HoldingsChannel.com
Funds Holding EXAS
HolderAmountPosition Size
($ in 1000's)
 As of
Vanguard Group Inc.11,863,270$1,072,083 09/30/2019
     EXAS11,863,270$1,072,083 09/30/2019
Price T Rowe Associates Inc. MD11,619,381$1,050,043 09/30/2019
     EXAS11,619,381$1,050,043 09/30/2019
BlackRock Inc. $640,704 09/30/2019
     EXAS7,048,388$636,963 09/30/2019
     NOTE 01,800,000$1,942 09/30/2019
     NOTE 11,275,000$1,799 09/30/2019
JPMorgan Chase & Co. $512,526 09/30/2019
     EXAS5,154,521$465,814 09/30/2019
     BOND41,631,000$46,712 09/30/2019
Jennison Associates LLC5,424,521$490,214 09/30/2019
     EXAS5,424,521$490,214 09/30/2019
Wellington Management Group LLP $350,800 09/30/2019
     EXAS3,855,379$348,411 09/30/2019
     NOTE 02,215,000$2,389 09/30/2019
State Street Corp $334,343 09/30/2019
     EXAS3,226,430$291,572 09/30/2019
     NOTE 023,600,000$25,498 09/30/2019
     NOTE 112,225,000$17,273 09/30/2019
Invesco Ltd. $303,101 09/30/2019
     EXAS3,150,307$284,693 09/30/2019
     NOTE 016,670,000$17,984 09/30/2019
     NOTE 1300,000$424 09/30/2019
Ameriprise Financial Inc. $282,130 09/30/2019
     EXAS2,992,524$270,803 09/30/2019
     CONV BND10,500,000$11,327 09/30/2019
Winslow Capital Management LLC2,579,894$233,144 09/30/2019
     EXAS2,579,894$233,144 09/30/2019
FMR LLC $200,555 09/30/2019
     EXAS1,916,402$173,185 09/30/2019
     NOTE 110,680,000$15,072 09/30/2019
     NOTE 011,400,000$12,298 09/30/2019
Viking Global Investors LP2,185,233$197,480 09/30/2019
     EXAS2,185,233$197,480 09/30/2019
Artisan Partners Limited Partnership1,815,918$164,104 09/30/2019
     EXAS1,815,918$164,104 09/30/2019
Gilder Gagnon Howe & Co. LLC1,802,094$162,855 09/30/2019
     EXAS1,802,094$162,855 09/30/2019
Zevenbergen Capital Investments LLC1,691,080$152,823 09/30/2019
     EXAS1,691,080$152,823 09/30/2019
Allianz Asset Management GmbH $148,416 09/30/2019
     NOTE 0132,603,000$143,425 09/30/2019
     EXAS55,224$4,991 09/30/2019
Bank of America Corp DE $145,870 09/30/2019
     EXAS1,301,901$117,653 09/30/2019
     NOTE 116,898,000$23,847 09/30/2019
     Put249,200$22,520 09/30/2019
     Call174,000$15,724 09/30/2019
     NOTE 010,350,000$11,166 09/30/2019
Victory Capital Management Inc.1,525,878$137,894 09/30/2019
     EXAS1,525,878$137,894 09/30/2019
Primecap Management Co. CA1,500,500$135,600 09/30/2019
     EXAS1,500,500$135,600 09/30/2019
Wells Fargo & Company MN $131,919 09/30/2019
     EXAS1,333,282$120,489 09/30/2019
     NOTE 05,746,000$6,186 09/30/2019
     NOTE 13,725,000$5,257 09/30/2019
     Put1,200$13 09/30/2019
Geode Capital Management LLC1,385,064$125,081 09/30/2019
     EXAS1,385,064$125,081 09/30/2019
D. E. Shaw & Co. Inc. $108,094 09/30/2019
     EXAS1,049,399$94,834 09/30/2019
     NOTE7,000,000$9,890 09/30/2019
     Call82,200$7,428 09/30/2019
     Put44,900$4,058 09/30/2019
Eagle Asset Management Inc.1,092,008$98,684 09/30/2019
     EXAS1,092,008$98,684 09/30/2019
1832 Asset Management L.P. $97,088 09/30/2019
     EXAS1,056,600$95,989 09/30/2019
     NOTE 01,000,000$1,099 09/30/2019
Morgan Stanley $95,555 09/30/2019
     EXAS962,394$86,972 09/30/2019
     NOTE 04,916,000$5,325 09/30/2019
     NOTE 12,302,000$3,258 09/30/2019
Nuveen Asset Management LLC989,892$89,456 09/30/2019
     EXAS989,892$89,456 09/30/2019
Deutsche Bank AG $87,696 09/30/2019
     EXAS616,741$55,730 09/30/2019
     NOTE 029,011,000$31,296 09/30/2019
     NOTE 1475,000$670 09/30/2019
Bank of New York Mellon Corp963,599$87,079 09/30/2019
     EXAS963,599$87,079 09/30/2019
Capital World Investors890,000$80,429 09/30/2019
     EXAS890,000$80,429 09/30/2019
Green Valley Investors LLC887,659$80,218 09/30/2019
     EXAS887,659$80,218 09/30/2019
Blair William & Co. IL882,729$79,772 09/30/2019
     EXAS882,729$79,772 09/30/2019
First Trust Advisors LP882,058$79,712 09/30/2019
     EXAS882,058$79,712 09/30/2019
Frontier Capital Management Co. LLC849,820$76,798 09/30/2019
     EXAS849,820$76,798 09/30/2019
Carillon Tower Advisers Inc.829,716$74,982 09/30/2019
     EXAS829,716$74,982 09/30/2019
Northern Trust Corp826,039$74,649 09/30/2019
     EXAS826,039$74,649 09/30/2019
Wasatch Advisors Inc.715,828$64,689 09/30/2019
     EXAS715,828$64,689 09/30/2019
Mackay Shields LLC $61,952 09/30/2019
     NOTE 143,639,000$61,681 09/30/2019
     EXAS2,990$271 09/30/2019
Fred Alger Management LLC684,695$61,876 09/30/2019
     EXAS684,695$61,876 09/30/2019
Legal & General Group Plc666,427$60,225 09/30/2019
     EXAS666,427$60,225 09/30/2019
American Century Companies Inc.643,923$58,191 09/30/2019
     EXAS643,923$58,191 09/30/2019
Baillie Gifford & Co.616,970$55,756 09/30/2019
     EXAS616,970$55,756 09/30/2019
Credit Suisse AG $52,539 09/30/2019
     EXAS515,514$46,587 09/30/2019
     NOTE 04,993,000$5,387 09/30/2019
     NOTE 1400,000$565 09/30/2019
UBS Asset Management Americas Inc.534,328$48,287 09/30/2019
     EXAS534,328$48,287 09/30/2019
Renaissance Technologies LLC519,800$46,974 09/30/2019
     EXAS519,800$46,974 09/30/2019
Eventide Asset Management LLC495,000$44,733 09/30/2019
     EXAS495,000$44,733 09/30/2019
Sumitomo Mitsui Trust Holdings Inc.483,499$43,694 09/30/2019
     EXAS483,499$43,694 09/30/2019
Macquarie Group Ltd.475,371$42,960 09/30/2019
     EXAS475,371$42,960 09/30/2019
Goldman Sachs Group Inc.469,382$42,418 09/30/2019
     EXAS469,382$42,418 09/30/2019
Citadel Advisors LLC $41,656 09/30/2019
     EXAS503,554$45,506 09/30/2019
     Put368,200$33,274 09/30/2019
     Call325,600$29,424 09/30/2019
Columbus Circle Investors454,170$41,043 09/30/2019
     EXAS454,170$41,043 09/30/2019
Rock Springs Capital Management LP431,750$39,017 09/30/2019
     EXAS431,750$39,017 09/30/2019
Swiss National Bank426,444$38,538 09/30/2019
     EXAS426,444$38,538 09/30/2019
Alliancebernstein L.P.408,995$36,961 09/30/2019
     EXAS408,995$36,961 09/30/2019
Lazard Asset Management LLC $36,946 09/30/2019
     Bond 30 360P2 U26,023,000$36,790 09/30/2019
     EXAS1,739$156 09/30/2019
KAMES CAPITAL plc403,570$36,471 09/30/2019
     EXAS403,570$36,471 09/30/2019
Amundi Pioneer Asset Management Inc. $36,022 09/30/2019
     EXAS331,071$29,918 09/30/2019
     SR CV NT05,658,000$6,104 09/30/2019
Lombard Odier Asset Management Europe Ltd $35,506 09/30/2019
     NOTE 032,740,000$35,506 09/30/2019
New York State Common Retirement Fund364,033$32,898 09/30/2019
     EXAS364,033$32,898 09/30/2019
Camden Asset Management L P CA $32,876 09/30/2019
     NOTE 030,475,000$32,876 09/30/2019
Janus Henderson Group PLC350,765$31,699 09/30/2019
     EXAS350,765$31,699 09/30/2019
UBS Group AG $31,551 09/30/2019
     EXAS331,230$29,933 09/30/2019
     NOTE 01,500,000$1,618 09/30/2019
Charles Schwab Investment Management Inc.331,290$29,939 09/30/2019
     EXAS331,290$29,939 09/30/2019
Glen Harbor Capital Management LLC322,558$29,149 09/30/2019
     EXAS322,558$29,149 09/30/2019
Advent Capital Management DE $28,587 09/30/2019
     CONV26,449,000$28,586 09/30/2019
     Call50$1 09/30/2019
Millennium Management LLC $26,846 09/30/2019
     EXAS282,079$25,491 09/30/2019
     Call15,000$1,355 09/30/2019
Russell Investments Group Ltd.289,024$26,263 09/30/2019
     EXAS289,024$26,263 09/30/2019
Sei Investments Co. $25,695 09/30/2019
     EXAS279,426$25,321 09/30/2019
     NOTE 1265,000$374 09/30/2019
California Public Employees Retirement System278,430$25,162 09/30/2019
     EXAS278,430$25,162 09/30/2019
Meadow Creek Investment Management LLC265,636$24,005 09/30/2019
     EXAS265,636$24,005 09/30/2019
CIBC Private Wealth Group LLC255,975$23,132 09/30/2019
     EXAS255,975$23,132 09/30/2019
Axiom International Investors LLC DE253,780$22,934 09/30/2019
     EXAS253,780$22,934 09/30/2019
Voya Investment Management LLC252,619$22,830 09/30/2019
     EXAS252,619$22,830 09/30/2019
Handelsbanken Fonder AB252,000$22,773 09/30/2019
     EXAS252,000$22,773 09/30/2019
Tiverton Asset Management LLC247,372$22,355 09/30/2019
     EXAS247,372$22,355 09/30/2019
Eaton Vance Management241,881$21,859 09/30/2019
     EXAS241,881$21,859 09/30/2019
HighTower Advisors LLC $21,605 09/30/2019
     EXAS239,086$21,605 09/30/2019
     Call300$0 09/30/2019
Royal Bank of Canada $20,142 09/30/2019
     NOTE 09,435,000$10,178 09/30/2019
     EXAS110,201$9,958 09/30/2019
     NOTE 14,000$6 09/30/2019
CSS LLC IL $19,802 09/30/2019
     NOTE 113,900,000$19,621 09/30/2019
     Call2,000$181 09/30/2019
Dimensional Fund Advisors LP214,891$19,424 09/30/2019
     EXAS214,891$19,424 09/30/2019
Prudential PLC $19,331 09/30/2019
     NOTE 017,899,000$19,331 09/30/2019
California State Teachers Retirement System213,876$19,328 09/30/2019
     EXAS213,876$19,328 09/30/2019
Neuberger Berman Group LLC209,962$18,975 09/30/2019
     EXAS209,962$18,975 09/30/2019
Elkfork Partners LLC208,714$18,861 09/30/2019
     EXAS208,714$18,861 09/30/2019
CNH Partners LLC $18,855 09/30/2019
     NOTE 113,337,000$18,855 09/30/2019
Granahan Investment Management Inc. MA204,655$18,495 09/30/2019
     EXAS204,655$18,495 09/30/2019
Baird Financial Group Inc.200,317$18,103 09/30/2019
     EXAS200,317$18,103 09/30/2019
Mirae Asset Global Investments Co. Ltd.198,804$17,965 09/30/2019
     EXAS198,804$17,965 09/30/2019
Kornitzer Capital Management Inc. KS197,733$17,869 09/30/2019
     EXAS197,733$17,869 09/30/2019
Shenkman Capital Management Inc. $17,259 09/30/2019
     NOTE 012,743,000$13,869 09/30/2019
     NOTE 12,380,000$3,390 09/30/2019
C WorldWide Group Holding A S178,932$16,170 09/30/2019
     EXAS178,932$16,170 09/30/2019
Wolverine Asset Management LLC $15,930 09/30/2019
     NOTE 111,500,000$16,266 09/30/2019
     Put86,700$7,835 09/30/2019
     NOTE 06,924,000$7,499 09/30/2019
State of Wisconsin Investment Board174,836$15,800 09/30/2019
     EXAS174,836$15,800 09/30/2019
State Board of Administration of Florida Retirement System171,204$15,472 09/30/2019
     EXAS171,204$15,472 09/30/2019
Hodges Capital Management Inc.167,950$15,178 09/30/2019
     EXAS167,950$15,178 09/30/2019
Nicholas Investment Partners LP $14,919 09/30/2019
     EXAS89,888$8,123 09/30/2019
     NOTE 06,300,000$6,796 09/30/2019
Parametric Portfolio Associates LLC162,286$14,666 09/30/2019
     EXAS162,286$14,666 09/30/2019
SSI Investment Management LLC $14,249 09/30/2019
     NOTE 09,263,000$9,993 09/30/2019
     NOTE 13,016,000$4,256 09/30/2019
EULAV Asset Management153,501$13,872 09/30/2019
     EXAS153,501$13,872 09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $13,860 09/30/2019
     NOTE 19,250,000$13,048 09/30/2019
     NOTE 0750,000$812 09/30/2019
Biondo Investment Advisors LLC153,290$13,853 09/30/2019
     EXAS153,290$13,853 09/30/2019
Tyers Asset Management LLC151,792$13,717 09/30/2019
     EXAS151,792$13,717 09/30/2019
Newtyn Management LLC150,000$13,556 09/30/2019
     EXAS150,000$13,556 09/30/2019
Canada Pension Plan Investment Board148,736$13,441 09/30/2019
     EXAS148,736$13,441 09/30/2019
Artemis Investment Management LLP149,475$13,172 09/30/2019
     EXAS149,475$13,172 09/30/2019
Hitchwood Capital Management LP145,000$13,104 09/30/2019
     EXAS145,000$13,104 09/30/2019
Putnam Investments LLC $12,914 09/30/2019
     CONV11,971,000$12,914 09/30/2019
TD Asset Management Inc.137,296$12,407 09/30/2019
     EXAS137,296$12,407 09/30/2019
Van ECK Associates Corp136,778$12,361 09/30/2019
     EXAS136,778$12,361 09/30/2019
Elk Creek Partners LLC134,682$12,171 09/30/2019
     EXAS134,682$12,171 09/30/2019
Rhumbline Advisers130,564$11,799 09/30/2019
     EXAS130,564$11,799 09/30/2019
Moody National Bank Trust Division127,570$11,529 09/30/2019
     EXAS127,570$11,529 09/30/2019
Spyglass Capital Management LLC126,720$11,452 09/30/2019
     EXAS126,720$11,452 09/30/2019
American National Insurance Co.126,225$11,407 09/30/2019
     EXAS126,225$11,407 09/30/2019
BNP Paribas Arbitrage SA $10,638 09/30/2019
     BOND4,727,000$6,671 09/30/2019
     EXAS43,895$3,967 09/30/2019
ARS Investment Partners LLC111,119$10,042 09/30/2019
     EXAS111,119$10,042 09/30/2019
Dai Ichi Life Insurance Company Ltd107,980$9,758 09/30/2019
     EXAS107,980$9,758 09/30/2019
Rhenman & Partners Asset Management AB107,786$9,741 09/30/2019
     EXAS107,786$9,741 09/30/2019
APG Asset Management N.V.115,621$9,584 09/30/2019
     EXAS115,621$9,584 09/30/2019
Steelhead Partners LLC $9,454 09/30/2019
     NOTE 16,689,000$9,454 09/30/2019
US Bancorp DE103,020$9,311 09/30/2019
     EXAS103,020$9,311 09/30/2019
Nomura Holdings Inc. $9,259 09/30/2019
     EXAS41,103$3,670 09/30/2019
     Call40,000$3,572 09/30/2019
     CNV2,258,000$2,017 09/30/2019
Thompson Investment Management Inc.101,250$9,150 09/30/2019
     EXAS101,250$9,150 09/30/2019
Atika Capital Management LLC100,000$9,037 09/30/2019
     EXAS100,000$9,037 09/30/2019
State of New Jersey Common Pension Fund D97,200$8,784 09/30/2019
     EXAS97,200$8,784 09/30/2019
Mitsubishi UFJ Trust & Banking Corp93,079$8,411 09/30/2019
     EXAS93,079$8,411 09/30/2019
Raymond James & Associates92,968$8,402 09/30/2019
     EXAS92,968$8,402 09/30/2019
Public Employees Retirement System of Ohio92,172$8,330 09/30/2019
     EXAS92,172$8,330 09/30/2019
Resources Investment Advisors LLC.92,118$8,325 09/30/2019
     EXAS92,118$8,325 09/30/2019
Barclays PLC $7,778 09/30/2019
     Put136,400$12,326 09/30/2019
     EXAS123,148$11,130 09/30/2019
     Call98,100$8,866 09/30/2019
     BOND100,000$108 09/30/2019
LPL Financial LLC84,421$7,629 09/30/2019
     EXAS84,421$7,629 09/30/2019
Asset Management One Co. Ltd.83,949$7,586 09/30/2019
     EXAS83,949$7,586 09/30/2019
Westpac Banking Corp83,656$7,560 09/30/2019
     EXAS83,656$7,560 09/30/2019
PDT Partners LLC83,500$7,546 09/30/2019
     EXAS83,500$7,546 09/30/2019
Two Sigma Advisers LP81,504$7,366 09/30/2019
     EXAS81,504$7,366 09/30/2019
Creative Planning80,367$7,263 09/30/2019
     EXAS80,367$7,263 09/30/2019
Advisor Group Inc. $7,174 09/30/2019
     EXAS79,310$7,168 09/30/2019
     NOTE 06$6 09/30/2019
Great Lakes Advisors LLC77,104$6,968 09/30/2019
     EXAS77,104$6,968 09/30/2019
Riverpark Capital Management LLC74,227$6,708 09/30/2019
     EXAS74,227$6,708 09/30/2019
AXA72,907$6,589 09/30/2019
     EXAS72,907$6,589 09/30/2019
Atom Investors LP68,027$6,148 09/30/2019
     EXAS68,027$6,148 09/30/2019
Strs Ohio66,784$6,035 09/30/2019
     EXAS66,784$6,035 09/30/2019
Fisher Asset Management LLC66,040$5,968 09/30/2019
     EXAS66,040$5,968 09/30/2019
Verition Fund Management LLC $5,858 09/30/2019
     NOTE 13,750,000$5,302 09/30/2019
     EXAS6,155$556 09/30/2019
Voloridge Investment Management LLC64,175$5,799 09/30/2019
     EXAS64,175$5,799 09/30/2019
Bank of Montreal Can61,695$5,576 09/30/2019
     EXAS61,695$5,576 09/30/2019
AJO LP61,644$5,570 09/30/2019
     EXAS61,644$5,570 09/30/2019
Rafferty Asset Management LLC60,983$5,511 09/30/2019
     EXAS60,983$5,511 09/30/2019
Tudor Investment Corp Et Al57,690$5,213 09/30/2019
     EXAS57,690$5,213 09/30/2019
Handelsinvest Investeringsforvaltning56,100$5,070 09/30/2019
     EXAS56,100$5,070 09/30/2019
AMP Capital Investors Ltd54,758$5,039 09/30/2019
     EXAS54,758$5,039 09/30/2019
Walleye Trading LLC $4,897 09/30/2019
     Call128,600$11,622 09/30/2019
     Put109,400$9,886 09/30/2019
     EXAS34,976$3,161 09/30/2019
Squarepoint Ops LLC54,052$4,885 09/30/2019
     EXAS54,052$4,885 09/30/2019
Parallax Volatility Advisers L.P. $4,821 09/30/2019
     Call143,300$12,949 09/30/2019
     Put94,000$8,494 09/30/2019
     EXAS4,049$366 09/30/2019
R.H. Dinel Investment Counsel Inc.52,900$4,781 09/30/2019
     EXAS52,900$4,781 09/30/2019
Aubrey Capital Management Ltd52,750$4,768 09/30/2019
     EXAS52,750$4,768 09/30/2019
Northeast Investment Management52,305$4,727 09/30/2019
     EXAS52,305$4,727 09/30/2019
Foresters Investment Management Company Inc.50,900$4,600 09/30/2019
     EXAS50,900$4,600 09/30/2019
Guggenheim Capital LLC49,269$4,452 09/30/2019
     EXAS49,269$4,452 09/30/2019
Capstone Investment Advisors LLC46,402$4,193 09/30/2019
     EXAS46,402$4,193 09/30/2019
Hsbc Holdings PLC46,187$4,175 09/30/2019
     EXAS46,187$4,175 09/30/2019
Royal London Asset Management Ltd.45,686$4,130 09/30/2019
     EXAS45,686$4,130 09/30/2019
Pictet Asset Management Ltd.45,700$4,130 09/30/2019
     EXAS45,700$4,130 09/30/2019
Laurion Capital Management LP $4,000 09/30/2019
     Call53,300$4,817 09/30/2019
     Put25,600$2,313 09/30/2019
     EXAS16,560$1,496 09/30/2019
Ramius Advisors LLC $3,938 09/30/2019
     EXAS41,258$3,728 09/30/2019
     Call287,300$210 09/30/2019
Aviva PLC43,461$3,928 09/30/2019
     EXAS43,461$3,928 09/30/2019
Engineers Gate Manager LP43,448$3,926 09/30/2019
     EXAS43,448$3,926 09/30/2019
Gabelli Funds LLC $3,920 09/30/2019
     CONVERTIBLE BOND3,625,000$3,920 09/30/2019
Wisconsin Capital Management LLC43,150$3,899 09/30/2019
     EXAS43,150$3,899 09/30/2019
Zweig DiMenna Associates LLC42,500$3,841 09/30/2019
     EXAS42,500$3,841 09/30/2019
Walleye Capital LLC $3,726 09/30/2019
     Call38,400$3,470 09/30/2019
     EXAS9,236$834 09/30/2019
     Put6,400$578 09/30/2019
IFG Advisory LLC40,023$3,616 09/30/2019
     EXAS40,023$3,616 09/30/2019
Stifel Financial Corp39,666$3,572 09/30/2019
     EXAS39,666$3,572 09/30/2019
ArrowMark Colorado Holdings LLC $3,490 09/30/2019
     Call35,000$3,163 09/30/2019
     EXAS3,617$327 09/30/2019
Treasurer of the State of North Carolina38,302$3,461 09/30/2019
     EXAS38,302$3,461 09/30/2019
Principal Financial Group Inc.38,259$3,457 09/30/2019
     EXAS38,259$3,457 09/30/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund36,900$3,335 09/30/2019
     EXAS36,900$3,335 09/30/2019
Raymond James Financial Services Advisors Inc.36,439$3,293 09/30/2019
     EXAS36,439$3,293 09/30/2019
TIG Advisors LLC36,357$3,286 09/30/2019
     EXAS36,357$3,286 09/30/2019
Capital Fund Management S.A.35,737$3,230 09/30/2019
     EXAS35,737$3,230 09/30/2019
Sit Investment Associates Inc.35,250$3,186 09/30/2019
     EXAS35,250$3,186 09/30/2019
SVA Wealth Management LLC33,274$3,007 09/30/2019
     EXAS33,274$3,007 09/30/2019
ClariVest Asset Management LLC33,000$2,982 09/30/2019
     EXAS33,000$2,982 09/30/2019
GAM Holding AG32,521$2,939 09/30/2019
     EXAS32,521$2,939 09/30/2019
Amalgamated Bank32,448$2,932 09/30/2019
     EXAS32,448$2,932 09/30/2019
Nisa Investment Advisors LLC32,390$2,927 09/30/2019
     EXAS32,390$2,927 09/30/2019
Aperio Group LLC32,121$2,903 09/30/2019
     EXAS32,121$2,903 09/30/2019
Intrinsic Edge Capital Management LLC $2,890 09/30/2019
     EXAS61,973$5,601 09/30/2019
     Put30,000$2,711 09/30/2019
Cambridge Investment Research Advisors Inc.31,758$2,870 09/30/2019
     EXAS31,758$2,870 09/30/2019
Gulf International Bank UK Ltd31,714$2,865 09/30/2019
     EXAS31,714$2,865 09/30/2019
Gateway Investment Advisers LLC31,365$2,834 09/30/2019
     EXAS31,365$2,834 09/30/2019
EFG Asset Management Americas Corp.30,590$2,764 09/30/2019
     EXAS30,590$2,764 09/30/2019
Silvant Capital Management LLC30,503$2,756 09/30/2019
     EXAS30,503$2,756 09/30/2019
SG3 Management LLC $2,711 09/30/2019
     Call30,000$2,711 09/30/2019
Man Group plc $2,704 09/30/2019
     NOTE 02,500,000$2,704 09/30/2019
Profund Advisors LLC29,800$2,693 09/30/2019
     EXAS29,800$2,693 09/30/2019
Shell Asset Management Co.29,662$2,681 09/30/2019
     EXAS29,662$2,681 09/30/2019
Envestnet Asset Management Inc.29,667$2,681 09/30/2019
     EXAS29,667$2,681 09/30/2019
RMB Capital Management LLC28,887$2,611 09/30/2019
     EXAS28,887$2,611 09/30/2019
Riverhead Capital Management LLC27,647$2,498 09/30/2019
     EXAS27,647$2,498 09/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 27,572$2,492 09/30/2019
     EXAS27,572$2,492 09/30/2019
Commonwealth Equity Services LLC27,498$2,484 09/30/2019
     EXAS27,498$2,484 09/30/2019
Boston Advisors LLC27,000$2,440 09/30/2019
     EXAS27,000$2,440 09/30/2019
Marsico Capital Management LLC26,614$2,405 09/30/2019
     EXAS26,614$2,405 09/30/2019
SG Americas Securities LLC26,091$2,358 09/30/2019
     EXAS26,091$2,358 09/30/2019
RiverPark Advisors LLC26,055$2,355 09/30/2019
     EXAS26,055$2,355 09/30/2019
Two Sigma Securities LLC $2,323 09/30/2019
     Call31,500$2,847 09/30/2019
     Put5,800$524 09/30/2019
Wolverine Trading LLC $2,300 09/30/2019
     Call78,100$7,185 09/30/2019
     Put55,700$5,124 09/30/2019
     EXAS2,599$239 09/30/2019
AQR Capital Management LLC24,460$2,210 09/30/2019
     EXAS24,460$2,210 09/30/2019
Utah Retirement Systems24,286$2,195 09/30/2019
     EXAS24,286$2,195 09/30/2019
Xact Kapitalforvaltning AB22,025$1,990 09/30/2019
     EXAS22,025$1,990 09/30/2019
Maven Securities LTD21,000$1,896 09/30/2019
     EXAS21,000$1,896 09/30/2019
Toronto Dominion Bank20,750$1,875 09/30/2019
     EXAS20,750$1,875 09/30/2019
Nomura Asset Management Co. Ltd.20,590$1,861 09/30/2019
     EXAS20,590$1,861 09/30/2019
Castleark Management LLC19,995$1,807 09/30/2019
     EXAS19,995$1,807 09/30/2019
MUFG Securities EMEA plc20,000$1,807 09/30/2019
     EXAS20,000$1,807 09/30/2019
Virtu Financial LLC19,468$1,759 09/30/2019
     EXAS19,468$1,759 09/30/2019
M&T Bank Corp18,583$1,679 09/30/2019
     EXAS18,583$1,679 09/30/2019
Public Employees Retirement Association of Colorado18,468$1,669 09/30/2019
     EXAS18,468$1,669 09/30/2019
Natixis Advisors L.P.18,378$1,661 09/30/2019
     EXAS18,378$1,661 09/30/2019
Andra AP fonden18,000$1,627 09/30/2019
     EXAS18,000$1,627 09/30/2019
Oaktree Capital Management LP $1,617 09/30/2019
     CV SR UNSEC NT1,492,000$1,617 09/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp17,670$1,597 09/30/2019
     EXAS17,670$1,597 09/30/2019
Skandinaviska Enskilda Banken AB publ 17,500$1,581 09/30/2019
     EXAS17,500$1,581 09/30/2019
Jane Street Group LLC $1,578 09/30/2019
     Put132,200$11,947 09/30/2019
     EXAS82,366$7,443 09/30/2019
     Call67,300$6,082 09/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.17,274$1,561 09/30/2019
     EXAS17,274$1,561 09/30/2019
Edmond DE Rothschild Holding S.A. $1,554 09/30/2019
     NOTE 01,437,000$1,554 09/30/2019
Standard Life Aberdeen plc17,022$1,539 09/30/2019
     EXAS17,022$1,539 09/30/2019
Great Valley Advisor Group Inc.16,612$1,501 09/30/2019
     EXAS16,612$1,501 09/30/2019
Formula Growth Ltd.16,600$1,500 09/30/2019
     EXAS16,600$1,500 09/30/2019
Cognios Capital LLC16,384$1,480 09/30/2019
     EXAS16,384$1,480 09/30/2019
Gardner Lewis Asset Management L P16,310$1,474 09/30/2019
     EXAS16,310$1,474 09/30/2019
Spark Investment Management LLC16,000$1,445 09/30/2019
     EXAS16,000$1,445 09/30/2019
United Capital Financial Advisers LLC15,674$1,416 09/30/2019
     EXAS15,674$1,416 09/30/2019
Employees Retirement System of Texas15,446$1,396 09/30/2019
     EXAS15,446$1,396 09/30/2019
Patten & Patten Inc. TN15,325$1,385 09/30/2019
     EXAS15,325$1,385 09/30/2019
First Mercantile Trust Co.15,328$1,385 09/30/2019
     EXAS15,328$1,385 09/30/2019
Quantbot Technologies LP14,987$1,354 09/30/2019
     EXAS14,987$1,354 09/30/2019
IFM Investors Pty Ltd14,592$1,319 09/30/2019
     EXAS14,592$1,319 09/30/2019
OTA Financial Group L.P.13,666$1,234 09/30/2019
     EXAS13,666$1,234 09/30/2019
Nicolet Bankshares Inc.13,500$1,220 09/30/2019
     EXAS13,500$1,220 09/30/2019
Cubist Systematic Strategies LLC13,480$1,218 09/30/2019
     EXAS13,480$1,218 09/30/2019
DNB Asset Management AS13,408$1,212 09/30/2019
     EXAS13,408$1,212 09/30/2019
Chicago Equity Partners LLC13,230$1,196 09/30/2019
     EXAS13,230$1,196 09/30/2019
Driehaus Capital Management LLC12,895$1,165 09/30/2019
     EXAS12,895$1,165 09/30/2019
Magnetar Financial LLC12,851$1,161 09/30/2019
     EXAS12,851$1,161 09/30/2019
Rathbone Brothers plc12,800$1,157 09/30/2019
     EXAS12,800$1,157 09/30/2019
Stevens Capital Management LP12,327$1,114 09/30/2019
     EXAS12,327$1,114 09/30/2019
Achmea Investment Management B.V.12,294$1,111 09/30/2019
     EXAS12,294$1,111 09/30/2019
Robeco Institutional Asset Management B.V.12,243$1,106 09/30/2019
     EXAS12,243$1,106 09/30/2019
Lombard Odier Asset Management Switzerland SA $1,095 09/30/2019
     NOTE 01,010,000$1,095 09/30/2019
Brinker Capital Inc.12,095$1,093 09/30/2019
     EXAS12,095$1,093 09/30/2019
Next Century Growth Investors LLC11,880$1,073 09/30/2019
     EXAS11,880$1,073 09/30/2019
DekaBank Deutsche Girozentrale11,412$1,069 09/30/2019
     EXAS11,412$1,069 09/30/2019
Meeder Asset Management Inc.11,807$1,067 09/30/2019
     EXAS11,807$1,067 09/30/2019
Migdal Insurance & Financial Holdings Ltd.11,478$1,037 09/30/2019
     EXAS11,478$1,037 09/30/2019
AdvisorNet Financial Inc11,248$1,016 09/30/2019
     EXAS11,248$1,016 09/30/2019
Kepos Capital LP11,008$995 09/30/2019
     EXAS11,008$995 09/30/2019
Bell Bank10,970$991 09/30/2019
     EXAS10,970$991 09/30/2019
Allstate Corp10,875$983 09/30/2019
     EXAS10,875$983 09/30/2019
International Biotechnology Trust PLC10,700$967 09/30/2019
     EXAS10,700$967 09/30/2019
Chicago Partners Investment Group LLC10,647$947 09/30/2019
     EXAS10,647$947 09/30/2019
Nissay Asset Management Corp Japan ADV10,326$933 09/30/2019
     EXAS10,326$933 09/30/2019
American National Registered Investment Advisor Inc.10,230$924 09/30/2019
     EXAS10,230$924 09/30/2019
Enlightenment Research LLC10,100$913 09/30/2019
     EXAS10,100$913 09/30/2019
Ladenburg Thalmann Financial Services Inc.10,060$910 09/30/2019
     EXAS10,060$910 09/30/2019
Maverick Capital Ltd.10,060$909 09/30/2019
     EXAS10,060$909 09/30/2019
Edgewood Management LLC10,000$904 09/30/2019
     EXAS10,000$904 09/30/2019
Horseman Capital Management Ltd10,000$904 09/30/2019
     EXAS10,000$904 09/30/2019
Private Advisor Group LLC9,883$893 09/30/2019
     EXAS9,883$893 09/30/2019
First Republic Investment Management Inc.9,833$889 09/30/2019
     EXAS9,833$889 09/30/2019
Grandview Asset Management LLC9,748$869 09/30/2019
     EXAS9,748$869 09/30/2019
Schonfeld Strategic Advisors LLC9,475$856 09/30/2019
     EXAS9,475$856 09/30/2019
Piedmont Investment Advisors Inc.9,459$855 09/30/2019
     EXAS9,459$855 09/30/2019
Metropolitan Life Insurance Co NY9,416$851 09/30/2019
     EXAS9,416$851 09/30/2019
Janney Montgomery Scott LLC9,107$823 09/30/2019
     EXAS9,107$823 09/30/2019
First Allied Advisory Services Inc.9,083$820 09/30/2019
     EXAS9,083$820 09/30/2019
Massmutual Trust Co. FSB ADV9,007$814 09/30/2019
     EXAS9,007$814 09/30/2019
MainStreet Investment Advisors LLC9,007$813 09/30/2019
     EXAS9,007$813 09/30/2019
Paloma Partners Management Co $808 09/30/2019
     EXAS9,042$817 09/30/2019
     Put3,700$334 09/30/2019
     Call3,600$325 09/30/2019
Comerica Bank9,051$805 09/30/2019
     EXAS9,051$805 09/30/2019
Dupont Capital Management Corp8,858$800 09/30/2019
     EXAS8,858$800 09/30/2019
Teza Capital Management LLC8,601$777 09/30/2019
     EXAS8,601$777 09/30/2019
Opus Point Partners Management LLC8,534$771 09/30/2019
     EXAS8,534$771 09/30/2019
Gofen & Glossberg LLC IL8,293$749 09/30/2019
     EXAS8,293$749 09/30/2019
Bayesian Capital Management LP8,100$732 09/30/2019
     EXAS8,100$732 09/30/2019
Advisors Asset Management Inc.7,929$717 09/30/2019
     EXAS7,929$717 09/30/2019
Capital Investment Advisory Services LLC7,860$710 09/30/2019
     EXAS7,860$710 09/30/2019
MML Investors Services LLC7,840$709 09/30/2019
     EXAS7,840$709 09/30/2019
ETRADE Capital Management LLC7,646$691 09/30/2019
     EXAS7,646$691 09/30/2019
Prudential Financial Inc.7,307$660 09/30/2019
     EXAS7,307$660 09/30/2019
Suntrust Banks Inc.7,147$645 09/30/2019
     EXAS7,147$645 09/30/2019
Nvwm LLC7,124$644 09/30/2019
     EXAS7,124$644 09/30/2019
Cushing Asset Management LP7,120$643 09/30/2019
     EXAS7,120$643 09/30/2019
Ostrum Asset Management $637 09/30/2019
     Convertible Bond450$637 09/30/2019
Sumitomo Mitsui DS Asset Management Company Ltd6,978$630 09/30/2019
     EXAS6,978$630 09/30/2019
Sheaff Brock Investment Advisors LLC6,900$624 09/30/2019
     EXAS6,900$624 09/30/2019
Meridian Wealth Management LLC6,758$611 09/30/2019
     EXAS6,758$611 09/30/2019
Blueshift Asset Management LLC6,724$608 09/30/2019
     EXAS6,724$608 09/30/2019
Isthmus Partners LLC6,585$595 09/30/2019
     EXAS6,585$595 09/30/2019
Grassi Investment Management6,575$594 09/30/2019
     EXAS6,575$594 09/30/2019
King Luther Capital Management Corp6,310$570 09/30/2019
     EXAS6,310$570 09/30/2019
Two Sigma Investments LP6,254$565 09/30/2019
     EXAS6,254$565 09/30/2019
Mackenzie Financial Corp6,217$562 09/30/2019
     EXAS6,217$562 09/30/2019
Teton Advisors Inc. $541 09/30/2019
     CONVERTIBLE BOND500,000$541 09/30/2019
NumerixS Investment Technologies Inc5,600$506 09/30/2019
     EXAS5,600$506 09/30/2019
Shelton Capital Management5,467$494 09/30/2019
     EXAS5,467$494 09/30/2019
Oak Ridge Investments LLC5,470$494 09/30/2019
     EXAS5,470$494 09/30/2019
Independent Advisor Alliance5,445$492 09/30/2019
     EXAS5,445$492 09/30/2019
Daiwa Securities Group Inc.5,421$490 09/30/2019
     EXAS5,421$490 09/30/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors5,400$488 09/30/2019
     EXAS5,400$488 09/30/2019
Johnson Financial Group Inc.5,277$477 09/30/2019
     EXAS5,277$477 09/30/2019
Nordea Investment Management AB5,175$473 09/30/2019
     EXAS5,175$473 09/30/2019
Stephens Inc. AR5,176$468 09/30/2019
     EXAS5,176$468 09/30/2019
Columbia Asset Management5,170$467 09/30/2019
     EXAS5,170$467 09/30/2019
Advisory Research Inc.5,116$462 09/30/2019
     EXAS5,116$462 09/30/2019
Sigma Planning Corp4,818$435 09/30/2019
     EXAS4,818$435 09/30/2019
Bronfman E.L. Rothschild L.P.4,742$429 09/30/2019
     EXAS4,742$429 09/30/2019
Crescent Grove Advisors LLC4,750$429 09/30/2019
     EXAS4,750$429 09/30/2019
CIBC Asset Management Inc4,697$424 09/30/2019
     EXAS4,697$424 09/30/2019
AlphaCrest Capital Management LLC4,687$424 09/30/2019
     EXAS4,687$424 09/30/2019
IFP Advisors Inc4,425$405 09/30/2019
     EXAS4,425$405 09/30/2019
Lincoln National Corp4,382$396 09/30/2019
     EXAS4,382$396 09/30/2019
SeaCrest Wealth Management LLC4,384$396 09/30/2019
     EXAS4,384$396 09/30/2019
CI Investments Inc.4,368$395 09/30/2019
     EXAS4,368$395 09/30/2019
Corient Capital Partners LLC4,354$393 09/30/2019
     EXAS4,354$393 09/30/2019
Marietta Investment Partners LLC4,328$391 09/30/2019
     EXAS4,328$391 09/30/2019
QS Investors LLC4,300$389 09/30/2019
     EXAS4,300$389 09/30/2019
World Asset Management Inc4,281$387 09/30/2019
     EXAS4,281$387 09/30/2019
Bailard Inc.4,200$380 09/30/2019
     EXAS4,200$380 09/30/2019
Fluent Financial LLC4,074$368 09/30/2019
     EXAS4,074$368 09/30/2019
Pekin Hardy Strauss Inc.4,000$361 09/30/2019
     EXAS4,000$361 09/30/2019
Baker Avenue Asset Management LP4,000$361 09/30/2019
     EXAS4,000$361 09/30/2019
Campbell & CO Investment Adviser LLC3,953$357 09/30/2019
     EXAS3,953$357 09/30/2019
Bridges Investment Management Inc.3,921$354 09/30/2019
     EXAS3,921$354 09/30/2019
Los Angeles Capital Management & Equity Research Inc.3,885$351 09/30/2019
     EXAS3,885$351 09/30/2019
Advisory Services Network LLC2,977$351 09/30/2019
     EXAS2,977$351 09/30/2019
Rehmann Capital Advisory Group2,810$332 06/30/2019
     EXAS2,810$332 06/30/2019
People s United Financial Inc.3,641$329 09/30/2019
     EXAS3,641$329 09/30/2019
FDx Advisors Inc.3,610$326 09/30/2019
     EXAS3,610$326 09/30/2019
IHT Wealth Management LLC3,533$319 09/30/2019
     EXAS3,533$319 09/30/2019
Pier Capital LLC3,435$310 09/30/2019
     EXAS3,435$310 09/30/2019
The Manufacturers Life Insurance Company 3,327$306 09/30/2019
     EXAS3,327$306 09/30/2019
WINTON GROUP Ltd3,252$294 09/30/2019
     EXAS3,252$294 09/30/2019
Fox Run Management L.L.C.3,214$290 09/30/2019
     EXAS3,214$290 09/30/2019
Zions Bancorporation N.A.3,194$288 09/30/2019
     EXAS3,194$288 09/30/2019
Bluefin Trading LLC3,143$284 09/30/2019
     EXAS3,143$284 09/30/2019
Moors & Cabot Inc.3,150$284 09/30/2019
     EXAS3,150$284 09/30/2019
American International Group Inc.3,125$282 09/30/2019
     EXAS3,125$282 09/30/2019
PNC Financial Services Group Inc.3,055$277 09/30/2019
     EXAS3,055$277 09/30/2019
ProShare Advisors LLC3,047$275 09/30/2019
     EXAS3,047$275 09/30/2019
Mutual of America Capital Management LLC3,035$274 09/30/2019
     EXAS3,035$274 09/30/2019
DF Dent & Co. Inc.3,000$271 09/30/2019
     EXAS3,000$271 09/30/2019
Bainco International Investors3,000$271 09/30/2019
     EXAS3,000$271 09/30/2019
CWA Asset Management Group LLC3,000$271 09/30/2019
     EXAS3,000$271 09/30/2019
Clarus Wealth Advisors3,000$271 09/30/2019
     EXAS3,000$271 09/30/2019
BlueCrest Capital Management Ltd2,984$270 09/30/2019
     EXAS2,984$270 09/30/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.2,977$269 09/30/2019
     EXAS2,977$269 09/30/2019
First Business Financial Services Inc.2,900$262 09/30/2019
     EXAS2,900$262 09/30/2019
ExodusPoint Capital Management LP2,900$262 09/30/2019
     EXAS2,900$262 09/30/2019
Zeke Capital Advisors LLC2,833$256 09/30/2019
     EXAS2,833$256 09/30/2019
Coastline Trust Co2,825$255 09/30/2019
     EXAS2,825$255 09/30/2019
AE Wealth Management LLC2,802$253 09/30/2019
     EXAS2,802$253 09/30/2019
Symmetry Partners LLC2,787$252 09/30/2019
     EXAS2,787$252 09/30/2019
Oppenheimer Asset Management Inc. $249 09/30/2019
     EXAS1,526$138 09/30/2019
     NOTE 179,000$111 09/30/2019
Equitable Trust Co.2,736$247 09/30/2019
     EXAS2,736$247 09/30/2019
Calton & Associates Inc.2,699$244 09/30/2019
     EXAS2,699$244 09/30/2019
Mogy Joel R Investment Counsel Inc.2,700$244 09/30/2019
     EXAS2,700$244 09/30/2019
UBP Investment Advisors SA2,700$244 09/30/2019
     EXAS2,700$244 09/30/2019
BBVA USA Bancshares Inc.2,647$239 09/30/2019
     EXAS2,647$239 09/30/2019
Fulton Bank N.A.2,631$238 09/30/2019
     EXAS2,631$238 09/30/2019
Commerce Bank2,614$236 09/30/2019
     EXAS2,614$236 09/30/2019
Sequoia Wealth Management LLC2,650$236 09/30/2019
     EXAS2,650$236 09/30/2019
FNY Investment Advisers LLC2,600$234 09/30/2019
     EXAS2,600$234 09/30/2019
Harbour Capital Advisors LLC2,525$228 09/30/2019
     EXAS2,525$228 09/30/2019
Atria Investments LLC2,516$227 09/30/2019
     EXAS2,516$227 09/30/2019
Sandy Spring Bank2,500$226 09/30/2019
     EXAS2,500$226 09/30/2019
Financial Advisory Service Inc.2,500$226 09/30/2019
     EXAS2,500$226 09/30/2019
WoodTrust Financial Corp2,500$226 09/30/2019
     EXAS2,500$226 09/30/2019
Kovack Advisors Inc.2,485$225 09/30/2019
     EXAS2,485$225 09/30/2019
Carlson Capital Management2,442$221 09/30/2019
     EXAS2,442$221 09/30/2019
Clearstead Advisors LLC2,425$219 09/30/2019
     EXAS2,425$219 09/30/2019
Cerity Partners LLC2,415$218 09/30/2019
     EXAS2,415$218 09/30/2019
Exencial Wealth Advisors LLC2,411$218 09/30/2019
     EXAS2,411$218 09/30/2019
Beirne Wealth Consulting Services LLC2,400$217 09/30/2019
     EXAS2,400$217 09/30/2019
Gamco Investors INC. ET AL $216 09/30/2019
     CONVERTIBLE BOND200,000$216 09/30/2019
Associated Banc Corp2,347$212 09/30/2019
     EXAS2,347$212 09/30/2019
South Texas Money Management Ltd.2,250$203 09/30/2019
     EXAS2,250$203 09/30/2019
CSat Investment Advisory L.P.1,866$169 09/30/2019
     EXAS1,866$169 09/30/2019
Captrust Financial Advisors1,808$163 09/30/2019
     EXAS1,808$163 09/30/2019
Tower Research Capital LLC TRC 1,689$153 09/30/2019
     EXAS1,689$153 09/30/2019
Proequities Inc. $138 09/30/2019
     EXAS1,528$138 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
     DBCV 10$0 09/30/2019
     NOTE 00$0 09/30/2019
Livforsakringsbolaget Skandia Omsesidigt1,500$136 09/30/2019
     EXAS1,500$136 09/30/2019
CWM LLC1,482$134 09/30/2019
     EXAS1,482$134 09/30/2019
Pacitti Group Inc.1,425$129 09/30/2019
     EXAS1,425$129 09/30/2019
Rockefeller Capital Management L.P.1,350$122 09/30/2019
     EXAS1,350$122 09/30/2019
Northern Oak Wealth Management Inc.1,300$117 09/30/2019
     EXAS1,300$117 09/30/2019
GQ Asset Management LLC1,181$107 09/30/2019
     EXAS1,181$107 09/30/2019
Quadrant Capital Group LLC1,171$103 09/30/2019
     EXAS1,171$103 09/30/2019
Sonora Investment Management LLC1,040$94 09/30/2019
     EXAS1,040$94 09/30/2019
Flagship Harbor Advisors LLC1,040$93 09/30/2019
     EXAS1,040$93 09/30/2019
Patriot Financial Group Insurance Agency LLC1,003$91 09/30/2019
     EXAS1,003$91 09/30/2019
Seeyond1,009$91 09/30/2019
     EXAS1,009$91 09/30/2019
Salem Investment Counselors Inc.1,000$90 09/30/2019
     EXAS1,000$90 09/30/2019
Rock Creek Group LP1,000$90 09/30/2019
     EXAS1,000$90 09/30/2019
American Research & Management Co.900$81 09/30/2019
     EXAS900$81 09/30/2019
Sowell Financial Services LLC815$74 09/30/2019
     EXAS815$74 09/30/2019
Synovus Financial Corp801$73 09/30/2019
     EXAS801$73 09/30/2019
Morgan Dempsey Capital Management LLC802$72 09/30/2019
     EXAS802$72 09/30/2019
NEXT Financial Group Inc796$72 09/30/2019
     EXAS796$72 09/30/2019
Parallel Advisors LLC798$72 09/30/2019
     EXAS798$72 09/30/2019
Bridger Capital Management LLC700$68 09/30/2019
     EXAS700$68 09/30/2019
Brown Brothers Harriman & Co.704$64 09/30/2019
     EXAS704$64 09/30/2019
LS Investment Advisors LLC674$61 09/30/2019
     EXAS674$61 09/30/2019
Coastal Investment Advisors Inc.648$59 09/30/2019
     EXAS648$59 09/30/2019
Tortoise Investment Management LLC628$57 09/30/2019
     EXAS628$57 09/30/2019
Harvest Fund Management Co. Ltd620$56 09/30/2019
     EXAS620$56 09/30/2019
Skylands Capital LLC550$50 09/30/2019
     EXAS550$50 09/30/2019
Strategic Blueprint LLC553$50 09/30/2019
     EXAS553$50 09/30/2019
Shine Investment Advisory Services Inc.518$47 09/30/2019
     EXAS518$47 09/30/2019
Ameritas Investment Corp508$46 09/30/2019
     EXAS508$46 09/30/2019
Golden State Wealth Management LLC510$46 09/30/2019
     EXAS510$46 09/30/2019
HM Payson & Co.500$45 09/30/2019
     EXAS500$45 09/30/2019
Ropes Wealth Advisors LLC500$45 09/30/2019
     EXAS500$45 09/30/2019
Certified Advisory Corp450$41 09/30/2019
     EXAS450$41 09/30/2019
Harvest Group Wealth Management LLC396$36 09/30/2019
     EXAS396$36 09/30/2019
Focused Wealth Management Inc258$23 09/30/2019
     EXAS258$23 09/30/2019
Alpha Windward LLC247$22 09/30/2019
     EXAS247$22 09/30/2019
Truewealth LLC219$20 09/30/2019
     EXAS219$20 09/30/2019
Steward Partners Investment Advisory LLC217$19 09/30/2019
     EXAS217$19 09/30/2019
Blume Capital Management Inc.210$18 09/30/2019
     EXAS210$18 09/30/2019
CX Institutional200$18 09/30/2019
     EXAS200$18 09/30/2019
Lake Point Wealth Management150$18 06/30/2019
     EXAS150$18 06/30/2019
Parkside Financial Bank & Trust192$17 09/30/2019
     EXAS192$17 09/30/2019
Valeo Financial Advisors LLC174$16 09/30/2019
     EXAS174$16 09/30/2019
Howard Financial Services LTD. $16 09/30/2019
     NOTE 015,000$16 09/30/2019
FTB Advisors Inc.168$15 09/30/2019
     EXAS168$15 09/30/2019
Berman Capital Advisors LLC174$15 09/30/2019
     EXAS174$15 09/30/2019
Intercontinental Wealth Advisors LLC160$14 09/30/2019
     EXAS160$14 09/30/2019
First National Bank of South Miami100$12 09/30/2019
     EXAS100$12 09/30/2019
Virtus ETF Advisers LLC127$11 09/30/2019
     EXAS127$11 09/30/2019
Whittier Trust Co.110$10 09/30/2019
     EXAS110$10 09/30/2019
Fifth Third Bancorp100$9 09/30/2019
     EXAS100$9 09/30/2019
Farmers & Merchants Investments Inc.105$9 09/30/2019
     EXAS105$9 09/30/2019
Executive Wealth Management LLC110$9 09/30/2019
     EXAS110$9 09/30/2019
GSB Wealth Management LLC100$9 09/30/2019
     EXAS100$9 09/30/2019
Tower View Investment Management & Research LLC105$9 09/30/2019
     EXAS105$9 09/30/2019
Investors Research Corp104$9 09/30/2019
     EXAS104$9 09/30/2019
Altshuler Shaham Ltd88$8 09/30/2019
     EXAS88$8 09/30/2019
Prime Capital Investment Advisors LLC80$7 09/30/2019
     EXAS80$7 09/30/2019
Private Capital Group LLC82$7 09/30/2019
     EXAS82$7 09/30/2019
Quest Capital Management Inc. ADV61$6 09/30/2019
     EXAS61$6 09/30/2019
Earnest Partners LLC64$6 09/30/2019
     EXAS64$6 09/30/2019
TCI Wealth Advisors Inc.68$6 09/30/2019
     EXAS68$6 09/30/2019
Point72 Hong Kong Ltd70$6 09/30/2019
     EXAS70$6 09/30/2019
CENTRAL TRUST Co50$5 09/30/2019
     EXAS50$5 09/30/2019
Northwestern Mutual Wealth Management Co.56$5 09/30/2019
     EXAS56$5 09/30/2019
Financial Architects Inc50$5 09/30/2019
     EXAS50$5 09/30/2019
Pathstone Family Office LLC51$5 09/30/2019
     EXAS51$5 09/30/2019
Candriam Luxembourg S.C.A.54,642$5 09/30/2019
     EXAS54,642$5 09/30/2019
Baystate Wealth Management LLC60$5 09/30/2019
     EXAS60$5 09/30/2019
Winch Advisory Services LLC52$5 09/30/2019
     EXAS52$5 09/30/2019
Strategic Wealth Partners Ltd.59$5 09/30/2019
     EXAS59$5 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA45$4 09/30/2019
     EXAS45$4 09/30/2019
Bessemer Group Inc.40$4 09/30/2019
     EXAS40$4 09/30/2019
Kistler Tiffany Companies LLC47$4 09/30/2019
     EXAS47$4 09/30/2019
Hudock Capital Group LLC50$4 09/30/2019
     EXAS50$4 09/30/2019
Lowe Wealth Advisors LLC45$4 09/30/2019
     EXAS45$4 09/30/2019
D Orazio & Associates Inc.40$4 09/30/2019
     EXAS40$4 09/30/2019
Clearbridge Investments LLC $3 09/30/2019
     NOTE 030,000$3 09/30/2019
Lindbrook Capital LLC34$3 09/30/2019
     EXAS34$3 09/30/2019
FinTrust Capital Advisors LLC19$2 09/30/2019
     EXAS19$2 09/30/2019
Institutional & Family Asset Management LLC20$2 09/30/2019
     EXAS20$2 09/30/2019
Capital Bank & Trust Co20$2 09/30/2019
     EXAS20$2 09/30/2019
Citizens Financial Group Inc RI11$1 09/30/2019
     EXAS11$1 09/30/2019
Kayne Anderson Rudnick Investment Management LLC15$1 09/30/2019
     EXAS15$1 09/30/2019
Enterprise Financial Services Corp11$1 09/30/2019
     EXAS11$1 09/30/2019
Trust Co. of Vermont12$1 09/30/2019
     EXAS12$1 09/30/2019
Signaturefd LLC9$1 09/30/2019
     EXAS9$1 09/30/2019
San Francisco Sentry Investment Group CA6$1 09/30/2019
     EXAS6$1 09/30/2019
Tarbox Family Office Inc.10$1 09/30/2019
     EXAS10$1 09/30/2019
Glassman Wealth Services9$1 09/30/2019
     EXAS9$1 09/30/2019
Venturi Wealth Management LLC9$1 09/30/2019
     EXAS9$1 09/30/2019
Garrett Wealth Advisory Group LLC12$1 09/30/2019
     EXAS12$1 09/30/2019
Global Retirement Partners LLC10$1 09/30/2019
     EXAS10$1 09/30/2019
Glenmede Trust Co. NA9$0 09/30/2019
     EXAS9$0 09/30/2019
Gradient Investments LLC2$0 09/30/2019
     EXAS2$0 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC0$0 09/30/2019
     EXAS0$0 09/30/2019
Gemmer Asset Management LLC1$0 09/30/2019
     EXAS1$0 09/30/2019
Cutler Group LP $-111 09/30/2019
     Put27,800$197 09/30/2019
     Call32,800$58 09/30/2019
     EXAS318$28 09/30/2019
HAP Trading LLC $-168 09/30/2019
     Put1,000,600$279 09/30/2019
     Call92,400$111 09/30/2019
Citigroup Inc. $-430 09/30/2019
     Put152,800$13,809 09/30/2019
     Call90,400$8,169 09/30/2019
     EXAS52,344$4,730 09/30/2019
     NOTE 0306,000$330 09/30/2019
     NOTE 1106,000$150 09/30/2019
Harvest Management LLC $-723 09/30/2019
     Put8,000$723 09/30/2019
Havens Advisors LLC $-1,220 09/30/2019
     Put13,500$1,220 09/30/2019
Caption Management LLC $-3,054 09/30/2019
     Put158,800$14,350 09/30/2019
     Call125,000$11,296 09/30/2019
Twin Tree Management LP $-3,057 09/30/2019
     Put135,300$12,227 09/30/2019
     EXAS82,974$7,498 09/30/2019
     Call18,500$1,672 09/30/2019
Summit Partners Public Asset Management LLC $-3,212 09/30/2019
     Put220,000$19,881 09/30/2019
     EXAS184,458$16,669 09/30/2019
Jefferies Group LLC $-3,367 09/30/2019
     Put148,100$13,384 09/30/2019
     EXAS97,293$8,792 09/30/2019
     NOTE 01,127,000$1,225 09/30/2019
Balyasny Asset Management LLC $-4,519 09/30/2019
     Put50,000$4,519 09/30/2019
Pentwater Capital Management LP $-13,646 09/30/2019
     Put180,000$16,267 09/30/2019
     EXAS29,000$2,621 09/30/2019
PEAK6 Investments LLC $-16,508 09/30/2019
     Put370,600$33,491 09/30/2019
     Call126,500$11,432 09/30/2019
     EXAS61,423$5,551 09/30/2019
Group One Trading L.P. $-24,463 09/30/2019
     Put481,000$43,468 09/30/2019
     Call210,300$19,005 09/30/2019
Susquehanna International Group LLP $-32,825 09/30/2019
     Put1,210,200$109,366 09/30/2019
     Call690,600$62,409 09/30/2019
     EXAS156,379$14,132 09/30/2019
Nantahala Capital Management LLC1,374,200$-124,186 09/30/2019
     Put1,374,200$124,186 09/30/2019

See Summary: Institutional Holders of EXAS
See Details: Top 10 Hedge Funds Holding EXAS
Also See: EXAS Insider Buying
Also See: EXAS Holdings Changes

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