HoldingsChannel.com
Funds Holding AZN
HolderAmountPosition Size
($ in 1000's)
 As of
Wellington Management Group LLP66,937,190$2,983,390 09/30/2019
     AZN66,937,190$2,983,390 09/30/2019
Primecap Management Co. CA58,829,196$2,622,017 09/30/2019
     AZN58,829,196$2,622,017 09/30/2019
Dodge & Cox49,349,140$2,199,491 09/30/2019
     AZN49,349,140$2,199,491 09/30/2019
FMR LLC48,155,618$2,146,295 09/30/2019
     AZN48,155,618$2,146,295 09/30/2019
Jennison Associates LLC35,984,685$1,603,837 09/30/2019
     AZN35,984,685$1,603,837 09/30/2019
Capital International Investors16,630,274$741,213 09/30/2019
     AZN16,630,274$741,213 09/30/2019
Fisher Asset Management LLC16,261,961$724,796 09/30/2019
     AZN16,261,961$724,796 09/30/2019
Price T Rowe Associates Inc. MD12,239,470$545,513 09/30/2019
     AZN12,239,470$545,513 09/30/2019
Bank of America Corp DE10,200,856$454,653 09/30/2019
     AZN10,200,856$454,653 09/30/2019
Capital World Investors9,815,219$437,471 09/30/2019
     AZN9,815,219$437,471 09/30/2019
Invesco Ltd.8,761,224$390,487 09/30/2019
     AZN8,761,224$390,487 09/30/2019
Arrowstreet Capital Limited Partnership8,587,921$382,764 09/30/2019
     AZN8,587,921$382,764 09/30/2019
Goldman Sachs Group Inc. $300,085 09/30/2019
     AZN6,638,599$295,882 09/30/2019
     Call194,300$8,660 09/30/2019
     Put100,000$4,457 09/30/2019
Winslow Capital Management LLC6,561,801$292,460 09/30/2019
     AZN6,561,801$292,460 09/30/2019
GQG Partners LLC5,929,223$264,102 09/30/2019
     AZN5,929,223$264,102 09/30/2019
Franklin Resources Inc.5,387,458$240,126 09/30/2019
     AZN5,387,458$240,126 09/30/2019
Putnam Investments LLC4,642,487$206,915 09/30/2019
     AZN4,642,487$206,915 09/30/2019
BlackRock Inc.4,268,742$190,258 09/30/2019
     AZN4,268,742$190,258 09/30/2019
Marshall Wace North America L.P.3,411,676$152,059 09/30/2019
     AZN3,411,676$152,059 09/30/2019
Northern Trust Corp3,250,018$144,853 09/30/2019
     AZN3,250,018$144,853 09/30/2019
Dimensional Fund Advisors LP3,065,372$136,624 09/30/2019
     AZN3,065,372$136,624 09/30/2019
Parametric Portfolio Associates LLC2,987,152$133,137 09/30/2019
     AZN2,987,152$133,137 09/30/2019
Bank of Montreal Can2,714,905$121,003 09/30/2019
     AZN2,714,905$121,003 09/30/2019
Epoch Investment Partners Inc.2,630,885$117,258 09/30/2019
     AZN2,630,885$117,258 09/30/2019
Farallon Capital Management LLC2,375,785$105,889 09/30/2019
     AZN2,375,785$105,889 09/30/2019
Morgan Stanley2,230,273$99,403 09/30/2019
     AZN2,230,273$99,403 09/30/2019
Wells Fargo & Company MN2,184,663$97,370 09/30/2019
     AZN2,184,663$97,370 09/30/2019
Russell Investments Group Ltd.1,958,492$87,492 09/30/2019
     AZN1,958,492$87,492 09/30/2019
Marshall Wace LLP1,885,463$84,036 09/30/2019
     AZN1,885,463$84,036 09/30/2019
Allianz Asset Management GmbH1,855,231$82,688 09/30/2019
     AZN1,855,231$82,688 09/30/2019
Royal Bank of Canada1,614,377$71,953 09/30/2019
     AZN1,614,377$71,953 09/30/2019
Crawford Investment Counsel Inc.1,611,295$71,815 09/30/2019
     AZN1,611,295$71,815 09/30/2019
Sei Investments Co.1,562,453$69,628 09/30/2019
     AZN1,562,453$69,628 09/30/2019
Neuberger Berman Group LLC1,527,546$68,082 09/30/2019
     AZN1,527,546$68,082 09/30/2019
Citadel Advisors LLC $66,001 09/30/2019
     AZN1,514,938$67,521 09/30/2019
     Put159,000$7,087 09/30/2019
     Call124,900$5,567 09/30/2019
Amundi Pioneer Asset Management Inc.1,321,579$58,902 09/30/2019
     AZN1,321,579$58,902 09/30/2019
Becker Capital Management Inc.1,275,623$56,855 09/30/2019
     AZN1,275,623$56,855 09/30/2019
UBS Group AG $56,367 09/30/2019
     AZN1,265,701$56,412 09/30/2019
     Put1,000$45 09/30/2019
Holocene Advisors LP1,250,242$55,723 09/30/2019
     AZN1,250,242$55,723 09/30/2019
Aperio Group LLC1,226,544$54,667 09/30/2019
     AZN1,226,544$54,667 09/30/2019
Axiom International Investors LLC DE1,216,370$54,214 09/30/2019
     AZN1,216,370$54,214 09/30/2019
Raymond James & Associates1,202,496$53,595 09/30/2019
     AZN1,202,496$53,595 09/30/2019
Hardman Johnston Global Advisors LLC1,122,368$50,024 09/30/2019
     AZN1,122,368$50,024 09/30/2019
Jane Street Group LLC $45,237 09/30/2019
     AZN841,465$37,504 09/30/2019
     Call178,000$7,934 09/30/2019
     Put4,500$201 09/30/2019
Brandywine Global Investment Management LLC996,864$44,431 09/30/2019
     AZN996,864$44,431 09/30/2019
Waddell & Reed Financial Inc.960,645$42,816 09/30/2019
     AZN960,645$42,816 09/30/2019
Nuveen Asset Management LLC938,741$41,840 09/30/2019
     AZN938,741$41,840 09/30/2019
Charles Schwab Investment Management Inc.840,000$37,439 09/30/2019
     AZN840,000$37,439 09/30/2019
Thornburg Investment Management Inc.789,374$35,182 09/30/2019
     AZN789,374$35,182 09/30/2019
Cidel Asset Management Inc.774,519$34,520 09/30/2019
     AZN774,519$34,520 09/30/2019
Eaton Vance Management771,414$34,381 09/30/2019
     AZN771,414$34,381 09/30/2019
ZWJ Investment Counsel Inc.737,044$32,850 09/30/2019
     AZN737,044$32,850 09/30/2019
Capital Bank & Trust Co722,540$32,204 09/30/2019
     AZN722,540$32,204 09/30/2019
Schafer Cullen Capital Management Inc686,273$30,587 09/30/2019
     AZN686,273$30,587 09/30/2019
Deutsche Bank AG668,569$29,795 09/30/2019
     AZN668,569$29,795 09/30/2019
NWQ Investment Management Company LLC665,517$29,662 09/30/2019
     AZN665,517$29,662 09/30/2019
Janus Henderson Group PLC665,466$29,660 09/30/2019
     AZN665,466$29,660 09/30/2019
CIBC Private Wealth Group LLC620,639$27,662 09/30/2019
     AZN620,639$27,662 09/30/2019
Magnetar Financial LLC609,637$27,172 09/30/2019
     AZN609,637$27,172 09/30/2019
Causeway Capital Management LLC $25,512 09/30/2019
     SPONSORED ADR572,407$25,512 09/30/2019
TD Asset Management Inc.562,036$25,050 09/30/2019
     AZN562,036$25,050 09/30/2019
Adage Capital Partners GP L.L.C.500,000$22,285 09/30/2019
     AZN500,000$22,285 09/30/2019
Janney Capital Management LLC440,790$21,978 12/31/2019
     AZN440,790$21,978 12/31/2019
Natixis Advisors L.P.486,285$21,674 09/30/2019
     AZN486,285$21,674 09/30/2019
Banque Pictet & Cie SA232,212$20,778 09/30/2019
     AZN232,212$20,778 09/30/2019
Pictet North America Advisors SA232,212$20,778 09/30/2019
     AZN232,212$20,778 09/30/2019
Millennium Management LLC $20,734 09/30/2019
     Call450,600$20,083 09/30/2019
     AZN14,607$651 09/30/2019
Envestnet Asset Management Inc.457,031$20,370 09/30/2019
     AZN457,031$20,370 09/30/2019
Blair William & Co. IL453,232$20,201 09/30/2019
     AZN453,232$20,201 09/30/2019
Friess Associates LLC418,000$18,630 09/30/2019
     AZN418,000$18,630 09/30/2019
Galibier Capital Management Ltd.357,770$17,838 12/31/2019
     AZN357,770$17,838 12/31/2019
Cookson Peirce & Co. Inc.354,179$15,786 09/30/2019
     AZN354,179$15,786 09/30/2019
Vigilant Capital Management LLC316,587$15,785 12/31/2019
     AZN316,587$15,785 12/31/2019
Park National Corp OH314,775$15,695 12/31/2019
     AZN314,775$15,695 12/31/2019
Voloridge Investment Management LLC339,200$15,118 09/30/2019
     AZN339,200$15,118 09/30/2019
Ameriprise Financial Inc.329,048$14,675 09/30/2019
     AZN329,048$14,675 09/30/2019
OLD Mission Capital LLC315,748$14,073 09/30/2019
     AZN315,748$14,073 09/30/2019
Balyasny Asset Management LLC315,615$14,067 09/30/2019
     AZN315,615$14,067 09/30/2019
PNC Financial Services Group Inc.315,510$14,062 09/30/2019
     AZN315,510$14,062 09/30/2019
Parkwood LLC313,650$13,979 09/30/2019
     AZN313,650$13,979 09/30/2019
Stifel Financial Corp297,265$13,214 09/30/2019
     AZN297,265$13,214 09/30/2019
JPMorgan Chase & Co. $12,939 09/30/2019
     AZN240,301$10,710 09/30/2019
     Call50,000$2,229 09/30/2019
Chilton Capital Management LLC284,742$12,691 09/30/2019
     AZN284,742$12,691 09/30/2019
Federated Investors Inc. PA281,966$12,567 09/30/2019
     AZN281,966$12,567 09/30/2019
Cullen Frost Bankers Inc.280,996$12,524 09/30/2019
     AZN280,996$12,524 09/30/2019
Sit Investment Associates Inc.278,940$12,432 09/30/2019
     AZN278,940$12,432 09/30/2019
Tekla Capital Management LLC276,098$12,306 09/30/2019
     AZN276,098$12,306 09/30/2019
M&T Bank Corp250,447$11,163 09/30/2019
     AZN250,447$11,163 09/30/2019
Citigroup Inc. $11,012 09/30/2019
     AZN246,552$10,989 09/30/2019
     Call139,100$6,200 09/30/2019
     Put138,600$6,177 09/30/2019
Legal & General Group Plc240,448$10,718 09/30/2019
     AZN240,448$10,718 09/30/2019
Skba Capital Management LLC231,670$10,326 09/30/2019
     AZN231,670$10,326 09/30/2019
PEAK6 Investments LLC $9,989 09/30/2019
     Call389,400$17,356 09/30/2019
     Put165,300$7,367 09/30/2019
CWM LLC215,839$9,620 09/30/2019
     AZN215,839$9,620 09/30/2019
State Street Corp205,500$9,159 09/30/2019
     AZN205,500$9,159 09/30/2019
AMP Capital Investors Ltd193,158$8,745 09/30/2019
     AZN193,158$8,745 09/30/2019
Comerica Bank178,540$8,436 09/30/2019
     AZN178,540$8,436 09/30/2019
Bamco Inc. NY180,904$8,063 09/30/2019
     AZN180,904$8,063 09/30/2019
Assetmark Inc.180,589$8,049 09/30/2019
     AZN180,589$8,049 09/30/2019
Quantitative Investment Management LLC167,674$7,473 09/30/2019
     AZN167,674$7,473 09/30/2019
Van ECK Associates Corp167,302$7,457 09/30/2019
     AZN167,302$7,457 09/30/2019
Athena Capital Advisors LLC162,600$7,247 09/30/2019
     AZN162,600$7,247 09/30/2019
Mackenzie Financial Corp162,300$7,234 09/30/2019
     AZN162,300$7,234 09/30/2019
Trillium Asset Management LLC161,159$7,183 09/30/2019
     AZN161,159$7,183 09/30/2019
Baird Financial Group Inc.158,049$7,045 09/30/2019
     AZN158,049$7,045 09/30/2019
Glenmede Trust Co. NA153,123$6,824 09/30/2019
     AZN153,123$6,824 09/30/2019
Squarepoint Ops LLC150,286$6,698 09/30/2019
     AZN150,286$6,698 09/30/2019
BOKF NA148,788$6,631 09/30/2019
     AZN148,788$6,631 09/30/2019
Renaissance Technologies LLC146,600$6,534 09/30/2019
     AZN146,600$6,534 09/30/2019
Fred Alger Management LLC145,534$6,486 09/30/2019
     AZN145,534$6,486 09/30/2019
Buckingham Capital Management Inc.143,585$6,400 09/30/2019
     AZN143,585$6,400 09/30/2019
Commonwealth Equity Services LLC141,645$6,313 09/30/2019
     AZN141,645$6,313 09/30/2019
Suntrust Banks Inc.136,472$6,083 09/30/2019
     AZN136,472$6,083 09/30/2019
Kayne Anderson Rudnick Investment Management LLC135,538$6,042 09/30/2019
     AZN135,538$6,042 09/30/2019
SG Americas Securities LLC135,398$6,035 09/30/2019
     AZN135,398$6,035 09/30/2019
Janney Montgomery Scott LLC120,101$5,988 12/31/2019
     AZN120,101$5,988 12/31/2019
Oppenheimer Asset Management Inc.134,153$5,981 09/30/2019
     AZN134,153$5,981 09/30/2019
Schonfeld Strategic Advisors LLC133,002$5,928 09/30/2019
     AZN133,002$5,928 09/30/2019
LPL Financial LLC127,101$5,665 09/30/2019
     AZN127,101$5,665 09/30/2019
Bogle Investment Management L P DE126,800$5,651 09/30/2019
     AZN126,800$5,651 09/30/2019
Two Sigma Advisers LP123,100$5,487 09/30/2019
     AZN123,100$5,487 09/30/2019
PARK CIRCLE Co114,400$5,099 09/30/2019
     AZN114,400$5,099 09/30/2019
Daiwa Securities Group Inc.113,845$5,074 09/30/2019
     AZN113,845$5,074 09/30/2019
Weiss Multi Strategy Advisers LLC110,000$4,903 09/30/2019
     AZN110,000$4,903 09/30/2019
Bank of New York Mellon Corp109,961$4,901 09/30/2019
     AZN109,961$4,901 09/30/2019
BLB&B Advisors LLC97,339$4,853 12/31/2019
     AZN97,339$4,853 12/31/2019
LSV Asset Management107,200$4,777 09/30/2019
     AZN107,200$4,777 09/30/2019
Dorsey Wright & Associates101,550$4,527 09/30/2019
     AZN101,550$4,527 09/30/2019
Geode Capital Management LLC98,131$4,373 09/30/2019
     AZN98,131$4,373 09/30/2019
Gabelli Funds LLC98,000$4,368 09/30/2019
     AZN98,000$4,368 09/30/2019
Raymond James Financial Services Advisors Inc.97,693$4,354 09/30/2019
     AZN97,693$4,354 09/30/2019
Tealwood Asset Management Inc.87,228$4,349 12/31/2019
     AZN87,228$4,349 12/31/2019
Capital International Ltd. CA95,100$4,239 09/30/2019
     AZN95,100$4,239 09/30/2019
Synovus Financial Corp91,179$4,060 09/30/2019
     AZN91,179$4,060 09/30/2019
Guardian Capital LP88,796$3,958 09/30/2019
     AZN88,796$3,958 09/30/2019
William Blair Investment Management LLC88,147$3,929 09/30/2019
     AZN88,147$3,929 09/30/2019
Segantii Capital Management Ltd87,109$3,892 09/30/2019
     AZN87,109$3,892 09/30/2019
US Bancorp DE87,312$3,891 09/30/2019
     AZN87,312$3,891 09/30/2019
Guardian Capital Advisors LP90,155$3,828 09/30/2019
     AZN90,155$3,828 09/30/2019
Macquarie Group Ltd.84,723$3,776 09/30/2019
     AZN84,723$3,776 09/30/2019
Boothbay Fund Management LLC83,334$3,714 09/30/2019
     AZN83,334$3,714 09/30/2019
Kornitzer Capital Management Inc. KS83,100$3,704 09/30/2019
     AZN83,100$3,704 09/30/2019
Advisors Asset Management Inc.81,644$3,639 09/30/2019
     AZN81,644$3,639 09/30/2019
Sivik Global Healthcare LLC80,000$3,566 09/30/2019
     AZN80,000$3,566 09/30/2019
Capital International Sarl78,150$3,483 09/30/2019
     AZN78,150$3,483 09/30/2019
Pinkerton Retirement Specialists LLC77,866$3,470 09/30/2019
     AZN77,866$3,470 09/30/2019
Avalon Investment & Advisory74,178$3,306 09/30/2019
     AZN74,178$3,306 09/30/2019
Patten Group Inc.65,779$3,280 12/31/2019
     AZN65,779$3,280 12/31/2019
BB&T Corp70,896$3,160 09/30/2019
     AZN70,896$3,160 09/30/2019
Essex Investment Management Co. LLC67,501$3,009 09/30/2019
     AZN67,501$3,009 09/30/2019
Keybank National Association OH66,507$2,964 09/30/2019
     AZN66,507$2,964 09/30/2019
Cambridge Investment Research Advisors Inc.64,174$2,860 09/30/2019
     AZN64,174$2,860 09/30/2019
AE Wealth Management LLC54,817$2,733 12/31/2019
     AZN54,817$2,733 12/31/2019
Mckinley Capital Management LLC Delaware54,318$2,709 12/31/2019
     AZN54,318$2,709 12/31/2019
CIBC World Markets Inc.59,977$2,673 09/30/2019
     AZN59,977$2,673 09/30/2019
Azimuth Capital Management LLC58,982$2,629 09/30/2019
     AZN58,982$2,629 09/30/2019
Bank of Hawaii57,879$2,580 09/30/2019
     AZN57,879$2,580 09/30/2019
Ladenburg Thalmann Financial Services Inc.57,094$2,545 09/30/2019
     AZN57,094$2,545 09/30/2019
HighTower Advisors LLC56,678$2,522 09/30/2019
     AZN56,678$2,522 09/30/2019
Bailard Inc.56,260$2,508 09/30/2019
     AZN56,260$2,508 09/30/2019
First Republic Investment Management Inc.56,257$2,507 09/30/2019
     AZN56,257$2,507 09/30/2019
Hsbc Holdings PLC $2,450 09/30/2019
     AZN45,851$2,044 09/30/2019
     Call9,100$406 09/30/2019
Cullen Capital Management LLC54,730$2,439 09/30/2019
     AZN54,730$2,439 09/30/2019
BB&T Securities LLC54,448$2,431 09/30/2019
     AZN54,448$2,431 09/30/2019
Burney Co.54,398$2,425 09/30/2019
     AZN54,398$2,425 09/30/2019
Archford Capital Strategies LLC48,000$2,393 12/31/2019
     AZN48,000$2,393 12/31/2019
Verition Fund Management LLC53,262$2,374 09/30/2019
     AZN53,262$2,374 09/30/2019
Corient Capital Partners LLC51,468$2,294 09/30/2019
     AZN51,468$2,294 09/30/2019
Susquehanna Fundamental Investments LLC51,300$2,286 09/30/2019
     AZN51,300$2,286 09/30/2019
WealthPLAN Partners LLC46,616$2,229 09/30/2019
     AZN46,616$2,229 09/30/2019
Private Advisor Group LLC47,773$2,225 09/30/2019
     AZN47,773$2,225 09/30/2019
Alliancebernstein L.P.49,900$2,224 09/30/2019
     AZN49,900$2,224 09/30/2019
South State Corp49,663$2,214 09/30/2019
     AZN49,663$2,214 09/30/2019
Wetherby Asset Management Inc.49,513$2,207 09/30/2019
     AZN49,513$2,207 09/30/2019
ETRADE Capital Management LLC47,911$2,135 09/30/2019
     AZN47,911$2,135 09/30/2019
Capital International Inc. CA46,698$2,081 09/30/2019
     AZN46,698$2,081 09/30/2019
United Services Automobile Association41,591$2,074 12/31/2019
     AZN41,591$2,074 12/31/2019
Wolverine Trading LLC $2,069 09/30/2019
     Call83,000$3,758 09/30/2019
     Put37,300$1,689 09/30/2019
FDx Advisors Inc.45,713$2,037 09/30/2019
     AZN45,713$2,037 09/30/2019
Advisor Group Inc.43,836$1,955 09/30/2019
     AZN43,836$1,955 09/30/2019
Global Wealth Management Investment Advisory Inc.43,763$1,951 09/30/2019
     AZN43,763$1,951 09/30/2019
Thomas White International Ltd.43,464$1,937 09/30/2019
     AZN43,464$1,937 09/30/2019
Crossmark Global Holdings Inc.43,258$1,928 09/30/2019
     AZN43,258$1,928 09/30/2019
Mirae Asset Global Investments Co. Ltd.42,333$1,886 09/30/2019
     AZN42,333$1,886 09/30/2019
Continental Advisors LLC41,834$1,865 09/30/2019
     AZN41,834$1,865 09/30/2019
Vestmark Advisory Solutions Inc.41,732$1,860 09/30/2019
     AZN41,732$1,860 09/30/2019
Creative Planning41,348$1,843 09/30/2019
     AZN41,348$1,843 09/30/2019
Mount Yale Investment Advisors LLC38,567$1,816 09/30/2019
     AZN38,567$1,816 09/30/2019
Searle & CO.35,400$1,765 12/31/2019
     AZN35,400$1,765 12/31/2019
Gofen & Glossberg LLC IL39,485$1,760 09/30/2019
     AZN39,485$1,760 09/30/2019
Fiera Capital Corp38,854$1,732 09/30/2019
     AZN38,854$1,732 09/30/2019
Walleye Trading LLC $1,724 09/30/2019
     Call48,900$2,179 09/30/2019
     Put10,200$455 09/30/2019
Pinnacle Associates Ltd.38,560$1,719 09/30/2019
     AZN38,560$1,719 09/30/2019
Quantitative Systematic Strategies LLC38,382$1,711 09/30/2019
     AZN38,382$1,711 09/30/2019
Gradient Investments LLC33,413$1,666 12/31/2019
     AZN33,413$1,666 12/31/2019
Brandywine Oak Private Wealth LLC36,906$1,644 09/30/2019
     AZN36,906$1,644 09/30/2019
Freestone Capital Holdings LLC36,531$1,628 09/30/2019
     AZN36,531$1,628 09/30/2019
Vident Investment Advisory LLC35,713$1,592 09/30/2019
     AZN35,713$1,592 09/30/2019
Sawtooth Solutions LLC35,557$1,585 09/30/2019
     AZN35,557$1,585 09/30/2019
Todd Asset Management LLC34,762$1,549 09/30/2019
     AZN34,762$1,549 09/30/2019
Avantax Advisory Services Inc.33,347$1,487 09/30/2019
     AZN33,347$1,487 09/30/2019
Hanson & Doremus Investment Management29,083$1,450 12/31/2019
     AZN29,083$1,450 12/31/2019
Doyle Wealth Management32,463$1,447 09/30/2019
     AZN32,463$1,447 09/30/2019
Sound View Wealth Advisors Group LLC32,391$1,444 09/30/2019
     AZN32,391$1,444 09/30/2019
Frontier Wealth Management LLC32,330$1,441 09/30/2019
     AZN32,330$1,441 09/30/2019
Brinker Capital Inc.32,054$1,429 09/30/2019
     AZN32,054$1,429 09/30/2019
Prospector Partners LLC32,000$1,426 09/30/2019
     AZN32,000$1,426 09/30/2019
Naples Global Advisors LLC31,983$1,425 09/30/2019
     AZN31,983$1,425 09/30/2019
Town & Country Bank & Trust CO dba First Bankers Trust CO28,377$1,415 12/31/2019
     AZN28,377$1,415 12/31/2019
World Asset Management Inc31,673$1,412 09/30/2019
     AZN31,673$1,412 09/30/2019
Panagora Asset Management Inc.31,567$1,407 09/30/2019
     AZN31,567$1,407 09/30/2019
Endurant Capital Management LP31,031$1,383 09/30/2019
     AZN31,031$1,383 09/30/2019
Quadrant Capital Group LLC31,216$1,376 09/30/2019
     AZN31,216$1,376 09/30/2019
Rikoon Group LLC26,886$1,341 12/31/2019
     AZN26,886$1,341 12/31/2019
Nicholas Hoffman & Company LLC.29,817$1,329 09/30/2019
     AZN29,817$1,329 09/30/2019
High Pointe Capital Management LLC29,300$1,306 09/30/2019
     AZN29,300$1,306 09/30/2019
Regions Financial Corp29,180$1,300 09/30/2019
     AZN29,180$1,300 09/30/2019
Raymond James Trust N.A.26,005$1,297 12/31/2019
     AZN26,005$1,297 12/31/2019
Advisor Partners LLC24,879$1,264 12/31/2019
     AZN24,879$1,264 12/31/2019
Moody National Bank Trust Division28,237$1,258 09/30/2019
     AZN28,237$1,258 09/30/2019
FNY Investment Advisers LLC24,999$1,246 12/31/2019
     AZN24,999$1,246 12/31/2019
MML Investors Services LLC26,601$1,186 09/30/2019
     AZN26,601$1,186 09/30/2019
Oppenheimer & Co. Inc.26,615$1,186 09/30/2019
     AZN26,615$1,186 09/30/2019
American National Insurance Co.26,350$1,174 09/30/2019
     AZN26,350$1,174 09/30/2019
TIAA FSB23,432$1,168 12/31/2019
     AZN23,432$1,168 12/31/2019
Steward Partners Investment Advisory LLC23,277$1,160 12/31/2019
     AZN23,277$1,160 12/31/2019
Rockefeller Capital Management L.P.25,565$1,139 09/30/2019
     AZN25,565$1,139 09/30/2019
Guggenheim Capital LLC25,318$1,129 09/30/2019
     AZN25,318$1,129 09/30/2019
Horizon Kinetics Asset Management LLC25,263$1,126 09/30/2019
     AZN25,263$1,126 09/30/2019
Logan Capital Management Inc.24,956$1,112 09/30/2019
     AZN24,956$1,112 09/30/2019
Mercer Global Advisors Inc. ADV24,809$1,105 09/30/2019
     AZN24,809$1,105 09/30/2019
Cerity Partners LLC24,506$1,092 09/30/2019
     AZN24,506$1,092 09/30/2019
Covenant Partners LLC24,208$1,079 09/30/2019
     AZN24,208$1,079 09/30/2019
Garrison Asset Management LLC23,924$1,066 09/30/2019
     AZN23,924$1,066 09/30/2019
Greenleaf Trust23,468$1,046 09/30/2019
     AZN23,468$1,046 09/30/2019
Clear Street Markets LLC20,900$1,042 12/31/2019
     AZN20,900$1,042 12/31/2019
Mitchell Capital Management Co.22,646$1,009 09/30/2019
     AZN22,646$1,009 09/30/2019
Berkeley Capital Partners LLC20,176$1,006 12/31/2019
     AZN20,176$1,006 12/31/2019
Howland Capital Management LLC19,668$981 12/31/2019
     AZN19,668$981 12/31/2019
Investors Asset Management of Georgia Inc. GA ADV19,665$980 12/31/2019
     AZN19,665$980 12/31/2019
Profund Advisors LLC21,867$975 09/30/2019
     AZN21,867$975 09/30/2019
Atlas Capital Advisors LLC21,439$956 09/30/2019
     AZN21,439$956 09/30/2019
DRW Securities LLC21,242$947 09/30/2019
     AZN21,242$947 09/30/2019
Northwestern Mutual Wealth Management Co.21,222$946 09/30/2019
     AZN21,222$946 09/30/2019
People s United Financial Inc.21,194$945 09/30/2019
     AZN21,194$945 09/30/2019
Dean Capital Investments Management LLC20,654$921 09/30/2019
     AZN20,654$921 09/30/2019
Diametric Capital LP19,578$873 09/30/2019
     AZN19,578$873 09/30/2019
Point View Wealth Management Inc.19,001$847 09/30/2019
     AZN19,001$847 09/30/2019
Cpwm LLC18,609$829 09/30/2019
     AZN18,609$829 09/30/2019
Cetera Advisors LLC18,654$827 09/30/2019
     AZN18,654$827 09/30/2019
Bronfman E.L. Rothschild L.P.18,369$819 09/30/2019
     AZN18,369$819 09/30/2019
D.A. Davidson & CO.17,973$801 09/30/2019
     AZN17,973$801 09/30/2019
Stephens Inc. AR17,815$794 09/30/2019
     AZN17,815$794 09/30/2019
Texas Yale Capital Corp.17,215$767 09/30/2019
     AZN17,215$767 09/30/2019
Lester Murray Antman dba SimplyRich16,930$767 09/30/2019
     AZN16,930$767 09/30/2019
Checchi Capital Advisers LLC17,170$765 09/30/2019
     AZN17,170$765 09/30/2019
Mariner LLC17,044$760 09/30/2019
     AZN17,044$760 09/30/2019
First City Capital Management Inc.16,930$755 09/30/2019
     AZN16,930$755 09/30/2019
LVW Advisors LLC16,740$746 09/30/2019
     AZN16,740$746 09/30/2019
Two Sigma Securities LLC $730 09/30/2019
     Call8,700$388 09/30/2019
     AZN7,672$342 09/30/2019
Elkfork Partners LLC16,252$724 09/30/2019
     AZN16,252$724 09/30/2019
King Wealth16,150$720 09/30/2019
     AZN16,150$720 09/30/2019
Nachman Norwood & Parrott Inc14,168$706 12/31/2019
     AZN14,168$706 12/31/2019
Bluestein R H & Co.15,325$683 09/30/2019
     AZN15,325$683 09/30/2019
Westport Asset Management Inc.15,000$669 09/30/2019
     AZN15,000$669 09/30/2019
Moors & Cabot Inc.15,011$665 09/30/2019
     AZN15,011$665 09/30/2019
Signaturefd LLC14,778$659 09/30/2019
     AZN14,778$659 09/30/2019
Credit Suisse AG14,607$651 09/30/2019
     AZN14,607$651 09/30/2019
Qube Research & Technologies Ltd14,559$649 09/30/2019
     AZN14,559$649 09/30/2019
Sigma Planning Corp14,460$645 09/30/2019
     AZN14,460$645 09/30/2019
Henry James International Management Inc.12,825$639 12/31/2019
     AZN12,825$639 12/31/2019
Full Sail Capital LLC13,145$629 09/30/2019
     AZN13,145$629 09/30/2019
Pacer Advisors Inc.14,048$626 09/30/2019
     AZN14,048$626 09/30/2019
Grove Bank & Trust14,023$625 09/30/2019
     AZN14,023$625 09/30/2019
United Capital Financial Advisers LLC13,598$606 09/30/2019
     AZN13,598$606 09/30/2019
Glen Harbor Capital Management LLC13,384$597 09/30/2019
     AZN13,384$597 09/30/2019
Stockman Wealth Management Inc.13,282$592 09/30/2019
     AZN13,282$592 09/30/2019
Regentatlantic Capital LLC13,244$590 09/30/2019
     AZN13,244$590 09/30/2019
Prelude Capital Management LLC13,105$584 09/30/2019
     AZN13,105$584 09/30/2019
Simplex Trading LLC $583 09/30/2019
     Put693$3,088 09/30/2019
     Call658$2,932 09/30/2019
     AZN16,585$739 09/30/2019
First Allied Advisory Services Inc.12,996$576 09/30/2019
     AZN12,996$576 09/30/2019
Morgens Waterfall Vintiadis & Co. Inc.12,900$575 09/30/2019
     AZN12,900$575 09/30/2019
DAVENPORT & Co LLC11,444$571 12/31/2019
     AZN11,444$571 12/31/2019
Cozad Asset Management Inc.11,395$568 12/31/2019
     AZN11,395$568 12/31/2019
SeaCrest Wealth Management LLC11,169$557 12/31/2019
     AZN11,169$557 12/31/2019
Columbia Asset Management12,465$556 09/30/2019
     AZN12,465$556 09/30/2019
Eqis Capital Management Inc.12,459$555 09/30/2019
     AZN12,459$555 09/30/2019
Shulman DeMeo Asset Management LLC11,077$552 12/31/2019
     AZN11,077$552 12/31/2019
Private Trust Co. NA10,481$522 12/31/2019
     AZN10,481$522 12/31/2019
Eastern Bank11,700$521 09/30/2019
     AZN11,700$521 09/30/2019
Parallel Advisors LLC11,636$519 09/30/2019
     AZN11,636$519 09/30/2019
Tower Research Capital LLC TRC 11,392$508 09/30/2019
     AZN11,392$508 09/30/2019
Aries Wealth Management10,030$500 12/31/2019
     AZN10,030$500 12/31/2019
Courier Capital LLC9,937$498 12/31/2019
     AZN9,937$498 12/31/2019
Integrated Wealth Concepts LLC11,132$496 09/30/2019
     AZN11,132$496 09/30/2019
Huber Capital Management LLC11,100$495 09/30/2019
     AZN11,100$495 09/30/2019
Hilltop Holdings Inc.10,997$490 09/30/2019
     AZN10,997$490 09/30/2019
Patriot Investment Management Inc.11,235$485 09/30/2019
     AZN11,235$485 09/30/2019
Dorsey & Whitney Trust CO LLC10,823$482 09/30/2019
     AZN10,823$482 09/30/2019
Sanders Morris Harris LLC11,200$475 12/31/2019
     AZN11,200$475 12/31/2019
We Are One Seven LLC9,523$474 12/31/2019
     AZN9,523$474 12/31/2019
Meadow Creek Investment Management LLC10,516$469 09/30/2019
     AZN10,516$469 09/30/2019
Wedbush Securities Inc.9,130$455 12/31/2019
     AZN9,130$455 12/31/2019
IHT Wealth Management LLC10,085$450 09/30/2019
     AZN10,085$450 09/30/2019
CWA Asset Management Group LLC10,000$446 09/30/2019
     AZN10,000$446 09/30/2019
Scotia Capital Inc.9,967$444 09/30/2019
     AZN9,967$444 09/30/2019
Princeton Portfolio Strategies Group LLC9,650$430 09/30/2019
     AZN9,650$430 09/30/2019
Itau Unibanco Holding S.A.10,397$427 09/30/2019
     AZN10,397$427 09/30/2019
Meridian Wealth Management LLC8,510$424 12/31/2019
     AZN8,510$424 12/31/2019
Bray Capital Advisors9,500$423 09/30/2019
     AZN9,500$423 09/30/2019
Zions Bancorporation N.A.9,372$418 09/30/2019
     AZN9,372$418 09/30/2019
Colony Group LLC9,008$401 09/30/2019
     AZN9,008$401 09/30/2019
Blue Square Asset Management LLC8,897$397 09/30/2019
     AZN8,897$397 09/30/2019
First Manhattan Co.8,800$392 09/30/2019
     AZN8,800$392 09/30/2019
Fruth Investment Management7,846$391 12/31/2019
     AZN7,846$391 12/31/2019
Garner Asset Management Corp7,840$391 12/31/2019
     AZN7,840$391 12/31/2019
JGP Global Gestao de Recursos Ltda.7,678$383 12/31/2019
     AZN7,678$383 12/31/2019
Whittier Trust Co. of Nevada Inc.8,571$382 09/30/2019
     AZN8,571$382 09/30/2019
Commerce Bank8,497$379 09/30/2019
     AZN8,497$379 09/30/2019
MPS Loria Financial Planners LLC8,483$378 09/30/2019
     AZN8,483$378 09/30/2019
GSA Capital Partners LLP8,449$377 09/30/2019
     AZN8,449$377 09/30/2019
Pinnacle Wealth Planning Services Inc.8,458$376 09/30/2019
     AZN8,458$376 09/30/2019
LVM Capital Management Ltd. MI7,500$374 12/31/2019
     AZN7,500$374 12/31/2019
Townsquare Capital LLC7,872$368 09/30/2019
     AZN7,872$368 09/30/2019
Cresset Asset Management LLC8,165$364 09/30/2019
     AZN8,165$364 09/30/2019
Keating Investment Counselors Inc.8,135$363 09/30/2019
     AZN8,135$363 09/30/2019
Green Square Asset Management LLC8,147$363 09/30/2019
     AZN8,147$363 09/30/2019
AR Asset Management Inc.8,000$357 09/30/2019
     AZN8,000$357 09/30/2019
FCA Corp TX8,000$357 09/30/2019
     AZN8,000$357 09/30/2019
Riverhead Capital Management LLC8,016$357 09/30/2019
     AZN8,016$357 09/30/2019
Cedar Brook Financial Partners LLC7,786$347 09/30/2019
     AZN7,786$347 09/30/2019
Huntington National Bank6,906$344 12/31/2019
     AZN6,906$344 12/31/2019
Investors Research Corp7,666$342 09/30/2019
     AZN7,666$342 09/30/2019
Flinton Capital Management LLC7,648$341 09/30/2019
     AZN7,648$341 09/30/2019
Jag Capital Management LLC7,626$340 09/30/2019
     AZN7,626$340 09/30/2019
Voya Financial Advisors Inc.7,510$340 09/30/2019
     AZN7,510$340 09/30/2019
NorthRock Partners LLC7,391$329 09/30/2019
     AZN7,391$329 09/30/2019
Parallax Volatility Advisers L.P.7,322$326 09/30/2019
     AZN7,322$326 09/30/2019
Ballentine Partners LLC6,506$324 12/31/2019
     AZN6,506$324 12/31/2019
Comerica Securities Inc.7,262$324 09/30/2019
     AZN7,262$324 09/30/2019
Flagship Harbor Advisors LLC7,248$323 09/30/2019
     AZN7,248$323 09/30/2019
Griffin Asset Management Inc.7,173$320 09/30/2019
     AZN7,173$320 09/30/2019
Johnson Investment Counsel Inc.7,139$318 09/30/2019
     AZN7,139$318 09/30/2019
Clarius Group LLC6,195$315 12/31/2019
     AZN6,195$315 12/31/2019
NTV Asset Management LLC7,000$312 09/30/2019
     AZN7,000$312 09/30/2019
Beacon Investment Advisory Services Inc.7,000$312 09/30/2019
     AZN7,000$312 09/30/2019
Sowell Financial Services LLC6,896$307 09/30/2019
     AZN6,896$307 09/30/2019
Prospera Financial Services Inc6,842$305 09/30/2019
     AZN6,842$305 09/30/2019
Jacobi Capital Management LLC6,788$303 09/30/2019
     AZN6,788$303 09/30/2019
EP Wealth Advisors LLC6,653$297 09/30/2019
     AZN6,653$297 09/30/2019
Integrated Investment Consultants LLC6,653$296 09/30/2019
     AZN6,653$296 09/30/2019
New England Research & Management Inc.5,907$295 12/31/2019
     AZN5,907$295 12/31/2019
Personal Capital Advisors Corp6,640$295 09/30/2019
     AZN6,640$295 09/30/2019
Nisa Investment Advisors LLC5,900$294 12/31/2019
     AZN5,900$294 12/31/2019
MUFG Americas Holdings Corp6,580$293 09/30/2019
     AZN6,580$293 09/30/2019
Mainstay Capital Management LLC ADV5,829$291 12/31/2019
     AZN5,829$291 12/31/2019
First Citizens Financial Corp5,825$290 12/31/2019
     AZN5,825$290 12/31/2019
Maven Securities LTD6,389$290 09/30/2019
     AZN6,389$290 09/30/2019
Coastline Trust Co5,800$289 12/31/2019
     AZN5,800$289 12/31/2019
Lake Street Advisors Group LLC6,446$287 09/30/2019
     AZN6,446$287 09/30/2019
CAPROCK Group Inc.6,274$280 09/30/2019
     AZN6,274$280 09/30/2019
Clearbridge Investments LLC6,221$277 09/30/2019
     AZN6,221$277 09/30/2019
UBS Asset Management Americas Inc.6,195$276 09/30/2019
     AZN6,195$276 09/30/2019
Veritable L.P.6,183$276 09/30/2019
     AZN6,183$276 09/30/2019
Barclays PLC $275 09/30/2019
     Put142,900$6,369 09/30/2019
     AZN81,858$3,649 09/30/2019
     Call67,200$2,995 09/30/2019
Smithfield Trust Co.6,076$271 09/30/2019
     AZN6,076$271 09/30/2019
Boston Trust Walden Corp5,400$269 12/31/2019
     AZN5,400$269 12/31/2019
Advisors Management Group Inc. ADV6,029$269 09/30/2019
     AZN6,029$269 09/30/2019
RMB Capital Management LLC6,038$269 09/30/2019
     AZN6,038$269 09/30/2019
Affinity Wealth Management LLC6,000$267 09/30/2019
     AZN6,000$267 09/30/2019
Whittier Trust Co.5,952$265 09/30/2019
     AZN5,952$265 09/30/2019
Baldwin Investment Management LLC5,956$265 09/30/2019
     AZN5,956$265 09/30/2019
Advisory Services Network LLC6,373$263 09/30/2019
     AZN6,373$263 09/30/2019
HighPoint Advisor Group LLC5,568$263 09/30/2019
     AZN5,568$263 09/30/2019
Grimes & Company Inc.5,883$262 09/30/2019
     AZN5,883$262 09/30/2019
Banco de Sabadell S.A5,703$256 09/30/2019
     AZN5,703$256 09/30/2019
Bessemer Group Inc.5,683$253 09/30/2019
     AZN5,683$253 09/30/2019
Fox Run Management L.L.C.5,682$253 09/30/2019
     AZN5,682$253 09/30/2019
Quantamental Technologies LLC5,679$253 09/30/2019
     AZN5,679$253 09/30/2019
Jefferies Group LLC5,576$249 09/30/2019
     AZN5,576$249 09/30/2019
Sterling Capital Management LLC5,590$249 09/30/2019
     AZN5,590$249 09/30/2019
Arete Wealth Advisors LLC5,569$248 09/30/2019
     AZN5,569$248 09/30/2019
Wealth Alliance Advisory Group LLC5,700$248 09/30/2019
     AZN5,700$248 09/30/2019
J.W. Cole Advisors Inc.4,938$246 12/31/2019
     AZN4,938$246 12/31/2019
Simmons Bank5,433$242 09/30/2019
     AZN5,433$242 09/30/2019
Kendall Capital Management5,355$239 09/30/2019
     AZN5,355$239 09/30/2019
Sage Rhino Capital LLC5,334$238 09/30/2019
     AZN5,334$238 09/30/2019
Paloma Partners Management Co5,312$237 09/30/2019
     AZN5,312$237 09/30/2019
GWM Advisors LLC5,278$233 09/30/2019
     AZN5,278$233 09/30/2019
First Financial Bank Trust Division4,658$232 12/31/2019
     AZN4,658$232 12/31/2019
National Asset Management Inc.5,177$231 09/30/2019
     AZN5,177$231 09/30/2019
RB Capital Management LLC5,313$231 09/30/2019
     AZN5,313$231 09/30/2019
Belpointe Asset Management LLC5,146$229 09/30/2019
     AZN5,146$229 09/30/2019
Private Capital Group LLC5,129$229 09/30/2019
     AZN5,129$229 09/30/2019
Patton Albertson Miller Group LLC5,100$227 09/30/2019
     AZN5,100$227 09/30/2019
Keudell Morrison Wealth Management5,062$226 09/30/2019
     AZN5,062$226 09/30/2019
Financial Advisory Service Inc.5,052$225 09/30/2019
     AZN5,052$225 09/30/2019
Cetera Advisor Networks LLC4,995$223 09/30/2019
     AZN4,995$223 09/30/2019
Boston Financial Mangement LLC4,948$221 09/30/2019
     AZN4,948$221 09/30/2019
Evergreen Capital Management LLC4,903$219 09/30/2019
     AZN4,903$219 09/30/2019
Dixon Hubard Feinour & Brown Inc. VA4,900$218 09/30/2019
     AZN4,900$218 09/30/2019
Fifth Third Bancorp4,867$217 09/30/2019
     AZN4,867$217 09/30/2019
Intrust Bank NA4,788$214 09/30/2019
     AZN4,788$214 09/30/2019
Northwest Quadrant Wealth Management LLC4,221$211 12/31/2019
     AZN4,221$211 12/31/2019
BTC Capital Management Inc.4,690$210 09/30/2019
     AZN4,690$210 09/30/2019
Icon Wealth Partners LLC4,683$209 09/30/2019
     AZN4,683$209 09/30/2019
Westover Capital Advisors LLC4,610$205 09/30/2019
     AZN4,610$205 09/30/2019
Lindbrook Capital LLC4,392$196 09/30/2019
     AZN4,392$196 09/30/2019
Cordasco Financial Network3,668$183 12/31/2019
     AZN3,668$183 12/31/2019
Monetary Management Group Inc.4,000$178 09/30/2019
     AZN4,000$178 09/30/2019
IFP Advisors Inc3,428$172 12/31/2019
     AZN3,428$172 12/31/2019
Hudock Capital Group LLC3,356$169 12/31/2019
     AZN3,356$169 12/31/2019
Wolverine Asset Management LLC3,740$166 09/30/2019
     AZN3,740$166 09/30/2019
Wealthcare Advisory Partners LLC3,618$161 09/30/2019
     AZN3,618$161 09/30/2019
Carroll Financial Associates Inc.3,173$158 12/31/2019
     AZN3,173$158 12/31/2019
O Shaughnessy Asset Management LLC3,554$158 09/30/2019
     AZN3,554$158 09/30/2019
NEXT Financial Group Inc3,130$156 12/31/2019
     AZN3,130$156 12/31/2019
Sandy Spring Bank3,500$156 09/30/2019
     AZN3,500$156 09/30/2019
Rehmann Capital Advisory Group3,374$150 09/30/2019
     AZN3,374$150 09/30/2019
HAP Trading LLC $149 09/30/2019
     Call26,100$149 09/30/2019
Tiverton Asset Management LLC3,301$147 09/30/2019
     AZN3,301$147 09/30/2019
Trust Co. of Vermont3,218$143 09/30/2019
     AZN3,218$143 09/30/2019
JNBA Financial Advisors3,118$139 09/30/2019
     AZN3,118$139 09/30/2019
Financial Architects Inc3,058$136 09/30/2019
     AZN3,058$136 09/30/2019
Kings Point Capital Management2,940$131 09/30/2019
     AZN2,940$131 09/30/2019
Capital Investment Advisory Services LLC2,840$127 09/30/2019
     AZN2,840$127 09/30/2019
Valeo Financial Advisors LLC2,526$126 12/31/2019
     AZN2,526$126 12/31/2019
CKW Financial Group2,800$122 09/30/2019
     AZN2,800$122 09/30/2019
Anderson Fisher LLC2,411$107 09/30/2019
     AZN2,411$107 09/30/2019
Benjamin F. Edwards & Company Inc.2,303$103 09/30/2019
     AZN2,303$103 09/30/2019
CENTRAL TRUST Co1,956$98 12/31/2019
     AZN1,956$98 12/31/2019
Westwood Holdings Group Inc.2,163$96 09/30/2019
     AZN2,163$96 09/30/2019
First Financial Corp IN1,760$88 12/31/2019
     AZN1,760$88 12/31/2019
Evoke Wealth LLC1,924$86 09/30/2019
     AZN1,924$86 09/30/2019
Global Financial Private Capital Inc1,897$85 09/30/2019
     AZN1,897$85 09/30/2019
XR Securities LLC $82 12/31/2019
     Call13,300$82 12/31/2019
Usca Ria LLC1,717$77 09/30/2019
     AZN1,717$77 09/30/2019
Dougherty Wealth Advisers LLC1,722$77 09/30/2019
     AZN1,722$77 09/30/2019
First Interstate Bank1,605$72 09/30/2019
     AZN1,605$72 09/30/2019
Ropes Wealth Advisors LLC1,613$72 09/30/2019
     AZN1,613$72 09/30/2019
Burt Wealth Advisors1,554$69 09/30/2019
     AZN1,554$69 09/30/2019
Covington Capital Management1,500$67 09/30/2019
     AZN1,500$67 09/30/2019
Contravisory Investment Management Inc.1,289$64 12/31/2019
     AZN1,289$64 12/31/2019
Shine Investment Advisory Services Inc.1,380$62 09/30/2019
     AZN1,380$62 09/30/2019
Advantage Investment Management LLC1,345$60 09/30/2019
     AZN1,345$60 09/30/2019
Focused Wealth Management Inc1,190$59 12/31/2019
     AZN1,190$59 12/31/2019
Balentine LLC1,332$59 09/30/2019
     AZN1,332$59 09/30/2019
Brown Brothers Harriman & Co.1,312$58 09/30/2019
     AZN1,312$58 09/30/2019
Global Retirement Partners LLC1,151$57 12/31/2019
     AZN1,151$57 12/31/2019
Motco1,286$57 09/30/2019
     AZN1,286$57 09/30/2019
Tompkins Financial Corp1,130$56 12/31/2019
     AZN1,130$56 12/31/2019
Toronto Dominion Bank1,200$53 09/30/2019
     AZN1,200$53 09/30/2019
Winslow Evans & Crocker Inc.986$52 12/31/2019
     AZN986$52 12/31/2019
Quest Capital Management Inc. ADV1,138$51 09/30/2019
     AZN1,138$51 09/30/2019
AdvisorNet Financial Inc1,143$51 09/30/2019
     AZN1,143$51 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA998$50 12/31/2019
     AZN998$50 12/31/2019
Optimum Investment Advisors1,000$50 12/31/2019
     AZN1,000$50 12/31/2019
FTB Advisors Inc.1,024$50 12/31/2019
     AZN1,024$50 12/31/2019
Pinnacle Bank1,000$50 12/31/2019
     AZN1,000$50 12/31/2019
Thompson Siegel & Walmsley LLC1,128$50 09/30/2019
     AZN1,128$50 09/30/2019
Resources Management Corp CT ADV1,100$49 09/30/2019
     AZN1,100$49 09/30/2019
Simon Quick Advisors LLC969$48 12/31/2019
     AZN969$48 12/31/2019
Heritage Wealth Advisors1,081$48 09/30/2019
     AZN1,081$48 09/30/2019
Enterprise Financial Services Corp1,058$47 09/30/2019
     AZN1,058$47 09/30/2019
Venturi Wealth Management LLC1,021$46 09/30/2019
     AZN1,021$46 09/30/2019
CenterStar Asset Management LLC $45 12/31/2019
     Call6,800$45 12/31/2019
Salem Investment Counselors Inc.1,000$45 09/30/2019
     AZN1,000$45 09/30/2019
Security National Trust Co.1,014$45 09/30/2019
     AZN1,014$45 09/30/2019
Allred Capital Management LLC857$43 12/31/2019
     AZN857$43 12/31/2019
QCI Asset Management Inc. NY972$43 09/30/2019
     AZN972$43 09/30/2019
Manchester Financial Inc.847$42 12/31/2019
     AZN847$42 12/31/2019
San Francisco Sentry Investment Group CA945$42 09/30/2019
     AZN945$42 09/30/2019
Opus Investment Management Inc.900$40 09/30/2019
     AZN900$40 09/30/2019
Clean Yield Group792$39 12/31/2019
     AZN792$39 12/31/2019
M&R Capital Management Inc.687$34 12/31/2019
     AZN687$34 12/31/2019
Prime Capital Investment Advisors LLC762$34 09/30/2019
     AZN762$34 09/30/2019
Citizens Financial Group Inc RI753$33 09/30/2019
     AZN753$33 09/30/2019
Truvestments Capital LLC743$33 09/30/2019
     AZN743$33 09/30/2019
Oakworth Capital Inc.700$31 09/30/2019
     AZN700$31 09/30/2019
Golden State Wealth Management LLC700$31 09/30/2019
     AZN700$31 09/30/2019
Cascade Investment Advisors Inc.600$30 12/31/2019
     AZN600$30 12/31/2019
Lenox Wealth Management Inc.685$30 09/30/2019
     AZN685$30 09/30/2019
Berman Capital Advisors LLC686$30 09/30/2019
     AZN686$30 09/30/2019
Endurance Wealth Management Inc.528$26 12/31/2019
     AZN528$26 12/31/2019
Roble Belko & Company Inc520$26 12/31/2019
     AZN520$26 12/31/2019
Plante Moran Financial Advisors LLC573$26 09/30/2019
     AZN573$26 09/30/2019
Ellis Investment Partners LLC491$24 12/31/2019
     AZN491$24 12/31/2019
Pathstone Family Office LLC510$23 09/30/2019
     AZN510$23 09/30/2019
Pinnacle Holdings LLC500$22 09/30/2019
     AZN500$22 09/30/2019
Independence Bank of Kentucky495$22 09/30/2019
     AZN495$22 09/30/2019
First Bank & Trust465$21 09/30/2019
     AZN465$21 09/30/2019
Sonora Investment Management LLC400$20 12/31/2019
     AZN400$20 12/31/2019
Valley National Advisers Inc.440$20 09/30/2019
     AZN440$20 09/30/2019
Bartlett & Co. LLC453$20 09/30/2019
     AZN453$20 09/30/2019
Fortis Advisors LLC450$20 09/30/2019
     AZN450$20 09/30/2019
Ogorek Anthony Joseph NY ADV384$19 12/31/2019
     AZN384$19 12/31/2019
Adirondack Trust Co.395$18 09/30/2019
     AZN395$18 09/30/2019
Kistler Tiffany Companies LLC333$17 12/31/2019
     AZN333$17 12/31/2019
Moisand Fitzgerald Tamayo LLC346$17 12/31/2019
     AZN346$17 12/31/2019
Ameritas Investment Corp374$17 09/30/2019
     AZN374$17 09/30/2019
CLS Investments LLC376$17 09/30/2019
     AZN376$17 09/30/2019
Stonebridge Capital Advisors LLC391$17 09/30/2019
     AZN391$17 09/30/2019
Bell Rock Capital LLC400$17 09/30/2019
     AZN400$17 09/30/2019
Pacific Center for Financial Services350$16 09/30/2019
     AZN350$16 09/30/2019
C J Advisory Inc350$16 09/30/2019
     AZN350$16 09/30/2019
Country Trust Bank310$15 12/31/2019
     AZN310$15 12/31/2019
Mercer Capital Advisers Inc.300$15 12/31/2019
     AZN300$15 12/31/2019
Savior LLC272$14 12/31/2019
     AZN272$14 12/31/2019
Northwest Investment Counselors LLC322$14 09/30/2019
     AZN322$14 09/30/2019
Harbor Investment Advisory LLC236$12 12/31/2019
     AZN236$12 12/31/2019
FinTrust Capital Advisors LLC239$12 12/31/2019
     AZN239$12 12/31/2019
First Command Bank232$12 12/31/2019
     AZN232$12 12/31/2019
First Command Financial Services Inc.232$12 12/31/2019
     AZN232$12 12/31/2019
1832 Asset Management L.P.262$12 09/30/2019
     AZN262$12 09/30/2019
Pin Oak Investment Advisors Inc.280$12 09/30/2019
     AZN280$12 09/30/2019
Community Bank N.A.238$11 09/30/2019
     AZN238$11 09/30/2019
Ellevest Inc.249$11 09/30/2019
     AZN249$11 09/30/2019
OLD Second National Bank of Aurora200$10 12/31/2019
     AZN200$10 12/31/2019
Webster Bank N. A.200$10 12/31/2019
     AZN200$10 12/31/2019
Gemmer Asset Management LLC202$10 12/31/2019
     AZN202$10 12/31/2019
Tortoise Investment Management LLC228$10 09/30/2019
     AZN228$10 09/30/2019
Horan Securities Inc.214$10 09/30/2019
     AZN214$10 09/30/2019
McIlrath & Eck LLC227$10 09/30/2019
     AZN227$10 09/30/2019
Evolution Wealth Advisors LLC217$10 09/30/2019
     AZN217$10 09/30/2019
Aspire Private Capital LLC227$10 09/30/2019
     AZN227$10 09/30/2019
Patriot Financial Group Insurance Agency LLC172$9 12/31/2019
     AZN172$9 12/31/2019
G&S Capital LLC193$9 12/31/2019
     AZN193$9 12/31/2019
Spectrum Management Group Inc.200$9 09/30/2019
     AZN200$9 09/30/2019
BDO Wealth Advisors LLC202$9 09/30/2019
     AZN202$9 09/30/2019
Taylor Hoffman Wealth Management200$9 09/30/2019
     AZN200$9 09/30/2019
Liberty Wealth Management LLC203$9 09/30/2019
     AZN203$9 09/30/2019
Peoples Financial Services CORP.150$7 12/31/2019
     AZN150$7 12/31/2019
Reilly Financial Advisors LLC145$7 12/31/2019
     AZN145$7 12/31/2019
Allworth Financial LP144$7 12/31/2019
     AZN144$7 12/31/2019
Truewealth LLC131$7 12/31/2019
     AZN131$7 12/31/2019
Squar Milner Financial Services LLC130$6 12/31/2019
     AZN130$6 12/31/2019
Sound Income Strategies LLC117$6 12/31/2019
     AZN117$6 12/31/2019
Candriam Luxembourg S.C.A.100,016$5 12/31/2019
     AZN100,016$5 12/31/2019
Lowe Wealth Advisors LLC100$5 12/31/2019
     AZN100$5 12/31/2019
Advisory Alpha LLC123$5 09/30/2019
     AZN123$5 09/30/2019
BerganKDV Wealth Management LLC108$5 09/30/2019
     AZN108$5 09/30/2019
Front Row Advisors LLC102$5 09/30/2019
     AZN102$5 09/30/2019
Lenox Wealth Advisors LLC80$4 12/31/2019
     AZN80$4 12/31/2019
New Capital Management LP75$4 12/31/2019
     AZN75$4 12/31/2019
Delta Asset Management LLC TN100$4 09/30/2019
     AZN100$4 09/30/2019
Johnson Financial Group Inc.99$4 09/30/2019
     AZN99$4 09/30/2019
Hartford Financial Management Inc.70$3 09/30/2019
     AZN70$3 09/30/2019
Macroview Investment Management LLC63$3 09/30/2019
     AZN63$3 09/30/2019
Personal Wealth Partners66$3 09/30/2019
     AZN66$3 09/30/2019
Cribstone Capital Management LLC50$2 12/31/2019
     AZN50$2 12/31/2019
Nelson Roberts Investment Advisors LLC42$2 09/30/2019
     AZN42$2 09/30/2019
Financial Gravity Wealth Inc.27$1 09/30/2019
     AZN27$1 09/30/2019
Silicon Hills Wealth Management LLC1$0 12/31/2019
     AZN1$0 12/31/2019
Proequities Inc. $0 09/30/2019
     AZN0$0 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
Nomura Asset Management Co. Ltd.0$0 09/30/2019
     AZN0$0 09/30/2019
Twin Tree Management LP9$0 09/30/2019
     AZN9$0 09/30/2019
Willingdon Wealth Management3$0 09/30/2019
     AZN3$0 09/30/2019
Stratos Wealth Partners LTD.16$0 09/30/2019
     AZN16$0 09/30/2019
Prestige Wealth Management Group LLC10$0 09/30/2019
     AZN10$0 09/30/2019
Centiva Capital LP $-162 09/30/2019
     Put5,000$223 09/30/2019
     AZN1,365$61 09/30/2019
Group One Trading L.P. $-236 09/30/2019
     Put75,000$3,343 09/30/2019
     Call69,700$3,107 09/30/2019
Tuscan Ridge Asset Management LLC $-891 09/30/2019
     Put20,000$891 09/30/2019
BNP Paribas Arbitrage SA $-1,177 09/30/2019
     Put400$1,783 09/30/2019
     AZN13,587$606 09/30/2019
Susquehanna International Group LLP $-2,265 09/30/2019
     Put505,200$22,517 09/30/2019
     Call454,400$20,252 09/30/2019
Susquehanna International Securities Ltd.156,900$-6,993 09/30/2019
     Put156,900$6,993 09/30/2019

See Summary: Institutional Holders of AZN
See Details: Top 10 Hedge Funds Holding AZN
Also See: AZN Holdings Changes

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