Funds Holding EEM

Holder	Amount	Position Size ($ in 1000's)	As of
BlackRock Inc.		$2,508,013	09/30/2019
EEM	55,980,961	$2,287,943	09/30/2019
Call	5,384,600	$220,070	09/30/2019
Bank of America Corp DE		$1,484,199	09/30/2019
EEM	52,004,438	$2,125,421	09/30/2019
Put	26,931,000	$1,100,670	09/30/2019
Call	11,241,700	$459,448	09/30/2019
Morgan Stanley	26,908,789	$1,099,762	09/30/2019
EEM	26,908,789	$1,099,762	09/30/2019
Wells Fargo & Company MN		$931,659	09/30/2019
EEM	23,208,728	$948,541	09/30/2019
Put	9,130,129	$31,119	09/30/2019
Call	5,581,200	$14,237	09/30/2019
Retirement Systems of Alabama	19,937,306	$814,838	09/30/2019
EEM	19,937,306	$814,838	09/30/2019
Bridgewater Associates LP	12,564,214	$513,499	09/30/2019
EEM	12,564,214	$513,499	09/30/2019
JPMorgan Chase & Co.	8,841,263	$361,342	09/30/2019
EEM	8,841,263	$361,342	09/30/2019
PNC Financial Services Group Inc.	8,789,919	$359,243	09/30/2019
EEM	8,789,919	$359,243	09/30/2019
FMR LLC	8,652,423	$353,625	09/30/2019
EEM	8,652,423	$353,625	09/30/2019
Bank of New York Mellon Corp	8,166,298	$333,757	09/30/2019
EEM	8,166,298	$333,757	09/30/2019
Northwestern Mutual Investment Management Company LLC	7,483,200	$305,838	09/30/2019
EEM	7,483,200	$305,838	09/30/2019
US Bancorp DE	5,203,516	$212,668	09/30/2019
EEM	5,203,516	$212,668	09/30/2019
Calamos Advisors LLC		$180,934	12/31/2019
Call	4,620,500	$207,322	12/31/2019
Put	821,500	$36,861	12/31/2019
EEM	233,410	$10,473	12/31/2019
Nokota Management LP		$173,698	09/30/2019
Call	4,250,000	$173,698	09/30/2019
The Manufacturers Life Insurance Company	4,082,827	$165,926	09/30/2019
EEM	4,082,827	$165,926	09/30/2019
Twin Tree Management LP		$153,967	09/30/2019
Call	3,675,800	$150,230	09/30/2019
EEM	186,736	$7,632	09/30/2019
Put	95,300	$3,895	09/30/2019
Liberty Mutual Group Asset Management Inc.	3,747,363	$153,155	09/30/2019
EEM	3,747,363	$153,155	09/30/2019
Royal Bank of Canada		$134,976	09/30/2019
EEM	4,920,984	$201,120	09/30/2019
Put	1,618,400	$66,144	09/30/2019
Envestnet Asset Management Inc.	3,013,078	$123,145	09/30/2019
EEM	3,013,078	$123,145	09/30/2019
Hirtle Callaghan & Co LLC	2,540,310	$103,822	09/30/2019
EEM	2,540,310	$103,822	09/30/2019
Northern Trust Corp	2,522,305	$103,086	09/30/2019
EEM	2,522,305	$103,086	09/30/2019
LPL Financial LLC	2,508,222	$102,511	09/30/2019
EEM	2,508,222	$102,511	09/30/2019
Regions Financial Corp	2,438,773	$99,673	09/30/2019
EEM	2,438,773	$99,673	09/30/2019
CIBC Asset Management Inc	2,245,425	$91,771	09/30/2019
EEM	2,245,425	$91,771	09/30/2019
Deutsche Bank AG	2,230,888	$91,171	09/30/2019
EEM	2,230,888	$91,171	09/30/2019
Keybank National Association OH	2,229,018	$91,100	09/30/2019
EEM	2,229,018	$91,100	09/30/2019
Fifth Third Bancorp	2,198,775	$89,864	09/30/2019
EEM	2,198,775	$89,864	09/30/2019
Bank of Montreal Can	2,116,134	$86,486	09/30/2019
EEM	2,116,134	$86,486	09/30/2019
Dupont Capital Management Corp	2,098,775	$85,777	09/30/2019
EEM	2,098,775	$85,777	09/30/2019
BB&T Corp	2,069,846	$84,594	09/30/2019
EEM	2,069,846	$84,594	09/30/2019
First Republic Investment Management Inc.	2,031,682	$83,035	09/30/2019
EEM	2,031,682	$83,035	09/30/2019
Rafferty Asset Management LLC	1,980,024	$80,924	09/30/2019
EEM	1,980,024	$80,924	09/30/2019
Hsbc Holdings PLC		$74,438	09/30/2019
EEM	2,267,237	$92,662	09/30/2019
Put	1,385,900	$56,642	09/30/2019
Call	940,000	$38,418	09/30/2019
Howard Hughes Medical Institute	1,750,000	$71,523	09/30/2019
EEM	1,750,000	$71,523	09/30/2019
SG Americas Securities LLC	1,686,358	$68,921	09/30/2019
EEM	1,686,358	$68,921	09/30/2019
Connable Office Inc.	1,578,005	$64,493	09/30/2019
EEM	1,578,005	$64,493	09/30/2019
Strs Ohio	1,546,000	$63,185	09/30/2019
EEM	1,546,000	$63,185	09/30/2019
Hexavest Inc.	1,392,963	$62,502	12/31/2019
EEM	1,392,963	$62,502	12/31/2019
M&T Bank Corp		$57,152	09/30/2019
EEM	1,398,367	$57,151	09/30/2019
Call	38	$1	09/30/2019
Put	38	$0	09/30/2019
LMR Partners LLP	1,353,254	$55,542	09/30/2019
EEM	1,353,254	$55,542	09/30/2019
Canada Pension Plan Investment Board	1,354,200	$55,346	09/30/2019
EEM	1,354,200	$55,346	09/30/2019
Ameriprise Financial Inc.	1,353,686	$55,172	09/30/2019
EEM	1,353,686	$55,172	09/30/2019
Nuveen Asset Management LLC	1,253,071	$51,213	09/30/2019
EEM	1,253,071	$51,213	09/30/2019
TD Asset Management Inc.	1,209,611	$49,436	09/30/2019
EEM	1,209,611	$49,436	09/30/2019
Veritable L.P.	1,198,072	$48,965	09/30/2019
EEM	1,198,072	$48,965	09/30/2019
People s United Financial Inc.	1,172,728	$47,929	09/30/2019
EEM	1,172,728	$47,929	09/30/2019
Toronto Dominion Bank	1,116,950	$45,650	09/30/2019
EEM	1,116,950	$45,650	09/30/2019
Banco Santander S.A.	1,030,065	$42,098	09/30/2019
EEM	1,030,065	$42,098	09/30/2019
Suntrust Banks Inc.		$41,156	09/30/2019
EEM	1,036,074	$42,345	09/30/2019
Put	29,100	$1,189	09/30/2019
Greenleaf Trust	1,003,078	$40,996	09/30/2019
EEM	1,003,078	$40,996	09/30/2019
Raymond James & Associates		$39,750	09/30/2019
EEM	972,350	$39,740	09/30/2019
Call	46,300	$10	09/30/2019
Raymond James Financial Services Advisors Inc.	931,123	$38,055	09/30/2019
EEM	931,123	$38,055	09/30/2019
Guardian Life Insurance Co. of America	928,127	$37,933	09/30/2019
EEM	928,127	$37,933	09/30/2019
Public Sector Pension Investment Board	913,517	$37,335	09/30/2019
EEM	913,517	$37,335	09/30/2019
Prudential Financial Inc.	909,907	$37,159	09/30/2019
EEM	909,907	$37,159	09/30/2019
Parametric Portfolio Associates LLC	892,442	$36,474	09/30/2019
EEM	892,442	$36,474	09/30/2019
Mariner LLC	857,180	$35,033	09/30/2019
EEM	857,180	$35,033	09/30/2019
Cresset Asset Management LLC	850,467	$34,759	09/30/2019
EEM	850,467	$34,759	09/30/2019
TIAA FSB	765,845	$34,364	12/31/2019
EEM	765,845	$34,364	12/31/2019
Colony Group LLC	808,159	$33,029	09/30/2019
EEM	808,159	$33,029	09/30/2019
Main Management LLC	800,753	$32,727	09/30/2019
EEM	800,753	$32,727	09/30/2019
Franklin Resources Inc.	795,576	$32,510	09/30/2019
EEM	795,576	$32,510	09/30/2019
Gladius Capital Management LP	795,300	$32,504	09/30/2019
EEM	795,300	$32,504	09/30/2019
APG Asset Management N.V.	859,122	$32,207	09/30/2019
EEM	859,122	$32,207	09/30/2019
CIBC Private Wealth Group LLC	773,646	$31,619	09/30/2019
EEM	773,646	$31,619	09/30/2019
Commonwealth Equity Services LLC	760,513	$31,082	09/30/2019
EEM	760,513	$31,082	09/30/2019
Northwestern Mutual Wealth Management Co.	757,574	$30,962	09/30/2019
EEM	757,574	$30,962	09/30/2019
Sei Investments Co.	364,500	$30,378	09/30/2019
EEM	364,500	$30,378	09/30/2019
Creative Planning		$28,408	09/30/2019
EEM	695,078	$28,408	09/30/2019
Put	700	$0	09/30/2019
Call	800	$0	09/30/2019
Rokos Capital Management LLP	692,339	$28,400	09/30/2019
EEM	692,339	$28,400	09/30/2019
Fiera Capital Corp	657,653	$26,879	09/30/2019
EEM	657,653	$26,879	09/30/2019
Renaissance Technologies LLC	643,900	$26,316	09/30/2019
EEM	643,900	$26,316	09/30/2019
State Street Corp	639,913	$26,153	09/30/2019
EEM	639,913	$26,153	09/30/2019
Banque Pictet & Cie SA	635,012	$25,940	09/30/2019
EEM	635,012	$25,940	09/30/2019
Flow Traders U.S. LLC	632,018	$25,831	09/30/2019
EEM	632,018	$25,831	09/30/2019
Stifel Financial Corp	603,744	$24,645	09/30/2019
EEM	603,744	$24,645	09/30/2019
Waldron Private Wealth LLC	598,705	$24,469	09/30/2019
EEM	598,705	$24,469	09/30/2019
Cetera Advisor Networks LLC	569,020	$23,252	09/30/2019
EEM	569,020	$23,252	09/30/2019
Darrell & King LLC	538,410	$22,005	09/30/2019
EEM	538,410	$22,005	09/30/2019
ING Groep NV	530,105	$21,665	09/30/2019
EEM	530,105	$21,665	09/30/2019
SCS Capital Management LLC	529,748	$21,651	09/30/2019
EEM	529,748	$21,651	09/30/2019
Myriad Asset Management Ltd.		$21,056	09/30/2019
Call	515,200	$21,056	09/30/2019
SeaTown Holdings Pte. Ltd.	514,640	$21,033	09/30/2019
EEM	514,640	$21,033	09/30/2019
Price Wealth LLC	461,892	$20,725	12/31/2019
EEM	461,892	$20,725	12/31/2019
Bienville Capital Management LLC		$20,435	09/30/2019
Call	500,000	$20,435	09/30/2019
Comerica Bank	471,306	$19,983	09/30/2019
EEM	471,306	$19,983	09/30/2019
Discovery Capital Management LLC CT	487,800	$19,936	09/30/2019
EEM	487,800	$19,936	09/30/2019
Wolverine Asset Management LLC		$19,319	09/30/2019
Call	917,000	$37,477	09/30/2019
Put	444,300	$18,158	09/30/2019
HighTower Advisors LLC		$19,006	09/30/2019
EEM	464,699	$18,992	09/30/2019
Call	5,300	$14	09/30/2019
Huntington National Bank	411,949	$18,484	12/31/2019
EEM	411,949	$18,484	12/31/2019
Asset Management One Co. Ltd.	450,000	$18,392	09/30/2019
EEM	450,000	$18,392	09/30/2019
Fiduciary Trust Co.	437,400	$17,876	09/30/2019
EEM	437,400	$17,876	09/30/2019
UBS Group AG		$17,813	09/30/2019
Put	32,848,500	$1,342,518	09/30/2019
Call	20,924,200	$855,172	09/30/2019
EEM	12,360,166	$505,159	09/30/2019
Stephens Inc. AR	432,566	$17,679	09/30/2019
EEM	432,566	$17,679	09/30/2019
Cambridge Investment Research Advisors Inc.	427,200	$17,460	09/30/2019
EEM	427,200	$17,460	09/30/2019
Steward Partners Investment Advisory LLC	385,729	$17,307	12/31/2019
EEM	385,729	$17,307	12/31/2019
BOKF NA	416,854	$17,036	09/30/2019
EEM	416,854	$17,036	09/30/2019
Brown Advisory Inc.	415,140	$16,967	09/30/2019
EEM	415,140	$16,967	09/30/2019
Salomon & Ludwin LLC	414,231	$16,930	09/30/2019
EEM	414,231	$16,930	09/30/2019
Glenview Trust Co	412,084	$16,842	09/30/2019
EEM	412,084	$16,842	09/30/2019
Global Financial Private Capital Inc	389,453	$15,917	09/30/2019
EEM	389,453	$15,917	09/30/2019
Advisor Group Inc.	389,036	$15,902	09/30/2019
EEM	389,036	$15,902	09/30/2019
MML Investors Services LLC	384,402	$15,710	09/30/2019
EEM	384,402	$15,710	09/30/2019
Prudential PLC	382,459	$15,631	09/30/2019
EEM	382,459	$15,631	09/30/2019
Private Advisor Group LLC	378,091	$15,497	09/30/2019
EEM	378,091	$15,497	09/30/2019
Capital Planning Advisors LLC	378,789	$15,481	09/30/2019
EEM	378,789	$15,481	09/30/2019
Commerce Bank	372,801	$15,236	09/30/2019
EEM	372,801	$15,236	09/30/2019
Eastern Bank	372,788	$15,236	09/30/2019
EEM	372,788	$15,236	09/30/2019
CI Investments Inc.	372,314	$15,216	09/30/2019
EEM	372,314	$15,216	09/30/2019
Ladenburg Thalmann Financial Services Inc.	462,431	$15,198	09/30/2019
EEM	462,431	$15,198	09/30/2019
Blair William & Co. IL	369,973	$15,121	09/30/2019
EEM	369,973	$15,121	09/30/2019
BW Gestao de Investimentos Ltda.	332,900	$14,937	12/31/2019
EEM	332,900	$14,937	12/31/2019
MUFG Americas Holdings Corp	363,813	$14,869	09/30/2019
EEM	363,813	$14,869	09/30/2019
Baird Financial Group Inc.	361,913	$14,791	09/30/2019
EEM	361,913	$14,791	09/30/2019
Marketfield Asset Management LLC	357,258	$14,601	09/30/2019
EEM	357,258	$14,601	09/30/2019
Biegel & Waller LLC	357,129	$14,596	09/30/2019
EEM	357,129	$14,596	09/30/2019
Lbmc Investment Advisors LLC	355,965	$14,548	09/30/2019
EEM	355,965	$14,548	09/30/2019
Bank of Nova Scotia		$14,408	09/30/2019
EEM	339,004	$13,854	09/30/2019
Call	13,550	$554	09/30/2019
Arbor Investment Advisors LLC	308,821	$13,857	12/31/2019
EEM	308,821	$13,857	12/31/2019
Lockheed Martin Investment Management Co.	337,000	$13,773	09/30/2019
EEM	337,000	$13,773	09/30/2019
Lee Capital Holdings LLC		$13,702	09/30/2019
Call	3,300	$13,487	09/30/2019
EEM	5,254	$215	09/30/2019
Slate Path Capital LP		$13,610	09/30/2019
Call	333,000	$13,610	09/30/2019
CIBC World Markets Inc.	331,938	$13,566	09/30/2019
EEM	331,938	$13,566	09/30/2019
Synovus Financial Corp	326,061	$13,323	09/30/2019
EEM	326,061	$13,323	09/30/2019
Lazard Asset Management LLC	315,085	$12,876	09/30/2019
EEM	315,085	$12,876	09/30/2019
Atwood & Palmer Inc.	305,423	$12,483	09/30/2019
EEM	305,423	$12,483	09/30/2019
Cartica Management LLC	303,822	$12,417	09/30/2019
EEM	303,822	$12,417	09/30/2019
Moore Capital Management LP		$12,261	09/30/2019
Call	500,000	$20,435	09/30/2019
Put	200,000	$8,174	09/30/2019
Bank of The West	294,466	$12,035	09/30/2019
EEM	294,466	$12,035	09/30/2019
Cambridge Trust Co.	291,408	$11,910	09/30/2019
EEM	291,408	$11,910	09/30/2019
Eaton Vance Management	288,959	$11,810	09/30/2019
EEM	288,959	$11,810	09/30/2019
Park Avenue Securities LLC	286,468	$11,708	09/30/2019
EEM	286,468	$11,708	09/30/2019
Honkamp Krueger Financial Services Inc.	256,483	$11,508	12/31/2019
EEM	256,483	$11,508	12/31/2019
Portland Global Advisors LLC	279,621	$11,428	09/30/2019
EEM	279,621	$11,428	09/30/2019
Evoke Wealth LLC	279,466	$11,422	09/30/2019
EEM	279,466	$11,422	09/30/2019
Keel Point LLC	276,887	$11,316	09/30/2019
EEM	276,887	$11,316	09/30/2019
Squarepoint Ops LLC	276,648	$11,307	09/30/2019
EEM	276,648	$11,307	09/30/2019
Reilly Financial Advisors LLC	251,422	$11,281	12/31/2019
EEM	251,422	$11,281	12/31/2019
Mirae Asset Global Investments Co. Ltd.	275,310	$11,252	09/30/2019
EEM	275,310	$11,252	09/30/2019
Janney Montgomery Scott LLC	274,846	$11,233	09/30/2019
EEM	274,846	$11,233	09/30/2019
Full Sail Capital LLC	259,931	$11,115	09/30/2019
EEM	259,931	$11,115	09/30/2019
Pictet North America Advisors SA	271,763	$11,102	09/30/2019
EEM	271,763	$11,102	09/30/2019
Front Barnett Associates LLC	270,638	$11,061	09/30/2019
EEM	270,638	$11,061	09/30/2019
BB&T Securities LLC		$10,985	09/30/2019
EEM	258,896	$10,576	09/30/2019
Call	10,000	$409	09/30/2019
Polaris Greystone Financial Group LLC	272,794	$10,985	09/30/2019
EEM	272,794	$10,985	09/30/2019
Geode Capital Management LLC	265,553	$10,853	09/30/2019
EEM	265,553	$10,853	09/30/2019
Comerica Securities Inc.	264,547	$10,812	09/30/2019
EEM	264,547	$10,812	09/30/2019
Boston Private Wealth LLC	264,432	$10,807	09/30/2019
EEM	264,432	$10,807	09/30/2019
Progeny 3 Inc.	260,000	$10,626	09/30/2019
EEM	260,000	$10,626	09/30/2019
Mason Street Advisors LLC	257,300	$10,516	09/30/2019
EEM	257,300	$10,516	09/30/2019
Exane Derivatives		$10,513	09/30/2019
EEM	257,278	$10,513	09/30/2019
Call	1,501	$0	09/30/2019
Vantage Financial Partners Ltd. Inc.	254,900	$10,418	09/30/2019
EEM	254,900	$10,418	09/30/2019
Edge Capital Group LLC	254,463	$10,400	09/30/2019
EEM	254,463	$10,400	09/30/2019
Jasper Ridge Partners L.P.	254,150	$10,387	09/30/2019
EEM	254,150	$10,387	09/30/2019
Gofen & Glossberg LLC IL	253,611	$10,365	09/30/2019
EEM	253,611	$10,365	09/30/2019
Twele Capital Management Inc.	253,349	$10,354	09/30/2019
EEM	253,349	$10,354	09/30/2019
Commerzbank Aktiengesellschaft FI	228,087	$10,234	12/31/2019
EEM	228,087	$10,234	12/31/2019
Verger Capital Management LLC	244,852	$10,007	09/30/2019
EEM	244,852	$10,007	09/30/2019
Stephens Group Asset Management LLC	222,720	$9,993	12/31/2019
EEM	222,720	$9,993	12/31/2019
Dakota Wealth Management	242,982	$9,931	09/30/2019
EEM	242,982	$9,931	09/30/2019
Tudor Investment Corp Et Al	237,091	$9,690	09/30/2019
EEM	237,091	$9,690	09/30/2019
1ST Source Bank	234,833	$9,598	09/30/2019
EEM	234,833	$9,598	09/30/2019
AMS Capital Ltda	233,500	$9,543	09/30/2019
EEM	233,500	$9,543	09/30/2019
United Capital Financial Advisers LLC	230,737	$9,430	09/30/2019
EEM	230,737	$9,430	09/30/2019
Whittier Trust Co.	229,983	$9,397	09/30/2019
EEM	229,983	$9,397	09/30/2019
Ballentine Partners LLC	229,664	$9,386	09/30/2019
EEM	229,664	$9,386	09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main	229,330	$9,373	09/30/2019
EEM	229,330	$9,373	09/30/2019
Sumitomo Mitsui Trust Holdings Inc.	229,198	$9,367	09/30/2019
EEM	229,198	$9,367	09/30/2019
Natixis	228,496	$9,339	09/30/2019
EEM	228,496	$9,339	09/30/2019
AGF Investments Inc.	225,000	$9,196	09/30/2019
EEM	225,000	$9,196	09/30/2019
Paloma Partners Management Co	219,619	$8,976	09/30/2019
EEM	219,619	$8,976	09/30/2019
Chicago Partners Investment Group LLC	210,250	$8,915	09/30/2019
EEM	210,250	$8,915	09/30/2019
Evergreen Capital Management LLC	217,342	$8,883	09/30/2019
EEM	217,342	$8,883	09/30/2019
FineMark National Bank & Trust	216,512	$8,849	09/30/2019
EEM	216,512	$8,849	09/30/2019
Cpwm LLC	215,053	$8,789	09/30/2019
EEM	215,053	$8,789	09/30/2019
Glenmede Trust Co. NA	207,380	$8,475	09/30/2019
EEM	207,380	$8,475	09/30/2019
Valeo Financial Advisors LLC	207,050	$8,462	09/30/2019
EEM	207,050	$8,462	09/30/2019
Jefferies Group LLC		$8,432	09/30/2019
Put	1,495,000	$61,101	09/30/2019
Call	1,281,100	$52,359	09/30/2019
EEM	420,221	$17,174	09/30/2019
Strategic Investment Advisors MI	201,259	$8,238	09/30/2019
EEM	201,259	$8,238	09/30/2019
Roundview Capital LLC	195,662	$7,997	09/30/2019
EEM	195,662	$7,997	09/30/2019
Whittier Trust Co. of Nevada Inc.	192,518	$7,866	09/30/2019
EEM	192,518	$7,866	09/30/2019
Efficient Advisors LLC	189,663	$7,752	09/30/2019
EEM	189,663	$7,752	09/30/2019
MAI Capital Management	186,625	$7,627	09/30/2019
EEM	186,625	$7,627	09/30/2019
Simmons Bank	186,314	$7,615	09/30/2019
EEM	186,314	$7,615	09/30/2019
UBP Investment Advisors SA	186,320	$7,615	09/30/2019
EEM	186,320	$7,615	09/30/2019
ST Germain D J Co. Inc.	186,144	$7,608	09/30/2019
EEM	186,144	$7,608	09/30/2019
First Midwest Bank Trust Division	185,851	$7,596	09/30/2019
EEM	185,851	$7,596	09/30/2019
Coldstream Capital Management Inc.	184,950	$7,559	09/30/2019
EEM	184,950	$7,559	09/30/2019
Stevens Capital Management LP	184,237	$7,530	09/30/2019
EEM	184,237	$7,530	09/30/2019
SNS Financial Group LLC	182,758	$7,469	09/30/2019
EEM	182,758	$7,469	09/30/2019
First Financial Bank Trust Division	165,752	$7,438	12/31/2019
EEM	165,752	$7,438	12/31/2019
Oppenheimer & Co. Inc.	181,316	$7,411	09/30/2019
EEM	181,316	$7,411	09/30/2019
Arrowgrass Capital Partners US LP	181,149	$7,404	09/30/2019
EEM	181,149	$7,404	09/30/2019
First Merchants Corp	180,467	$7,376	09/30/2019
EEM	180,467	$7,376	09/30/2019
Balyasny Asset Management LLC	179,289	$7,328	09/30/2019
EEM	179,289	$7,328	09/30/2019
ClariVest Asset Management LLC	179,100	$7,320	09/30/2019
EEM	179,100	$7,320	09/30/2019
Stock Yards Bank & Trust Co.	162,935	$7,310	12/31/2019
EEM	162,935	$7,310	12/31/2019
Dimension Capital Management LLC	177,698	$7,264	09/30/2019
EEM	177,698	$7,264	09/30/2019
MetLife Investment Management LLC	175,799	$7,185	09/30/2019
EEM	175,799	$7,185	09/30/2019
GWM Advisors LLC	171,213	$7,075	09/30/2019
EEM	171,213	$7,075	09/30/2019
Estate Counselors LLC	172,600	$7,054	09/30/2019
EEM	172,600	$7,054	09/30/2019
Citizens Financial Group Inc RI	171,027	$6,990	09/30/2019
EEM	171,027	$6,990	09/30/2019
AMG National Trust Bank	170,492	$6,968	09/30/2019
EEM	170,492	$6,968	09/30/2019
Fieldpoint Private Securities LLC	168,071	$6,869	09/30/2019
EEM	168,071	$6,869	09/30/2019
Clear Street Markets LLC		$6,828	12/31/2019
Call	2,030	$9,108	12/31/2019
Put	1,237	$5,551	12/31/2019
EEM	72,900	$3,271	12/31/2019
Cullen Frost Bankers Inc.	164,853	$6,737	09/30/2019
EEM	164,853	$6,737	09/30/2019
Massmutual Trust Co. FSB ADV	164,658	$6,730	09/30/2019
EEM	164,658	$6,730	09/30/2019
Sfmg LLC	162,446	$6,639	09/30/2019
EEM	162,446	$6,639	09/30/2019
Karp Capital Management Corp	162,040	$6,623	09/30/2019
EEM	162,040	$6,623	09/30/2019
Israel Discount Bank of New York	161,951	$6,619	09/30/2019
EEM	161,951	$6,619	09/30/2019
Sageworth Trust Co	159,935	$6,536	09/30/2019
EEM	159,935	$6,536	09/30/2019
Bridges Investment Management Inc.	159,710	$6,528	09/30/2019
EEM	159,710	$6,528	09/30/2019
Regal Investment Advisors LLC	159,368	$6,513	09/30/2019
EEM	159,368	$6,513	09/30/2019
NTV Asset Management LLC	159,321	$6,511	09/30/2019
EEM	159,321	$6,511	09/30/2019
Consolidated Investment Group LLC	157,816	$6,450	09/30/2019
EEM	157,816	$6,450	09/30/2019
Bremer Bank National Association	157,736	$6,447	09/30/2019
EEM	157,736	$6,447	09/30/2019
Two Sigma Investments LP	156,950	$6,415	09/30/2019
EEM	156,950	$6,415	09/30/2019
Parkside Advisors LLC	142,356	$6,387	12/31/2019
EEM	142,356	$6,387	12/31/2019
Rathbone Brothers plc	156,062	$6,378	09/30/2019
EEM	156,062	$6,378	09/30/2019
Confluence Wealth Management LLC	155,789	$6,367	09/30/2019
EEM	155,789	$6,367	09/30/2019
United Asset Strategies Inc.	155,730	$6,365	09/30/2019
EEM	155,730	$6,365	09/30/2019
Lake Street Advisors Group LLC	174,817	$6,324	09/30/2019
EEM	174,817	$6,324	09/30/2019
Thrivent Financial for Lutherans	154,370	$6,309	09/30/2019
EEM	154,370	$6,309	09/30/2019
Prime Capital Investment Advisors LLC	151,253	$6,182	09/30/2019
EEM	151,253	$6,182	09/30/2019
Stratos Wealth Partners LTD.	151,169	$6,178	09/30/2019
EEM	151,169	$6,178	09/30/2019
New York State Common Retirement Fund	150,075	$6,134	09/30/2019
EEM	150,075	$6,134	09/30/2019
Mycio Wealth Partners LLC	146,762	$5,998	09/30/2019
EEM	146,762	$5,998	09/30/2019
Aspiriant LLC	146,258	$5,977	09/30/2019
EEM	146,258	$5,977	09/30/2019
Scotia Capital Inc.	146,106	$5,971	09/30/2019
EEM	146,106	$5,971	09/30/2019
Hapanowicz & Associates Financial Services Inc	130,260	$5,842	12/31/2019
EEM	130,260	$5,842	12/31/2019
Juncture Wealth Strategies LLC	142,857	$5,839	09/30/2019
EEM	142,857	$5,839	09/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp	142,855	$5,838	09/30/2019
EEM	142,855	$5,838	09/30/2019
Barings LLC	141,082	$5,766	09/30/2019
EEM	141,082	$5,766	09/30/2019
BRYN MAWR TRUST Co	140,321	$5,736	09/30/2019
EEM	140,321	$5,736	09/30/2019
Smart Portfolios LLC	129,961	$5,729	09/30/2019
EEM	129,961	$5,729	09/30/2019
Halbert Hargrove Global Advisors LLC	140,161	$5,728	09/30/2019
EEM	140,161	$5,728	09/30/2019
Lincoln National Corp	136,086	$5,562	09/30/2019
EEM	136,086	$5,562	09/30/2019
Windsor Creek Advisors LLC		$5,512	09/30/2019
EEM	114,872	$4,695	09/30/2019
Call	200	$817	09/30/2019
Rockefeller Capital Management L.P.	134,505	$5,497	09/30/2019
EEM	134,505	$5,497	09/30/2019
Citadel Advisors LLC		$5,393	09/30/2019
Put	5,428,000	$221,842	09/30/2019
Call	5,111,100	$208,891	09/30/2019
EEM	448,845	$18,344	09/30/2019
Coyle Financial Counsel LLC	128,310	$5,244	09/30/2019
EEM	128,310	$5,244	09/30/2019
Emery Howard Portfolio Management Inc.	126,621	$5,175	09/30/2019
EEM	126,621	$5,175	09/30/2019
Stonehage Fleming Financial Services Holdings Ltd	134,110	$5,171	09/30/2019
EEM	134,110	$5,171	09/30/2019
BBVA USA Bancshares Inc.	125,674	$5,137	09/30/2019
EEM	125,674	$5,137	09/30/2019
Brighton Jones LLC	125,495	$5,129	09/30/2019
EEM	125,495	$5,129	09/30/2019
Psagot Investment House Ltd.	124,525	$5,089	09/30/2019
EEM	124,525	$5,089	09/30/2019
Edgestream Partners L.P.	124,491	$5,088	09/30/2019
EEM	124,491	$5,088	09/30/2019
FormulaFolio Investments LLC	112,417	$5,044	12/31/2019
EEM	112,417	$5,044	12/31/2019
Country Club Trust Company n.a.	123,450	$5,017	09/30/2019
EEM	123,450	$5,017	09/30/2019
HRT Financial LLC	121,976	$4,985	09/30/2019
EEM	121,976	$4,985	09/30/2019
UBS Asset Management Americas Inc.	121,578	$4,969	09/30/2019
EEM	121,578	$4,969	09/30/2019
Adell Harriman & Carpenter Inc.	119,466	$4,883	09/30/2019
EEM	119,466	$4,883	09/30/2019
Omnia Family Wealth LLC	116,325	$4,754	09/30/2019
EEM	116,325	$4,754	09/30/2019
Goldstein Munger & Associates	115,857	$4,735	09/30/2019
EEM	115,857	$4,735	09/30/2019
Palladium Partners LLC	109,986	$4,720	09/30/2019
EEM	109,986	$4,720	09/30/2019
Putnam Investments LLC	115,060	$4,702	09/30/2019
EEM	115,060	$4,702	09/30/2019
Goldman Sachs Group Inc.		$4,663	09/30/2019
Put	37,877,100	$1,548,037	09/30/2019
Call	21,307,600	$870,842	09/30/2019
EEM	16,683,621	$681,858	09/30/2019
RiverGlades Family Offices LLC	114,027	$4,660	09/30/2019
EEM	114,027	$4,660	09/30/2019
Boston Family Office LLC	113,568	$4,642	09/30/2019
EEM	113,568	$4,642	09/30/2019
Cerity Partners LLC	113,169	$4,625	09/30/2019
EEM	113,169	$4,625	09/30/2019
Boys Arnold & Co. Inc.	113,251	$4,603	09/30/2019
EEM	113,251	$4,603	09/30/2019
Fort Point Capital Partners LLC		$4,599	09/30/2019
EEM	111,535	$4,558	09/30/2019
Call	1,000	$41	09/30/2019
Northeast Investment Management	112,459	$4,596	09/30/2019
EEM	112,459	$4,596	09/30/2019
NorthCoast Asset Management LLC	111,716	$4,566	09/30/2019
EEM	111,716	$4,566	09/30/2019
Almanack Investment Partners LLC.	110,944	$4,534	09/30/2019
EEM	110,944	$4,534	09/30/2019
Strategic Wealth Management Inc.	110,635	$4,522	09/30/2019
EEM	110,635	$4,522	09/30/2019
All Terrain Financial Advisors LLC	110,514	$4,520	09/30/2019
EEM	110,514	$4,520	09/30/2019
Personal Resources Investment & Strategic Management Inc.	109,761	$4,486	09/30/2019
EEM	109,761	$4,486	09/30/2019
Capital Directions Investment Advisors LLC	109,541	$4,477	09/30/2019
EEM	109,541	$4,477	09/30/2019
Sterling Capital Management LLC	108,799	$4,447	09/30/2019
EEM	108,799	$4,447	09/30/2019
Waddell & Associates LLC	107,679	$4,401	09/30/2019
EEM	107,679	$4,401	09/30/2019
Stelac Advisory Services LLC	106,815	$4,366	09/30/2019
EEM	106,815	$4,366	09/30/2019
HMS Capital Management LLC		$4,282	09/30/2019
EEM	161,468	$6,599	09/30/2019
Put	56,700	$2,317	09/30/2019
Baystate Wealth Management LLC	104,053	$4,253	09/30/2019
EEM	104,053	$4,253	09/30/2019
Jackson Financial Management	94,255	$4,229	12/31/2019
EEM	94,255	$4,229	12/31/2019
Bridgecreek Investment Management LLC	102,675	$4,196	09/30/2019
EEM	102,675	$4,196	09/30/2019
BSW Wealth Partners	102,571	$4,192	09/30/2019
EEM	102,571	$4,192	09/30/2019
BOK Financial Private Wealth Inc.	101,571	$4,151	09/30/2019
EEM	101,571	$4,151	09/30/2019
Summit Financial Group Inc.	92,034	$4,130	12/31/2019
EEM	92,034	$4,130	12/31/2019
Archford Capital Strategies LLC	92,011	$4,129	12/31/2019
EEM	92,011	$4,129	12/31/2019
Brandywine Global Investment Management LLC	100,000	$4,087	09/30/2019
EEM	100,000	$4,087	09/30/2019
Trustmark National Bank Trust Department	99,797	$4,078	09/30/2019
EEM	99,797	$4,078	09/30/2019
LFA Lugano Financial Advisors SA	90,590	$4,065	12/31/2019
EEM	90,590	$4,065	12/31/2019
Captrust Financial Advisors	99,439	$4,064	09/30/2019
EEM	99,439	$4,064	09/30/2019
Private Portfolio Partners LLC	98,895	$4,042	09/30/2019
EEM	98,895	$4,042	09/30/2019
Smith Moore & CO.	98,677	$4,033	09/30/2019
EEM	98,677	$4,033	09/30/2019
Abacus Planning Group Inc.	98,685	$4,033	09/30/2019
EEM	98,685	$4,033	09/30/2019
Chevy Chase Trust Holdings Inc.	98,455	$4,024	09/30/2019
EEM	98,455	$4,024	09/30/2019
Great Lakes Advisors LLC	98,387	$4,021	09/30/2019
EEM	98,387	$4,021	09/30/2019
New Vernon Capital Holdings II LLC	97,968	$4,004	09/30/2019
EEM	97,968	$4,004	09/30/2019
Pinnacle Financial Partners Inc.	97,528	$3,986	09/30/2019
EEM	97,528	$3,986	09/30/2019
Security National Trust Co.	97,405	$3,979	09/30/2019
EEM	97,405	$3,979	09/30/2019
Blue Fin Capital Inc.	97,160	$3,970	09/30/2019
EEM	97,160	$3,970	09/30/2019
Wetherby Asset Management Inc.	95,609	$3,908	09/30/2019
EEM	95,609	$3,908	09/30/2019
Magnus Financial Group LLC	94,013	$3,842	09/30/2019
EEM	94,013	$3,842	09/30/2019
Paulson Wealth Management Inc.	93,310	$3,814	09/30/2019
EEM	93,310	$3,814	09/30/2019
Compagnie Lombard Odier SCmA	92,260	$3,771	09/30/2019
EEM	92,260	$3,771	09/30/2019
Fulton Bank N.A.	92,193	$3,768	09/30/2019
EEM	92,193	$3,768	09/30/2019
Parsec Financial Management Inc.	92,097	$3,764	09/30/2019
EEM	92,097	$3,764	09/30/2019
Arrowstreet Capital Limited Partnership	91,777	$3,751	09/30/2019
EEM	91,777	$3,751	09/30/2019
Robertson Stephens Wealth Management LLC	91,487	$3,739	09/30/2019
EEM	91,487	$3,739	09/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.	91,375	$3,734	09/30/2019
EEM	91,375	$3,734	09/30/2019
Caisse DE Depot ET Placement DU Quebec	90,739	$3,709	09/30/2019
EEM	90,739	$3,709	09/30/2019
Asset Management Group Inc.	90,102	$3,682	09/30/2019
EEM	90,102	$3,682	09/30/2019
Addenda Capital Inc.	89,500	$3,658	09/30/2019
EEM	89,500	$3,658	09/30/2019
Azimuth Capital Management LLC	89,338	$3,651	09/30/2019
EEM	89,338	$3,651	09/30/2019
First Allied Advisory Services Inc.	89,407	$3,648	09/30/2019
EEM	89,407	$3,648	09/30/2019
NBT Bank N A NY	88,604	$3,622	09/30/2019
EEM	88,604	$3,622	09/30/2019
Wilbanks Smith & Thomas Asset Management LLC	87,943	$3,594	09/30/2019
EEM	87,943	$3,594	09/30/2019
Financial Services Advisory Inc	79,957	$3,588	12/31/2019
EEM	79,957	$3,588	12/31/2019
Smithfield Trust Co.	86,761	$3,545	09/30/2019
EEM	86,761	$3,545	09/30/2019
Allen Investment Management LLC	86,731	$3,545	09/30/2019
EEM	86,731	$3,545	09/30/2019
Castleark Management LLC	86,725	$3,544	09/30/2019
EEM	86,725	$3,544	09/30/2019
First Interstate Bank	86,359	$3,530	09/30/2019
EEM	86,359	$3,530	09/30/2019
D.A. Davidson & CO.	86,342	$3,529	09/30/2019
EEM	86,342	$3,529	09/30/2019
American International Group Inc.	85,617	$3,499	09/30/2019
EEM	85,617	$3,499	09/30/2019
Freestone Capital Holdings LLC	85,618	$3,499	09/30/2019
EEM	85,618	$3,499	09/30/2019
SlateStone Wealth LLC	85,431	$3,492	09/30/2019
EEM	85,431	$3,492	09/30/2019
Peapack Gladstone Financial Corp	85,337	$3,488	09/30/2019
EEM	85,337	$3,488	09/30/2019
City Holding Co.	76,807	$3,446	12/31/2019
EEM	76,807	$3,446	12/31/2019
SP Asset Management	83,965	$3,432	09/30/2019
EEM	83,965	$3,432	09/30/2019
Wolverine Trading LLC		$3,399	09/30/2019
Put	1,308,700	$53,186	09/30/2019
Call	1,057,500	$42,977	09/30/2019
EEM	334,854	$13,608	09/30/2019
Bessemer Group Inc.	82,701	$3,380	09/30/2019
EEM	82,701	$3,380	09/30/2019
Wall Capital Group Inc.	82,587	$3,375	09/30/2019
EEM	82,587	$3,375	09/30/2019
Clearstead Advisors LLC	82,314	$3,364	09/30/2019
EEM	82,314	$3,364	09/30/2019
Trustcore Financial Services LLC		$3,346	09/30/2019
EEM	134,443	$5,495	09/30/2019
Put	53,100	$2,169	09/30/2019
Call	500	$20	09/30/2019
Associated Banc Corp	80,939	$3,308	09/30/2019
EEM	80,939	$3,308	09/30/2019
Marshall Wace LLP		$3,283	09/30/2019
EEM	176,588	$7,217	09/30/2019
Put	142,700	$6,102	09/30/2019
Call	50,700	$2,168	09/30/2019
Cohen & Steers Inc.	80,190	$3,277	09/30/2019
EEM	80,190	$3,277	09/30/2019
Cibc Bank USA	79,663	$3,256	09/30/2019
EEM	79,663	$3,256	09/30/2019
JGP Global Gestao de Recursos Ltda.		$3,246	09/30/2019
EEM	80,000	$3,270	09/30/2019
Put	3,000	$24	09/30/2019
Guidant Wealth Advisors	79,324	$3,242	09/30/2019
EEM	79,324	$3,242	09/30/2019
Arcus Capital Partners LLC	79,024	$3,230	09/30/2019
EEM	79,024	$3,230	09/30/2019
Usca Ria LLC	78,273	$3,199	09/30/2019
EEM	78,273	$3,199	09/30/2019
Burleson & Company LLC	74,883	$3,175	09/30/2019
EEM	74,883	$3,175	09/30/2019
Lido Advisors LLC	77,387	$3,163	09/30/2019
EEM	77,387	$3,163	09/30/2019
Perigon Wealth Management LLC	70,508	$3,160	12/31/2019
EEM	70,508	$3,160	12/31/2019
Financial Advocates Investment Management	76,645	$3,132	09/30/2019
EEM	76,645	$3,132	09/30/2019
HBK Sorce Advisory LLC	75,828	$3,099	09/30/2019
EEM	75,828	$3,099	09/30/2019
Tiemann Investment Advisors LLC	75,464	$3,084	09/30/2019
EEM	75,464	$3,084	09/30/2019
Coastline Trust Co	68,676	$3,082	12/31/2019
EEM	68,676	$3,082	12/31/2019
Pittenger & Anderson Inc.	74,554	$3,047	09/30/2019
EEM	74,554	$3,047	09/30/2019
Investment House LLC	74,460	$3,043	09/30/2019
EEM	74,460	$3,043	09/30/2019
Parisi Gray Wealth Management	74,175	$3,035	09/30/2019
EEM	74,175	$3,035	09/30/2019
RWC Asset Advisors US LLC	74,173	$3,031	09/30/2019
EEM	74,173	$3,031	09/30/2019
AE Wealth Management LLC	67,526	$3,030	12/31/2019
EEM	67,526	$3,030	12/31/2019
Tocqueville Asset Management L.P.	67,415	$3,025	12/31/2019
EEM	67,415	$3,025	12/31/2019
Vontobel Swiss Wealth Advisors AG	73,482	$3,003	09/30/2019
EEM	73,482	$3,003	09/30/2019
Grimes & Company Inc.	73,249	$2,994	09/30/2019
EEM	73,249	$2,994	09/30/2019
MARSHALL WACE ASIA Ltd	72,895	$2,979	09/30/2019
EEM	72,895	$2,979	09/30/2019
TIAA Endowment & Philanthropic Services LLC	72,693	$2,971	09/30/2019
EEM	72,693	$2,971	09/30/2019
Midwest Professional Planners LTD.	71,654	$2,928	09/30/2019
EEM	71,654	$2,928	09/30/2019
Grove Bank & Trust	71,502	$2,922	09/30/2019
EEM	71,502	$2,922	09/30/2019
Bailard Inc.	71,248	$2,912	09/30/2019
EEM	71,248	$2,912	09/30/2019
Sumitomo Mitsui Financial Group Inc.	70,947	$2,900	09/30/2019
EEM	70,947	$2,900	09/30/2019
HM Payson & Co.	70,668	$2,888	09/30/2019
EEM	70,668	$2,888	09/30/2019
Phoenix Holdings Ltd.	73,774	$2,875	09/30/2019
EEM	73,774	$2,875	09/30/2019
Birch Hill Investment Advisors LLC	63,849	$2,865	12/31/2019
EEM	63,849	$2,865	12/31/2019
Edmond DE Rothschild Holding S.A.	69,784	$2,852	09/30/2019
EEM	69,784	$2,852	09/30/2019
Allianz Asset Management GmbH	69,702	$2,849	09/30/2019
EEM	69,702	$2,849	09/30/2019
Smith & Howard Wealth Management LLC	62,667	$2,812	12/31/2019
EEM	62,667	$2,812	12/31/2019
Alexandria Capital LLC	68,210	$2,788	09/30/2019
EEM	68,210	$2,788	09/30/2019
Sowell Financial Services LLC	67,706	$2,767	09/30/2019
EEM	67,706	$2,767	09/30/2019
NWI Management LP	67,500	$2,758	09/30/2019
EEM	67,500	$2,758	09/30/2019
JMG Financial Group Ltd.	67,475	$2,758	09/30/2019
EEM	67,475	$2,758	09/30/2019
Waters Parkerson & CO. LLC	66,849	$2,732	09/30/2019
EEM	66,849	$2,732	09/30/2019
Tower Research Capital LLC TRC	66,560	$2,720	09/30/2019
EEM	66,560	$2,720	09/30/2019
Johnson Investment Counsel Inc.	66,081	$2,701	09/30/2019
EEM	66,081	$2,701	09/30/2019
Gryphon Financial Partners LLC	65,748	$2,688	09/30/2019
EEM	65,748	$2,688	09/30/2019
New England Guild Wealth Advisors Inc.	59,476	$2,669	12/31/2019
EEM	59,476	$2,669	12/31/2019
Marshall & Sullivan Inc. WA	59,353	$2,663	12/31/2019
EEM	59,353	$2,663	12/31/2019
Bluefin Trading LLC		$2,644	09/30/2019
EEM	66,550	$2,720	09/30/2019
Put	606,400	$278	09/30/2019
Call	551,100	$202	09/30/2019
Nomura Holdings Inc.		$2,642	09/30/2019
Call	350,000	$14,228	09/30/2019
Put	285,000	$11,586	09/30/2019
Parallel Advisors LLC	64,651	$2,642	09/30/2019
EEM	64,651	$2,642	09/30/2019
WP Advisors LLC	64,639	$2,642	09/30/2019
EEM	64,639	$2,642	09/30/2019
Miracle Mile Advisors LLC	64,200	$2,624	09/30/2019
EEM	64,200	$2,624	09/30/2019
Webster Bank N. A.	58,001	$2,603	12/31/2019
EEM	58,001	$2,603	12/31/2019
EFG Asset Management Americas Corp.	63,014	$2,589	09/30/2019
EEM	63,014	$2,589	09/30/2019
Endurance Wealth Management Inc.	56,585	$2,539	12/31/2019
EEM	56,585	$2,539	12/31/2019
Mutual of Omaha Bank Wealth Management	61,987	$2,533	09/30/2019
EEM	61,987	$2,533	09/30/2019
FTB Advisors Inc.	55,951	$2,510	12/31/2019
EEM	55,951	$2,510	12/31/2019
Capital Investment Advisors LLC	61,302	$2,505	09/30/2019
EEM	61,302	$2,505	09/30/2019
Financial Counselors Inc.	60,784	$2,484	09/30/2019
EEM	60,784	$2,484	09/30/2019
Fluent Financial LLC	55,255	$2,479	12/31/2019
EEM	55,255	$2,479	12/31/2019
Carret Asset Management LLC	60,384	$2,468	09/30/2019
EEM	60,384	$2,468	09/30/2019
Point72 Asset Management L.P.		$2,453	09/30/2019
Call	50,000	$2,044	09/30/2019
EEM	10,000	$409	09/30/2019
Cliftonlarsonallen Wealth Advisors LLC	59,535	$2,433	09/30/2019
EEM	59,535	$2,433	09/30/2019
Charter Trust Co.	59,198	$2,419	09/30/2019
EEM	59,198	$2,419	09/30/2019
Private Trust Co. NA	53,895	$2,418	12/31/2019
EEM	53,895	$2,418	12/31/2019
Crescent Grove Advisors LLC	58,720	$2,400	09/30/2019
EEM	58,720	$2,400	09/30/2019
Calamos Wealth Management LLC	53,401	$2,396	12/31/2019
EEM	53,401	$2,396	12/31/2019
Evercore Wealth Management LLC	58,442	$2,389	09/30/2019
EEM	58,442	$2,389	09/30/2019
IFG Advisory LLC	57,893	$2,366	09/30/2019
EEM	57,893	$2,366	09/30/2019
Marquette Asset Management LLC	57,635	$2,356	09/30/2019
EEM	57,635	$2,356	09/30/2019
Heritage Investors Management Corp	52,232	$2,344	12/31/2019
EEM	52,232	$2,344	12/31/2019
Ferguson Wellman Capital Management Inc.	57,230	$2,339	09/30/2019
EEM	57,230	$2,339	09/30/2019
Cranbrook Wealth Management LLC	57,136	$2,335	09/30/2019
EEM	57,136	$2,335	09/30/2019
Pathway Financial Advisors LLC	52,875	$2,310	09/30/2019
EEM	52,875	$2,310	09/30/2019
Strategic Wealth Advisors Group LLC	55,496	$2,255	09/30/2019
EEM	55,496	$2,255	09/30/2019
IMC Chicago LLC	55,107	$2,252	09/30/2019
EEM	55,107	$2,252	09/30/2019
Level Four Advisory Services LLC	55,070	$2,250	09/30/2019
EEM	55,070	$2,250	09/30/2019
Addison Capital Co	49,113	$2,204	12/31/2019
EEM	49,113	$2,204	12/31/2019
Parsons Capital Management Inc. RI	53,776	$2,198	09/30/2019
EEM	53,776	$2,198	09/30/2019
Foundations Investment Advisors LLC	48,948	$2,194	12/31/2019
EEM	48,948	$2,194	12/31/2019
Welch & Forbes LLC	48,727	$2,186	12/31/2019
EEM	48,727	$2,186	12/31/2019
Segall Bryant & Hamill LLC	53,123	$2,174	09/30/2019
EEM	53,123	$2,174	09/30/2019
Retirement Income Solutions Inc	52,056	$2,128	09/30/2019
EEM	52,056	$2,128	09/30/2019
GHP Investment Advisors Inc.	51,617	$2,110	09/30/2019
EEM	51,617	$2,110	09/30/2019
Oxford Financial Group Ltd.	51,446	$2,103	09/30/2019
EEM	51,446	$2,103	09/30/2019
Dowling & Yahnke LLC	51,428	$2,102	09/30/2019
EEM	51,428	$2,102	09/30/2019
Main Street Research LLC	50,964	$2,083	09/30/2019
EEM	50,964	$2,083	09/30/2019
New England Private Wealth Advisors LLC	50,837	$2,077	09/30/2019
EEM	50,837	$2,077	09/30/2019
Ramsay Stattman Vela & Price Inc.	50,759	$2,075	09/30/2019
EEM	50,759	$2,075	09/30/2019
Paracle Advisors LLC	50,359	$2,058	09/30/2019
EEM	50,359	$2,058	09/30/2019
IFP Advisors Inc	45,220	$2,040	12/31/2019
EEM	45,220	$2,040	12/31/2019
Texas Yale Capital Corp.	49,800	$2,035	09/30/2019
EEM	49,800	$2,035	09/30/2019
Neuberger Berman Group LLC	49,478	$2,022	09/30/2019
EEM	49,478	$2,022	09/30/2019
Osborn Williams & Donohoe LLC	49,443	$2,021	09/30/2019
EEM	49,443	$2,021	09/30/2019
Warren Averett Asset Management LLC	49,246	$2,013	09/30/2019
EEM	49,246	$2,013	09/30/2019
United Bank	49,141	$2,009	09/30/2019
EEM	49,141	$2,009	09/30/2019
Harbor Investment Advisory LLC	44,699	$2,006	12/31/2019
EEM	44,699	$2,006	12/31/2019
Two Sigma Securities LLC		$2,004	09/30/2019
Call	217,700	$8,897	09/30/2019
Put	187,100	$7,647	09/30/2019
EEM	18,445	$754	09/30/2019
Patten & Patten Inc. TN	44,297	$1,988	12/31/2019
EEM	44,297	$1,988	12/31/2019
Boyd Watterson Asset Management LLC OH	44,096	$1,979	12/31/2019
EEM	44,096	$1,979	12/31/2019
Salem Investment Counselors Inc.	47,718	$1,950	09/30/2019
EEM	47,718	$1,950	09/30/2019
Blue Chip Partners Inc.	47,643	$1,947	09/30/2019
EEM	47,643	$1,947	09/30/2019
Brookstone Capital Management	47,578	$1,945	09/30/2019
EEM	47,578	$1,945	09/30/2019
Choate Investment Advisors	47,243	$1,931	09/30/2019
EEM	47,243	$1,931	09/30/2019
Moneta Group Investment Advisors LLC	46,905	$1,917	09/30/2019
EEM	46,905	$1,917	09/30/2019
Highland Capital Management LLC	46,467	$1,899	09/30/2019
EEM	46,467	$1,899	09/30/2019
Chesley Taft & Associates LLC	42,065	$1,887	12/31/2019
EEM	42,065	$1,887	12/31/2019
NEXT Financial Group Inc	45,656	$1,866	09/30/2019
EEM	45,656	$1,866	09/30/2019
Prio Wealth Limited Partnership	45,641	$1,865	09/30/2019
EEM	45,641	$1,865	09/30/2019
ARGI Investment Services LLC	44,927	$1,836	09/30/2019
EEM	44,927	$1,836	09/30/2019
Beacon Pointe Wealth Advisors LLC	44,797	$1,832	09/30/2019
EEM	44,797	$1,832	09/30/2019
Hancock Whitney Corp	44,767	$1,830	09/30/2019
EEM	44,767	$1,830	09/30/2019
Fort Washington Investment Advisors Inc. OH	44,210	$1,807	09/30/2019
EEM	44,210	$1,807	09/30/2019
Bach Investment Advisors Ltd		$1,800	09/30/2019
Call	102,800	$4,205	09/30/2019
Put	58,800	$2,405	09/30/2019
Bradley Foster & Sargent Inc. CT	43,882	$1,793	09/30/2019
EEM	43,882	$1,793	09/30/2019
Exencial Wealth Advisors LLC	43,811	$1,791	09/30/2019
EEM	43,811	$1,791	09/30/2019
10 15 Associates Inc.	43,776	$1,789	09/30/2019
EEM	43,776	$1,789	09/30/2019
Walleye Trading LLC		$1,782	09/30/2019
EEM	70,199	$2,869	09/30/2019
Put	41,300	$1,688	09/30/2019
Call	14,700	$601	09/30/2019
Aureus Asset Management LLC	43,495	$1,778	09/30/2019
EEM	43,495	$1,778	09/30/2019
Intercontinental Wealth Advisors LLC	43,466	$1,776	09/30/2019
EEM	43,466	$1,776	09/30/2019
Colorado Capital Management Inc.	43,425	$1,774	09/30/2019
EEM	43,425	$1,774	09/30/2019
InterOcean Capital LLC	43,199	$1,766	09/30/2019
EEM	43,199	$1,766	09/30/2019
Fagan Associates Inc.	43,069	$1,760	09/30/2019
EEM	43,069	$1,760	09/30/2019
St. Johns Investment Management Company LLC	43,008	$1,758	09/30/2019
EEM	43,008	$1,758	09/30/2019
WealthPLAN Partners LLC	40,989	$1,753	09/30/2019
EEM	40,989	$1,753	09/30/2019
Mandatum Life Insurance Co Ltd	42,717	$1,746	09/30/2019
EEM	42,717	$1,746	09/30/2019
Brinker Capital Inc.	42,707	$1,745	09/30/2019
EEM	42,707	$1,745	09/30/2019
Beirne Wealth Consulting Services LLC	38,796	$1,741	12/31/2019
EEM	38,796	$1,741	12/31/2019
Atria Investments LLC	42,555	$1,739	09/30/2019
EEM	42,555	$1,739	09/30/2019
First Commonwealth Financial Corp PA	42,370	$1,732	09/30/2019
EEM	42,370	$1,732	09/30/2019
Intersect Capital LLC	42,386	$1,732	09/30/2019
EEM	42,386	$1,732	09/30/2019
Everett Harris & Co. CA	42,217	$1,725	09/30/2019
EEM	42,217	$1,725	09/30/2019
Staley Capital Advisers Inc.	42,106	$1,721	09/30/2019
EEM	42,106	$1,721	09/30/2019
Belpointe Asset Management LLC	41,687	$1,704	09/30/2019
EEM	41,687	$1,704	09/30/2019
Edgehill Endowment Partners LLC	37,808	$1,696	12/31/2019
EEM	37,808	$1,696	12/31/2019
Calton & Associates Inc.	41,433	$1,693	09/30/2019
EEM	41,433	$1,693	09/30/2019
Wesbanco Bank Inc.	41,217	$1,685	09/30/2019
EEM	41,217	$1,685	09/30/2019
BHK Investment Advisors LLC	40,907	$1,672	09/30/2019
EEM	40,907	$1,672	09/30/2019
IPG Investment Advisors LLC	40,807	$1,668	09/30/2019
EEM	40,807	$1,668	09/30/2019
Telemus Capital LLC	40,788	$1,667	09/30/2019
EEM	40,788	$1,667	09/30/2019
Abbrea Capital LLC	40,781	$1,667	09/30/2019
EEM	40,781	$1,667	09/30/2019
Crestwood Advisors Group LLC	39,894	$1,630	09/30/2019
EEM	39,894	$1,630	09/30/2019
Kayne Anderson Rudnick Investment Management LLC	39,535	$1,620	09/30/2019
EEM	39,535	$1,620	09/30/2019
Heritage Trust Co	39,648	$1,620	09/30/2019
EEM	39,648	$1,620	09/30/2019
Mackay Shields LLC	39,225	$1,603	09/30/2019
EEM	39,225	$1,603	09/30/2019
Capital Financial Planning LLC	39,124	$1,599	09/30/2019
EEM	39,124	$1,599	09/30/2019
Integrated Investment Consultants LLC	39,033	$1,595	09/30/2019
EEM	39,033	$1,595	09/30/2019
Nwam LLC	38,492	$1,573	09/30/2019
EEM	38,492	$1,573	09/30/2019
Covenant Multifamily Offices LLC	37,869	$1,548	09/30/2019
EEM	37,869	$1,548	09/30/2019
Titus Wealth Management	37,863	$1,547	09/30/2019
EEM	37,863	$1,547	09/30/2019
Manchester Capital Management LLC	37,805	$1,545	09/30/2019
EEM	37,805	$1,545	09/30/2019
Appleton Partners Inc. MA	34,189	$1,534	12/31/2019
EEM	34,189	$1,534	12/31/2019
Hoylecohen LLC	37,362	$1,527	09/30/2019
EEM	37,362	$1,527	09/30/2019
Alliancebernstein L.P.	37,247	$1,522	09/30/2019
EEM	37,247	$1,522	09/30/2019
Middleton & Co Inc MA	37,085	$1,516	09/30/2019
EEM	37,085	$1,516	09/30/2019
Penobscot Investment Management Company Inc.	37,019	$1,513	09/30/2019
EEM	37,019	$1,513	09/30/2019
Truepoint Inc.	37,012	$1,513	09/30/2019
EEM	37,012	$1,513	09/30/2019
Quadrant Capital Group LLC	36,993	$1,508	09/30/2019
EEM	36,993	$1,508	09/30/2019
Wealthstreet Investment Advisors LLC	34,898	$1,491	09/30/2019
EEM	34,898	$1,491	09/30/2019
Johnson Financial Group Inc.	36,465	$1,490	09/30/2019
EEM	36,465	$1,490	09/30/2019
Western Wealth Management LLC	37,697	$1,477	09/30/2019
EEM	37,697	$1,477	09/30/2019
Institute for Wealth Management LLC.	36,045	$1,473	09/30/2019
EEM	36,045	$1,473	09/30/2019
Carnegie Capital Asset Management LLC	35,993	$1,471	09/30/2019
EEM	35,993	$1,471	09/30/2019
Roof Eidam & Maycock ADV	32,765	$1,470	12/31/2019
EEM	32,765	$1,470	12/31/2019
Peddock Capital Advisors LLC	35,838	$1,465	09/30/2019
EEM	35,838	$1,465	09/30/2019
Boston Advisors LLC	35,827	$1,464	09/30/2019
EEM	35,827	$1,464	09/30/2019
Camelot Portfolios LLC	32,524	$1,459	12/31/2019
EEM	32,524	$1,459	12/31/2019
MA Private Wealth	35,700	$1,459	09/30/2019
EEM	35,700	$1,459	09/30/2019
Shoker Investment Counsel Inc.	35,641	$1,456	09/30/2019
EEM	35,641	$1,456	09/30/2019
LBJ Family Wealth Advisors Ltd.	32,442	$1,453	12/31/2019
EEM	32,442	$1,453	12/31/2019
PointState Capital LP	35,500	$1,451	09/30/2019
EEM	35,500	$1,451	09/30/2019
Atlas Brown Inc.	32,239	$1,447	12/31/2019
EEM	32,239	$1,447	12/31/2019
Voya Investment Management LLC	35,229	$1,440	09/30/2019
EEM	35,229	$1,440	09/30/2019
Homrich & Berg	35,054	$1,433	09/30/2019
EEM	35,054	$1,433	09/30/2019
Alpha Windward LLC	31,245	$1,402	12/31/2019
EEM	31,245	$1,402	12/31/2019
Bank of Stockton	34,182	$1,396	09/30/2019
EEM	34,182	$1,396	09/30/2019
Gould Asset Management LLC CA	31,040	$1,393	12/31/2019
EEM	31,040	$1,393	12/31/2019
Filament LLC	33,950	$1,387	09/30/2019
EEM	33,950	$1,387	09/30/2019
Strategic Wealth Partners Group LLC	33,875	$1,384	09/30/2019
EEM	33,875	$1,384	09/30/2019
Narwhal Capital Management	33,519	$1,370	09/30/2019
EEM	33,519	$1,370	09/30/2019
First National Trust Co	33,475	$1,368	09/30/2019
EEM	33,475	$1,368	09/30/2019
Thomasville National Bank	29,816	$1,338	12/31/2019
EEM	29,816	$1,338	12/31/2019
FARMERS & MERCHANTS TRUST Co OF LONG BEACH	32,689	$1,336	09/30/2019
EEM	32,689	$1,336	09/30/2019
Colonial Trust Advisors	32,603	$1,332	09/30/2019
EEM	32,603	$1,332	09/30/2019
Bank of Hawaii	32,480	$1,327	09/30/2019
EEM	32,480	$1,327	09/30/2019
National Asset Management Inc.	32,234	$1,318	09/30/2019
EEM	32,234	$1,318	09/30/2019
Whitnell & Co.	32,158	$1,314	09/30/2019
EEM	32,158	$1,314	09/30/2019
Advisory Services Network LLC	30,572	$1,312	09/30/2019
EEM	30,572	$1,312	09/30/2019
Raymond James Trust N.A.	29,077	$1,305	12/31/2019
EEM	29,077	$1,305	12/31/2019
Trust Co. of Vermont	31,944	$1,305	09/30/2019
EEM	31,944	$1,305	09/30/2019
Golden State Wealth Management LLC	31,731	$1,297	09/30/2019
EEM	31,731	$1,297	09/30/2019
Independence Advisors LLC	31,712	$1,296	09/30/2019
EEM	31,712	$1,296	09/30/2019
Sunbelt Securities Inc.	31,606	$1,292	09/30/2019
EEM	31,606	$1,292	09/30/2019
TCF National Bank	31,635	$1,292	09/30/2019
EEM	31,635	$1,292	09/30/2019
GFS Advisors LLC	28,740	$1,290	12/31/2019
EEM	28,740	$1,290	12/31/2019
First Hawaiian Bank	28,725	$1,289	12/31/2019
EEM	28,725	$1,289	12/31/2019
Dixon Hubard Feinour & Brown Inc. VA	31,525	$1,288	09/30/2019
EEM	31,525	$1,288	09/30/2019
Canton Hathaway LLC	28,530	$1,280	12/31/2019
EEM	28,530	$1,280	12/31/2019
DAVENPORT & Co LLC	29,755	$1,277	09/30/2019
EEM	29,755	$1,277	09/30/2019
Aveo Capital Partners LLC	29,043	$1,268	09/30/2019
EEM	29,043	$1,268	09/30/2019
Athena Capital Advisors LLC	30,835	$1,260	09/30/2019
EEM	30,835	$1,260	09/30/2019
Voya Financial Advisors Inc.	30,978	$1,259	09/30/2019
EEM	30,978	$1,259	09/30/2019
Cetera Advisors LLC	30,791	$1,256	09/30/2019
EEM	30,791	$1,256	09/30/2019
Quantitative Investment Management LLC	30,684	$1,254	09/30/2019
EEM	30,684	$1,254	09/30/2019
LS Investment Advisors LLC	30,550	$1,249	09/30/2019
EEM	30,550	$1,249	09/30/2019
Private Wealth Advisors Inc.	30,554	$1,249	09/30/2019
EEM	30,554	$1,249	09/30/2019
James Investment Research Inc.	30,272	$1,237	09/30/2019
EEM	30,272	$1,237	09/30/2019
Conning Inc.	30,185	$1,234	09/30/2019
EEM	30,185	$1,234	09/30/2019
Brown Advisory Securities LLC	30,190	$1,234	09/30/2019
EEM	30,190	$1,234	09/30/2019
Oppenheimer Asset Management Inc.	30,013	$1,227	09/30/2019
EEM	30,013	$1,227	09/30/2019
RBF Capital LLC	30,000	$1,226	09/30/2019
EEM	30,000	$1,226	09/30/2019
Barrett Asset Management LLC	30,000	$1,226	09/30/2019
EEM	30,000	$1,226	09/30/2019
First National Bank of Omaha	27,310	$1,225	12/31/2019
EEM	27,310	$1,225	12/31/2019
Family Firm Inc.	29,946	$1,224	09/30/2019
EEM	29,946	$1,224	09/30/2019
Resources Management Corp CT ADV	29,887	$1,221	09/30/2019
EEM	29,887	$1,221	09/30/2019
Harbor Advisory Corp MA	29,686	$1,213	09/30/2019
EEM	29,686	$1,213	09/30/2019
Analyst IMS Investment Management Services Ltd.	28,633	$1,179	09/30/2019
EEM	28,633	$1,179	09/30/2019
Tortoise Investment Management LLC	28,785	$1,176	09/30/2019
EEM	28,785	$1,176	09/30/2019
Covington Capital Management	28,641	$1,171	09/30/2019
EEM	28,641	$1,171	09/30/2019
Fishman Jay A Ltd. MI	28,500	$1,165	09/30/2019
EEM	28,500	$1,165	09/30/2019
Valmark Advisers Inc.	28,506	$1,165	09/30/2019
EEM	28,506	$1,165	09/30/2019
Silvercrest Asset Management Group LLC	28,393	$1,160	09/30/2019
EEM	28,393	$1,160	09/30/2019
Simon Quick Advisors LLC	25,576	$1,148	12/31/2019
EEM	25,576	$1,148	12/31/2019
Montecito Bank & Trust	27,840	$1,138	09/30/2019
EEM	27,840	$1,138	09/30/2019
BDO Wealth Advisors LLC	27,471	$1,123	09/30/2019
EEM	27,471	$1,123	09/30/2019
Stordahl Capital Management Inc.	24,859	$1,115	12/31/2019
EEM	24,859	$1,115	12/31/2019
Clifford Swan Investment Counsel LLC	27,251	$1,114	09/30/2019
EEM	27,251	$1,114	09/30/2019
Cetera Investment Advisers	27,662	$1,108	09/30/2019
EEM	27,662	$1,108	09/30/2019
MPS Loria Financial Planners LLC	27,106	$1,107	09/30/2019
EEM	27,106	$1,107	09/30/2019
GenTrust LLC	26,931	$1,101	09/30/2019
EEM	26,931	$1,101	09/30/2019
D. E. Shaw & Co. Inc.	26,900	$1,099	09/30/2019
EEM	26,900	$1,099	09/30/2019
Hollencrest Capital Management	26,835	$1,097	09/30/2019
EEM	26,835	$1,097	09/30/2019
Adams Asset Advisors LLC	26,746	$1,093	09/30/2019
EEM	26,746	$1,093	09/30/2019
Perritt Capital Management Inc.	26,721	$1,092	09/30/2019
EEM	26,721	$1,092	09/30/2019
Fortis Advisors LLC	26,648	$1,089	09/30/2019
EEM	26,648	$1,089	09/30/2019
1832 Asset Management L.P.	26,732	$1,088	09/30/2019
EEM	26,732	$1,088	09/30/2019
Cabot Wealth Management Inc.	26,623	$1,088	09/30/2019
EEM	26,623	$1,088	09/30/2019
Sovarnum Capital L.P.	26,600	$1,087	09/30/2019
EEM	26,600	$1,087	09/30/2019
Sonata Capital Group Inc.	26,402	$1,079	09/30/2019
EEM	26,402	$1,079	09/30/2019
Hudock Capital Group LLC	26,370	$1,077	09/30/2019
EEM	26,370	$1,077	09/30/2019
Tompkins Financial Corp	26,225	$1,072	12/31/2019
EEM	26,225	$1,072	12/31/2019
St. Louis Trust Co	26,083	$1,066	09/30/2019
EEM	26,083	$1,066	09/30/2019
Iberiabank Corp	26,060	$1,065	09/30/2019
EEM	26,060	$1,065	09/30/2019
BigSur Wealth Management LLC	26,000	$1,063	09/30/2019
EEM	26,000	$1,063	09/30/2019
Courier Capital LLC	23,418	$1,062	12/31/2019
EEM	23,418	$1,062	12/31/2019
Canal Capital Management LLC	25,674	$1,049	09/30/2019
EEM	25,674	$1,049	09/30/2019
GYL Financial Synergies LLC	25,467	$1,041	09/30/2019
EEM	25,467	$1,041	09/30/2019
Bartlett & Co. LLC	25,231	$1,031	09/30/2019
EEM	25,231	$1,031	09/30/2019
FinTrust Capital Advisors LLC	25,230	$1,031	09/30/2019
EEM	25,230	$1,031	09/30/2019
Wealthcare Advisory Partners LLC	25,204	$1,030	09/30/2019
EEM	25,204	$1,030	09/30/2019
Putnam FL Investment Management Co.	25,049	$1,024	09/30/2019
EEM	25,049	$1,024	09/30/2019
Smithbridge Asset Management Inc. DE	22,800	$1,023	12/31/2019
EEM	22,800	$1,023	12/31/2019
Lee Danner & Bass Inc.	24,830	$1,015	09/30/2019
EEM	24,830	$1,015	09/30/2019
Patriot Investment Management Inc.	24,638	$1,005	09/30/2019
EEM	24,638	$1,005	09/30/2019
Greenline Partners LLC	24,450	$999	09/30/2019
EEM	24,450	$999	09/30/2019
Keeley Teton Advisors LLC	24,281	$992	09/30/2019
EEM	24,281	$992	09/30/2019
Rockland Trust Co.	21,987	$987	12/31/2019
EEM	21,987	$987	12/31/2019
Monarch Capital Management Inc.	24,105	$985	09/30/2019
EEM	24,105	$985	09/30/2019
Legacy Bridge LLC	24,035	$982	09/30/2019
EEM	24,035	$982	09/30/2019
Whalerock Point Partners LLC	23,924	$978	09/30/2019
EEM	23,924	$978	09/30/2019
Conservest Capital Advisors Inc.	23,940	$978	09/30/2019
EEM	23,940	$978	09/30/2019
Tiedemann Advisors LLC	23,915	$977	09/30/2019
EEM	23,915	$977	09/30/2019
Holt Capital Advisors L.L.C. dba Holt Capital Partners L.P.	23,847	$975	09/30/2019
EEM	23,847	$975	09/30/2019
Bronfman E.L. Rothschild L.P.	23,751	$971	09/30/2019
EEM	23,751	$971	09/30/2019
Starfire Investment Advisers Inc.	21,633	$970	12/31/2019
EEM	21,633	$970	12/31/2019
Genovese Burford & Brothers Wealth & Retirement Plan Management LLC	23,709	$969	09/30/2019
EEM	23,709	$969	09/30/2019
Moreno Evelyn V	23,670	$968	09/30/2019
EEM	23,670	$968	09/30/2019
Mercer Global Advisors Inc. ADV	23,409	$956	09/30/2019
EEM	23,409	$956	09/30/2019
Ayalon Holdings Ltd.	23,561	$956	09/30/2019
EEM	23,561	$956	09/30/2019
Maple Capital Management Inc.	23,359	$955	09/30/2019
EEM	23,359	$955	09/30/2019
EP Wealth Advisors LLC	23,301	$952	09/30/2019
EEM	23,301	$952	09/30/2019
Argent Trust Co	23,288	$952	09/30/2019
EEM	23,288	$952	09/30/2019
Private Capital Group LLC	23,299	$952	09/30/2019
EEM	23,299	$952	09/30/2019
Chesapeake Wealth Management	22,884	$936	09/30/2019
EEM	22,884	$936	09/30/2019
Wsfs Capital Management LLC	22,864	$934	09/30/2019
EEM	22,864	$934	09/30/2019
Murphy Capital Management Inc.	22,830	$933	09/30/2019
EEM	22,830	$933	09/30/2019
Northern Oak Wealth Management Inc.	22,787	$932	09/30/2019
EEM	22,787	$932	09/30/2019
PICTET BANK & TRUST Ltd	22,800	$931	09/30/2019
EEM	22,800	$931	09/30/2019
Clearwater Capital Advisors LLC	22,654	$926	09/30/2019
EEM	22,654	$926	09/30/2019
CWM LLC	22,590	$923	09/30/2019
EEM	22,590	$923	09/30/2019
Accredited Investors Inc.	22,429	$917	09/30/2019
EEM	22,429	$917	09/30/2019
Brightworth	22,169	$906	09/30/2019
EEM	22,169	$906	09/30/2019
Mission Wealth Management LP	22,148	$905	09/30/2019
EEM	22,148	$905	09/30/2019
Ropes Wealth Advisors LLC	22,056	$901	09/30/2019
EEM	22,056	$901	09/30/2019
Campbell Capital Management Inc.	20,000	$897	12/31/2019
EEM	20,000	$897	12/31/2019
Northstar Wealth Partners LLC	21,453	$877	09/30/2019
EEM	21,453	$877	09/30/2019
Buckingham Asset Management LLC	21,346	$872	09/30/2019
EEM	21,346	$872	09/30/2019
Pinnacle Associates Ltd.	21,276	$870	09/30/2019
EEM	21,276	$870	09/30/2019
Rothschild Capital Partners LLC	21,250	$868	09/30/2019
EEM	21,250	$868	09/30/2019
Cliffwater LLC	21,181	$866	09/30/2019
EEM	21,181	$866	09/30/2019
Schroder Investment Management Group	21,158	$860	09/30/2019
EEM	21,158	$860	09/30/2019
E&G Advisors LP	19,100	$857	12/31/2019
EEM	19,100	$857	12/31/2019
Financial Advisory Service Inc.	20,946	$856	09/30/2019
EEM	20,946	$856	09/30/2019
Intellectus Partners LLC	20,753	$848	09/30/2019
EEM	20,753	$848	09/30/2019
ACG Wealth	20,663	$844	09/30/2019
EEM	20,663	$844	09/30/2019
ERTS Wealth Advisors LLC	20,625	$843	09/30/2019
EEM	20,625	$843	09/30/2019
BLB&B Advisors LLC	20,565	$840	09/30/2019
EEM	20,565	$840	09/30/2019
Burney Co.	20,486	$837	09/30/2019
EEM	20,486	$837	09/30/2019
Good Life Advisors LLC	18,673	$832	12/31/2019
EEM	18,673	$832	12/31/2019
Resources Investment Advisors LLC.	20,333	$831	09/30/2019
EEM	20,333	$831	09/30/2019
Peak Asset Management LLC	20,214	$826	09/30/2019
EEM	20,214	$826	09/30/2019
Frisch Financial Group Inc.	20,072	$820	09/30/2019
EEM	20,072	$820	09/30/2019
Mitsubishi UFJ Asset Management UK Ltd.	18,200	$817	12/31/2019
EEM	18,200	$817	12/31/2019
OLD Mission Capital LLC	19,955	$816	09/30/2019
EEM	19,955	$816	09/30/2019
Grantham Mayo Van Otterloo & Co. LLC	19,869	$812	09/30/2019
EEM	19,869	$812	09/30/2019
Pacific Edge Advisors LLC	19,700	$805	09/30/2019
EEM	19,700	$805	09/30/2019
Capital Advisors Ltd. LLC	19,590	$801	09/30/2019
EEM	19,590	$801	09/30/2019
Acropolis Investment Management LLC	17,771	$797	12/31/2019
EEM	17,771	$797	12/31/2019
Assetmark Inc.	19,504	$797	09/30/2019
EEM	19,504	$797	09/30/2019
Bfsg LLC	19,460	$795	09/30/2019
EEM	19,460	$795	09/30/2019
Kings Point Capital Management	19,374	$792	09/30/2019
EEM	19,374	$792	09/30/2019
Summit X LLC	19,280	$790	09/30/2019
EEM	19,280	$790	09/30/2019
River Wealth Advisors LLC	19,310	$789	09/30/2019
EEM	19,310	$789	09/30/2019
Cobblestone Capital Advisors LLC NY	19,132	$782	09/30/2019
EEM	19,132	$782	09/30/2019
BKD Wealth Advisors LLC	17,348	$778	12/31/2019
EEM	17,348	$778	12/31/2019
SeaCrest Wealth Management LLC	18,963	$775	09/30/2019
EEM	18,963	$775	09/30/2019
Karpus Management Inc.	18,916	$773	09/30/2019
EEM	18,916	$773	09/30/2019
Mirsky Financial Management CORP.	17,154	$770	12/31/2019
EEM	17,154	$770	12/31/2019
Patton Albertson Miller Group LLC	18,791	$768	09/30/2019
EEM	18,791	$768	09/30/2019
Rothschild & Co Wealth Management UK Ltd	18,734	$766	09/30/2019
EEM	18,734	$766	09/30/2019
Harbour Capital Advisors LLC	18,695	$764	09/30/2019
EEM	18,695	$764	09/30/2019
Dynamic Advisor Solutions LLC	18,611	$761	09/30/2019
EEM	18,611	$761	09/30/2019
Mechanics Bank Trust Department	18,553	$757	09/30/2019
EEM	18,553	$757	09/30/2019
CAMG Solamere Management LLC	18,502	$757	09/30/2019
EEM	18,502	$757	09/30/2019
Bank Hapoalim BM	18,576	$755	09/30/2019
EEM	18,576	$755	09/30/2019
O Dell Group LLC	18,430	$753	09/30/2019
EEM	18,430	$753	09/30/2019
Sage Rhino Capital LLC	18,360	$750	09/30/2019
EEM	18,360	$750	09/30/2019
FDx Advisors Inc.	18,308	$748	09/30/2019
EEM	18,308	$748	09/30/2019
PagnatoKarp Partners LLC	18,132	$741	09/30/2019
EEM	18,132	$741	09/30/2019
Royal Bank of Scotland Group PLC	18,067	$738	09/30/2019
EEM	18,067	$738	09/30/2019
Riverpoint Wealth Management Holdings LLC	17,976	$735	09/30/2019
EEM	17,976	$735	09/30/2019
Legacy Private Trust Co.	16,285	$731	12/31/2019
EEM	16,285	$731	12/31/2019
Avantax Advisory Services Inc.	17,932	$730	09/30/2019
EEM	17,932	$730	09/30/2019
Greenwich Wealth Management LLC	17,842	$729	09/30/2019
EEM	17,842	$729	09/30/2019
Sigma Planning Corp	17,788	$727	09/30/2019
EEM	17,788	$727	09/30/2019
Watch Point Trust Co	17,600	$720	09/30/2019
EEM	17,600	$720	09/30/2019
Dorsey & Whitney Trust CO LLC	17,575	$718	09/30/2019
EEM	17,575	$718	09/30/2019
Duncker Streett & Co. Inc.	17,521	$716	09/30/2019
EEM	17,521	$716	09/30/2019
Deroy & Devereaux Private Investment Counsel Inc.	17,504	$715	09/30/2019
EEM	17,504	$715	09/30/2019
Mutual Advisors LLC	17,506	$715	09/30/2019
EEM	17,506	$715	09/30/2019
Fulton Breakefield Broenniman LLC	15,858	$712	12/31/2019
EEM	15,858	$712	12/31/2019
We Are One Seven LLC	15,811	$709	12/31/2019
EEM	15,811	$709	12/31/2019
UMA Financial Services Inc.	15,255	$706	12/31/2019
EEM	15,255	$706	12/31/2019
Meristem Family Wealth LLC	17,178	$702	09/30/2019
EEM	17,178	$702	09/30/2019
Roble Belko & Company Inc	15,624	$701	12/31/2019
EEM	15,624	$701	12/31/2019
AdvisorNet Financial Inc	17,058	$697	09/30/2019
EEM	17,058	$697	09/30/2019
Traverso Chambers Private Wealth Management LLC	15,477	$694	12/31/2019
EEM	15,477	$694	12/31/2019
SOL Capital Management CO	16,989	$694	09/30/2019
EEM	16,989	$694	09/30/2019
Kovitz Investment Group Partners LLC	16,985	$694	09/30/2019
EEM	16,985	$694	09/30/2019
Sandy Spring Bank	16,934	$692	09/30/2019
EEM	16,934	$692	09/30/2019
TAP Consulting LLC	16,890	$690	09/30/2019
EEM	16,890	$690	09/30/2019
Linscomb & Williams Inc.	16,854	$689	09/30/2019
EEM	16,854	$689	09/30/2019
Circle Wealth Management LLC	16,841	$688	09/30/2019
EEM	16,841	$688	09/30/2019
Eldridge Investment Advisors Inc.	16,800	$687	09/30/2019
EEM	16,800	$687	09/30/2019
Litman Gregory Asset Management LLC	16,724	$684	09/30/2019
EEM	16,724	$684	09/30/2019
Next Capital Management LLC	16,733	$684	09/30/2019
EEM	16,733	$684	09/30/2019
Thomas White International Ltd.	16,674	$681	09/30/2019
EEM	16,674	$681	09/30/2019
Rothschild Investment Corp IL	16,470	$673	09/30/2019
EEM	16,470	$673	09/30/2019
Clear Creek Financial Management LLC	14,442	$665	12/31/2019
EEM	14,442	$665	12/31/2019
Aldebaran Financial Inc.	16,316	$662	09/30/2019
EEM	16,316	$662	09/30/2019
McCutchen Group LLC	16,111	$658	09/30/2019
EEM	16,111	$658	09/30/2019
Fernwood Investment Management LLC	16,094	$658	09/30/2019
EEM	16,094	$658	09/30/2019
Laurel Wealth Advisors Inc.	16,094	$658	09/30/2019
EEM	16,094	$658	09/30/2019
Prospera Financial Services Inc	16,014	$654	09/30/2019
EEM	16,014	$654	09/30/2019
M Holdings Securities Inc.	15,995	$654	09/30/2019
EEM	15,995	$654	09/30/2019
Obermeyer Wood Investment Counsel Lllp	15,945	$652	09/30/2019
EEM	15,945	$652	09/30/2019
North Star Investment Management Corp.	15,882	$649	09/30/2019
EEM	15,882	$649	09/30/2019
Twin Focus Capital Partners LLC	15,844	$648	09/30/2019
EEM	15,844	$648	09/30/2019
Wealthsource Partners LLC	15,756	$644	09/30/2019
EEM	15,756	$644	09/30/2019
Guidance Point Advisors LLC	14,152	$635	12/31/2019
EEM	14,152	$635	12/31/2019
Element Pointe Advisors LLC	15,405	$630	09/30/2019
EEM	15,405	$630	09/30/2019
Farmers Trust Co.	13,971	$627	12/31/2019
EEM	13,971	$627	12/31/2019
Shepherd Kaplan Krochuk LLC	15,243	$623	09/30/2019
EEM	15,243	$623	09/30/2019
Frontier Wealth Management LLC	15,237	$623	09/30/2019
EEM	15,237	$623	09/30/2019
IHT Wealth Management LLC	15,157	$621	09/30/2019
EEM	15,157	$621	09/30/2019
Mid Atlantic Financial Management Inc. ADV	15,117	$618	09/30/2019
EEM	15,117	$618	09/30/2019
Centenus Global Management LP		$613	09/30/2019
Call	15,000	$613	09/30/2019
Global Retirement Partners LLC	15,003	$613	09/30/2019
EEM	15,003	$613	09/30/2019
Pekin Hardy Strauss Inc.	14,923	$610	09/30/2019
EEM	14,923	$610	09/30/2019
Regis Management CO LLC	14,889	$609	09/30/2019
EEM	14,889	$609	09/30/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors	14,836	$606	09/30/2019
EEM	14,836	$606	09/30/2019
Wells Trecaso Financial Group LLC	14,705	$601	09/30/2019
EEM	14,705	$601	09/30/2019
American Investment Services Inc.	14,682	$600	09/30/2019
EEM	14,682	$600	09/30/2019
Mount Yale Investment Advisors LLC	13,851	$597	09/30/2019
EEM	13,851	$597	09/30/2019
Meitav Dash Investments Ltd.	14,492	$594	09/30/2019
EEM	14,492	$594	09/30/2019
Stonebridge Capital Advisors LLC	14,429	$590	09/30/2019
EEM	14,429	$590	09/30/2019
Vivaldi Capital Management LLC	14,419	$589	09/30/2019
EEM	14,419	$589	09/30/2019
Enterprise Financial Services Corp	14,371	$587	09/30/2019
EEM	14,371	$587	09/30/2019
Partnervest Advisory Services LLC	14,274	$583	09/30/2019
EEM	14,274	$583	09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA	14,235	$582	09/30/2019
EEM	14,235	$582	09/30/2019
Hallmark Capital Management Inc.	14,216	$581	09/30/2019
EEM	14,216	$581	09/30/2019
Covenant Asset Management LLC	14,195	$580	09/30/2019
EEM	14,195	$580	09/30/2019
Wedbush Securities Inc.	12,900	$579	12/31/2019
EEM	12,900	$579	12/31/2019
Baker Avenue Asset Management LP	14,097	$576	09/30/2019
EEM	14,097	$576	09/30/2019
Capital Bank & Trust Co	13,698	$560	09/30/2019
EEM	13,698	$560	09/30/2019
Brand Asset Management Group Inc.	13,706	$560	09/30/2019
EEM	13,706	$560	09/30/2019
Evanson Asset Management LLC	12,269	$551	12/31/2019
EEM	12,269	$551	12/31/2019
Water Oak Advisors LLC	13,427	$549	09/30/2019
EEM	13,427	$549	09/30/2019
Delta Financial Advisors LLC	13,200	$539	09/30/2019
EEM	13,200	$539	09/30/2019
First Washington CORP	13,085	$535	09/30/2019
EEM	13,085	$535	09/30/2019
Leith Wheeler Investment Counsel Ltd.	11,905	$534	12/31/2019
EEM	11,905	$534	12/31/2019
Williams Jones Wealth Management LLC.	13,070	$534	09/30/2019
EEM	13,070	$534	09/30/2019
Moloney Securities Asset Management LLC	13,035	$533	09/30/2019
EEM	13,035	$533	09/30/2019
Garde Capital Inc.	12,963	$530	09/30/2019
EEM	12,963	$530	09/30/2019
Emerson Wealth Management LLC	54,763	$525	09/30/2019
EEM	54,763	$525	09/30/2019
Ullmann Financial Group Inc.	11,662	$523	12/31/2019
EEM	11,662	$523	12/31/2019
Concorde Asset Management LLC	12,566	$516	09/30/2019
EEM	12,566	$516	09/30/2019
White Lighthouse Investment Management Inc.	12,634	$516	09/30/2019
EEM	12,634	$516	09/30/2019
Gladstone Institutional Advisory LLC	12,604	$515	09/30/2019
EEM	12,604	$515	09/30/2019
Earnest Partners LLC	12,575	$514	09/30/2019
EEM	12,575	$514	09/30/2019
Stratford Consulting LLC	12,559	$513	09/30/2019
EEM	12,559	$513	09/30/2019
Integrated Wealth Concepts LLC	12,562	$513	09/30/2019
EEM	12,562	$513	09/30/2019
Sequoia Financial Advisors LLC	12,450	$509	09/30/2019
EEM	12,450	$509	09/30/2019
Court Place Advisors LLC	12,389	$506	09/30/2019
EEM	12,389	$506	09/30/2019
Aries Wealth Management	11,190	$502	12/31/2019
EEM	11,190	$502	12/31/2019
Sigma Investment Counselors Inc.	12,252	$501	09/30/2019
EEM	12,252	$501	09/30/2019
Shelton Capital Management	12,215	$499	09/30/2019
EEM	12,215	$499	09/30/2019
Autus Asset Management LLC	12,136	$496	09/30/2019
EEM	12,136	$496	09/30/2019
Flagship Harbor Advisors LLC	12,100	$494	09/30/2019
EEM	12,100	$494	09/30/2019
Pinnacle Bank	10,893	$489	12/31/2019
EEM	10,893	$489	12/31/2019
Snow Capital Management LP	11,930	$488	09/30/2019
EEM	11,930	$488	09/30/2019
Livingston Group Asset Management CO operating as Southport Capital Management	10,824	$486	12/31/2019
EEM	10,824	$486	12/31/2019
Proffitt & Goodson Inc.	11,857	$485	09/30/2019
EEM	11,857	$485	09/30/2019
Reston Wealth Management LLC	11,832	$484	09/30/2019
EEM	11,832	$484	09/30/2019
Optimum Investment Advisors	11,611	$475	09/30/2019
EEM	11,611	$475	09/30/2019
Cedar Brook Financial Partners LLC	11,604	$474	09/30/2019
EEM	11,604	$474	09/30/2019
Hyman Charles D	11,575	$473	09/30/2019
EEM	11,575	$473	09/30/2019
Aua Capital Management LLC	10,486	$471	12/31/2019
EEM	10,486	$471	12/31/2019
Vickerman & Driscoll Financial Advisors Inc.	11,501	$470	09/30/2019
EEM	11,501	$470	09/30/2019
S&CO Inc.	11,467	$469	09/30/2019
EEM	11,467	$469	09/30/2019
Monetary Management Group Inc.	11,475	$469	09/30/2019
EEM	11,475	$469	09/30/2019
PDS Planning Inc	11,343	$464	09/30/2019
EEM	11,343	$464	09/30/2019
Signature Estate & Investment Advisors LLC	11,310	$462	09/30/2019
EEM	11,310	$462	09/30/2019
Cynosure Management LLC	11,300	$462	09/30/2019
EEM	11,300	$462	09/30/2019
McGuire Investment Group LLC	10,244	$460	12/31/2019
EEM	10,244	$460	12/31/2019
Oarsman Capital Inc.	11,251	$460	09/30/2019
EEM	11,251	$460	09/30/2019
Wealth & Pension Services Group Inc.	11,239	$459	09/30/2019
EEM	11,239	$459	09/30/2019
First United Bank Trust	10,160	$456	12/31/2019
EEM	10,160	$456	12/31/2019
Kanawha Capital Management LLC	11,126	$455	09/30/2019
EEM	11,126	$455	09/30/2019
Windsor Capital Management LLC	11,128	$454	09/30/2019
EEM	11,128	$454	09/30/2019
Betterment LLC	10,513	$451	09/30/2019
EEM	10,513	$451	09/30/2019
ELM Advisors LLC	11,000	$450	09/30/2019
EEM	11,000	$450	09/30/2019
Sepio Capital LLC	10,778	$450	09/30/2019
EEM	10,778	$450	09/30/2019
Cutter & CO Brokerage Inc.	10,976	$449	09/30/2019
EEM	10,976	$449	09/30/2019
MainStreet Investment Advisors LLC	10,981	$448	09/30/2019
EEM	10,981	$448	09/30/2019
Kiley Juergens Wealth Management LLC	10,951	$447	09/30/2019
EEM	10,951	$447	09/30/2019
Boston Financial Mangement LLC	10,885	$445	09/30/2019
EEM	10,885	$445	09/30/2019
Peak Capital Management LLC	9,889	$443	12/31/2019
EEM	9,889	$443	12/31/2019
B. Riley Wealth Management Inc.	10,829	$443	09/30/2019
EEM	10,829	$443	09/30/2019
IFG Advisors LLC	10,810	$442	09/30/2019
EEM	10,810	$442	09/30/2019
Wharton Business Group LLC	10,783	$441	09/30/2019
EEM	10,783	$441	09/30/2019
Edmonds Duncan Registered Investment Advisors LLC	10,797	$441	09/30/2019
EEM	10,797	$441	09/30/2019
Dearborn Partners LLC	10,745	$439	09/30/2019
EEM	10,745	$439	09/30/2019
Altium Wealth Management LLC	9,611	$431	12/31/2019
EEM	9,611	$431	12/31/2019
Moors & Cabot Inc.	10,602	$430	09/30/2019
EEM	10,602	$430	09/30/2019
Great Point Wealth Advisors LLC	10,533	$430	09/30/2019
EEM	10,533	$430	09/30/2019
Courage Miller Partners LLC	9,506	$427	12/31/2019
EEM	9,506	$427	12/31/2019
Coe Capital Management LLC	10,439	$427	09/30/2019
EEM	10,439	$427	09/30/2019
AMI Investment Management Inc.	10,380	$424	09/30/2019
EEM	10,380	$424	09/30/2019
First American Trust FSB	10,292	$421	09/30/2019
EEM	10,292	$421	09/30/2019
PFG Advisors	9,323	$420	12/31/2019
EEM	9,323	$420	12/31/2019
JFS Wealth Advisors LLC	10,268	$420	09/30/2019
EEM	10,268	$420	09/30/2019
180 Wealth Advisors LLC	9,136	$417	12/31/2019
EEM	9,136	$417	12/31/2019
Pathstone Family Office LLC	10,200	$417	09/30/2019
EEM	10,200	$417	09/30/2019
LGL Partners LLC	10,199	$417	09/30/2019
EEM	10,199	$417	09/30/2019
Legacy Financial Advisors Inc.	10,211	$417	09/30/2019
EEM	10,211	$417	09/30/2019
Alpha Omega Wealth Management LLC	9,516	$416	09/30/2019
EEM	9,516	$416	09/30/2019
Ambassador Advisors LLC	10,082	$412	09/30/2019
EEM	10,082	$412	09/30/2019
Perennial Advisors LLC	9,975	$408	09/30/2019
EEM	9,975	$408	09/30/2019
Stellar Capital Management LLC	9,930	$406	09/30/2019
EEM	9,930	$406	09/30/2019
Klingman & Associates LLC	9,903	$405	09/30/2019
EEM	9,903	$405	09/30/2019
Globeflex Capital L P	9,881	$404	09/30/2019
EEM	9,881	$404	09/30/2019
Benjamin F. Edwards & Company Inc.	9,830	$402	09/30/2019
EEM	9,830	$402	09/30/2019
Van Hulzen Asset Management LLC	9,838	$402	09/30/2019
EEM	9,838	$402	09/30/2019
Lehman & Derafelo Financial Resources LLC	9,799	$401	09/30/2019
EEM	9,799	$401	09/30/2019
Contravisory Investment Management Inc.	8,885	$399	12/31/2019
EEM	8,885	$399	12/31/2019
Independence Bank of Kentucky	9,656	$395	09/30/2019
EEM	9,656	$395	09/30/2019
Laurel Wealth Advisors LLC	9,674	$395	09/30/2019
EEM	9,674	$395	09/30/2019
Centaurus Financial Inc.	9,607	$393	09/30/2019
EEM	9,607	$393	09/30/2019
Marshall Financial Group Inc. ADV	9,571	$391	09/30/2019
EEM	9,571	$391	09/30/2019
Ancora Advisors LLC	9,562	$391	09/30/2019
EEM	9,562	$391	09/30/2019
Budros Ruhlin & Roe Inc.	9,442	$386	09/30/2019
EEM	9,442	$386	09/30/2019
Corient Capital Partners LLC	9,373	$383	09/30/2019
EEM	9,373	$383	09/30/2019
Means Investment CO. Inc.		$382	09/30/2019
EEM	8,703	$380	09/30/2019
Call	2,200	$2	09/30/2019
Paradigm Financial Advisors LLC	9,312	$381	09/30/2019
EEM	9,312	$381	09/30/2019
Polar Asset Management Partners Inc.	9,292	$380	09/30/2019
EEM	9,292	$380	09/30/2019
Harel Insurance Investments & Financial Services Ltd.	9,327	$379	09/30/2019
EEM	9,327	$379	09/30/2019
Sensible Financial Planning & Management LLC.	9,283	$379	09/30/2019
EEM	9,283	$379	09/30/2019
Brickley Wealth Management	9,268	$379	09/30/2019
EEM	9,268	$379	09/30/2019
Managed Asset Portfolios LLC	9,240	$378	09/30/2019
EEM	9,240	$378	09/30/2019
Allworth Financial LP	8,306	$373	12/31/2019
EEM	8,306	$373	12/31/2019
Compass Ion Advisors LLC	8,306	$373	12/31/2019
EEM	8,306	$373	12/31/2019
Cubic Asset Management LLC	9,129	$373	09/30/2019
EEM	9,129	$373	09/30/2019
Beacon Pointe Advisors LLC	9,073	$372	09/30/2019
EEM	9,073	$372	09/30/2019
Credit Agricole S A	9,080	$371	09/30/2019
EEM	9,080	$371	09/30/2019
Moller Financial Services	8,236	$370	12/31/2019
EEM	8,236	$370	12/31/2019
Proequities Inc.	9,049	$370	09/30/2019
EEM	9,049	$370	09/30/2019
Cedar Wealth Management LLC	9,045	$370	09/30/2019
EEM	9,045	$370	09/30/2019
CLS Investments LLC	8,991	$367	09/30/2019
EEM	8,991	$367	09/30/2019
Fort Pitt Capital Group LLC	8,977	$367	09/30/2019
EEM	8,977	$367	09/30/2019
Gilbert & Cook Inc.	8,984	$367	09/30/2019
EEM	8,984	$367	09/30/2019
Alpha Cubed Investments LLC	8,150	$366	12/31/2019
EEM	8,150	$366	12/31/2019
Peninsula Asset Management Inc.	8,950	$366	09/30/2019
EEM	8,950	$366	09/30/2019
John G Ullman & Associates Inc.	8,825	$361	09/30/2019
EEM	8,825	$361	09/30/2019
Diversified Trust Co	8,033	$360	12/31/2019
EEM	8,033	$360	12/31/2019
Balasa Dinverno & Foltz LLC	8,812	$360	09/30/2019
EEM	8,812	$360	09/30/2019
REDW Wealth LLC	8,803	$360	09/30/2019
EEM	8,803	$360	09/30/2019
Quadrant Capital Management LLC	8,698	$355	09/30/2019
EEM	8,698	$355	09/30/2019
First National Bank Sioux Falls	7,839	$352	12/31/2019
EEM	7,839	$352	12/31/2019
Gibson Capital LLC	7,820	$350	12/31/2019
EEM	7,820	$350	12/31/2019
Charles Schwab Investment Advisory Inc.	8,574	$350	09/30/2019
EEM	8,574	$350	09/30/2019
Fulcrum Capital LLC	8,503	$348	09/30/2019
EEM	8,503	$348	09/30/2019
Eagle Global Advisors LLC	8,485	$347	09/30/2019
EEM	8,485	$347	09/30/2019
White Pine Capital LLC	8,455	$346	09/30/2019
EEM	8,455	$346	09/30/2019
New Potomac Partners LLC	8,470	$346	09/30/2019
EEM	8,470	$346	09/30/2019
Savant Capital LLC	8,377	$342	09/30/2019
EEM	8,377	$342	09/30/2019
Pure Financial Advisors Inc.	7,600	$341	12/31/2019
EEM	7,600	$341	12/31/2019
Capital Advisors Inc. OK	7,940	$341	09/30/2019
EEM	7,940	$341	09/30/2019
Roosevelt Investment Group Inc.	8,315	$340	09/30/2019
EEM	8,315	$340	09/30/2019
Alesco Advisors LLC	8,270	$338	09/30/2019
EEM	8,270	$338	09/30/2019
Cornerstone Investment Partners LLC	8,270	$338	09/30/2019
EEM	8,270	$338	09/30/2019
Ridgewood Investments LLC	7,500	$337	12/31/2019
EEM	7,500	$337	12/31/2019
Personal Capital Advisors Corp	8,215	$335	09/30/2019
EEM	8,215	$335	09/30/2019
Palisade Asset Management LLC	7,372	$331	12/31/2019
EEM	7,372	$331	12/31/2019
Pettinga Financial Advisors LLC	8,025	$328	09/30/2019
EEM	8,025	$328	09/30/2019
Aristotle Capital Management LLC	7,970	$326	09/30/2019
EEM	7,970	$326	09/30/2019
Sullivan Bruyette Speros & Blaney LLC	7,968	$326	09/30/2019
EEM	7,968	$326	09/30/2019
Augustine Asset Management Inc.	7,925	$324	09/30/2019
EEM	7,925	$324	09/30/2019
Intl Fcstone Inc.	7,935	$324	09/30/2019
EEM	7,935	$324	09/30/2019
Northeast Financial Consultants Inc	7,923	$324	09/30/2019
EEM	7,923	$324	09/30/2019
Sage Capital Advisors llc	7,128	$320	12/31/2019
EEM	7,128	$320	12/31/2019
Murphy Middleton Hinkle & Parker Inc.	7,124	$320	12/31/2019
EEM	7,124	$320	12/31/2019
WMS Partners LLC	7,817	$319	09/30/2019
EEM	7,817	$319	09/30/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management	7,780	$318	09/30/2019
EEM	7,780	$318	09/30/2019
CCG Wealth Management LLC	7,755	$317	09/30/2019
EEM	7,755	$317	09/30/2019
Cedar Capital LLC	7,742	$316	09/30/2019
EEM	7,742	$316	09/30/2019
Cape Cod Five Cents Savings Bank	7,678	$314	09/30/2019
EEM	7,678	$314	09/30/2019
Macroview Investment Management LLC	7,669	$313	09/30/2019
EEM	7,669	$313	09/30/2019
Hudson Valley Investment Advisors Inc. ADV	6,939	$311	12/31/2019
EEM	6,939	$311	12/31/2019
Pinnacle Holdings LLC	7,615	$311	09/30/2019
EEM	7,615	$311	09/30/2019
Partners Capital Investment Group LLP	7,602	$311	09/30/2019
EEM	7,602	$311	09/30/2019
Stillwater Capital Advisors LLC	7,582	$310	09/30/2019
EEM	7,582	$310	09/30/2019
Financial Life Advisors	7,591	$310	09/30/2019
EEM	7,591	$310	09/30/2019
FCG Advisors LLC	7,558	$309	09/30/2019
EEM	7,558	$309	09/30/2019
EisnerAmper Wealth Management Corporate Benefits LLC	6,832	$307	12/31/2019
EEM	6,832	$307	12/31/2019
Ledyard National Bank	7,453	$305	09/30/2019
EEM	7,453	$305	09/30/2019
V Wealth Advisors LLC	7,369	$301	09/30/2019
EEM	7,369	$301	09/30/2019
Punch & Associates Investment Management Inc.	7,338	$300	09/30/2019
EEM	7,338	$300	09/30/2019
Cim LLC	7,339	$300	09/30/2019
EEM	7,339	$300	09/30/2019
Alerus Financial NA	7,290	$298	09/30/2019
EEM	7,290	$298	09/30/2019
Taurus Asset Management LLC	7,300	$298	09/30/2019
EEM	7,300	$298	09/30/2019
Headinvest LLC	7,270	$297	09/30/2019
EEM	7,270	$297	09/30/2019
Regent Investment Management LLC	7,279	$297	09/30/2019
EEM	7,279	$297	09/30/2019
Essex Savings Bank	7,255	$296	09/30/2019
EEM	7,255	$296	09/30/2019
Financial Architects Inc	7,225	$295	09/30/2019
EEM	7,225	$295	09/30/2019
DiMeo Schneider & Associates L.L.C.	7,179	$293	09/30/2019
EEM	7,179	$293	09/30/2019
Capital Wealth Planning LLC	6,873	$291	09/30/2019
EEM	6,873	$291	09/30/2019
WoodTrust Financial Corp	7,120	$291	09/30/2019
EEM	7,120	$291	09/30/2019
Nicholas Hoffman & Company LLC.	7,100	$290	09/30/2019
EEM	7,100	$290	09/30/2019
Outlook Wealth Advisors LLC	7,103	$290	09/30/2019
EEM	7,103	$290	09/30/2019
Lenox Wealth Management Inc.	7,069	$288	09/30/2019
EEM	7,069	$288	09/30/2019
Connecticut Wealth Management LLC	7,055	$288	09/30/2019
EEM	7,055	$288	09/30/2019
CSS LLC IL		$287	09/30/2019
Call	25,000	$1,022	09/30/2019
Put	18,000	$735	09/30/2019
Beaumont Financial Partners LLC	7,031	$287	09/30/2019
EEM	7,031	$287	09/30/2019
Armstrong Shaw Associates Inc. CT	7,000	$286	09/30/2019
EEM	7,000	$286	09/30/2019
Kovack Advisors Inc.	6,945	$284	09/30/2019
EEM	6,945	$284	09/30/2019
NorthRock Partners LLC	6,919	$283	09/30/2019
EEM	6,919	$283	09/30/2019
Tranquility Partners LLC	6,865	$281	09/30/2019
EEM	6,865	$281	09/30/2019
Hilltop Holdings Inc.	6,867	$280	09/30/2019
EEM	6,867	$280	09/30/2019
Fusion Family Wealth LLC	6,842	$280	09/30/2019
EEM	6,842	$280	09/30/2019
Financial Advisors Network Inc.	6,825	$279	09/30/2019
EEM	6,825	$279	09/30/2019
Townsquare Capital LLC	6,331	$279	09/30/2019
EEM	6,331	$279	09/30/2019
Smith Capital Management Inc. AR ADV	6,793	$278	09/30/2019
EEM	6,793	$278	09/30/2019
Brandes Investment Partners LP	6,804	$278	09/30/2019
EEM	6,804	$278	09/30/2019
Fairfield Bush & CO.	6,800	$278	09/30/2019
EEM	6,800	$278	09/30/2019
HITE Hedge Asset Management LLC	6,750	$276	09/30/2019
EEM	6,750	$276	09/30/2019
Merit Financial Group LLC	6,134	$275	12/31/2019
EEM	6,134	$275	12/31/2019
United Income Inc.	6,809	$275	09/30/2019
EEM	6,809	$275	09/30/2019
Ameritas Investment Corp	6,707	$274	09/30/2019
EEM	6,707	$274	09/30/2019
Howard Financial Services LTD.	6,689	$273	09/30/2019
EEM	6,689	$273	09/30/2019
Ironwood Investment Counsel LLC	6,650	$271	09/30/2019
EEM	6,650	$271	09/30/2019
Traynor Capital Management Inc.	6,558	$268	09/30/2019
EEM	6,558	$268	09/30/2019
Diversified Portfolios Inc.	6,529	$267	09/30/2019
EEM	6,529	$267	09/30/2019
Burke & Herbert Bank & Trust Co.	5,932	$266	12/31/2019
EEM	5,932	$266	12/31/2019
Boston Trust Walden Corp	5,935	$266	12/31/2019
EEM	5,935	$266	12/31/2019
Searle & CO.	6,500	$266	09/30/2019
EEM	6,500	$266	09/30/2019
Trexquant Investment LP	6,503	$266	09/30/2019
EEM	6,503	$266	09/30/2019
Davis R M Inc.	6,448	$264	09/30/2019
EEM	6,448	$264	09/30/2019
Iron Financial LLC	6,451	$264	09/30/2019
EEM	6,451	$264	09/30/2019
Community Bank N.A.	6,460	$264	09/30/2019
EEM	6,460	$264	09/30/2019
Wooster Corthell Wealth Management Inc.	6,429	$263	09/30/2019
EEM	6,429	$263	09/30/2019
Nichols & Pratt Advisers LLP MA	6,335	$259	09/30/2019
EEM	6,335	$259	09/30/2019
Krilogy Financial LLC	6,318	$258	09/30/2019
EEM	6,318	$258	09/30/2019
grace capital	6,180	$253	09/30/2019
EEM	6,180	$253	09/30/2019
Granite Investment Advisors LLC	6,175	$252	09/30/2019
EEM	6,175	$252	09/30/2019
Emerald Investment Partners LLC	6,172	$252	09/30/2019
EEM	6,172	$252	09/30/2019
Bahl & Gaynor Inc.	6,046	$247	09/30/2019
EEM	6,046	$247	09/30/2019
Quest Capital Management Inc. ADV	6,011	$246	09/30/2019
EEM	6,011	$246	09/30/2019
Zurich Insurance Group Ltd FI	6,020	$246	09/30/2019
EEM	6,020	$246	09/30/2019
Botty Investors LLC	6,000	$245	09/30/2019
EEM	6,000	$245	09/30/2019
Compton Capital Management Inc. RI	5,925	$242	09/30/2019
EEM	5,925	$242	09/30/2019
Pinnacle Wealth Planning Services Inc.	5,906	$241	09/30/2019
EEM	5,906	$241	09/30/2019
BTC Capital Management Inc.	5,838	$239	09/30/2019
EEM	5,838	$239	09/30/2019
Chicago Capital LLC	5,300	$238	12/31/2019
EEM	5,300	$238	12/31/2019
Patten Group Inc.	5,283	$237	12/31/2019
EEM	5,283	$237	12/31/2019
Cadence Bank NA	5,782	$236	09/30/2019
EEM	5,782	$236	09/30/2019
Jacobi Capital Management LLC	5,763	$236	09/30/2019
EEM	5,763	$236	09/30/2019
Meridian Wealth Management LLC	5,238	$235	12/31/2019
EEM	5,238	$235	12/31/2019
Lcnb Corp	5,756	$235	09/30/2019
EEM	5,756	$235	09/30/2019
Hills Bank & Trust Co.	5,732	$234	09/30/2019
EEM	5,732	$234	09/30/2019
Hochman Cole Investment Advisors Inc.	5,716	$234	09/30/2019
EEM	5,716	$234	09/30/2019
Apollon Wealth Management LLC	5,723	$234	09/30/2019
EEM	5,723	$234	09/30/2019
Private Capital Management LLC	5,692	$233	12/31/2019
EEM	5,692	$233	12/31/2019
Moody Lynn & Lieberson LLC	5,700	$233	09/30/2019
EEM	5,700	$233	09/30/2019
Gamble Jones Investment Counsel	5,700	$233	09/30/2019
EEM	5,700	$233	09/30/2019
Stearns Financial Services Group	5,709	$233	09/30/2019
EEM	5,709	$233	09/30/2019
Spears Abacus Advisors LLC	5,670	$232	09/30/2019
EEM	5,670	$232	09/30/2019
Personal Wealth Partners	5,646	$231	09/30/2019
EEM	5,646	$231	09/30/2019
Pillar Pacific Capital Management LLC	5,634	$230	09/30/2019
EEM	5,634	$230	09/30/2019
Mosaic Family Wealth LLC	5,631	$230	09/30/2019
EEM	5,631	$230	09/30/2019
Brio Consultants LLC	5,633	$230	09/30/2019
EEM	5,633	$230	09/30/2019
OLD Second National Bank of Aurora	5,513	$225	09/30/2019
EEM	5,513	$225	09/30/2019
Nottingham Advisors Inc.	5,490	$224	09/30/2019
EEM	5,490	$224	09/30/2019
MCF Advisors LLC	5,454	$223	09/30/2019
EEM	5,454	$223	09/30/2019
Coastal Capital Group Inc.	5,462	$223	09/30/2019
EEM	5,462	$223	09/30/2019
Aspen Investment Management Inc	5,375	$220	09/30/2019
EEM	5,375	$220	09/30/2019
Rikoon Group LLC	5,374	$220	09/30/2019
EEM	5,374	$220	09/30/2019
New England Professional Planning Group Inc.	4,839	$217	12/31/2019
EEM	4,839	$217	12/31/2019
Henry James International Management Inc.	4,840	$217	12/31/2019
EEM	4,840	$217	12/31/2019
Wade G W & Inc.	5,299	$217	09/30/2019
EEM	5,299	$217	09/30/2019
Abbot Financial Management Inc.	5,300	$217	09/30/2019
EEM	5,300	$217	09/30/2019
Joel Isaacson & Co. LLC	5,263	$215	09/30/2019
EEM	5,263	$215	09/30/2019
Svenska Handelsbanken AB publ	5,200	$213	09/30/2019
EEM	5,200	$213	09/30/2019
Inverness Counsel LLC NY	5,178	$212	09/30/2019
EEM	5,178	$212	09/30/2019
Sterling Investment Advisors LLC ADV	5,172	$211	09/30/2019
EEM	5,172	$211	09/30/2019
Baldwin Brothers Inc. MA	5,155	$211	09/30/2019
EEM	5,155	$211	09/30/2019
Deltec Asset Management LLC	5,160	$211	09/30/2019
EEM	5,160	$211	09/30/2019
Sheaff Brock Investment Advisors LLC	5,161	$211	09/30/2019
EEM	5,161	$211	09/30/2019
Round Table Services LLC	5,141	$210	09/30/2019
EEM	5,141	$210	09/30/2019
Advisory Alpha LLC	5,155	$210	09/30/2019
EEM	5,155	$210	09/30/2019
Cabana LLC	5,100	$208	09/30/2019
EEM	5,100	$208	09/30/2019
Little House Capital LLC	5,038	$206	09/30/2019
EEM	5,038	$206	09/30/2019
United Capital Management of KS Inc.	5,051	$205	09/30/2019
EEM	5,051	$205	09/30/2019
Kwmg LLC	4,540	$204	12/31/2019
EEM	4,540	$204	12/31/2019
DF Dent & Co. Inc.	4,999	$204	09/30/2019
EEM	4,999	$204	09/30/2019
Clear Harbor Asset Management LLC	5,000	$204	09/30/2019
EEM	5,000	$204	09/30/2019
Gs Investments Inc.	5,000	$204	09/30/2019
EEM	5,000	$204	09/30/2019
Legacy Advisors LLC	5,000	$204	09/30/2019
EEM	5,000	$204	09/30/2019
ProVise Management Group LLC	4,975	$203	09/30/2019
EEM	4,975	$203	09/30/2019
Carlton Hofferkamp & Jenks Wealth Management LLC	4,925	$202	09/30/2019
EEM	4,925	$202	09/30/2019
Fort Sheridan Advisors LLC	4,941	$202	09/30/2019
EEM	4,941	$202	09/30/2019
Strategic Financial Group LLC	4,945	$202	09/30/2019
EEM	4,945	$202	09/30/2019
Cutler Group LP		$200	09/30/2019
Call	680,100	$902	09/30/2019
Put	1,072,600	$702	09/30/2019
Blue Bell Private Wealth Management LLC	4,764	$195	09/30/2019
EEM	4,764	$195	09/30/2019
Weil Company Inc.	4,770	$194	09/30/2019
EEM	4,770	$194	09/30/2019
Parkside Financial Bank & Trust	4,752	$194	09/30/2019
EEM	4,752	$194	09/30/2019
Ellis Investment Partners LLC	4,226	$193	12/31/2019
EEM	4,226	$193	12/31/2019
Atlas Capital Advisors LLC	4,582	$187	09/30/2019
EEM	4,582	$187	09/30/2019
Oakworth Capital Inc.	4,575	$187	09/30/2019
EEM	4,575	$187	09/30/2019
Wealthcare Capital Management LLC	4,508	$184	09/30/2019
EEM	4,508	$184	09/30/2019
Gresham Partners LLC	4,447	$182	09/30/2019
EEM	4,447	$182	09/30/2019
Jackson Hole Capital Partners LLC	4,390	$179	09/30/2019
EEM	4,390	$179	09/30/2019
Clean Yield Group	3,870	$174	12/31/2019
EEM	3,870	$174	12/31/2019
Farmers & Merchants Investments Inc.	4,165	$170	09/30/2019
EEM	4,165	$170	09/30/2019
Timber Creek Capital Management LLC	4,078	$166	09/30/2019
EEM	4,078	$166	09/30/2019
Bray Capital Advisors	3,929	$161	09/30/2019
EEM	3,929	$161	09/30/2019
CNB Bank	3,864	$158	09/30/2019
EEM	3,864	$158	09/30/2019
JJJ Advisors Inc.	3,795	$155	09/30/2019
EEM	3,795	$155	09/30/2019
Creative Financial Designs Inc. ADV	3,365	$154	12/31/2019
EEM	3,365	$154	12/31/2019
Zions Bancorporation N.A.	3,756	$154	09/30/2019
EEM	3,756	$154	09/30/2019
TCI Wealth Advisors Inc.	3,705	$151	09/30/2019
EEM	3,705	$151	09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC	3,714	$151	09/30/2019
EEM	3,714	$151	09/30/2019
Venturi Wealth Management LLC	3,592	$147	09/30/2019
EEM	3,592	$147	09/30/2019
Carroll Financial Associates Inc.	3,145	$141	12/31/2019
EEM	3,145	$141	12/31/2019
CENTRAL TRUST Co	3,395	$138	09/30/2019
EEM	3,395	$138	09/30/2019
Premise Capital LLC	3,213	$131	09/30/2019
EEM	3,213	$131	09/30/2019
Ellevest Inc.	3,132	$128	09/30/2019
EEM	3,132	$128	09/30/2019
Meeder Asset Management Inc.	2,917	$119	09/30/2019
EEM	2,917	$119	09/30/2019
Manchester Financial Inc.	2,509	$113	12/31/2019
EEM	2,509	$113	12/31/2019
Gradient Investments LLC	2,524	$113	12/31/2019
EEM	2,524	$113	12/31/2019
Burt Wealth Advisors	2,740	$112	09/30/2019
EEM	2,740	$112	09/30/2019
Corbenic Partners LLC	2,479	$111	12/31/2019
EEM	2,479	$111	12/31/2019
Thompson Siegel & Walmsley LLC	2,705	$111	09/30/2019
EEM	2,705	$111	09/30/2019
Princeton Global Asset Management LLC	2,700	$110	09/30/2019
EEM	2,700	$110	09/30/2019
Thor Advisors LLC	2,621	$107	09/30/2019
EEM	2,621	$107	09/30/2019
Truewealth LLC	2,605	$106	09/30/2019
EEM	2,605	$106	09/30/2019
QCI Asset Management Inc. NY	2,392	$98	09/30/2019
EEM	2,392	$98	09/30/2019
Biltmore Family Office LLC	2,410	$98	09/30/2019
EEM	2,410	$98	09/30/2019
Cribstone Capital Management LLC	2,158	$97	12/31/2019
EEM	2,158	$97	12/31/2019
AlphaMark Advisors LLC	2,345	$96	09/30/2019
EEM	2,345	$96	09/30/2019
Capital Investment Advisory Services LLC	2,255	$92	09/30/2019
EEM	2,255	$92	09/30/2019
Armor Investment Advisors LLC	2,150	$88	09/30/2019
EEM	2,150	$88	09/30/2019
Evensky & Katz LLC	2,120	$87	09/30/2019
EEM	2,120	$87	09/30/2019
Executive Wealth Management LLC	2,109	$86	09/30/2019
EEM	2,109	$86	09/30/2019
Signaturefd LLC	2,023	$83	09/30/2019
EEM	2,023	$83	09/30/2019
Coastal Investment Advisors Inc.	2,040	$83	09/30/2019
EEM	2,040	$83	09/30/2019
Pacific Center for Financial Services	2,004	$82	09/30/2019
EEM	2,004	$82	09/30/2019
Private Ocean LLC	1,970	$81	09/30/2019
EEM	1,970	$81	09/30/2019
McIlrath & Eck LLC	1,971	$81	09/30/2019
EEM	1,971	$81	09/30/2019
Lindbrook Capital LLC	1,985	$81	09/30/2019
EEM	1,985	$81	09/30/2019
Kistler Tiffany Companies LLC	1,774	$80	12/31/2019
EEM	1,774	$80	12/31/2019
Northwest Investment Counselors LLC	1,965	$80	09/30/2019
EEM	1,965	$80	09/30/2019
Evolution Wealth Advisors LLC	1,965	$80	09/30/2019
EEM	1,965	$80	09/30/2019
Asset Dedication LLC	1,927	$78	09/30/2019
EEM	1,927	$78	09/30/2019
Winthrop Partners WNY LLC	1,900	$78	09/30/2019
EEM	1,900	$78	09/30/2019
Winch Advisory Services LLC	1,868	$76	09/30/2019
EEM	1,868	$76	09/30/2019
Weaver Consulting Group	1,786	$76	09/30/2019
EEM	1,786	$76	09/30/2019
Blume Capital Management Inc.	1,850	$75	09/30/2019
EEM	1,850	$75	09/30/2019
Certified Advisory Corp	1,845	$75	09/30/2019
EEM	1,845	$75	09/30/2019
SRS Capital Advisors Inc.	1,805	$74	09/30/2019
EEM	1,805	$74	09/30/2019
Sterling Investment Advisors Ltd.	1,820	$74	09/30/2019
EEM	1,820	$74	09/30/2019
Front Row Advisors LLC	1,750	$72	09/30/2019
EEM	1,750	$72	09/30/2019
Arrow Financial Corp	1,735	$71	09/30/2019
EEM	1,735	$71	09/30/2019
Glassman Wealth Services	1,737	$71	09/30/2019
EEM	1,737	$71	09/30/2019
First Manhattan Co.	1,715	$70	09/30/2019
EEM	1,715	$70	09/30/2019
Horan Capital Advisors LLC.	1,710	$70	09/30/2019
EEM	1,710	$70	09/30/2019
Lenox Wealth Advisors LLC	1,520	$68	12/31/2019
EEM	1,520	$68	12/31/2019
Dougherty Wealth Advisers LLC	1,630	$67	09/30/2019
EEM	1,630	$67	09/30/2019
Plante Moran Financial Advisors LLC	1,575	$64	09/30/2019
EEM	1,575	$64	09/30/2019
Ameritas Investment Partners Inc.	1,525	$62	09/30/2019
EEM	1,525	$62	09/30/2019
Gables Capital Management Inc.	1,350	$55	09/30/2019
EEM	1,350	$55	09/30/2019
Financial Advantage Inc.	1,329	$54	09/30/2019
EEM	1,329	$54	09/30/2019
Lucia Wealth Services LLC	1,200	$49	09/30/2019
EEM	1,200	$49	09/30/2019
Patriot Financial Group Insurance Agency LLC	1,154	$47	09/30/2019
EEM	1,154	$47	09/30/2019
Brown Brothers Harriman & Co.	1,125	$46	09/30/2019
EEM	1,125	$46	09/30/2019
Lowe Wealth Advisors LLC	1,002	$45	12/31/2019
EEM	1,002	$45	12/31/2019
Sound Income Strategies LLC	996	$45	12/31/2019
EEM	996	$45	12/31/2019
Global Trust Asset Management LLC	1,100	$45	09/30/2019
EEM	1,100	$45	09/30/2019
Country Trust Bank	970	$44	12/31/2019
EEM	970	$44	12/31/2019
Crewe Advisors LLC	1,077	$44	09/30/2019
EEM	1,077	$44	09/30/2019
Bay Harbor Wealth Management LLC	1,073	$44	09/30/2019
EEM	1,073	$44	09/30/2019
Avondale Wealth Management	1,000	$41	09/30/2019
EEM	1,000	$41	09/30/2019
Liberty Wealth Management LLC	1,007	$41	09/30/2019
EEM	1,007	$41	09/30/2019
Delta Asset Management LLC TN	968	$40	09/30/2019
EEM	968	$40	09/30/2019
Vestor Capital LLC	987	$40	09/30/2019
EEM	987	$40	09/30/2019
Regal Wealth Group Inc.	974	$40	09/30/2019
EEM	974	$40	09/30/2019
Pin Oak Investment Advisors Inc.	960	$39	09/30/2019
EEM	960	$39	09/30/2019
Trust Co	850	$38	12/31/2019
EEM	850	$38	12/31/2019
Truvestments Capital LLC	930	$38	09/30/2019
EEM	930	$38	09/30/2019
Payden & Rygel	900	$37	09/30/2019
EEM	900	$37	09/30/2019
Dividend Assets Capital LLC	916	$37	09/30/2019
EEM	916	$37	09/30/2019
Winslow Evans & Crocker Inc.	800	$36	12/31/2019
EEM	800	$36	12/31/2019
Ironwood Financial llc	864	$35	09/30/2019
EEM	864	$35	09/30/2019
Advantage Investment Management LLC	858	$35	09/30/2019
EEM	858	$35	09/30/2019
Nvwm LLC	813	$33	09/30/2019
EEM	813	$33	09/30/2019
Institutional & Family Asset Management LLC	793	$32	09/30/2019
EEM	793	$32	09/30/2019
Pacer Advisors Inc.	770	$31	09/30/2019
EEM	770	$31	09/30/2019
Norway Savings Bank	659	$30	12/31/2019
EEM	659	$30	12/31/2019
JNBA Financial Advisors	719	$29	09/30/2019
EEM	719	$29	09/30/2019
SpiderRock Advisors LLC		$28	12/31/2019
Call	10,800	$28	12/31/2019
First National Bank of South Miami	694	$28	09/30/2019
EEM	694	$28	09/30/2019
Cypress Capital Management LLC WY	670	$27	09/30/2019
EEM	670	$27	09/30/2019
Shine Investment Advisory Services Inc.	580	$24	09/30/2019
EEM	580	$24	09/30/2019
Versant Capital Management Inc	601	$24	09/30/2019
EEM	601	$24	09/30/2019
Central Bank & Trust Co.	503	$23	12/31/2019
EEM	503	$23	12/31/2019
Larson Financial Group LLC	508	$23	12/31/2019
EEM	508	$23	12/31/2019
Shufro Rose & Co. LLC	500	$20	09/30/2019
EEM	500	$20	09/30/2019
Focused Wealth Management Inc	470	$19	09/30/2019
EEM	470	$19	09/30/2019
MRA Associates USA LLC	460	$19	09/30/2019
EEM	460	$19	09/30/2019
MV Capital Management Inc.	450	$18	09/30/2019
EEM	450	$18	09/30/2019
Secrest Blakey & Associates LLC	449	$18	09/30/2019
EEM	449	$18	09/30/2019
Berman Capital Advisors LLC	418	$17	09/30/2019
EEM	418	$17	09/30/2019
Hanson & Doremus Investment Management	349	$16	12/31/2019
EEM	349	$16	12/31/2019
Squar Milner Financial Services LLC	408	$16	09/30/2019
EEM	408	$16	09/30/2019
Aptus Capital Advisors LLC	389	$15	09/30/2019
EEM	389	$15	09/30/2019
Peoples Financial Services CORP.	321	$14	12/31/2019
EEM	321	$14	12/31/2019
LifePlan Financial Group Inc	304	$14	12/31/2019
EEM	304	$14	12/31/2019
Adirondack Trust Co.	340	$14	09/30/2019
EEM	340	$14	09/30/2019
RPg Family Wealth Advisory LLC	350	$14	09/30/2019
EEM	350	$14	09/30/2019
Whitener Capital Management Inc.	320	$13	09/30/2019
EEM	320	$13	09/30/2019
Horan Securities Inc.	323	$13	09/30/2019
EEM	323	$13	09/30/2019
Global Wealth Management Investment Advisory Inc.	320	$13	09/30/2019
EEM	320	$13	09/30/2019
M&R Capital Management Inc.	256	$11	12/31/2019
EEM	256	$11	12/31/2019
Motco	270	$11	09/30/2019
EEM	270	$11	09/30/2019
Asset Planning Services Ltd.	252	$10	09/30/2019
EEM	252	$10	09/30/2019
Joseph P. Lucia & Associates LLC	250	$10	09/30/2019
EEM	250	$10	09/30/2019
Moisand Fitzgerald Tamayo LLC	200	$9	12/31/2019
EEM	200	$9	12/31/2019
Ironwood Wealth Management LLC.	213	$9	09/30/2019
EEM	213	$9	09/30/2019
Bourgeon Capital Management LLC	200	$8	09/30/2019
EEM	200	$8	09/30/2019
Granite Investment Partners LLC	198	$8	09/30/2019
EEM	198	$8	09/30/2019
Aspire Private Capital LLC	189	$8	09/30/2019
EEM	189	$8	09/30/2019
Financial Management Professionals Inc.	175	$7	09/30/2019
EEM	175	$7	09/30/2019
First Command Bank	134	$6	12/31/2019
EEM	134	$6	12/31/2019
First Command Financial Services Inc.	134	$6	12/31/2019
EEM	134	$6	12/31/2019
Selective Wealth Management Inc.	139	$6	12/31/2019
EEM	139	$6	12/31/2019
Tradewinds Capital Management LLC	127	$5	09/30/2019
EEM	127	$5	09/30/2019
Strategic Wealth Partners Ltd.	145	$5	09/30/2019
EEM	145	$5	09/30/2019
Claraphi Advisory Network LLC	120	$5	09/30/2019
EEM	120	$5	09/30/2019
Anderson Fisher LLC	123	$5	09/30/2019
EEM	123	$5	09/30/2019
Capital Analysts LLC	110	$4	09/30/2019
EEM	110	$4	09/30/2019
Investors Research Corp	110	$4	09/30/2019
EEM	110	$4	09/30/2019
Elmwood Wealth Management Inc.	100	$4	09/30/2019
EEM	100	$4	09/30/2019
Stewardship Financial Advisors LLC	100	$4	09/30/2019
EEM	100	$4	09/30/2019
Horrell Capital Management Inc.	75	$3	12/31/2019
EEM	75	$3	12/31/2019
Pflug Koory LLC	67	$3	12/31/2019
EEM	67	$3	12/31/2019
Macquarie Group Ltd.	84	$3	09/30/2019
EEM	84	$3	09/30/2019
Edge Wealth Management LLC	70	$2	09/30/2019
EEM	70	$2	09/30/2019
Prestige Wealth Management Group LLC	50	$2	09/30/2019
EEM	50	$2	09/30/2019
AllSquare Wealth Management LLC	15	$1	09/30/2019
EEM	15	$1	09/30/2019
Julex Capital Management LLC	34	$1	09/30/2019
EEM	34	$1	09/30/2019
Silicon Hills Wealth Management LLC	2	$0	12/31/2019
EEM	2	$0	12/31/2019
TD Capital Management LLC	1	$0	09/30/2019
EEM	1	$0	09/30/2019
BerganKDV Wealth Management LLC	3	$0	09/30/2019
EEM	3	$0	09/30/2019
HAP Trading LLC		$-83	09/30/2019
Put	116,300	$167	09/30/2019
Call	282,400	$84	09/30/2019
BlueCrest Capital Management Ltd		$-204	09/30/2019
Put	30,000	$1,226	09/30/2019
Call	25,000	$1,022	09/30/2019
Kopernik Global Investors LLC		$-295	09/30/2019
Put	819,500	$295	09/30/2019
Banco BTG Pactual S.A.		$-1,745	09/30/2019
Put	42,700	$1,745	09/30/2019
Jump Trading LLC		$-1,937	09/30/2019
Put	228,700	$9,347	09/30/2019
Call	181,300	$7,410	09/30/2019
Lyxor Asset Management Inc.		$-2,534	09/30/2019
Put	62,000	$2,534	09/30/2019
Truvvo Partners LLC		$-3,273	09/30/2019
Put	84,700	$3,462	09/30/2019
EEM	4,627	$189	09/30/2019
Mendon Capital Advisors Corp		$-3,433	09/30/2019
Put	84,000	$3,433	09/30/2019
Checchi Capital Advisers LLC		$-3,923	09/30/2019
Put	175,600	$7,177	09/30/2019
EEM	79,609	$3,254	09/30/2019
JD Capital Management LLC		$-7,152	09/30/2019
Put	450,000	$18,392	09/30/2019
Call	250,000	$10,218	09/30/2019
EEM	25,000	$1,022	09/30/2019
Newfoundland Capital Management		$-11,599	09/30/2019
Put	292,500	$11,954	09/30/2019
EEM	8,696	$355	09/30/2019
Graham Capital Management L.P.		$-12,261	09/30/2019
Put	300,000	$12,261	09/30/2019
Autonomy Capital Jersey L.P.		$-12,261	09/30/2019
Put	300,000	$12,261	09/30/2019
Prince Street Capital Management LLC		$-12,261	09/30/2019
Put	300,000	$12,261	09/30/2019
Mint Tower Capital Management B.V.		$-15,015	09/30/2019
Put	622,400	$25,437	09/30/2019
Call	178,000	$7,275	09/30/2019
EEM	77,000	$3,147	09/30/2019
Graticule Asia Macro Advisors LLC		$-16,348	09/30/2019
Put	400,000	$16,348	09/30/2019
Laurion Capital Management LP		$-19,766	09/30/2019
Put	3,500,000	$143,045	09/30/2019
Call	2,500,000	$102,175	09/30/2019
EEM	516,379	$21,104	09/30/2019
RMB Capital Management LLC		$-24,278	09/30/2019
Put	616,000	$25,176	09/30/2019
EEM	21,983	$898	09/30/2019
Serengeti Asset Management LP		$-27,383	09/30/2019
Put	670,000	$27,383	09/30/2019
Swan Global Investments LLC		$-31,990	09/30/2019
Put	1,674,500	$64,402	09/30/2019
EEM	497,013	$20,200	09/30/2019
Call	274,700	$12,212	09/30/2019
Centiva Capital LP		$-47,042	09/30/2019
Put	1,323,000	$54,072	09/30/2019
EEM	121,998	$4,986	09/30/2019
Call	50,000	$2,044	09/30/2019
Millennium Management LLC		$-75,180	09/30/2019
Put	5,404,500	$220,881	09/30/2019
Call	3,121,200	$127,563	09/30/2019
EEM	443,818	$18,138	09/30/2019
Gramercy Funds Management LLC		$-75,610	09/30/2019
Put	1,850,000	$75,610	09/30/2019
Valiant Capital Management L.P.		$-90,936	09/30/2019
Put	2,225,000	$90,936	09/30/2019
Susquehanna International Group LLP		$-102,959	09/30/2019
Put	21,473,400	$877,618	09/30/2019
Call	14,274,900	$583,415	09/30/2019
EEM	4,679,322	$191,244	09/30/2019
Citigroup Inc.		$-112,911	09/30/2019
Put	9,431,800	$385,479	09/30/2019
Call	5,369,600	$219,455	09/30/2019
EEM	1,299,571	$53,113	09/30/2019
Capstone Investment Advisors LLC		$-218,702	09/30/2019
Put	6,317,000	$258,176	09/30/2019
EEM	965,849	$39,474	09/30/2019
BNP Paribas Arbitrage SA		$-242,801	09/30/2019
Put	110,297	$450,784	09/30/2019
EEM	3,613,907	$147,700	09/30/2019
Call	14,750	$60,283	09/30/2019
Jane Street Group LLC		$-310,213	09/30/2019
Put	30,826,200	$1,259,867	09/30/2019
Call	11,932,600	$487,685	09/30/2019
EEM	11,303,381	$461,969	09/30/2019
Barclays PLC		$-326,987	09/30/2019
Put	32,431,400	$1,325,473	09/30/2019
Call	16,367,400	$668,936	09/30/2019
EEM	8,063,375	$329,550	09/30/2019
Parallax Volatility Advisers L.P.		$-1,126,921	09/30/2019
Put	34,338,600	$1,403,416	09/30/2019
Call	6,094,400	$249,075	09/30/2019
EEM	670,904	$27,420	09/30/2019
Credit Suisse AG	7,685,961	$-2,356,652	09/30/2019
Put	81,565,000	$3,333,562	09/30/2019
Call	16,216,900	$662,785	09/30/2019
EEM	7,685,961	$314,125	09/30/2019

See Summary: Institutional Holders of EEM
See Details: Top 10 Hedge Funds Holding EEM
Also See: EEM Holdings Changes

EEM — Current Quote

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EEM — Performance

Funds Holding EEM | www.HoldingsChannel.com