HoldingsChannel.com
Funds Holding LQD
HolderAmountPosition Size
($ in 1000's)
 As of
Bank of America Corp DE $3,876,354 09/30/2019
     LQD32,272,548$4,114,104 09/30/2019
     Put1,865,000$237,750 09/30/2019
Fisher Asset Management LLC15,569,223$1,984,765 09/30/2019
     LQD15,569,223$1,984,765 09/30/2019
UBS Group AG $1,422,577 09/30/2019
     LQD9,975,219$1,271,641 09/30/2019
     Call1,330,000$169,548 09/30/2019
     Put146,000$18,612 09/30/2019
Ameriprise Financial Inc.9,045,215$1,152,912 09/30/2019
     LQD9,045,215$1,152,912 09/30/2019
Allianz Investment Management LLC8,684,604$1,107,123 09/30/2019
     LQD8,684,604$1,107,123 09/30/2019
BlackRock Inc.8,558,875$1,091,085 09/30/2019
     LQD8,558,875$1,091,085 09/30/2019
Financial Engines Advisors L.L.C.8,395,692$1,070,283 09/30/2019
     LQD8,395,692$1,070,283 09/30/2019
Morgan Stanley7,634,895$973,297 09/30/2019
     LQD7,634,895$973,297 09/30/2019
Wells Fargo & Company MN6,381,841$813,557 09/30/2019
     LQD6,381,841$813,557 09/30/2019
Canada Pension Plan Investment Board5,448,300$694,549 09/30/2019
     LQD5,448,300$694,549 09/30/2019
Mitsubishi UFJ Trust & Banking Corp4,039,235$514,922 09/30/2019
     LQD4,039,235$514,922 09/30/2019
Goldman Sachs Group Inc.4,005,842$510,665 09/30/2019
     LQD4,005,842$510,665 09/30/2019
National Mutual Insurance Federation of Agricultural Cooperatives3,778,400$481,670 09/30/2019
     LQD3,778,400$481,670 09/30/2019
Varma Mutual Pension Insurance Co3,471,840$442,590 09/30/2019
     LQD3,471,840$442,590 09/30/2019
Wealthfront Advisers LLC3,125,825$398,480 09/30/2019
     LQD3,125,825$398,480 09/30/2019
Allstate Corp3,121,949$397,986 09/30/2019
     LQD3,121,949$397,986 09/30/2019
Envestnet Asset Management Inc.3,018,862$384,845 09/30/2019
     LQD3,018,862$384,845 09/30/2019
CQS Cayman LP2,699,110$344,083 09/30/2019
     LQD2,699,110$344,083 09/30/2019
Victory Capital Management Inc.2,479,630$316,103 09/30/2019
     LQD2,479,630$316,103 09/30/2019
Jane Street Group LLC $306,282 09/30/2019
     LQD2,540,292$323,836 09/30/2019
     Put1,206,300$153,779 09/30/2019
     Call1,068,600$136,225 09/30/2019
SG Americas Securities LLC2,368,069$301,881 09/30/2019
     LQD2,368,069$301,881 09/30/2019
Bridgewater Associates LP2,331,734$297,249 09/30/2019
     LQD2,331,734$297,249 09/30/2019
Panagora Asset Management Inc.2,302,132$293,479 09/30/2019
     LQD2,302,132$293,479 09/30/2019
PNC Financial Services Group Inc.2,291,741$292,152 09/30/2019
     LQD2,291,741$292,152 09/30/2019
Dai Ichi Life Insurance Company Ltd2,102,120$267,978 09/30/2019
     LQD2,102,120$267,978 09/30/2019
JPMorgan Chase & Co.2,071,619$264,089 09/30/2019
     LQD2,071,619$264,089 09/30/2019
Personal Capital Advisors Corp2,012,542$256,558 09/30/2019
     LQD2,012,542$256,558 09/30/2019
ING Groep NV2,000,000$254,960 09/30/2019
     LQD2,000,000$254,960 09/30/2019
FMR LLC1,691,427$215,623 09/30/2019
     LQD1,691,427$215,623 09/30/2019
Valmark Advisers Inc.1,572,602$200,475 09/30/2019
     LQD1,572,602$200,475 09/30/2019
LPL Financial LLC1,542,921$196,692 09/30/2019
     LQD1,542,921$196,692 09/30/2019
Credit Suisse AG $195,165 09/30/2019
     LQD1,522,040$194,030 09/30/2019
     Call360,000$45,893 09/30/2019
     Put351,100$44,758 09/30/2019
Acorns Advisers LLC1,508,267$192,621 09/30/2019
     LQD1,508,267$192,621 09/30/2019
Bank of Montreal Can1,416,768$180,609 09/30/2019
     LQD1,416,768$180,609 09/30/2019
BNP Paribas Arbitrage SA1,182,248$150,713 09/30/2019
     LQD1,182,248$150,713 09/30/2019
Royal Bank of Canada $147,911 09/30/2019
     LQD1,595,262$203,365 09/30/2019
     Put435,000$55,454 09/30/2019
Prudential PLC1,131,832$144,286 09/30/2019
     LQD1,131,832$144,286 09/30/2019
The Manufacturers Life Insurance Company 1,131,012$143,706 09/30/2019
     LQD1,131,012$143,706 09/30/2019
Barclays PLC $143,173 09/30/2019
     LQD4,199,499$535,352 09/30/2019
     Put3,095,900$394,665 09/30/2019
     Call19,500$2,486 09/30/2019
Assetmark Inc.1,098,810$140,076 09/30/2019
     LQD1,098,810$140,076 09/30/2019
Citigroup Inc. $133,759 09/30/2019
     LQD2,873,359$366,295 09/30/2019
     Put1,831,200$233,441 09/30/2019
     Call7,100$905 09/30/2019
Raymond James & Associates989,253$126,113 09/30/2019
     LQD989,253$126,113 09/30/2019
Allianz Asset Management GmbH917,017$116,893 09/30/2019
     LQD917,017$116,893 09/30/2019
Janney Montgomery Scott LLC856,580$109,197 09/30/2019
     LQD856,580$109,197 09/30/2019
Elo Mutual Pension Insurance Co850,000$108,358 09/30/2019
     LQD850,000$108,358 09/30/2019
FormulaFolio Investments LLC798,272$101,764 09/30/2019
     LQD798,272$101,764 09/30/2019
Guggenheim Capital LLC787,581$100,401 09/30/2019
     LQD787,581$100,401 09/30/2019
Grantham Mayo Van Otterloo & Co. LLC758,862$96,740 09/30/2019
     LQD758,862$96,740 09/30/2019
Kepos Capital LP626,100$79,815 09/30/2019
     LQD626,100$79,815 09/30/2019
Avantax Advisory Services Inc.615,199$78,633 09/30/2019
     LQD615,199$78,633 09/30/2019
Keybank National Association OH597,988$76,232 09/30/2019
     LQD597,988$76,232 09/30/2019
Grimes & Company Inc.577,830$73,662 09/30/2019
     LQD577,830$73,662 09/30/2019
Suntrust Banks Inc.566,008$72,154 09/30/2019
     LQD566,008$72,154 09/30/2019
Cabana LLC552,171$70,391 09/30/2019
     LQD552,171$70,391 09/30/2019
Guardian Life Insurance Co. of America545,000$69,477 09/30/2019
     LQD545,000$69,477 09/30/2019
United Capital Financial Advisers LLC543,016$69,224 09/30/2019
     LQD543,016$69,224 09/30/2019
Stifel Financial Corp532,412$68,051 09/30/2019
     LQD532,412$68,051 09/30/2019
IndexIQ Advisors LLC527,965$67,304 09/30/2019
     LQD527,965$67,304 09/30/2019
Bank of Nova Scotia518,525$66,100 09/30/2019
     LQD518,525$66,100 09/30/2019
Bailard Inc.504,999$64,377 09/30/2019
     LQD504,999$64,377 09/30/2019
Foundations Investment Advisors LLC500,220$63,898 09/30/2019
     LQD500,220$63,898 09/30/2019
Napier Park Global Capital US LP500,000$63,740 09/30/2019
     LQD500,000$63,740 09/30/2019
Charles Schwab Investment Advisory Inc.498,196$63,510 09/30/2019
     LQD498,196$63,510 09/30/2019
Atria Investments LLC475,807$60,656 09/30/2019
     LQD475,807$60,656 09/30/2019
Marshall Wace LLP457,720$58,350 09/30/2019
     LQD457,720$58,350 09/30/2019
Pactiv General Employee Benefit Trust455,891$58,117 09/30/2019
     LQD455,891$58,117 09/30/2019
Voya Financial Advisors Inc.445,678$56,628 09/30/2019
     LQD445,678$56,628 09/30/2019
Northwestern Mutual Wealth Management Co.437,493$55,772 09/30/2019
     LQD437,493$55,772 09/30/2019
Advisor Group Inc.428,292$54,657 09/30/2019
     LQD428,292$54,657 09/30/2019
Millennium Management LLC427,581$54,508 09/30/2019
     LQD427,581$54,508 09/30/2019
Susquehanna International Group LLP $52,640 09/30/2019
     Call575,700$73,390 09/30/2019
     Put555,200$70,777 09/30/2019
     LQD392,428$50,027 09/30/2019
Man Group plc402,180$51,270 09/30/2019
     LQD402,180$51,270 09/30/2019
BCJ Capital Management LLC397,500$50,673 09/30/2019
     LQD397,500$50,673 09/30/2019
William Blair Investment Management LLC395,980$50,480 09/30/2019
     LQD395,980$50,480 09/30/2019
Vanguard Group Inc.382,500$48,761 09/30/2019
     LQD382,500$48,761 09/30/2019
Ladenburg Thalmann Financial Services Inc.381,982$48,647 09/30/2019
     LQD381,982$48,647 09/30/2019
BB&T Securities LLC369,479$47,122 09/30/2019
     LQD369,479$47,122 09/30/2019
Wealth Enhancement Advisory Services LLC368,435$46,703 09/30/2019
     LQD368,435$46,703 09/30/2019
Cambridge Investment Research Advisors Inc.341,231$43,500 09/30/2019
     LQD341,231$43,500 09/30/2019
UBS Asset Management Americas Inc.335,362$42,752 09/30/2019
     LQD335,362$42,752 09/30/2019
Raymond James Financial Services Advisors Inc.326,666$41,645 09/30/2019
     LQD326,666$41,645 09/30/2019
Wealthstar Advisors LLC307,898$39,250 09/30/2019
     LQD307,898$39,250 09/30/2019
Mirae Asset Global Investments Co. Ltd.307,211$39,163 09/30/2019
     LQD307,211$39,163 09/30/2019
US Bancorp DE297,117$37,875 09/30/2019
     LQD297,117$37,875 09/30/2019
Retirement Planning Group288,200$36,740 09/30/2019
     LQD288,200$36,740 09/30/2019
CI Investments Inc.280,655$35,778 09/30/2019
     LQD280,655$35,778 09/30/2019
Sumitomo Mitsui Financial Group Inc.274,445$34,986 09/30/2019
     LQD274,445$34,986 09/30/2019
Venturi Wealth Management LLC271,552$34,617 09/30/2019
     LQD271,552$34,617 09/30/2019
Commonwealth Equity Services LLC270,531$34,487 09/30/2019
     LQD270,531$34,487 09/30/2019
Synovus Financial Corp267,924$34,157 09/30/2019
     LQD267,924$34,157 09/30/2019
FundX Investment Group LLC267,524$34,104 09/30/2019
     LQD267,524$34,104 09/30/2019
Golub Group LLC260,379$33,193 09/30/2019
     LQD260,379$33,193 09/30/2019
Huntington National Bank254,574$32,453 09/30/2019
     LQD254,574$32,453 09/30/2019
Itau Unibanco Holding S.A.254,313$32,420 09/30/2019
     LQD254,313$32,420 09/30/2019
WestEnd Advisors LLC246,632$31,441 09/30/2019
     LQD246,632$31,441 09/30/2019
Thrivent Financial for Lutherans246,382$31,408 09/30/2019
     LQD246,382$31,408 09/30/2019
Pictet Asset Management Ltd.245,910$31,349 09/30/2019
     LQD245,910$31,349 09/30/2019
Verition Fund Management LLC240,548$30,665 09/30/2019
     LQD240,548$30,665 09/30/2019
Regions Financial Corp237,010$30,214 09/30/2019
     LQD237,010$30,214 09/30/2019
Sigma Planning Corp233,175$29,725 09/30/2019
     LQD233,175$29,725 09/30/2019
Fort Washington Investment Advisors Inc. OH224,283$28,592 09/30/2019
     LQD224,283$28,592 09/30/2019
Money Design Co. Ltd.214,828$27,386 09/30/2019
     LQD214,828$27,386 09/30/2019
Moore Capital Management LP200,000$25,496 09/30/2019
     LQD200,000$25,496 09/30/2019
Whitebox Advisors LLC198,256$25,274 09/30/2019
     LQD198,256$25,274 09/30/2019
Park Avenue Securities LLC194,497$24,795 09/30/2019
     LQD194,497$24,795 09/30/2019
SimpliFi Inc.193,571$24,676 09/30/2019
     LQD193,571$24,676 09/30/2019
Barings LLC190,761$24,318 09/30/2019
     LQD190,761$24,318 09/30/2019
Zacks Investment Management184,790$23,557 09/30/2019
     LQD184,790$23,557 09/30/2019
Prelude Capital Management LLC178,186$22,715 09/30/2019
     LQD178,186$22,715 09/30/2019
Hilltop Holdings Inc.174,644$22,263 09/30/2019
     LQD174,644$22,263 09/30/2019
Scotia Capital Inc.170,410$21,722 09/30/2019
     LQD170,410$21,722 09/30/2019
MML Investors Services LLC166,946$21,282 09/30/2019
     LQD166,946$21,282 09/30/2019
NYL Investors LLC163,700$20,868 09/30/2019
     LQD163,700$20,868 09/30/2019
Crabel Capital Management LLC160,038$20,402 09/30/2019
     LQD160,038$20,402 09/30/2019
Mechanics Bank Trust Department157,653$20,098 09/30/2019
     LQD157,653$20,098 09/30/2019
Country Trust Bank157,453$20,072 09/30/2019
     LQD157,453$20,072 09/30/2019
Welch & Forbes LLC153,490$19,567 09/30/2019
     LQD153,490$19,567 09/30/2019
Sun Life Financial INC153,056$19,545 09/30/2019
     LQD153,056$19,545 09/30/2019
Fulton Breakefield Broenniman LLC152,508$19,442 09/30/2019
     LQD152,508$19,442 09/30/2019
Integrated Wealth Concepts LLC147,569$18,812 09/30/2019
     LQD147,569$18,812 09/30/2019
Interactive Financial Advisors145,628$18,565 09/30/2019
     LQD145,628$18,565 09/30/2019
ARGI Investment Services LLC145,010$18,486 09/30/2019
     LQD145,010$18,486 09/30/2019
American International Group Inc.142,400$18,153 09/30/2019
     LQD142,400$18,153 09/30/2019
Global Financial Private Capital Inc138,713$17,683 09/30/2019
     LQD138,713$17,683 09/30/2019
High Falls Advisors Inc137,369$17,512 09/30/2019
     LQD137,369$17,512 09/30/2019
Estate Counselors LLC132,520$16,894 09/30/2019
     LQD132,520$16,894 09/30/2019
Wela Strategies Inc.129,862$16,555 09/30/2019
     LQD129,862$16,555 09/30/2019
Private Advisor Group LLC129,113$16,459 09/30/2019
     LQD129,113$16,459 09/30/2019
Betterment LLC131,993$16,416 09/30/2019
     LQD131,993$16,416 09/30/2019
Wade G W & Inc.127,792$16,291 09/30/2019
     LQD127,792$16,291 09/30/2019
ERTS Wealth Advisors LLC127,071$16,199 09/30/2019
     LQD127,071$16,199 09/30/2019
Eqis Capital Management Inc.126,996$16,189 09/30/2019
     LQD126,996$16,189 09/30/2019
Susquehanna International Group Ltd.123,733$15,773 09/30/2019
     LQD123,733$15,773 09/30/2019
Chesapeake Wealth Management122,445$15,609 09/30/2019
     LQD122,445$15,609 09/30/2019
HAP Trading LLC $15,337 09/30/2019
     Call1,000,900$15,467 09/30/2019
     Put639,600$130 09/30/2019
Northwest Bancshares Inc.118,903$15,157 09/30/2019
     LQD118,903$15,157 09/30/2019
Sagil Capital LLP117,800$15,017 09/30/2019
     LQD117,800$15,017 09/30/2019
Protective Life Corp115,805$14,763 09/30/2019
     LQD115,805$14,763 09/30/2019
CIBC Private Wealth Group LLC115,727$14,752 09/30/2019
     LQD115,727$14,752 09/30/2019
First Allied Advisory Services Inc.114,465$14,606 09/30/2019
     LQD114,465$14,606 09/30/2019
Regal Investment Advisors LLC111,397$14,201 09/30/2019
     LQD111,397$14,201 09/30/2019
Deutsche Bank AG110,606$14,098 09/30/2019
     LQD110,606$14,098 09/30/2019
Mizuho Trust & Banking Co. Ltd.110,000$14,023 09/30/2019
     LQD110,000$14,023 09/30/2019
Alley Co LLC109,482$13,957 09/30/2019
     LQD109,482$13,957 09/30/2019
Anchor Capital Advisors LLC109,325$13,937 09/30/2019
     LQD109,325$13,937 09/30/2019
Flaharty Asset Management LLC107,924$13,758 09/30/2019
     LQD107,924$13,758 09/30/2019
First American Trust FSB104,361$13,304 09/30/2019
     LQD104,361$13,304 09/30/2019
Brookstone Capital Management104,156$13,278 09/30/2019
     LQD104,156$13,278 09/30/2019
Impax Asset Management Group plc102,450$13,060 09/30/2019
     LQD102,450$13,060 09/30/2019
HighTower Advisors LLC102,103$13,037 09/30/2019
     LQD102,103$13,037 09/30/2019
SCS Capital Management LLC101,242$12,906 09/30/2019
     LQD101,242$12,906 09/30/2019
JGP Wealth Management LLC101,177$12,874 09/30/2019
     LQD101,177$12,874 09/30/2019
Hudson Bay Capital Management LP100,000$12,748 09/30/2019
     LQD100,000$12,748 09/30/2019
Avalon Investment & Advisory97,516$12,431 09/30/2019
     LQD97,516$12,431 09/30/2019
Viewpoint Investment Partners Corp94,970$12,107 09/30/2019
     LQD94,970$12,107 09/30/2019
People s United Financial Inc.93,442$11,912 09/30/2019
     LQD93,442$11,912 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC92,943$11,848 09/30/2019
     LQD92,943$11,848 09/30/2019
Advisors Preferred LLC92,757$11,825 09/30/2019
     LQD92,757$11,825 09/30/2019
Sei Investments Co.91,898$11,723 09/30/2019
     LQD91,898$11,723 09/30/2019
Wealthsource Partners LLC87,835$11,197 09/30/2019
     LQD87,835$11,197 09/30/2019
MA Private Wealth86,418$11,017 09/30/2019
     LQD86,418$11,017 09/30/2019
Twele Capital Management Inc.86,218$10,991 09/30/2019
     LQD86,218$10,991 09/30/2019
Adviser Investments LLC84,646$10,791 09/30/2019
     LQD84,646$10,791 09/30/2019
Veritable L.P.83,808$10,684 09/30/2019
     LQD83,808$10,684 09/30/2019
American Financial Advisors LLC82,592$10,529 09/30/2019
     LQD82,592$10,529 09/30/2019
FBL Investment Management Services Inc. IA81,800$10,429 09/30/2019
     LQD81,800$10,429 09/30/2019
Legal & General Group Plc80,322$10,241 09/30/2019
     LQD80,322$10,241 09/30/2019
Clear Street Markets LLC80,000$10,198 09/30/2019
     LQD80,000$10,198 09/30/2019
Franklin Resources Inc.79,754$10,167 09/30/2019
     LQD79,754$10,167 09/30/2019
First Trust Advisors LP79,050$10,077 09/30/2019
     LQD79,050$10,077 09/30/2019
OLD Mission Capital LLC78,899$10,058 09/30/2019
     LQD78,899$10,058 09/30/2019
Hudock Capital Group LLC78,216$9,971 09/30/2019
     LQD78,216$9,971 09/30/2019
Alexandria Capital LLC77,351$9,861 09/30/2019
     LQD77,351$9,861 09/30/2019
KMG Fiduciary Partners LLC76,437$9,744 09/30/2019
     LQD76,437$9,744 09/30/2019
IFP Advisors Inc76,538$9,734 09/30/2019
     LQD76,538$9,734 09/30/2019
Regal Wealth Group Inc.75,739$9,655 09/30/2019
     LQD75,739$9,655 09/30/2019
Capital Financial Planning LLC74,277$9,469 09/30/2019
     LQD74,277$9,469 09/30/2019
Wildcat Capital Management LLC73,666$9,341 09/30/2019
     LQD73,666$9,341 09/30/2019
Hudson Capital Management LLC72,401$9,230 09/30/2019
     LQD72,401$9,230 09/30/2019
Hsbc Holdings PLC69,449$8,853 09/30/2019
     LQD69,449$8,853 09/30/2019
Conning Inc.68,626$8,748 09/30/2019
     LQD68,626$8,748 09/30/2019
James Investment Research Inc.68,482$8,730 09/30/2019
     LQD68,482$8,730 09/30/2019
Baird Financial Group Inc.65,318$8,326 09/30/2019
     LQD65,318$8,326 09/30/2019
AdvisorNet Financial Inc65,202$8,312 09/30/2019
     LQD65,202$8,312 09/30/2019
Friedenthal Financial64,930$8,277 09/30/2019
     LQD64,930$8,277 09/30/2019
Securian Asset Management Inc64,800$8,261 09/30/2019
     LQD64,800$8,261 09/30/2019
Ifrah Financial Services Inc.64,707$8,249 09/30/2019
     LQD64,707$8,249 09/30/2019
Cetera Advisors LLC64,474$8,216 09/30/2019
     LQD64,474$8,216 09/30/2019
Bank of New York Mellon Corp61,866$7,887 09/30/2019
     LQD61,866$7,887 09/30/2019
Cambria Investment Management L.P.61,193$7,800 09/30/2019
     LQD61,193$7,800 09/30/2019
AdvicePeriod LLC60,306$7,689 09/30/2019
     LQD60,306$7,689 09/30/2019
Captrust Financial Advisors60,006$7,650 09/30/2019
     LQD60,006$7,650 09/30/2019
Prudential Financial Inc.58,992$7,517 09/30/2019
     LQD58,992$7,517 09/30/2019
Fifth Third Bancorp58,496$7,457 09/30/2019
     LQD58,496$7,457 09/30/2019
LifePlan Financial Group Inc58,499$7,457 09/30/2019
     LQD58,499$7,457 09/30/2019
TD Asset Management Inc.57,301$7,305 09/30/2019
     LQD57,301$7,305 09/30/2019
Daiwa Securities Group Inc.57,100$7,279 09/30/2019
     LQD57,100$7,279 09/30/2019
Creative Planning $7,227 09/30/2019
     LQD56,689$7,227 09/30/2019
     Put1,500$0 09/30/2019
Capital Investment Advisors LLC55,618$7,090 09/30/2019
     LQD55,618$7,090 09/30/2019
Bluefin Trading LLC55,527$7,079 09/30/2019
     LQD55,527$7,079 09/30/2019
Trilogy Capital Inc.55,180$7,078 09/30/2019
     LQD55,180$7,078 09/30/2019
Vision Capital Management Inc.54,250$6,916 09/30/2019
     LQD54,250$6,916 09/30/2019
E&G Advisors LP49,629$6,327 09/30/2019
     LQD49,629$6,327 09/30/2019
AE Wealth Management LLC48,765$6,217 09/30/2019
     LQD48,765$6,217 09/30/2019
Boys Arnold & Co. Inc.48,623$6,178 09/30/2019
     LQD48,623$6,178 09/30/2019
Charter Trust Co.47,821$6,096 09/30/2019
     LQD47,821$6,096 09/30/2019
First National Corp MA ADV46,814$5,968 09/30/2019
     LQD46,814$5,968 09/30/2019
Steward Partners Investment Advisory LLC46,793$5,965 09/30/2019
     LQD46,793$5,965 09/30/2019
Harwood Advisory Group LLC45,505$5,801 09/30/2019
     LQD45,505$5,801 09/30/2019
Wunderlich Capital Managemnt45,440$5,793 09/30/2019
     LQD45,440$5,793 09/30/2019
Squarepoint Ops LLC $5,783 09/30/2019
     Put262,600$33,476 09/30/2019
     LQD173,357$22,100 09/30/2019
     Call134,600$17,159 09/30/2019
HMS Capital Management LLC $5,675 09/30/2019
     LQD49,009$6,248 09/30/2019
     Put4,500$573 09/30/2019
Stratos Wealth Partners LTD.44,351$5,654 09/30/2019
     LQD44,351$5,654 09/30/2019
Cetera Advisor Networks LLC44,196$5,630 09/30/2019
     LQD44,196$5,630 09/30/2019
Horizon Investments LLC43,756$5,548 09/30/2019
     LQD43,756$5,548 09/30/2019
Insight Wealth Strategies LLC42,995$5,481 09/30/2019
     LQD42,995$5,481 09/30/2019
Towercrest Capital Management42,658$5,437 09/30/2019
     LQD42,658$5,437 09/30/2019
BLB&B Advisors LLC41,587$5,302 09/30/2019
     LQD41,587$5,302 09/30/2019
GenTrust LLC41,430$5,281 09/30/2019
     LQD41,430$5,281 09/30/2019
Citizens Financial Group Inc RI41,196$5,252 09/30/2019
     LQD41,196$5,252 09/30/2019
Sunesis Advisors LLC41,150$5,246 09/30/2019
     LQD41,150$5,246 09/30/2019
Traynor Capital Management Inc.39,670$5,057 09/30/2019
     LQD39,670$5,057 09/30/2019
Florin Court Capital LLP39,300$5,010 09/30/2019
     LQD39,300$5,010 09/30/2019
HBK Sorce Advisory LLC38,848$4,953 09/30/2019
     LQD38,848$4,953 09/30/2019
Condor Capital Management38,806$4,947 09/30/2019
     LQD38,806$4,947 09/30/2019
Total Investment Management Inc.38,704$4,934 09/30/2019
     LQD38,704$4,934 09/30/2019
Mid Atlantic Financial Management Inc. ADV37,745$4,812 09/30/2019
     LQD37,745$4,812 09/30/2019
Full Sail Capital LLC38,137$4,812 09/30/2019
     LQD38,137$4,812 09/30/2019
ETRADE Capital Management LLC36,454$4,648 09/30/2019
     LQD36,454$4,648 09/30/2019
GWM Advisors LLC36,231$4,618 09/30/2019
     LQD36,231$4,618 09/30/2019
Banco Santander S.A.35,678$4,548 09/30/2019
     LQD35,678$4,548 09/30/2019
TRUE Private Wealth Advisors35,577$4,535 09/30/2019
     LQD35,577$4,535 09/30/2019
Pinnacle Financial Partners Inc.35,564$4,533 09/30/2019
     LQD35,564$4,533 09/30/2019
BOKF NA35,426$4,516 09/30/2019
     LQD35,426$4,516 09/30/2019
Financial Advocates Investment Management35,052$4,468 09/30/2019
     LQD35,052$4,468 09/30/2019
Quattro Financial Advisors LLC34,777$4,434 09/30/2019
     LQD34,777$4,434 09/30/2019
Commerce Bank34,743$4,429 09/30/2019
     LQD34,743$4,429 09/30/2019
Mackenzie Financial Corp33,900$4,322 09/30/2019
     LQD33,900$4,322 09/30/2019
Maryland Capital Management33,620$4,286 09/30/2019
     LQD33,620$4,286 09/30/2019
PFG Advisors32,934$4,201 09/30/2019
     LQD32,934$4,201 09/30/2019
Northern Oak Wealth Management Inc.32,824$4,184 09/30/2019
     LQD32,824$4,184 09/30/2019
Stephens Inc. AR32,811$4,183 09/30/2019
     LQD32,811$4,183 09/30/2019
Comerica Bank32,717$4,169 09/30/2019
     LQD32,717$4,169 09/30/2019
M&T Bank Corp32,298$4,117 09/30/2019
     LQD32,298$4,117 09/30/2019
Angelo Gordon & CO. L.P.32,160$4,100 09/30/2019
     LQD32,160$4,100 09/30/2019
Prime Capital Investment Advisors LLC31,963$4,075 09/30/2019
     LQD31,963$4,075 09/30/2019
Probity Advisors Inc.31,609$4,030 09/30/2019
     LQD31,609$4,030 09/30/2019
Duncker Streett & Co. Inc.31,546$4,022 09/30/2019
     LQD31,546$4,022 09/30/2019
Hedeker Wealth LLC31,557$4,022 09/30/2019
     LQD31,557$4,022 09/30/2019
Forefront Analytics LLC31,487$4,016 09/30/2019
     LQD31,487$4,016 09/30/2019
Jaffetilchin Investment Partners LLC31,176$3,974 09/30/2019
     LQD31,176$3,974 09/30/2019
Cypress Capital Group31,009$3,953 09/30/2019
     LQD31,009$3,953 09/30/2019
Norway Savings Bank30,172$3,846 09/30/2019
     LQD30,172$3,846 09/30/2019
AXA29,228$3,726 09/30/2019
     LQD29,228$3,726 09/30/2019
IHT Wealth Management LLC28,918$3,686 09/30/2019
     LQD28,918$3,686 09/30/2019
Trustmark National Bank Trust Department28,798$3,671 09/30/2019
     LQD28,798$3,671 09/30/2019
Toroso Investments LLC28,243$3,600 09/30/2019
     LQD28,243$3,600 09/30/2019
Leuthold Group LLC28,203$3,595 09/30/2019
     LQD28,203$3,595 09/30/2019
Neuberger Berman Group LLC28,083$3,580 09/30/2019
     LQD28,083$3,580 09/30/2019
SignalPoint Asset Management LLC28,084$3,580 09/30/2019
     LQD28,084$3,580 09/30/2019
Omega Financial Group LLC27,721$3,534 09/30/2019
     LQD27,721$3,534 09/30/2019
Dakota Wealth Management27,675$3,528 09/30/2019
     LQD27,675$3,528 09/30/2019
Cobblestone Capital Advisors LLC NY27,493$3,505 09/30/2019
     LQD27,493$3,505 09/30/2019
UMB Bank N A MO27,450$3,499 09/30/2019
     LQD27,450$3,499 09/30/2019
Midwest Professional Planners LTD.27,349$3,486 09/30/2019
     LQD27,349$3,486 09/30/2019
Bank of The West27,326$3,484 09/30/2019
     LQD27,326$3,484 09/30/2019
Cambiar Investors LLC27,082$3,452 09/30/2019
     LQD27,082$3,452 09/30/2019
Cpwm LLC26,687$3,402 09/30/2019
     LQD26,687$3,402 09/30/2019
Alliancebernstein L.P.26,629$3,395 09/30/2019
     LQD26,629$3,395 09/30/2019
King Wealth26,202$3,340 09/30/2019
     LQD26,202$3,340 09/30/2019
State of Tennessee Treasury Department26,100$3,327 09/30/2019
     LQD26,100$3,327 09/30/2019
Sequoia Financial Advisors LLC25,404$3,239 09/30/2019
     LQD25,404$3,239 09/30/2019
NEXT Financial Group Inc25,241$3,218 09/30/2019
     LQD25,241$3,218 09/30/2019
New England Asset Management Inc.25,000$3,187 09/30/2019
     LQD25,000$3,187 09/30/2019
Pinnacle Advisory Group Inc.24,930$3,178 09/30/2019
     LQD24,930$3,178 09/30/2019
Wintrust Investments LLC24,842$3,167 09/30/2019
     LQD24,842$3,167 09/30/2019
Windsor Capital Management LLC24,542$3,128 09/30/2019
     LQD24,542$3,128 09/30/2019
Rampart Investment Management Company LLC23,831$3,038 09/30/2019
     LQD23,831$3,038 09/30/2019
HITE Hedge Asset Management LLC22,925$2,922 09/30/2019
     LQD22,925$2,922 09/30/2019
Sontag Advisory LLC22,626$2,884 09/30/2019
     LQD22,626$2,884 09/30/2019
Janus Henderson Group PLC22,429$2,859 09/30/2019
     LQD22,429$2,859 09/30/2019
Boyer & Corporon Wealth Management LLC22,297$2,842 09/30/2019
     LQD22,297$2,842 09/30/2019
Virtue Capital Management LLC22,297$2,842 09/30/2019
     LQD22,297$2,842 09/30/2019
Rockefeller Capital Management L.P.22,152$2,824 09/30/2019
     LQD22,152$2,824 09/30/2019
Columbus Macro LLC21,420$2,731 09/30/2019
     LQD21,420$2,731 09/30/2019
White Pine Capital LLC21,343$2,721 09/30/2019
     LQD21,343$2,721 09/30/2019
Coastline Trust Co21,230$2,706 09/30/2019
     LQD21,230$2,706 09/30/2019
Renaissance Technologies LLC21,000$2,677 09/30/2019
     LQD21,000$2,677 09/30/2019
BlueCrest Capital Management Ltd20,960$2,672 09/30/2019
     LQD20,960$2,672 09/30/2019
Blair William & Co. IL20,877$2,661 09/30/2019
     LQD20,877$2,661 09/30/2019
Barber Financial Group Inc.20,870$2,661 09/30/2019
     LQD20,870$2,661 09/30/2019
BDO Wealth Advisors LLC20,664$2,634 09/30/2019
     LQD20,664$2,634 09/30/2019
Leicht Financial Planning & Wealth Management Inc.20,473$2,610 09/30/2019
     LQD20,473$2,610 09/30/2019
Raymond James Trust N.A.20,279$2,585 09/30/2019
     LQD20,279$2,585 09/30/2019
Actinver Wealth Management Inc.20,267$2,583 09/30/2019
     LQD20,267$2,583 09/30/2019
Stonehage Fleming Financial Services Holdings Ltd19,775$2,522 09/30/2019
     LQD19,775$2,522 09/30/2019
SeaCrest Wealth Management LLC19,526$2,489 09/30/2019
     LQD19,526$2,489 09/30/2019
Mariner LLC19,303$2,461 09/30/2019
     LQD19,303$2,461 09/30/2019
Sarasin & Partners LLP19,292$2,459 09/30/2019
     LQD19,292$2,459 09/30/2019
Arrow Investment Advisors LLC19,239$2,453 09/30/2019
     LQD19,239$2,453 09/30/2019
Fortis Advisors LLC19,184$2,446 09/30/2019
     LQD19,184$2,446 09/30/2019
National Asset Management Inc.19,176$2,445 09/30/2019
     LQD19,176$2,445 09/30/2019
Patriot Investment Management Inc.18,945$2,425 09/30/2019
     LQD18,945$2,425 09/30/2019
Vestmark Advisory Solutions Inc.18,463$2,354 09/30/2019
     LQD18,463$2,354 09/30/2019
Proequities Inc.18,243$2,326 09/30/2019
     LQD18,243$2,326 09/30/2019
Strategic Wealth Advisors Group LLC18,014$2,294 09/30/2019
     LQD18,014$2,294 09/30/2019
Arden Trust Co17,999$2,294 09/30/2019
     LQD17,999$2,294 09/30/2019
First Heartland Consultants Inc.17,953$2,289 09/30/2019
     LQD17,953$2,289 09/30/2019
Mutual Advisors LLC17,909$2,283 09/30/2019
     LQD17,909$2,283 09/30/2019
Good Life Advisors LLC17,764$2,266 09/30/2019
     LQD17,764$2,266 09/30/2019
Comerica Securities Inc.17,452$2,225 09/30/2019
     LQD17,452$2,225 09/30/2019
Prospera Financial Services Inc16,972$2,164 09/30/2019
     LQD16,972$2,164 09/30/2019
Bessemer Group Inc.16,900$2,155 09/30/2019
     LQD16,900$2,155 09/30/2019
Vontobel Swiss Wealth Advisors AG16,806$2,142 09/30/2019
     LQD16,806$2,142 09/30/2019
Clearwater Capital Advisors LLC16,771$2,138 09/30/2019
     LQD16,771$2,138 09/30/2019
Edmond DE Rothschild Holding S.A.16,558$2,111 09/30/2019
     LQD16,558$2,111 09/30/2019
Sheets Smith Wealth Management16,303$2,078 09/30/2019
     LQD16,303$2,078 09/30/2019
Wesbanco Bank Inc.16,266$2,073 09/30/2019
     LQD16,266$2,073 09/30/2019
Sowell Financial Services LLC16,009$2,041 09/30/2019
     LQD16,009$2,041 09/30/2019
Level Four Advisory Services LLC15,956$2,034 09/30/2019
     LQD15,956$2,034 09/30/2019
Kovitz Investment Group Partners LLC15,715$2,003 09/30/2019
     LQD15,715$2,003 09/30/2019
Ashfield Capital Partners LLC15,600$1,989 09/30/2019
     LQD15,600$1,989 09/30/2019
Robertson Stephens Wealth Management LLC15,547$1,982 09/30/2019
     LQD15,547$1,982 09/30/2019
Homrich & Berg15,535$1,980 09/30/2019
     LQD15,535$1,980 09/30/2019
Cambridge Advisors Inc.15,405$1,964 09/30/2019
     LQD15,405$1,964 09/30/2019
Eaton Vance Management15,363$1,958 09/30/2019
     LQD15,363$1,958 09/30/2019
Private Wealth Group LLC15,301$1,951 09/30/2019
     LQD15,301$1,951 09/30/2019
Donaldson Capital Management LLC14,876$1,896 09/30/2019
     LQD14,876$1,896 09/30/2019
Concorde Asset Management LLC14,794$1,886 09/30/2019
     LQD14,794$1,886 09/30/2019
Newfound Research LLC14,729$1,878 09/30/2019
     LQD14,729$1,878 09/30/2019
Moloney Securities Asset Management LLC14,688$1,872 09/30/2019
     LQD14,688$1,872 09/30/2019
Almanack Investment Partners LLC.14,575$1,858 09/30/2019
     LQD14,575$1,858 09/30/2019
Oppenheimer & Co. Inc.14,432$1,840 09/30/2019
     LQD14,432$1,840 09/30/2019
Rehmann Capital Advisory Group14,712$1,830 06/30/2019
     LQD14,712$1,830 06/30/2019
Hancock Whitney Corp14,235$1,815 09/30/2019
     LQD14,235$1,815 09/30/2019
Kingfisher Capital LLC14,132$1,802 09/30/2019
     LQD14,132$1,802 09/30/2019
TrinityPoint Wealth LLC14,168$1,798 09/30/2019
     LQD14,168$1,798 09/30/2019
Vicus Capital13,842$1,765 09/30/2019
     LQD13,842$1,765 09/30/2019
Simplex Trading LLC13,832$1,763 09/30/2019
     LQD13,832$1,763 09/30/2019
KG&L Capital Management LLC13,730$1,750 09/30/2019
     LQD13,730$1,750 09/30/2019
Honkamp Krueger Financial Services Inc.13,592$1,733 09/30/2019
     LQD13,592$1,733 09/30/2019
CWM LLC13,502$1,721 09/30/2019
     LQD13,502$1,721 09/30/2019
Belpointe Asset Management LLC13,806$1,717 06/30/2019
     LQD13,806$1,717 06/30/2019
Certified Advisory Corp13,444$1,714 09/30/2019
     LQD13,444$1,714 09/30/2019
Country Club Trust Company n.a.13,342$1,695 09/30/2019
     LQD13,342$1,695 09/30/2019
Aviance Capital Partners LLC13,231$1,687 09/30/2019
     LQD13,231$1,687 09/30/2019
Day & Ennis LLC13,187$1,681 09/30/2019
     LQD13,187$1,681 09/30/2019
TCF National Bank13,105$1,670 09/30/2019
     LQD13,105$1,670 09/30/2019
Clearbridge Investments LLC13,056$1,664 09/30/2019
     LQD13,056$1,664 09/30/2019
Willingdon Wealth Management12,964$1,653 09/30/2019
     LQD12,964$1,653 09/30/2019
FCA Corp TX12,894$1,644 09/30/2019
     LQD12,894$1,644 09/30/2019
Aveo Capital Partners LLC12,915$1,639 09/30/2019
     LQD12,915$1,639 09/30/2019
Chemical Bank12,991$1,616 06/30/2019
     LQD12,991$1,616 06/30/2019
RFG Advisory LLC12,435$1,585 09/30/2019
     LQD12,435$1,585 09/30/2019
American Research & Management Co.12,410$1,582 09/30/2019
     LQD12,410$1,582 09/30/2019
ETF Portfolio Partners Inc.12,388$1,579 09/30/2019
     LQD12,388$1,579 09/30/2019
Stone House Investment Management LLC12,159$1,550 09/30/2019
     LQD12,159$1,550 09/30/2019
Lazard Asset Management LLC11,971$1,526 09/30/2019
     LQD11,971$1,526 09/30/2019
First National Bank of South Miami11,787$1,518 09/30/2019
     LQD11,787$1,518 09/30/2019
Icon Wealth Partners LLC11,854$1,511 09/30/2019
     LQD11,854$1,511 09/30/2019
Pinkerton Retirement Specialists LLC11,704$1,492 09/30/2019
     LQD11,704$1,492 09/30/2019
Camden National Bank11,627$1,482 09/30/2019
     LQD11,627$1,482 09/30/2019
Sawtooth Solutions LLC11,493$1,465 09/30/2019
     LQD11,493$1,465 09/30/2019
Northern Trust Corp1,074,871$1,462 09/30/2019
     LQD1,074,871$1,462 09/30/2019
Partnervest Advisory Services LLC11,404$1,454 09/30/2019
     LQD11,404$1,454 09/30/2019
Laurel Wealth Advisors LLC11,277$1,438 09/30/2019
     LQD11,277$1,438 09/30/2019
Fulcrum Equity Management11,113$1,417 09/30/2019
     LQD11,113$1,417 09/30/2019
Seizert Capital Partners LLC10,966$1,398 09/30/2019
     LQD10,966$1,398 09/30/2019
Princeton Portfolio Strategies Group LLC10,739$1,369 09/30/2019
     LQD10,739$1,369 09/30/2019
Cypress Wealth Services LLC10,682$1,362 09/30/2019
     LQD10,682$1,362 09/30/2019
EFG Asset Management Americas Corp.10,610$1,353 09/30/2019
     LQD10,610$1,353 09/30/2019
Mandatum Life Insurance Co Ltd10,578$1,348 09/30/2019
     LQD10,578$1,348 09/30/2019
Fundamentun LLC10,508$1,340 09/30/2019
     LQD10,508$1,340 09/30/2019
Western Wealth Management LLC10,488$1,340 09/30/2019
     LQD10,488$1,340 09/30/2019
River & Mercantile LLC10,502$1,339 09/30/2019
     LQD10,502$1,339 09/30/2019
Clear Harbor Asset Management LLC10,472$1,335 09/30/2019
     LQD10,472$1,335 09/30/2019
RiverGlades Family Offices LLC10,472$1,335 09/30/2019
     LQD10,472$1,335 09/30/2019
PFS Investments Inc.10,407$1,327 09/30/2019
     LQD10,407$1,327 09/30/2019
Global Retirement Partners LLC10,398$1,325 09/30/2019
     LQD10,398$1,325 09/30/2019
Sharkey Howes & Javer10,388$1,324 09/30/2019
     LQD10,388$1,324 09/30/2019
Neuburgh Advisers LLC10,336$1,318 09/30/2019
     LQD10,336$1,318 09/30/2019
Tiemann Investment Advisors LLC10,277$1,310 09/30/2019
     LQD10,277$1,310 09/30/2019
Calton & Associates Inc.10,264$1,308 09/30/2019
     LQD10,264$1,308 09/30/2019
Cetera Investment Advisers10,164$1,293 09/30/2019
     LQD10,164$1,293 09/30/2019
Mount Lucas Management LP10,103$1,288 09/30/2019
     LQD10,103$1,288 09/30/2019
Advisory Services Network LLC10,280$1,279 09/30/2019
     LQD10,280$1,279 09/30/2019
Banque Pictet & Cie SA10,017$1,277 09/30/2019
     LQD10,017$1,277 09/30/2019
Eukles Asset Management10,002$1,275 09/30/2019
     LQD10,002$1,275 09/30/2019
Arete Wealth Advisors LLC9,966$1,270 09/30/2019
     LQD9,966$1,270 09/30/2019
Providence Capital Advisors LLC9,961$1,270 09/30/2019
     LQD9,961$1,270 09/30/2019
Wealth & Pension Services Group Inc.9,821$1,252 09/30/2019
     LQD9,821$1,252 09/30/2019
Wedbush Securities Inc.9,786$1,248 09/30/2019
     LQD9,786$1,248 09/30/2019
Cornerstone Wealth Management LLC9,715$1,239 09/30/2019
     LQD9,715$1,239 09/30/2019
White Lighthouse Investment Management Inc.9,674$1,233 09/30/2019
     LQD9,674$1,233 09/30/2019
FineMark National Bank & Trust9,287$1,184 09/30/2019
     LQD9,287$1,184 09/30/2019
Hayden Royal LLC9,295$1,184 09/30/2019
     LQD9,295$1,184 09/30/2019
Financial Partners Group Inc9,252$1,179 09/30/2019
     LQD9,252$1,179 09/30/2019
B. Riley Wealth Management Inc.9,133$1,164 09/30/2019
     LQD9,133$1,164 09/30/2019
PFM Asset Management LLC $1,164 09/30/2019
     Call9,131$1,164 09/30/2019
Schroder Investment Management Group8,995$1,143 09/30/2019
     LQD8,995$1,143 09/30/2019
Wealthcare Advisory Partners LLC8,951$1,141 09/30/2019
     LQD8,951$1,141 09/30/2019
Whittier Trust Co.8,889$1,133 09/30/2019
     LQD8,889$1,133 09/30/2019
Klingenstein Fields & Co. LLC8,830$1,126 09/30/2019
     LQD8,830$1,126 09/30/2019
Summit X LLC8,681$1,119 09/30/2019
     LQD8,681$1,119 09/30/2019
Great Valley Advisor Group Inc.8,761$1,117 09/30/2019
     LQD8,761$1,117 09/30/2019
FinTrust Capital Advisors LLC8,722$1,112 09/30/2019
     LQD8,722$1,112 09/30/2019
Greatmark Investment Partners Inc.8,695$1,108 09/30/2019
     LQD8,695$1,108 09/30/2019
Wrapmanager Inc.8,666$1,105 09/30/2019
     LQD8,666$1,105 09/30/2019
Blackhawk Capital Partners LLC.8,587$1,095 09/30/2019
     LQD8,587$1,095 09/30/2019
Flinton Capital Management LLC8,512$1,085 09/30/2019
     LQD8,512$1,085 09/30/2019
Greytown Advisors Inc.8,500$1,084 09/30/2019
     LQD8,500$1,084 09/30/2019
Dynamic Advisor Solutions LLC8,407$1,072 09/30/2019
     LQD8,407$1,072 09/30/2019
Financial Advisory Service Inc.8,399$1,071 09/30/2019
     LQD8,399$1,071 09/30/2019
Jacobi Capital Management LLC8,374$1,068 09/30/2019
     LQD8,374$1,068 09/30/2019
Private Portfolio Partners LLC8,354$1,065 09/30/2019
     LQD8,354$1,065 09/30/2019
Oarsman Capital Inc.8,305$1,059 09/30/2019
     LQD8,305$1,059 09/30/2019
Palouse Capital Management Inc.8,290$1,057 09/30/2019
     LQD8,290$1,057 09/30/2019
Slow Capital Inc.8,256$1,052 09/30/2019
     LQD8,256$1,052 09/30/2019
Colton Groome Financial Advisors LLC8,361$1,051 09/30/2019
     LQD8,361$1,051 09/30/2019
Evercore Wealth Management LLC8,194$1,044 09/30/2019
     LQD8,194$1,044 09/30/2019
Neumann Capital Management LLC8,186$1,044 09/30/2019
     LQD8,186$1,044 09/30/2019
Iberiabank Corp8,165$1,041 09/30/2019
     LQD8,165$1,041 09/30/2019
Exane Derivatives $1,038 09/30/2019
     LQD8,700$1,109 09/30/2019
     Put1,520$71 09/30/2019
Aft Forsyth & Company Inc.8,104$1,033 09/30/2019
     LQD8,104$1,033 09/30/2019
Adams Asset Advisors LLC8,012$1,021 09/30/2019
     LQD8,012$1,021 09/30/2019
Sonata Capital Group Inc.7,985$1,018 09/30/2019
     LQD7,985$1,018 09/30/2019
First Financial Bank Trust Division7,991$1,018 09/30/2019
     LQD7,991$1,018 09/30/2019
Segall Bryant & Hamill LLC7,945$1,011 09/30/2019
     LQD7,945$1,011 09/30/2019
Wealthstreet Investment Advisors LLC7,894$998 09/30/2019
     LQD7,894$998 09/30/2019
Wexford Capital LP7,801$994 09/30/2019
     LQD7,801$994 09/30/2019
Boston Private Wealth LLC7,774$991 09/30/2019
     LQD7,774$991 09/30/2019
BerganKDV Wealth Management LLC7,402$944 09/30/2019
     LQD7,402$944 09/30/2019
CIBC World Markets Inc.7,394$943 09/30/2019
     LQD7,394$943 09/30/2019
Bronfman E.L. Rothschild L.P.7,336$935 09/30/2019
     LQD7,336$935 09/30/2019
Piershale Financial Group Inc.7,300$931 09/30/2019
     LQD7,300$931 09/30/2019
1ST Source Bank7,296$930 09/30/2019
     LQD7,296$930 09/30/2019
LGL Partners LLC7,259$925 09/30/2019
     LQD7,259$925 09/30/2019
Pinnacle Associates Ltd.7,041$898 09/30/2019
     LQD7,041$898 09/30/2019
Parsons Capital Management Inc. RI6,878$877 09/30/2019
     LQD6,878$877 09/30/2019
Dorsey Wright & Associates6,871$876 09/30/2019
     LQD6,871$876 09/30/2019
Csenge Advisory Group6,779$864 09/30/2019
     LQD6,779$864 09/30/2019
Tyers Asset Management LLC6,688$853 09/30/2019
     LQD6,688$853 09/30/2019
NTV Asset Management LLC6,675$851 09/30/2019
     LQD6,675$851 09/30/2019
GeoWealth Management LLC6,660$849 09/30/2019
     LQD6,660$849 09/30/2019
Gradient Capital Advisors LLC6,503$829 09/30/2019
     LQD6,503$829 09/30/2019
Context Capital Management LLC6,400$816 09/30/2019
     LQD6,400$816 09/30/2019
Haverford Trust Co.6,384$814 09/30/2019
     LQD6,384$814 09/30/2019
Verity Asset Management Inc.6,285$801 09/30/2019
     LQD6,285$801 09/30/2019
Townsend & Associates Inc6,250$797 09/30/2019
     LQD6,250$797 09/30/2019
Liberty Wealth Management LLC6,217$793 09/30/2019
     LQD6,217$793 09/30/2019
Nwam LLC6,204$791 09/30/2019
     LQD6,204$791 09/30/2019
EP Wealth Advisors LLC6,173$787 09/30/2019
     LQD6,173$787 09/30/2019
Paradigm Financial Partners LLC6,172$787 09/30/2019
     LQD6,172$787 09/30/2019
Lutz Financial Services LLC6,159$785 09/30/2019
     LQD6,159$785 09/30/2019
Pettyjohn Wood & White Inc.6,059$772 09/30/2019
     LQD6,059$772 09/30/2019
Alliance Wealth Management Group5,968$760 09/30/2019
     LQD5,968$760 09/30/2019
DAVENPORT & Co LLC6,090$757 09/30/2019
     LQD6,090$757 09/30/2019
DSC Advisors L.P.5,900$752 09/30/2019
     LQD5,900$752 09/30/2019
Fiera Capital Corp5,902$752 09/30/2019
     LQD5,902$752 09/30/2019
SWS Partners5,997$750 09/30/2019
     LQD5,997$750 09/30/2019
Natixis5,860$747 09/30/2019
     LQD5,860$747 09/30/2019
Executive Wealth Management LLC5,855$746 09/30/2019
     LQD5,855$746 09/30/2019
Colony Group LLC5,837$744 09/30/2019
     LQD5,837$744 09/30/2019
Laurel Wealth Advisors Inc.5,792$738 09/30/2019
     LQD5,792$738 09/30/2019
Summit Wealth & Retirement Planning Inc.5,787$738 09/30/2019
     LQD5,787$738 09/30/2019
Cullen Frost Bankers Inc.5,778$737 09/30/2019
     LQD5,778$737 09/30/2019
City Holding Co.5,785$737 09/30/2019
     LQD5,785$737 09/30/2019
Ballast Inc.5,725$729 09/30/2019
     LQD5,725$729 09/30/2019
Emerald Investment Partners LLC5,713$728 09/30/2019
     LQD5,713$728 09/30/2019
Titus Wealth Management5,669$723 09/30/2019
     LQD5,669$723 09/30/2019
Asset Management One Co. Ltd.5,500$701 09/30/2019
     LQD5,500$701 09/30/2019
Bay Harbor Wealth Management LLC5,497$701 09/30/2019
     LQD5,497$701 09/30/2019
Riverhead Capital Management LLC5,425$692 09/30/2019
     LQD5,425$692 09/30/2019
Gladstone Institutional Advisory LLC5,420$691 09/30/2019
     LQD5,420$691 09/30/2019
Strategic Investment Advisors MI5,378$686 09/30/2019
     LQD5,378$686 09/30/2019
Wellington Management Group LLP5,300$676 09/30/2019
     LQD5,300$676 09/30/2019
Alesco Advisors LLC5,300$676 09/30/2019
     LQD5,300$676 09/30/2019
Cedar Brook Financial Partners LLC5,269$672 09/30/2019
     LQD5,269$672 09/30/2019
Fort Pitt Capital Group LLC5,261$671 09/30/2019
     LQD5,261$671 09/30/2019
HCR Wealth Advisors5,261$671 09/30/2019
     LQD5,261$671 09/30/2019
Webster Bank N. A.5,165$659 09/30/2019
     LQD5,165$659 09/30/2019
Shamrock Asset Management LLC5,169$659 09/30/2019
     LQD5,169$659 09/30/2019
Wilbanks Smith & Thomas Asset Management LLC5,153$657 09/30/2019
     LQD5,153$657 09/30/2019
Great Point Wealth Advisors LLC5,124$653 09/30/2019
     LQD5,124$653 09/30/2019
Optimum Investment Advisors5,104$651 09/30/2019
     LQD5,104$651 09/30/2019
Kohmann Bosshard Financial Services LLC5,057$645 09/30/2019
     LQD5,057$645 09/30/2019
Millburn Ridgefield Corp5,045$643 09/30/2019
     LQD5,045$643 09/30/2019
Investment House LLC5,010$639 09/30/2019
     LQD5,010$639 09/30/2019
Eastern Bank4,989$636 09/30/2019
     LQD4,989$636 09/30/2019
Texas Yale Capital Corp.4,975$634 09/30/2019
     LQD4,975$634 09/30/2019
Fiduciary Trust Co.4,940$630 09/30/2019
     LQD4,940$630 09/30/2019
BRYN MAWR TRUST Co4,928$628 09/30/2019
     LQD4,928$628 09/30/2019
Financial Gravity Wealth Inc.4,871$621 09/30/2019
     LQD4,871$621 09/30/2019
Glen Harbor Capital Management LLC4,864$620 09/30/2019
     LQD4,864$620 09/30/2019
Atlas Capital Advisors LLC4,823$615 09/30/2019
     LQD4,823$615 09/30/2019
Tompkins Financial Corp4,808$613 09/30/2019
     LQD4,808$613 09/30/2019
FDx Advisors Inc.4,752$606 09/30/2019
     LQD4,752$606 09/30/2019
Virtu Financial LLC4,744$605 09/30/2019
     LQD4,744$605 09/30/2019
RPg Family Wealth Advisory LLC4,699$599 09/30/2019
     LQD4,699$599 09/30/2019
UBP Investment Advisors SA4,700$599 09/30/2019
     LQD4,700$599 09/30/2019
Koshinski Asset Management Inc.4,629$590 09/30/2019
     LQD4,629$590 09/30/2019
VeraBank N.A.4,625$590 09/30/2019
     LQD4,625$590 09/30/2019
Nvwm LLC4,624$589 09/30/2019
     LQD4,624$589 09/30/2019
Resources Investment Advisors LLC.4,590$585 09/30/2019
     LQD4,590$585 09/30/2019
Smith Salley & Associates4,568$582 09/30/2019
     LQD4,568$582 09/30/2019
R. G. Niederhoffer Capital Management Inc.4,500$574 09/30/2019
     LQD4,500$574 09/30/2019
Berkshire Asset Management LLC PA4,492$573 09/30/2019
     LQD4,492$573 09/30/2019
Linscomb & Williams Inc.4,486$572 09/30/2019
     LQD4,486$572 09/30/2019
BB&T Corp4,325$552 09/30/2019
     LQD4,325$552 09/30/2019
Cutler Group LP $548 09/30/2019
     LQD4,500$573 09/30/2019
     Put16,100$27 09/30/2019
     Call5,100$2 09/30/2019
Centaurus Financial Inc.4,275$545 09/30/2019
     LQD4,275$545 09/30/2019
Ballew Advisors Inc4,271$545 09/30/2019
     LQD4,271$545 09/30/2019
Truewealth LLC4,265$544 09/30/2019
     LQD4,265$544 09/30/2019
LeJeune Puetz Investment Counsel LLC4,188$534 09/30/2019
     LQD4,188$534 09/30/2019
Roundview Capital LLC4,080$520 09/30/2019
     LQD4,080$520 09/30/2019
Prio Wealth Limited Partnership4,014$512 09/30/2019
     LQD4,014$512 09/30/2019
Symetra Life Insurance Co4,000$510 09/30/2019
     LQD4,000$510 09/30/2019
Lincoln National Corp3,974$507 09/30/2019
     LQD3,974$507 09/30/2019
Capital Investment Advisory Services LLC3,974$507 09/30/2019
     LQD3,974$507 09/30/2019
Pennsylvania Trust Co3,922$500 09/30/2019
     LQD3,922$500 09/30/2019
Cibc Bank USA3,900$497 09/30/2019
     LQD3,900$497 09/30/2019
Ruggie Capital Group3,890$496 09/30/2019
     LQD3,890$496 09/30/2019
Kovack Advisors Inc.3,857$492 09/30/2019
     LQD3,857$492 09/30/2019
Summit Trail Advisors LLC3,810$486 09/30/2019
     LQD3,810$486 09/30/2019
Mutual of Omaha Bank Wealth Management3,810$485 09/30/2019
     LQD3,810$485 09/30/2019
IMS Capital Management3,800$484 09/30/2019
     LQD3,800$484 09/30/2019
ACG Wealth3,798$484 09/30/2019
     LQD3,798$484 09/30/2019
Harbour Capital Advisors LLC3,750$478 09/30/2019
     LQD3,750$478 09/30/2019
Horizon Investment Services LLC3,710$473 09/30/2019
     LQD3,710$473 09/30/2019
Nkcfo LLC3,700$472 09/30/2019
     LQD3,700$472 09/30/2019
North Star Investment Management Corp.3,688$470 09/30/2019
     LQD3,688$470 09/30/2019
Guidant Wealth Advisors3,624$462 09/30/2019
     LQD3,624$462 09/30/2019
Aull & Monroe Investment Management Corp3,583$457 09/30/2019
     LQD3,583$457 09/30/2019
9258 Wealth Management LLC3,584$457 09/30/2019
     LQD3,584$457 09/30/2019
Jag Capital Management LLC3,567$455 09/30/2019
     LQD3,567$455 09/30/2019
Guidance Point Advisors LLC3,415$451 09/30/2019
     LQD3,415$451 09/30/2019
VisionPoint Advisory Group LLC3,504$449 09/30/2019
     LQD3,504$449 09/30/2019
Crestwood Advisors Group LLC3,503$447 09/30/2019
     LQD3,503$447 09/30/2019
Federated Investors Inc. PA3,490$445 09/30/2019
     LQD3,490$445 09/30/2019
Occidental Asset Management LLC3,486$444 09/30/2019
     LQD3,486$444 09/30/2019
Flagship Harbor Advisors LLC3,471$442 09/30/2019
     LQD3,471$442 09/30/2019
Dumont & Blake Investment Advisors LLC3,455$440 09/30/2019
     LQD3,455$440 09/30/2019
Commerzbank Aktiengesellschaft FI3,431$437 09/30/2019
     LQD3,431$437 09/30/2019
Inscription Capital LLC3,424$436 09/30/2019
     LQD3,424$436 09/30/2019
FIL Ltd3,413$435 09/30/2019
     LQD3,413$435 09/30/2019
Investment Counsel Inc.3,403$434 09/30/2019
     LQD3,403$434 09/30/2019
Krilogy Financial LLC3,390$432 09/30/2019
     LQD3,390$432 09/30/2019
Baker Avenue Asset Management LP3,385$431 09/30/2019
     LQD3,385$431 09/30/2019
Epstein & White Financial LLC3,396$430 09/30/2019
     LQD3,396$430 09/30/2019
Coastal Investment Advisors Inc.3,387$430 09/30/2019
     LQD3,387$430 09/30/2019
CWA Asset Management Group LLC3,360$429 09/30/2019
     LQD3,360$429 09/30/2019
Edge Wealth Management LLC3,350$427 09/30/2019
     LQD3,350$427 09/30/2019
Boenning & Scattergood Inc.3,343$426 09/30/2019
     LQD3,343$426 09/30/2019
Sheaff Brock Investment Advisors LLC3,326$424 09/30/2019
     LQD3,326$424 09/30/2019
Lido Advisors LLC3,273$417 09/30/2019
     LQD3,273$417 09/30/2019
Riggs Asset Managment Co. Inc.3,260$415 09/30/2019
     LQD3,260$415 09/30/2019
Coho Partners Ltd.3,225$411 09/30/2019
     LQD3,225$411 09/30/2019
D.A. Davidson & CO.3,178$405 09/30/2019
     LQD3,178$405 09/30/2019
Point View Wealth Management Inc.3,181$405 09/30/2019
     LQD3,181$405 09/30/2019
Guardian Capital Advisors LP3,175$404 09/30/2019
     LQD3,175$404 09/30/2019
AlphaStar Capital Management LLC3,167$404 09/30/2019
     LQD3,167$404 09/30/2019
Front Row Advisors LLC3,163$403 09/30/2019
     LQD3,163$403 09/30/2019
Harvest Investment Services LLC3,144$400 09/30/2019
     LQD3,144$400 09/30/2019
IFG Advisory LLC3,143$400 09/30/2019
     LQD3,143$400 09/30/2019
Bank Hapoalim BM3,131$398 09/30/2019
     LQD3,131$398 09/30/2019
JCIC Asset Management Inc.3,120$398 09/30/2019
     LQD3,120$398 09/30/2019
SRS Capital Advisors Inc.3,120$398 09/30/2019
     LQD3,120$398 09/30/2019
Q3 Asset Management3,120$398 09/30/2019
     LQD3,120$398 09/30/2019
Ameritas Investment Corp3,099$395 09/30/2019
     LQD3,099$395 09/30/2019
Edmonds Duncan Registered Investment Advisors LLC3,093$394 09/30/2019
     LQD3,093$394 09/30/2019
Kore Private Wealth LLC3,089$393 09/30/2019
     LQD3,089$393 09/30/2019
Moller Financial Services3,035$387 09/30/2019
     LQD3,035$387 09/30/2019
Granite Investment Advisors LLC3,025$386 09/30/2019
     LQD3,025$386 09/30/2019
IPG Investment Advisors LLC2,995$382 09/30/2019
     LQD2,995$382 09/30/2019
Strategic Financial Group LLC2,979$380 09/30/2019
     LQD2,979$380 09/30/2019
Ledyard National Bank2,964$378 09/30/2019
     LQD2,964$378 09/30/2019
Heritage Investors Management Corp2,960$377 09/30/2019
     LQD2,960$377 09/30/2019
Townsquare Capital LLC2,990$376 09/30/2019
     LQD2,990$376 09/30/2019
Donald L. Hagan LLC2,951$374 09/30/2019
     LQD2,951$374 09/30/2019
Mercer Global Advisors Inc. ADV2,930$373 09/30/2019
     LQD2,930$373 09/30/2019
Intl Fcstone Inc.2,921$372 09/30/2019
     LQD2,921$372 09/30/2019
Migdal Insurance & Financial Holdings Ltd.2,905$370 09/30/2019
     LQD2,905$370 09/30/2019
Carroll Financial Associates Inc.2,908$370 09/30/2019
     LQD2,908$370 09/30/2019
Fieldpoint Private Securities LLC2,900$370 09/30/2019
     LQD2,900$370 09/30/2019
San Francisco Sentry Investment Group CA2,862$365 09/30/2019
     LQD2,862$365 09/30/2019
Newman Dignan & Sheerar Inc.2,795$356 09/30/2019
     LQD2,795$356 09/30/2019
Baldrige Asset Management LLC2,761$352 09/30/2019
     LQD2,761$352 09/30/2019
Navellier & Associates Inc2,757$351 09/30/2019
     LQD2,757$351 09/30/2019
Wedgewood Investors Inc. PA2,750$351 09/30/2019
     LQD2,750$351 09/30/2019
Innealta Capital LLC2,738$349 09/30/2019
     LQD2,738$349 09/30/2019
Bruderman Asset Management LLC2,768$348 09/30/2019
     LQD2,768$348 09/30/2019
McMahon Financial Advisors LLC2,729$348 09/30/2019
     LQD2,729$348 09/30/2019
Squar Milner Financial Services LLC2,735$348 09/30/2019
     LQD2,735$348 09/30/2019
Sadoff Investment Management LLC2,700$344 09/30/2019
     LQD2,700$344 09/30/2019
First Interstate Bank2,650$338 09/30/2019
     LQD2,650$338 09/30/2019
We Are One Seven LLC2,612$333 09/30/2019
     LQD2,612$333 09/30/2019
Green Square Asset Management LLC2,604$332 09/30/2019
     LQD2,604$332 09/30/2019
Dfpg Investments Inc.2,569$328 09/30/2019
     LQD2,569$328 09/30/2019
Clifford Swan Investment Counsel LLC2,545$324 09/30/2019
     LQD2,545$324 09/30/2019
Mather Group LLC.2,509$320 09/30/2019
     LQD2,509$320 09/30/2019
Bernardo Wealth Planning LLC2,516$320 09/30/2019
     LQD2,516$320 09/30/2019
Parkside Financial Bank & Trust2,500$319 09/30/2019
     LQD2,500$319 09/30/2019
Jentner Corp2,500$319 09/30/2019
     LQD2,500$319 09/30/2019
Holderness Investments Co.2,466$314 09/30/2019
     LQD2,466$314 09/30/2019
Beirne Wealth Consulting Services LLC2,403$306 09/30/2019
     LQD2,403$306 09/30/2019
Pettinga Financial Advisors LLC2,390$305 09/30/2019
     LQD2,390$305 09/30/2019
Sunbelt Securities Inc.2,349$299 09/30/2019
     LQD2,349$299 09/30/2019
Palisade Asset Management LLC2,323$296 09/30/2019
     LQD2,323$296 09/30/2019
Hilton Capital Management LLC2,301$293 09/30/2019
     LQD2,301$293 09/30/2019
Mission Wealth Management LP2,302$293 09/30/2019
     LQD2,302$293 09/30/2019
Parametric Portfolio Associates LLC2,279$291 09/30/2019
     LQD2,279$291 09/30/2019
Belvedere Advisors LLC2,343$291 06/30/2019
     LQD2,343$291 06/30/2019
Wall Capital Group Inc.2,267$289 09/30/2019
     LQD2,267$289 09/30/2019
Moors & Cabot Inc.2,285$288 09/30/2019
     LQD2,285$288 09/30/2019
Sage Advisory Services Ltd.Co.2,241$286 09/30/2019
     LQD2,241$286 09/30/2019
Brouwer & Janachowski LLC2,237$285 09/30/2019
     LQD2,237$285 09/30/2019
Marquette Asset Management LLC2,193$280 09/30/2019
     LQD2,193$280 09/30/2019
Boltwood Capital Management2,200$280 09/30/2019
     LQD2,200$280 09/30/2019
Winfield Associates Inc.2,200$280 09/30/2019
     LQD2,200$280 09/30/2019
Covenant Multifamily Offices LLC2,196$280 09/30/2019
     LQD2,196$280 09/30/2019
Legacy Advisors LLC2,180$278 09/30/2019
     LQD2,180$278 09/30/2019
Hanseatic Management Services Inc.2,173$277 09/30/2019
     LQD2,173$277 09/30/2019
TCG Advisors LP2,172$277 09/30/2019
     LQD2,172$277 09/30/2019
Ropes Wealth Advisors LLC2,172$277 09/30/2019
     LQD2,172$277 09/30/2019
V Wealth Advisors LLC2,168$276 09/30/2019
     LQD2,168$276 09/30/2019
Enterprise Financial Services Corp2,158$275 09/30/2019
     LQD2,158$275 09/30/2019
Ausdal Financial Partners Inc.2,160$275 09/30/2019
     LQD2,160$275 09/30/2019
Jackson Hole Capital Partners LLC2,157$275 09/30/2019
     LQD2,157$275 09/30/2019
Summit Financial Group Inc.2,135$272 09/30/2019
     LQD2,135$272 09/30/2019
Hillsdale Investment Management Inc.2,100$268 09/30/2019
     LQD2,100$268 09/30/2019
Clear Creek Financial Management LLC2,099$264 09/30/2019
     LQD2,099$264 09/30/2019
Dimension Capital Management LLC2,051$263 09/30/2019
     LQD2,051$263 09/30/2019
Joel Isaacson & Co. LLC2,057$262 09/30/2019
     LQD2,057$262 09/30/2019
Omnia Family Wealth LLC2,053$262 09/30/2019
     LQD2,053$262 09/30/2019
KC Investment Advisors LLC2,054$262 09/30/2019
     LQD2,054$262 09/30/2019
Smith Moore & CO.2,038$260 09/30/2019
     LQD2,038$260 09/30/2019
Old Port Advisors2,021$259 09/30/2019
     LQD2,021$259 09/30/2019
Van Hulzen Asset Management LLC2,022$258 09/30/2019
     LQD2,022$258 09/30/2019
Ambassador Advisors LLC2,024$258 09/30/2019
     LQD2,024$258 09/30/2019
Ironwood Investment Counsel LLC2,005$255 09/30/2019
     LQD2,005$255 09/30/2019
Global Trust Asset Management LLC2,000$255 09/30/2019
     LQD2,000$255 09/30/2019
Capital Wealth Planning LLC1,995$254 09/30/2019
     LQD1,995$254 09/30/2019
Sullivan Bruyette Speros & Blaney LLC1,992$254 09/30/2019
     LQD1,992$254 09/30/2019
Doyle Wealth Management1,984$253 09/30/2019
     LQD1,984$253 09/30/2019
Weatherly Asset Management L. P.1,961$250 09/30/2019
     LQD1,961$250 09/30/2019
Bernzott Capital Advisors1,960$250 09/30/2019
     LQD1,960$250 09/30/2019
Narwhal Capital Management1,961$250 09/30/2019
     LQD1,961$250 09/30/2019
Torch Wealth Management LLC1,955$249 09/30/2019
     LQD1,955$249 09/30/2019
Tranquility Partners LLC1,946$248 09/30/2019
     LQD1,946$248 09/30/2019
Joseph P. Lucia & Associates LLC1,937$247 09/30/2019
     LQD1,937$247 09/30/2019
STA Wealth Management LLC1,928$246 09/30/2019
     LQD1,928$246 09/30/2019
Bartlett & Co. LLC1,930$246 09/30/2019
     LQD1,930$246 09/30/2019
Private Capital Group LLC1,924$245 09/30/2019
     LQD1,924$245 09/30/2019
Pictet & Cie Europe SA1,912$244 09/30/2019
     LQD1,912$244 09/30/2019
Leonard Rickey Investment Advisors P.L.L.C.1,898$242 09/30/2019
     LQD1,898$242 09/30/2019
Arcus Capital Partners LLC1,887$241 09/30/2019
     LQD1,887$241 09/30/2019
Principal Financial Group Inc.1,866$238 09/30/2019
     LQD1,866$238 09/30/2019
FCG Advisors LLC1,839$234 09/30/2019
     LQD1,839$234 09/30/2019
Mackey Komara & Dankovich LLC1,832$234 09/30/2019
     LQD1,832$234 09/30/2019
Todd Asset Management LLC1,830$233 09/30/2019
     LQD1,830$233 09/30/2019
Carnegie Capital Asset Management LLC1,831$233 09/30/2019
     LQD1,831$233 09/30/2019
USA Financial Portformulas Corp1,831$233 09/30/2019
     LQD1,831$233 09/30/2019
HM Payson & Co.1,794$229 09/30/2019
     LQD1,794$229 09/30/2019
Smart Portfolios LLC1,822$229 09/30/2019
     LQD1,822$229 09/30/2019
New Capital Management LP1,798$229 09/30/2019
     LQD1,798$229 09/30/2019
CRA Financial Services LLC1,800$229 09/30/2019
     LQD1,800$229 09/30/2019
Whittier Trust Co. of Nevada Inc.1,788$228 09/30/2019
     LQD1,788$228 09/30/2019
Appleton Group LLC1,790$228 09/30/2019
     LQD1,790$228 09/30/2019
Evanson Asset Management LLC1,776$226 09/30/2019
     LQD1,776$226 09/30/2019
Laffer Investments1,756$224 09/30/2019
     LQD1,756$224 09/30/2019
Community Bank N.A.1,746$222 09/30/2019
     LQD1,746$222 09/30/2019
Covington Capital Management1,724$220 09/30/2019
     LQD1,724$220 09/30/2019
Clarus Wealth Advisors1,685$215 09/30/2019
     LQD1,685$215 09/30/2019
Claraphi Advisory Network LLC1,675$213 09/30/2019
     LQD1,675$213 09/30/2019
Boston Advisors LLC1,665$212 09/30/2019
     LQD1,665$212 09/30/2019
Avestar Capital LLC1,655$211 09/30/2019
     LQD1,655$211 09/30/2019
NewFocus Financial Group LLC1,628$208 09/30/2019
     LQD1,628$208 09/30/2019
CCG Wealth Management LLC1,621$207 09/30/2019
     LQD1,621$207 09/30/2019
Pacitti Group Inc.1,626$207 09/30/2019
     LQD1,626$207 09/30/2019
Signet Financial Management LLC1,618$203 09/30/2019
     LQD1,618$203 09/30/2019
Golden State Wealth Management LLC1,583$202 09/30/2019
     LQD1,583$202 09/30/2019
FTB Advisors Inc.1,547$197 09/30/2019
     LQD1,547$197 09/30/2019
Gainplan LLC1,531$195 09/30/2019
     LQD1,531$195 09/30/2019
Peak Capital Management LLC1,526$194 09/30/2019
     LQD1,526$194 09/30/2019
Patriot Financial Group Insurance Agency LLC1,483$189 09/30/2019
     LQD1,483$189 09/30/2019
Benjamin F. Edwards & Company Inc.1,439$183 09/30/2019
     LQD1,439$183 09/30/2019
Tlwm1,414$179 09/30/2019
     LQD1,414$179 09/30/2019
Garrett Wealth Advisory Group LLC1,306$166 09/30/2019
     LQD1,306$166 09/30/2019
Kayne Anderson Rudnick Investment Management LLC1,296$165 09/30/2019
     LQD1,296$165 09/30/2019
CENTRAL TRUST Co1,269$162 09/30/2019
     LQD1,269$162 09/30/2019
Financial Enhancement Group LLC1,227$156 09/30/2019
     LQD1,227$156 09/30/2019
Ellis Investment Partners LLC1,175$149 09/30/2019
     LQD1,175$149 09/30/2019
Capital Planning Advisors LLC1,150$147 09/30/2019
     LQD1,150$147 09/30/2019
MayTech Global Investments LLC1,100$140 09/30/2019
     LQD1,100$140 09/30/2019
Stonebridge Capital Advisors LLC1,075$137 09/30/2019
     LQD1,075$137 09/30/2019
Gables Capital Management Inc.1,044$133 09/30/2019
     LQD1,044$133 09/30/2019
Creative Financial Designs Inc. ADV1,015$129 09/30/2019
     LQD1,015$129 09/30/2019
Pittenger & Anderson Inc.1,000$127 09/30/2019
     LQD1,000$127 09/30/2019
Blume Capital Management Inc.1,000$127 09/30/2019
     LQD1,000$127 09/30/2019
Barrett Asset Management LLC985$126 09/30/2019
     LQD985$126 09/30/2019
Penserra Capital Management LLC962$122 09/30/2019
     LQD962$122 09/30/2019
Pinnacle Bank954$122 09/30/2019
     LQD954$122 09/30/2019
Quest Capital Management Inc. ADV950$121 09/30/2019
     LQD950$121 09/30/2019
Institutional & Family Asset Management LLC919$117 09/30/2019
     LQD919$117 09/30/2019
Evoke Wealth LLC895$114 09/30/2019
     LQD895$114 09/30/2019
Aspire Private Capital LLC882$112 09/30/2019
     LQD882$112 09/30/2019
Lenox Wealth Management Inc.877$111 09/30/2019
     LQD877$111 09/30/2019
Allworth Financial LP860$110 09/30/2019
     LQD860$110 09/30/2019
Usca Ria LLC846$108 09/30/2019
     LQD846$108 09/30/2019
Bridger Capital Management LLC850$108 09/30/2019
     LQD850$108 09/30/2019
Sterling Investment Advisors Ltd.828$106 09/30/2019
     LQD828$106 09/30/2019
Valeo Financial Advisors LLC5,869$103 09/30/2019
     LQD5,869$103 09/30/2019
Trust Co. of Vermont800$102 09/30/2019
     LQD800$102 09/30/2019
TCI Wealth Advisors Inc.731$93 09/30/2019
     LQD731$93 09/30/2019
Enterprise Trust & Investment Co705$90 09/30/2019
     LQD705$90 09/30/2019
New Potomac Partners LLC680$87 09/30/2019
     LQD680$87 09/30/2019
Trust Co665$85 09/30/2019
     LQD665$85 09/30/2019
Harel Insurance Investments & Financial Services Ltd.664$84 09/30/2019
     LQD664$84 09/30/2019
Ameritas Investment Partners Inc.625$79 09/30/2019
     LQD625$79 09/30/2019
Gradient Investments LLC607$77 09/30/2019
     LQD607$77 09/30/2019
Clear Investment Research LLC582$74 09/30/2019
     LQD582$74 09/30/2019
BTS Asset Management Inc.511$65 09/30/2019
     LQD511$65 09/30/2019
Oppenheimer Asset Management Inc.493$63 09/30/2019
     LQD493$63 09/30/2019
Acima Private Wealth LLC493$62 09/30/2019
     LQD493$62 09/30/2019
Coastal Capital Group Inc.452$58 09/30/2019
     LQD452$58 09/30/2019
Canton Hathaway LLC450$57 09/30/2019
     LQD450$57 09/30/2019
Sound Income Strategies LLC430$55 09/30/2019
     LQD430$55 09/30/2019
OLD Second National Bank of Aurora420$54 09/30/2019
     LQD420$54 09/30/2019
Financial Architects Inc416$53 09/30/2019
     LQD416$53 09/30/2019
Aptus Capital Advisors LLC415$52 09/30/2019
     LQD415$52 09/30/2019
Shine Investment Advisory Services Inc.400$51 09/30/2019
     LQD400$51 09/30/2019
Parallel Advisors LLC397$51 09/30/2019
     LQD397$51 09/30/2019
CNB Bank350$45 09/30/2019
     LQD350$45 09/30/2019
Sandy Spring Bank344$44 09/30/2019
     LQD344$44 09/30/2019
TD Capital Management LLC337$43 09/30/2019
     LQD337$43 09/30/2019
Horan Securities Inc.340$43 09/30/2019
     LQD340$43 09/30/2019
Salem Investment Counselors Inc.331$42 09/30/2019
     LQD331$42 09/30/2019
JJJ Advisors Inc.333$42 09/30/2019
     LQD333$42 09/30/2019
Quantum Capital Management320$41 09/30/2019
     LQD320$41 09/30/2019
Lenox Wealth Advisors LLC320$41 09/30/2019
     LQD320$41 09/30/2019
MUFG Americas Holdings Corp316$40 09/30/2019
     LQD316$40 09/30/2019
Rice Partnership LLC309$39 09/30/2019
     LQD309$39 09/30/2019
Brown Brothers Harriman & Co.300$38 09/30/2019
     LQD300$38 09/30/2019
Princeton Capital Management LLC295$38 09/30/2019
     LQD295$38 09/30/2019
Winslow Evans & Crocker Inc.288$38 09/30/2019
     LQD288$38 09/30/2019
Oakworth Capital Inc.292$37 09/30/2019
     LQD292$37 09/30/2019
Jackson Grant Investment Advisers Inc.279$36 09/30/2019
     LQD279$36 09/30/2019
Kings Point Capital Management271$35 09/30/2019
     LQD271$35 09/30/2019
Pacific Center for Financial Services265$34 09/30/2019
     LQD265$34 09/30/2019
CLS Investments LLC259$33 09/30/2019
     LQD259$33 09/30/2019
Psagot Investment House Ltd.256$33 09/30/2019
     LQD256$33 09/30/2019
Stuart Chaussee & Associates Inc.248$32 09/30/2019
     LQD248$32 09/30/2019
MRA Associates USA LLC229$29 09/30/2019
     LQD229$29 09/30/2019
Signaturefd LLC213$27 09/30/2019
     LQD213$27 09/30/2019
Larson Financial Group LLC215$27 09/30/2019
     LQD215$27 09/30/2019
Massmutual Trust Co. FSB ADV203$26 09/30/2019
     LQD203$26 09/30/2019
AGF Investments LLC202$26 09/30/2019
     LQD202$26 09/30/2019
Gemmer Asset Management LLC194$25 09/30/2019
     LQD194$25 09/30/2019
Elmwood Wealth Management Inc.200$25 09/30/2019
     LQD200$25 09/30/2019
Personal Wealth Partners200$25 09/30/2019
     LQD200$25 09/30/2019
Strategic Wealth Partners Ltd.183$23 09/30/2019
     LQD183$23 09/30/2019
Toth Financial Advisory Corp164$21 09/30/2019
     LQD164$21 09/30/2019
Burt Wealth Advisors165$21 09/30/2019
     LQD165$21 09/30/2019
Pflug Koory LLC164$21 09/30/2019
     LQD164$21 09/30/2019
Advantage Investment Management LLC158$20 09/30/2019
     LQD158$20 09/30/2019
Selective Wealth Management Inc.153$20 09/30/2019
     LQD153$20 09/30/2019
First Manhattan Co.153$19 09/30/2019
     LQD153$19 09/30/2019
Farmers & Merchants Trust Co of Chambersburg PA150$19 09/30/2019
     LQD150$19 09/30/2019
Strategic Blueprint LLC140$18 09/30/2019
     LQD140$18 09/30/2019
Capital Analysts LLC126$16 09/30/2019
     LQD126$16 09/30/2019
Truvestments Capital LLC120$15 09/30/2019
     LQD120$15 09/30/2019
Global Wealth Management Investment Advisory Inc.107$14 09/30/2019
     LQD107$14 09/30/2019
Lake Point Wealth Management113$14 06/30/2019
     LQD113$14 06/30/2019
Capital Investment Counsel Inc100$13 09/30/2019
     LQD100$13 09/30/2019
Tortoise Investment Management LLC100$13 09/30/2019
     LQD100$13 09/30/2019
Trustcore Financial Services LLC96$12 09/30/2019
     LQD96$12 09/30/2019
Vectors Research Management LLC91$12 09/30/2019
     LQD91$12 09/30/2019
Johnson Financial Group Inc.90$11 09/30/2019
     LQD90$11 09/30/2019
Bedel Financial Consulting Inc.85$11 09/30/2019
     LQD85$11 09/30/2019
Secrest Blakey & Associates LLC85$11 09/30/2019
     LQD85$11 09/30/2019
Shufro Rose & Co. LLC80$10 09/30/2019
     LQD80$10 09/30/2019
Private Ocean LLC68$9 09/30/2019
     LQD68$9 09/30/2019
Harvest Group Wealth Management LLC59$8 09/30/2019
     LQD59$8 09/30/2019
KCS Wealth Advisory66$8 09/30/2019
     LQD66$8 09/30/2019
Quad Cities Investment Group LLC62$8 09/30/2019
     LQD62$8 09/30/2019
Farmers & Merchants Investments Inc.55$7 09/30/2019
     LQD55$7 09/30/2019
Benjamin Edwards Inc.58$7 09/30/2019
     LQD58$7 09/30/2019
Founders Capital Management55$7 09/30/2019
     LQD55$7 09/30/2019
CX Institutional51$7 09/30/2019
     LQD51$7 09/30/2019
M&R Capital Management Inc.50$6 09/30/2019
     LQD50$6 09/30/2019
Mcmillion Capital Management Inc.45$6 09/30/2019
     LQD45$6 09/30/2019
Ellevest Inc.49$6 09/30/2019
     LQD49$6 09/30/2019
Weaver Consulting Group29$4 09/30/2019
     LQD29$4 09/30/2019
Focused Wealth Management Inc20$3 09/30/2019
     LQD20$3 09/30/2019
Retirement Systems of Alabama20$3 09/30/2019
     LQD20$3 09/30/2019
MCF Advisors LLC27$3 09/30/2019
     LQD27$3 09/30/2019
Accurate Investment Solutions Inc.22$3 09/30/2019
     LQD22$3 09/30/2019
AllSquare Wealth Management LLC27$3 09/30/2019
     LQD27$3 09/30/2019
Investors Research Corp23$3 09/30/2019
     LQD23$3 09/30/2019
G&S Capital LLC23$3 09/30/2019
     LQD23$3 09/30/2019
NewSquare Capital LLC18$2 09/30/2019
     LQD18$2 09/30/2019
Stearns Financial Services Group17$2 09/30/2019
     LQD17$2 09/30/2019
JFS Wealth Advisors LLC10$1 09/30/2019
     LQD10$1 09/30/2019
Cordasco Financial Network8$1 09/30/2019
     LQD8$1 09/30/2019
First Command Advisory Services Inc.13$1 09/30/2019
     LQD13$1 09/30/2019
Strategic Capital Advisers Inc.4$1 09/30/2019
     LQD4$1 09/30/2019
Moisand Fitzgerald Tamayo LLC1$0 09/30/2019
     LQD1$0 09/30/2019
Asset Planning Services Ltd.3$0 09/30/2019
     LQD3$0 09/30/2019
Walleye Trading LLC $-403 09/30/2019
     Put12,100$1,543 09/30/2019
     Call5,600$714 09/30/2019
     LQD3,344$426 09/30/2019
Windsor Creek Advisors LLC $-1,810 09/30/2019
     Put142$1,810 09/30/2019
Jefferies Group LLC $-3,709 09/30/2019
     Put30,000$3,824 09/30/2019
     LQD900$115 09/30/2019
QVR LLC $-33,184 09/30/2019
     Put260,300$33,184 09/30/2019
Deer Park Road Corp $-50,992 09/30/2019
     Put400,000$50,992 09/30/2019
Wolverine Trading LLC $-54,796 09/30/2019
     Put469,600$59,667 09/30/2019
     Call31,700$4,028 09/30/2019
     LQD6,632$843 09/30/2019
Nomura Holdings Inc. $-171,778 09/30/2019
     Put2,225,000$283,115 09/30/2019
     Call875,000$111,337 09/30/2019
Citadel Advisors LLC $-174,207 09/30/2019
     Put2,328,200$296,799 09/30/2019
     LQD932,655$118,895 09/30/2019
     Call29,000$3,697 09/30/2019
Parallax Volatility Advisers L.P.194,000$-178,108 09/30/2019
     Put1,829,600$233,236 09/30/2019
     LQD238,448$30,397 09/30/2019
     Call194,000$24,731 09/30/2019

See Summary: Institutional Holders of LQD
See Details: Top 10 Hedge Funds Holding LQD
Also See: LQD Holdings Changes

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