HoldingsChannel.com
Funds Holding EXAS
HolderAmountPosition Size
($ in 1000's)
 As of
Price T Rowe Associates Inc. MD18,698,591$1,729,246 12/31/2019
     EXAS18,698,591$1,729,246 12/31/2019
Vanguard Group Inc.13,428,104$1,241,831 12/31/2019
     EXAS13,428,104$1,241,831 12/31/2019
BlackRock Inc. $724,236 12/31/2019
     EXAS7,784,507$719,911 12/31/2019
     NOTE 02,325,000$2,629 12/31/2019
     NOTE 11,175,000$1,696 12/31/2019
Jennison Associates LLC5,626,999$520,385 12/31/2019
     EXAS5,626,999$520,385 12/31/2019
JPMorgan Chase & Co. $441,033 12/31/2019
     EXAS5,319,647$491,960 12/31/2019
     Put1,043,900$96,540 12/31/2019
     BOND36,663,000$43,495 12/31/2019
     Call22,900$2,118 12/31/2019
State Street Corp $391,767 12/31/2019
     EXAS3,746,065$346,436 12/31/2019
     NOTE 023,600,000$26,795 12/31/2019
     NOTE 112,775,000$18,536 12/31/2019
Linden Advisors LP $363,320 12/31/2019
     SDBCV282,136,000$363,320 12/31/2019
Ameriprise Financial Inc. $308,830 12/31/2019
     EXAS3,186,641$294,697 12/31/2019
     CONV BND12,500,000$14,133 12/31/2019
Invesco Ltd. $279,754 12/31/2019
     EXAS2,816,538$260,473 12/31/2019
     NOTE 016,670,000$18,848 12/31/2019
     NOTE 1300,000$433 12/31/2019
Baker BROS. Advisors LP2,585,791$239,134 12/31/2019
     EXAS2,585,791$239,134 12/31/2019
Winslow Capital Management LLC2,460,349$227,534 12/31/2019
     EXAS2,460,349$227,534 12/31/2019
Allianz Asset Management GmbH $212,738 12/31/2019
     NOTE 0146,798,000$166,118 12/31/2019
     EXAS504,119$46,620 12/31/2019
Ensign Peak Advisors Inc2,247,662$207,864 12/31/2019
     EXAS2,247,662$207,864 12/31/2019
Artisan Partners Limited Partnership2,191,714$202,690 12/31/2019
     EXAS2,191,714$202,690 12/31/2019
Wells Fargo & Company MN $198,822 12/31/2019
     EXAS2,116,500$195,733 12/31/2019
     NOTE 12,140,000$3,090 12/31/2019
     Put1,000$1 12/31/2019
FMR LLC $195,780 12/31/2019
     EXAS1,857,664$171,797 12/31/2019
     NOTE 011,150,000$12,606 12/31/2019
     NOTE 17,880,000$11,377 12/31/2019
Viking Global Investors LP2,067,247$191,179 12/31/2019
     EXAS2,067,247$191,179 12/31/2019
Wellington Management Group LLP $181,527 12/31/2019
     EXAS1,954,190$180,724 12/31/2019
     NOTE 0710,000$803 12/31/2019
Gilder Gagnon Howe & Co. LLC1,750,209$161,859 12/31/2019
     EXAS1,750,209$161,859 12/31/2019
Victory Capital Management Inc.1,600,194$147,986 12/31/2019
     EXAS1,600,194$147,986 12/31/2019
Geode Capital Management LLC1,571,881$145,230 12/31/2019
     EXAS1,571,881$145,230 12/31/2019
Zevenbergen Capital Investments LLC1,556,899$143,982 12/31/2019
     EXAS1,556,899$143,982 12/31/2019
Primecap Management Co. CA1,506,500$139,321 12/31/2019
     EXAS1,506,500$139,321 12/31/2019
Bank of America Corp DE $132,050 12/31/2019
     EXAS1,250,088$115,609 12/31/2019
     NOTE 114,456,000$20,871 12/31/2019
     Put76,900$7,112 12/31/2019
     Call29,000$2,682 12/31/2019
Norges Bank1,379,940$127,617 12/31/2019
     EXAS1,379,940$127,617 12/31/2019
Eagle Asset Management Inc.1,058,757$97,913 12/31/2019
     EXAS1,058,757$97,913 12/31/2019
Nuveen Asset Management LLC1,042,801$96,438 12/31/2019
     EXAS1,042,801$96,438 12/31/2019
Blair William & Co. IL1,042,541$96,414 12/31/2019
     EXAS1,042,541$96,414 12/31/2019
Frontier Capital Management Co. LLC1,032,923$95,525 12/31/2019
     EXAS1,032,923$95,525 12/31/2019
Bank of New York Mellon Corp $93,628 12/31/2019
     EXAS994,022$91,929 12/31/2019
     NOTE1,500,000$1,699 12/31/2019
Macquarie Group Ltd.955,183$88,335 12/31/2019
     EXAS955,183$88,335 12/31/2019
Northern Trust Corp910,952$84,245 12/31/2019
     EXAS910,952$84,245 12/31/2019
Deutsche Bank AG $84,050 12/31/2019
     EXAS539,588$49,893 12/31/2019
     NOTE 029,605,000$33,472 12/31/2019
     NOTE 1475,000$685 12/31/2019
Capital World Investors890,000$82,307 12/31/2019
     EXAS890,000$82,307 12/31/2019
Morgan Stanley $82,222 12/31/2019
     EXAS843,977$78,051 12/31/2019
     NOTE 03,314,000$3,732 12/31/2019
     NOTE 1304,000$439 12/31/2019
Carmignac Gestion874,015$80,828 12/31/2019
     EXAS874,015$80,828 12/31/2019
Green Valley Investors LLC887,659$80,218 09/30/2019
     EXAS887,659$80,218 09/30/2019
Credit Suisse AG $79,003 12/31/2019
     EXAS798,667$73,861 12/31/2019
     NOTE 03,984,000$4,505 12/31/2019
     NOTE 1441,000$637 12/31/2019
Advent Capital Management DE $77,587 12/31/2019
     CONV68,436,000$77,587 12/31/2019
American Century Companies Inc.801,698$74,141 12/31/2019
     EXAS801,698$74,141 12/31/2019
Carillon Tower Advisers Inc.788,319$72,904 12/31/2019
     EXAS788,319$72,904 12/31/2019
Legal & General Group Plc769,172$71,133 12/31/2019
     EXAS769,172$71,133 12/31/2019
Goldman Sachs Group Inc. $69,159 12/31/2019
     EXAS714,324$66,061 12/31/2019
     Call49,500$4,578 12/31/2019
     Put16,000$1,480 12/31/2019
Baillie Gifford & Co.720,494$66,630 12/31/2019
     EXAS720,494$66,630 12/31/2019
Wasatch Advisors Inc.718,694$66,465 12/31/2019
     EXAS718,694$66,465 12/31/2019
Amundi Pioneer Asset Management Inc. $64,389 12/31/2019
     EXAS601,160$55,596 12/31/2019
     SR CV NT07,777,000$8,793 12/31/2019
UBS Asset Management Americas Inc.603,596$55,821 12/31/2019
     EXAS603,596$55,821 12/31/2019
Voya Investment Management LLC592,592$54,803 12/31/2019
     EXAS592,592$54,803 12/31/2019
Consonance Capital Management LP579,666$53,608 12/31/2019
     EXAS579,666$53,608 12/31/2019
First Trust Advisors LP574,297$53,111 12/31/2019
     EXAS574,297$53,111 12/31/2019
Sumitomo Mitsui Trust Holdings Inc.563,227$52,087 12/31/2019
     EXAS563,227$52,087 12/31/2019
Janus Henderson Group PLC521,341$48,214 12/31/2019
     EXAS521,341$48,214 12/31/2019
D. E. Shaw & Co. Inc. $46,643 12/31/2019
     EXAS477,244$44,136 12/31/2019
     Call71,600$6,622 12/31/2019
     Put44,500$4,115 12/31/2019
Eventide Asset Management LLC495,000$45,778 12/31/2019
     EXAS495,000$45,778 12/31/2019
Mackay Shields LLC $43,421 12/31/2019
     NOTE 129,860,000$43,172 12/31/2019
     EXAS2,690$249 12/31/2019
Swiss National Bank460,924$42,626 12/31/2019
     EXAS460,924$42,626 12/31/2019
New York State Common Retirement Fund454,220$42,006 12/31/2019
     EXAS454,220$42,006 12/31/2019
Columbus Circle Investors443,739$41,037 12/31/2019
     EXAS443,739$41,037 12/31/2019
Rock Springs Capital Management LP420,000$38,842 12/31/2019
     EXAS420,000$38,842 12/31/2019
California Public Employees Retirement System404,388$37,398 12/31/2019
     EXAS404,388$37,398 12/31/2019
Eaton Vance Management402,971$37,267 12/31/2019
     EXAS402,971$37,267 12/31/2019
Handelsbanken Fonder AB398,950$36,895 12/31/2019
     EXAS398,950$36,895 12/31/2019
Lombard Odier Asset Management Europe Ltd $36,763 12/31/2019
     NOTE 032,570,000$36,763 12/31/2019
Spyglass Capital Management LLC387,117$35,801 12/31/2019
     EXAS387,117$35,801 12/31/2019
KAMES CAPITAL plc381,829$35,300 12/31/2019
     EXAS381,829$35,300 12/31/2019
Charles Schwab Investment Management Inc.362,434$33,518 12/31/2019
     EXAS362,434$33,518 12/31/2019
Friess Associates LLC360,100$33,302 12/31/2019
     EXAS360,100$33,302 12/31/2019
Marshall Wace North America L.P.358,598$33,163 12/31/2019
     EXAS358,598$33,163 12/31/2019
Lazard Asset Management LLC $30,536 12/31/2019
     Bond 30 360P2 U21,057,000$30,453 12/31/2019
     EXAS898$83 12/31/2019
Royal Bank of Canada $29,400 12/31/2019
     NOTE 014,285,000$16,151 12/31/2019
     EXAS143,210$13,243 12/31/2019
     NOTE 14,000$6 12/31/2019
Glen Harbor Capital Management LLC322,558$29,149 09/30/2019
     EXAS322,558$29,149 09/30/2019
Westwood Holdings Group Inc. $28,297 12/31/2019
     CONVERTIBLE BOND24,823,000$28,297 12/31/2019
DeepCurrents Investment Group LLC $28,043 12/31/2019
     NOTE 119,359,000$28,043 12/31/2019
CNH Partners LLC $28,003 12/31/2019
     NOTE 118,337,000$26,520 12/31/2019
     EXAS16,069$1,483 12/31/2019
Kornitzer Capital Management Inc. KS302,263$27,953 12/31/2019
     EXAS302,263$27,953 12/31/2019
BNP Paribas Arbitrage SA $27,702 12/31/2019
     EXAS250,532$23,169 12/31/2019
     BOND3,140,000$4,533 12/31/2019
Factory Mutual Insurance Co.293,900$27,181 12/31/2019
     EXAS293,900$27,181 12/31/2019
Neuberger Berman Group LLC289,903$26,810 12/31/2019
     EXAS289,903$26,810 12/31/2019
Sei Investments Co. $26,305 12/31/2019
     EXAS280,232$25,922 12/31/2019
     NOTE 1265,000$383 12/31/2019
Granahan Investment Management Inc. MA283,175$26,188 12/31/2019
     EXAS283,175$26,188 12/31/2019
Dimensional Fund Advisors LP276,900$25,606 12/31/2019
     EXAS276,900$25,606 12/31/2019
D1 Capital Partners L.P.275,000$25,432 12/31/2019
     EXAS275,000$25,432 12/31/2019
Meadow Creek Investment Management LLC265,636$24,005 09/30/2019
     EXAS265,636$24,005 09/30/2019
UBS Group AG $23,534 12/31/2019
     EXAS289,477$26,771 12/31/2019
     Put35,000$3,237 12/31/2019
California State Teachers Retirement System252,774$23,377 12/31/2019
     EXAS252,774$23,377 12/31/2019
Newtyn Management LLC250,000$23,120 12/31/2019
     EXAS250,000$23,120 12/31/2019
CIBC Private Wealth Group LLC246,938$22,836 12/31/2019
     EXAS246,938$22,836 12/31/2019
Tiverton Asset Management LLC247,372$22,355 09/30/2019
     EXAS247,372$22,355 09/30/2019
TD Asset Management Inc.238,940$22,097 12/31/2019
     EXAS238,940$22,097 12/31/2019
State of Wisconsin Investment Board238,127$22,022 12/31/2019
     EXAS238,127$22,022 12/31/2019
Jane Street Group LLC $22,008 12/31/2019
     Call206,600$19,106 12/31/2019
     EXAS183,383$16,959 12/31/2019
     Put152,000$14,057 12/31/2019
HighTower Advisors LLC233,011$21,542 12/31/2019
     EXAS233,011$21,542 12/31/2019
ARS Investment Partners LLC214,404$19,828 12/31/2019
     EXAS214,404$19,828 12/31/2019
Partner Fund Management L.P.209,839$19,406 12/31/2019
     EXAS209,839$19,406 12/31/2019
National Pension Service208,616$19,293 12/31/2019
     EXAS208,616$19,293 12/31/2019
Elkfork Partners LLC208,714$18,861 09/30/2019
     EXAS208,714$18,861 09/30/2019
Baird Financial Group Inc.194,702$18,006 12/31/2019
     EXAS194,702$18,006 12/31/2019
Russell Investments Group Ltd. $17,814 12/31/2019
     EXAS179,454$16,582 12/31/2019
     Corporate1,088,000$1,232 12/31/2019
Van ECK Associates Corp189,457$17,521 12/31/2019
     EXAS189,457$17,521 12/31/2019
Nicholas Investment Partners LP $17,449 12/31/2019
     NOTE 09,300,000$10,515 12/31/2019
     EXAS74,978$6,934 12/31/2019
Millennium Management LLC $16,984 12/31/2019
     EXAS163,641$15,134 12/31/2019
     Call20,000$1,850 12/31/2019
Barclays PLC $16,801 12/31/2019
     Call180,800$16,720 12/31/2019
     EXAS164,869$15,247 12/31/2019
     Put164,200$15,185 12/31/2019
     BOND13,000$19 12/31/2019
EULAV Asset Management181,501$16,785 12/31/2019
     EXAS181,501$16,785 12/31/2019
Hodges Capital Management Inc.179,885$16,636 12/31/2019
     EXAS179,885$16,636 12/31/2019
Putnam Investments LLC $16,549 12/31/2019
     CONV14,637,000$16,549 12/31/2019
C WorldWide Group Holding A S178,932$16,548 12/31/2019
     EXAS178,932$16,548 12/31/2019
State Board of Administration of Florida Retirement System178,511$16,509 12/31/2019
     EXAS178,511$16,509 12/31/2019
State Farm Mutual Automobile Insurance Co.170,500$15,768 12/31/2019
     EXAS170,500$15,768 12/31/2019
Biondo Investment Advisors LLC153,100$14,159 12/31/2019
     EXAS153,100$14,159 12/31/2019
Candriam Luxembourg S.C.A. $13,820 12/31/2019
     EXAS116,332$10,758 12/31/2019
     NOTE 02,700$3,062 12/31/2019
Tyers Asset Management LLC151,792$13,717 09/30/2019
     EXAS151,792$13,717 09/30/2019
Rhumbline Advisers145,134$13,422 12/31/2019
     EXAS145,134$13,422 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $13,408 12/31/2019
     NOTE 18,750,000$12,562 12/31/2019
     NOTE 0750,000$846 12/31/2019
Artemis Investment Management LLP147,529$13,313 12/31/2019
     EXAS147,529$13,313 12/31/2019
Group One Trading L.P. $13,077 12/31/2019
     Call601,900$55,664 12/31/2019
     Put460,500$42,587 12/31/2019
Citigroup Inc. $12,969 12/31/2019
     Call133,800$12,374 12/31/2019
     EXAS123,840$11,453 12/31/2019
     Put117,755$10,890 12/31/2019
     NOTE 122,000$32 12/31/2019
Iron Triangle Partners LP139,900$12,938 12/31/2019
     EXAS139,900$12,938 12/31/2019
Parametric Portfolio Associates LLC138,681$12,825 12/31/2019
     EXAS138,681$12,825 12/31/2019
Advisor Group Inc. $12,637 12/31/2019
     EXAS136,567$12,630 12/31/2019
     NOTE 06$7 12/31/2019
Pictet Asset Management Ltd.129,854$12,009 12/31/2019
     EXAS129,854$12,009 12/31/2019
Moody National Bank Trust Division127,500$11,791 12/31/2019
     EXAS127,500$11,791 12/31/2019
Westpac Banking Corp127,106$11,755 12/31/2019
     EXAS127,106$11,755 12/31/2019
American National Insurance Co.126,225$11,673 12/31/2019
     EXAS126,225$11,673 12/31/2019
Beacon Investment Advisory Services Inc.125,194$11,578 12/31/2019
     EXAS125,194$11,578 12/31/2019
Parallax Volatility Advisers L.P. $11,287 12/31/2019
     Call124,000$11,467 12/31/2019
     Put7,300$673 12/31/2019
     EXAS5,331$493 12/31/2019
APG Asset Management N.V.135,421$11,157 12/31/2019
     EXAS135,421$11,157 12/31/2019
Thompson Investment Management Inc.118,368$10,947 12/31/2019
     EXAS118,368$10,947 12/31/2019
Canada Pension Plan Investment Board117,660$10,881 12/31/2019
     EXAS117,660$10,881 12/31/2019
Fiera Capital Corp109,770$10,152 12/31/2019
     EXAS109,770$10,152 12/31/2019
Empire Life Investments Inc.108,960$10,077 12/31/2019
     EXAS108,960$10,077 12/31/2019
State of New Jersey Common Pension Fund D107,136$9,908 12/31/2019
     EXAS107,136$9,908 12/31/2019
Rhenman & Partners Asset Management AB107,000$9,895 12/31/2019
     EXAS107,000$9,895 12/31/2019
Mitsubishi UFJ Trust & Banking Corp106,814$9,878 12/31/2019
     EXAS106,814$9,878 12/31/2019
Man Group plc $9,699 12/31/2019
     NOTE 08,350,000$9,452 12/31/2019
     EXAS2,672$247 12/31/2019
LPL Financial LLC102,612$9,490 12/31/2019
     EXAS102,612$9,490 12/31/2019
Raymond James & Associates96,362$8,912 12/31/2019
     EXAS96,362$8,912 12/31/2019
Summit Partners Public Asset Management LLC94,540$8,743 12/31/2019
     EXAS94,540$8,743 12/31/2019
Citadel Advisors LLC $8,727 12/31/2019
     Put346,800$32,072 12/31/2019
     Call346,200$32,017 12/31/2019
     EXAS94,963$8,782 12/31/2019
Sunbelt Securities Inc.375$8,670 12/31/2019
     EXAS375$8,670 12/31/2019
Resources Investment Advisors LLC.93,318$8,630 12/31/2019
     EXAS93,318$8,630 12/31/2019
Alliancebernstein L.P.91,480$8,460 12/31/2019
     EXAS91,480$8,460 12/31/2019
Asset Management One Co. Ltd.86,981$8,044 12/31/2019
     EXAS86,981$8,044 12/31/2019
Schonfeld Strategic Advisors LLC82,401$7,620 12/31/2019
     EXAS82,401$7,620 12/31/2019
US Bancorp DE80,289$7,426 12/31/2019
     EXAS80,289$7,426 12/31/2019
Handelsinvest Investeringsforvaltning80,000$7,398 12/31/2019
     EXAS80,000$7,398 12/31/2019
Verition Fund Management LLC $7,105 12/31/2019
     NOTE 14,913,000$7,105 12/31/2019
Atika Capital Management LLC72,500$6,705 12/31/2019
     EXAS72,500$6,705 12/31/2019
AXA71,788$6,639 12/31/2019
     EXAS71,788$6,639 12/31/2019
Bank of Nova Scotia $6,475 12/31/2019
     NOTE 14,500,000$6,475 12/31/2019
Gabelli Funds LLC $6,404 12/31/2019
     CONVERTIBLE BOND5,425,000$6,173 12/31/2019
     EXAS2,500$231 12/31/2019
Walleye Trading LLC $6,223 12/31/2019
     Put145,200$13,428 12/31/2019
     EXAS140,593$13,002 12/31/2019
     Call71,900$6,649 12/31/2019
Public Employees Retirement System of Ohio66,921$6,189 12/31/2019
     EXAS66,921$6,189 12/31/2019
Banque Pictet & Cie SA66,345$6,136 12/31/2019
     EXAS66,345$6,136 12/31/2019
Creative Planning66,199$6,122 12/31/2019
     EXAS66,199$6,122 12/31/2019
Bank of Montreal Can64,823$5,996 12/31/2019
     EXAS64,823$5,996 12/31/2019
Wolverine Asset Management LLC $5,939 12/31/2019
     EXAS96,618$8,935 12/31/2019
     Put32,400$2,996 12/31/2019
Guggenheim Capital LLC63,823$5,902 12/31/2019
     EXAS63,823$5,902 12/31/2019
Dai Ichi Life Insurance Company Ltd63,713$5,892 12/31/2019
     EXAS63,713$5,892 12/31/2019
Northeast Investment Management63,168$5,842 12/31/2019
     EXAS63,168$5,842 12/31/2019
LMR Partners LLP60,750$5,618 12/31/2019
     EXAS60,750$5,618 12/31/2019
Stifel Financial Corp $5,555 12/31/2019
     EXAS60,106$5,536 12/31/2019
     NOTE 019,221$19 12/31/2019
Fred Alger Management LLC60,054$5,554 12/31/2019
     EXAS60,054$5,554 12/31/2019
Great West Life Assurance Co. Can59,281$5,441 12/31/2019
     EXAS59,281$5,441 12/31/2019
Prudential Financial Inc.56,156$5,194 12/31/2019
     EXAS56,156$5,194 12/31/2019
Hsbc Holdings PLC55,806$5,160 12/31/2019
     EXAS55,806$5,160 12/31/2019
Squarepoint Ops LLC55,131$5,099 12/31/2019
     EXAS55,131$5,099 12/31/2019
Wisconsin Capital Management LLC54,150$5,008 12/31/2019
     EXAS54,150$5,008 12/31/2019
Royal London Asset Management Ltd.53,984$4,958 12/31/2019
     EXAS53,984$4,958 12/31/2019
R.H. Dinel Investment Counsel Inc.52,900$4,892 12/31/2019
     EXAS52,900$4,892 12/31/2019
Aubrey Capital Management Ltd52,750$4,878 12/31/2019
     EXAS52,750$4,878 12/31/2019
Nomura Holdings Inc. $4,699 12/31/2019
     CNV2,818,000$2,606 12/31/2019
     EXAS22,627$2,093 12/31/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund50,300$4,652 12/31/2019
     EXAS50,300$4,652 12/31/2019
Foresters Investment Management Company Inc.50,900$4,600 09/30/2019
     EXAS50,900$4,600 09/30/2019
Aviva PLC48,828$4,516 12/31/2019
     EXAS48,828$4,516 12/31/2019
IFG Advisory LLC47,804$4,420 12/31/2019
     EXAS47,804$4,420 12/31/2019
CSS LLC IL $4,289 12/31/2019
     EXAS45,867$4,242 12/31/2019
     Call24,800$2,293 12/31/2019
     Put24,300$2,246 12/31/2019
Rafferty Asset Management LLC45,224$4,182 12/31/2019
     EXAS45,224$4,182 12/31/2019
RiverPark Advisors LLC44,034$4,072 12/31/2019
     EXAS44,034$4,072 12/31/2019
Sit Investment Associates Inc.43,950$4,064 12/31/2019
     EXAS43,950$4,064 12/31/2019
Envestnet Asset Management Inc.43,819$4,052 12/31/2019
     EXAS43,819$4,052 12/31/2019
Oaktree Capital Management LP $3,965 12/31/2019
     CONVERTIBLE BOND3,492,000$3,965 12/31/2019
Jefferies Group LLC $3,822 12/31/2019
     Put153,100$14,159 12/31/2019
     EXAS114,165$10,558 12/31/2019
     Call54,400$5,031 12/31/2019
     NOTE 11,653,000$2,392 12/31/2019
EFG Asset Management Americas Corp.41,317$3,821 12/31/2019
     EXAS41,317$3,821 12/31/2019
Principal Financial Group Inc.41,294$3,819 12/31/2019
     EXAS41,294$3,819 12/31/2019
Skandinaviska Enskilda Banken AB publ 39,389$3,643 12/31/2019
     EXAS39,389$3,643 12/31/2019
AMP Capital Investors Ltd39,607$3,638 12/31/2019
     EXAS39,607$3,638 12/31/2019
GAM Holding AG38,801$3,588 12/31/2019
     EXAS38,801$3,588 12/31/2019
Commonwealth Equity Services LLC38,626$3,572 12/31/2019
     EXAS38,626$3,572 12/31/2019
ArrowMark Colorado Holdings LLC $3,572 12/31/2019
     Call35,000$3,237 12/31/2019
     EXAS3,625$335 12/31/2019
Raymond James Financial Services Advisors Inc.38,405$3,552 12/31/2019
     EXAS38,405$3,552 12/31/2019
Edmond DE Rothschild Holding S.A. $3,527 12/31/2019
     NOTE 03,114,000$3,527 12/31/2019
Knights of Columbus Asset Advisors LLC37,662$3,483 12/31/2019
     EXAS37,662$3,483 12/31/2019
Amalgamated Bank37,041$3,426 12/31/2019
     EXAS37,041$3,426 12/31/2019
Treasurer of the State of North Carolina36,002$3,329 12/31/2019
     EXAS36,002$3,329 12/31/2019
Profund Advisors LLC35,867$3,317 12/31/2019
     EXAS35,867$3,317 12/31/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp34,447$3,186 12/31/2019
     EXAS34,447$3,186 12/31/2019
PDT Partners LLC34,294$3,172 12/31/2019
     EXAS34,294$3,172 12/31/2019
SVA Wealth Management LLC33,559$3,104 12/31/2019
     EXAS33,559$3,104 12/31/2019
Marsico Capital Management LLC33,016$3,053 12/31/2019
     EXAS33,016$3,053 12/31/2019
United Services Automobile Association32,728$3,027 12/31/2019
     EXAS32,728$3,027 12/31/2019
III Capital Management32,300$2,987 12/31/2019
     EXAS32,300$2,987 12/31/2019
Gulf International Bank UK Ltd32,014$2,960 12/31/2019
     EXAS32,014$2,960 12/31/2019
Riverpark Capital Management LLC31,954$2,955 12/31/2019
     EXAS31,954$2,955 12/31/2019
ClariVest Asset Management LLC31,600$2,922 12/31/2019
     EXAS31,600$2,922 12/31/2019
Silvant Capital Management LLC30,138$2,787 12/31/2019
     EXAS30,138$2,787 12/31/2019
Shaolin Capital Management LLC29,100$2,691 12/31/2019
     EXAS29,100$2,691 12/31/2019
RMB Capital Management LLC28,880$2,671 12/31/2019
     EXAS28,880$2,671 12/31/2019
Aperio Group LLC28,089$2,597 12/31/2019
     EXAS28,089$2,597 12/31/2019
Zurcher Kantonalbank Zurich Cantonalbank 28,010$2,590 12/31/2019
     EXAS28,010$2,590 12/31/2019
Marshall Wace LLP27,823$2,573 12/31/2019
     EXAS27,823$2,573 12/31/2019
Riverhead Capital Management LLC27,647$2,498 09/30/2019
     EXAS27,647$2,498 09/30/2019
Utah Retirement Systems26,686$2,468 12/31/2019
     EXAS26,686$2,468 12/31/2019
Boston Advisors LLC27,000$2,440 09/30/2019
     EXAS27,000$2,440 09/30/2019
Cambridge Investment Research Advisors Inc.26,121$2,416 12/31/2019
     EXAS26,121$2,416 12/31/2019
Toronto Dominion Bank25,206$2,331 12/31/2019
     EXAS25,206$2,331 12/31/2019
Wolverine Trading LLC $2,325 12/31/2019
     Call96,200$8,838 12/31/2019
     Put86,100$7,910 12/31/2019
     EXAS15,203$1,397 12/31/2019
Cognios Capital LLC24,772$2,290 12/31/2019
     EXAS24,772$2,290 12/31/2019
Mohican Financial Management LLC $2,259 12/31/2019
     NOTE 11,565,000$2,259 12/31/2019
Andra AP fonden24,300$2,247 12/31/2019
     EXAS24,300$2,247 12/31/2019
Xact Kapitalforvaltning AB24,232$2,241 12/31/2019
     EXAS24,232$2,241 12/31/2019
Fisher Asset Management LLC24,055$2,225 12/31/2019
     EXAS24,055$2,225 12/31/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.22,938$2,178 12/31/2019
     EXAS22,938$2,178 12/31/2019
Essex Investment Management Co. LLC23,367$2,161 12/31/2019
     EXAS23,367$2,161 12/31/2019
Bridgeway Capital Management Inc.23,200$2,146 12/31/2019
     EXAS23,200$2,146 12/31/2019
Nomura Asset Management Co. Ltd.22,390$2,071 12/31/2019
     EXAS22,390$2,071 12/31/2019
Great Valley Advisor Group Inc.22,311$2,063 12/31/2019
     EXAS22,311$2,063 12/31/2019
Curbstone Financial Management Corp21,470$1,986 12/31/2019
     EXAS21,470$1,986 12/31/2019
Public Employees Retirement Association of Colorado21,134$1,954 12/31/2019
     EXAS21,134$1,954 12/31/2019
Natixis Advisors L.P.20,984$1,941 12/31/2019
     EXAS20,984$1,941 12/31/2019
Gardner Lewis Asset Management L P20,935$1,936 12/31/2019
     EXAS20,935$1,936 12/31/2019
CWM LLC20,812$1,925 12/31/2019
     EXAS20,812$1,925 12/31/2019
Grassi Investment Management19,125$1,769 12/31/2019
     EXAS19,125$1,769 12/31/2019
Patten & Patten Inc. TN19,062$1,763 12/31/2019
     EXAS19,062$1,763 12/31/2019
Compagnie Lombard Odier SCmA $1,763 12/31/2019
     NOTE 01,365,000$1,536 12/31/2019
     EXAS2,450$227 12/31/2019
Standard Life Aberdeen plc18,108$1,674 12/31/2019
     EXAS18,108$1,674 12/31/2019
Mirae Asset Global Investments Co. Ltd.17,949$1,660 12/31/2019
     EXAS17,949$1,660 12/31/2019
KBC Group NV $1,647 12/31/2019
     EXAS12,914$1,194 12/31/2019
     NOTE 0400,000$453 12/31/2019
Baker Avenue Asset Management LP17,818$1,647 12/31/2019
     EXAS17,818$1,647 12/31/2019
Advisors Asset Management Inc.17,418$1,611 12/31/2019
     EXAS17,418$1,611 12/31/2019
Teacher Retirement System of Texas17,198$1,590 12/31/2019
     EXAS17,198$1,590 12/31/2019
Private Advisor Group LLC17,181$1,589 12/31/2019
     EXAS17,181$1,589 12/31/2019
Ladenburg Thalmann Financial Services Inc.16,818$1,562 12/31/2019
     EXAS16,818$1,562 12/31/2019
G2 Investment Partners Management LLC16,744$1,548 12/31/2019
     EXAS16,744$1,548 12/31/2019
M&T Bank Corp16,701$1,545 12/31/2019
     EXAS16,701$1,545 12/31/2019
Formula Growth Ltd.16,600$1,535 12/31/2019
     EXAS16,600$1,535 12/31/2019
DNB Asset Management AS16,433$1,520 12/31/2019
     EXAS16,433$1,520 12/31/2019
Los Angeles Capital Management & Equity Research Inc.16,220$1,500 12/31/2019
     EXAS16,220$1,500 12/31/2019
United Capital Financial Advisers LLC16,162$1,495 12/31/2019
     EXAS16,162$1,495 12/31/2019
American National Bank15,960$1,476 12/31/2019
     EXAS15,960$1,476 12/31/2019
AQR Capital Management LLC15,968$1,474 12/31/2019
     EXAS15,968$1,474 12/31/2019
Employees Retirement System of Texas15,446$1,428 12/31/2019
     EXAS15,446$1,428 12/31/2019
Symmetry Peak Management LLC $1,387 12/31/2019
     Call10,000$925 12/31/2019
     EXAS5,000$462 12/31/2019
IFM Investors Pty Ltd14,523$1,343 12/31/2019
     EXAS14,523$1,343 12/31/2019
Gateway Investment Advisers LLC14,254$1,318 12/31/2019
     EXAS14,254$1,318 12/31/2019
Brinker Capital Inc.13,751$1,272 12/31/2019
     EXAS13,751$1,272 12/31/2019
First Mercantile Trust Co.13,676$1,264 12/31/2019
     EXAS13,676$1,264 12/31/2019
Migdal Insurance & Financial Holdings Ltd.13,327$1,232 12/31/2019
     EXAS13,327$1,232 12/31/2019
Chicago Equity Partners LLC13,230$1,224 12/31/2019
     EXAS13,230$1,224 12/31/2019
AdvisorNet Financial Inc13,040$1,206 12/31/2019
     EXAS13,040$1,206 12/31/2019
Rathbone Brothers plc12,800$1,184 12/31/2019
     EXAS12,800$1,184 12/31/2019
Polianta Ltd12,800$1,183 12/31/2019
     EXAS12,800$1,183 12/31/2019
Weiss Multi Strategy Advisers LLC12,500$1,156 12/31/2019
     EXAS12,500$1,156 12/31/2019
Lombard Odier Asset Management Switzerland SA $1,140 12/31/2019
     NOTE 01,010,000$1,140 12/31/2019
Achmea Investment Management B.V.12,294$1,137 12/31/2019
     EXAS12,294$1,137 12/31/2019
Boston Financial Mangement LLC12,269$1,135 12/31/2019
     EXAS12,269$1,135 12/31/2019
University of Notre Dame DU Lac12,061$1,115 12/31/2019
     EXAS12,061$1,115 12/31/2019
Nissay Asset Management Corp Japan ADV11,967$1,107 12/31/2019
     EXAS11,967$1,107 12/31/2019
Cubist Systematic Strategies LLC11,823$1,093 12/31/2019
     EXAS11,823$1,093 12/31/2019
Truist Financial Corp11,547$1,068 12/31/2019
     EXAS11,547$1,068 12/31/2019
BlueCrest Capital Management Ltd11,328$1,048 12/31/2019
     EXAS11,328$1,048 12/31/2019
Teton Advisors Inc. $1,024 12/31/2019
     CONVERTIBLE BOND900,000$1,024 12/31/2019
Next Century Growth Investors LLC11,021$1,019 12/31/2019
     EXAS11,021$1,019 12/31/2019
Bell Bank10,970$1,015 12/31/2019
     EXAS10,970$1,015 12/31/2019
Cim Investment Mangement Inc.10,850$1,003 12/31/2019
     EXAS10,850$1,003 12/31/2019
International Biotechnology Trust PLC10,700$967 09/30/2019
     EXAS10,700$967 09/30/2019
Shell Asset Management Co.10,430$965 12/31/2019
     EXAS10,430$965 12/31/2019
Piedmont Investment Advisors Inc.10,431$965 12/31/2019
     EXAS10,431$965 12/31/2019
Chicago Partners Investment Group LLC10,680$959 12/31/2019
     EXAS10,680$959 12/31/2019
Allstate Corp10,302$953 12/31/2019
     EXAS10,302$953 12/31/2019
American National Registered Investment Advisor Inc.10,160$940 12/31/2019
     EXAS10,160$940 12/31/2019
Metropolitan Life Insurance Co NY10,117$936 12/31/2019
     EXAS10,117$936 12/31/2019
Janney Montgomery Scott LLC10,018$926 12/31/2019
     EXAS10,018$926 12/31/2019
Edgewood Management LLC10,000$925 12/31/2019
     EXAS10,000$925 12/31/2019
Hussman Strategic Advisors Inc.10,000$925 12/31/2019
     EXAS10,000$925 12/31/2019
SG3 Management LLC $869 12/31/2019
     Call27,900$2,580 12/31/2019
     Put18,500$1,711 12/31/2019
Kepos Capital LP9,176$849 12/31/2019
     EXAS9,176$849 12/31/2019
First Republic Investment Management Inc.9,165$848 12/31/2019
     EXAS9,165$848 12/31/2019
AJO LP9,161$847 12/31/2019
     EXAS9,161$847 12/31/2019
MML Investors Services LLC9,103$842 12/31/2019
     EXAS9,103$842 12/31/2019
MainStreet Investment Advisors LLC9,000$832 12/31/2019
     EXAS9,000$832 12/31/2019
Resonant Capital Advisors LLC8,950$828 12/31/2019
     EXAS8,950$828 12/31/2019
Sumitomo Mitsui DS Asset Management Company Ltd8,893$822 12/31/2019
     EXAS8,893$822 12/31/2019
Dupont Capital Management Corp8,806$814 12/31/2019
     EXAS8,806$814 12/31/2019
Massmutual Trust Co. FSB ADV9,007$814 09/30/2019
     EXAS9,007$814 09/30/2019
Advisory Research Inc.8,719$806 12/31/2019
     EXAS8,719$806 12/31/2019
Captrust Financial Advisors8,133$777 12/31/2019
     EXAS8,133$777 12/31/2019
DekaBank Deutsche Girozentrale8,248$773 12/31/2019
     EXAS8,248$773 12/31/2019
Opus Point Partners Management LLC8,534$771 09/30/2019
     EXAS8,534$771 09/30/2019
Meeder Asset Management Inc.8,229$760 12/31/2019
     EXAS8,229$760 12/31/2019
Perkins Coie Trust Co8,150$754 12/31/2019
     EXAS8,150$754 12/31/2019
NumerixS Investment Technologies Inc8,136$752 12/31/2019
     EXAS8,136$752 12/31/2019
Blueshift Asset Management LLC8,052$745 12/31/2019
     EXAS8,052$745 12/31/2019
Gofen & Glossberg LLC IL7,881$729 12/31/2019
     EXAS7,881$729 12/31/2019
Capital Investment Advisory Services LLC7,760$718 12/31/2019
     EXAS7,760$718 12/31/2019
Annex Advisory Services LLC51,817$691 12/31/2019
     EXAS51,817$691 12/31/2019
Acorn Financial Advisory Services Inc. ADV7,440$688 12/31/2019
     EXAS7,440$688 12/31/2019
Cushing Asset Management LP7,276$673 12/31/2019
     EXAS7,276$673 12/31/2019
Advisory Services Network LLC7,133$660 12/31/2019
     EXAS7,133$660 12/31/2019
Sheaff Brock Investment Advisors LLC7,135$660 12/31/2019
     EXAS7,135$660 12/31/2019
The Manufacturers Life Insurance Company 7,020$649 12/31/2019
     EXAS7,020$649 12/31/2019
Suntrust Banks Inc.7,147$645 09/30/2019
     EXAS7,147$645 09/30/2019
SignalPoint Asset Management LLC6,965$644 12/31/2019
     EXAS6,965$644 12/31/2019
Driehaus Capital Management LLC6,947$642 12/31/2019
     EXAS6,947$642 12/31/2019
Isthmus Partners LLC6,585$609 12/31/2019
     EXAS6,585$609 12/31/2019
SG Americas Securities LLC6,523$603 12/31/2019
     EXAS6,523$603 12/31/2019
Legacy Wealth Partners Inc.6,067$582 12/31/2019
     EXAS6,067$582 12/31/2019
Landsberg Bennett & Dubbaneh LLC6,333$582 12/31/2019
     EXAS6,333$582 12/31/2019
King Luther Capital Management Corp6,265$579 12/31/2019
     EXAS6,265$579 12/31/2019
AlphaCrest Capital Management LLC6,039$558 12/31/2019
     EXAS6,039$558 12/31/2019
Gotham Asset Management LLC6,005$555 12/31/2019
     EXAS6,005$555 12/31/2019
CIBC Asset Management Inc5,727$530 12/31/2019
     EXAS5,727$530 12/31/2019
Atria Investments LLC5,629$521 12/31/2019
     EXAS5,629$521 12/31/2019
First Allied Advisory Services Inc.5,639$518 12/31/2019
     EXAS5,639$518 12/31/2019
Independent Advisor Alliance5,461$505 12/31/2019
     EXAS5,461$505 12/31/2019
Daiwa Securities Group Inc.5,421$501 12/31/2019
     EXAS5,421$501 12/31/2019
People s United Financial Inc.5,379$498 12/31/2019
     EXAS5,379$498 12/31/2019
Comerica Bank5,249$491 12/31/2019
     EXAS5,249$491 12/31/2019
Crow Point Partners LLC5,294$486 12/31/2019
     EXAS5,294$486 12/31/2019
Nordea Investment Management AB5,175$478 12/31/2019
     EXAS5,175$478 12/31/2019
Johnson Financial Group Inc.5,042$466 12/31/2019
     EXAS5,042$466 12/31/2019
Oak Ridge Investments LLC5,033$465 12/31/2019
     EXAS5,033$465 12/31/2019
Equitable Holdings Inc.4,993$462 12/31/2019
     EXAS4,993$462 12/31/2019
Alken Asset Management Ltd. $453 12/31/2019
     US DOMESTIC400,000$453 12/31/2019
Cutler Group LP $451 12/31/2019
     EXAS6,728$622 12/31/2019
     Put25,000$229 12/31/2019
     Call13,500$58 12/31/2019
Stoneridge Investment Partners LLC4,846$448 12/31/2019
     EXAS4,846$448 12/31/2019
Banque Cantonale Vaudoise4,849$448 12/31/2019
     EXAS4,849$448 12/31/2019
Pier Capital LLC4,818$446 12/31/2019
     EXAS4,818$446 12/31/2019
Lincoln National Corp4,797$444 12/31/2019
     EXAS4,797$444 12/31/2019
Engineers Gate Manager LP4,789$443 12/31/2019
     EXAS4,789$443 12/31/2019
Dana Investment Advisors Inc.4,716$436 12/31/2019
     EXAS4,716$436 12/31/2019
Wealthspire Advisors L.P.4,699$435 12/31/2019
     EXAS4,699$435 12/31/2019
Columbia Asset Management4,620$427 12/31/2019
     EXAS4,620$427 12/31/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors4,500$427 12/31/2019
     EXAS4,500$427 12/31/2019
Nisa Investment Advisors LLC4,597$425 12/31/2019
     EXAS4,597$425 12/31/2019
Oppenheimer Asset Management Inc. $424 12/31/2019
     EXAS3,421$316 12/31/2019
     NOTE 175,000$108 12/31/2019
Asahi Life Asset Management CO. LTD.4,590$424 12/31/2019
     EXAS4,590$424 12/31/2019
Moors & Cabot Inc.4,535$418 12/31/2019
     EXAS4,535$418 12/31/2019
Two Sigma Securities LLC $416 12/31/2019
     Call20,600$1,905 12/31/2019
     Put16,100$1,489 12/31/2019
Corient Capital Partners LLC4,442$411 12/31/2019
     EXAS4,442$411 12/31/2019
Marietta Investment Partners LLC4,328$400 12/31/2019
     EXAS4,328$400 12/31/2019
Stokes Family Office LLC4,312$399 12/31/2019
     EXAS4,312$399 12/31/2019
Crescent Grove Advisors LLC4,250$393 12/31/2019
     EXAS4,250$393 12/31/2019
Scotia Capital Inc.4,233$391 12/31/2019
     EXAS4,233$391 12/31/2019
Stephens Inc. AR4,187$387 12/31/2019
     EXAS4,187$387 12/31/2019
Fluent Financial LLC4,074$377 12/31/2019
     EXAS4,074$377 12/31/2019
World Asset Management Inc4,042$374 12/31/2019
     EXAS4,042$374 12/31/2019
Teza Capital Management LLC4,029$373 12/31/2019
     EXAS4,029$373 12/31/2019
Paloma Partners Management Co $372 12/31/2019
     EXAS6,613$612 12/31/2019
     Put2,600$240 12/31/2019
Pekin Hardy Strauss Inc.4,000$370 12/31/2019
     EXAS4,000$370 12/31/2019
Neo Ivy Capital Management4,003$370 12/31/2019
     EXAS4,003$370 12/31/2019
Virtu Financial LLC3,961$366 12/31/2019
     EXAS3,961$366 12/31/2019
IHT Wealth Management LLC3,935$364 12/31/2019
     EXAS3,935$364 12/31/2019
FDx Advisors Inc.3,912$362 12/31/2019
     EXAS3,912$362 12/31/2019
Mayo Clinic3,795$351 12/31/2019
     EXAS3,795$351 12/31/2019
First Dallas Securities Inc.3,800$351 12/31/2019
     EXAS3,800$351 12/31/2019
Mercer Global Advisors Inc. ADV3,778$349 12/31/2019
     EXAS3,778$349 12/31/2019
Meridian Wealth Management LLC3,780$349 12/31/2019
     EXAS3,780$349 12/31/2019
Sigma Planning Corp3,724$344 12/31/2019
     EXAS3,724$344 12/31/2019
Gamco Investors INC. ET AL $341 12/31/2019
     CONVERTIBLE BOND300,000$341 12/31/2019
JGP Global Gestao de Recursos Ltda.3,692$341 12/31/2019
     EXAS3,692$341 12/31/2019
G&S Capital LLC3,697$341 12/31/2019
     EXAS3,697$341 12/31/2019
Strategic Blueprint LLC3,528$326 12/31/2019
     EXAS3,528$326 12/31/2019
Pictet & Cie Europe SA3,510$325 12/31/2019
     EXAS3,510$325 12/31/2019
ETRADE Capital Management LLC3,514$325 12/31/2019
     EXAS3,514$325 12/31/2019
UBP Investment Advisors SA3,500$324 12/31/2019
     EXAS3,500$324 12/31/2019
Carlson Capital Management3,442$318 12/31/2019
     EXAS3,442$318 12/31/2019
QS Investors LLC3,315$317 12/31/2019
     EXAS3,315$317 12/31/2019
Clarus Wealth Advisors3,000$311 12/31/2019
     EXAS3,000$311 12/31/2019
ProShare Advisors LLC3,344$309 12/31/2019
     EXAS3,344$309 12/31/2019
Harbour Capital Advisors LLC3,330$308 12/31/2019
     EXAS3,330$308 12/31/2019
Ostrum Asset Management $306 12/31/2019
     Convertible Bond210$306 12/31/2019
JS Capital Management LLC3,300$305 12/31/2019
     EXAS3,300$305 12/31/2019
American International Group Inc.3,281$303 12/31/2019
     EXAS3,281$303 12/31/2019
Vigilare Wealth Management3,101$293 12/31/2019
     EXAS3,101$293 12/31/2019
Mackenzie Financial Corp3,127$289 12/31/2019
     EXAS3,127$289 12/31/2019
Bailard Inc.3,092$286 12/31/2019
     EXAS3,092$286 12/31/2019
Schaper Benz & Wise Investment Counsel Inc. WI3,085$285 12/31/2019
     EXAS3,085$285 12/31/2019
Zions Bancorporation N.A.3,026$280 12/31/2019
     EXAS3,026$280 12/31/2019
Alphasimplex Group LLC3,016$279 12/31/2019
     EXAS3,016$279 12/31/2019
First Business Financial Services Inc.3,020$279 12/31/2019
     EXAS3,020$279 12/31/2019
PNC Financial Services Group Inc.3,000$278 12/31/2019
     EXAS3,000$278 12/31/2019
Bainco International Investors3,000$278 12/31/2019
     EXAS3,000$278 12/31/2019
Sandy Spring Bank3,015$278 12/31/2019
     EXAS3,015$278 12/31/2019
Cetera Advisors LLC3,035$277 12/31/2019
     EXAS3,035$277 12/31/2019
CWA Asset Management Group LLC3,000$277 12/31/2019
     EXAS3,000$277 12/31/2019
Telemus Capital LLC2,980$276 12/31/2019
     EXAS2,980$276 12/31/2019
Bluestein R H & Co.2,900$268 12/31/2019
     EXAS2,900$268 12/31/2019
Coastline Trust Co2,825$261 12/31/2019
     EXAS2,825$261 12/31/2019
Fulton Bank N.A.2,812$260 12/31/2019
     EXAS2,812$260 12/31/2019
SeaCrest Wealth Management LLC2,789$258 12/31/2019
     EXAS2,789$258 12/31/2019
Equitable Trust Co.2,786$257 12/31/2019
     EXAS2,786$257 12/31/2019
Nvwm LLC2,782$257 12/31/2019
     EXAS2,782$257 12/31/2019
Robeco Institutional Asset Management B.V.2,759$255 12/31/2019
     EXAS2,759$255 12/31/2019
Calton & Associates Inc.2,730$253 12/31/2019
     EXAS2,730$253 12/31/2019
DF Dent & Co. Inc.2,700$250 12/31/2019
     EXAS2,700$250 12/31/2019
Mogy Joel R Investment Counsel Inc.2,700$250 12/31/2019
     EXAS2,700$250 12/31/2019
TBH Global Asset Management LLC2,696$249 12/31/2019
     EXAS2,696$249 12/31/2019
Sequoia Wealth Management LLC2,650$245 12/31/2019
     EXAS2,650$245 12/31/2019
Mutual of America Capital Management LLC2,635$244 12/31/2019
     EXAS2,635$244 12/31/2019
Kovack Advisors Inc.2,635$244 12/31/2019
     EXAS2,635$244 12/31/2019
AE Wealth Management LLC2,571$238 12/31/2019
     EXAS2,571$238 12/31/2019
BBVA USA Bancshares Inc.2,570$237 12/31/2019
     EXAS2,570$237 12/31/2019
WINTON GROUP Ltd2,538$235 12/31/2019
     EXAS2,538$235 12/31/2019
Financial Advisory Service Inc.2,500$231 12/31/2019
     EXAS2,500$231 12/31/2019
WoodTrust Financial Corp2,500$231 12/31/2019
     EXAS2,500$231 12/31/2019
Clearstead Advisors LLC2,444$226 12/31/2019
     EXAS2,444$226 12/31/2019
Banco Bilbao Vizcaya Argentaria S.A.2,420$223 12/31/2019
     EXAS2,420$223 12/31/2019
Beirne Wealth Consulting Services LLC2,400$222 12/31/2019
     EXAS2,400$222 12/31/2019
ExodusPoint Capital Management LP2,385$221 12/31/2019
     EXAS2,385$221 12/31/2019
Associated Banc Corp2,347$217 12/31/2019
     EXAS2,347$217 12/31/2019
Commerce Bank2,337$216 12/31/2019
     EXAS2,337$216 12/31/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.2,331$216 12/31/2019
     EXAS2,331$216 12/31/2019
DRW Securities LLC2,200$203 12/31/2019
     EXAS2,200$203 12/31/2019
Exencial Wealth Advisors LLC2,194$203 12/31/2019
     EXAS2,194$203 12/31/2019
Steel Peak Wealth Management LLC2,200$203 12/31/2019
     EXAS2,200$203 12/31/2019
South Texas Money Management Ltd.2,250$203 09/30/2019
     EXAS2,250$203 09/30/2019
OneAscent Financial Services LLC2,174$201 12/31/2019
     EXAS2,174$201 12/31/2019
Cerity Partners LLC2,163$200 12/31/2019
     EXAS2,163$200 12/31/2019
Proequities Inc. $160 12/31/2019
     EXAS1,734$160 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
     DBCV 10$0 12/31/2019
     NOTE 00$0 12/31/2019
Pacitti Group Inc.1,625$150 12/31/2019
     EXAS1,625$150 12/31/2019
Synovus Financial Corp1,592$148 12/31/2019
     EXAS1,592$148 12/31/2019
Prelude Capital Management LLC1,503$139 12/31/2019
     EXAS1,503$139 12/31/2019
Livforsakringsbolaget Skandia Omsesidigt1,500$139 12/31/2019
     EXAS1,500$139 12/31/2019
Harbor Investment Advisory LLC1,450$134 12/31/2019
     EXAS1,450$134 12/31/2019
Sowell Financial Services LLC1,421$131 12/31/2019
     EXAS1,421$131 12/31/2019
Belpointe Asset Management LLC1,409$130 12/31/2019
     EXAS1,409$130 12/31/2019
Rockefeller Capital Management L.P.1,391$129 12/31/2019
     EXAS1,391$129 12/31/2019
Northern Oak Wealth Management Inc.1,300$120 12/31/2019
     EXAS1,300$120 12/31/2019
CFM Wealth Partners LLC1,340$120 12/31/2019
     EXAS1,340$120 12/31/2019
Advisory Alpha LLC1,300$117 12/31/2019
     EXAS1,300$117 12/31/2019
Lighthouse Financial Advisors Inc.1,080$99 12/31/2019
     EXAS1,080$99 12/31/2019
Exchange Traded Concepts LLC1,062$98 12/31/2019
     EXAS1,062$98 12/31/2019
NEXT Financial Group Inc1,012$94 12/31/2019
     EXAS1,012$94 12/31/2019
Salem Investment Counselors Inc.1,002$93 12/31/2019
     EXAS1,002$93 12/31/2019
Patriot Financial Group Insurance Agency LLC1,003$93 12/31/2019
     EXAS1,003$93 12/31/2019
Seeyond1,009$93 12/31/2019
     EXAS1,009$93 12/31/2019
Sonora Investment Management LLC990$92 12/31/2019
     EXAS990$92 12/31/2019
Parallel Advisors LLC943$87 12/31/2019
     EXAS943$87 12/31/2019
American Research & Management Co.900$83 12/31/2019
     EXAS900$83 12/31/2019
Cowen Prime Services LLC900$83 12/31/2019
     EXAS900$83 12/31/2019
Flagship Harbor Advisors LLC893$83 12/31/2019
     EXAS893$83 12/31/2019
Northwestern Mutual Wealth Management Co.853$79 12/31/2019
     EXAS853$79 12/31/2019
Anfield Capital Management LLC812$78 12/31/2019
     EXAS812$78 12/31/2019
IFP Advisors Inc807$77 12/31/2019
     EXAS807$77 12/31/2019
Quadrant Capital Group LLC856$77 12/31/2019
     EXAS856$77 12/31/2019
Morgan Dempsey Capital Management LLC802$74 12/31/2019
     EXAS802$74 12/31/2019
Fieldpoint Private Securities LLC784$72 12/31/2019
     EXAS784$72 12/31/2019
Kore Private Wealth LLC735$68 12/31/2019
     EXAS735$68 12/31/2019
LS Investment Advisors LLC716$66 12/31/2019
     EXAS716$66 12/31/2019
CSat Investment Advisory L.P.695$64 12/31/2019
     EXAS695$64 12/31/2019
Tortoise Investment Management LLC628$58 12/31/2019
     EXAS628$58 12/31/2019
Coastal Investment Advisors Inc.648$53 12/31/2019
     EXAS648$53 12/31/2019
Skylands Capital LLC550$51 12/31/2019
     EXAS550$51 12/31/2019
Shine Investment Advisory Services Inc.545$50 12/31/2019
     EXAS545$50 12/31/2019
Glenmede Trust Co. NA506$46 12/31/2019
     EXAS506$46 12/31/2019
HM Payson & Co.500$46 12/31/2019
     EXAS500$46 12/31/2019
Ropes Wealth Advisors LLC500$46 12/31/2019
     EXAS500$46 12/31/2019
Steward Partners Investment Advisory LLC497$45 12/31/2019
     EXAS497$45 12/31/2019
Verus Capital Partners LLC491$45 12/31/2019
     EXAS491$45 12/31/2019
Certified Advisory Corp450$42 12/31/2019
     EXAS450$42 12/31/2019
Valeo Financial Advisors LLC443$41 12/31/2019
     EXAS443$41 12/31/2019
Tower Research Capital LLC TRC 410$38 12/31/2019
     EXAS410$38 12/31/2019
Harvest Group Wealth Management LLC396$36 12/31/2019
     EXAS396$36 12/31/2019
Teachers Retirement System of The State of Kentucky357$33 12/31/2019
     EXAS357$33 12/31/2019
Focused Wealth Management Inc258$24 12/31/2019
     EXAS258$24 12/31/2019
Brown Brothers Harriman & Co.250$23 12/31/2019
     EXAS250$23 12/31/2019
Alpha Windward LLC254$23 12/31/2019
     EXAS254$23 12/31/2019
Parkside Financial Bank & Trust237$22 12/31/2019
     EXAS237$22 12/31/2019
FTB Advisors Inc.238$22 12/31/2019
     EXAS238$22 12/31/2019
Huntington National Bank230$21 12/31/2019
     EXAS230$21 12/31/2019
Lionsbridge Wealth Management LLC225$21 12/31/2019
     EXAS225$21 12/31/2019
Truewealth LLC219$20 12/31/2019
     EXAS219$20 12/31/2019
Blume Capital Management Inc.210$19 12/31/2019
     EXAS210$19 12/31/2019
CX Institutional200$18 12/31/2019
     EXAS200$18 12/31/2019
Private Capital Group LLC189$17 12/31/2019
     EXAS189$17 12/31/2019
Cullen Frost Bankers Inc.165$15 12/31/2019
     EXAS165$15 12/31/2019
Lake Point Wealth Management150$14 12/31/2019
     EXAS150$14 12/31/2019
Trust Co. of Vermont128$12 12/31/2019
     EXAS128$12 12/31/2019
Berman Capital Advisors LLC128$11 12/31/2019
     EXAS128$11 12/31/2019
Fifth Third Bancorp110$10 12/31/2019
     EXAS110$10 12/31/2019
Whittier Trust Co.110$10 12/31/2019
     EXAS110$10 12/31/2019
Farmers & Merchants Investments Inc.105$10 12/31/2019
     EXAS105$10 12/31/2019
Private Ocean LLC98$10 12/31/2019
     EXAS98$10 12/31/2019
Tower View Investment Management & Research LLC105$10 12/31/2019
     EXAS105$10 12/31/2019
Investors Research Corp104$10 12/31/2019
     EXAS104$10 12/31/2019
Jacobi Capital Management LLC95$9 12/31/2019
     EXAS95$9 12/31/2019
First National Bank of South Miami100$9 12/31/2019
     EXAS100$9 12/31/2019
First Manhattan Co.90$8 12/31/2019
     EXAS90$8 12/31/2019
Plante Moran Financial Advisors LLC90$8 12/31/2019
     EXAS90$8 12/31/2019
Orion Portfolio Solutions LLC84$8 12/31/2019
     EXAS84$8 12/31/2019
Earnest Partners LLC64$6 12/31/2019
     EXAS64$6 12/31/2019
TCI Wealth Advisors Inc.68$6 12/31/2019
     EXAS68$6 12/31/2019
Sailer Financial LLC60$6 12/31/2019
     EXAS60$6 12/31/2019
Citizens Financial Group Inc RI52$5 12/31/2019
     EXAS52$5 12/31/2019
Financial Architects Inc50$5 12/31/2019
     EXAS50$5 12/31/2019
Winch Advisory Services LLC52$5 12/31/2019
     EXAS52$5 12/31/2019
CENTRAL TRUST Co39$4 12/31/2019
     EXAS39$4 12/31/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA45$4 12/31/2019
     EXAS45$4 12/31/2019
Smithfield Trust Co.45$4 12/31/2019
     EXAS45$4 12/31/2019
Bessemer Group Inc.40$4 12/31/2019
     EXAS40$4 12/31/2019
O Shaughnessy Asset Management LLC42$4 12/31/2019
     EXAS42$4 12/31/2019
Kistler Tiffany Companies LLC47$4 12/31/2019
     EXAS47$4 12/31/2019
Hudock Capital Group LLC50$4 12/31/2019
     EXAS50$4 12/31/2019
D Orazio & Associates Inc.40$4 12/31/2019
     EXAS40$4 12/31/2019
Clearbridge Investments LLC $3 12/31/2019
     NOTE 030,000$3 12/31/2019
Lindbrook Capital LLC34$3 12/31/2019
     EXAS34$3 12/31/2019
Signaturefd LLC21$2 12/31/2019
     EXAS21$2 12/31/2019
Wealthcare Capital Management LLC19$2 12/31/2019
     EXAS19$2 12/31/2019
Lenox Wealth Advisors LLC20$2 12/31/2019
     EXAS20$2 12/31/2019
Capital Bank & Trust Co20$2 12/31/2019
     EXAS20$2 12/31/2019
Allred Capital Management LLC25$2 12/31/2019
     EXAS25$2 12/31/2019
Atticus Wealth Management LLC22$2 12/31/2019
     EXAS22$2 12/31/2019
Panagora Asset Management Inc.8$1 12/31/2019
     EXAS8$1 12/31/2019
Kayne Anderson Rudnick Investment Management LLC15$1 12/31/2019
     EXAS15$1 12/31/2019
Security National Trust Co.16$1 12/31/2019
     EXAS16$1 12/31/2019
Altshuler Shaham Ltd6$1 12/31/2019
     EXAS6$1 12/31/2019
Reilly Financial Advisors LLC6$1 12/31/2019
     EXAS6$1 12/31/2019
Glassman Wealth Services7$1 12/31/2019
     EXAS7$1 12/31/2019
BerganKDV Wealth Management LLC13$1 12/31/2019
     EXAS13$1 12/31/2019
Institutional & Family Asset Management LLC15$1 12/31/2019
     EXAS15$1 12/31/2019
Global Retirement Partners LLC10$1 12/31/2019
     EXAS10$1 12/31/2019
Cowen AND Company LLC $0 12/31/2019
     Put15,000$11 12/31/2019
     Call15,000$11 12/31/2019
Pentwater Capital Management LP $0 12/31/2019
     Put10,000$925 12/31/2019
     EXAS10,000$925 12/31/2019
Simplex Trading LLC $0 12/31/2019
     Put1,532$0 12/31/2019
     Call562$0 12/31/2019
     EXAS25,155$0 12/31/2019
Gradient Investments LLC2$0 12/31/2019
     EXAS2$0 12/31/2019
Versant Capital Management Inc4$0 12/31/2019
     EXAS4$0 12/31/2019
Howard Wealth Management LLC10$0 12/31/2019
     EXAS10$0 12/31/2019
Procyon Private Wealth Partners LLC3$0 12/31/2019
     EXAS3$0 12/31/2019
Intrinsic Edge Capital Management LLC $-3 12/31/2019
     Put62,000$5,734 12/31/2019
     EXAS61,973$5,731 12/31/2019
HAP Trading LLC $-28 12/31/2019
     Put1,004,500$85 12/31/2019
     Call56,700$57 12/31/2019
Walleye Capital LLC $-35 12/31/2019
     Put17,000$1,572 12/31/2019
     Call10,300$953 12/31/2019
     EXAS6,319$584 12/31/2019
Pura Vida Investments LLC $-200 12/31/2019
     Put500$200 12/31/2019
Caption Management LLC $-6,827 12/31/2019
     Put345,300$31,934 12/31/2019
     Call271,500$25,107 12/31/2019
PEAK6 Investments LLC $-15,018 12/31/2019
     Put438,300$40,534 12/31/2019
     Call193,100$17,858 12/31/2019
     EXAS82,808$7,658 12/31/2019
Voss Capital LLC $-16,443 12/31/2019
     Put11,000$16,443 12/31/2019
Nantahala Capital Management LLC $-37,732 12/31/2019
     Put408,000$37,732 12/31/2019
Susquehanna International Group LLP283,898$-46,379 12/31/2019
     Put1,612,600$149,133 12/31/2019
     Call827,200$76,499 12/31/2019
     EXAS283,898$26,255 12/31/2019

See Summary: Institutional Holders of EXAS
See Details: Top 10 Hedge Funds Holding EXAS
Also See: EXAS Insider Buying
Also See: EXAS Holdings Changes

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