HoldingsChannel.com
Funds Holding HYG
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc. $1,362,534 09/30/2019
     HYG18,827,745$1,641,215 09/30/2019
     Put3,797,000$330,983 09/30/2019
     Call600,000$52,302 09/30/2019
Morgan Stanley11,305,278$985,482 09/30/2019
     HYG11,305,278$985,482 09/30/2019
Goldman Sachs Group Inc. $749,107 09/30/2019
     HYG20,983,933$1,829,169 09/30/2019
     Put16,890,300$1,472,327 09/30/2019
     Call4,500,000$392,265 09/30/2019
Allstate Corp8,090,812$705,276 09/30/2019
     HYG8,090,812$705,276 09/30/2019
Wells Fargo & Company MN $677,380 09/30/2019
     HYG7,786,487$678,749 09/30/2019
     Put5,164,300$1,432 09/30/2019
     Call200,000$63 09/30/2019
Elliott Management Corp $523,020 09/30/2019
     Call6,000,000$523,020 09/30/2019
TD Asset Management Inc.5,492,614$478,791 09/30/2019
     HYG5,492,614$478,791 09/30/2019
JPMorgan Chase & Co.4,936,239$430,291 09/30/2019
     HYG4,936,239$430,291 09/30/2019
Envestnet Asset Management Inc.4,852,617$423,003 09/30/2019
     HYG4,852,617$423,003 09/30/2019
Bank of America Corp DE $370,145 09/30/2019
     Put15,396,600$1,342,122 09/30/2019
     HYG14,977,752$1,305,610 09/30/2019
     Call4,665,100$406,657 09/30/2019
BTS Asset Management Inc.4,138,416$359,066 09/30/2019
     HYG4,138,416$359,066 09/30/2019
D. E. Shaw & Co. Inc.3,554,658$309,860 09/30/2019
     HYG3,554,658$309,860 09/30/2019
FormulaFolio Investments LLC3,257,966$283,997 09/30/2019
     HYG3,257,966$283,997 09/30/2019
Bridgewater Associates LP3,065,192$267,193 09/30/2019
     HYG3,065,192$267,193 09/30/2019
Fisher Asset Management LLC2,897,410$252,567 09/30/2019
     HYG2,897,410$252,567 09/30/2019
Royal Bank of Canada $250,679 09/30/2019
     HYG2,975,753$259,396 09/30/2019
     Put100,000$8,717 09/30/2019
SG Americas Securities LLC2,752,729$239,955 09/30/2019
     HYG2,752,729$239,955 09/30/2019
Assetmark Inc.2,688,520$234,358 09/30/2019
     HYG2,688,520$234,358 09/30/2019
Nan Shan Life Insurance Co. Ltd.2,605,817$227,149 09/30/2019
     HYG2,605,817$227,149 09/30/2019
Strategic Wealth Partners Ltd.2,755$222,797 09/30/2019
     HYG2,755$222,797 09/30/2019
Ameriprise Financial Inc.2,258,651$196,924 09/30/2019
     HYG2,258,651$196,924 09/30/2019
Dai Ichi Life Insurance Company Ltd2,078,012$181,140 09/30/2019
     HYG2,078,012$181,140 09/30/2019
LPL Financial LLC2,058,150$179,409 09/30/2019
     HYG2,058,150$179,409 09/30/2019
Deutsche Bank AG1,946,753$169,696 09/30/2019
     HYG1,946,753$169,696 09/30/2019
Varma Mutual Pension Insurance Co1,500,000$130,755 09/30/2019
     HYG1,500,000$130,755 09/30/2019
JD Capital Management LLC $122,038 09/30/2019
     Call1,400,000$122,038 09/30/2019
Man Group plc $113,393 09/30/2019
     HYG1,630,819$142,159 09/30/2019
     Put330,000$28,766 09/30/2019
Clark Capital Management Group Inc.1,241,522$108,223 09/30/2019
     HYG1,241,522$108,223 09/30/2019
Toews Corp ADV1,164,500$101,509 09/30/2019
     HYG1,164,500$101,509 09/30/2019
Schroder Investment Management Group1,051,061$91,516 09/30/2019
     HYG1,051,061$91,516 09/30/2019
Franklin Resources Inc.1,044,311$91,032 09/30/2019
     HYG1,044,311$91,032 09/30/2019
Sei Investments Co.999,956$87,166 09/30/2019
     HYG999,956$87,166 09/30/2019
FMR LLC983,786$85,757 09/30/2019
     HYG983,786$85,757 09/30/2019
Toronto Dominion Bank950,000$82,812 09/30/2019
     HYG950,000$82,812 09/30/2019
Stifel Financial Corp912,836$79,479 09/30/2019
     HYG912,836$79,479 09/30/2019
Voya Financial Advisors Inc.800,929$69,737 09/30/2019
     HYG800,929$69,737 09/30/2019
Victory Capital Management Inc.775,661$67,614 09/30/2019
     HYG775,661$67,614 09/30/2019
Suntrust Banks Inc.763,348$66,540 09/30/2019
     HYG763,348$66,540 09/30/2019
Northwestern Mutual Investment Management Company LLC738,747$64,397 09/30/2019
     HYG738,747$64,397 09/30/2019
Adventist Health System Sunbelt Healthcare Corp698,000$60,845 09/30/2019
     HYG698,000$60,845 09/30/2019
Pactiv General Employee Benefit Trust683,400$59,572 09/30/2019
     HYG683,400$59,572 09/30/2019
United Capital Financial Advisers LLC654,564$57,058 09/30/2019
     HYG654,564$57,058 09/30/2019
Ladenburg Thalmann Financial Services Inc.617,569$53,810 09/30/2019
     HYG617,569$53,810 09/30/2019
WBI Investments Inc.611,837$53,334 09/30/2019
     HYG611,837$53,334 09/30/2019
US Bancorp DE589,169$51,357 09/30/2019
     HYG589,169$51,357 09/30/2019
Advisor Group Inc.573,013$49,957 09/30/2019
     HYG573,013$49,957 09/30/2019
Kepos Capital LP547,700$47,743 09/30/2019
     HYG547,700$47,743 09/30/2019
Alliancebernstein L.P.534,879$46,625 09/30/2019
     HYG534,879$46,625 09/30/2019
Bank of New York Mellon Corp $45,945 09/30/2019
     HYG509,589$44,420 09/30/2019
     Call17,500$1,525 09/30/2019
Hsbc Holdings PLC525,625$45,819 09/30/2019
     HYG525,625$45,819 09/30/2019
Turim 21 Investimentos Ltda.506,576$43,981 09/30/2019
     HYG506,576$43,981 09/30/2019
Cabana LLC497,869$43,399 09/30/2019
     HYG497,869$43,399 09/30/2019
Foundations Investment Advisors LLC426,644$36,760 09/30/2019
     HYG426,644$36,760 09/30/2019
AMP Capital Investors Ltd412,746$35,938 09/30/2019
     HYG412,746$35,938 09/30/2019
Barings LLC408,867$35,641 09/30/2019
     HYG408,867$35,641 09/30/2019
Fifth Third Bancorp405,092$35,312 09/30/2019
     HYG405,092$35,312 09/30/2019
Bank of Nova Scotia389,500$33,953 09/30/2019
     HYG389,500$33,953 09/30/2019
United Services Automobile Association386,553$33,696 09/30/2019
     HYG386,553$33,696 09/30/2019
Morningstar Investment Services LLC384,556$33,518 09/30/2019
     HYG384,556$33,518 09/30/2019
Alphasimplex Group LLC371,962$32,424 09/30/2019
     HYG371,962$32,424 09/30/2019
Grantham Mayo Van Otterloo & Co. LLC363,400$31,678 09/30/2019
     HYG363,400$31,678 09/30/2019
Rafferty Asset Management LLC362,005$31,556 09/30/2019
     HYG362,005$31,556 09/30/2019
Waddell & Reed Financial Inc.349,545$30,470 09/30/2019
     HYG349,545$30,470 09/30/2019
1832 Asset Management L.P.345,571$30,093 09/30/2019
     HYG345,571$30,093 09/30/2019
American Century Companies Inc.341,763$29,791 09/30/2019
     HYG341,763$29,791 09/30/2019
ETRADE Capital Management LLC336,853$29,364 09/30/2019
     HYG336,853$29,364 09/30/2019
Wilbanks Smith & Thomas Asset Management LLC336,003$29,289 09/30/2019
     HYG336,003$29,289 09/30/2019
NorthCoast Asset Management LLC319,456$27,899 09/30/2019
     HYG319,456$27,899 09/30/2019
State of Tennessee Treasury Department314,000$27,372 09/30/2019
     HYG314,000$27,372 09/30/2019
The Manufacturers Life Insurance Company 313,532$27,299 09/30/2019
     HYG313,532$27,299 09/30/2019
TIAA FSB311,993$27,196 09/30/2019
     HYG311,993$27,196 09/30/2019
Raymond James Financial Services Advisors Inc.311,180$27,125 09/30/2019
     HYG311,180$27,125 09/30/2019
Mirae Asset Global Investments Co. Ltd.306,640$26,730 09/30/2019
     HYG306,640$26,730 09/30/2019
CIBC Asset Management Inc281,403$24,530 09/30/2019
     HYG281,403$24,530 09/30/2019
MML Investors Services LLC269,813$23,520 09/30/2019
     HYG269,813$23,520 09/30/2019
Sumitomo Mitsui Financial Group Inc.260,455$22,704 09/30/2019
     HYG260,455$22,704 09/30/2019
Wealthstar Advisors LLC255,470$22,257 09/30/2019
     HYG255,470$22,257 09/30/2019
Atria Investments LLC243,286$21,207 09/30/2019
     HYG243,286$21,207 09/30/2019
High Falls Advisors Inc229,009$19,963 09/30/2019
     HYG229,009$19,963 09/30/2019
Eqis Capital Management Inc.223,794$19,508 09/30/2019
     HYG223,794$19,508 09/30/2019
CIBC World Markets Inc.219,596$19,142 09/30/2019
     HYG219,596$19,142 09/30/2019
Ramsey Quantitative Systems203,085$17,703 09/30/2019
     HYG203,085$17,703 09/30/2019
Twele Capital Management Inc.202,784$17,677 09/30/2019
     HYG202,784$17,677 09/30/2019
Canada Pension Plan Investment Board200,000$17,434 09/30/2019
     HYG200,000$17,434 09/30/2019
Daiwa Securities Group Inc.191,700$16,710 09/30/2019
     HYG191,700$16,710 09/30/2019
Brookstone Capital Management191,167$16,664 09/30/2019
     HYG191,167$16,664 09/30/2019
Keybank National Association OH182,490$15,908 09/30/2019
     HYG182,490$15,908 09/30/2019
Sigma Planning Corp182,425$15,902 09/30/2019
     HYG182,425$15,902 09/30/2019
Pinebridge Investments L.P.180,300$15,717 09/30/2019
     HYG180,300$15,717 09/30/2019
Adviser Investments LLC177,591$15,481 09/30/2019
     HYG177,591$15,481 09/30/2019
Avalon Investment & Advisory168,766$14,711 09/30/2019
     HYG168,766$14,711 09/30/2019
AE Wealth Management LLC163,868$14,284 09/30/2019
     HYG163,868$14,284 09/30/2019
Cape Cod Five Cents Savings Bank156,823$13,670 09/30/2019
     HYG156,823$13,670 09/30/2019
Commonwealth Equity Services LLC156,807$13,668 09/30/2019
     HYG156,807$13,668 09/30/2019
Global Financial Private Capital Inc156,244$13,620 09/30/2019
     HYG156,244$13,620 09/30/2019
Fore Capital LLC $13,076 09/30/2019
     Call150,000$13,076 09/30/2019
Autus Asset Management LLC149,604$13,041 09/30/2019
     HYG149,604$13,041 09/30/2019
Raymond James & Associates148,785$12,970 09/30/2019
     HYG148,785$12,970 09/30/2019
Private Advisor Group LLC148,294$12,925 09/30/2019
     HYG148,294$12,925 09/30/2019
Protective Life Corp146,879$12,803 09/30/2019
     HYG146,879$12,803 09/30/2019
Cambridge Investment Research Advisors Inc.146,680$12,786 09/30/2019
     HYG146,680$12,786 09/30/2019
PFS Investments Inc.139,229$12,137 09/30/2019
     HYG139,229$12,137 09/30/2019
Marshall Wace LLP $12,097 09/30/2019
     HYG71,130$6,200 09/30/2019
     Call68,100$5,906 09/30/2019
     Put100$9 09/30/2019
Towercrest Capital Management137,739$12,007 09/30/2019
     HYG137,739$12,007 09/30/2019
Squarepoint Ops LLC134,710$11,743 09/30/2019
     HYG134,710$11,743 09/30/2019
State of Wisconsin Investment Board132,500$11,550 09/30/2019
     HYG132,500$11,550 09/30/2019
First Allied Advisory Services Inc.131,529$11,477 09/30/2019
     HYG131,529$11,477 09/30/2019
HAP Trading LLC $11,412 09/30/2019
     HYG348,572$30,385 09/30/2019
     Put11,700,100$20,171 09/30/2019
     Call2,966,900$1,198 09/30/2019
Lenox Wealth Management Inc.130,176$11,347 09/30/2019
     HYG130,176$11,347 09/30/2019
AXA128,650$11,214 09/30/2019
     HYG128,650$11,214 09/30/2019
Allianz Asset Management GmbH126,400$11,016 09/30/2019
     HYG126,400$11,016 09/30/2019
Prelude Capital Management LLC $10,860 09/30/2019
     HYG131,793$11,488 09/30/2019
     Put7,200$628 09/30/2019
American Financial Advisors LLC124,503$10,853 09/30/2019
     HYG124,503$10,853 09/30/2019
Prudential Financial Inc.123,473$10,763 09/30/2019
     HYG123,473$10,763 09/30/2019
Cliftonlarsonallen Wealth Advisors LLC122,980$10,720 09/30/2019
     HYG122,980$10,720 09/30/2019
Winning Points Advisors LLC121,061$10,545 09/30/2019
     HYG121,061$10,545 09/30/2019
Sage Advisory Services Ltd.Co.120,934$10,541 09/30/2019
     HYG120,934$10,541 09/30/2019
Miles Capital Inc.115,570$10,074 09/30/2019
     HYG115,570$10,074 09/30/2019
Hudson Bay Capital Management LP115,500$10,068 09/30/2019
     HYG115,500$10,068 09/30/2019
German American Bancorp Inc.112,105$9,772 09/30/2019
     HYG112,105$9,772 09/30/2019
Mariner LLC109,993$9,588 09/30/2019
     HYG109,993$9,588 09/30/2019
Capital Investment Advisors LLC107,092$9,335 09/30/2019
     HYG107,092$9,335 09/30/2019
Central Bank & Trust Co.105,397$9,187 09/30/2019
     HYG105,397$9,187 09/30/2019
Employees Retirement System of Texas100,000$8,717 09/30/2019
     HYG100,000$8,717 09/30/2019
Betterment LLC99,098$8,639 09/30/2019
     HYG99,098$8,639 09/30/2019
Capital Advisors Inc. OK98,118$8,554 09/30/2019
     HYG98,118$8,554 09/30/2019
Kwmg LLC96,411$8,404 09/30/2019
     HYG96,411$8,404 09/30/2019
Merriman Wealth Management LLC93,873$8,183 09/30/2019
     HYG93,873$8,183 09/30/2019
Coastal Capital Group Inc.92,389$8,054 09/30/2019
     HYG92,389$8,054 09/30/2019
Bessemer Group Inc.91,993$8,019 09/30/2019
     HYG91,993$8,019 09/30/2019
Baker Avenue Asset Management LP91,786$8,001 09/30/2019
     HYG91,786$8,001 09/30/2019
MetLife Investment Management LLC90,472$7,862 09/30/2019
     HYG90,472$7,862 09/30/2019
Chatham Capital Group Inc.88,897$7,749 09/30/2019
     HYG88,897$7,749 09/30/2019
NEXT Financial Group Inc88,725$7,735 09/30/2019
     HYG88,725$7,735 09/30/2019
Renaissance Technologies LLC84,600$7,375 09/30/2019
     HYG84,600$7,375 09/30/2019
HighTower Advisors LLC $7,336 09/30/2019
     HYG84,461$7,342 09/30/2019
     Put6,500$6 09/30/2019
Sanctuary Wealth Management L.L.C.83,609$7,288 09/30/2019
     HYG83,609$7,288 09/30/2019
KMG Fiduciary Partners LLC80,098$6,982 09/30/2019
     HYG80,098$6,982 09/30/2019
Alley Co LLC80,085$6,981 09/30/2019
     HYG80,085$6,981 09/30/2019
People s United Financial Inc.77,498$6,756 09/30/2019
     HYG77,498$6,756 09/30/2019
Financial Services Advisory Inc77,488$6,755 09/30/2019
     HYG77,488$6,755 09/30/2019
Benjamin F. Edwards & Company Inc.76,272$6,649 09/30/2019
     HYG76,272$6,649 09/30/2019
Meeder Asset Management Inc.75,906$6,617 09/30/2019
     HYG75,906$6,617 09/30/2019
Chesapeake Wealth Management75,082$6,545 09/30/2019
     HYG75,082$6,545 09/30/2019
Florin Court Capital LLP74,050$6,455 09/30/2019
     HYG74,050$6,455 09/30/2019
Wela Strategies Inc.73,919$6,444 09/30/2019
     HYG73,919$6,444 09/30/2019
Blue Fin Capital Inc.73,228$6,383 09/30/2019
     HYG73,228$6,383 09/30/2019
PNC Financial Services Group Inc.72,920$6,357 09/30/2019
     HYG72,920$6,357 09/30/2019
Crabel Capital Management LLC72,479$6,318 09/30/2019
     HYG72,479$6,318 09/30/2019
Towerpoint Wealth LLC72,472$6,317 09/30/2019
     HYG72,472$6,317 09/30/2019
Aveo Capital Partners LLC71,243$6,198 09/30/2019
     HYG71,243$6,198 09/30/2019
Virtue Capital Management LLC70,904$6,181 09/30/2019
     HYG70,904$6,181 09/30/2019
Huntington National Bank68,993$6,014 09/30/2019
     HYG68,993$6,014 09/30/2019
Semmax Financial Advisors Inc.68,881$6,004 09/30/2019
     HYG68,881$6,004 09/30/2019
Janney Montgomery Scott LLC67,831$5,913 09/30/2019
     HYG67,831$5,913 09/30/2019
FC Advisory LLC66,966$5,831 09/30/2019
     HYG66,966$5,831 09/30/2019
HRT Financial LLC66,785$5,821 09/30/2019
     HYG66,785$5,821 09/30/2019
Financial Advisors Network Inc.66,632$5,808 09/30/2019
     HYG66,632$5,808 09/30/2019
Value Monitoring Inc.67,169$5,807 09/30/2019
     HYG67,169$5,807 09/30/2019
UBS Asset Management Americas Inc.65,743$5,731 09/30/2019
     HYG65,743$5,731 09/30/2019
Neumann Capital Management LLC65,596$5,718 09/30/2019
     HYG65,596$5,718 09/30/2019
Creative Planning $5,466 09/30/2019
     HYG62,704$5,466 09/30/2019
     Put5,000$0 09/30/2019
Clear Investment Research LLC62,486$5,447 09/30/2019
     HYG62,486$5,447 09/30/2019
Nomura Asset Management Co. Ltd.62,350$5,435 09/30/2019
     HYG62,350$5,435 09/30/2019
Holt Capital Advisors L.L.C. dba Holt Capital Partners L.P.61,945$5,400 09/30/2019
     HYG61,945$5,400 09/30/2019
Regal Wealth Group Inc.61,361$5,349 09/30/2019
     HYG61,361$5,349 09/30/2019
Sawtooth Solutions LLC61,037$5,320 09/30/2019
     HYG61,037$5,320 09/30/2019
Harwood Advisory Group LLC60,020$5,232 09/30/2019
     HYG60,020$5,232 09/30/2019
Stratos Wealth Partners LTD.59,880$5,220 09/30/2019
     HYG59,880$5,220 09/30/2019
Cranbrook Wealth Management LLC58,968$5,140 09/30/2019
     HYG58,968$5,140 09/30/2019
CLS Investments LLC58,080$5,063 09/30/2019
     HYG58,080$5,063 09/30/2019
HMS Capital Management LLC $4,842 09/30/2019
     HYG58,151$5,069 09/30/2019
     Put2,600$227 09/30/2019
Vectors Research Management LLC55,549$4,842 09/30/2019
     HYG55,549$4,842 09/30/2019
HNP Capital LLC55,549$4,786 09/30/2019
     HYG55,549$4,786 09/30/2019
Advisors Preferred LLC53,791$4,689 09/30/2019
     HYG53,791$4,689 09/30/2019
Mount Lucas Management LP53,151$4,633 09/30/2019
     HYG53,151$4,633 09/30/2019
Sowell Financial Services LLC52,968$4,617 09/30/2019
     HYG52,968$4,617 09/30/2019
Prime Capital Investment Advisors LLC52,772$4,600 09/30/2019
     HYG52,772$4,600 09/30/2019
Scotia Capital Inc.52,176$4,548 09/30/2019
     HYG52,176$4,548 09/30/2019
LFA Lugano Financial Advisors SA51,588$4,497 06/30/2019
     HYG51,588$4,497 06/30/2019
Global Wealth Management Investment Advisory Inc.51,346$4,476 09/30/2019
     HYG51,346$4,476 09/30/2019
Rehmann Capital Advisory Group51,192$4,463 06/30/2019
     HYG51,192$4,463 06/30/2019
Valentine Ventures LLC49,904$4,350 09/30/2019
     HYG49,904$4,350 09/30/2019
Cypress Wealth Services LLC49,825$4,343 09/30/2019
     HYG49,825$4,343 09/30/2019
Jacobi Capital Management LLC49,636$4,327 09/30/2019
     HYG49,636$4,327 09/30/2019
Baird Financial Group Inc.48,384$4,217 09/30/2019
     HYG48,384$4,217 09/30/2019
Financial Advocates Investment Management47,091$4,105 09/30/2019
     HYG47,091$4,105 09/30/2019
Sterling Investment Advisors LLC ADV46,846$4,084 09/30/2019
     HYG46,846$4,084 09/30/2019
Northwestern Mutual Wealth Management Co.46,308$4,037 09/30/2019
     HYG46,308$4,037 09/30/2019
Itau Unibanco Holding S.A.45,000$3,923 09/30/2019
     HYG45,000$3,923 09/30/2019
Nuveen Asset Management LLC45,000$3,923 09/30/2019
     HYG45,000$3,923 09/30/2019
Blair William & Co. IL44,592$3,887 09/30/2019
     HYG44,592$3,887 09/30/2019
Strategic Investment Advisors MI44,088$3,856 09/30/2019
     HYG44,088$3,856 09/30/2019
Northern Trust Corp4,417,822$3,851 09/30/2019
     HYG4,417,822$3,851 09/30/2019
Laurion Capital Management LP $3,844 09/30/2019
     Call2,300,000$200,491 09/30/2019
     Put2,255,900$196,647 09/30/2019
Wade G W & Inc.42,692$3,721 09/30/2019
     HYG42,692$3,721 09/30/2019
Probity Advisors Inc.42,362$3,693 09/30/2019
     HYG42,362$3,693 09/30/2019
Litman Gregory Asset Management LLC42,239$3,682 09/30/2019
     HYG42,239$3,682 09/30/2019
IndexIQ Advisors LLC42,035$3,664 09/30/2019
     HYG42,035$3,664 09/30/2019
Graybill Bartz & Assoc Ltd.41,463$3,614 09/30/2019
     HYG41,463$3,614 09/30/2019
Thrivent Financial for Lutherans41,189$3,590 09/30/2019
     HYG41,189$3,590 09/30/2019
Panagora Asset Management Inc.41,132$3,585 09/30/2019
     HYG41,132$3,585 09/30/2019
W.E. Donoghue & Co. LLC40,929$3,568 09/30/2019
     HYG40,929$3,568 09/30/2019
M&T Bank Corp40,878$3,564 09/30/2019
     HYG40,878$3,564 09/30/2019
Raymond James Trust N.A.40,819$3,559 09/30/2019
     HYG40,819$3,559 09/30/2019
Cougar Global Investments Ltd40,595$3,539 09/30/2019
     HYG40,595$3,539 09/30/2019
Shilanski & Associates Inc.40,589$3,538 09/30/2019
     HYG40,589$3,538 09/30/2019
Omega Financial Group LLC39,271$3,423 09/30/2019
     HYG39,271$3,423 09/30/2019
Valmark Advisers Inc.38,848$3,386 09/30/2019
     HYG38,848$3,386 09/30/2019
Susquehanna International Group LLP $3,384 09/30/2019
     Put3,980,500$346,980 09/30/2019
     Call3,964,500$345,585 09/30/2019
     HYG54,823$4,779 09/30/2019
Manning & Napier Group LLC37,800$3,295 09/30/2019
     HYG37,800$3,295 09/30/2019
Csenge Advisory Group37,650$3,282 09/30/2019
     HYG37,650$3,282 09/30/2019
BOKF NA37,616$3,279 09/30/2019
     HYG37,616$3,279 09/30/2019
Park Avenue Securities LLC37,286$3,250 09/30/2019
     HYG37,286$3,250 09/30/2019
Virtus Investment Advisers Inc.36,803$3,208 09/30/2019
     HYG36,803$3,208 09/30/2019
Enterprise Bank & Trust Co36,571$3,188 09/30/2019
     HYG36,571$3,188 09/30/2019
New England Asset Management Inc.35,415$3,087 09/30/2019
     HYG35,415$3,087 09/30/2019
Willingdon Wealth Management35,267$3,074 09/30/2019
     HYG35,267$3,074 09/30/2019
Wealthstreet Investment Advisors LLC34,615$3,019 09/30/2019
     HYG34,615$3,019 09/30/2019
SignalPoint Asset Management LLC34,280$2,988 09/30/2019
     HYG34,280$2,988 09/30/2019
Rampart Investment Management Company LLC33,865$2,952 09/30/2019
     HYG33,865$2,952 09/30/2019
Full Sail Capital LLC33,582$2,913 09/30/2019
     HYG33,582$2,913 09/30/2019
National Asset Management Inc.33,148$2,891 09/30/2019
     HYG33,148$2,891 09/30/2019
Eagle Asset Management Inc.33,155$2,890 09/30/2019
     HYG33,155$2,890 09/30/2019
Traynor Capital Management Inc.33,116$2,886 09/30/2019
     HYG33,116$2,886 09/30/2019
BerganKDV Wealth Management LLC31,346$2,732 09/30/2019
     HYG31,346$2,732 09/30/2019
Farmers & Merchants Investments Inc.31,134$2,714 09/30/2019
     HYG31,134$2,714 09/30/2019
Tuttle Tactical Management30,755$2,681 09/30/2019
     HYG30,755$2,681 09/30/2019
United Income Inc.30,474$2,654 09/30/2019
     HYG30,474$2,654 09/30/2019
Newfound Research LLC29,933$2,609 09/30/2019
     HYG29,933$2,609 09/30/2019
Calamos Advisors LLC29,850$2,602 09/30/2019
     HYG29,850$2,602 09/30/2019
Hancock Whitney Corp29,396$2,562 09/30/2019
     HYG29,396$2,562 09/30/2019
Parker Investment Management LLC29,282$2,553 09/30/2019
     HYG29,282$2,553 09/30/2019
CWM LLC28,934$2,522 09/30/2019
     HYG28,934$2,522 09/30/2019
UMB Bank N A MO28,583$2,491 09/30/2019
     HYG28,583$2,491 09/30/2019
Three Peaks Capital Management LLC28,167$2,455 09/30/2019
     HYG28,167$2,455 09/30/2019
LVZ Advisors Inc.28,039$2,444 09/30/2019
     HYG28,039$2,444 09/30/2019
Midwest Professional Planners LTD.27,791$2,423 09/30/2019
     HYG27,791$2,423 09/30/2019
Forefront Analytics LLC27,738$2,414 09/30/2019
     HYG27,738$2,414 09/30/2019
Arrow Investment Advisors LLC27,589$2,405 09/30/2019
     HYG27,589$2,405 09/30/2019
Millennium Management LLC $2,379 09/30/2019
     HYG117,295$10,224 09/30/2019
     Put90,000$7,845 09/30/2019
BB&T Securities LLC27,363$2,378 09/30/2019
     HYG27,363$2,378 09/30/2019
Norway Savings Bank26,273$2,290 09/30/2019
     HYG26,273$2,290 09/30/2019
LifePlan Financial Group Inc25,864$2,255 09/30/2019
     HYG25,864$2,255 09/30/2019
Polaris Greystone Financial Group LLC26,084$2,246 09/30/2019
     HYG26,084$2,246 09/30/2019
Financial Advisory Service Inc.25,762$2,246 09/30/2019
     HYG25,762$2,246 09/30/2019
Tolleson Wealth Management Inc.25,624$2,234 09/30/2019
     HYG25,624$2,234 09/30/2019
New Potomac Partners LLC25,555$2,228 09/30/2019
     HYG25,555$2,228 09/30/2019
Beirne Wealth Consulting Services LLC25,525$2,225 09/30/2019
     HYG25,525$2,225 09/30/2019
Nicolet Advisory Services LLC25,072$2,186 09/30/2019
     HYG25,072$2,186 09/30/2019
Good Life Advisors LLC24,733$2,157 09/30/2019
     HYG24,733$2,157 09/30/2019
Boston Research & Management Inc.24,256$2,114 09/30/2019
     HYG24,256$2,114 09/30/2019
Commerce Bank24,208$2,110 09/30/2019
     HYG24,208$2,110 09/30/2019
Horizon Investments LLC24,127$2,086 09/30/2019
     HYG24,127$2,086 09/30/2019
Money Design Co. Ltd.23,788$2,074 09/30/2019
     HYG23,788$2,074 09/30/2019
Dynamic Advisor Solutions LLC23,760$2,071 09/30/2019
     HYG23,760$2,071 09/30/2019
Beacon Financial Group23,645$2,059 09/30/2019
     HYG23,645$2,059 09/30/2019
Twin Capital Management Inc.23,585$2,056 09/30/2019
     HYG23,585$2,056 09/30/2019
Wilshire Associates Inc23,585$2,055 09/30/2019
     HYG23,585$2,055 09/30/2019
Navellier & Associates Inc23,541$2,052 09/30/2019
     HYG23,541$2,052 09/30/2019
ProShare Advisors LLC23,395$2,039 09/30/2019
     HYG23,395$2,039 09/30/2019
Charter Trust Co.23,246$2,026 09/30/2019
     HYG23,246$2,026 09/30/2019
Blankinship & Foster LLC22,639$1,973 09/30/2019
     HYG22,639$1,973 09/30/2019
First American Trust FSB22,452$1,957 09/30/2019
     HYG22,452$1,957 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC22,437$1,955 09/30/2019
     HYG22,437$1,955 09/30/2019
Invesco Ltd.22,315$1,945 09/30/2019
     HYG22,315$1,945 09/30/2019
Leicht Financial Planning & Wealth Management Inc.22,202$1,935 09/30/2019
     HYG22,202$1,935 09/30/2019
Founders Capital Management21,830$1,903 09/30/2019
     HYG21,830$1,903 09/30/2019
Pinnacle Financial Partners Inc.21,658$1,888 09/30/2019
     HYG21,658$1,888 09/30/2019
GeoWealth Management LLC21,586$1,882 09/30/2019
     HYG21,586$1,882 09/30/2019
Silverleafe Capital Partners LLC21,563$1,880 09/30/2019
     HYG21,563$1,880 09/30/2019
IFP Advisors Inc21,544$1,877 09/30/2019
     HYG21,544$1,877 09/30/2019
Cullen Frost Bankers Inc.21,487$1,873 09/30/2019
     HYG21,487$1,873 09/30/2019
Ifrah Financial Services Inc.21,250$1,852 09/30/2019
     HYG21,250$1,852 09/30/2019
Personal Wealth Partners21,163$1,845 09/30/2019
     HYG21,163$1,845 09/30/2019
Proequities Inc.20,967$1,828 09/30/2019
     HYG20,967$1,828 09/30/2019
HBK Sorce Advisory LLC20,642$1,799 09/30/2019
     HYG20,642$1,799 09/30/2019
Biltmore Family Office LLC20,084$1,751 09/30/2019
     HYG20,084$1,751 09/30/2019
Certified Advisory Corp20,000$1,743 09/30/2019
     HYG20,000$1,743 09/30/2019
Cetera Investment Advisers19,643$1,712 09/30/2019
     HYG19,643$1,712 09/30/2019
Townsquare Capital LLC19,683$1,708 09/30/2019
     HYG19,683$1,708 09/30/2019
Dakota Wealth Management19,473$1,697 09/30/2019
     HYG19,473$1,697 09/30/2019
Insight Wealth Strategies LLC19,241$1,677 09/30/2019
     HYG19,241$1,677 09/30/2019
Personal CFO Solutions LLC19,010$1,662 09/30/2019
     HYG19,010$1,662 09/30/2019
Veritable L.P.19,039$1,660 09/30/2019
     HYG19,039$1,660 09/30/2019
1ST Source Bank19,004$1,656 09/30/2019
     HYG19,004$1,656 09/30/2019
Founders Financial Securities LLC18,886$1,646 09/30/2019
     HYG18,886$1,646 09/30/2019
Boys Arnold & Co. Inc.18,844$1,641 09/30/2019
     HYG18,844$1,641 09/30/2019
GWM Advisors LLC18,807$1,639 09/30/2019
     HYG18,807$1,639 09/30/2019
Natixis18,298$1,595 09/30/2019
     HYG18,298$1,595 09/30/2019
Blackhawk Capital Partners LLC.18,167$1,584 09/30/2019
     HYG18,167$1,584 09/30/2019
NBT Bank N A NY18,165$1,583 09/30/2019
     HYG18,165$1,583 09/30/2019
Wrapmanager Inc.18,028$1,572 09/30/2019
     HYG18,028$1,572 09/30/2019
Boston Advisors LLC17,954$1,565 09/30/2019
     HYG17,954$1,565 09/30/2019
Parkside Financial Bank & Trust17,862$1,557 09/30/2019
     HYG17,862$1,557 09/30/2019
Strategic Wealth Advisors Group LLC17,792$1,549 09/30/2019
     HYG17,792$1,549 09/30/2019
Partners Capital Investment Group LLP17,614$1,535 09/30/2019
     HYG17,614$1,535 09/30/2019
Gofen & Glossberg LLC IL17,430$1,519 09/30/2019
     HYG17,430$1,519 09/30/2019
MorganRosel Wealth Management LLC17,416$1,518 09/30/2019
     HYG17,416$1,518 09/30/2019
State of New Jersey Common Pension Fund D17,400$1,517 09/30/2019
     HYG17,400$1,517 09/30/2019
Integrated Wealth Concepts LLC17,361$1,513 09/30/2019
     HYG17,361$1,513 09/30/2019
Capital Financial Planning LLC17,287$1,507 09/30/2019
     HYG17,287$1,507 09/30/2019
Northwest Investment Counselors LLC17,182$1,498 09/30/2019
     HYG17,182$1,498 09/30/2019
Advisory Alpha LLC16,917$1,475 09/30/2019
     HYG16,917$1,475 09/30/2019
Advisory Services Network LLC16,623$1,449 09/30/2019
     HYG16,623$1,449 09/30/2019
Red Cedar Investment Management LLC16,526$1,441 09/30/2019
     HYG16,526$1,441 09/30/2019
Wellington Management Group LLP16,450$1,434 09/30/2019
     HYG16,450$1,434 09/30/2019
Efficient Advisors LLC16,284$1,419 09/30/2019
     HYG16,284$1,419 09/30/2019
We Are One Seven LLC16,178$1,410 09/30/2019
     HYG16,178$1,410 09/30/2019
Regal Investment Advisors LLC16,049$1,399 09/30/2019
     HYG16,049$1,399 09/30/2019
Pettinga Financial Advisors LLC15,952$1,391 09/30/2019
     HYG15,952$1,391 09/30/2019
Centaurus Financial Inc.15,903$1,386 09/30/2019
     HYG15,903$1,386 09/30/2019
Slow Capital Inc.15,823$1,379 09/30/2019
     HYG15,823$1,379 09/30/2019
CIBC Private Wealth Group LLC15,806$1,378 09/30/2019
     HYG15,806$1,378 09/30/2019
Prospera Financial Services Inc15,727$1,371 09/30/2019
     HYG15,727$1,371 09/30/2019
Alliance Wealth Management Group15,706$1,369 09/30/2019
     HYG15,706$1,369 09/30/2019
Connecticut Wealth Management LLC15,415$1,344 09/30/2019
     HYG15,415$1,344 09/30/2019
RiverGlades Family Offices LLC15,410$1,343 09/30/2019
     HYG15,410$1,343 09/30/2019
Guardian Capital Advisors LP15,572$1,341 09/30/2019
     HYG15,572$1,341 09/30/2019
Janus Henderson Group PLC15,299$1,334 09/30/2019
     HYG15,299$1,334 09/30/2019
Burleson & Company LLC15,080$1,315 09/30/2019
     HYG15,080$1,315 09/30/2019
FDx Advisors Inc.14,641$1,276 09/30/2019
     HYG14,641$1,276 09/30/2019
SeaCrest Wealth Management LLC14,617$1,274 09/30/2019
     HYG14,617$1,274 09/30/2019
Chemical Bank14,615$1,274 06/30/2019
     HYG14,615$1,274 06/30/2019
Prudential PLC14,520$1,266 09/30/2019
     HYG14,520$1,266 09/30/2019
Cetera Advisor Networks LLC14,119$1,231 09/30/2019
     HYG14,119$1,231 09/30/2019
TCF National Bank14,108$1,229 09/30/2019
     HYG14,108$1,229 09/30/2019
Patriot Investment Management Inc.13,874$1,197 09/30/2019
     HYG13,874$1,197 09/30/2019
FFT Wealth Management LLC13,679$1,192 09/30/2019
     HYG13,679$1,192 09/30/2019
Aua Capital Management LLC13,669$1,192 09/30/2019
     HYG13,669$1,192 09/30/2019
Webster Bank N. A.13,447$1,173 09/30/2019
     HYG13,447$1,173 09/30/2019
Pinnacle Advisory Group Inc.13,432$1,171 09/30/2019
     HYG13,432$1,171 09/30/2019
Avantax Advisory Services Inc.13,206$1,148 09/30/2019
     HYG13,206$1,148 09/30/2019
Synovus Financial Corp12,968$1,131 09/30/2019
     HYG12,968$1,131 09/30/2019
Aspiriant LLC12,762$1,113 09/30/2019
     HYG12,762$1,113 09/30/2019
TRUE Private Wealth Advisors12,713$1,108 09/30/2019
     HYG12,713$1,108 09/30/2019
Winfield Associates Inc.12,625$1,101 09/30/2019
     HYG12,625$1,101 09/30/2019
Walleye Trading LLC $1,080 09/30/2019
     Call80,400$7,008 09/30/2019
     Put68,000$5,928 09/30/2019
Noesis Capital Mangement Corp12,345$1,076 09/30/2019
     HYG12,345$1,076 09/30/2019
Regions Financial Corp12,339$1,076 09/30/2019
     HYG12,339$1,076 09/30/2019
Kore Private Wealth LLC12,040$1,042 09/30/2019
     HYG12,040$1,042 09/30/2019
Cetera Advisors LLC11,636$1,010 09/30/2019
     HYG11,636$1,010 09/30/2019
Cutler Group LP $999 09/30/2019
     HYG13,594$1,184 09/30/2019
     Put1,686,600$343 09/30/2019
     Call324,000$158 09/30/2019
FineMark National Bank & Trust11,393$993 09/30/2019
     HYG11,393$993 09/30/2019
Commerzbank Aktiengesellschaft FI11,340$989 09/30/2019
     HYG11,340$989 09/30/2019
Oppenheimer & Co. Inc.11,286$983 09/30/2019
     HYG11,286$983 09/30/2019
Wedbush Securities Inc.11,070$965 09/30/2019
     HYG11,070$965 09/30/2019
First Heartland Consultants Inc.10,879$948 09/30/2019
     HYG10,879$948 09/30/2019
Deroy & Devereaux Private Investment Counsel Inc.10,865$947 09/30/2019
     HYG10,865$947 09/30/2019
AdvicePeriod LLC10,844$945 09/30/2019
     HYG10,844$945 09/30/2019
V Wealth Advisors LLC10,516$917 09/30/2019
     HYG10,516$917 09/30/2019
Golden State Wealth Management LLC10,480$914 09/30/2019
     HYG10,480$914 09/30/2019
Signaturefd LLC10,424$909 09/30/2019
     HYG10,424$909 09/30/2019
Mandatum Life Insurance Co Ltd10,076$878 09/30/2019
     HYG10,076$878 09/30/2019
Dorsey Wright & Associates10,004$872 09/30/2019
     HYG10,004$872 09/30/2019
Elo Mutual Pension Insurance Co10,000$872 09/30/2019
     HYG10,000$872 09/30/2019
Wesbanco Bank Inc.9,983$870 09/30/2019
     HYG9,983$870 09/30/2019
Comerica Securities Inc.9,956$868 09/30/2019
     HYG9,956$868 09/30/2019
Sonata Capital Group Inc.9,941$867 09/30/2019
     HYG9,941$867 09/30/2019
Jaffetilchin Investment Partners LLC9,883$861 09/30/2019
     HYG9,883$861 09/30/2019
Coastal Investment Advisors Inc.9,902$860 09/30/2019
     HYG9,902$860 09/30/2019
Pinnacle Associates Ltd.9,769$852 09/30/2019
     HYG9,769$852 09/30/2019
Flaharty Asset Management LLC9,739$849 09/30/2019
     HYG9,739$849 09/30/2019
Charles Schwab Investment Advisory Inc.9,534$832 09/30/2019
     HYG9,534$832 09/30/2019
Hirtle Callaghan & Co LLC9,520$830 09/30/2019
     HYG9,520$830 09/30/2019
Ellenbecker Investment Group9,498$828 09/30/2019
     HYG9,498$828 09/30/2019
Financial Gravity Wealth Inc.9,403$820 09/30/2019
     HYG9,403$820 09/30/2019
Wealthsource Partners LLC9,376$817 09/30/2019
     HYG9,376$817 09/30/2019
Optimum Investment Advisors9,213$803 09/30/2019
     HYG9,213$803 09/30/2019
Boltwood Capital Management9,051$789 09/30/2019
     HYG9,051$789 09/30/2019
Mid Atlantic Financial Management Inc. ADV9,014$786 09/30/2019
     HYG9,014$786 09/30/2019
Efficient Wealth Management LLC8,974$782 09/30/2019
     HYG8,974$782 09/30/2019
IHT Wealth Management LLC8,965$781 09/30/2019
     HYG8,965$781 09/30/2019
Comerica Bank8,871$775 09/30/2019
     HYG8,871$775 09/30/2019
Brinker Capital Inc.8,848$771 09/30/2019
     HYG8,848$771 09/30/2019
Hayden Royal LLC8,752$763 09/30/2019
     HYG8,752$763 09/30/2019
Summit Wealth & Retirement Planning Inc.8,620$751 09/30/2019
     HYG8,620$751 09/30/2019
Maryland Capital Management8,560$746 09/30/2019
     HYG8,560$746 09/30/2019
Capital Investment Advisory Services LLC8,543$745 09/30/2019
     HYG8,543$745 09/30/2019
Stratford Consulting LLC8,530$744 09/30/2019
     HYG8,530$744 09/30/2019
Aft Forsyth & Company Inc.8,497$741 09/30/2019
     HYG8,497$741 09/30/2019
WASHINGTON TRUST Co8,451$734 09/30/2019
     HYG8,451$734 09/30/2019
CLARET ASSET MANAGEMENT Corp8,408$733 09/30/2019
     HYG8,408$733 09/30/2019
Epstein & White Financial LLC8,222$716 09/30/2019
     HYG8,222$716 09/30/2019
Aspire Private Capital LLC7,952$693 09/30/2019
     HYG7,952$693 09/30/2019
Fiera Capital Corp7,894$688 09/30/2019
     HYG7,894$688 09/30/2019
Mission Wealth Management LP7,883$687 09/30/2019
     HYG7,883$687 09/30/2019
Level Four Advisory Services LLC7,855$685 09/30/2019
     HYG7,855$685 09/30/2019
Bronfman E.L. Rothschild L.P.7,852$684 09/30/2019
     HYG7,852$684 09/30/2019
Avitas Wealth Management LLC7,815$681 09/30/2019
     HYG7,815$681 09/30/2019
DAVENPORT & Co LLC7,786$679 09/30/2019
     HYG7,786$679 09/30/2019
Stelac Advisory Services LLC9,677$678 09/30/2019
     HYG9,677$678 09/30/2019
Covenant Partners LLC7,730$674 09/30/2019
     HYG7,730$674 09/30/2019
Whittier Trust Co.7,706$672 09/30/2019
     HYG7,706$672 09/30/2019
Elm Partners Management LLC7,584$661 09/30/2019
     HYG7,584$661 09/30/2019
Busey Wealth Management7,569$660 09/30/2019
     HYG7,569$660 09/30/2019
Biondo Investment Advisors LLC7,497$654 09/30/2019
     HYG7,497$654 09/30/2019
Cantor Fitzgerald Investment Adviser L.P.7,506$654 09/30/2019
     HYG7,506$654 09/30/2019
Fulcrum Equity Management7,493$653 09/30/2019
     HYG7,493$653 09/30/2019
Nicolet Bankshares Inc.7,452$650 09/30/2019
     HYG7,452$650 09/30/2019
Cidel Asset Management Inc.7,360$640 09/30/2019
     HYG7,360$640 09/30/2019
UBP Investment Advisors SA7,275$634 09/30/2019
     HYG7,275$634 09/30/2019
Brighton Jones LLC7,090$618 09/30/2019
     HYG7,090$618 09/30/2019
Vicus Capital6,988$609 09/30/2019
     HYG6,988$609 09/30/2019
Global Retirement Partners LLC6,894$601 09/30/2019
     HYG6,894$601 09/30/2019
Cypress Capital Group6,829$596 09/30/2019
     HYG6,829$596 09/30/2019
Concorde Asset Management LLC6,792$592 09/30/2019
     HYG6,792$592 09/30/2019
D.A. Davidson & CO.6,722$586 09/30/2019
     HYG6,722$586 09/30/2019
James Investment Research Inc.6,700$584 09/30/2019
     HYG6,700$584 09/30/2019
Capital Analysts LLC6,537$569 09/30/2019
     HYG6,537$569 09/30/2019
Cedar Brook Financial Partners LLC6,511$568 09/30/2019
     HYG6,511$568 09/30/2019
LeJeune Puetz Investment Counsel LLC6,385$557 09/30/2019
     HYG6,385$557 09/30/2019
RPg Family Wealth Advisory LLC6,335$552 09/30/2019
     HYG6,335$552 09/30/2019
Bank of The West6,294$549 09/30/2019
     HYG6,294$549 09/30/2019
Wooster Corthell Wealth Management Inc.6,221$542 09/30/2019
     HYG6,221$542 09/30/2019
Steward Partners Investment Advisory LLC6,114$533 09/30/2019
     HYG6,114$533 09/30/2019
Clearstead Advisors LLC6,019$525 09/30/2019
     HYG6,019$525 09/30/2019
Parallel Advisors LLC5,942$518 09/30/2019
     HYG5,942$518 09/30/2019
F3Logic LLC5,936$518 09/30/2019
     HYG5,936$518 09/30/2019
Hartree Partners LP5,920$516 09/30/2019
     HYG5,920$516 09/30/2019
Clear Street Markets LLC5,900$514 09/30/2019
     HYG5,900$514 09/30/2019
Guidant Wealth Advisors5,855$510 09/30/2019
     HYG5,855$510 09/30/2019
Courage Miller Partners LLC5,795$505 09/30/2019
     HYG5,795$505 09/30/2019
Lincoln National Corp5,776$504 09/30/2019
     HYG5,776$504 09/30/2019
Bank OZK5,770$503 09/30/2019
     HYG5,770$503 09/30/2019
Principal Financial Group Inc.5,711$498 09/30/2019
     HYG5,711$498 09/30/2019
Arete Wealth Advisors LLC5,704$497 09/30/2019
     HYG5,704$497 09/30/2019
FTB Advisors Inc.5,652$492 09/30/2019
     HYG5,652$492 09/30/2019
KC Investment Advisors LLC5,641$492 09/30/2019
     HYG5,641$492 09/30/2019
Colony Group LLC5,642$492 06/30/2019
     HYG5,642$492 06/30/2019
Tompkins Financial Corp5,525$482 09/30/2019
     HYG5,525$482 09/30/2019
Resources Investment Advisors LLC.5,472$477 09/30/2019
     HYG5,472$477 09/30/2019
Strategic Family Wealth Counselors L.L.C.5,473$477 09/30/2019
     HYG5,473$477 09/30/2019
SWS Partners5,460$475 09/30/2019
     HYG5,460$475 09/30/2019
Mutual Advisors LLC5,375$469 09/30/2019
     HYG5,375$469 09/30/2019
Peninsula Wealth LLC5,313$463 09/30/2019
     HYG5,313$463 09/30/2019
Coldstream Capital Management Inc.5,270$459 09/30/2019
     HYG5,270$459 09/30/2019
LGL Partners LLC5,271$459 09/30/2019
     HYG5,271$459 09/30/2019
Bartlett & Co. LLC5,255$458 09/30/2019
     HYG5,255$458 09/30/2019
Emerald Investment Partners LLC5,238$457 09/30/2019
     HYG5,238$457 09/30/2019
Personal Capital Advisors Corp5,061$441 09/30/2019
     HYG5,061$441 09/30/2019
Bangor Savings Bank5,042$440 09/30/2019
     HYG5,042$440 09/30/2019
Haverford Trust Co.5,023$438 09/30/2019
     HYG5,023$438 09/30/2019
Mitsubishi UFJ Trust & Banking Corp5,000$436 09/30/2019
     HYG5,000$436 09/30/2019
Berkeley Capital Partners LLC4,970$433 09/30/2019
     HYG4,970$433 09/30/2019
Eldridge Investment Advisors Inc.4,915$427 09/30/2019
     HYG4,915$427 09/30/2019
Pensionmark Financial Group LLC4,868$424 09/30/2019
     HYG4,868$424 09/30/2019
Chicago Partners Investment Group LLC4,664$407 09/30/2019
     HYG4,664$407 09/30/2019
Pinnacle Family Advisors LLC4,671$407 09/30/2019
     HYG4,671$407 09/30/2019
Boston Private Wealth LLC4,625$403 09/30/2019
     HYG4,625$403 09/30/2019
Harbour Capital Advisors LLC4,620$403 09/30/2019
     HYG4,620$403 09/30/2019
White Lighthouse Investment Management Inc.4,571$398 09/30/2019
     HYG4,571$398 09/30/2019
Fairview Capital Investment Management LLC4,500$392 09/30/2019
     HYG4,500$392 09/30/2019
Citizens Financial Group Inc RI4,484$391 09/30/2019
     HYG4,484$391 09/30/2019
Kalos Management Inc.4,495$391 09/30/2019
     HYG4,495$391 09/30/2019
Windsor Capital Management LLC4,485$390 09/30/2019
     HYG4,485$390 09/30/2019
Banco Santander S.A.4,400$384 09/30/2019
     HYG4,400$384 09/30/2019
Northstar Wealth Partners LLC4,356$380 09/30/2019
     HYG4,356$380 09/30/2019
Perigon Wealth Management LLC4,348$378 09/30/2019
     HYG4,348$378 09/30/2019
PFG Advisors4,360$376 09/30/2019
     HYG4,360$376 09/30/2019
Capital Advisors Ltd. LLC4,294$374 09/30/2019
     HYG4,294$374 09/30/2019
Colton Groome Financial Advisors LLC4,266$370 09/30/2019
     HYG4,266$370 09/30/2019
Rockefeller Capital Management L.P.4,203$366 09/30/2019
     HYG4,203$366 09/30/2019
Ashfield Capital Partners LLC4,177$364 09/30/2019
     HYG4,177$364 09/30/2019
Bank Hapoalim BM4,171$363 09/30/2019
     HYG4,171$363 09/30/2019
Roberts Glore & Co. Inc. IL4,135$360 09/30/2019
     HYG4,135$360 09/30/2019
Dana Investment Advisors Inc.4,135$360 09/30/2019
     HYG4,135$360 09/30/2019
MA Private Wealth4,126$360 09/30/2019
     HYG4,126$360 09/30/2019
Palladium Partners LLC4,147$359 09/30/2019
     HYG4,147$359 09/30/2019
Kovack Advisors Inc.4,051$353 09/30/2019
     HYG4,051$353 09/30/2019
Emerson Wealth Management LLC26,368$353 09/30/2019
     HYG26,368$353 09/30/2019
Fort Washington Investment Advisors Inc. OH3,999$349 09/30/2019
     HYG3,999$349 09/30/2019
Sheaff Brock Investment Advisors LLC4,000$349 09/30/2019
     HYG4,000$349 09/30/2019
Guidance Point Advisors LLC3,899$339 09/30/2019
     HYG3,899$339 09/30/2019
Smith Moore & CO.3,880$338 09/30/2019
     HYG3,880$338 09/30/2019
Mainstay Capital Management LLC ADV3,851$335 09/30/2019
     HYG3,851$335 09/30/2019
Stephens Inc. AR3,815$333 09/30/2019
     HYG3,815$333 09/30/2019
Fort Pitt Capital Group LLC3,758$328 09/30/2019
     HYG3,758$328 09/30/2019
Fieldpoint Private Securities LLC3,755$327 09/30/2019
     HYG3,755$327 09/30/2019
Aptus Capital Advisors LLC3,710$323 09/30/2019
     HYG3,710$323 09/30/2019
Calton & Associates Inc.3,671$320 09/30/2019
     HYG3,671$320 09/30/2019
Integrated Investment Consultants LLC3,663$319 09/30/2019
     HYG3,663$319 09/30/2019
Partnervest Advisory Services LLC3,647$318 09/30/2019
     HYG3,647$318 09/30/2019
EisnerAmper Wealth Management Corporate Benefits LLC3,627$316 09/30/2019
     HYG3,627$316 09/30/2019
Boyd Watterson Asset Management LLC OH3,600$314 09/30/2019
     HYG3,600$314 09/30/2019
Black Diamond Financial LLC3,582$312 09/30/2019
     HYG3,582$312 09/30/2019
Cedar Capital LLC3,529$308 09/30/2019
     HYG3,529$308 09/30/2019
Tudor Investment Corp Et Al3,500$305 09/30/2019
     HYG3,500$305 09/30/2019
Warren Averett Asset Management LLC3,502$305 09/30/2019
     HYG3,502$305 09/30/2019
Citizens & Northern Corp3,472$303 09/30/2019
     HYG3,472$303 09/30/2019
Greytown Advisors Inc.3,413$298 09/30/2019
     HYG3,413$298 09/30/2019
IPG Investment Advisors LLC3,400$296 09/30/2019
     HYG3,400$296 09/30/2019
Brightworth3,360$293 09/30/2019
     HYG3,360$293 09/30/2019
Tower Research Capital LLC TRC 3,339$291 09/30/2019
     HYG3,339$291 09/30/2019
Sequoia Wealth Management LLC3,231$281 09/30/2019
     HYG3,231$281 09/30/2019
Elwood & Goetz Wealth Advisory Group LLC3,222$281 09/30/2019
     HYG3,222$281 09/30/2019
Castle Rock Wealth Management LLC3,192$277 09/30/2019
     HYG3,192$277 09/30/2019
AdvisorNet Financial Inc3,165$276 09/30/2019
     HYG3,165$276 09/30/2019
Ameritas Investment Partners Inc.3,139$272 09/30/2019
     HYG3,139$272 09/30/2019
Private Capital Group LLC3,115$272 09/30/2019
     HYG3,115$272 09/30/2019
Cornerstone Wealth Management LLC3,112$271 09/30/2019
     HYG3,112$271 09/30/2019
Vontobel Swiss Wealth Advisors AG3,100$270 09/30/2019
     HYG3,100$270 09/30/2019
Nwam LLC3,097$270 09/30/2019
     HYG3,097$270 09/30/2019
MUFG Americas Holdings Corp3,034$264 09/30/2019
     HYG3,034$264 09/30/2019
Tiemann Investment Advisors LLC3,025$264 09/30/2019
     HYG3,025$264 09/30/2019
Financial Architects Inc3,009$262 09/30/2019
     HYG3,009$262 09/30/2019
Intellectus Partners LLC3,000$262 09/30/2019
     HYG3,000$262 09/30/2019
RDA Financial Network3,017$261 09/30/2019
     HYG3,017$261 09/30/2019
J. L. Bainbridge & Co. Inc.2,968$259 09/30/2019
     HYG2,968$259 09/30/2019
RFG Advisory LLC2,957$258 09/30/2019
     HYG2,957$258 09/30/2019
Grove Bank & Trust2,955$258 09/30/2019
     HYG2,955$258 09/30/2019
Thoroughbred Financial Services LLC2,947$257 09/30/2019
     HYG2,947$257 09/30/2019
Ballentine Partners LLC2,945$257 09/30/2019
     HYG2,945$257 09/30/2019
First National Corp MA ADV2,942$256 09/30/2019
     HYG2,942$256 09/30/2019
West Chester Capital Advisors Inc.2,920$255 09/30/2019
     HYG2,920$255 09/30/2019
Marquette Asset Management LLC2,916$254 09/30/2019
     HYG2,916$254 09/30/2019
Trustmark National Bank Trust Department2,891$252 09/30/2019
     HYG2,891$252 09/30/2019
Hilltop Holdings Inc.2,866$250 09/30/2019
     HYG2,866$250 09/30/2019
Western Wealth Management LLC2,878$250 09/30/2019
     HYG2,878$250 09/30/2019
Robertson Stephens Wealth Management LLC2,844$248 09/30/2019
     HYG2,844$248 09/30/2019
Kays Financial Advisory Corp ADV2,766$241 09/30/2019
     HYG2,766$241 09/30/2019
Baldwin Brothers Inc. MA2,701$235 09/30/2019
     HYG2,701$235 09/30/2019
Horizon Investment Services LLC2,685$234 09/30/2019
     HYG2,685$234 09/30/2019
First Interstate Bank2,610$228 09/30/2019
     HYG2,610$228 09/30/2019
Lido Advisors LLC2,615$228 09/30/2019
     HYG2,615$228 09/30/2019
Dimension Capital Management LLC2,583$226 09/30/2019
     HYG2,583$226 09/30/2019
Old Port Advisors2,610$226 09/30/2019
     HYG2,610$226 09/30/2019
Nvwm LLC2,549$222 09/30/2019
     HYG2,549$222 09/30/2019
Blue Chip Wealth Management Inc.2,530$221 09/30/2019
     HYG2,530$221 09/30/2019
Ausdal Financial Partners Inc.2,523$220 09/30/2019
     HYG2,523$220 09/30/2019
Condor Capital Management2,501$218 09/30/2019
     HYG2,501$218 09/30/2019
Paradigm Financial Partners LLC2,461$212 09/30/2019
     HYG2,461$212 09/30/2019
Segment Wealth Management LLC2,425$211 09/30/2019
     HYG2,425$211 09/30/2019
Hanlon Investment Management Inc.2,405$210 09/30/2019
     HYG2,405$210 09/30/2019
FinTrust Capital Advisors LLC2,405$210 09/30/2019
     HYG2,405$210 09/30/2019
Summit Financial Wealth Advisors LLC2,410$209 09/30/2019
     HYG2,410$209 09/30/2019
Global Trust Asset Management LLC2,384$208 09/30/2019
     HYG2,384$208 09/30/2019
AllSquare Wealth Management LLC2,375$207 09/30/2019
     HYG2,375$207 09/30/2019
Braun Bostich & Associates Inc.2,367$206 09/30/2019
     HYG2,367$206 09/30/2019
Usca Ria LLC2,315$202 09/30/2019
     HYG2,315$202 09/30/2019
Neuberger Berman Group LLC2,295$200 09/30/2019
     HYG2,295$200 09/30/2019
Ameritas Investment Corp2,200$192 09/30/2019
     HYG2,200$192 09/30/2019
Laffer Investments2,151$188 09/30/2019
     HYG2,151$188 09/30/2019
Massmutual Trust Co. FSB ADV2,054$179 09/30/2019
     HYG2,054$179 09/30/2019
Salem Investment Counselors Inc.2,045$178 09/30/2019
     HYG2,045$178 09/30/2019
Claraphi Advisory Network LLC2,015$176 09/30/2019
     HYG2,015$176 09/30/2019
Wealthcare Advisory Partners LLC1,955$170 09/30/2019
     HYG1,955$170 09/30/2019
Interactive Financial Advisors1,846$161 09/30/2019
     HYG1,846$161 09/30/2019
Executive Wealth Management LLC1,814$158 09/30/2019
     HYG1,814$158 09/30/2019
Joseph P. Lucia & Associates LLC1,727$151 09/30/2019
     HYG1,727$151 09/30/2019
City Holding Co.1,696$148 09/30/2019
     HYG1,696$148 09/30/2019
Captrust Financial Advisors1,625$142 09/30/2019
     HYG1,625$142 09/30/2019
Zions Bancorporation N.A.1,526$133 09/30/2019
     HYG1,526$133 09/30/2019
Exane Derivatives1,500$131 09/30/2019
     HYG1,500$131 09/30/2019
Allworth Financial LP1,434$125 09/30/2019
     HYG1,434$125 09/30/2019
Jackson Hole Capital Partners LLC1,433$125 09/30/2019
     HYG1,433$125 09/30/2019
Capital Investment Counsel Inc1,425$124 09/30/2019
     HYG1,425$124 09/30/2019
Shamrock Asset Management LLC1,424$124 09/30/2019
     HYG1,424$124 09/30/2019
CI Investments Inc.1,371$120 09/30/2019
     HYG1,371$120 09/30/2019
Gables Capital Management Inc.1,364$119 09/30/2019
     HYG1,364$119 09/30/2019
Zurich Insurance Group Ltd FI1,240$108 09/30/2019
     HYG1,240$108 09/30/2019
Thor Advisors LLC1,230$107 09/30/2019
     HYG1,230$107 09/30/2019
Advantage Investment Management LLC1,227$107 09/30/2019
     HYG1,227$107 09/30/2019
Ropes Wealth Advisors LLC1,217$106 09/30/2019
     HYG1,217$106 09/30/2019
Armor Investment Advisors LLC1,191$104 09/30/2019
     HYG1,191$104 09/30/2019
Squar Milner Financial Services LLC1,200$104 09/30/2019
     HYG1,200$104 09/30/2019
Patriot Financial Group Insurance Agency LLC1,175$102 09/30/2019
     HYG1,175$102 09/30/2019
Harel Insurance Investments & Financial Services Ltd.1,100$96 09/30/2019
     HYG1,100$96 09/30/2019
CNB Bank1,093$95 09/30/2019
     HYG1,093$95 09/30/2019
Capital Bank & Trust Co1,050$92 09/30/2019
     HYG1,050$92 09/30/2019
Silver Point Capital L.P.1,000$87 09/30/2019
     HYG1,000$87 09/30/2019
Mycio Wealth Partners LLC972$85 09/30/2019
     HYG972$85 09/30/2019
Carroll Financial Associates Inc.971$84 09/30/2019
     HYG971$84 09/30/2019
Enterprise Financial Services Corp900$78 09/30/2019
     HYG900$78 09/30/2019
Whittier Trust Co. of Nevada Inc.900$78 09/30/2019
     HYG900$78 09/30/2019
Cordasco Financial Network858$75 09/30/2019
     HYG858$75 09/30/2019
Flagship Harbor Advisors LLC852$74 09/30/2019
     HYG852$74 09/30/2019
Stonebridge Capital Advisors LLC829$72 09/30/2019
     HYG829$72 09/30/2019
McIlrath & Eck LLC828$72 09/30/2019
     HYG828$72 09/30/2019
Community Bank N.A.759$66 09/30/2019
     HYG759$66 09/30/2019
CENTRAL TRUST Co730$64 09/30/2019
     HYG730$64 09/30/2019
Oppenheimer Asset Management Inc.701$61 09/30/2019
     HYG701$61 09/30/2019
Winslow Evans & Crocker Inc.678$60 09/30/2019
     HYG678$60 09/30/2019
First National Bank of South Miami659$57 09/30/2019
     HYG659$57 09/30/2019
Delta Asset Management LLC TN641$56 09/30/2019
     HYG641$56 09/30/2019
Vestor Capital LLC643$56 09/30/2019
     HYG643$56 09/30/2019
Focused Wealth Management Inc637$56 09/30/2019
     HYG637$56 09/30/2019
Sound Income Strategies LLC616$54 09/30/2019
     HYG616$54 09/30/2019
Edmond DE Rothschild Holding S.A.586$51 09/30/2019
     HYG586$51 09/30/2019
Truewealth LLC527$46 09/30/2019
     HYG527$46 09/30/2019
SYM FINANCIAL Corp514$45 09/30/2019
     HYG514$45 09/30/2019
HBW Advisory Services LLC21,444$43 09/30/2019
     HYG21,444$43 09/30/2019
First PREMIER Bank476$41 09/30/2019
     HYG476$41 09/30/2019
JJJ Advisors Inc.448$39 09/30/2019
     HYG448$39 09/30/2019
Sterling Investment Advisors Ltd.442$39 09/30/2019
     HYG442$39 09/30/2019
HM Payson & Co.439$38 09/30/2019
     HYG439$38 09/30/2019
Liberty Wealth Management LLC402$35 09/30/2019
     HYG402$35 09/30/2019
Gradient Investments LLC387$34 09/30/2019
     HYG387$34 09/30/2019
Enterprise Trust & Investment Co380$33 09/30/2019
     HYG380$33 09/30/2019
Evoke Wealth LLC375$33 09/30/2019
     HYG375$33 09/30/2019
Lee Financial Co343$30 09/30/2019
     HYG343$30 09/30/2019
Harvest Group Wealth Management LLC339$30 09/30/2019
     HYG339$30 09/30/2019
North Star Investment Management Corp.335$29 09/30/2019
     HYG335$29 09/30/2019
Creative Financial Designs Inc. ADV325$28 09/30/2019
     HYG325$28 09/30/2019
Toth Financial Advisory Corp316$28 09/30/2019
     HYG316$28 09/30/2019
Pinnacle Bank319$28 09/30/2019
     HYG319$28 09/30/2019
Laurel Wealth Advisors LLC307$27 09/30/2019
     HYG307$27 09/30/2019
AGF Investments LLC299$26 09/30/2019
     HYG299$26 09/30/2019
Bell Rock Capital LLC297$26 09/30/2019
     HYG297$26 09/30/2019
Reilly Financial Advisors LLC260$23 09/30/2019
     HYG260$23 09/30/2019
CKW Financial Group269$23 09/30/2019
     HYG269$23 09/30/2019
Crewe Advisors LLC261$23 09/30/2019
     HYG261$23 09/30/2019
Gemmer Asset Management LLC255$22 09/30/2019
     HYG255$22 09/30/2019
Northern Oak Wealth Management Inc.224$20 09/30/2019
     HYG224$20 09/30/2019
Financial Enhancement Group LLC230$20 09/30/2019
     HYG230$20 09/30/2019
Endurance Wealth Management Inc.192$17 09/30/2019
     HYG192$17 09/30/2019
SRS Capital Advisors Inc.190$17 09/30/2019
     HYG190$17 09/30/2019
Barnett & Company Inc.183$16 09/30/2019
     HYG183$16 09/30/2019
Bay Harbor Wealth Management LLC184$16 09/30/2019
     HYG184$16 09/30/2019
Front Row Advisors LLC168$15 09/30/2019
     HYG168$15 09/30/2019
Balentine LLC163$14 09/30/2019
     HYG163$14 09/30/2019
TCI Wealth Advisors Inc.148$13 09/30/2019
     HYG148$13 09/30/2019
Bogart Wealth LLC153$13 09/30/2019
     HYG153$13 09/30/2019
Ellis Investment Partners LLC152$13 09/30/2019
     HYG152$13 09/30/2019
Venturi Wealth Management LLC123$11 09/30/2019
     HYG123$11 09/30/2019
Lake Point Wealth Management127$11 06/30/2019
     HYG127$11 06/30/2019
Asset Management One Co. Ltd.115$10 09/30/2019
     HYG115$10 09/30/2019
Community Capital Management Inc.11,000$10 09/30/2019
     HYG11,000$10 09/30/2019
Benjamin Edwards Inc.104$9 09/30/2019
     HYG104$9 09/30/2019
Farmers National Bank100$9 06/30/2019
     HYG100$9 06/30/2019
Mcmillion Capital Management Inc.80$7 09/30/2019
     HYG80$7 09/30/2019
Dividend Assets Capital LLC85$7 09/30/2019
     HYG85$7 09/30/2019
Lehman & Derafelo Financial Resources LLC85$7 09/30/2019
     HYG85$7 09/30/2019
AGF Investments Inc.65$6 09/30/2019
     HYG65$6 09/30/2019
Motco73$6 09/30/2019
     HYG73$6 09/30/2019
First Manhattan Co.66$5 09/30/2019
     HYG66$5 09/30/2019
Whitener Capital Management Inc.67$5 09/30/2019
     HYG67$5 09/30/2019
Quad Cities Investment Group LLC56$5 09/30/2019
     HYG56$5 09/30/2019
Sandy Spring Bank34$3 09/30/2019
     HYG34$3 09/30/2019
Pflug Koory LLC36$3 09/30/2019
     HYG36$3 09/30/2019
Atlas Capital Advisors LLC20$2 09/30/2019
     HYG20$2 09/30/2019
Johnson Financial Group Inc.11$1 09/30/2019
     HYG11$1 09/30/2019
Pacific Center for Financial Services16$1 09/30/2019
     HYG16$1 09/30/2019
Ionic Capital Management LLC $0 09/30/2019
     Put9,000$785 09/30/2019
     Call9,000$785 09/30/2019
Capula Management Ltd $0 09/30/2019
     Put200,000$17,434 09/30/2019
     Call200,000$17,434 09/30/2019
Glassman Wealth Services4$0 09/30/2019
     HYG4$0 09/30/2019
Valeo Financial Advisors LLC2$0 09/30/2019
     HYG2$0 09/30/2019
Secrest Blakey & Associates LLC4$0 09/30/2019
     HYG4$0 09/30/2019
Rice Partnership LLC3$0 09/30/2019
     HYG3$0 09/30/2019
Cowen AND Company LLC $-10 09/30/2019
     Put51,400$10 09/30/2019
Birch Grove Capital LP $-12 09/30/2019
     Put200,000$12 09/30/2019
Mariner Investment Group LLC $-18 09/30/2019
     Put181,400$18 09/30/2019
FNY Investment Advisers LLC $-32 09/30/2019
     Put375$32 09/30/2019
Allen Capital Group LLC $-251 09/30/2019
     Put173,800$251 09/30/2019
III Capital Management $-675 09/30/2019
     Put61,000$675 09/30/2019
Water Island Capital LLC $-770 09/30/2019
     Put198,400$770 09/30/2019
Scoggin Management LP $-872 09/30/2019
     Put10,000$872 09/30/2019
Shoals Capital Management LP $-1,222 09/30/2019
     Put26,000$1,222 09/30/2019
UBS Oconnor LLC $-1,841 09/30/2019
     Put4,980,000$1,841 09/30/2019
Carlson Capital L P $-2,333 09/30/2019
     Put15,000$2,333 09/30/2019
DSC Advisors L.P. $-3,819 09/30/2019
     Put50,000$4,359 09/30/2019
     HYG6,200$540 09/30/2019
Mendon Capital Advisors Corp $-4,184 09/30/2019
     Put48,000$4,184 09/30/2019
PointState Capital LP $-4,359 09/30/2019
     Put50,000$4,359 09/30/2019
Windsor Creek Advisors LLC $-4,533 09/30/2019
     Put520$4,533 09/30/2019
Bach Investment Advisors Ltd $-6,869 09/30/2019
     Put78,800$6,869 09/30/2019
Otter Creek Advisors LLC $-7,723 09/30/2019
     Put88,600$7,723 09/30/2019
Alyeska Investment Group L.P. $-8,281 09/30/2019
     Put95,000$8,281 09/30/2019
Precept Management LLC $-8,717 09/30/2019
     Put100,000$8,717 09/30/2019
Balyasny Asset Management LLC $-8,717 09/30/2019
     Put100,000$8,717 09/30/2019
K2 Principal Fund L.P. $-8,718 09/30/2019
     Put100,000$8,718 09/30/2019
Conning Inc. $-10,237 09/30/2019
     Put150,000$13,076 09/30/2019
     HYG32,570$2,839 09/30/2019
Mountaineer Partners Management LLC $-10,460 09/30/2019
     Put120,000$10,460 09/30/2019
Polar Asset Management Partners Inc. $-13,076 09/30/2019
     Put150,000$13,076 09/30/2019
Blackstone Group Inc $-15,691 09/30/2019
     Put180,000$15,691 09/30/2019
Jefferies Group LLC $-16,326 09/30/2019
     Put737,300$64,270 09/30/2019
     HYG300,001$26,151 09/30/2019
     Call250,000$21,793 09/30/2019
Muzinich & Co. Inc. $-20,267 09/30/2019
     Put232,500$20,267 09/30/2019
Paloma Partners Management Co $-21,793 09/30/2019
     Put250,000$21,793 09/30/2019
Serengeti Asset Management LP $-21,793 09/30/2019
     Put250,000$21,793 09/30/2019
Verition Fund Management LLC $-22,168 09/30/2019
     Put256,400$22,168 09/30/2019
RMB Capital Management LLC $-30,065 09/30/2019
     Put352,000$30,684 09/30/2019
     HYG7,105$619 09/30/2019
Deer Park Road Corp $-56,661 09/30/2019
     Put650,000$56,661 09/30/2019
ExodusPoint Capital Management LP $-61,751 09/30/2019
     Put708,400$61,751 09/30/2019
Holowesko Partners Ltd. $-72,351 09/30/2019
     Put830,000$72,351 09/30/2019
Wolverine Asset Management LLC $-81,330 09/30/2019
     Put950,400$82,846 09/30/2019
     Call17,400$1,516 09/30/2019
BlueCrest Capital Management Ltd $-84,991 09/30/2019
     Put975,000$84,991 09/30/2019
Citigroup Inc. $-108,028 09/30/2019
     Put5,563,400$484,962 09/30/2019
     HYG3,529,623$307,677 09/30/2019
     Call794,500$69,257 09/30/2019
Point72 Asset Management L.P. $-115,064 09/30/2019
     Put1,320,000$115,064 09/30/2019
Price T Rowe Associates Inc. MD $-121,602 09/30/2019
     Put1,395,000$121,602 09/30/2019
BNP Paribas Arbitrage SA $-122,158 09/30/2019
     Put40,000$348,680 09/30/2019
     HYG2,358,623$205,601 09/30/2019
     Call2,400$20,921 09/30/2019
Capstone Investment Advisors LLC $-135,671 09/30/2019
     Put1,556,400$135,671 09/30/2019
Apollo Management Holdings L.P. $-140,518 09/30/2019
     Put1,612,000$140,518 09/30/2019
Marble Ridge Capital LP $-148,189 09/30/2019
     Put1,700,000$148,189 09/30/2019
Anchorage Capital Group L.L.C. $-217,925 09/30/2019
     Put2,500,000$217,925 09/30/2019
Monarch Alternative Capital LP $-218,361 09/30/2019
     Put2,505,000$218,361 09/30/2019
Credit Suisse AG $-353,242 09/30/2019
     Put6,090,000$530,865 09/30/2019
     Call1,564,200$136,351 09/30/2019
     HYG473,468$41,272 09/30/2019
Saba Capital Management L.P. $-391,419 09/30/2019
     Put4,490,300$391,419 09/30/2019
UBS Group AG $-408,277 09/30/2019
     Put6,410,700$558,821 09/30/2019
     HYG1,339,918$116,800 09/30/2019
     Call387,100$33,744 09/30/2019
Jane Street Group LLC $-506,409 09/30/2019
     Put11,914,100$1,038,552 09/30/2019
     HYG5,130,053$447,187 09/30/2019
     Call974,600$84,956 09/30/2019
Bank of Montreal Can $-775,185 09/30/2019
     Put12,409,000$1,081,693 09/30/2019
     Call3,150,000$274,586 09/30/2019
     HYG366,200$31,922 09/30/2019
Parallax Volatility Advisers L.P. $-980,176 09/30/2019
     Put14,391,200$1,254,482 09/30/2019
     Call3,141,300$273,827 09/30/2019
     HYG5,500$479 09/30/2019
Nomura Holdings Inc. $-1,155,833 09/30/2019
     Put14,639,100$1,268,478 09/30/2019
     Call1,300,000$112,645 09/30/2019
Citadel Advisors LLC $-1,469,308 09/30/2019
     Put17,526,800$1,527,811 09/30/2019
     HYG430,032$37,486 09/30/2019
     Call241,100$21,017 09/30/2019
Barclays PLC8,124,096$-3,126,013 09/30/2019
     Put56,445,100$4,920,321 09/30/2019
     Call12,459,900$1,086,129 09/30/2019
     HYG8,124,096$708,179 09/30/2019

See Summary: Institutional Holders of HYG
See Details: Top 10 Hedge Funds Holding HYG
Also See: HYG Holdings Changes

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