HoldingsChannel.com
Funds Holding AZN
HolderAmountPosition Size
($ in 1000's)
 As of
Wellington Management Group LLP66,634,158$2,750,658 06/30/2019
     AZN66,634,158$2,750,658 06/30/2019
Primecap Management Co. CA58,044,131$2,396,062 06/30/2019
     AZN58,044,131$2,396,062 06/30/2019
Dodge & Cox49,336,962$2,036,630 06/30/2019
     AZN49,336,962$2,036,630 06/30/2019
FMR LLC44,721,842$1,846,117 06/30/2019
     AZN44,721,842$1,846,117 06/30/2019
Jennison Associates LLC35,984,685$1,603,837 09/30/2019
     AZN35,984,685$1,603,837 09/30/2019
Bank of America Corp DE17,838,355$736,368 06/30/2019
     AZN17,838,355$736,368 06/30/2019
Fisher Asset Management LLC16,261,961$724,796 09/30/2019
     AZN16,261,961$724,796 09/30/2019
Capital International Investors16,626,774$686,353 06/30/2019
     AZN16,626,774$686,353 06/30/2019
Price T Rowe Associates Inc. MD12,715,945$524,914 06/30/2019
     AZN12,715,945$524,914 06/30/2019
Arrowstreet Capital Limited Partnership9,365,559$386,610 06/30/2019
     AZN9,365,559$386,610 06/30/2019
Capital World Investors9,270,260$382,676 06/30/2019
     AZN9,270,260$382,676 06/30/2019
Winslow Capital Management LLC6,135,344$253,267 06/30/2019
     AZN6,135,344$253,267 06/30/2019
Invesco Ltd.5,309,181$219,163 06/30/2019
     AZN5,309,181$219,163 06/30/2019
GQG Partners LLC5,082,693$209,642 06/30/2019
     AZN5,082,693$209,642 06/30/2019
Franklin Resources Inc.4,701,550$194,080 06/30/2019
     AZN4,701,550$194,080 06/30/2019
Goldman Sachs Group Inc. $193,234 06/30/2019
     AZN5,055,545$208,693 06/30/2019
     Put405,000$16,718 06/30/2019
     Call30,500$1,259 06/30/2019
BlackRock Inc.4,268,742$190,258 09/30/2019
     AZN4,268,742$190,258 09/30/2019
Putnam Investments LLC4,586,781$189,342 06/30/2019
     AZN4,586,781$189,342 06/30/2019
Farallon Capital Management LLC4,100,000$169,248 06/30/2019
     AZN4,100,000$169,248 06/30/2019
Epoch Investment Partners Inc.3,626,722$149,712 06/30/2019
     AZN3,626,722$149,712 06/30/2019
Northern Trust Corp3,379,371$139,500 06/30/2019
     AZN3,379,371$139,500 06/30/2019
Dimensional Fund Advisors LP3,065,372$136,624 09/30/2019
     AZN3,065,372$136,624 09/30/2019
Marshall Wace North America L.P.3,013,649$124,403 06/30/2019
     AZN3,013,649$124,403 06/30/2019
Bank of Montreal Can2,714,905$121,003 09/30/2019
     AZN2,714,905$121,003 09/30/2019
Point72 Asset Management L.P. $120,137 06/30/2019
     AZN1,482,198$61,185 06/30/2019
     Call1,428,100$58,952 06/30/2019
Parametric Portfolio Associates LLC2,769,462$114,323 06/30/2019
     AZN2,769,462$114,323 06/30/2019
Morgan Stanley2,431,892$100,389 06/30/2019
     AZN2,431,892$100,389 06/30/2019
Wells Fargo & Company MN2,184,663$97,370 09/30/2019
     AZN2,184,663$97,370 09/30/2019
Marshall Wace LLP2,345,410$96,819 06/30/2019
     AZN2,345,410$96,819 06/30/2019
Russell Investments Group Ltd.1,958,492$87,492 09/30/2019
     AZN1,958,492$87,492 09/30/2019
Crawford Investment Counsel Inc.1,611,295$71,815 09/30/2019
     AZN1,611,295$71,815 09/30/2019
Sei Investments Co.1,562,453$69,628 09/30/2019
     AZN1,562,453$69,628 09/30/2019
Royal Bank of Canada $67,048 06/30/2019
     AZN1,624,257$67,048 06/30/2019
     Put100$4 06/30/2019
     Call100$4 06/30/2019
Capital Bank & Trust Co1,603,958$65,977 06/30/2019
     AZN1,603,958$65,977 06/30/2019
Neuberger Berman Group LLC1,538,101$63,492 06/30/2019
     AZN1,538,101$63,492 06/30/2019
UBS Group AG $61,583 06/30/2019
     AZN1,381,850$57,042 06/30/2019
     Call143,200$5,911 06/30/2019
     Put33,200$1,370 06/30/2019
Capital Guardian Trust Co.1,477,833$60,600 06/30/2019
     AZN1,477,833$60,600 06/30/2019
Amundi Pioneer Asset Management Inc.1,422,390$58,717 06/30/2019
     AZN1,422,390$58,717 06/30/2019
Renaissance Technologies LLC1,400,637$57,818 06/30/2019
     AZN1,400,637$57,818 06/30/2019
Aperio Group LLC1,226,544$54,667 09/30/2019
     AZN1,226,544$54,667 09/30/2019
Becker Capital Management Inc.1,316,906$54,362 06/30/2019
     AZN1,316,906$54,362 06/30/2019
Raymond James & Associates1,202,496$53,595 09/30/2019
     AZN1,202,496$53,595 09/30/2019
Citadel Advisors LLC $52,775 06/30/2019
     AZN1,287,764$53,159 06/30/2019
     Put161,200$6,654 06/30/2019
     Call151,900$6,270 06/30/2019
Hardman Johnston Global Advisors LLC1,122,368$50,024 09/30/2019
     AZN1,122,368$50,024 09/30/2019
Brandywine Global Investment Management LLC1,039,764$42,922 06/30/2019
     AZN1,039,764$42,922 06/30/2019
Schafer Cullen Capital Management Inc1,049,224$42,189 06/30/2019
     AZN1,049,224$42,189 06/30/2019
Axiom International Investors LLC DE1,007,760$41,600 06/30/2019
     AZN1,007,760$41,600 06/30/2019
Charles Schwab Investment Management Inc.840,000$37,439 09/30/2019
     AZN840,000$37,439 09/30/2019
Thornburg Investment Management Inc.789,374$35,182 09/30/2019
     AZN789,374$35,182 09/30/2019
Causeway Capital Management LLC $35,109 06/30/2019
     SPONSORED ADR850,500$35,109 06/30/2019
Cidel Asset Management Inc.774,519$34,520 09/30/2019
     AZN774,519$34,520 09/30/2019
ZWJ Investment Counsel Inc.737,044$32,850 09/30/2019
     AZN737,044$32,850 09/30/2019
Sphera Funds Management LTD.770,000$31,786 06/30/2019
     AZN770,000$31,786 06/30/2019
Millennium Management LLC692,732$31,472 06/30/2019
     AZN692,732$31,472 06/30/2019
Jane Street Group LLC $30,829 06/30/2019
     AZN741,030$30,590 06/30/2019
     Call5,800$239 06/30/2019
NWQ Investment Management Company LLC721,201$29,771 06/30/2019
     AZN721,201$29,771 06/30/2019
Janus Henderson Group PLC685,525$28,298 06/30/2019
     AZN685,525$28,298 06/30/2019
CIBC Private Wealth Group LLC620,639$27,662 09/30/2019
     AZN620,639$27,662 09/30/2019
United Services Automobile Association666,935$27,531 06/30/2019
     AZN666,935$27,531 06/30/2019
Two Sigma Investments LP662,093$27,331 06/30/2019
     AZN662,093$27,331 06/30/2019
TD Asset Management Inc.562,036$25,050 09/30/2019
     AZN562,036$25,050 09/30/2019
Janney Capital Management LLC551,798$24,594 09/30/2019
     AZN551,798$24,594 09/30/2019
Eaton Vance Management562,790$23,232 06/30/2019
     AZN562,790$23,232 06/30/2019
Barclays PLC $22,739 06/30/2019
     AZN969,233$40,010 06/30/2019
     Put651,300$26,885 06/30/2019
     Call232,900$9,614 06/30/2019
Natixis Advisors L.P.486,285$21,674 09/30/2019
     AZN486,285$21,674 09/30/2019
Magnetar Financial LLC514,900$21,255 06/30/2019
     AZN514,900$21,255 06/30/2019
Holocene Advisors LP513,366$21,192 06/30/2019
     AZN513,366$21,192 06/30/2019
Allianz Asset Management GmbH509,605$21,037 06/30/2019
     AZN509,605$21,037 06/30/2019
Banque Pictet & Cie SA232,212$20,778 09/30/2019
     AZN232,212$20,778 09/30/2019
Pictet North America Advisors SA232,212$20,778 09/30/2019
     AZN232,212$20,778 09/30/2019
Deutsche Bank AG498,211$20,565 06/30/2019
     AZN498,211$20,565 06/30/2019
Envestnet Asset Management Inc.457,031$20,370 09/30/2019
     AZN457,031$20,370 09/30/2019
Blair William & Co. IL453,232$20,201 09/30/2019
     AZN453,232$20,201 09/30/2019
Nuveen Asset Management LLC456,594$18,848 06/30/2019
     AZN456,594$18,848 06/30/2019
Friess Associates LLC418,000$17,255 06/30/2019
     AZN418,000$17,255 06/30/2019
Cookson Peirce & Co. Inc.354,179$15,786 09/30/2019
     AZN354,179$15,786 09/30/2019
Federated Investors Inc. PA373,295$15,409 06/30/2019
     AZN373,295$15,409 06/30/2019
Vigilant Capital Management LLC319,112$14,223 09/30/2019
     AZN319,112$14,223 09/30/2019
PNC Financial Services Group Inc.315,510$14,062 09/30/2019
     AZN315,510$14,062 09/30/2019
Tekla Capital Management LLC334,998$13,829 06/30/2019
     AZN334,998$13,829 06/30/2019
Stifel Financial Corp332,705$13,746 06/30/2019
     AZN332,705$13,746 06/30/2019
Ameriprise Financial Inc.330,425$13,644 06/30/2019
     AZN330,425$13,644 06/30/2019
Park National Corp OH304,697$13,581 09/30/2019
     AZN304,697$13,581 09/30/2019
JPMorgan Chase & Co. $12,939 09/30/2019
     AZN240,301$10,710 09/30/2019
     Call50,000$2,229 09/30/2019
Cullen Frost Bankers Inc.280,996$12,524 09/30/2019
     AZN280,996$12,524 09/30/2019
Balyasny Asset Management LLC295,245$12,188 06/30/2019
     AZN295,245$12,188 06/30/2019
Two Sigma Advisers LP295,000$12,178 06/30/2019
     AZN295,000$12,178 06/30/2019
State Street Corp291,435$12,030 06/30/2019
     AZN291,435$12,030 06/30/2019
Chilton Capital Management LLC286,237$11,816 06/30/2019
     AZN286,237$11,816 06/30/2019
Macquarie Group Ltd.278,823$11,510 06/30/2019
     AZN278,823$11,510 06/30/2019
M&T Bank Corp250,447$11,163 09/30/2019
     AZN250,447$11,163 09/30/2019
Citigroup Inc. $11,012 09/30/2019
     AZN246,552$10,989 09/30/2019
     Call139,100$6,200 09/30/2019
     Put138,600$6,177 09/30/2019
D. E. Shaw & Co. Inc.262,518$10,837 06/30/2019
     AZN262,518$10,837 06/30/2019
Skba Capital Management LLC231,670$10,326 09/30/2019
     AZN231,670$10,326 09/30/2019
PEAK6 Investments LLC $9,989 09/30/2019
     Call389,400$17,356 09/30/2019
     Put165,300$7,367 09/30/2019
CWM LLC215,839$9,620 09/30/2019
     AZN215,839$9,620 09/30/2019
Voloridge Investment Management LLC226,666$9,357 06/30/2019
     AZN226,666$9,357 06/30/2019
Sit Investment Associates Inc.214,740$8,864 06/30/2019
     AZN214,740$8,864 06/30/2019
Comerica Bank178,540$8,436 09/30/2019
     AZN178,540$8,436 09/30/2019
Van ECK Associates Corp167,302$7,457 09/30/2019
     AZN167,302$7,457 09/30/2019
Assetmark Inc.178,600$7,373 06/30/2019
     AZN178,600$7,373 06/30/2019
Athena Capital Advisors LLC162,600$7,247 09/30/2019
     AZN162,600$7,247 09/30/2019
Trillium Asset Management LLC161,159$7,183 09/30/2019
     AZN161,159$7,183 09/30/2019
AMP Capital Investors Ltd174,074$7,135 06/30/2019
     AZN174,074$7,135 06/30/2019
Glenmede Trust Co. NA162,661$6,714 06/30/2019
     AZN162,661$6,714 06/30/2019
Bamco Inc. NY157,869$6,517 06/30/2019
     AZN157,869$6,517 06/30/2019
Baird Financial Group Inc.156,483$6,460 06/30/2019
     AZN156,483$6,460 06/30/2019
Buckingham Capital Management Inc.143,585$6,400 09/30/2019
     AZN143,585$6,400 09/30/2019
Commonwealth Equity Services LLC141,645$6,313 09/30/2019
     AZN141,645$6,313 09/30/2019
Mackenzie Financial Corp150,800$6,225 06/30/2019
     AZN150,800$6,225 06/30/2019
Suntrust Banks Inc.136,472$6,083 09/30/2019
     AZN136,472$6,083 09/30/2019
SG Americas Securities LLC135,398$6,035 09/30/2019
     AZN135,398$6,035 09/30/2019
Oppenheimer Asset Management Inc.134,153$5,981 09/30/2019
     AZN134,153$5,981 09/30/2019
Parkwood LLC142,329$5,875 06/30/2019
     AZN142,329$5,875 06/30/2019
Kayne Anderson Rudnick Investment Management LLC131,854$5,443 06/30/2019
     AZN131,854$5,443 06/30/2019
Janney Montgomery Scott LLC120,206$5,358 09/30/2019
     AZN120,206$5,358 09/30/2019
BOKF NA126,656$5,228 06/30/2019
     AZN126,656$5,228 06/30/2019
Endurant Capital Management LP124,859$5,154 06/30/2019
     AZN124,859$5,154 06/30/2019
PARK CIRCLE Co114,400$5,099 09/30/2019
     AZN114,400$5,099 09/30/2019
Daiwa Securities Group Inc.113,845$5,074 09/30/2019
     AZN113,845$5,074 09/30/2019
Weiss Multi Strategy Advisers LLC120,000$4,954 06/30/2019
     AZN120,000$4,954 06/30/2019
Bank of New York Mellon Corp109,961$4,901 09/30/2019
     AZN109,961$4,901 09/30/2019
LSV Asset Management107,200$4,777 09/30/2019
     AZN107,200$4,777 09/30/2019
Alliancebernstein L.P.113,598$4,689 06/30/2019
     AZN113,598$4,689 06/30/2019
LPL Financial LLC112,921$4,661 06/30/2019
     AZN112,921$4,661 06/30/2019
Connor Clark & Lunn Investment Management Ltd.112,900$4,661 06/30/2019
     AZN112,900$4,661 06/30/2019
Dorsey Wright & Associates101,550$4,527 09/30/2019
     AZN101,550$4,527 09/30/2019
Susquehanna Fundamental Investments LLC108,718$4,488 06/30/2019
     AZN108,718$4,488 06/30/2019
BLB&B Advisors LLC99,069$4,416 09/30/2019
     AZN99,069$4,416 09/30/2019
Geode Capital Management LLC98,131$4,373 09/30/2019
     AZN98,131$4,373 09/30/2019
Gabelli Funds LLC98,000$4,368 09/30/2019
     AZN98,000$4,368 09/30/2019
Raymond James Financial Services Advisors Inc.97,693$4,354 09/30/2019
     AZN97,693$4,354 09/30/2019
Fred Alger Management Inc.103,528$4,274 06/30/2019
     AZN103,528$4,274 06/30/2019
Squarepoint Ops LLC101,129$4,175 06/30/2019
     AZN101,129$4,175 06/30/2019
Synovus Financial Corp91,179$4,060 09/30/2019
     AZN91,179$4,060 09/30/2019
William Blair Investment Management LLC88,147$3,929 09/30/2019
     AZN88,147$3,929 09/30/2019
Capital International Ltd. CA95,100$3,926 06/30/2019
     AZN95,100$3,926 06/30/2019
Segantii Capital Management Ltd87,109$3,892 09/30/2019
     AZN87,109$3,892 09/30/2019
US Bancorp DE87,312$3,891 09/30/2019
     AZN87,312$3,891 09/30/2019
Tealwood Asset Management Inc.87,037$3,879 09/30/2019
     AZN87,037$3,879 09/30/2019
Guardian Capital Advisors LP91,145$3,827 06/30/2019
     AZN91,145$3,827 06/30/2019
Kornitzer Capital Management Inc. KS83,100$3,704 09/30/2019
     AZN83,100$3,704 09/30/2019
Sivik Global Healthcare LLC80,000$3,566 09/30/2019
     AZN80,000$3,566 09/30/2019
Pinkerton Retirement Specialists LLC77,866$3,470 09/30/2019
     AZN77,866$3,470 09/30/2019
Susquehanna International Group LLP $3,453 06/30/2019
     Put400,100$16,516 06/30/2019
     Call376,800$15,554 06/30/2019
     AZN106,954$4,415 06/30/2019
Advisors Asset Management Inc.82,272$3,396 06/30/2019
     AZN82,272$3,396 06/30/2019
WealthPLAN Partners LLC72,876$3,269 06/30/2019
     AZN72,876$3,269 06/30/2019
Cullen Capital Management LLC78,450$3,238 06/30/2019
     AZN78,450$3,238 06/30/2019
Capital International Sarl78,150$3,226 06/30/2019
     AZN78,150$3,226 06/30/2019
Avalon Investment & Advisory76,731$3,167 06/30/2019
     AZN76,731$3,167 06/30/2019
BB&T Corp70,896$3,160 09/30/2019
     AZN70,896$3,160 09/30/2019
Essex Investment Management Co. LLC67,501$3,009 09/30/2019
     AZN67,501$3,009 09/30/2019
Keybank National Association OH66,507$2,964 09/30/2019
     AZN66,507$2,964 09/30/2019
Guardian Capital LP70,769$2,921 06/30/2019
     AZN70,769$2,921 06/30/2019
Patten Group Inc.64,334$2,867 09/30/2019
     AZN64,334$2,867 09/30/2019
Cambridge Investment Research Advisors Inc.64,174$2,860 09/30/2019
     AZN64,174$2,860 09/30/2019
Galibier Capital Management Ltd.57,159$2,548 09/30/2019
     AZN57,159$2,548 09/30/2019
HighTower Advisors LLC56,678$2,522 09/30/2019
     AZN56,678$2,522 09/30/2019
Bailard Inc.56,260$2,508 09/30/2019
     AZN56,260$2,508 09/30/2019
First Republic Investment Management Inc.56,257$2,507 09/30/2019
     AZN56,257$2,507 09/30/2019
Bank of Hawaii59,723$2,465 06/30/2019
     AZN59,723$2,465 06/30/2019
BB&T Securities LLC54,448$2,431 09/30/2019
     AZN54,448$2,431 09/30/2019
Burney Co.54,398$2,425 09/30/2019
     AZN54,398$2,425 09/30/2019
Azimuth Capital Management LLC58,162$2,401 06/30/2019
     AZN58,162$2,401 06/30/2019
Archford Capital Strategies LLC53,162$2,369 09/30/2019
     AZN53,162$2,369 09/30/2019
CIBC World Markets Inc.57,237$2,363 06/30/2019
     AZN57,237$2,363 06/30/2019
Corient Capital Partners LLC51,468$2,294 09/30/2019
     AZN51,468$2,294 09/30/2019
Ladenburg Thalmann Financial Services Inc.54,938$2,268 06/30/2019
     AZN54,938$2,268 06/30/2019
South State Corp49,663$2,214 09/30/2019
     AZN49,663$2,214 09/30/2019
Wetherby Asset Management Inc.49,513$2,207 09/30/2019
     AZN49,513$2,207 09/30/2019
FDx Advisors Inc.45,713$2,037 09/30/2019
     AZN45,713$2,037 09/30/2019
AE Wealth Management LLC44,436$1,981 09/30/2019
     AZN44,436$1,981 09/30/2019
ETRADE Capital Management LLC47,757$1,971 06/30/2019
     AZN47,757$1,971 06/30/2019
Bollard Group LLC47,188$1,948 06/30/2019
     AZN47,188$1,948 06/30/2019
Thomas White International Ltd.43,464$1,937 09/30/2019
     AZN43,464$1,937 09/30/2019
Mckinley Capital Management LLC Delaware43,371$1,933 09/30/2019
     AZN43,371$1,933 09/30/2019
Crossmark Global Holdings Inc.43,258$1,928 09/30/2019
     AZN43,258$1,928 09/30/2019
Prospector Partners LLC45,900$1,895 06/30/2019
     AZN45,900$1,895 06/30/2019
Mirae Asset Global Investments Co. Ltd.42,333$1,886 09/30/2019
     AZN42,333$1,886 09/30/2019
Continental Advisors LLC41,834$1,865 09/30/2019
     AZN41,834$1,865 09/30/2019
Vestmark Advisory Solutions Inc.41,732$1,860 09/30/2019
     AZN41,732$1,860 09/30/2019
Creative Planning41,348$1,843 09/30/2019
     AZN41,348$1,843 09/30/2019
Advisor Group Inc.43,934$1,815 06/30/2019
     AZN43,934$1,815 06/30/2019
Gofen & Glossberg LLC IL39,485$1,760 09/30/2019
     AZN39,485$1,760 09/30/2019
Private Advisor Group LLC43,251$1,742 06/30/2019
     AZN43,251$1,742 06/30/2019
Fiera Capital Corp38,854$1,732 09/30/2019
     AZN38,854$1,732 09/30/2019
Mount Yale Investment Advisors LLC39,411$1,731 06/30/2019
     AZN39,411$1,731 06/30/2019
Global Wealth Management Investment Advisory Inc.41,900$1,730 06/30/2019
     AZN41,900$1,730 06/30/2019
Pinnacle Associates Ltd.38,560$1,719 09/30/2019
     AZN38,560$1,719 09/30/2019
Quantitative Systematic Strategies LLC38,382$1,711 09/30/2019
     AZN38,382$1,711 09/30/2019
Hsbc Holdings PLC41,173$1,699 06/30/2019
     AZN41,173$1,699 06/30/2019
Brandywine Oak Private Wealth LLC36,906$1,644 09/30/2019
     AZN36,906$1,644 09/30/2019
Freestone Capital Holdings LLC36,531$1,628 09/30/2019
     AZN36,531$1,628 09/30/2019
Gradient Investments LLC36,258$1,616 09/30/2019
     AZN36,258$1,616 09/30/2019
Sawtooth Solutions LLC35,557$1,585 09/30/2019
     AZN35,557$1,585 09/30/2019
Guggenheim Capital LLC38,235$1,578 06/30/2019
     AZN38,235$1,578 06/30/2019
Searle & CO.35,150$1,567 09/30/2019
     AZN35,150$1,567 09/30/2019
Todd Asset Management LLC34,762$1,549 09/30/2019
     AZN34,762$1,549 09/30/2019
Vident Investment Advisory LLC36,430$1,504 06/30/2019
     AZN36,430$1,504 06/30/2019
Avantax Advisory Services Inc.33,347$1,487 09/30/2019
     AZN33,347$1,487 09/30/2019
Doyle Wealth Management32,463$1,447 09/30/2019
     AZN32,463$1,447 09/30/2019
Sound View Wealth Advisors Group LLC32,391$1,444 09/30/2019
     AZN32,391$1,444 09/30/2019
Frontier Wealth Management LLC32,330$1,441 09/30/2019
     AZN32,330$1,441 09/30/2019
Brinker Capital Inc.32,054$1,429 09/30/2019
     AZN32,054$1,429 09/30/2019
Naples Global Advisors LLC31,983$1,425 09/30/2019
     AZN31,983$1,425 09/30/2019
World Asset Management Inc31,673$1,412 09/30/2019
     AZN31,673$1,412 09/30/2019
Panagora Asset Management Inc.31,567$1,407 09/30/2019
     AZN31,567$1,407 09/30/2019
Quadrant Capital Group LLC31,216$1,376 09/30/2019
     AZN31,216$1,376 09/30/2019
United Capital Financial Advisers LLC32,588$1,345 06/30/2019
     AZN32,588$1,345 06/30/2019
Nicholas Hoffman & Company LLC.29,817$1,329 09/30/2019
     AZN29,817$1,329 09/30/2019
Hanson & Doremus Investment Management29,798$1,328 09/30/2019
     AZN29,798$1,328 09/30/2019
Regions Financial Corp29,180$1,300 09/30/2019
     AZN29,180$1,300 09/30/2019
Raymond James Trust N.A.29,101$1,297 09/30/2019
     AZN29,101$1,297 09/30/2019
TIAA FSB29,084$1,297 09/30/2019
     AZN29,084$1,297 09/30/2019
Town & Country Bank & Trust CO dba First Bankers Trust CO28,635$1,276 09/30/2019
     AZN28,635$1,276 09/30/2019
Moody National Bank Trust Division28,237$1,258 09/30/2019
     AZN28,237$1,258 09/30/2019
Rikoon Group LLC27,706$1,235 09/30/2019
     AZN27,706$1,235 09/30/2019
High Pointe Capital Management LLC29,640$1,224 06/30/2019
     AZN29,640$1,224 06/30/2019
Oppenheimer & Co. Inc.26,615$1,186 09/30/2019
     AZN26,615$1,186 09/30/2019
American National Insurance Co.26,350$1,174 09/30/2019
     AZN26,350$1,174 09/30/2019
Rockefeller Capital Management L.P.25,565$1,139 09/30/2019
     AZN25,565$1,139 09/30/2019
Mercer Global Advisors Inc. ADV24,809$1,105 09/30/2019
     AZN24,809$1,105 09/30/2019
Ingalls & Snyder LLC24,616$1,097 09/30/2019
     AZN24,616$1,097 09/30/2019
Cerity Partners LLC24,506$1,092 09/30/2019
     AZN24,506$1,092 09/30/2019
Logan Capital Management Inc.26,112$1,077 06/30/2019
     AZN26,112$1,077 06/30/2019
Schonfeld Strategic Advisors LLC26,100$1,077 06/30/2019
     AZN26,100$1,077 06/30/2019
Advisor Partners LLC24,007$1,070 09/30/2019
     AZN24,007$1,070 09/30/2019
Garrison Asset Management LLC23,924$1,066 09/30/2019
     AZN23,924$1,066 09/30/2019
MML Investors Services LLC25,505$1,053 06/30/2019
     AZN25,505$1,053 06/30/2019
Greenleaf Trust23,468$1,046 09/30/2019
     AZN23,468$1,046 09/30/2019
Horizon Kinetics Asset Management LLC25,263$1,043 06/30/2019
     AZN25,263$1,043 06/30/2019
Mitchell Capital Management Co.22,646$1,009 09/30/2019
     AZN22,646$1,009 09/30/2019
Profund Advisors LLC21,867$975 09/30/2019
     AZN21,867$975 09/30/2019
Atlas Capital Advisors LLC21,439$956 09/30/2019
     AZN21,439$956 09/30/2019
Howland Capital Management LLC21,258$947 09/30/2019
     AZN21,258$947 09/30/2019
Northwestern Mutual Wealth Management Co.21,222$946 09/30/2019
     AZN21,222$946 09/30/2019
Clear Street Markets LLC21,000$936 09/30/2019
     AZN21,000$936 09/30/2019
Berkeley Capital Partners LLC20,915$932 09/30/2019
     AZN20,915$932 09/30/2019
Dean Capital Investments Management LLC20,654$921 09/30/2019
     AZN20,654$921 09/30/2019
Steward Partners Investment Advisory LLC20,651$920 09/30/2019
     AZN20,651$920 09/30/2019
People s United Financial Inc.21,800$900 06/30/2019
     AZN21,800$900 06/30/2019
Investors Asset Management of Georgia Inc. GA ADV20,065$894 09/30/2019
     AZN20,065$894 09/30/2019
Point View Wealth Management Inc.19,001$847 09/30/2019
     AZN19,001$847 09/30/2019
Cetera Advisors LLC18,654$827 09/30/2019
     AZN18,654$827 09/30/2019
D.A. Davidson & CO.17,973$801 09/30/2019
     AZN17,973$801 09/30/2019
Stephens Inc. AR17,815$794 09/30/2019
     AZN17,815$794 09/30/2019
Covenant Partners LLC19,167$791 06/30/2019
     AZN19,167$791 06/30/2019
First City Capital Management Inc.18,630$769 06/30/2019
     AZN18,630$769 06/30/2019
Cpwm LLC18,609$768 06/30/2019
     AZN18,609$768 06/30/2019
Texas Yale Capital Corp.17,215$767 09/30/2019
     AZN17,215$767 09/30/2019
Lester Murray Antman dba SimplyRich16,930$767 09/30/2019
     AZN16,930$767 09/30/2019
Checchi Capital Advisers LLC17,170$765 09/30/2019
     AZN17,170$765 09/30/2019
Bronfman E.L. Rothschild L.P.18,439$761 06/30/2019
     AZN18,439$761 06/30/2019
LVW Advisors LLC16,740$746 09/30/2019
     AZN16,740$746 09/30/2019
Bayesian Capital Management LP17,756$733 06/30/2019
     AZN17,756$733 06/30/2019
Mariner LLC17,724$732 06/30/2019
     AZN17,724$732 06/30/2019
Westport Asset Management Inc.15,000$669 09/30/2019
     AZN15,000$669 09/30/2019
Moors & Cabot Inc.15,011$665 09/30/2019
     AZN15,011$665 09/30/2019
Signaturefd LLC14,778$659 09/30/2019
     AZN14,778$659 09/30/2019
Credit Suisse AG14,607$651 09/30/2019
     AZN14,607$651 09/30/2019
Sigma Planning Corp14,460$645 09/30/2019
     AZN14,460$645 09/30/2019
King Wealth15,400$636 06/30/2019
     AZN15,400$636 06/30/2019
Bluestein R H & Co.15,325$633 06/30/2019
     AZN15,325$633 06/30/2019
Nachman Norwood & Parrott Inc14,168$631 09/30/2019
     AZN14,168$631 09/30/2019
Pacer Advisors Inc.14,048$626 09/30/2019
     AZN14,048$626 09/30/2019
Grove Bank & Trust14,023$625 09/30/2019
     AZN14,023$625 09/30/2019
Highland Capital Management LP15,000$619 06/30/2019
     AZN15,000$619 06/30/2019
Atria Investments LLC13,857$616 06/30/2019
     AZN13,857$616 06/30/2019
Stockman Wealth Management Inc.13,282$592 09/30/2019
     AZN13,282$592 09/30/2019
Regentatlantic Capital LLC13,244$590 09/30/2019
     AZN13,244$590 09/30/2019
Full Sail Capital LLC13,161$589 06/30/2019
     AZN13,161$589 06/30/2019
Simplex Trading LLC $583 09/30/2019
     Put693$3,088 09/30/2019
     Call658$2,932 09/30/2019
     AZN16,585$739 09/30/2019
ExodusPoint Capital Management LP14,013$578 06/30/2019
     AZN14,013$578 06/30/2019
First Allied Advisory Services Inc.12,996$576 09/30/2019
     AZN12,996$576 09/30/2019
Henry James International Management Inc.12,825$572 09/30/2019
     AZN12,825$572 09/30/2019
CHURCHILL MANAGEMENT Corp12,745$568 09/30/2019
     AZN12,745$568 09/30/2019
Columbia Asset Management12,465$556 09/30/2019
     AZN12,465$556 09/30/2019
Eqis Capital Management Inc.12,459$555 09/30/2019
     AZN12,459$555 09/30/2019
Morgens Waterfall Vintiadis & Co. Inc.12,900$533 06/30/2019
     AZN12,900$533 06/30/2019
Cozad Asset Management Inc.11,705$522 09/30/2019
     AZN11,705$522 09/30/2019
Eastern Bank11,700$521 09/30/2019
     AZN11,700$521 09/30/2019
Parallel Advisors LLC11,636$519 09/30/2019
     AZN11,636$519 09/30/2019
Two Sigma Securities LLC $516 06/30/2019
     AZN6,407$264 06/30/2019
     Call6,100$252 06/30/2019
Tower Research Capital LLC TRC 11,392$508 09/30/2019
     AZN11,392$508 09/30/2019
SeaCrest Wealth Management LLC11,277$503 09/30/2019
     AZN11,277$503 09/30/2019
Shulman DeMeo Asset Management LLC11,097$495 09/30/2019
     AZN11,097$495 09/30/2019
Patriot Investment Management Inc.11,235$485 09/30/2019
     AZN11,235$485 09/30/2019
Dorsey & Whitney Trust CO LLC10,823$482 09/30/2019
     AZN10,823$482 09/30/2019
Simmons Bank11,683$482 06/30/2019
     AZN11,683$482 06/30/2019
DAVENPORT & Co LLC11,466$473 09/30/2019
     AZN11,466$473 09/30/2019
Hilltop Holdings Inc.11,169$460 06/30/2019
     AZN11,169$460 06/30/2019
Huber Capital Management LLC11,100$458 06/30/2019
     AZN11,100$458 06/30/2019
Private Trust Co. NA10,188$454 09/30/2019
     AZN10,188$454 09/30/2019
IHT Wealth Management LLC10,832$447 06/30/2019
     AZN10,832$447 06/30/2019
Aries Wealth Management10,030$437 09/30/2019
     AZN10,030$437 09/30/2019
Cubist Systematic Strategies LLC10,514$434 06/30/2019
     AZN10,514$434 06/30/2019
Princeton Portfolio Strategies Group LLC9,650$430 09/30/2019
     AZN9,650$430 09/30/2019
Courier Capital LLC9,937$429 09/30/2019
     AZN9,937$429 09/30/2019
Itau Unibanco Holding S.A.10,397$427 06/30/2019
     AZN10,397$427 06/30/2019
Wedbush Securities Inc.9,546$425 09/30/2019
     AZN9,546$425 09/30/2019
Bray Capital Advisors9,500$423 09/30/2019
     AZN9,500$423 09/30/2019
Scotia Capital Inc.10,102$417 06/30/2019
     AZN10,102$417 06/30/2019
CWA Asset Management Group LLC10,000$413 06/30/2019
     AZN10,000$413 06/30/2019
Elkfork Partners LLC9,758$403 06/30/2019
     AZN9,758$403 06/30/2019
Blue Square Asset Management LLC8,897$397 09/30/2019
     AZN8,897$397 09/30/2019
Colony Group LLC9,599$396 06/30/2019
     AZN9,599$396 06/30/2019
Meridian Wealth Management LLC8,610$384 09/30/2019
     AZN8,610$384 09/30/2019
Whittier Trust Co. of Nevada Inc.8,571$382 09/30/2019
     AZN8,571$382 09/30/2019
Commerce Bank8,497$379 09/30/2019
     AZN8,497$379 09/30/2019
MPS Loria Financial Planners LLC8,483$378 09/30/2019
     AZN8,483$378 09/30/2019
GSA Capital Partners LLP8,449$377 09/30/2019
     AZN8,449$377 09/30/2019
Pinnacle Wealth Planning Services Inc.8,458$376 09/30/2019
     AZN8,458$376 09/30/2019
Sanders Morris Harris LLC9,000$372 06/30/2019
     AZN9,000$372 06/30/2019
Townsquare Capital LLC8,309$368 06/30/2019
     AZN8,309$368 06/30/2019
Nisa Investment Advisors LLC8,200$365 09/30/2019
     AZN8,200$365 09/30/2019
Keating Investment Counselors Inc.8,135$363 09/30/2019
     AZN8,135$363 09/30/2019
First Manhattan Co.8,800$363 06/30/2019
     AZN8,800$363 06/30/2019
AR Asset Management Inc.8,000$357 09/30/2019
     AZN8,000$357 09/30/2019
FCA Corp TX8,000$357 09/30/2019
     AZN8,000$357 09/30/2019
Garner Asset Management Corp7,840$349 09/30/2019
     AZN7,840$349 09/30/2019
Fruth Investment Management7,800$347 09/30/2019
     AZN7,800$347 09/30/2019
Cedar Brook Financial Partners LLC7,786$347 09/30/2019
     AZN7,786$347 09/30/2019
Investors Research Corp7,666$342 09/30/2019
     AZN7,666$342 09/30/2019
Mainstay Capital Management LLC ADV7,659$341 09/30/2019
     AZN7,659$341 09/30/2019
Jag Capital Management LLC7,626$340 09/30/2019
     AZN7,626$340 09/30/2019
JGP Global Gestao de Recursos Ltda.7,585$338 09/30/2019
     AZN7,585$338 09/30/2019
NumerixS Investment Technologies Inc8,200$338 06/30/2019
     AZN8,200$338 06/30/2019
Green Square Asset Management LLC8,111$335 06/30/2019
     AZN8,111$335 06/30/2019
LVM Capital Management Ltd. MI7,500$334 09/30/2019
     AZN7,500$334 09/30/2019
Glen Harbor Capital Management LLC8,036$332 06/30/2019
     AZN8,036$332 06/30/2019
NorthRock Partners LLC7,391$329 09/30/2019
     AZN7,391$329 09/30/2019
Comerica Securities Inc.7,262$324 09/30/2019
     AZN7,262$324 09/30/2019
Flagship Harbor Advisors LLC7,248$323 09/30/2019
     AZN7,248$323 09/30/2019
Griffin Asset Management Inc.7,173$320 09/30/2019
     AZN7,173$320 09/30/2019
Integrated Wealth Concepts LLC7,974$318 06/30/2019
     AZN7,974$318 06/30/2019
Patton Albertson Miller Group LLC7,090$317 06/30/2019
     AZN7,090$317 06/30/2019
NTV Asset Management LLC7,000$312 09/30/2019
     AZN7,000$312 09/30/2019
Beacon Investment Advisory Services Inc.7,000$312 09/30/2019
     AZN7,000$312 09/30/2019
Prospera Financial Services Inc6,842$305 09/30/2019
     AZN6,842$305 09/30/2019
Jacobi Capital Management LLC6,788$303 09/30/2019
     AZN6,788$303 09/30/2019
Sterling Capital Management LLC7,324$302 06/30/2019
     AZN7,324$302 06/30/2019
Laurion Capital Management LP7,300$301 06/30/2019
     AZN7,300$301 06/30/2019
Clean Yield Group6,692$298 09/30/2019
     AZN6,692$298 09/30/2019
Voya Financial Advisors Inc.7,245$297 06/30/2019
     AZN7,245$297 06/30/2019
Integrated Investment Consultants LLC6,653$296 09/30/2019
     AZN6,653$296 09/30/2019
Personal Capital Advisors Corp6,640$295 09/30/2019
     AZN6,640$295 09/30/2019
MUFG Americas Holdings Corp6,580$293 09/30/2019
     AZN6,580$293 09/30/2019
CAPROCK Group Inc.6,274$280 09/30/2019
     AZN6,274$280 09/30/2019
Veritable L.P.6,183$276 09/30/2019
     AZN6,183$276 09/30/2019
Clarius Group LLC6,138$274 09/30/2019
     AZN6,138$274 09/30/2019
Smithfield Trust Co.6,076$271 09/30/2019
     AZN6,076$271 09/30/2019
RMB Capital Management LLC6,038$269 09/30/2019
     AZN6,038$269 09/30/2019
Whittier Trust Co.5,952$265 09/30/2019
     AZN5,952$265 09/30/2019
Advisors Management Group Inc. ADV6,385$264 06/30/2019
     AZN6,385$264 06/30/2019
Advisory Services Network LLC6,373$263 09/30/2019
     AZN6,373$263 09/30/2019
New England Research & Management Inc.5,907$263 09/30/2019
     AZN5,907$263 09/30/2019
HighPoint Advisor Group LLC5,568$263 09/30/2019
     AZN5,568$263 09/30/2019
Grimes & Company Inc.5,883$262 09/30/2019
     AZN5,883$262 09/30/2019
Meadow Creek Investment Management LLC6,314$261 06/30/2019
     AZN6,314$261 06/30/2019
Keudell Morrison Wealth Management5,922$260 06/30/2019
     AZN5,922$260 06/30/2019
Coastline Trust Co5,800$259 09/30/2019
     AZN5,800$259 09/30/2019
Clearbridge Investments LLC6,260$258 06/30/2019
     AZN6,260$258 06/30/2019
Ballentine Partners LLC5,689$254 09/30/2019
     AZN5,689$254 09/30/2019
Bessemer Group Inc.5,683$253 09/30/2019
     AZN5,683$253 09/30/2019
Fox Run Management L.L.C.5,682$253 09/30/2019
     AZN5,682$253 09/30/2019
Quantamental Technologies LLC5,679$253 09/30/2019
     AZN5,679$253 09/30/2019
Wealth Alliance Advisory Group LLC5,700$248 09/30/2019
     AZN5,700$248 09/30/2019
Affinity Wealth Management LLC6,000$248 06/30/2019
     AZN6,000$248 06/30/2019
Flow Traders U.S. LLC6,000$248 06/30/2019
     AZN6,000$248 06/30/2019
Meitav Dash Investments Ltd.6,000$246 06/30/2019
     AZN6,000$246 06/30/2019
NEXT Financial Group Inc5,443$243 09/30/2019
     AZN5,443$243 09/30/2019
Banco de Sabadell S.A5,831$242 06/30/2019
     AZN5,831$242 06/30/2019
Boston Trust Walden Corp5,400$241 09/30/2019
     AZN5,400$241 09/30/2019
Kendall Capital Management5,355$239 09/30/2019
     AZN5,355$239 09/30/2019
Lake Street Advisors Group LLC5,797$239 06/30/2019
     AZN5,797$239 06/30/2019
Sage Rhino Capital LLC5,334$238 09/30/2019
     AZN5,334$238 09/30/2019
Fifth Third Bancorp5,704$235 06/30/2019
     AZN5,704$235 06/30/2019
Baldwin Investment Management LLC5,700$235 06/30/2019
     AZN5,700$235 06/30/2019
GWM Advisors LLC5,278$233 09/30/2019
     AZN5,278$233 09/30/2019
First Financial Bank Trust Division5,182$231 09/30/2019
     AZN5,182$231 09/30/2019
National Asset Management Inc.5,177$231 09/30/2019
     AZN5,177$231 09/30/2019
RB Capital Management LLC5,313$231 09/30/2019
     AZN5,313$231 09/30/2019
We Are One Seven LLC5,140$229 09/30/2019
     AZN5,140$229 09/30/2019
Financial Advisory Service Inc.5,052$225 09/30/2019
     AZN5,052$225 09/30/2019
Cetera Advisor Networks LLC4,995$223 09/30/2019
     AZN4,995$223 09/30/2019
Boston Financial Mangement LLC4,948$221 09/30/2019
     AZN4,948$221 09/30/2019
Intrust Bank NA4,788$214 09/30/2019
     AZN4,788$214 09/30/2019
BTC Capital Management Inc.4,690$210 09/30/2019
     AZN4,690$210 09/30/2019
Icon Wealth Partners LLC4,683$209 09/30/2019
     AZN4,683$209 09/30/2019
Westover Capital Advisors LLC4,610$205 09/30/2019
     AZN4,610$205 09/30/2019
UBS Asset Management Americas Inc.4,948$204 06/30/2019
     AZN4,948$204 06/30/2019
Dixon Hubard Feinour & Brown Inc. VA4,900$202 06/30/2019
     AZN4,900$202 06/30/2019
Virtu Financial LLC4,896$202 06/30/2019
     AZN4,896$202 06/30/2019
Lindbrook Capital LLC4,392$196 09/30/2019
     AZN4,392$196 09/30/2019
Riverhead Capital Management LLC4,716$195 06/30/2019
     AZN4,716$195 06/30/2019
Flinton Capital Management LLC4,592$190 06/30/2019
     AZN4,592$190 06/30/2019
Private Capital Group LLC5,416$190 06/30/2019
     AZN5,416$190 06/30/2019
IFP Advisors Inc4,110$184 09/30/2019
     AZN4,110$184 09/30/2019
Huntington National Bank4,124$183 09/30/2019
     AZN4,124$183 09/30/2019
Monetary Management Group Inc.4,000$178 09/30/2019
     AZN4,000$178 09/30/2019
Cordasco Financial Network3,668$163 09/30/2019
     AZN3,668$163 09/30/2019
Wealthcare Advisory Partners LLC3,618$161 09/30/2019
     AZN3,618$161 09/30/2019
Sandy Spring Bank3,500$156 09/30/2019
     AZN3,500$156 09/30/2019
Wolverine Asset Management LLC3,740$154 06/30/2019
     AZN3,740$154 06/30/2019
HAP Trading LLC $149 09/30/2019
     Call26,100$149 09/30/2019
Hudock Capital Group LLC3,356$149 09/30/2019
     AZN3,356$149 09/30/2019
Trust Co. of Vermont3,218$143 09/30/2019
     AZN3,218$143 09/30/2019
Carroll Financial Associates Inc.3,139$139 09/30/2019
     AZN3,139$139 09/30/2019
JNBA Financial Advisors3,118$139 09/30/2019
     AZN3,118$139 09/30/2019
Financial Architects Inc3,058$136 09/30/2019
     AZN3,058$136 09/30/2019
Tiverton Asset Management LLC3,301$136 06/30/2019
     AZN3,301$136 06/30/2019
Westwood Holdings Group Inc.3,218$133 06/30/2019
     AZN3,218$133 06/30/2019
Capital Investment Advisory Services LLC2,840$127 09/30/2019
     AZN2,840$127 09/30/2019
Rehmann Capital Advisory Group3,053$126 06/30/2019
     AZN3,053$126 06/30/2019
Kings Point Capital Management2,940$121 06/30/2019
     AZN2,940$121 06/30/2019
CKW Financial Group2,800$116 06/30/2019
     AZN2,800$116 06/30/2019
Valeo Financial Advisors LLC2,546$113 09/30/2019
     AZN2,546$113 09/30/2019
Anderson Fisher LLC2,411$107 09/30/2019
     AZN2,411$107 09/30/2019
Benjamin F. Edwards & Company Inc.2,303$103 09/30/2019
     AZN2,303$103 09/30/2019
Avestar Capital LLC2,293$92 06/30/2019
     AZN2,293$92 06/30/2019
CENTRAL TRUST Co1,937$86 09/30/2019
     AZN1,937$86 09/30/2019
Evoke Wealth LLC1,924$86 09/30/2019
     AZN1,924$86 09/30/2019
Global Financial Private Capital LLC1,996$82 06/30/2019
     AZN1,996$82 06/30/2019
First Financial Corp IN1,760$78 09/30/2019
     AZN1,760$78 09/30/2019
Usca Ria LLC1,717$77 09/30/2019
     AZN1,717$77 09/30/2019
Dougherty Wealth Advisers LLC1,722$77 09/30/2019
     AZN1,722$77 09/30/2019
First Interstate Bank1,605$72 09/30/2019
     AZN1,605$72 09/30/2019
Ropes Wealth Advisors LLC1,613$72 09/30/2019
     AZN1,613$72 09/30/2019
Proficio Capital Partners LLC1,743$72 06/30/2019
     AZN1,743$72 06/30/2019
Burt Wealth Advisors1,554$69 09/30/2019
     AZN1,554$69 09/30/2019
Shine Investment Advisory Services Inc.1,380$62 09/30/2019
     AZN1,380$62 09/30/2019
Covington Capital Management1,500$62 06/30/2019
     AZN1,500$62 06/30/2019
Advantage Investment Management LLC1,345$60 09/30/2019
     AZN1,345$60 09/30/2019
Parallax Volatility Advisers L.P.1,449$60 06/30/2019
     AZN1,449$60 06/30/2019
Prelude Capital Management LLC1,440$59 06/30/2019
     AZN1,440$59 06/30/2019
Contravisory Investment Management Inc.1,306$58 09/30/2019
     AZN1,306$58 09/30/2019
Tompkins Financial Corp1,288$57 09/30/2019
     AZN1,288$57 09/30/2019
Motco1,286$57 09/30/2019
     AZN1,286$57 09/30/2019
Balentine LLC1,332$55 06/30/2019
     AZN1,332$55 06/30/2019
Brown Brothers Harriman & Co.1,312$54 06/30/2019
     AZN1,312$54 06/30/2019
Toronto Dominion Bank1,200$53 09/30/2019
     AZN1,200$53 09/30/2019
Quest Capital Management Inc. ADV1,138$51 09/30/2019
     AZN1,138$51 09/30/2019
AdvisorNet Financial Inc1,143$51 09/30/2019
     AZN1,143$51 09/30/2019
Thompson Siegel & Walmsley LLC1,128$50 09/30/2019
     AZN1,128$50 09/30/2019
Destination Wealth Management1,200$50 06/30/2019
     AZN1,200$50 06/30/2019
Heritage Wealth Advisors1,081$48 09/30/2019
     AZN1,081$48 09/30/2019
Enterprise Financial Services Corp1,058$47 09/30/2019
     AZN1,058$47 09/30/2019
FTB Advisors Inc.1,049$46 09/30/2019
     AZN1,049$46 09/30/2019
Winslow Evans & Crocker Inc.986$46 09/30/2019
     AZN986$46 09/30/2019
Venturi Wealth Management LLC1,021$46 09/30/2019
     AZN1,021$46 09/30/2019
Optimum Investment Advisors1,000$45 09/30/2019
     AZN1,000$45 09/30/2019
Security National Trust Co.1,014$45 09/30/2019
     AZN1,014$45 09/30/2019
Pinnacle Bank1,000$45 09/30/2019
     AZN1,000$45 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA998$44 09/30/2019
     AZN998$44 09/30/2019
O Shaughnessy Asset Management LLC1,054$44 06/30/2019
     AZN1,054$44 06/30/2019
San Francisco Sentry Investment Group CA945$42 09/30/2019
     AZN945$42 09/30/2019
Focused Wealth Management Inc928$41 09/30/2019
     AZN928$41 09/30/2019
Salem Investment Counselors Inc.1,000$41 06/30/2019
     AZN1,000$41 06/30/2019
Opus Investment Management Inc.900$40 09/30/2019
     AZN900$40 09/30/2019
XR Securities LLC $40 09/30/2019
     Call10,900$40 09/30/2019
QCI Asset Management Inc. NY960$40 06/30/2019
     AZN960$40 06/30/2019
Oakworth Capital Inc.964$40 06/30/2019
     AZN964$40 06/30/2019
CenterStar Asset Management LLC $34 09/30/2019
     Call9,300$36 09/30/2019
     Put1,200$2 09/30/2019
Prime Capital Investment Advisors LLC762$34 09/30/2019
     AZN762$34 09/30/2019
Citizens Financial Group Inc RI753$33 09/30/2019
     AZN753$33 09/30/2019
Truvestments Capital LLC743$33 09/30/2019
     AZN743$33 09/30/2019
Golden State Wealth Management LLC700$31 09/30/2019
     AZN700$31 09/30/2019
M&R Capital Management Inc.687$30 09/30/2019
     AZN687$30 09/30/2019
Lenox Wealth Management Inc.685$30 09/30/2019
     AZN685$30 09/30/2019
Berman Capital Advisors LLC684$28 06/30/2019
     AZN684$28 06/30/2019
Cascade Investment Advisors Inc.600$27 09/30/2019
     AZN600$27 09/30/2019
Hexavest Inc.545$24 09/30/2019
     AZN545$24 09/30/2019
Endurance Wealth Management Inc.528$24 09/30/2019
     AZN528$24 09/30/2019
Independence Bank of Kentucky495$22 09/30/2019
     AZN495$22 09/30/2019
First Bank & Trust465$21 09/30/2019
     AZN465$21 09/30/2019
Ellis Investment Partners LLC491$21 09/30/2019
     AZN491$21 09/30/2019
Pinnacle Holdings LLC500$21 06/30/2019
     AZN500$21 06/30/2019
Pathstone Family Office LLC510$21 06/30/2019
     AZN510$21 06/30/2019
Roble Belko & Company Inc520$21 06/30/2019
     AZN520$21 06/30/2019
Valley National Advisers Inc.440$20 09/30/2019
     AZN440$20 09/30/2019
Bartlett & Co. LLC453$20 09/30/2019
     AZN453$20 09/30/2019
Plante Moran Financial Advisors LLC484$20 06/30/2019
     AZN484$20 06/30/2019
Adirondack Trust Co.395$18 09/30/2019
     AZN395$18 09/30/2019
Stonebridge Capital Advisors LLC391$17 09/30/2019
     AZN391$17 09/30/2019
Bell Rock Capital LLC400$17 09/30/2019
     AZN400$17 09/30/2019
C J Advisory Inc350$16 09/30/2019
     AZN350$16 09/30/2019
CLS Investments LLC376$16 06/30/2019
     AZN376$16 06/30/2019
Kistler Tiffany Companies LLC333$15 09/30/2019
     AZN333$15 09/30/2019
Moisand Fitzgerald Tamayo LLC346$15 09/30/2019
     AZN346$15 09/30/2019
Northwest Investment Counselors LLC322$14 09/30/2019
     AZN322$14 09/30/2019
Pacific Center for Financial Services350$14 06/30/2019
     AZN350$14 06/30/2019
Country Trust Bank290$13 09/30/2019
     AZN290$13 09/30/2019
Mercer Capital Advisers Inc.300$13 09/30/2019
     AZN300$13 09/30/2019
FinTrust Capital Advisors LLC271$12 09/30/2019
     AZN271$12 09/30/2019
Pin Oak Investment Advisors Inc.280$12 06/30/2019
     AZN280$12 06/30/2019
Community Bank N.A.238$11 09/30/2019
     AZN238$11 09/30/2019
Ellevest Inc.249$11 09/30/2019
     AZN249$11 09/30/2019
1832 Asset Management L.P.262$11 06/30/2019
     AZN262$11 06/30/2019
Tortoise Investment Management LLC228$10 09/30/2019
     AZN228$10 09/30/2019
Horan Securities Inc.214$10 09/30/2019
     AZN214$10 09/30/2019
First Command Bank232$10 09/30/2019
     AZN232$10 09/30/2019
First Command Financial Services Inc.232$10 09/30/2019
     AZN232$10 09/30/2019
McIlrath & Eck LLC227$10 09/30/2019
     AZN227$10 09/30/2019
Evolution Wealth Advisors LLC217$10 09/30/2019
     AZN217$10 09/30/2019
Aspire Private Capital LLC227$10 09/30/2019
     AZN227$10 09/30/2019
Cribstone Capital Management LLC250$10 06/30/2019
     AZN250$10 06/30/2019
OLD Second National Bank of Aurora200$9 09/30/2019
     AZN200$9 09/30/2019
Spectrum Management Group Inc.200$9 09/30/2019
     AZN200$9 09/30/2019
Gemmer Asset Management LLC202$9 09/30/2019
     AZN202$9 09/30/2019
BDO Wealth Advisors LLC202$9 09/30/2019
     AZN202$9 09/30/2019
Taylor Hoffman Wealth Management200$9 09/30/2019
     AZN200$9 09/30/2019
G&S Capital LLC193$9 09/30/2019
     AZN193$9 09/30/2019
Liberty Wealth Management LLC203$9 09/30/2019
     AZN203$9 09/30/2019
Patriot Financial Group Insurance Agency LLC185$8 09/30/2019
     AZN185$8 09/30/2019
Peoples Financial Services CORP.150$7 09/30/2019
     AZN150$7 09/30/2019
Camarda Financial Advisors LLC159$7 06/30/2019
     AZN159$7 06/30/2019
Truewealth LLC131$6 09/30/2019
     AZN131$6 09/30/2019
BerganKDV Wealth Management LLC108$5 09/30/2019
     AZN108$5 09/30/2019
Squar Milner Financial Services LLC130$5 09/30/2019
     AZN130$5 09/30/2019
Front Row Advisors LLC102$5 09/30/2019
     AZN102$5 09/30/2019
Sound Income Strategies LLC117$5 09/30/2019
     AZN117$5 09/30/2019
Stevens First Principles Investment Advisors125$5 06/30/2019
     AZN125$5 06/30/2019
WealthStone Inc.125$5 06/30/2019
     AZN125$5 06/30/2019
Delta Asset Management LLC TN100$4 09/30/2019
     AZN100$4 09/30/2019
Johnson Financial Group Inc.99$4 09/30/2019
     AZN99$4 09/30/2019
Allworth Financial LP100$4 09/30/2019
     AZN100$4 09/30/2019
Lenox Wealth Advisors LLC80$4 09/30/2019
     AZN80$4 09/30/2019
Lowe Wealth Advisors LLC100$4 09/30/2019
     AZN100$4 09/30/2019
Hartford Financial Management Inc.70$3 09/30/2019
     AZN70$3 09/30/2019
Macroview Investment Management LLC63$3 09/30/2019
     AZN63$3 09/30/2019
Massey Quick Simon & CO. LLC60$3 09/30/2019
     AZN60$3 09/30/2019
New Capital Management LP75$3 09/30/2019
     AZN75$3 09/30/2019
Personal Wealth Partners66$3 09/30/2019
     AZN66$3 09/30/2019
Nelson Roberts Investment Advisors LLC42$2 09/30/2019
     AZN42$2 09/30/2019
Financial Gravity Wealth Inc.27$1 09/30/2019
     AZN27$1 09/30/2019
Twin Tree Management LP9$0 09/30/2019
     AZN9$0 09/30/2019
Willingdon Wealth Management3$0 09/30/2019
     AZN3$0 09/30/2019
Stratos Wealth Partners LTD.16$0 09/30/2019
     AZN16$0 09/30/2019
Proequities Inc. $0 06/30/2019
     AZN0$0 06/30/2019
     Put0$0 06/30/2019
     Call0$0 06/30/2019
Nomura Asset Management Co. Ltd.0$0 06/30/2019
     AZN0$0 06/30/2019
Walleye Trading LLC $-45 06/30/2019
     Put25,900$1,069 06/30/2019
     Call24,800$1,024 06/30/2019
Susquehanna International Securities Ltd. $-50 06/30/2019
     Put23,000$949 06/30/2019
     Call14,100$582 06/30/2019
     AZN7,684$317 06/30/2019
Group One Trading L.P. $-236 09/30/2019
     Put75,000$3,343 09/30/2019
     Call69,700$3,107 09/30/2019
BNP Paribas Arbitrage SA $-1,177 09/30/2019
     Put400$1,783 09/30/2019
     AZN13,587$606 09/30/2019
Wolverine Trading LLC $-1,230 06/30/2019
     Put101,900$4,206 06/30/2019
     Call72,100$2,976 06/30/2019
Tuscan Ridge Asset Management LLC43,200$-2,551 06/30/2019
     Put105,000$4,334 06/30/2019
     Call43,200$1,783 06/30/2019

See Summary: Institutional Holders of AZN
See Details: Top 10 Hedge Funds Holding AZN
Also See: AZN Holdings Changes

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