12/31/2019
EEM	18,335	$823	12/31/2019
Greenwich Wealth Management LLC	18,328	$822	12/31/2019
EEM	18,328	$822	12/31/2019
Riverpoint Wealth Management Holdings LLC	18,212	$817	12/31/2019
EEM	18,212	$817	12/31/2019
Mitsubishi UFJ Asset Management UK Ltd.	18,200	$817	12/31/2019
EEM	18,200	$817	12/31/2019
Genovese Burford & Brothers Wealth & Retirement Plan Management LLC	18,164	$815	12/31/2019
EEM	18,164	$815	12/31/2019
Integrated Advisors Network LLC	18,156	$815	12/31/2019
EEM	18,156	$815	12/31/2019
Wealth Advisors Inc.	18,570	$815	12/31/2019
EEM	18,570	$815	12/31/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	18,105	$812	12/31/2019
EEM	18,105	$812	12/31/2019
Royal Bank of Scotland Group PLC	18,067	$811	12/31/2019
EEM	18,067	$811	12/31/2019
Rothschild & Co Wealth Management UK Ltd	17,987	$807	12/31/2019
EEM	17,987	$807	12/31/2019
PagnatoKarp Partners LLC	17,974	$806	12/31/2019
EEM	17,974	$806	12/31/2019
Northern Oak Wealth Management Inc.	17,787	$798	12/31/2019
EEM	17,787	$798	12/31/2019
Acropolis Investment Management LLC	17,771	$797	12/31/2019
EEM	17,771	$797	12/31/2019
Watch Point Trust Co	17,600	$790	12/31/2019
EEM	17,600	$790	12/31/2019
Silvercrest Asset Management Group LLC	17,567	$788	12/31/2019
EEM	17,567	$788	12/31/2019
Assetmark Inc.	17,470	$784	12/31/2019
EEM	17,470	$784	12/31/2019
Kings Point Capital Management	17,474	$784	12/31/2019
EEM	17,474	$784	12/31/2019
Kovitz Investment Group Partners LLC	17,459	$783	12/31/2019
EEM	17,459	$783	12/31/2019
Deroy & Devereaux Private Investment Counsel Inc.	17,340	$778	12/31/2019
EEM	17,340	$778	12/31/2019
Visionary Wealth Advisors	17,337	$778	12/31/2019
EEM	17,337	$778	12/31/2019
Mechanics Bank Trust Department	17,328	$777	12/31/2019
EEM	17,328	$777	12/31/2019
Mid Atlantic Financial Management Inc. ADV	17,300	$776	12/31/2019
EEM	17,300	$776	12/31/2019
Ieq Capital LLC	17,287	$776	12/31/2019
EEM	17,287	$776	12/31/2019
Bank Hapoalim BM	17,198	$772	12/31/2019
EEM	17,198	$772	12/31/2019
FDx Advisors Inc.	17,212	$772	12/31/2019
EEM	17,212	$772	12/31/2019
TAP Consulting LLC	17,160	$770	12/31/2019
EEM	17,160	$770	12/31/2019
Mirsky Financial Management CORP.	17,154	$770	12/31/2019
EEM	17,154	$770	12/31/2019
Westshore Wealth LLC	17,046	$765	12/31/2019
EEM	17,046	$765	12/31/2019
IHT Wealth Management LLC	16,961	$761	12/31/2019
EEM	16,961	$761	12/31/2019
Eldridge Investment Advisors Inc.	16,949	$761	12/31/2019
EEM	16,949	$761	12/31/2019
Linscomb & Williams Inc.	16,800	$754	12/31/2019
EEM	16,800	$754	12/31/2019
Proequities Inc.	16,617	$746	12/31/2019
EEM	16,617	$746	12/31/2019
Simon Quick Advisors LLC	21,743	$742	03/31/2020
EEM	21,743	$742	03/31/2020
McCutchen Group LLC	16,447	$738	12/31/2019
EEM	16,447	$738	12/31/2019
B. Riley Wealth Management Inc.	16,353	$734	12/31/2019
EEM	16,353	$734	12/31/2019
Meristem Family Wealth LLC	16,307	$732	12/31/2019
EEM	16,307	$732	12/31/2019
Legacy Private Trust Co.	16,285	$731	12/31/2019
EEM	16,285	$731	12/31/2019
Rothschild Investment Corp IL	16,261	$730	12/31/2019
EEM	16,261	$730	12/31/2019
North Star Investment Management Corp.	16,150	$725	12/31/2019
EEM	16,150	$725	12/31/2019
QCM Cayman Ltd.	16,130	$724	12/31/2019
EEM	16,130	$724	12/31/2019
Noesis Capital Mangement Corp	16,115	$723	12/31/2019
EEM	16,115	$723	12/31/2019
Aldebaran Financial Inc.	16,091	$722	12/31/2019
EEM	16,091	$722	12/31/2019
Obermeyer Wood Investment Counsel Lllp	15,983	$717	12/31/2019
EEM	15,983	$717	12/31/2019
Enterprise Financial Services Corp	15,943	$715	12/31/2019
EEM	15,943	$715	12/31/2019
Charles Schwab Investment Advisory Inc.	15,925	$715	12/31/2019
EEM	15,925	$715	12/31/2019
WealthPLAN Partners LLC	15,951	$714	12/31/2019
EEM	15,951	$714	12/31/2019
Fulton Breakefield Broenniman LLC	15,858	$712	12/31/2019
EEM	15,858	$712	12/31/2019
Twin Focus Capital Partners LLC	15,845	$711	12/31/2019
EEM	15,845	$711	12/31/2019
We Are One Seven LLC	15,811	$709	12/31/2019
EEM	15,811	$709	12/31/2019
UMA Financial Services Inc.	15,255	$706	12/31/2019
EEM	15,255	$706	12/31/2019
Sunbelt Securities Inc.	37,052	$704	12/31/2019
EEM	37,052	$704	12/31/2019
Fernwood Investment Management LLC	15,629	$701	12/31/2019
EEM	15,629	$701	12/31/2019
Roble Belko & Company Inc	15,624	$701	12/31/2019
EEM	15,624	$701	12/31/2019
Private Wealth Group LLC	15,548	$698	12/31/2019
EEM	15,548	$698	12/31/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors	15,364	$698	12/31/2019
EEM	15,364	$698	12/31/2019
Element Pointe Advisors LLC	15,405	$691	12/31/2019
EEM	15,405	$691	12/31/2019
SeaCrest Wealth Management LLC	15,196	$682	12/31/2019
EEM	15,196	$682	12/31/2019
Prime Capital Investment Advisors LLC	15,179	$681	12/31/2019
EEM	15,179	$681	12/31/2019
Aries Wealth Management	20,126	$680	03/31/2020
EEM	20,126	$680	03/31/2020
Manatuck Hill Partners LLC	15,000	$673	12/31/2019
EEM	15,000	$673	12/31/2019
Pekin Hardy Strauss Inc.	14,923	$670	12/31/2019
EEM	14,923	$670	12/31/2019
Regis Management CO LLC	14,889	$668	12/31/2019
EEM	14,889	$668	12/31/2019
Clear Creek Financial Management LLC	14,442	$665	12/31/2019
EEM	14,442	$665	12/31/2019
SOL Capital Management CO	14,700	$660	12/31/2019
EEM	14,700	$660	12/31/2019
Wells Trecaso Financial Group LLC	14,705	$660	12/31/2019
EEM	14,705	$660	12/31/2019
Solstein Capital LLC	14,600	$655	12/31/2019
EEM	14,600	$655	12/31/2019
Garde Capital Inc.	14,533	$652	12/31/2019
EEM	14,533	$652	12/31/2019
Vivaldi Capital Management LLC	14,449	$648	12/31/2019
EEM	14,449	$648	12/31/2019
Stonebridge Capital Advisors LLC	14,429	$647	12/31/2019
EEM	14,429	$647	12/31/2019
Tobias Financial Advisors Inc.	14,346	$643	12/31/2019
EEM	14,346	$643	12/31/2019
M Holdings Securities Inc.	14,289	$641	12/31/2019
EEM	14,289	$641	12/31/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA	14,235	$639	12/31/2019
EEM	14,235	$639	12/31/2019
Hallmark Capital Management Inc.	14,216	$638	12/31/2019
EEM	14,216	$638	12/31/2019
TI Trust Inc.	14,211	$638	12/31/2019
EEM	14,211	$638	12/31/2019
Covenant Asset Management LLC	14,195	$637	12/31/2019
EEM	14,195	$637	12/31/2019
Guidance Point Advisors LLC	14,152	$635	12/31/2019
EEM	14,152	$635	12/31/2019
Carolinas Wealth Consulting LLC	14,181	$634	12/31/2019
EEM	14,181	$634	12/31/2019
Optimum Investment Advisors	14,037	$630	12/31/2019
EEM	14,037	$630	12/31/2019
Farmers Trust Co.	13,971	$627	12/31/2019
EEM	13,971	$627	12/31/2019
Kathmere Capital Management LLC	13,959	$626	12/31/2019
EEM	13,959	$626	12/31/2019
LWS Wealth Advisors Inc.	13,907	$624	12/31/2019
EEM	13,907	$624	12/31/2019
American Investment Services Inc.	13,878	$623	12/31/2019
EEM	13,878	$623	12/31/2019
Emerson Wealth Management LLC	57,434	$617	12/31/2019
EEM	57,434	$617	12/31/2019
Capital Bank & Trust Co	13,698	$615	12/31/2019
EEM	13,698	$615	12/31/2019
Brand Asset Management Group Inc.	13,709	$615	12/31/2019
EEM	13,709	$615	12/31/2019
Invesco Ltd.	13,608	$611	12/31/2019
EEM	13,608	$611	12/31/2019
Mason Street Advisors LLC	13,600	$610	12/31/2019
EEM	13,600	$610	12/31/2019
Patton Albertson Miller Group LLC	13,433	$603	12/31/2019
EEM	13,433	$603	12/31/2019
Concorde Asset Management LLC	13,405	$602	12/31/2019
EEM	13,405	$602	12/31/2019
Legacy Bridge LLC	17,590	$600	03/31/2020
EEM	17,590	$600	03/31/2020
Crabel Capital Management LLC	13,346	$599	12/31/2019
EEM	13,346	$599	12/31/2019
Sequoia Financial Advisors LLC	13,283	$596	12/31/2019
EEM	13,283	$596	12/31/2019
Aprio Wealth Management LLC	13,237	$594	12/31/2019
EEM	13,237	$594	12/31/2019
Delta Financial Advisors LLC	13,194	$592	12/31/2019
EEM	13,194	$592	12/31/2019
Wade Financial Advisory Inc	13,198	$592	12/31/2019
EEM	13,198	$592	12/31/2019
Litman Gregory Asset Management LLC	13,180	$591	12/31/2019
EEM	13,180	$591	12/31/2019
Williams Jones Wealth Management LLC.	13,170	$591	12/31/2019
EEM	13,170	$591	12/31/2019
First Washington CORP	13,085	$587	12/31/2019
EEM	13,085	$587	12/31/2019
Mount Yale Investment Advisors LLC	13,851	$583	12/31/2019
EEM	13,851	$583	12/31/2019
Gladstone Institutional Advisory LLC	12,925	$580	12/31/2019
EEM	12,925	$580	12/31/2019
Wedbush Securities Inc.	12,900	$579	12/31/2019
EEM	12,900	$579	12/31/2019
E&G Advisors LP	16,900	$577	03/31/2020
EEM	16,900	$577	03/31/2020
Baker Avenue Asset Management LP	12,869	$577	12/31/2019
EEM	12,869	$577	12/31/2019
Moloney Securities Asset Management LLC	12,776	$573	12/31/2019
EEM	12,776	$573	12/31/2019
ERTS Wealth Advisors LLC	12,745	$572	12/31/2019
EEM	12,745	$572	12/31/2019
Stratford Consulting LLC	12,581	$565	12/31/2019
EEM	12,581	$565	12/31/2019
Earnest Partners LLC	12,575	$564	12/31/2019
EEM	12,575	$564	12/31/2019
Flagship Harbor Advisors LLC	12,510	$561	12/31/2019
EEM	12,510	$561	12/31/2019
Dorsey & Whitney Trust CO LLC	12,478	$560	12/31/2019
EEM	12,478	$560	12/31/2019
Integrated Wealth Concepts LLC	12,416	$557	12/31/2019
EEM	12,416	$557	12/31/2019
Wharton Business Group LLC	12,296	$552	12/31/2019
EEM	12,296	$552	12/31/2019
Evanson Asset Management LLC	12,269	$551	12/31/2019
EEM	12,269	$551	12/31/2019
First American Trust FSB	12,251	$550	12/31/2019
EEM	12,251	$550	12/31/2019
Court Place Advisors LLC	12,177	$546	12/31/2019
EEM	12,177	$546	12/31/2019
Orion Portfolio Solutions LLC	12,092	$543	12/31/2019
EEM	12,092	$543	12/31/2019
Autus Asset Management LLC	12,018	$540	12/31/2019
EEM	12,018	$540	12/31/2019
Laurel Wealth Advisors Inc.	12,041	$540	12/31/2019
EEM	12,041	$540	12/31/2019
Wealthsource Partners LLC	12,015	$539	12/31/2019
EEM	12,015	$539	12/31/2019
Proffitt & Goodson Inc.	11,928	$535	12/31/2019
EEM	11,928	$535	12/31/2019
Leith Wheeler Investment Counsel Ltd.	11,905	$534	12/31/2019
EEM	11,905	$534	12/31/2019
Centaurus Financial Inc.	11,882	$533	12/31/2019
EEM	11,882	$533	12/31/2019
Legacy Financial Advisors Inc.	11,889	$533	12/31/2019
EEM	11,889	$533	12/31/2019
Shelton Capital Management	11,865	$532	12/31/2019
EEM	11,865	$532	12/31/2019
Cedar Brook Financial Partners LLC	11,817	$530	12/31/2019
EEM	11,817	$530	12/31/2019
Traverso Chambers Private Wealth Management LLC	15,477	$528	03/31/2020
EEM	15,477	$528	03/31/2020
BKD Wealth Advisors LLC	15,348	$524	03/31/2020
EEM	15,348	$524	03/31/2020
Sigma Investment Counselors Inc.	11,652	$523	12/31/2019
EEM	11,652	$523	12/31/2019
Shepherd Kaplan Krochuk LLC	11,618	$521	12/31/2019
EEM	11,618	$521	12/31/2019
CFM Wealth Partners LLC	11,322	$520	12/31/2019
EEM	11,322	$520	12/31/2019
Hyman Charles D	11,575	$519	12/31/2019
EEM	11,575	$519	12/31/2019
S&CO Inc.	11,467	$515	12/31/2019
EEM	11,467	$515	12/31/2019
Roberts Glore & Co. Inc. IL	11,418	$512	12/31/2019
EEM	11,418	$512	12/31/2019
Reston Wealth Management LLC	11,401	$512	12/31/2019
EEM	11,401	$512	12/31/2019
Moors & Cabot Inc.	11,499	$511	12/31/2019
EEM	11,499	$511	12/31/2019
Atticus Wealth Management LLC	11,380	$511	12/31/2019
EEM	11,380	$511	12/31/2019
Pathstone Family Office LLC	11,347	$509	12/31/2019
EEM	11,347	$509	12/31/2019
Cynosure Management LLC	11,300	$507	12/31/2019
EEM	11,300	$507	12/31/2019
PDS Planning Inc	11,195	$502	12/31/2019
EEM	11,195	$502	12/31/2019
Monetary Management Group Inc.	11,125	$499	12/31/2019
EEM	11,125	$499	12/31/2019
Ifrah Financial Services Inc.	11,117	$499	12/31/2019
EEM	11,117	$499	12/31/2019
Snow Capital Management LP	11,030	$495	12/31/2019
EEM	11,030	$495	12/31/2019
Gamble Jones Investment Counsel	10,960	$492	12/31/2019
EEM	10,960	$492	12/31/2019
Kiley Juergens Wealth Management LLC	10,951	$491	12/31/2019
EEM	10,951	$491	12/31/2019
Kanawha Capital Management LLC	10,931	$490	12/31/2019
EEM	10,931	$490	12/31/2019
Oarsman Capital Inc.	10,881	$488	12/31/2019
EEM	10,881	$488	12/31/2019
Livingston Group Asset Management CO operating as Southport Capital Management	10,824	$486	12/31/2019
EEM	10,824	$486	12/31/2019
Signature Estate & Investment Advisors LLC	10,802	$485	12/31/2019
EEM	10,802	$485	12/31/2019
IFG Advisors LLC	10,806	$485	12/31/2019
EEM	10,806	$485	12/31/2019
Contravisory Investment Management Inc.	14,141	$483	03/31/2020
EEM	14,141	$483	03/31/2020
MainStreet Investment Advisors LLC	10,786	$483	12/31/2019
EEM	10,786	$483	12/31/2019
Vickerman & Driscoll Financial Advisors Inc.	10,749	$482	12/31/2019
EEM	10,749	$482	12/31/2019
Windsor Capital Management LLC	10,752	$482	12/31/2019
EEM	10,752	$482	12/31/2019
Sepio Capital LLC	10,678	$479	12/31/2019
EEM	10,678	$479	12/31/2019
Tower Research Capital LLC TRC	10,643	$478	12/31/2019
EEM	10,643	$478	12/31/2019
JFS Wealth Advisors LLC	10,659	$478	12/31/2019
EEM	10,659	$478	12/31/2019
Vista Wealth Management Group LLC	10,522	$472	12/31/2019
EEM	10,522	$472	12/31/2019
Aua Capital Management LLC	10,486	$471	12/31/2019
EEM	10,486	$471	12/31/2019
Great Point Wealth Advisors LLC	10,508	$471	12/31/2019
EEM	10,508	$471	12/31/2019
Klingman & Associates LLC	10,439	$468	12/31/2019
EEM	10,439	$468	12/31/2019
AlphaCore Capital LLC	10,398	$467	12/31/2019
EEM	10,398	$467	12/31/2019
AMI Investment Management Inc.	10,380	$466	12/31/2019
EEM	10,380	$466	12/31/2019
Strategy Asset Managers LLC	10,375	$466	12/31/2019
EEM	10,375	$466	12/31/2019
First United Bank Trust	10,160	$456	12/31/2019
EEM	10,160	$456	12/31/2019
Columbia Trust Co 01012016	10,178	$456	12/31/2019
EEM	10,178	$456	12/31/2019
LGL Partners LLC	10,094	$453	12/31/2019
EEM	10,094	$453	12/31/2019
Ambassador Advisors LLC	10,082	$452	12/31/2019
EEM	10,082	$452	12/31/2019
Stellar Capital Management LLC	9,930	$446	12/31/2019
EEM	9,930	$446	12/31/2019
Perennial Advisors LLC	9,910	$445	12/31/2019
EEM	9,910	$445	12/31/2019
Benjamin F. Edwards & Company Inc.	9,896	$444	12/31/2019
EEM	9,896	$444	12/31/2019
Globeflex Capital L P	9,881	$443	12/31/2019
EEM	9,881	$443	12/31/2019
Lehman & Derafelo Financial Resources LLC	9,799	$440	12/31/2019
EEM	9,799	$440	12/31/2019
Harbour Capital Advisors LLC	12,850	$439	03/31/2020
EEM	12,850	$439	03/31/2020
Alpha Omega Wealth Management LLC	9,676	$434	12/31/2019
EEM	9,676	$434	12/31/2019
Ancora Advisors LLC	9,642	$433	12/31/2019
EEM	9,642	$433	12/31/2019
Independence Bank of Kentucky	9,656	$433	12/31/2019
EEM	9,656	$433	12/31/2019
Camden Capital LLC	9,659	$433	12/31/2019
EEM	9,659	$433	12/31/2019
Pinnacle Bank	12,640	$431	03/31/2020
EEM	12,640	$431	03/31/2020
Betterment LLC	9,609	$431	12/31/2019
EEM	9,609	$431	12/31/2019
Altium Wealth Management LLC	9,611	$431	12/31/2019
EEM	9,611	$431	12/31/2019
Marshall Financial Group Inc. ADV	9,571	$429	12/31/2019
EEM	9,571	$429	12/31/2019
Laurel Wealth Advisors LLC	9,562	$429	12/31/2019
EEM	9,562	$429	12/31/2019
Courage Miller Partners LLC	9,506	$427	12/31/2019
EEM	9,506	$427	12/31/2019
Budros Ruhlin & Roe Inc.	9,443	$424	12/31/2019
EEM	9,443	$424	12/31/2019
Managed Asset Portfolios LLC	9,440	$424	12/31/2019
EEM	9,440	$424	12/31/2019
Coe Capital Management LLC	9,434	$423	12/31/2019
EEM	9,434	$423	12/31/2019
Washington Trust Bank	9,392	$421	12/31/2019
EEM	9,392	$421	12/31/2019
Corient Capital Partners LLC	9,373	$421	12/31/2019
EEM	9,373	$421	12/31/2019
Boston Financial Mangement LLC	9,367	$420	12/31/2019
EEM	9,367	$420	12/31/2019
PFG Advisors	9,323	$420	12/31/2019
EEM	9,323	$420	12/31/2019
Harel Insurance Investments & Financial Services Ltd.	9,327	$418	12/31/2019
EEM	9,327	$418	12/31/2019
Brickley Wealth Management	9,268	$416	12/31/2019
EEM	9,268	$416	12/31/2019
Aristotle Capital Management LLC	9,130	$410	12/31/2019
EEM	9,130	$410	12/31/2019
Cubic Asset Management LLC	9,129	$410	12/31/2019
EEM	9,129	$410	12/31/2019
Paradigm Financial Advisors LLC	9,116	$409	12/31/2019
EEM	9,116	$409	12/31/2019
Tranquility Partners LLC	9,119	$409	12/31/2019
EEM	9,119	$409	12/31/2019
Cedar Wealth Management LLC	9,095	$408	12/31/2019
EEM	9,095	$408	12/31/2019
Dearborn Partners LLC	9,045	$406	12/31/2019
EEM	9,045	$406	12/31/2019
Peninsula Asset Management Inc.	8,950	$402	12/31/2019
EEM	8,950	$402	12/31/2019
Balasa Dinverno & Foltz LLC	8,858	$397	12/31/2019
EEM	8,858	$397	12/31/2019
Optas LLC	8,852	$397	12/31/2019
EEM	8,852	$397	12/31/2019
Connecticut Wealth Management LLC	8,809	$395	12/31/2019
EEM	8,809	$395	12/31/2019
Capital One National Association	8,779	$394	12/31/2019
EEM	8,779	$394	12/31/2019
Personal Capital Advisors Corp	8,749	$393	12/31/2019
EEM	8,749	$393	12/31/2019
ELM Advisors LLC	11,450	$391	03/31/2020
EEM	11,450	$391	03/31/2020
John G Ullman & Associates Inc.	8,725	$391	12/31/2019
EEM	8,725	$391	12/31/2019
Quadrant Capital Management LLC	8,698	$390	12/31/2019
EEM	8,698	$390	12/31/2019
REDW Wealth LLC	8,688	$390	12/31/2019
EEM	8,688	$390	12/31/2019
CCG Wealth Management LLC	8,674	$389	12/31/2019
EEM	8,674	$389	12/31/2019
Sensible Financial Planning & Management LLC.	8,651	$388	12/31/2019
EEM	8,651	$388	12/31/2019
Intl Fcstone Inc.	8,576	$385	12/31/2019
EEM	8,576	$385	12/31/2019
Eagle Global Advisors LLC	8,590	$385	12/31/2019
EEM	8,590	$385	12/31/2019
Grantham Mayo Van Otterloo & Co. LLC	8,519	$382	12/31/2019
EEM	8,519	$382	12/31/2019
Fulcrum Capital LLC	8,503	$382	12/31/2019
EEM	8,503	$382	12/31/2019
Ullmann Financial Group Inc.	11,134	$380	03/31/2020
EEM	11,134	$380	03/31/2020
New Potomac Partners LLC	8,470	$380	12/31/2019
EEM	8,470	$380	12/31/2019
Next Capital Management LLC	8,480	$380	12/31/2019
EEM	8,480	$380	12/31/2019
Van Hulzen Asset Management LLC	8,418	$378	12/31/2019
EEM	8,418	$378	12/31/2019
Beacon Pointe Advisors LLC	8,430	$378	12/31/2019
EEM	8,430	$378	12/31/2019
FCG Advisors LLC	8,338	$374	12/31/2019
EEM	8,338	$374	12/31/2019
Brick & Kyle Associates	8,243	$374	12/31/2019
EEM	8,243	$374	12/31/2019
Roosevelt Investment Group Inc.	8,315	$373	12/31/2019
EEM	8,315	$373	12/31/2019
Allworth Financial LP	8,306	$373	12/31/2019
EEM	8,306	$373	12/31/2019
Ausdal Financial Partners Inc.	8,518	$372	12/31/2019
EEM	8,518	$372	12/31/2019
Means Investment CO. Inc.		$371	12/31/2019
EEM	7,986	$369	12/31/2019
Call	800	$2	12/31/2019
Alesco Advisors LLC	8,270	$371	12/31/2019
EEM	8,270	$371	12/31/2019
Savant Capital LLC	8,269	$371	12/31/2019
EEM	8,269	$371	12/31/2019
Moller Financial Services	8,236	$370	12/31/2019
EEM	8,236	$370	12/31/2019
Capital Advisors Inc. OK	8,231	$369	12/31/2019
EEM	8,231	$369	12/31/2019
Cornerstone Investment Partners LLC	8,230	$369	12/31/2019
EEM	8,230	$369	12/31/2019
Sullivan Bruyette Speros & Blaney LLC	8,210	$368	12/31/2019
EEM	8,210	$368	12/31/2019
Alpha Cubed Investments LLC	8,150	$366	12/31/2019
EEM	8,150	$366	12/31/2019
Ameritas Investment Company LLC	8,127	$365	12/31/2019
EEM	8,127	$365	12/31/2019
White Pine Capital LLC	8,105	$364	12/31/2019
EEM	8,105	$364	12/31/2019
Diversified Trust Co	8,033	$360	12/31/2019
EEM	8,033	$360	12/31/2019
CLS Investments LLC	8,005	$359	12/31/2019
EEM	8,005	$359	12/31/2019
First National Bank Sioux Falls	7,839	$352	12/31/2019
EEM	7,839	$352	12/31/2019
Northeast Financial Consultants Inc	7,818	$351	12/31/2019
EEM	7,818	$351	12/31/2019
Gibson Capital LLC	7,820	$350	12/31/2019
EEM	7,820	$350	12/31/2019
Coastal Bridge Advisors LLC	7,803	$350	12/31/2019
EEM	7,803	$350	12/31/2019
Partners Capital Investment Group LLP	7,760	$348	12/31/2019
EEM	7,760	$348	12/31/2019
Kingsview Wealth Management LLC		$348	12/31/2019
EEM	7,749	$348	12/31/2019
Put	900	$1	12/31/2019
Call	100	$1	12/31/2019
Macroview Investment Management LLC	7,722	$347	12/31/2019
EEM	7,722	$347	12/31/2019
Pinnacle Holdings LLC	7,615	$342	12/31/2019
EEM	7,615	$342	12/31/2019
Formidable Asset Management LLC	7,566	$341	12/31/2019
EEM	7,566	$341	12/31/2019
Apollon Wealth Management LLC	7,352	$340	12/31/2019
EEM	7,352	$340	12/31/2019
Cape Cod Five Cents Savings Bank	7,555	$339	12/31/2019
EEM	7,555	$339	12/31/2019
Peak Capital Management LLC	9,889	$338	03/31/2020
EEM	9,889	$338	03/31/2020
Checchi Capital Advisers LLC		$338	12/31/2019
Put	145,000	$6,506	12/31/2019
EEM	105,636	$4,740	12/31/2019
Call	46,900	$2,104	12/31/2019
Cadence Bank NA	7,507	$337	12/31/2019
EEM	7,507	$337	12/31/2019
Ledyard National Bank	7,518	$337	12/31/2019
EEM	7,518	$337	12/31/2019
Ridgewood Investments LLC	7,500	$337	12/31/2019
EEM	7,500	$337	12/31/2019
Cim LLC	7,372	$331	12/31/2019
EEM	7,372	$331	12/31/2019
Palisade Asset Management LLC	7,372	$331	12/31/2019
EEM	7,372	$331	12/31/2019
Taurus Asset Management LLC	7,300	$328	12/31/2019
EEM	7,300	$328	12/31/2019
Alerus Financial NA	7,290	$327	12/31/2019
EEM	7,290	$327	12/31/2019
Regent Investment Management LLC	7,279	$327	12/31/2019
EEM	7,279	$327	12/31/2019
Cowen AND Company LLC		$326	12/31/2019
Call	336,700	$502	12/31/2019
Put	2,794,500	$176	12/31/2019
Financial Architects Inc	7,272	$326	12/31/2019
EEM	7,272	$326	12/31/2019
Fort Pitt Capital Group LLC	7,256	$326	12/31/2019
EEM	7,256	$326	12/31/2019
Global Trust Asset Management LLC	9,609	$325	03/31/2020
EEM	9,609	$325	03/31/2020
Headinvest LLC	7,180	$322	12/31/2019
EEM	7,180	$322	12/31/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management	7,175	$322	12/31/2019
EEM	7,175	$322	12/31/2019
Lenox Wealth Management Inc.	7,146	$321	12/31/2019
EEM	7,146	$321	12/31/2019
Capital Wealth Planning LLC	7,152	$321	12/31/2019
EEM	7,152	$321	12/31/2019
Sage Capital Advisors llc	7,128	$320	12/31/2019
EEM	7,128	$320	12/31/2019
DiMeo Schneider & Associates L.L.C.	7,128	$320	12/31/2019
EEM	7,128	$320	12/31/2019
Nicholas Hoffman & Company LLC.	7,100	$319	12/31/2019
EEM	7,100	$319	12/31/2019
Sowa Financial Group Inc.	7,094	$318	12/31/2019
EEM	7,094	$318	12/31/2019
Investment House LLC	9,280	$317	03/31/2020
EEM	9,280	$317	03/31/2020
Kovack Advisors Inc.	7,072	$317	12/31/2019
EEM	7,072	$317	12/31/2019
Outlook Wealth Advisors LLC	7,058	$317	12/31/2019
EEM	7,058	$317	12/31/2019
Putnam Investments LLC	7,036	$316	12/31/2019
EEM	7,036	$316	12/31/2019
Investors Financial Group LLC	9,242	$315	03/31/2020
EEM	9,242	$315	03/31/2020
Armstrong Shaw Associates Inc. CT	7,000	$314	12/31/2019
EEM	7,000	$314	12/31/2019
WMS Partners LLC	6,967	$313	12/31/2019
EEM	6,967	$313	12/31/2019
Financial Life Advisors	6,946	$312	12/31/2019
EEM	6,946	$312	12/31/2019
Hudson Valley Investment Advisors Inc. ADV	6,939	$311	12/31/2019
EEM	6,939	$311	12/31/2019
Fusion Family Wealth LLC	6,842	$307	12/31/2019
EEM	6,842	$307	12/31/2019
CVA Family Office LLC	6,813	$306	12/31/2019
EEM	6,813	$306	12/31/2019
McGuire Investment Group LLC	8,934	$305	03/31/2020
EEM	8,934	$305	03/31/2020
Financial Advisors Network Inc.	6,805	$305	12/31/2019
EEM	6,805	$305	12/31/2019
HITE Hedge Asset Management LLC	6,750	$303	12/31/2019
EEM	6,750	$303	12/31/2019
V Wealth Advisors LLC	7,369	$301	12/31/2019
EEM	7,369	$301	12/31/2019
Essex Savings Bank	6,640	$298	12/31/2019
EEM	6,640	$298	12/31/2019
Punch & Associates Investment Management Inc.	6,603	$296	12/31/2019
EEM	6,603	$296	12/31/2019
Hilltop Holdings Inc.	6,530	$293	12/31/2019
EEM	6,530	$293	12/31/2019
Diversified Portfolios Inc.	6,529	$293	12/31/2019
EEM	6,529	$293	12/31/2019
Pettinga Financial Advisors LLC	6,525	$293	12/31/2019
EEM	6,525	$293	12/31/2019
Searle & CO.	6,500	$292	12/31/2019
EEM	6,500	$292	12/31/2019
Community Bank N.A.	6,460	$290	12/31/2019
EEM	6,460	$290	12/31/2019
Wooster Corthell Wealth Management Inc.	6,429	$288	12/31/2019
EEM	6,429	$288	12/31/2019
Cedar Capital LLC	6,405	$287	12/31/2019
EEM	6,405	$287	12/31/2019
Gilbert & Cook Inc.	6,399	$287	12/31/2019
EEM	6,399	$287	12/31/2019
Jacobi Capital Management LLC	6,379	$286	12/31/2019
EEM	6,379	$286	12/31/2019
Wealth Quarterback LLC	384,942	$285	12/31/2019
EEM	384,942	$285	12/31/2019
Nichols & Pratt Advisers LLP MA	6,335	$284	12/31/2019
EEM	6,335	$284	12/31/2019
Traynor Capital Management Inc.	6,311	$283	12/31/2019
EEM	6,311	$283	12/31/2019
Augustine Asset Management Inc.	6,294	$282	12/31/2019
EEM	6,294	$282	12/31/2019
RGT Wealth Advisors LLC	6,281	$282	12/31/2019
EEM	6,281	$282	12/31/2019
PBMares Wealth Management LLC	6,273	$281	12/31/2019
EEM	6,273	$281	12/31/2019
Brown Brothers Harriman & Co.	6,235	$280	12/31/2019
EEM	6,235	$280	12/31/2019
Iron Financial LLC	6,207	$278	12/31/2019
EEM	6,207	$278	12/31/2019
grace capital	6,180	$277	12/31/2019
EEM	6,180	$277	12/31/2019
Merit Financial Group LLC	6,134	$275	12/31/2019
EEM	6,134	$275	12/31/2019
Platte River Wealth Advisors LLC	6,522	$275	12/31/2019
EEM	6,522	$275	12/31/2019
Smith Capital Management Inc. AR ADV	6,100	$274	12/31/2019
EEM	6,100	$274	12/31/2019
Bahl & Gaynor Inc.	6,081	$273	12/31/2019
EEM	6,081	$273	12/31/2019
Lcnb Corp	6,067	$272	12/31/2019
EEM	6,067	$272	12/31/2019
Premise Capital LLC	6,037	$271	12/31/2019
EEM	6,037	$271	12/31/2019
Pacific Capital Wealth Advisors Inc.	6,011	$270	12/31/2019
EEM	6,011	$270	12/31/2019
Botty Investors LLC	6,000	$269	12/31/2019
EEM	6,000	$269	12/31/2019
NorthRock Partners LLC	5,995	$269	12/31/2019
EEM	5,995	$269	12/31/2019
Davis R M Inc.	5,948	$267	12/31/2019
EEM	5,948	$267	12/31/2019
Sand Hill Global Advisors LLC	5,919	$266	12/31/2019
EEM	5,919	$266	12/31/2019
Boston Trust Walden Corp	5,935	$266	12/31/2019
EEM	5,935	$266	12/31/2019
Emerald Investment Partners LLC	5,937	$266	12/31/2019
EEM	5,937	$266	12/31/2019
180 Wealth Advisors LLC	7,848	$265	03/31/2020
EEM	7,848	$265	03/31/2020
BTC Capital Management Inc.	5,838	$262	12/31/2019
EEM	5,838	$262	12/31/2019
Pillar Pacific Capital Management LLC	5,764	$259	12/31/2019
EEM	5,764	$259	12/31/2019
Stearns Financial Services Group	5,778	$259	12/31/2019
EEM	5,778	$259	12/31/2019
Compton Capital Management Inc. RI	5,725	$257	12/31/2019
EEM	5,725	$257	12/31/2019
Hills Bank & Trust Co.	5,732	$257	12/31/2019
EEM	5,732	$257	12/31/2019
Mosaic Family Wealth LLC	5,730	$257	12/31/2019
EEM	5,730	$257	12/31/2019
Moody Lynn & Lieberson LLC	5,700	$256	12/31/2019
EEM	5,700	$256	12/31/2019
Pure Financial Advisors Inc.	7,435	$254	03/31/2020
EEM	7,435	$254	03/31/2020
Spears Abacus Advisors LLC	5,670	$254	12/31/2019
EEM	5,670	$254	12/31/2019
Avalon Advisory Group	5,670	$254	12/31/2019
EEM	5,670	$254	12/31/2019
Hochman Cole Investment Advisors Inc.	5,599	$251	12/31/2019
EEM	5,599	$251	12/31/2019
Quest Capital Management Inc. ADV	5,562	$250	12/31/2019
EEM	5,562	$250	12/31/2019
Brio Consultants LLC	5,560	$249	12/31/2019
EEM	5,560	$249	12/31/2019
MCF Advisors LLC	5,536	$248	12/31/2019
EEM	5,536	$248	12/31/2019
Nottingham Advisors Inc.	5,490	$246	12/31/2019
EEM	5,490	$246	12/31/2019
Carlton Hofferkamp & Jenks Wealth Management LLC	5,675	$244	12/31/2019
EEM	5,675	$244	12/31/2019
Maltin Wealth Management Inc.	5,435	$244	12/31/2019
EEM	5,435	$244	12/31/2019
OLD Second National Bank of Aurora	5,406	$243	12/31/2019
EEM	5,406	$243	12/31/2019
White Lighthouse Investment Management Inc.	7,091	$242	03/31/2020
EEM	7,091	$242	03/31/2020
Fairfield Bush & CO.	5,400	$242	12/31/2019
EEM	5,400	$242	12/31/2019
Aspen Investment Management Inc	5,375	$241	12/31/2019
EEM	5,375	$241	12/31/2019
Horizon Investments LLC	5,365	$241	12/31/2019
EEM	5,365	$241	12/31/2019
Rikoon Group LLC	5,374	$241	12/31/2019
EEM	5,374	$241	12/31/2019
Murphy Middleton Hinkle & Parker Inc.	7,044	$240	03/31/2020
EEM	7,044	$240	03/31/2020
Baldwin Brothers Inc. MA	5,347	$240	12/31/2019
EEM	5,347	$240	12/31/2019
Chicago Capital LLC	5,300	$238	12/31/2019
EEM	5,300	$238	12/31/2019
Patten Group Inc.	5,283	$237	12/31/2019
EEM	5,283	$237	12/31/2019
Joel Isaacson & Co. LLC	5,270	$236	12/31/2019
EEM	5,270	$236	12/31/2019
Meridian Wealth Management LLC	5,238	$235	12/31/2019
EEM	5,238	$235	12/31/2019
Sheaff Brock Investment Advisors LLC	5,211	$234	12/31/2019
EEM	5,211	$234	12/31/2019
Sterling Investment Advisors LLC ADV	5,184	$233	12/31/2019
EEM	5,184	$233	12/31/2019
Svenska Handelsbanken AB publ	5,200	$233	12/31/2019
EEM	5,200	$233	12/31/2019
Abbot Financial Management Inc.	5,200	$233	12/31/2019
EEM	5,200	$233	12/31/2019
Private Capital Management LLC	5,692	$233	12/31/2019
EEM	5,692	$233	12/31/2019
First Ascent Asset Management LLC	5,196	$233	12/31/2019
EEM	5,196	$233	12/31/2019
Inverness Counsel LLC NY	5,178	$232	12/31/2019
EEM	5,178	$232	12/31/2019
Deltec Asset Management LLC	5,160	$232	12/31/2019
EEM	5,160	$232	12/31/2019
Norris Perne & French LLP MI	5,137	$231	12/31/2019
EEM	5,137	$231	12/31/2019
Round Table Services LLC	5,141	$231	12/31/2019
EEM	5,141	$231	12/31/2019
Glovista Investments LLC	5,135	$230	12/31/2019
EEM	5,135	$230	12/31/2019
Pinnacle Wealth Planning Services Inc.	5,140	$230	12/31/2019
EEM	5,140	$230	12/31/2019
Triangle Securities Wealth Management	6,720	$229	03/31/2020
EEM	6,720	$229	03/31/2020
Bingham Osborn & Scarborough LLC	5,049	$227	12/31/2019
EEM	5,049	$227	12/31/2019
EisnerAmper Wealth Management Corporate Benefits LLC	6,594	$225	03/31/2020
EEM	6,594	$225	03/31/2020
DF Dent & Co. Inc.	4,999	$224	12/31/2019
EEM	4,999	$224	12/31/2019
Ironwood Investment Counsel LLC	5,000	$224	12/31/2019
EEM	5,000	$224	12/31/2019
Bank of Marin	4,980	$223	12/31/2019
EEM	4,980	$223	12/31/2019
Fort Sheridan Advisors LLC	4,938	$222	12/31/2019
EEM	4,938	$222	12/31/2019
Granite Investment Advisors LLC	4,925	$221	12/31/2019
EEM	4,925	$221	12/31/2019
King Luther Capital Management Corp	4,870	$219	12/31/2019
EEM	4,870	$219	12/31/2019
One Wealth Advisors LLC	4,883	$219	12/31/2019
EEM	4,883	$219	12/31/2019
Legacy Wealth Planning LLC	4,884	$219	12/31/2019
EEM	4,884	$219	12/31/2019
Meitav Dash Investments Ltd.	4,860	$218	12/31/2019
EEM	4,860	$218	12/31/2019
New England Professional Planning Group Inc.	4,839	$217	12/31/2019
EEM	4,839	$217	12/31/2019
StrategIQ Financial Group LLC	4,847	$217	12/31/2019
EEM	4,847	$217	12/31/2019
Gs Investments Inc.	5,000	$217	12/31/2019
EEM	5,000	$217	12/31/2019
Henry James International Management Inc.	4,840	$217	12/31/2019
EEM	4,840	$217	12/31/2019
Torch Wealth Management LLC	4,820	$216	12/31/2019
EEM	4,820	$216	12/31/2019
Keebeck Wealth Management LLC	4,817	$216	12/31/2019
EEM	4,817	$216	12/31/2019
Parkside Financial Bank & Trust	4,792	$215	12/31/2019
EEM	4,792	$215	12/31/2019
Cahill Financial Advisors Inc.	4,781	$215	12/31/2019
EEM	4,781	$215	12/31/2019
Legacy Wealth Partners Inc.	4,899	$215	12/31/2019
EEM	4,899	$215	12/31/2019
Capital Advisory Group Advisory Services LLC	4,814	$215	12/31/2019
EEM	4,814	$215	12/31/2019
ProVise Management Group LLC	4,775	$214	12/31/2019
EEM	4,775	$214	12/31/2019
Weil Company Inc.	4,770	$214	12/31/2019
EEM	4,770	$214	12/31/2019
Cabana LLC	4,754	$213	12/31/2019
EEM	4,754	$213	12/31/2019
Bluestein R H & Co.	4,725	$212	12/31/2019
EEM	4,725	$212	12/31/2019
Probity Advisors Inc.	4,723	$212	12/31/2019
EEM	4,723	$212	12/31/2019
Franklin Parlapiano Turner & Welch LLC	4,707	$211	12/31/2019
EEM	4,707	$211	12/31/2019
BerganKDV Wealth Management LLC	4,677	$210	12/31/2019
EEM	4,677	$210	12/31/2019
Live Oak Private Wealth LLC	4,647	$209	12/31/2019
EEM	4,647	$209	12/31/2019
Signaturefd LLC	4,645	$208	12/31/2019
EEM	4,645	$208	12/31/2019
Sunburst Financial Group LLC	4,641	$208	12/31/2019
EEM	4,641	$208	12/31/2019
Oakworth Capital Inc.	4,575	$207	12/31/2019
EEM	4,575	$207	12/31/2019
Atlas Capital Advisors LLC	4,582	$206	12/31/2019
EEM	4,582	$206	12/31/2019
Kwmg LLC	4,540	$204	12/31/2019
EEM	4,540	$204	12/31/2019
United Capital Management of KS Inc.	4,557	$204	12/31/2019
EEM	4,557	$204	12/31/2019
Heartwood Wealth Advisors LLC	4,533	$203	12/31/2019
EEM	4,533	$203	12/31/2019
Burke & Herbert Bank & Trust Co.	5,932	$202	03/31/2020
EEM	5,932	$202	03/31/2020
Wealthcare Capital Management LLC	4,508	$202	12/31/2019
EEM	4,508	$202	12/31/2019
Advisory Alpha LLC	4,354	$202	12/31/2019
EEM	4,354	$202	12/31/2019
Cadence Capital Management LLC	4,480	$201	12/31/2019
EEM	4,480	$201	12/31/2019
Gresham Partners LLC	4,447	$200	12/31/2019
EEM	4,447	$200	12/31/2019
Jackson Hole Capital Partners LLC	4,390	$197	12/31/2019
EEM	4,390	$197	12/31/2019
Ellis Investment Partners LLC	4,226	$193	12/31/2019
EEM	4,226	$193	12/31/2019
Pacifica Partners Inc.	4,168	$187	12/31/2019
EEM	4,168	$187	12/31/2019
CENTRAL TRUST Co	4,145	$186	12/31/2019
EEM	4,145	$186	12/31/2019
Stephenson National Bank & Trust	4,149	$186	12/31/2019
EEM	4,149	$186	12/31/2019
Sugarloaf Wealth Management LLC	4,088	$183	12/31/2019
EEM	4,088	$183	12/31/2019
Timber Creek Capital Management LLC	4,078	$182	12/31/2019
EEM	4,078	$182	12/31/2019
Bray Capital Advisors	3,929	$176	12/31/2019
EEM	3,929	$176	12/31/2019
Personal Wealth Partners	3,922	$176	12/31/2019
EEM	3,922	$176	12/31/2019
Blue Bell Private Wealth Management LLC	3,890	$175	12/31/2019
EEM	3,890	$175	12/31/2019
Kore Private Wealth LLC	3,903	$175	12/31/2019
EEM	3,903	$175	12/31/2019
Clean Yield Group	3,870	$174	12/31/2019
EEM	3,870	$174	12/31/2019
JJJ Advisors Inc.	3,795	$170	12/31/2019
EEM	3,795	$170	12/31/2019
TCI Wealth Advisors Inc.	3,662	$164	12/31/2019
EEM	3,662	$164	12/31/2019
Thompson Siegel & Walmsley LLC	3,630	$163	12/31/2019
EEM	3,630	$163	12/31/2019
Arkadios Wealth Advisors	3,597	$159	12/31/2019
EEM	3,597	$159	12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC	4,609	$157	03/31/2020
EEM	4,609	$157	03/31/2020
Lakeview Capital Partners LLC	3,486	$156	12/31/2019
EEM	3,486	$156	12/31/2019
Creative Financial Designs Inc. ADV	3,365	$154	12/31/2019
EEM	3,365	$154	12/31/2019
CNB Bank	3,435	$154	12/31/2019
EEM	3,435	$154	12/31/2019
Meeder Asset Management Inc.	3,328	$149	12/31/2019
EEM	3,328	$149	12/31/2019
Ellevest Inc.	3,132	$141	12/31/2019
EEM	3,132	$141	12/31/2019
Zurich Insurance Group Ltd FI	3,100	$139	12/31/2019
EEM	3,100	$139	12/31/2019
Farmers & Merchants Investments Inc.	2,865	$129	12/31/2019
EEM	2,865	$129	12/31/2019
Powell Investment Advisors LLC	2,808	$126	12/31/2019
EEM	2,808	$126	12/31/2019
Burt Wealth Advisors	2,740	$123	12/31/2019
EEM	2,740	$123	12/31/2019
Princeton Global Asset Management LLC	2,700	$121	12/31/2019
EEM	2,700	$121	12/31/2019
NWK Group Inc.	2,695	$121	12/31/2019
EEM	2,695	$121	12/31/2019
Firestone Capital Management	2,625	$118	12/31/2019
EEM	2,625	$118	12/31/2019
Manchester Financial Inc.	2,509	$113	12/31/2019
EEM	2,509	$113	12/31/2019
HCR Wealth Advisors	2,513	$113	12/31/2019
EEM	2,513	$113	12/31/2019
Banque Cantonale Vaudoise	2,500	$112	12/31/2019
EEM	2,500	$112	12/31/2019
Corbenic Partners LLC	2,479	$111	12/31/2019
EEM	2,479	$111	12/31/2019
PSI Advisors LLC	2,442	$109	12/31/2019
EEM	2,442	$109	12/31/2019
Biltmore Family Office LLC	2,410	$108	12/31/2019
EEM	2,410	$108	12/31/2019
Busey Wealth Management	2,360	$106	12/31/2019
EEM	2,360	$106	12/31/2019
Tsfg LLC	3,078	$105	03/31/2020
EEM	3,078	$105	03/31/2020
QCI Asset Management Inc. NY	2,332	$105	12/31/2019
EEM	2,332	$105	12/31/2019
Column Capital Advisors LLC	53,775	$105	12/31/2019
EEM	53,775	$105	12/31/2019
Carmichael Hill & Associates Inc.	2,342	$105	12/31/2019
EEM	2,342	$105	12/31/2019
Archer Investment Corp	2,323	$104	12/31/2019
EEM	2,323	$104	12/31/2019
Coastal Investment Advisors Inc.	2,389	$103	12/31/2019
EEM	2,389	$103	12/31/2019
Dividend Assets Capital LLC	2,284	$102	12/31/2019
EEM	2,284	$102	12/31/2019
PrairieView Partners LLC	2,930	$100	03/31/2020
EEM	2,930	$100	03/31/2020
TFG Advisers LLC	2,224	$99	12/31/2019
EEM	2,224	$99	12/31/2019
Wolverine Asset Management LLC		$98	12/31/2019
Call	2,200	$98	12/31/2019
Truewealth LLC	2,184	$98	12/31/2019
EEM	2,184	$98	12/31/2019
Cribstone Capital Management LLC	2,158	$97	12/31/2019
EEM	2,158	$97	12/31/2019
Capital Investment Advisory Services LLC	2,147	$96	12/31/2019
EEM	2,147	$96	12/31/2019
Ropes Wealth Advisors LLC	2,056	$92	12/31/2019
EEM	2,056	$92	12/31/2019
Highlander Capital Management LLC	2,000	$90	12/31/2019
EEM	2,000	$90	12/31/2019
McIlrath & Eck LLC	1,971	$88	12/31/2019
EEM	1,971	$88	12/31/2019
Evolution Wealth Advisors LLC	1,965	$88	12/31/2019
EEM	1,965	$88	12/31/2019
Asset Dedication LLC	1,927	$87	12/31/2019
EEM	1,927	$87	12/31/2019
AlphaMark Advisors LLC	1,880	$84	12/31/2019
EEM	1,880	$84	12/31/2019
Winch Advisory Services LLC	1,865	$84	12/31/2019
EEM	1,865	$84	12/31/2019
Certified Advisory Corp	1,875	$84	12/31/2019
EEM	1,875	$84	12/31/2019
Cornerstone Advisors Inc.	1,800	$81	12/31/2019
EEM	1,800	$81	12/31/2019
SRS Capital Advisors Inc.	1,810	$81	12/31/2019
EEM	1,810	$81	12/31/2019
Sterling Investment Advisors Ltd.	1,820	$81	12/31/2019
EEM	1,820	$81	12/31/2019
Lindbrook Capital LLC	1,800	$81	12/31/2019
EEM	1,800	$81	12/31/2019
Center for Financial Planning Inc.	1,798	$81	12/31/2019
EEM	1,798	$81	12/31/2019
Kistler Tiffany Companies LLC	1,774	$80	03/31/2020
EEM	1,774	$80	03/31/2020
Private Ocean LLC	1,771	$80	12/31/2019
EEM	1,771	$80	12/31/2019
HighMark Wealth Management LLC	1,800	$80	12/31/2019
EEM	1,800	$80	12/31/2019
Armor Investment Advisors LLC	1,750	$79	12/31/2019
EEM	1,750	$79	12/31/2019
Front Row Advisors LLC	1,750	$79	12/31/2019
EEM	1,750	$79	12/31/2019
Arrow Financial Corp	1,735	$78	12/31/2019
EEM	1,735	$78	12/31/2019
Horan Capital Advisors LLC.	1,710	$77	12/31/2019
EEM	1,710	$77	12/31/2019
Americana Partners LLC	1,730	$77	12/31/2019
EEM	1,730	$77	12/31/2019
Capital Wealth Alliance LLC	1,831	$77	12/31/2019
EEM	1,831	$77	12/31/2019
First Manhattan Co.	1,715	$76	12/31/2019
EEM	1,715	$76	12/31/2019
Walleye Trading LLC		$76	12/31/2019
Call	19,800	$888	12/31/2019
Put	18,100	$812	12/31/2019
Glassman Wealth Services	1,637	$73	12/31/2019
EEM	1,637	$73	12/31/2019
Pacific Center for Financial Services	1,633	$73	12/31/2019
EEM	1,633	$73	12/31/2019
Dougherty Wealth Advisers LLC	1,630	$73	12/31/2019
EEM	1,630	$73	12/31/2019
Weaver Consulting Group	1,786	$73	12/31/2019
EEM	1,786	$73	12/31/2019
Plante Moran Financial Advisors LLC	1,575	$71	12/31/2019
EEM	1,575	$71	12/31/2019
Gradient Investments LLC	2,060	$70	03/31/2020
EEM	2,060	$70	03/31/2020
Bellevue Asset Management LLC	1,531	$69	12/31/2019
EEM	1,531	$69	12/31/2019
Blume Capital Management Inc.	1,500	$67	12/31/2019
EEM	1,500	$67	12/31/2019
Capital Asset Advisory Services LLC	1,523	$67	12/31/2019
EEM	1,523	$67	12/31/2019
Efficient Wealth Management LLC	1,868	$64	03/31/2020
EEM	1,868	$64	03/31/2020
Ameritas Investment Partners Inc.	1,420	$63	12/31/2019
EEM	1,420	$63	12/31/2019
Regal Wealth Group Inc.	1,357	$61	12/31/2019
EEM	1,357	$61	12/31/2019
Gables Capital Management Inc.	1,350	$61	12/31/2019
EEM	1,350	$61	12/31/2019
Carroll Financial Associates Inc.	1,769	$60	03/31/2020
EEM	1,769	$60	03/31/2020
Financial Advantage Inc.	1,329	$59	12/31/2019
EEM	1,329	$59	12/31/2019
Acadian Asset Management LLC	1,296	$58	12/31/2019
EEM	1,296	$58	12/31/2019
Aptus Capital Advisors LLC	1,249	$57	12/31/2019
EEM	1,249	$57	12/31/2019
EPG Wealth Management LLC	1,274	$57	12/31/2019
EEM	1,274	$57	12/31/2019
Turim 21 Investimentos Ltda.	1,207	$54	12/31/2019
EEM	1,207	$54	12/31/2019
Lucia Wealth Services LLC	1,200	$54	12/31/2019
EEM	1,200	$54	12/31/2019
Raab & Moskowitz Asset Management LLC	1,200	$53	12/31/2019
EEM	1,200	$53	12/31/2019
Lenox Wealth Advisors LLC	1,433	$49	03/31/2020
EEM	1,433	$49	03/31/2020
Rowland Carmichael Advisors Inc. ADV	1,100	$49	12/31/2019
EEM	1,100	$49	12/31/2019
JNBA Financial Advisors	1,068	$48	12/31/2019
EEM	1,068	$48	12/31/2019
Crewe Advisors LLC	1,077	$48	12/31/2019
EEM	1,077	$48	12/31/2019
Liberty Wealth Management LLC	1,028	$46	12/31/2019
EEM	1,028	$46	12/31/2019
Motco	1,003	$45	12/31/2019
EEM	1,003	$45	12/31/2019
Providence Capital Advisors LLC	1,000	$45	12/31/2019
EEM	1,000	$45	12/31/2019
Avondale Wealth Management	1,000	$45	12/31/2019
EEM	1,000	$45	12/31/2019
Country Trust Bank	970	$44	12/31/2019
EEM	970	$44	12/31/2019
Delta Asset Management LLC TN	968	$43	12/31/2019
EEM	968	$43	12/31/2019
Pin Oak Investment Advisors Inc.	960	$43	12/31/2019
EEM	960	$43	12/31/2019
Institutional & Family Asset Management LLC		$43	12/31/2019
EEM	793	$36	12/31/2019
Call	10,000	$7	12/31/2019
Vestor Capital LLC	947	$42	12/31/2019
EEM	947	$42	12/31/2019
Toth Financial Advisory Corp	885	$40	12/31/2019
EEM	885	$40	12/31/2019
Payden & Rygel	900	$40	12/31/2019
EEM	900	$40	12/31/2019
Evensky & Katz LLC	873	$39	12/31/2019
EEM	873	$39	12/31/2019
Ironwood Financial llc	869	$39	12/31/2019
EEM	869	$39	12/31/2019
Winslow Evans & Crocker Inc.	800	$36	12/31/2019
EEM	800	$36	12/31/2019
Lowe Wealth Advisors LLC	1,002	$34	03/31/2020
EEM	1,002	$34	03/31/2020
Sound Income Strategies LLC	996	$34	03/31/2020
EEM	996	$34	03/31/2020
CKW Financial Group	760	$34	12/31/2019
EEM	760	$34	12/31/2019
Nvwm LLC	760	$34	12/31/2019
EEM	760	$34	12/31/2019
Patriot Financial Group Insurance Agency LLC	704	$32	12/31/2019
EEM	704	$32	12/31/2019
First National Bank of South Miami	694	$31	12/31/2019
EEM	694	$31	12/31/2019
Danda Trouve Investment Management Inc.	700	$31	12/31/2019
EEM	700	$31	12/31/2019
Norway Savings Bank	659	$30	12/31/2019
EEM	659	$30	12/31/2019
Trust Co	850	$29	03/31/2020
EEM	850	$29	03/31/2020
SpiderRock Advisors LLC		$28	12/31/2019
Call	10,800	$28	12/31/2019
San Francisco Sentry Investment Group CA	800	$27	03/31/2020
EEM	800	$27	03/31/2020
Versant Capital Management Inc	601	$26	12/31/2019
EEM	601	$26	12/31/2019
Aberdeen Wealth Management LLC	580	$26	12/31/2019
EEM	580	$26	12/31/2019
Coastal Capital Group Inc.	749	$25	03/31/2020
EEM	749	$25	03/31/2020
Bay Harbor Wealth Management LLC	552	$25	12/31/2019
EEM	552	$25	12/31/2019
Engrave Wealth Partners LLC	547	$24	12/31/2019
EEM	547	$24	12/31/2019
Central Bank & Trust Co.	503	$23	12/31/2019
EEM	503	$23	12/31/2019
Tradewinds Capital Management LLC	496	$22	12/31/2019
EEM	496	$22	12/31/2019
Focused Wealth Management Inc	470	$21	12/31/2019
EEM	470	$21	12/31/2019
MV Capital Management Inc.	450	$20	12/31/2019
EEM	450	$20	12/31/2019
Pacitti Group Inc.	450	$20	12/31/2019
EEM	450	$20	12/31/2019
Shine Investment Advisory Services Inc.	410	$18	12/31/2019
EEM	410	$18	12/31/2019
Berman Capital Advisors LLC	418	$18	12/31/2019
EEM	418	$18	12/31/2019
Squar Milner Financial Services LLC	408	$18	12/31/2019
EEM	408	$18	12/31/2019
John W. Brooker & Co. CPAs	499	$17	03/31/2020
EEM	499	$17	03/31/2020
Carolina Wealth Advisors LLC	474	$16	03/31/2020
EEM	474	$16	03/31/2020
Hanson & Doremus Investment Management	349	$16	12/31/2019
EEM	349	$16	12/31/2019
Granite Investment Partners LLC	364	$16	12/31/2019
EEM	364	$16	12/31/2019
RPg Family Wealth Advisory LLC	350	$16	12/31/2019
EEM	350	$16	12/31/2019
Adirondack Trust Co.	340	$14	12/31/2019
EEM	340	$14	12/31/2019
Global Wealth Management Investment Advisory Inc.	320	$14	12/31/2019
EEM	320	$14	12/31/2019
HawsGoodwin Investment Management LLC	298	$13	12/31/2019
EEM	298	$13	12/31/2019
Peoples Financial Services CORP.	321	$11	03/31/2020
EEM	321	$11	03/31/2020
Advanced Asset Management Advisors Inc	250	$11	12/31/2019
EEM	250	$11	12/31/2019
Joseph P. Lucia & Associates LLC	250	$11	12/31/2019
EEM	250	$11	12/31/2019
FSA Wealth Management LLC	243	$11	12/31/2019
EEM	243	$11	12/31/2019
Ironwood Wealth Management LLC.	213	$10	12/31/2019
EEM	213	$10	12/31/2019
Bourgeon Capital Management LLC	200	$9	12/31/2019
EEM	200	$9	12/31/2019
Moisand Fitzgerald Tamayo LLC	200	$9	12/31/2019
EEM	200	$9	12/31/2019
M&R Capital Management Inc.	256	$8	03/31/2020
EEM	256	$8	03/31/2020
LifePlan Financial Group Inc	239	$8	03/31/2020
EEM	239	$8	03/31/2020
Financial Management Professionals Inc.	186	$8	12/31/2019
EEM	186	$8	12/31/2019
G&S Capital LLC	200	$8	12/31/2019
EEM	200	$8	12/31/2019
Verus Capital Partners LLC	170	$8	12/31/2019
EEM	170	$8	12/31/2019
Aspire Private Capital LLC	155	$7	12/31/2019
EEM	155	$7	12/31/2019
Ballast Advisors LLC	161	$7	12/31/2019
EEM	161	$7	12/31/2019
O Shaughnessy Asset Management LLC	127	$6	12/31/2019
EEM	127	$6	12/31/2019
First Command Bank	134	$6	12/31/2019
EEM	134	$6	12/31/2019
First Command Financial Services Inc.	134	$6	12/31/2019
EEM	134	$6	12/31/2019
Selective Wealth Management Inc.	139	$6	12/31/2019
EEM	139	$6	12/31/2019
Lionsbridge Wealth Management LLC	152	$6	12/31/2019
EEM	152	$6	12/31/2019
Total Clarity Wealth Management Inc.	135	$6	12/31/2019
EEM	135	$6	12/31/2019
XR Securities LLC		$5	03/31/2020
Call	20,300	$5	03/31/2020
Capital Analysts LLC	110	$5	12/31/2019
EEM	110	$5	12/31/2019
Investors Research Corp	110	$5	12/31/2019
EEM	110	$5	12/31/2019
Macquarie Group Ltd.	84	$4	12/31/2019
EEM	84	$4	12/31/2019
Stewardship Financial Advisors LLC	100	$4	12/31/2019
EEM	100	$4	12/31/2019
Horrell Capital Management Inc.	75	$3	12/31/2019
EEM	75	$3	12/31/2019
Edge Wealth Management LLC	70	$3	12/31/2019
EEM	70	$3	12/31/2019
Pflug Koory LLC	67	$3	12/31/2019
EEM	67	$3	12/31/2019
Mine & Arao Wealth Creation & Management LLC.	75	$3	12/31/2019
EEM	75	$3	12/31/2019
Prestige Wealth Management Group LLC	50	$2	12/31/2019
EEM	50	$2	12/31/2019
CBIZ Investment Advisory Services LLC	50	$2	12/31/2019
EEM	50	$2	12/31/2019
HBC Financial Services PLLC	41	$2	12/31/2019
EEM	41	$2	12/31/2019
Larson Financial Group LLC	17	$1	03/31/2020
EEM	17	$1	03/31/2020
Vaughan AND Company Securities Inc.	12	$1	12/31/2019
EEM	12	$1	12/31/2019
Howard Wealth Management LLC	37	$1	12/31/2019
EEM	37	$1	12/31/2019
Savior LLC	14	$1	12/31/2019
EEM	14	$1	12/31/2019
Okabena Investment Services Inc.	11	$0	12/31/2019
EEM	11	$0	12/31/2019
TD Capital Management LLC	1	$0	12/31/2019
EEM	1	$0	12/31/2019
Anderson Fisher LLC	3	$0	12/31/2019
EEM	3	$0	12/31/2019
Silicon Hills Wealth Management LLC	2	$0	12/31/2019
EEM	2	$0	12/31/2019
Marshall Wace LLP		$-257	12/31/2019
Put	519,200	$22,938	12/31/2019
EEM	308,441	$13,840	12/31/2019
Call	200,100	$8,841	12/31/2019
Banco BTG Pactual S.A.		$-292	12/31/2019
Put	6,500	$292	12/31/2019
Kopernik Global All Cap Fund LP		$-315	12/31/2019
Put	850,500	$315	12/31/2019
Kopernik Global Investors LLC		$-315	12/31/2019
Put	850,500	$315	12/31/2019
Mint Tower Capital Management B.V.		$-1,957	12/31/2019
Put	133,400	$5,986	12/31/2019
EEM	89,800	$4,029	12/31/2019
Prelude Capital Management LLC		$-4,765	12/31/2019
Put	114,900	$5,141	12/31/2019
Call	8,400	$376	12/31/2019
Newfoundland Capital Management		$-4,936	12/31/2019
Put	230,000	$10,320	12/31/2019
Call	120,000	$5,384	12/31/2019
Truvvo Partners LLC		$-4,945	12/31/2019
Put	110,200	$4,945	12/31/2019
JD Capital Management LLC		$-8,974	12/31/2019
Put	450,000	$20,192	12/31/2019
Call	250,000	$11,218	12/31/2019
Lee Capital Holdings LLC		$-8,974	12/31/2019
Put	200,000	$8,974	12/31/2019
Centiva Capital LP		$-9,068	12/31/2019
Put	213,100	$9,554	12/31/2019
EEM	10,838	$486	12/31/2019
Evermore Global Advisors LLC		$-11,218	12/31/2019
Put	250,000	$11,218	12/31/2019
Swan Global Investments LLC		$-13,744	12/31/2019
Put	885,400	$37,747	12/31/2019
EEM	293,700	$13,178	12/31/2019
Call	216,500	$10,825	12/31/2019
Autonomy Capital Jersey L.P.		$-14,358	12/31/2019
Put	320,000	$14,358	12/31/2019
Jump Trading LLC		$-17,887	12/31/2019
Put	659,900	$29,610	12/31/2019
Call	230,100	$10,325	12/31/2019
EEM	31,153	$1,398	12/31/2019
Jefferies Group LLC		$-31,308	12/31/2019
Put	1,565,200	$70,231	12/31/2019
Call	630,600	$28,295	12/31/2019
EEM	236,866	$10,628	12/31/2019
Prince Street Capital Management LLC		$-40,383	12/31/2019
Put	900,000	$40,383	12/31/2019
Gramercy Funds Management LLC		$-51,601	12/31/2019
Put	1,150,000	$51,601	12/31/2019
Millennium Management LLC		$-76,336	12/31/2019
Put	4,204,500	$188,656	12/31/2019
EEM	1,437,847	$64,516	12/31/2019
Call	1,065,400	$47,804	12/31/2019
BNP Paribas Arbitrage SA		$-85,465	12/31/2019
Put	91,084	$408,694	12/31/2019
EEM	5,332,977	$239,291	12/31/2019
Call	18,707	$83,938	12/31/2019
Capstone Investment Advisors LLC		$-202,114	12/31/2019
Put	4,700,000	$210,889	12/31/2019
Call	125,000	$5,609	12/31/2019
EEM	70,564	$3,166	12/31/2019
Jane Street Group LLC		$-530,419	12/31/2019
Put	25,401,400	$1,139,761	12/31/2019
Call	11,250,900	$504,828	12/31/2019
EEM	2,329,267	$104,514	12/31/2019
Parallax Volatility Advisers L.P.		$-857,047	12/31/2019
Put	29,032,500	$1,302,684	12/31/2019
EEM	6,409,658	$287,601	12/31/2019
Call	3,522,100	$158,036	12/31/2019
Credit Suisse AG	7,945,760	$-1,411,958	12/31/2019
Put	51,590,100	$2,314,848	12/31/2019
Call	12,176,600	$546,364	12/31/2019
EEM	7,945,760	$356,526	12/31/2019

See Summary: Institutional Holders of EEM
See Details: Top 10 Hedge Funds Holding EEM
Also See: EEM Holdings Changes

EEM — Current Quote

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EEM — Performance

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