HoldingsChannel.com
Funds Holding ARCC
HolderAmountPosition Size
($ in 1000's)
 As of
Thornburg Investment Management Inc.15,828,509$294,964 09/30/2019
     ARCC15,828,509$294,964 09/30/2019
Royal Bank of Canada $154,024 09/30/2019
     ARCC7,529,251$140,308 09/30/2019
     NOTE 412,950,000$13,711 09/30/2019
     NOTE 35,000$5 09/30/2019
Morgan Stanley $126,238 09/30/2019
     ARCC6,773,529$126,223 09/30/2019
     NOTE 411,000$11 09/30/2019
     NOTE 34,000$4 09/30/2019
D. E. Shaw & Co. Inc.5,101,972$95,075 09/30/2019
     ARCC5,101,972$95,075 09/30/2019
Confluence Investment Management LLC5,041,733$93,953 09/30/2019
     ARCC5,041,733$93,953 09/30/2019
Wells Fargo & Company MN $88,168 09/30/2019
     ARCC4,727,686$88,100 09/30/2019
     NOTE 465,000$68 09/30/2019
JPMorgan Chase & Co. $85,216 09/30/2019
     BOND49,309,000$51,321 09/30/2019
     ARCC1,818,874$33,895 09/30/2019
Victory Capital Management Inc. $75,398 09/30/2019
     CONB71,253,000$73,968 09/30/2019
     ARCC76,760$1,430 09/30/2019
Ameriprise Financial Inc. $69,667 09/30/2019
     ARCC3,398,477$63,341 09/30/2019
     CONV BND6,015,000$6,326 09/30/2019
OMERS ADMINISTRATION Corp3,525,732$65,702 09/30/2019
     ARCC3,525,732$65,702 09/30/2019
Lord Abbett & CO. LLC3,236,941$60,320 09/30/2019
     ARCC3,236,941$60,320 09/30/2019
Bank of America Corp DE $55,594 09/30/2019
     ARCC2,684,641$50,029 09/30/2019
     NOTE 35,283,000$5,460 09/30/2019
     NOTE 4100,000$105 09/30/2019
Muzinich & Co. Inc.2,788,741$51,954 09/30/2019
     ARCC2,788,741$51,954 09/30/2019
Deutsche Bank AG $51,357 09/30/2019
     ARCC1,623,769$30,253 09/30/2019
     NOTE 420,067,000$21,104 09/30/2019
Vaughan Nelson Investment Management L.P.2,665,169$49,665 09/30/2019
     ARCC2,665,169$49,665 09/30/2019
Legal & General Group Plc2,465,948$45,953 09/30/2019
     ARCC2,465,948$45,953 09/30/2019
UBS Group AG2,398,233$44,691 09/30/2019
     ARCC2,398,233$44,691 09/30/2019
Van ECK Associates Corp2,324,428$43,316 09/30/2019
     ARCC2,324,428$43,316 09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $37,430 09/30/2019
     NOTE 318,500,000$19,155 09/30/2019
     NOTE 417,000,000$17,994 09/30/2019
     ARCC15,000$281 09/30/2019
NN Investment Partners Holdings N.V. $35,792 09/30/2019
     NOTE 433,914,000$35,792 09/30/2019
Bruni J V & Co. Co.1,903,627$35,474 09/30/2019
     ARCC1,903,627$35,474 09/30/2019
Fosun International Ltd $35,438 09/30/2019
     NOTE 331,000,000$32,085 09/30/2019
     ARCC178,707$3,353 09/30/2019
1832 Asset Management L.P.1,862,400$34,972 09/30/2019
     ARCC1,862,400$34,972 09/30/2019
CNH Partners LLC $34,820 09/30/2019
     NOTE 432,950,000$34,820 09/30/2019
Bank of Montreal Can1,833,923$34,175 09/30/2019
     ARCC1,833,923$34,175 09/30/2019
Clough Capital Partners L P1,813,900$33,802 09/30/2019
     ARCC1,813,900$33,802 09/30/2019
Advisors Capital Management LLC1,798,283$33,511 09/30/2019
     ARCC1,798,283$33,511 09/30/2019
LSV Asset Management1,753,998$32,685 09/30/2019
     ARCC1,753,998$32,685 09/30/2019
HighTower Advisors LLC1,646,472$30,666 09/30/2019
     ARCC1,646,472$30,666 09/30/2019
Skandinaviska Enskilda Banken AB publ 1,601,158$29,838 09/30/2019
     ARCC1,601,158$29,838 09/30/2019
BlackRock Inc. $29,414 09/30/2019
     ARCC1,453,009$27,077 09/30/2019
     NOTE 41,200,000$1,262 09/30/2019
     NOTE 31,040,000$1,075 09/30/2019
Arrowstreet Capital Limited Partnership1,561,554$29,100 09/30/2019
     ARCC1,561,554$29,100 09/30/2019
Shenkman Capital Management Inc. $29,039 09/30/2019
     NOTE 316,989,000$17,783 09/30/2019
     NOTE 410,579,000$11,256 09/30/2019
Brown Advisory Inc.1,552,943$28,940 09/30/2019
     ARCC1,552,943$28,940 09/30/2019
LGT Capital Partners LTD.1,531,877$28,547 09/30/2019
     ARCC1,531,877$28,547 09/30/2019
Sound Income Strategies LLC1,449,986$27,021 09/30/2019
     ARCC1,449,986$27,021 09/30/2019
State Street Corp $26,968 09/30/2019
     NOTE 312,075,000$12,561 09/30/2019
     NOTE 411,625,000$12,303 09/30/2019
     ARCC112,916$2,104 09/30/2019
Natixis Advisors L.P.1,273,179$23,725 09/30/2019
     ARCC1,273,179$23,725 09/30/2019
Frontier Investment Mgmt Co.1,268,197$23,633 09/30/2019
     ARCC1,268,197$23,633 09/30/2019
Partners Group Holding AG1,238,663$23,082 09/30/2019
     ARCC1,238,663$23,082 09/30/2019
Clearbridge Investments LLC1,231,776$22,954 09/30/2019
     ARCC1,231,776$22,954 09/30/2019
Stifel Financial Corp1,228,941$22,931 09/30/2019
     ARCC1,228,941$22,931 09/30/2019
Calamos Advisors LLC $22,908 09/30/2019
     CONVERTIBLE SECURITY21,329,000$22,228 09/30/2019
     ARCC36,500$680 09/30/2019
Bank of New York Mellon Corp $22,832 09/30/2019
     ARCC1,113,506$20,750 09/30/2019
     NOTE2,000,000$2,082 09/30/2019
Income Research & Management $22,000 09/30/2019
     NOTE 321,400,000$22,000 09/30/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS $21,561 09/30/2019
     NOTE20,500,000$21,561 09/30/2019
McGowan Group Asset Management Inc.1,108,388$20,655 09/30/2019
     ARCC1,108,388$20,655 09/30/2019
LPL Financial LLC $20,480 09/30/2019
     ARCC1,097,888$20,459 09/30/2019
     NOTE 420,000$21 09/30/2019
Invesco Ltd. $20,060 09/30/2019
     NOTE 411,600,000$12,200 09/30/2019
     ARCC421,789$7,860 09/30/2019
California Public Employees Retirement System1,042,713$19,431 09/30/2019
     ARCC1,042,713$19,431 09/30/2019
New South Capital Management Inc.948,310$17,672 09/30/2019
     ARCC948,310$17,672 09/30/2019
Chartwell Investment Partners LLC941,665$17,548 09/30/2019
     ARCC941,665$17,548 09/30/2019
Lombard Odier Asset Management Europe Ltd $16,378 09/30/2019
     NOTE 411,300,000$12,006 09/30/2019
     NOTE 34,200,000$4,372 09/30/2019
Steelhead Partners LLC $15,696 09/30/2019
     NOTE 414,808,000$15,696 09/30/2019
Avalon Investment & Advisory823,641$15,349 09/30/2019
     ARCC823,641$15,349 09/30/2019
Two Sigma Advisers LP786,514$14,657 09/30/2019
     ARCC786,514$14,657 09/30/2019
Citadel Advisors LLC $14,521 09/30/2019
     ARCC779,196$14,521 09/30/2019
     Put188,700$3,516 09/30/2019
     Call188,700$3,516 09/30/2019
NWQ Investment Management Company LLC777,565$14,490 09/30/2019
     ARCC777,565$14,490 09/30/2019
Edgemoor Investment Advisors Inc.725,731$13,524 09/30/2019
     ARCC725,731$13,524 09/30/2019
Nomura Asset Management Co. Ltd.717,159$13,364 09/30/2019
     ARCC717,159$13,364 09/30/2019
Palisade Capital Management LLC NJ $13,066 09/30/2019
     NOTE 37,416,000$7,685 09/30/2019
     ARCC288,769$5,381 09/30/2019
Goldman Sachs Group Inc.692,384$12,903 09/30/2019
     ARCC692,384$12,903 09/30/2019
Polar Capital LLP671,000$12,504 09/30/2019
     ARCC671,000$12,504 09/30/2019
Gilbert & Cook Inc.625,696$11,660 09/30/2019
     ARCC625,696$11,660 09/30/2019
Baltimore Washington Financial Advisors Inc.617,518$11,507 09/30/2019
     ARCC617,518$11,507 09/30/2019
Thrivent Financial for Lutherans $11,212 09/30/2019
     NOTE 34,300,000$4,444 09/30/2019
     NOTE 44,161,000$4,377 09/30/2019
     ARCC128,298$2,391 09/30/2019
Segall Bryant & Hamill LLC582,567$10,859 09/30/2019
     ARCC582,567$10,859 09/30/2019
Cliffwater LLC578,722$10,784 09/30/2019
     ARCC578,722$10,784 09/30/2019
Mckinley Capital Management LLC Delaware571,734$10,654 09/30/2019
     ARCC571,734$10,654 09/30/2019
Raymond James & Associates $10,196 09/30/2019
     ARCC527,709$9,834 09/30/2019
     NOTE 3350,000$362 09/30/2019
SSI Investment Management LLC $10,051 09/30/2019
     NOTE 36,422,000$6,637 09/30/2019
     NOTE 43,043,000$3,200 09/30/2019
     ARCC11,491$214 09/30/2019
Wellesley Asset Management $10,042 09/30/2019
     49,560$10,042 09/30/2019
Ares Management LLC532,037$9,915 09/30/2019
     ARCC532,037$9,915 09/30/2019
Loomis Sayles & Co. L P516,319$9,622 09/30/2019
     ARCC516,319$9,622 09/30/2019
Punch & Associates Investment Management Inc.515,809$9,612 09/30/2019
     ARCC515,809$9,612 09/30/2019
Green Square Asset Management LLC480,862$8,961 09/30/2019
     ARCC480,862$8,961 09/30/2019
Credit Suisse AG $8,896 09/30/2019
     NOTE 39,000,000$9,301 09/30/2019
     Put100,000$1,864 09/30/2019
     NOTE 4800,000$841 09/30/2019
     ARCC33,153$618 09/30/2019
Wellington Management Group LLP467,965$8,720 09/30/2019
     ARCC467,965$8,720 09/30/2019
Alps Advisors Inc.456,800$8,513 09/30/2019
     ARCC456,800$8,513 09/30/2019
Advisor Group Inc. $8,487 09/30/2019
     ARCC454,327$8,466 09/30/2019
     NOTE 410$11 09/30/2019
     NOTE 310$10 09/30/2019
Golden Gate Private Equity Inc.450,000$8,386 09/30/2019
     ARCC450,000$8,386 09/30/2019
Advisors Asset Management Inc.423,655$7,894 09/30/2019
     ARCC423,655$7,894 09/30/2019
Shufro Rose & Co. LLC418,191$7,793 09/30/2019
     ARCC418,191$7,793 09/30/2019
Greenwich Investment Management Inc.416,255$7,757 09/30/2019
     ARCC416,255$7,757 09/30/2019
Two Sigma Investments LP415,441$7,742 09/30/2019
     ARCC415,441$7,742 09/30/2019
Guggenheim Capital LLC412,467$7,688 09/30/2019
     ARCC412,467$7,688 09/30/2019
Neuberger Berman Group LLC405,985$7,566 09/30/2019
     ARCC405,985$7,566 09/30/2019
Resource America Inc.404,701$7,542 09/30/2019
     ARCC404,701$7,542 09/30/2019
Ferox Capital Management LP $7,416 09/30/2019
     NOTE 47,000,000$7,416 09/30/2019
Morgan Dempsey Capital Management LLC393,620$7,335 09/30/2019
     ARCC393,620$7,335 09/30/2019
Mackay Shields LLC $7,184 09/30/2019
     NOTE 46,142,000$6,491 09/30/2019
     NOTE 3669,000$693 09/30/2019
Mackenzie Financial Corp383,726$7,151 09/30/2019
     ARCC383,726$7,151 09/30/2019
Sargent Investment Group LLC360,139$6,711 09/30/2019
     ARCC360,139$6,711 09/30/2019
Nicola Wealth Management LTD.265,444$6,554 09/30/2019
     ARCC265,444$6,554 09/30/2019
Gillson Capital LP350,598$6,533 09/30/2019
     ARCC350,598$6,533 09/30/2019
Raymond James Financial Services Advisors Inc.348,837$6,501 09/30/2019
     ARCC348,837$6,501 09/30/2019
Baird Financial Group Inc.326,038$6,076 09/30/2019
     ARCC326,038$6,076 09/30/2019
Commonwealth Equity Services LLC322,447$6,008 09/30/2019
     ARCC322,447$6,008 09/30/2019
Oxford Asset Management LLP320,957$5,981 09/30/2019
     ARCC320,957$5,981 09/30/2019
BB&T Securities LLC313,331$5,851 09/30/2019
     ARCC313,331$5,851 09/30/2019
Boston Partners311,525$5,805 09/30/2019
     ARCC311,525$5,805 09/30/2019
Macquarie Group Ltd. $5,681 09/30/2019
     NOTE 34,290,000$4,440 09/30/2019
     ARCC66,600$1,241 09/30/2019
Chicago Partners Investment Group LLC294,179$5,422 09/30/2019
     ARCC294,179$5,422 09/30/2019
Financial Advantage Inc.288,864$5,382 09/30/2019
     ARCC288,864$5,382 09/30/2019
D L Carlson Investment Group Inc.286,313$5,335 09/30/2019
     ARCC286,313$5,335 09/30/2019
FMR LLC283,070$5,274 09/30/2019
     ARCC283,070$5,274 09/30/2019
Cambridge Investment Research Advisors Inc. $5,174 09/30/2019
     ARCC272,000$5,069 09/30/2019
     CAP CORP NOTE 490,000$95 09/30/2019
     CAP CORP NOTE 310,000$10 09/30/2019
Delphi Financial Group Inc.270,708$5,045 09/30/2019
     ARCC270,708$5,045 09/30/2019
First Republic Investment Management Inc.256,316$4,776 09/30/2019
     ARCC256,316$4,776 09/30/2019
Landscape Capital Management L.L.C.251,526$4,687 09/30/2019
     ARCC251,526$4,687 09/30/2019
Fort Washington Investment Advisors Inc. OH247,376$4,611 09/30/2019
     ARCC247,376$4,611 09/30/2019
Ladenburg Thalmann Financial Services Inc.241,209$4,494 09/30/2019
     ARCC241,209$4,494 09/30/2019
Cheyne Capital Management UK LLP $4,440 09/30/2019
     NOTE 34,290,000$4,440 09/30/2019
Advisory Research Inc.226,421$4,219 09/30/2019
     ARCC226,421$4,219 09/30/2019
New England Asset Management Inc.225,900$4,210 09/30/2019
     ARCC225,900$4,210 09/30/2019
Steward Partners Investment Advisory LLC220,446$4,108 09/30/2019
     ARCC220,446$4,108 09/30/2019
Allen Investment Management LLC218,336$4,069 09/30/2019
     ARCC218,336$4,069 09/30/2019
Blair William & Co. IL216,828$4,041 09/30/2019
     ARCC216,828$4,041 09/30/2019
Sfmg LLC215,880$4,023 09/30/2019
     ARCC215,880$4,023 09/30/2019
S&T Bank PA210,410$3,921 09/30/2019
     ARCC210,410$3,921 09/30/2019
Janney Montgomery Scott LLC208,451$3,884 09/30/2019
     ARCC208,451$3,884 09/30/2019
Venturi Wealth Management LLC203,467$3,792 09/30/2019
     ARCC203,467$3,792 09/30/2019
Cottage Street Advisors LLC200,518$3,737 09/30/2019
     ARCC200,518$3,737 09/30/2019
Domani Wealth LLC199,595$3,719 09/30/2019
     ARCC199,595$3,719 09/30/2019
Northern Trust Corp197,767$3,686 09/30/2019
     ARCC197,767$3,686 09/30/2019
Cubic Asset Management LLC194,822$3,631 09/30/2019
     ARCC194,822$3,631 09/30/2019
Private Advisor Group LLC190,412$3,549 09/30/2019
     ARCC190,412$3,549 09/30/2019
Baugh & Associates LLC190,017$3,541 09/30/2019
     ARCC190,017$3,541 09/30/2019
Laffer Investments $3,459 09/30/2019
     CONVERTIBLE BOND2,591$2,763 09/30/2019
     ARCC37,352$696 09/30/2019
BNP Paribas Arbitrage SA $3,370 09/30/2019
     BOND3,135,000$3,251 09/30/2019
     ARCC6,376$119 09/30/2019
TCW Group Inc.179,505$3,345 09/30/2019
     ARCC179,505$3,345 09/30/2019
Public Employees Retirement System of Ohio175,423$3,269 09/30/2019
     ARCC175,423$3,269 09/30/2019
Virtus ETF Advisers LLC174,861$3,259 09/30/2019
     ARCC174,861$3,259 09/30/2019
Pinkerton Retirement Specialists LLC163,534$3,047 09/30/2019
     ARCC163,534$3,047 09/30/2019
United Capital Financial Advisers LLC162,150$3,021 09/30/2019
     ARCC162,150$3,021 09/30/2019
CNO Financial Group Inc.160,193$2,985 09/30/2019
     ARCC160,193$2,985 09/30/2019
Glovista Investments LLC152,617$2,844 09/30/2019
     ARCC152,617$2,844 09/30/2019
Stephens Inc. AR150,367$2,802 09/30/2019
     ARCC150,367$2,802 09/30/2019
Global Strategic Management Inc.148,650$2,774 09/30/2019
     ARCC148,650$2,774 09/30/2019
Allianz Asset Management GmbH147,000$2,739 09/30/2019
     ARCC147,000$2,739 09/30/2019
Centaurus Financial Inc. $2,675 09/30/2019
     ARCC140,709$2,622 09/30/2019
     NOTE 450,000$53 09/30/2019
Lee Capital Holdings LLC140,000$2,609 09/30/2019
     ARCC140,000$2,609 09/30/2019
Envestnet Asset Management Inc. $2,583 09/30/2019
     ARCC138,076$2,573 09/30/2019
     NOTE 310,000$10 09/30/2019
D.A. Davidson & CO.134,565$2,508 09/30/2019
     ARCC134,565$2,508 09/30/2019
BBR Partners LLC134,186$2,501 09/30/2019
     ARCC134,186$2,501 09/30/2019
PNC Financial Services Group Inc.132,518$2,470 09/30/2019
     ARCC132,518$2,470 09/30/2019
Parametric Portfolio Associates LLC129,378$2,411 09/30/2019
     ARCC129,378$2,411 09/30/2019
Barclays PLC $2,404 09/30/2019
     BOND2,576,000$2,726 09/30/2019
     Put22,300$416 09/30/2019
     Call4,900$91 09/30/2019
     ARCC163$3 09/30/2019
Fernwood Investment Management LLC127,070$2,368 09/30/2019
     ARCC127,070$2,368 09/30/2019
NorthRock Partners LLC126,327$2,354 09/30/2019
     ARCC126,327$2,354 09/30/2019
Willingdon Wealth Management125,860$2,345 09/30/2019
     ARCC125,860$2,345 09/30/2019
Putnam Investments LLC124,174$2,314 09/30/2019
     ARCC124,174$2,314 09/30/2019
SeaBridge Investment Advisors LLC124,110$2,313 09/30/2019
     ARCC124,110$2,313 09/30/2019
Beck Capital Management LLC120,332$2,242 09/30/2019
     ARCC120,332$2,242 09/30/2019
Mirador Capital Partners LP120,119$2,238 09/30/2019
     ARCC120,119$2,238 09/30/2019
Foundations Investment Advisors LLC123,639$2,238 09/30/2019
     ARCC123,639$2,238 09/30/2019
Wedbush Securities Inc.120,046$2,237 09/30/2019
     ARCC120,046$2,237 09/30/2019
Cornerstone Capital Inc.119,514$2,227 09/30/2019
     ARCC119,514$2,227 09/30/2019
DAVENPORT & Co LLC123,697$2,219 09/30/2019
     ARCC123,697$2,219 09/30/2019
Alberta Investment Management Corp117,200$2,184 09/30/2019
     ARCC117,200$2,184 09/30/2019
M&T Bank Corp115,121$2,145 09/30/2019
     ARCC115,121$2,145 09/30/2019
Cetera Advisors LLC114,752$2,139 09/30/2019
     ARCC114,752$2,139 09/30/2019
Sigma Planning Corp112,672$2,100 09/30/2019
     ARCC112,672$2,100 09/30/2019
Atlantic Union Bankshares Corp112,612$2,099 09/30/2019
     ARCC112,612$2,099 09/30/2019
Cullen Frost Bankers Inc.112,515$2,097 09/30/2019
     ARCC112,515$2,097 09/30/2019
Ancora Advisors LLC112,520$2,097 09/30/2019
     ARCC112,520$2,097 09/30/2019
Perennial Advisors LLC112,145$2,090 09/30/2019
     ARCC112,145$2,090 09/30/2019
Eubel Brady & Suttman Asset Management Inc. $2,067 09/30/2019
     Conv Bond2,000,000$2,067 09/30/2019
Westbourne Investment Advisors Inc.110,906$2,067 09/30/2019
     ARCC110,906$2,067 09/30/2019
CIBC Private Wealth Group LLC109,337$2,037 09/30/2019
     ARCC109,337$2,037 09/30/2019
Kayne Anderson Capital Advisors LP107,168$1,996 09/30/2019
     ARCC107,168$1,996 09/30/2019
Pekin Hardy Strauss Inc.103,415$1,927 09/30/2019
     ARCC103,415$1,927 09/30/2019
SHANDA ASSET MANAGEMENT HOLDINGS Ltd103,030$1,920 09/30/2019
     ARCC103,030$1,920 09/30/2019
Northeast Financial Consultants Inc100,820$1,879 09/30/2019
     ARCC100,820$1,879 09/30/2019
Susquehanna Fundamental Investments LLC99,000$1,845 09/30/2019
     ARCC99,000$1,845 09/30/2019
Claybrook Capital LLC97,400$1,815 09/30/2019
     ARCC97,400$1,815 09/30/2019
Rafferty Asset Management LLC97,163$1,811 09/30/2019
     ARCC97,163$1,811 09/30/2019
Caisse DE Depot ET Placement DU Quebec96,052$1,790 09/30/2019
     ARCC96,052$1,790 09/30/2019
Guild Investment Management Inc.95,960$1,788 09/30/2019
     ARCC95,960$1,788 09/30/2019
Susquehanna International Group LLP $1,769 09/30/2019
     Put977,700$18,219 09/30/2019
     ARCC581,343$10,833 09/30/2019
     Call491,300$9,155 09/30/2019
Cozad Asset Management Inc.94,085$1,753 09/30/2019
     ARCC94,085$1,753 09/30/2019
WealthPLAN Partners LLC91,213$1,702 09/30/2019
     ARCC91,213$1,702 09/30/2019
Sunbelt Securities Inc.90,812$1,692 09/30/2019
     ARCC90,812$1,692 09/30/2019
Providence Capital Advisors LLC87,794$1,636 09/30/2019
     ARCC87,794$1,636 09/30/2019
Paradigm Financial Partners LLC89,064$1,634 09/30/2019
     ARCC89,064$1,634 09/30/2019
Arlington Capital Management Inc.83,427$1,555 09/30/2019
     ARCC83,427$1,555 09/30/2019
Bramshill Investments LLC83,087$1,548 09/30/2019
     ARCC83,087$1,548 09/30/2019
Wambolt & Associates LLC83,034$1,547 09/30/2019
     ARCC83,034$1,547 09/30/2019
Creative Planning82,186$1,532 09/30/2019
     ARCC82,186$1,532 09/30/2019
Duncker Streett & Co. Inc.80,327$1,497 09/30/2019
     ARCC80,327$1,497 09/30/2019
AE Wealth Management LLC $1,478 09/30/2019
     ARCC77,076$1,436 09/30/2019
     NOTE 440,000$42 09/30/2019
Delphi Management Inc. MA79,132$1,475 09/30/2019
     ARCC79,132$1,475 09/30/2019
Aperio Group LLC78,944$1,471 09/30/2019
     ARCC78,944$1,471 09/30/2019
Relative Value Partners Group LLC78,925$1,471 09/30/2019
     ARCC78,925$1,471 09/30/2019
Sequoia Financial Advisors LLC78,286$1,459 09/30/2019
     ARCC78,286$1,459 09/30/2019
First Allied Advisory Services Inc.77,938$1,455 09/30/2019
     ARCC77,938$1,455 09/30/2019
Camelot Portfolios LLC76,649$1,428 09/30/2019
     ARCC76,649$1,428 09/30/2019
Monument Capital Management75,544$1,408 09/30/2019
     ARCC75,544$1,408 09/30/2019
Financial Advocates Investment Management35,204$1,389 09/30/2019
     ARCC35,204$1,389 09/30/2019
US Bancorp DE73,359$1,366 09/30/2019
     ARCC73,359$1,366 09/30/2019
CIBC World Markets Inc.72,340$1,348 09/30/2019
     ARCC72,340$1,348 09/30/2019
Texas Yale Capital Corp.69,925$1,303 09/30/2019
     ARCC69,925$1,303 09/30/2019
Telemus Capital LLC69,257$1,291 09/30/2019
     ARCC69,257$1,291 09/30/2019
Naples Global Advisors LLC67,940$1,266 09/30/2019
     ARCC67,940$1,266 09/30/2019
V Wealth Advisors LLC66,326$1,236 09/30/2019
     ARCC66,326$1,236 09/30/2019
Jag Capital Management LLC65,218$1,215 09/30/2019
     ARCC65,218$1,215 09/30/2019
Stratos Wealth Partners LTD.65,063$1,212 09/30/2019
     ARCC65,063$1,212 09/30/2019
Ipswich Investment Management Co. Inc.62,877$1,172 09/30/2019
     ARCC62,877$1,172 09/30/2019
Price Capital Management Inc.62,278$1,168 09/30/2019
     ARCC62,278$1,168 09/30/2019
Selway Asset Management62,100$1,157 09/30/2019
     ARCC62,100$1,157 09/30/2019
Alphasimplex Group LLC61,581$1,148 09/30/2019
     ARCC61,581$1,148 09/30/2019
Ahrens Investment Partners LLC61,250$1,141 09/30/2019
     ARCC61,250$1,141 09/30/2019
Park Avenue Securities LLC61,155$1,140 09/30/2019
     ARCC61,155$1,140 09/30/2019
Sheaff Brock Investment Advisors LLC60,612$1,130 09/30/2019
     ARCC60,612$1,130 09/30/2019
Comerica Bank61,069$1,126 09/30/2019
     ARCC61,069$1,126 09/30/2019
Price T Rowe Associates Inc. MD60,000$1,118 09/30/2019
     ARCC60,000$1,118 09/30/2019
BBVA USA Bancshares Inc.59,124$1,102 09/30/2019
     ARCC59,124$1,102 09/30/2019
Kohlberg Kravis Roberts & Co. L.P.58,000$1,081 09/30/2019
     ARCC58,000$1,081 09/30/2019
Standard Life Aberdeen plc57,800$1,077 09/30/2019
     ARCC57,800$1,077 09/30/2019
Paradigm Asset Management Co. LLC56,544$1,054 09/30/2019
     ARCC56,544$1,054 09/30/2019
Lantz Financial LLC57,680$1,046 09/30/2019
     ARCC57,680$1,046 09/30/2019
Oppenheimer & Co. Inc.55,377$1,031 09/30/2019
     ARCC55,377$1,031 09/30/2019
Cutter & CO Brokerage Inc.55,065$1,026 09/30/2019
     ARCC55,065$1,026 09/30/2019
Sawtooth Solutions LLC53,759$1,002 09/30/2019
     ARCC53,759$1,002 09/30/2019
Douglass Winthrop Advisors LLC53,075$989 09/30/2019
     ARCC53,075$989 09/30/2019
Taylor Frigon Capital Management LLC52,617$981 09/30/2019
     ARCC52,617$981 09/30/2019
Barnett & Company Inc.52,585$980 09/30/2019
     ARCC52,585$980 09/30/2019
Eagle Global Advisors LLC52,380$976 09/30/2019
     ARCC52,380$976 09/30/2019
Patton Albertson Miller Group LLC52,305$975 09/30/2019
     ARCC52,305$975 09/30/2019
Tuttle Tactical Management51,714$975 09/30/2019
     ARCC51,714$975 09/30/2019
Chesley Taft & Associates LLC50,900$949 09/30/2019
     ARCC50,900$949 09/30/2019
PL Capital Advisors LLC50,400$939 09/30/2019
     ARCC50,400$939 09/30/2019
Regentatlantic Capital LLC50,318$938 09/30/2019
     ARCC50,318$938 09/30/2019
IHT Wealth Management LLC50,076$933 09/30/2019
     ARCC50,076$933 09/30/2019
Joel Isaacson & Co. LLC50,029$932 09/30/2019
     ARCC50,029$932 09/30/2019
QS Investors LLC49,700$927 09/30/2019
     ARCC49,700$927 09/30/2019
Cetera Advisor Networks LLC49,338$922 09/30/2019
     ARCC49,338$922 09/30/2019
WESPAC Advisors LLC48,228$899 09/30/2019
     ARCC48,228$899 09/30/2019
Rothschild Investment Corp IL47,965$894 09/30/2019
     ARCC47,965$894 09/30/2019
Schonfeld Strategic Advisors LLC47,600$888 09/30/2019
     ARCC47,600$888 09/30/2019
MML Investors Services LLC46,546$867 09/30/2019
     ARCC46,546$867 09/30/2019
Nwam LLC46,458$866 09/30/2019
     ARCC46,458$866 09/30/2019
PFG Advisors47,163$865 09/30/2019
     ARCC47,163$865 09/30/2019
Freestone Capital Holdings LLC46,105$859 09/30/2019
     ARCC46,105$859 09/30/2019
Cpwm LLC46,081$859 09/30/2019
     ARCC46,081$859 09/30/2019
Advisory Services Network LLC47,583$853 09/30/2019
     ARCC47,583$853 09/30/2019
Keybank National Association OH45,675$851 09/30/2019
     ARCC45,675$851 09/30/2019
Alken Asset Management Ltd. $847 09/30/2019
     US DOMESTIC800,000$847 09/30/2019
Shelton Capital Management45,261$843 09/30/2019
     ARCC45,261$843 09/30/2019
Point72 Asset Management L.P.45,115$841 09/30/2019
     ARCC45,115$841 09/30/2019
American Asset Management Inc.44,561$830 09/30/2019
     ARCC44,561$830 09/30/2019
Omnia Family Wealth LLC44,050$821 09/30/2019
     ARCC44,050$821 09/30/2019
Alliancebernstein L.P.42,722$796 09/30/2019
     ARCC42,722$796 09/30/2019
Lido Advisors LLC42,331$789 09/30/2019
     ARCC42,331$789 09/30/2019
ETF Managers Group LLC41,149$772 09/30/2019
     ARCC41,149$772 09/30/2019
Atria Investments LLC40,589$756 09/30/2019
     ARCC40,589$756 09/30/2019
Canton Hathaway LLC40,044$746 09/30/2019
     ARCC40,044$746 09/30/2019
P.A.W. Capital Corp40,000$745 09/30/2019
     ARCC40,000$745 09/30/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors39,538$737 09/30/2019
     ARCC39,538$737 09/30/2019
Belpointe Asset Management LLC41,053$736 06/30/2019
     ARCC41,053$736 06/30/2019
Kavar Capital Partners LLC39,150$730 09/30/2019
     ARCC39,150$730 09/30/2019
Wetherby Asset Management Inc.37,738$703 09/30/2019
     ARCC37,738$703 09/30/2019
RFG Advisory LLC36,797$686 09/30/2019
     ARCC36,797$686 09/30/2019
Capital Investment Advisors LLC36,587$682 09/30/2019
     ARCC36,587$682 09/30/2019
BW Gestao de Investimentos Ltda.36,510$680 09/30/2019
     ARCC36,510$680 09/30/2019
DNB Asset Management AS35,945$670 09/30/2019
     ARCC35,945$670 09/30/2019
Townsquare Capital LLC35,878$667 09/30/2019
     ARCC35,878$667 09/30/2019
Roosevelt Investment Group Inc.34,602$645 09/30/2019
     ARCC34,602$645 09/30/2019
Whitener Capital Management Inc.34,543$643 09/30/2019
     ARCC34,543$643 09/30/2019
Suntrust Banks Inc.33,400$622 09/30/2019
     ARCC33,400$622 09/30/2019
PEAK6 Investments LLC $617 09/30/2019
     Call135,800$2,531 09/30/2019
     Put102,700$1,914 09/30/2019
MBM Wealth Consultants LLC32,829$612 09/30/2019
     ARCC32,829$612 09/30/2019
Front Barnett Associates LLC32,464$605 09/30/2019
     ARCC32,464$605 09/30/2019
Moody National Bank Trust Division32,400$604 09/30/2019
     ARCC32,400$604 09/30/2019
Bank OZK31,625$589 09/30/2019
     ARCC31,625$589 09/30/2019
Dean Capital Investments Management LLC31,271$583 09/30/2019
     ARCC31,271$583 09/30/2019
AllSquare Wealth Management LLC30,704$572 09/30/2019
     ARCC30,704$572 09/30/2019
Hsbc Holdings PLC30,152$562 09/30/2019
     ARCC30,152$562 09/30/2019
Essex Financial Services Inc.30,073$560 09/30/2019
     ARCC30,073$560 09/30/2019
Cetera Investment Advisers29,891$558 09/30/2019
     ARCC29,891$558 09/30/2019
Sowell Financial Services LLC29,278$546 09/30/2019
     ARCC29,278$546 09/30/2019
Rockefeller Capital Management L.P.29,145$543 09/30/2019
     ARCC29,145$543 09/30/2019
GWM Advisors LLC29,093$542 09/30/2019
     ARCC29,093$542 09/30/2019
Truvestments Capital LLC28,988$540 09/30/2019
     ARCC28,988$540 09/30/2019
grace capital28,800$537 09/30/2019
     ARCC28,800$537 09/30/2019
Dfpg Investments Inc.29,443$536 09/30/2019
     ARCC29,443$536 09/30/2019
Pitcairn Co.28,638$534 09/30/2019
     ARCC28,638$534 09/30/2019
Voya Financial Advisors Inc.27,778$521 09/30/2019
     ARCC27,778$521 09/30/2019
RDA Financial Network27,708$518 09/30/2019
     ARCC27,708$518 09/30/2019
BCJ Capital Management LLC27,494$512 09/30/2019
     ARCC27,494$512 09/30/2019
Mycio Wealth Partners LLC26,250$489 09/30/2019
     ARCC26,250$489 09/30/2019
Wealthsource Partners LLC26,055$486 09/30/2019
     ARCC26,055$486 09/30/2019
SWS Partners26,495$486 09/30/2019
     ARCC26,495$486 09/30/2019
Quantamental Technologies LLC25,663$478 09/30/2019
     ARCC25,663$478 09/30/2019
Ausdal Financial Partners Inc.25,571$477 09/30/2019
     ARCC25,571$477 09/30/2019
Mirae Asset Global Investments Co. Ltd.25,411$474 09/30/2019
     ARCC25,411$474 09/30/2019
Weybosset Research & Management LLC25,146$469 09/30/2019
     ARCC25,146$469 09/30/2019
Claraphi Advisory Network LLC25,025$466 09/30/2019
     ARCC25,025$466 09/30/2019
Pinnacle Financial Partners Inc.24,637$459 09/30/2019
     ARCC24,637$459 09/30/2019
Arete Wealth Advisors LLC24,123$450 09/30/2019
     ARCC24,123$450 09/30/2019
Moors & Cabot Inc.23,921$445 09/30/2019
     ARCC23,921$445 09/30/2019
Merriman Wealth Management LLC23,502$438 09/30/2019
     ARCC23,502$438 09/30/2019
Putnam FL Investment Management Co.23,424$437 09/30/2019
     ARCC23,424$437 09/30/2019
Wilbanks Smith & Thomas Asset Management LLC22,630$422 09/30/2019
     ARCC22,630$422 09/30/2019
ExodusPoint Capital Management LP22,600$421 09/30/2019
     ARCC22,600$421 09/30/2019
Summit X LLC22,460$419 09/30/2019
     ARCC22,460$419 09/30/2019
Regions Financial Corp21,780$406 09/30/2019
     ARCC21,780$406 09/30/2019
Whittier Trust Co.21,657$403 09/30/2019
     ARCC21,657$403 09/30/2019
Bard Associates Inc.21,015$392 09/30/2019
     ARCC21,015$392 09/30/2019
Coastal Bridge Advisors LLC21,057$392 09/30/2019
     ARCC21,057$392 09/30/2019
Selective Wealth Management Inc.20,300$378 09/30/2019
     ARCC20,300$378 09/30/2019
Mariner LLC20,188$376 09/30/2019
     ARCC20,188$376 09/30/2019
Arden Trust Co20,097$375 09/30/2019
     ARCC20,097$375 09/30/2019
Burke & Herbert Bank & Trust Co.19,999$373 09/30/2019
     ARCC19,999$373 09/30/2019
Private Trust Co. NA20,018$373 09/30/2019
     ARCC20,018$373 09/30/2019
Rhumbline Advisers19,484$363 09/30/2019
     ARCC19,484$363 09/30/2019
Mountain Pacific Investment Advisers Inc. ID19,300$360 09/30/2019
     ARCC19,300$360 09/30/2019
HBK Sorce Advisory LLC19,255$359 09/30/2019
     ARCC19,255$359 09/30/2019
Segment Wealth Management LLC19,261$359 09/30/2019
     ARCC19,261$359 09/30/2019
Cowen AND Company LLC19,150$357 09/30/2019
     ARCC19,150$357 09/30/2019
BlueCrest Capital Management Ltd18,997$354 09/30/2019
     ARCC18,997$354 09/30/2019
Western Wealth Management LLC18,918$352 09/30/2019
     ARCC18,918$352 09/30/2019
Stelac Advisory Services LLC18,552$346 09/30/2019
     ARCC18,552$346 09/30/2019
IFP Advisors Inc18,331$344 09/30/2019
     ARCC18,331$344 09/30/2019
Optimum Investment Advisors18,418$343 09/30/2019
     ARCC18,418$343 09/30/2019
National Asset Management Inc.18,243$341 09/30/2019
     ARCC18,243$341 09/30/2019
Evanson Asset Management LLC18,235$340 09/30/2019
     ARCC18,235$340 09/30/2019
Kore Private Wealth LLC17,871$330 09/30/2019
     ARCC17,871$330 09/30/2019
Colony Group LLC17,413$325 09/30/2019
     ARCC17,413$325 09/30/2019
Doyle Wealth Management17,308$323 09/30/2019
     ARCC17,308$323 09/30/2019
Paragon Capital Management Ltd17,067$318 09/30/2019
     ARCC17,067$318 09/30/2019
Walter & Keenan Financial Consulting Co. MI ADV17,000$317 09/30/2019
     ARCC17,000$317 09/30/2019
CIBC Asset Management Inc16,739$312 09/30/2019
     ARCC16,739$312 09/30/2019
Golden State Wealth Management LLC16,727$312 09/30/2019
     ARCC16,727$312 09/30/2019
American National Insurance Co.16,200$302 09/30/2019
     ARCC16,200$302 09/30/2019
American National Registered Investment Advisor Inc.16,200$302 09/30/2019
     ARCC16,200$302 09/30/2019
Capital Wealth Planning LLC16,331$301 09/30/2019
     ARCC16,331$301 09/30/2019
Calton & Associates Inc.16,087$300 09/30/2019
     ARCC16,087$300 09/30/2019
KC Investment Advisors LLC16,000$298 09/30/2019
     ARCC16,000$298 09/30/2019
Prospera Financial Services Inc15,835$295 09/30/2019
     ARCC15,835$295 09/30/2019
Magnus Financial Group LLC15,784$294 09/30/2019
     ARCC15,784$294 09/30/2019
Avantax Advisory Services Inc.15,503$291 09/30/2019
     ARCC15,503$291 09/30/2019
Round Table Services LLC15,619$291 09/30/2019
     ARCC15,619$291 09/30/2019
Insight Wealth Strategies LLC15,312$285 09/30/2019
     ARCC15,312$285 09/30/2019
Community Capital Management Inc.15,200$283 09/30/2019
     ARCC15,200$283 09/30/2019
Sterling Investment Advisors Ltd.14,962$279 09/30/2019
     ARCC14,962$279 09/30/2019
Paloma Partners Management Co14,900$278 09/30/2019
     ARCC14,900$278 09/30/2019
Heritage Wealth Advisors14,797$275 09/30/2019
     ARCC14,797$275 09/30/2019
Alpha Omega Wealth Management LLC14,505$269 09/30/2019
     ARCC14,505$269 09/30/2019
Miracle Mile Advisors LLC14,269$266 09/30/2019
     ARCC14,269$266 09/30/2019
Cornerstone Advisory LLC14,190$264 09/30/2019
     ARCC14,190$264 09/30/2019
Stevens Capital Management LP13,695$255 09/30/2019
     ARCC13,695$255 09/30/2019
Winslow Evans & Crocker Inc.13,518$252 09/30/2019
     ARCC13,518$252 09/30/2019
Prudential Financial Inc.13,256$247 09/30/2019
     ARCC13,256$247 09/30/2019
Laurel Wealth Advisors Inc.13,184$245 09/30/2019
     ARCC13,184$245 09/30/2019
Strategic Financial Group LLC12,947$241 09/30/2019
     ARCC12,947$241 09/30/2019
Wealth Alliance Advisory Group LLC13,042$240 09/30/2019
     ARCC13,042$240 09/30/2019
Wesbanco Bank Inc.12,835$239 09/30/2019
     ARCC12,835$239 09/30/2019
M Holdings Securities Inc.12,824$239 09/30/2019
     ARCC12,824$239 09/30/2019
GAM Holding AG12,594$235 09/30/2019
     ARCC12,594$235 09/30/2019
Strategic Wealth Advisors Group LLC12,652$234 09/30/2019
     ARCC12,652$234 09/30/2019
Hudson Capital Management LLC12,500$233 09/30/2019
     ARCC12,500$233 09/30/2019
Wintrust Investments LLC12,432$232 09/30/2019
     ARCC12,432$232 09/30/2019
SeaCrest Wealth Management LLC12,361$230 09/30/2019
     ARCC12,361$230 09/30/2019
Wiley BROS. Aintree Capital LLC12,254$228 09/30/2019
     ARCC12,254$228 09/30/2019
Vista Investment Management12,136$226 09/30/2019
     ARCC12,136$226 09/30/2019
Raymond James Trust N.A.11,916$222 09/30/2019
     ARCC11,916$222 09/30/2019
Fifth Third Bancorp $220 09/30/2019
     NOTE 42,000$210 09/30/2019
     ARCC526$10 09/30/2019
Intrepid Capital Management Inc.11,800$220 09/30/2019
     ARCC11,800$220 09/30/2019
BB&T Corp11,609$216 09/30/2019
     ARCC11,609$216 09/30/2019
Mutual Advisors LLC11,548$215 09/30/2019
     ARCC11,548$215 09/30/2019
Quad Cities Investment Group LLC11,646$215 09/30/2019
     ARCC11,646$215 09/30/2019
BLB&B Advisors LLC11,500$214 09/30/2019
     ARCC11,500$214 09/30/2019
Baker Ellis Asset Management LLC11,400$212 09/30/2019
     ARCC11,400$212 09/30/2019
Virtu Financial LLC11,098$207 09/30/2019
     ARCC11,098$207 09/30/2019
The Manufacturers Life Insurance Company 10,996$206 09/30/2019
     ARCC10,996$206 09/30/2019
Horizon Kinetics Asset Management LLC10,750$200 09/30/2019
     ARCC10,750$200 09/30/2019
Campbell Wealth Management10,735$200 09/30/2019
     ARCC10,735$200 09/30/2019
Honkamp Krueger Financial Services Inc.10,692$199 09/30/2019
     ARCC10,692$199 09/30/2019
Hyman Charles D10,510$196 09/30/2019
     ARCC10,510$196 09/30/2019
Csenge Advisory Group10,501$195 09/30/2019
     ARCC10,501$195 09/30/2019
LVW Advisors LLC10,407$194 09/30/2019
     ARCC10,407$194 09/30/2019
FCG Advisors LLC10,375$193 09/30/2019
     ARCC10,375$193 09/30/2019
Public Sector Pension Investment Board10,333$193 09/30/2019
     ARCC10,333$193 09/30/2019
SMH Capital Advisors Inc.10,326$192 09/30/2019
     ARCC10,326$192 09/30/2019
Catalyst Capital Advisors LLC10,326$192 09/30/2019
     ARCC10,326$192 09/30/2019
Resources Investment Advisors LLC.10,235$191 09/30/2019
     ARCC10,235$191 09/30/2019
Wealthstar Advisors LLC10,000$186 09/30/2019
     ARCC10,000$186 09/30/2019
Cypress Capital Management LLC WY 10,000$186 09/30/2019
     ARCC10,000$186 09/30/2019
Strategic Family Wealth Counselors L.L.C.10,000$186 09/30/2019
     ARCC10,000$186 09/30/2019
Rehmann Capital Advisory Group9,835$176 06/30/2019
     ARCC9,835$176 06/30/2019
Trust Co. of Vermont9,201$171 09/30/2019
     ARCC9,201$171 09/30/2019
Parallel Advisors LLC9,195$171 09/30/2019
     ARCC9,195$171 09/30/2019
West Oak Capital LLC9,048$169 09/30/2019
     ARCC9,048$169 09/30/2019
M&R Capital Management Inc.8,550$159 09/30/2019
     ARCC8,550$159 09/30/2019
Synovus Financial Corp8,444$157 09/30/2019
     ARCC8,444$157 09/30/2019
Asset Dedication LLC8,000$149 09/30/2019
     ARCC8,000$149 09/30/2019
Benjamin F. Edwards & Company Inc.7,087$132 09/30/2019
     ARCC7,087$132 09/30/2019
Tower Research Capital LLC TRC 6,691$125 09/30/2019
     ARCC6,691$125 09/30/2019
Salem Investment Counselors Inc.6,550$122 09/30/2019
     ARCC6,550$122 09/30/2019
HM Payson & Co.6,361$119 09/30/2019
     ARCC6,361$119 09/30/2019
Oppenheimer Asset Management Inc.6,116$114 09/30/2019
     ARCC6,116$114 09/30/2019
Marshall Wace LLP6,089$113 09/30/2019
     ARCC6,089$113 09/30/2019
Baldwin Brothers Inc. MA6,000$112 09/30/2019
     ARCC6,000$112 09/30/2019
Northern Oak Wealth Management Inc.6,000$112 09/30/2019
     ARCC6,000$112 09/30/2019
NEXT Financial Group Inc5,874$109 09/30/2019
     ARCC5,874$109 09/30/2019
BerganKDV Wealth Management LLC5,725$107 09/30/2019
     ARCC5,725$107 09/30/2019
Carroll Financial Associates Inc.5,654$105 09/30/2019
     ARCC5,654$105 09/30/2019
First Mercantile Trust Co.5,140$96 09/30/2019
     ARCC5,140$96 09/30/2019
Cubist Systematic Strategies LLC5,087$95 09/30/2019
     ARCC5,087$95 09/30/2019
Panagora Asset Management Inc.4,887$91 09/30/2019
     ARCC4,887$91 09/30/2019
Hudock Capital Group LLC4,900$91 09/30/2019
     ARCC4,900$91 09/30/2019
Proequities Inc. $82 09/30/2019
     ARCC4,376$82 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
     NOTE 30$0 09/30/2019
     NOTE 40$0 09/30/2019
     NOTE 40$0 09/30/2019
Coastal Investment Advisors Inc. $80 09/30/2019
     ARCC2,931$54 09/30/2019
     NOTE 425,000$26 09/30/2019
Whittier Trust Co. of Nevada Inc.3,450$64 09/30/2019
     ARCC3,450$64 09/30/2019
Glenmede Trust Co. NA3,266$60 09/30/2019
     ARCC3,266$60 09/30/2019
NewSquare Capital LLC3,179$59 09/30/2019
     ARCC3,179$59 09/30/2019
First Manhattan Co.3,048$56 09/30/2019
     ARCC3,048$56 09/30/2019
Covington Capital Management3,000$56 09/30/2019
     ARCC3,000$56 09/30/2019
Usca Ria LLC2,930$55 09/30/2019
     ARCC2,930$55 09/30/2019
Avondale Wealth Management2,745$51 09/30/2019
     ARCC2,745$51 09/30/2019
Brown Brothers Harriman & Co.2,670$50 09/30/2019
     ARCC2,670$50 09/30/2019
Lindbrook Capital LLC2,698$50 09/30/2019
     ARCC2,698$50 09/30/2019
Lenox Wealth Management Inc.2,500$46 09/30/2019
     ARCC2,500$46 09/30/2019
Webster Bank N. A.2,372$45 09/30/2019
     ARCC2,372$45 09/30/2019
Private Ocean LLC2,363$45 09/30/2019
     ARCC2,363$45 09/30/2019
Howard Financial Services LTD. $45 09/30/2019
     NOTE 343,000$45 09/30/2019
Certified Advisory Corp2,265$42 09/30/2019
     ARCC2,265$42 09/30/2019
Cerebellum GP LLC2,100$39 09/30/2019
     ARCC2,100$39 09/30/2019
Lenox Wealth Advisors LLC2,024$38 09/30/2019
     ARCC2,024$38 09/30/2019
Flagship Harbor Advisors LLC1,998$37 09/30/2019
     ARCC1,998$37 09/30/2019
FTB Advisors Inc.1,940$36 09/30/2019
     ARCC1,940$36 09/30/2019
Bogart Wealth LLC1,892$35 09/30/2019
     ARCC1,892$35 09/30/2019
Weaver Consulting Group1,878$35 09/30/2019
     ARCC1,878$35 09/30/2019
Estabrook Capital Management1,761$33 09/30/2019
     ARCC1,761$33 09/30/2019
Cutler Group LP $33 09/30/2019
     ARCC1,921$35 09/30/2019
     Put3,000$2 09/30/2019
Signaturefd LLC1,645$31 09/30/2019
     ARCC1,645$31 09/30/2019
Taylor Hoffman Wealth Management1,663$31 09/30/2019
     ARCC1,663$31 09/30/2019
Sonora Investment Management LLC1,587$30 09/30/2019
     ARCC1,587$30 09/30/2019
Gradient Investments LLC1,350$25 09/30/2019
     ARCC1,350$25 09/30/2019
Barrett Asset Management LLC1,300$24 09/30/2019
     ARCC1,300$24 09/30/2019
Global Retirement Partners LLC1,268$24 09/30/2019
     ARCC1,268$24 09/30/2019
Financial Architects Inc1,160$22 09/30/2019
     ARCC1,160$22 09/30/2019
Founders Capital Management1,110$21 09/30/2019
     ARCC1,110$21 09/30/2019
Jacobi Capital Management LLC1,056$20 09/30/2019
     ARCC1,056$20 09/30/2019
Pinnacle Bank1,100$20 09/30/2019
     ARCC1,100$20 09/30/2019
Arcadia Investment Management Corp MI900$17 09/30/2019
     ARCC900$17 09/30/2019
Northwestern Mutual Wealth Management Co.933$17 09/30/2019
     ARCC933$17 09/30/2019
Patriot Financial Group Insurance Agency LLC900$17 09/30/2019
     ARCC900$17 09/30/2019
Valeo Financial Advisors LLC920$17 09/30/2019
     ARCC920$17 09/30/2019
Princeton Global Asset Management LLC869$17 09/30/2019
     ARCC869$17 09/30/2019
Highlander Capital Management LLC884$16 09/30/2019
     ARCC884$16 09/30/2019
CWM LLC824$15 09/30/2019
     ARCC824$15 09/30/2019
Endurance Wealth Management Inc.750$14 09/30/2019
     ARCC750$14 09/30/2019
McIlrath & Eck LLC738$14 09/30/2019
     ARCC738$14 09/30/2019
Peoples Financial Services CORP.682$13 09/30/2019
     ARCC682$13 09/30/2019
Perkins Coie Trust Co676$13 09/30/2019
     ARCC676$13 09/30/2019
Atwood & Palmer Inc.643$12 09/30/2019
     ARCC643$12 09/30/2019
Kistler Tiffany Companies LLC580$11 09/30/2019
     ARCC580$11 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC570$10 09/30/2019
     ARCC570$10 09/30/2019
TCI Wealth Advisors Inc.500$9 09/30/2019
     ARCC500$9 09/30/2019
Capital Investment Advisory Services LLC483$9 09/30/2019
     ARCC483$9 09/30/2019
Edge Wealth Management LLC464$8 09/30/2019
     ARCC464$8 09/30/2019
Investors Research Corp435$8 09/30/2019
     ARCC435$8 09/30/2019
Blume Capital Management Inc.400$7 09/30/2019
     ARCC400$7 09/30/2019
Capital Analysts LLC377$7 09/30/2019
     ARCC377$7 09/30/2019
North Star Investment Management Corp.300$6 09/30/2019
     ARCC300$6 09/30/2019
Allworth Financial LP299$6 09/30/2019
     ARCC299$6 09/30/2019
Hillsdale Investment Management Inc.270$5 09/30/2019
     ARCC270$5 09/30/2019
Wealthcare Capital Management LLC220$4 09/30/2019
     ARCC220$4 09/30/2019
KCS Wealth Advisory225$4 09/30/2019
     ARCC225$4 09/30/2019
LFA Lugano Financial Advisors SA220$4 06/30/2019
     ARCC220$4 06/30/2019
Ameritas Investment Corp166$3 09/30/2019
     ARCC166$3 09/30/2019
Ameritas Investment Partners Inc.213$3 09/30/2019
     ARCC213$3 09/30/2019
Wealthcare Advisory Partners LLC144$3 09/30/2019
     ARCC144$3 09/30/2019
Financial Gravity Wealth Inc.156$3 09/30/2019
     ARCC156$3 09/30/2019
Liberty Wealth Management LLC168$3 09/30/2019
     ARCC168$3 09/30/2019
Mcmillion Capital Management Inc.96$2 09/30/2019
     ARCC96$2 09/30/2019
Global Wealth Management Investment Advisory Inc.129$2 09/30/2019
     ARCC129$2 09/30/2019
Assetmark Inc.49$1 09/30/2019
     ARCC49$1 09/30/2019
Advisory Alpha LLC38$1 09/30/2019
     ARCC38$1 09/30/2019
Versant Capital Management Inc61$1 09/30/2019
     ARCC61$1 09/30/2019
Credit Agricole S A2$0 09/30/2019
     ARCC2$0 09/30/2019
AdvisorNet Financial Inc12$0 09/30/2019
     ARCC12$0 09/30/2019
HAP Trading LLC $-9 09/30/2019
     Put211,900$9 09/30/2019
Two Sigma Securities LLC $-172 09/30/2019
     Put78,400$1,461 09/30/2019
     Call54,500$1,016 09/30/2019
     ARCC14,625$273 09/30/2019
Walleye Trading LLC $-1,136 09/30/2019
     Put91,500$1,705 09/30/2019
     Call21,700$404 09/30/2019
     ARCC8,842$165 09/30/2019
Prelude Capital Management LLC $-1,719 09/30/2019
     Put100,000$1,864 09/30/2019
     ARCC7,800$145 09/30/2019
Group One Trading L.P. $-2,217 09/30/2019
     Put177,900$3,315 09/30/2019
     Call58,900$1,098 09/30/2019
Wolverine Trading LLC $-2,918 09/30/2019
     Put193,100$3,623 09/30/2019
     Call37,600$705 09/30/2019
Apollo Management Holdings L.P. $-6,772 09/30/2019
     Put363,400$6,772 09/30/2019
Citigroup Inc. $-28,611 09/30/2019
     Put1,714,800$31,955 09/30/2019
     ARCC110,921$2,068 09/30/2019
     Call55,300$1,031 09/30/2019
     NOTE 4233,000$245 09/30/2019
Deer Park Road Corp2,500,000$-46,588 09/30/2019
     Put2,500,000$46,588 09/30/2019

See Summary: Institutional Holders of ARCC
See Details: Top 10 Hedge Funds Holding ARCC
Also See: ARCC Insider Buying
Also See: ARCC Holdings Changes

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