HoldingsChannel.com
Funds Holding ARCC
HolderAmountPosition Size
($ in 1000's)
 As of
Advent Capital Management DE $108,443 03/31/2020
     CONV120,787,000$108,443 03/31/2020
Morgan Stanley $91,673 03/31/2020
     ARCC8,496,927$91,597 03/31/2020
     NOTE 373,000$66 03/31/2020
     NOTE 411,000$10 03/31/2020
Royal Bank of Canada $87,332 03/31/2020
     ARCC6,807,091$73,381 03/31/2020
     NOTE 415,760,000$13,947 03/31/2020
     NOTE 34,000$4 03/31/2020
Victory Capital Management Inc. $70,489 03/31/2020
     CONB78,239,000$69,684 03/31/2020
     ARCC74,673$805 03/31/2020
Confluence Investment Management LLC4,538,913$65,587 06/30/2020
     ARCC4,538,913$65,587 06/30/2020
JPMorgan Chase & Co. $62,993 03/31/2020
     BOND54,565,000$48,943 03/31/2020
     ARCC1,503,299$16,206 03/31/2020
     Put200,000$2,156 03/31/2020
OMERS ADMINISTRATION Corp4,789,260$51,628 03/31/2020
     ARCC4,789,260$51,628 03/31/2020
Wells Fargo & Company MN $49,318 03/31/2020
     ARCC4,419,355$47,640 03/31/2020
     NOTE 31,794,000$1,617 03/31/2020
     NOTE 470,000$61 03/31/2020
Ameriprise Financial Inc. $43,254 03/31/2020
     ARCC3,452,223$37,181 03/31/2020
     CONV BND7,015,000$6,073 03/31/2020
Lombard Odier Asset Management Europe Ltd $39,913 03/31/2020
     NOTE 440,806,000$36,271 03/31/2020
     NOTE 33,900,000$3,642 03/31/2020
D. E. Shaw & Co. Inc.3,151,513$33,973 03/31/2020
     ARCC3,151,513$33,973 03/31/2020
Radcliffe Capital Management L.P. $33,283 03/31/2020
     CONVRT BOND35,796,000$31,343 03/31/2020
     ARCC180,000$1,940 03/31/2020
Lord Abbett & CO. LLC3,065,771$33,049 03/31/2020
     ARCC3,065,771$33,049 03/31/2020
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $30,919 03/31/2020
     NOTE 318,500,000$16,710 03/31/2020
     NOTE 416,000,000$14,209 03/31/2020
Bank of America Corp DE $30,562 03/31/2020
     ARCC2,316,261$24,969 03/31/2020
     NOTE 36,207,000$5,593 03/31/2020
Legal & General Group Plc2,760,882$29,776 03/31/2020
     ARCC2,760,882$29,776 03/31/2020
Deutsche Bank AG $29,439 03/31/2020
     ARCC1,475,947$15,910 03/31/2020
     NOTE 415,630,000$13,529 03/31/2020
Fosun International Ltd $29,054 03/31/2020
     NOTE 330,000,000$27,153 03/31/2020
     ARCC178,707$1,901 03/31/2020
Vaughan Nelson Investment Management L.P.2,483,934$26,776 03/31/2020
     ARCC2,483,934$26,776 03/31/2020
Van ECK Associates Corp2,461,662$26,537 03/31/2020
     ARCC2,461,662$26,537 03/31/2020
LGT Capital Partners LTD.1,833,000$26,487 06/30/2020
     ARCC1,833,000$26,487 06/30/2020
Advisors Capital Management LLC2,365,541$25,501 03/31/2020
     ARCC2,365,541$25,501 03/31/2020
Muzinich & Co. Inc.2,305,755$24,856 03/31/2020
     ARCC2,305,755$24,856 03/31/2020
Arrowstreet Capital Limited Partnership2,295,366$24,744 03/31/2020
     ARCC2,295,366$24,744 03/31/2020
Sumitomo Mitsui Trust Holdings Inc.2,269,524$24,465 03/31/2020
     ARCC2,269,524$24,465 03/31/2020
UBS Group AG2,164,070$23,329 03/31/2020
     ARCC2,164,070$23,329 03/31/2020
Credit Suisse AG $23,243 03/31/2020
     NOTE 315,500,000$13,966 03/31/2020
     ARCC738,290$7,959 03/31/2020
     NOTE 42,999,000$2,597 03/31/2020
     Put118,600$1,279 03/31/2020
Income Research & Management $21,578 03/31/2020
     NOTE 321,400,000$21,578 03/31/2020
State Street Corp $20,967 03/31/2020
     NOTE 411,425,000$10,009 03/31/2020
     NOTE 311,000,000$9,999 03/31/2020
     ARCC88,973$959 03/31/2020
Bruni J V & Co. Co.1,915,243$20,646 03/31/2020
     ARCC1,915,243$20,646 03/31/2020
1832 Asset Management L.P.1,900,523$20,362 03/31/2020
     ARCC1,900,523$20,362 03/31/2020
CNH Partners LLC $19,589 03/31/2020
     NOTE 422,500,000$19,589 03/31/2020
LSV Asset Management1,812,765$19,541 03/31/2020
     ARCC1,812,765$19,541 03/31/2020
Sound Income Strategies LLC1,778,624$19,174 03/31/2020
     ARCC1,778,624$19,174 03/31/2020
Shenkman Capital Management Inc. $18,696 03/31/2020
     NOTE 312,146,000$11,122 03/31/2020
     NOTE 48,622,000$7,574 03/31/2020
Bank of Montreal Can1,862,603$17,975 03/31/2020
     ARCC1,862,603$17,975 03/31/2020
Apollo Management Holdings L.P.1,500,000$16,170 03/31/2020
     ARCC1,500,000$16,170 03/31/2020
Frontier Investment Mgmt Co.1,415,624$15,260 03/31/2020
     ARCC1,415,624$15,260 03/31/2020
Two Sigma Advisers LP1,398,820$15,079 03/31/2020
     ARCC1,398,820$15,079 03/31/2020
Calamos Advisors LLC $14,934 03/31/2020
     NOTE 313,215,000$11,961 03/31/2020
     NOTE 43,401,000$2,973 03/31/2020
Stifel Financial Corp $14,551 03/31/2020
     ARCC1,345,304$14,487 03/31/2020
     NOTE 351,703$47 03/31/2020
     NOTE 420,000$17 03/31/2020
Invesco Ltd. $14,290 03/31/2020
     NOTE 411,600,000$10,041 03/31/2020
     ARCC394,152$4,249 03/31/2020
BlackRock Inc. $13,764 03/31/2020
     ARCC1,081,136$11,655 03/31/2020
     NOTE 41,250,000$1,082 03/31/2020
     NOTE 31,140,000$1,027 03/31/2020
SSI Investment Management LLC $13,651 03/31/2020
     NOTE 38,043,000$7,246 03/31/2020
     NOTE 47,258,000$6,283 03/31/2020
     ARCC11,338$122 03/31/2020
Partners Group Holding AG1,260,721$13,591 03/31/2020
     ARCC1,260,721$13,591 03/31/2020
State of Tennessee Treasury Department1,251,700$13,493 03/31/2020
     ARCC1,251,700$13,493 03/31/2020
HighTower Advisors LLC1,228,195$13,239 03/31/2020
     ARCC1,228,195$13,239 03/31/2020
RiverNorth Capital Management LLC1,211,881$13,064 03/31/2020
     ARCC1,211,881$13,064 03/31/2020
Natixis Advisors L.P.1,187,502$12,802 03/31/2020
     ARCC1,187,502$12,802 03/31/2020
McGowan Group Asset Management Inc.1,062,706$11,456 03/31/2020
     ARCC1,062,706$11,456 03/31/2020
LPL Financial LLC $11,257 03/31/2020
     ARCC1,042,541$11,239 03/31/2020
     NOTE 420,000$18 03/31/2020
Citadel Advisors LLC $11,201 03/31/2020
     ARCC1,104,133$11,903 03/31/2020
     Put285,600$3,079 03/31/2020
     Call220,500$2,377 03/31/2020
Bank of New York Mellon Corp $11,102 03/31/2020
     ARCC863,110$9,304 03/31/2020
     NOTE2,000,000$1,798 03/31/2020
New South Capital Management Inc.998,994$10,769 03/31/2020
     ARCC998,994$10,769 03/31/2020
Susquehanna International Group LLP $10,744 03/31/2020
     ARCC1,123,789$12,114 03/31/2020
     Put759,800$8,191 03/31/2020
     Call632,700$6,821 03/31/2020
Palisade Capital Management LLC NJ $10,669 03/31/2020
     NOTE 37,326,000$6,667 03/31/2020
     ARCC371,205$4,002 03/31/2020
California Public Employees Retirement System977,800$10,541 03/31/2020
     ARCC977,800$10,541 03/31/2020
Avalon Investment & Advisory924,694$9,968 03/31/2020
     ARCC924,694$9,968 03/31/2020
Nomura Asset Management Co. Ltd.890,597$9,601 03/31/2020
     ARCC890,597$9,601 03/31/2020
New York State Common Retirement Fund $9,017 03/31/2020
     Convertible Debt10,008,000$9,017 03/31/2020
NWQ Investment Management Company LLC782,330$8,434 03/31/2020
     ARCC782,330$8,434 03/31/2020
Delphi Financial Group Inc.770,708$8,308 03/31/2020
     ARCC770,708$8,308 03/31/2020
Cubist Systematic Strategies LLC765,897$8,256 03/31/2020
     ARCC765,897$8,256 03/31/2020
Cliffwater LLC736,420$7,939 03/31/2020
     ARCC736,420$7,939 03/31/2020
Advisor Group Holdings Inc. $7,770 03/31/2020
     ARCC724,628$7,765 03/31/2020
     NOTE 36,000$5 03/31/2020
Edgemoor Investment Advisors Inc.707,059$7,622 03/31/2020
     ARCC707,059$7,622 03/31/2020
Gilbert & Cook Inc.699,644$7,542 03/31/2020
     ARCC699,644$7,542 03/31/2020
Shufro Rose & Co. LLC653,343$7,043 03/31/2020
     ARCC653,343$7,043 03/31/2020
Goldman Sachs Group Inc. $7,014 03/31/2020
     ARCC541,162$5,833 03/31/2020
     CNV1,327,000$1,181 03/31/2020
Callodine Capital Management LP650,000$7,007 03/31/2020
     ARCC650,000$7,007 03/31/2020
Chartwell Investment Partners LLC627,752$6,767 03/31/2020
     ARCC627,752$6,767 03/31/2020
Ares Management LLC616,551$6,646 03/31/2020
     ARCC616,551$6,646 03/31/2020
Mckinley Capital Management LLC Delaware578,709$6,238 03/31/2020
     ARCC578,709$6,238 03/31/2020
Alden Global Capital LLC576,200$6,211 03/31/2020
     ARCC576,200$6,211 03/31/2020
Segall Bryant & Hamill LLC574,503$6,195 03/31/2020
     ARCC574,503$6,195 03/31/2020
Baltimore Washington Financial Advisors Inc.562,567$6,064 03/31/2020
     ARCC562,567$6,064 03/31/2020
Rockefeller Capital Management L.P.557,744$6,012 03/31/2020
     ARCC557,744$6,012 03/31/2020
Clearbridge Investments LLC539,580$5,817 03/31/2020
     ARCC539,580$5,817 03/31/2020
Neuberger Berman Group LLC510,709$5,505 03/31/2020
     ARCC510,709$5,505 03/31/2020
Mackay Shields LLC $5,455 03/31/2020
     NOTE 46,142,000$5,347 03/31/2020
     NOTE 3120,000$108 03/31/2020
Wellesley Asset Management $5,446 03/31/2020
     33,809$3,616 03/31/2020
     42,102$1,830 03/31/2020
Skandinaviska Enskilda Banken AB publ 480,125$5,176 03/31/2020
     ARCC480,125$5,176 03/31/2020
Greenwich Investment Management Inc.475,593$5,127 03/31/2020
     ARCC475,593$5,127 03/31/2020
Loomis Sayles & Co. L P461,899$4,979 03/31/2020
     ARCC461,899$4,979 03/31/2020
Sargent Investment Group LLC433,984$4,678 03/31/2020
     ARCC433,984$4,678 03/31/2020
Polar Capital LLP432,551$4,663 03/31/2020
     ARCC432,551$4,663 03/31/2020
Thrivent Financial for Lutherans $4,658 03/31/2020
     NOTE 33,000,000$2,703 03/31/2020
     NOTE 42,258,000$1,955 03/31/2020
Morgan Dempsey Capital Management LLC414,293$4,473 03/31/2020
     ARCC414,293$4,473 03/31/2020
EWG Elevate Inc.307,885$4,449 06/30/2020
     ARCC307,885$4,449 06/30/2020
Evergreen Capital Management LLC412,216$4,444 03/31/2020
     ARCC412,216$4,444 03/31/2020
Putnam Investments LLC $4,415 03/31/2020
     CONV4,900,000$4,415 03/31/2020
Raymond James & Associates $4,414 03/31/2020
     ARCC378,974$4,085 03/31/2020
     NOTE 3365,000$329 03/31/2020
Advisors Asset Management Inc.403,083$4,345 03/31/2020
     ARCC403,083$4,345 03/31/2020
Commonwealth Equity Services LLC389,745$4,201 03/31/2020
     ARCC389,745$4,201 03/31/2020
Golden Gate Private Equity Inc.382,000$4,118 03/31/2020
     ARCC382,000$4,118 03/31/2020
Guggenheim Capital LLC370,826$3,998 03/31/2020
     ARCC370,826$3,998 03/31/2020
Cambridge Investment Research Advisors Inc. $3,947 03/31/2020
     ARCC358,034$3,860 03/31/2020
     CORP NOTE 490,000$78 03/31/2020
     CORP NOTE 310,000$9 03/31/2020
Truist Financial Corp362,341$3,906 03/31/2020
     ARCC362,341$3,906 03/31/2020
Resource America Inc.361,124$3,893 03/31/2020
     ARCC361,124$3,893 03/31/2020
Toronto Dominion Bank $3,714 03/31/2020
     BOND4,030,000$3,714 03/31/2020
SlateStone Wealth LLC326,435$3,519 03/31/2020
     ARCC326,435$3,519 03/31/2020
Baird Financial Group Inc.326,058$3,515 03/31/2020
     ARCC326,058$3,515 03/31/2020
Oaktree Capital Management LP $3,472 03/31/2020
     CONVERTIBLE BOND3,989,000$3,472 03/31/2020
First Republic Investment Management Inc.321,904$3,470 03/31/2020
     ARCC321,904$3,470 03/31/2020
Chicago Partners Investment Group LLC282,297$3,433 03/31/2020
     ARCC282,297$3,433 03/31/2020
Fort Washington Investment Advisors Inc. OH314,381$3,389 03/31/2020
     ARCC314,381$3,389 03/31/2020
Tegean Capital Management LLC311,600$3,359 03/31/2020
     ARCC311,600$3,359 03/31/2020
Punch & Associates Investment Management Inc.296,294$3,194 03/31/2020
     ARCC296,294$3,194 03/31/2020
UBS Asset Management Americas Inc. $3,108 03/31/2020
     CONV BD US3,500,000$3,108 03/31/2020
Financial Advantage Inc.286,981$3,093 03/31/2020
     ARCC286,981$3,093 03/31/2020
Amundi Pioneer Asset Management Inc. $3,030 03/31/2020
     CONV NT 43,500,000$3,030 03/31/2020
Raymond James Financial Services Advisors Inc.279,444$3,012 03/31/2020
     ARCC279,444$3,012 03/31/2020
Relative Value Partners Group LLC276,075$2,976 03/31/2020
     ARCC276,075$2,976 03/31/2020
Baugh & Associates LLC205,316$2,967 06/30/2020
     ARCC205,316$2,967 06/30/2020
Alps Advisors Inc.267,100$2,879 03/31/2020
     ARCC267,100$2,879 03/31/2020
Cottage Street Advisors LLC192,529$2,782 06/30/2020
     ARCC192,529$2,782 06/30/2020
Sfmg LLC256,450$2,765 03/31/2020
     ARCC256,450$2,765 03/31/2020
Ancora Advisors LLC253,649$2,734 03/31/2020
     ARCC253,649$2,734 03/31/2020
DNB Asset Management AS187,879$2,713 06/30/2020
     ARCC187,879$2,713 06/30/2020
Laffer Investments $2,704 03/31/2020
     CONVERTIBLE BOND2,657$2,364 03/31/2020
     ARCC31,501$340 03/31/2020
Glovista Investments LLC250,164$2,697 03/31/2020
     ARCC250,164$2,697 03/31/2020
Jefferies Group LLC $2,654 03/31/2020
     NOTE 43,003,000$2,643 03/31/2020
     NOTE 312,000$11 03/31/2020
Millennium Management LLC243,064$2,620 03/31/2020
     ARCC243,064$2,620 03/31/2020
JNB Advisors LLC237,481$2,560 03/31/2020
     ARCC237,481$2,560 03/31/2020
New England Asset Management Inc.225,900$2,435 03/31/2020
     ARCC225,900$2,435 03/31/2020
Allen Investment Management LLC225,476$2,431 03/31/2020
     ARCC225,476$2,431 03/31/2020
D L Carlson Investment Group Inc.224,530$2,420 03/31/2020
     ARCC224,530$2,420 03/31/2020
S&T Bank PA215,989$2,328 03/31/2020
     ARCC215,989$2,328 03/31/2020
Steelhead Partners LLC $2,316 03/31/2020
     NOTE 42,650,000$2,316 03/31/2020
Janney Montgomery Scott LLC209,738$2,261 03/31/2020
     ARCC209,738$2,261 03/31/2020
Public Employees Retirement System of Ohio207,923$2,241 03/31/2020
     ARCC207,923$2,241 03/31/2020
Blair William & Co. IL204,164$2,201 03/31/2020
     ARCC204,164$2,201 03/31/2020
Advisory Research Inc.202,037$2,178 03/31/2020
     ARCC202,037$2,178 03/31/2020
Global Strategic Management Inc.201,508$2,172 03/31/2020
     ARCC201,508$2,172 03/31/2020
Cubic Asset Management LLC196,324$2,116 03/31/2020
     ARCC196,324$2,116 03/31/2020
Foundations Investment Advisors LLC145,480$2,107 06/30/2020
     ARCC145,480$2,107 06/30/2020
Northern Trust Corp190,778$2,057 03/31/2020
     ARCC190,778$2,057 03/31/2020
Northeast Financial Consultants Inc186,756$2,013 03/31/2020
     ARCC186,756$2,013 03/31/2020
D.A. Davidson & CO.185,446$1,999 03/31/2020
     ARCC185,446$1,999 03/31/2020
Fernwood Investment Management LLC183,214$1,975 03/31/2020
     ARCC183,214$1,975 03/31/2020
Lee Capital Holdings LLC182,500$1,967 03/31/2020
     ARCC182,500$1,967 03/31/2020
TCW Group Inc.171,830$1,852 03/31/2020
     ARCC171,830$1,852 03/31/2020
Domani Wealth LLC167,208$1,803 03/31/2020
     ARCC167,208$1,803 03/31/2020
Envestnet Asset Management Inc.124,379$1,797 06/30/2020
     ARCC124,379$1,797 06/30/2020
BNP Paribas Arbitrage SA $1,753 03/31/2020
     BOND1,817,000$1,645 03/31/2020
     ARCC9,999$108 03/31/2020
Standard Life Aberdeen plc160,300$1,729 03/31/2020
     ARCC160,300$1,729 03/31/2020
Marathon Capital Management156,575$1,687 03/31/2020
     ARCC156,575$1,687 03/31/2020
Mirador Capital Partners LP126,791$1,674 03/31/2020
     ARCC126,791$1,674 03/31/2020
Virtus ETF Advisers LLC154,847$1,669 03/31/2020
     ARCC154,847$1,669 03/31/2020
Cullen Frost Bankers Inc.153,621$1,656 03/31/2020
     ARCC153,621$1,656 03/31/2020
PNC Financial Services Group Inc.152,941$1,649 03/31/2020
     ARCC152,941$1,649 03/31/2020
United Capital Financial Advisers LLC151,716$1,636 03/31/2020
     ARCC151,716$1,636 03/31/2020
AJ Wealth Strategies LLC151,719$1,636 03/31/2020
     ARCC151,719$1,636 03/31/2020
Allianz Asset Management GmbH150,335$1,621 03/31/2020
     ARCC150,335$1,621 03/31/2020
WealthPLAN Partners LLC120,095$1,574 03/31/2020
     ARCC120,095$1,574 03/31/2020
Caxton Associates LP142,514$1,536 03/31/2020
     ARCC142,514$1,536 03/31/2020
Nicholas Investment Partners LP $1,511 03/31/2020
     NOTE 41,745,000$1,511 03/31/2020
Stephens Inc. AR137,524$1,483 03/31/2020
     ARCC137,524$1,483 03/31/2020
BBR Partners LLC134,368$1,448 03/31/2020
     ARCC134,368$1,448 03/31/2020
Mackenzie Financial Corp131,665$1,419 03/31/2020
     ARCC131,665$1,419 03/31/2020
Anfield Capital Management LLC130,924$1,411 03/31/2020
     ARCC130,924$1,411 03/31/2020
DAVENPORT & Co LLC129,924$1,401 03/31/2020
     ARCC129,924$1,401 03/31/2020
Centaurus Financial Inc. $1,331 03/31/2020
     ARCC119,477$1,288 03/31/2020
     NOTE 450,000$43 03/31/2020
Banque Cantonale Vaudoise120,903$1,303 03/31/2020
     ARCC120,903$1,303 03/31/2020
M&T Bank Corp119,554$1,289 03/31/2020
     ARCC119,554$1,289 03/31/2020
Cetera Advisors LLC119,179$1,285 03/31/2020
     ARCC119,179$1,285 03/31/2020
Pin Oak Investment Advisors Inc.118,150$1,274 03/31/2020
     ARCC118,150$1,274 03/31/2020
Ieq Capital LLC117,352$1,265 03/31/2020
     ARCC117,352$1,265 03/31/2020
Alberta Investment Management Corp117,200$1,263 03/31/2020
     ARCC117,200$1,263 03/31/2020
B. Riley Wealth Management Inc.116,803$1,260 03/31/2020
     ARCC116,803$1,260 03/31/2020
Perennial Advisors LLC116,567$1,257 03/31/2020
     ARCC116,567$1,257 03/31/2020
NorthRock Partners LLC116,521$1,256 03/31/2020
     ARCC116,521$1,256 03/31/2020
Atlantic Union Bankshares Corp111,662$1,204 03/31/2020
     ARCC111,662$1,204 03/31/2020
Joel Isaacson & Co. LLC111,483$1,202 03/31/2020
     ARCC111,483$1,202 03/31/2020
Steward Partners Investment Advisory LLC111,460$1,201 03/31/2020
     ARCC111,460$1,201 03/31/2020
SeaBridge Investment Advisors LLC109,675$1,182 03/31/2020
     ARCC109,675$1,182 03/31/2020
Edmond DE Rothschild Holding S.A. $1,180 03/31/2020
     NOTE 41,350,000$1,180 03/31/2020
Guild Investment Management Inc.109,080$1,176 03/31/2020
     ARCC109,080$1,176 03/31/2020
First Allied Advisory Services Inc.107,826$1,162 03/31/2020
     ARCC107,826$1,162 03/31/2020
Calamos Wealth Management LLC $1,141 03/31/2020
     NOTE 31,261,000$1,141 03/31/2020
Parametric Portfolio Associates LLC104,733$1,129 03/31/2020
     ARCC104,733$1,129 03/31/2020
SHANDA ASSET MANAGEMENT HOLDINGS Ltd103,030$1,111 03/31/2020
     ARCC103,030$1,111 03/31/2020
Sequoia Financial Advisors LLC97,706$1,053 03/31/2020
     ARCC97,706$1,053 03/31/2020
Gillson Capital LP95,984$1,035 03/31/2020
     ARCC95,984$1,035 03/31/2020
Schonfeld Strategic Advisors LLC95,100$1,025 03/31/2020
     ARCC95,100$1,025 03/31/2020
Pekin Hardy Strauss Inc.94,310$1,017 03/31/2020
     ARCC94,310$1,017 03/31/2020
Aperio Group LLC94,011$1,013 03/31/2020
     ARCC94,011$1,013 03/31/2020
Paradigm Financial Partners LLC85,754$1,007 03/31/2020
     ARCC85,754$1,007 03/31/2020
Private Advisor Group LLC92,485$997 03/31/2020
     ARCC92,485$997 03/31/2020
Compagnie Lombard Odier SCmA $973 03/31/2020
     NOTE 41,109,000$973 03/31/2020
Citigroup Inc. $970 03/31/2020
     Put603,200$6,502 03/31/2020
     ARCC469,550$5,062 03/31/2020
     Call141,800$1,529 03/31/2020
     NOTE 4983,000$851 03/31/2020
     NOTE 333,000$30 03/31/2020
Sigma Planning Corp89,868$969 03/31/2020
     ARCC89,868$969 03/31/2020
Creative Planning89,917$969 03/31/2020
     ARCC89,917$969 03/31/2020
IHT Wealth Management LLC88,591$955 03/31/2020
     ARCC88,591$955 03/31/2020
Monument Capital Management88,533$954 03/31/2020
     ARCC88,533$954 03/31/2020
Stonebridge Financial Planning Group LLC80,215$942 03/31/2020
     ARCC80,215$942 03/31/2020
Wambolt & Associates LLC86,003$927 03/31/2020
     ARCC86,003$927 03/31/2020
CIBC Private Wealth Group LLC84,714$913 03/31/2020
     ARCC84,714$913 03/31/2020
Grace Capital82,800$893 03/31/2020
     ARCC82,800$893 03/31/2020
Bramshill Investments LLC82,741$892 03/31/2020
     ARCC82,741$892 03/31/2020
Wedbush Securities Inc.82,175$886 03/31/2020
     ARCC82,175$886 03/31/2020
Selway Asset Management80,100$863 03/31/2020
     ARCC80,100$863 03/31/2020
Sculati Wealth Management LLC79,095$853 03/31/2020
     ARCC79,095$853 03/31/2020
Duncker Streett & Co. Inc.78,124$843 03/31/2020
     ARCC78,124$843 03/31/2020
V Wealth Advisors LLC77,218$832 03/31/2020
     ARCC77,218$832 03/31/2020
Balyasny Asset Management LLC75,000$809 03/31/2020
     ARCC75,000$809 03/31/2020
Texas Yale Capital Corp.74,925$808 03/31/2020
     ARCC74,925$808 03/31/2020
Stratos Wealth Partners LTD.74,406$802 03/31/2020
     ARCC74,406$802 03/31/2020
Oppenheimer & Co. Inc.74,070$798 03/31/2020
     ARCC74,070$798 03/31/2020
Nissay Asset Management Corp Japan ADV72,870$786 03/31/2020
     ARCC72,870$786 03/31/2020
Brown Advisory Inc.72,334$780 03/31/2020
     ARCC72,334$780 03/31/2020
Camelot Portfolios LLC72,077$777 03/31/2020
     ARCC72,077$777 03/31/2020
20 20 Capital Management Inc.56,958$754 03/31/2020
     ARCC56,958$754 03/31/2020
Westbourne Investment Advisors Inc.68,276$736 03/31/2020
     ARCC68,276$736 03/31/2020
US Bancorp DE67,737$730 03/31/2020
     ARCC67,737$730 03/31/2020
Naples Global Advisors LLC67,590$729 03/31/2020
     ARCC67,590$729 03/31/2020
Great West Life Assurance Co. Can66,632$725 03/31/2020
     ARCC66,632$725 03/31/2020
Macquarie Group Ltd.66,600$718 03/31/2020
     ARCC66,600$718 03/31/2020
Jag Capital Management LLC66,447$716 03/31/2020
     ARCC66,447$716 03/31/2020
Lombard Odier Asset Management Switzerland SA $706 03/31/2020
     NOTE 4794,000$706 03/31/2020
Sunbelt Securities Inc.60,667$704 03/31/2020
     ARCC60,667$704 03/31/2020
Wealth Enhancement & Preservation of GA LLC67,308$704 03/31/2020
     ARCC67,308$704 03/31/2020
Baker Avenue Asset Management LP62,350$672 03/31/2020
     ARCC62,350$672 03/31/2020
Cutter & CO Brokerage Inc.62,247$671 03/31/2020
     ARCC62,247$671 03/31/2020
Alken Asset Management Ltd. $663 03/31/2020
     US DOMESTIC750,000$663 03/31/2020
AE Wealth Management LLC $662 03/31/2020
     ARCC58,146$627 03/31/2020
     NOTE 440,000$35 03/31/2020
Price T Rowe Associates Inc. MD60,000$647 03/31/2020
     ARCC60,000$647 03/31/2020
Paradigm Asset Management Co. LLC59,945$646 03/31/2020
     ARCC59,945$646 03/31/2020
Arlington Capital Management Inc.59,961$646 03/31/2020
     ARCC59,961$646 03/31/2020
Adaptive Financial Consulting LLC58,043$626 03/31/2020
     ARCC58,043$626 03/31/2020
Kohlberg Kravis Roberts & Co. L.P.58,000$625 03/31/2020
     ARCC58,000$625 03/31/2020
IPG Investment Advisors LLC57,871$624 03/31/2020
     ARCC57,871$624 03/31/2020
Lantz Financial LLC56,803$612 03/31/2020
     ARCC56,803$612 03/31/2020
Cetera Advisor Networks LLC56,121$605 03/31/2020
     ARCC56,121$605 03/31/2020
Twin Tree Management LP $602 03/31/2020
     Call30,800$332 03/31/2020
     ARCC25,071$270 03/31/2020
MML Investors Services LLC55,167$595 03/31/2020
     ARCC55,167$595 03/31/2020
Patton Albertson Miller Group LLC53,195$573 03/31/2020
     ARCC53,195$573 03/31/2020
PFG Advisors48,846$571 03/31/2020
     ARCC48,846$571 03/31/2020
CIBC World Markets Inc.52,766$569 03/31/2020
     ARCC52,766$569 03/31/2020
Nwam LLC51,947$560 03/31/2020
     ARCC51,947$560 03/31/2020
Taylor Frigon Capital Management LLC51,876$559 03/31/2020
     ARCC51,876$559 03/31/2020
Jane Street Group LLC $552 03/31/2020
     Call39,600$427 03/31/2020
     ARCC38,607$416 03/31/2020
     Put27,000$291 03/31/2020
Kayne Anderson Capital Advisors LP51,068$550 03/31/2020
     ARCC51,068$550 03/31/2020
Regentatlantic Capital LLC50,927$549 03/31/2020
     ARCC50,927$549 03/31/2020
Claybrook Capital LLC50,900$549 03/31/2020
     ARCC50,900$549 03/31/2020
Ayrshire Capital Management LLC50,555$545 03/31/2020
     ARCC50,555$545 03/31/2020
Barnett & Company Inc.50,397$543 03/31/2020
     ARCC50,397$543 03/31/2020
Advisory Services Network LLC $541 03/31/2020
     ARCC48,211$519 03/31/2020
     Convertible24,000$22 03/31/2020
Rothschild Investment Corp IL49,915$538 03/31/2020
     ARCC49,915$538 03/31/2020
Group One Trading L.P. $529 03/31/2020
     Call176,400$1,902 03/31/2020
     Put127,400$1,373 03/31/2020
Eagle Global Advisors LLC48,480$523 03/31/2020
     ARCC48,480$523 03/31/2020
WESPAC Advisors LLC48,459$522 03/31/2020
     ARCC48,459$522 03/31/2020
SeaCrest Wealth Management LLC48,104$519 03/31/2020
     ARCC48,104$519 03/31/2020
Telemus Capital LLC34,875$514 03/31/2020
     ARCC34,875$514 03/31/2020
Colony Group LLC47,581$513 03/31/2020
     ARCC47,581$513 03/31/2020
Formidable Asset Management LLC47,116$508 03/31/2020
     ARCC47,116$508 03/31/2020
Paloma Partners Management Co46,972$506 03/31/2020
     ARCC46,972$506 03/31/2020
Lighthouse Financial Advisors Inc.46,882$505 03/31/2020
     ARCC46,882$505 03/31/2020
Freestone Capital Holdings LLC46,761$504 03/31/2020
     ARCC46,761$504 03/31/2020
Sheaff Brock Investment Advisors LLC46,103$497 03/31/2020
     ARCC46,103$497 03/31/2020
Cpwm LLC46,081$497 03/31/2020
     ARCC46,081$497 03/31/2020
P.A.W. Capital Corp45,000$485 03/31/2020
     ARCC45,000$485 03/31/2020
Community Capital Management Inc.45,000$485 03/31/2020
     ARCC45,000$485 03/31/2020
Truvestments Capital LLC44,083$475 03/31/2020
     ARCC44,083$475 03/31/2020
Townsquare Capital LLC38,029$471 03/31/2020
     ARCC38,029$471 03/31/2020
Moody National Bank Trust Division32,400$469 06/30/2020
     ARCC32,400$469 06/30/2020
Park Avenue Securities LLC43,423$468 03/31/2020
     ARCC43,423$468 03/31/2020
Atria Investments LLC42,628$460 03/31/2020
     ARCC42,628$460 03/31/2020
RFG Advisory LLC42,571$459 03/31/2020
     ARCC42,571$459 03/31/2020
Shelton Capital Management42,261$456 03/31/2020
     ARCC42,261$456 03/31/2020
Bank OZK42,125$454 03/31/2020
     ARCC42,125$454 03/31/2020
Private Trust Co. NA31,157$449 06/30/2020
     ARCC31,157$449 06/30/2020
Kavar Capital Partners LLC41,400$446 03/31/2020
     ARCC41,400$446 03/31/2020
FMR LLC41,290$445 03/31/2020
     ARCC41,290$445 03/31/2020
Alliancebernstein L.P.39,630$427 03/31/2020
     ARCC39,630$427 03/31/2020
Engineers Gate Manager LP38,500$415 03/31/2020
     ARCC38,500$415 03/31/2020
PVG Asset Management Corp38,294$413 03/31/2020
     ARCC38,294$413 03/31/2020
Whittier Trust Co.28,412$411 06/30/2020
     ARCC28,412$411 06/30/2020
CWS Financial Advisors LLC21,644$404 03/31/2020
     ARCC21,644$404 03/31/2020
Pinnacle Associates Ltd.37,400$403 03/31/2020
     ARCC37,400$403 03/31/2020
Whitener Capital Management Inc.37,441$403 03/31/2020
     ARCC37,441$403 03/31/2020
StrategIQ Financial Group LLC37,228$401 03/31/2020
     ARCC37,228$401 03/31/2020
Capital Investment Advisors LLC36,825$397 03/31/2020
     ARCC36,825$397 03/31/2020
Aurora Private Wealth Inc.36,610$395 03/31/2020
     ARCC36,610$395 03/31/2020
Prospera Financial Services Inc36,561$394 03/31/2020
     ARCC36,561$394 03/31/2020
National Asset Management Inc.35,767$386 03/31/2020
     ARCC35,767$386 03/31/2020
Boston Private Wealth LLC35,000$377 03/31/2020
     ARCC35,000$377 03/31/2020
Cetera Investment Advisers34,989$377 03/31/2020
     ARCC34,989$377 03/31/2020
Comerica Bank32,137$374 03/31/2020
     ARCC32,137$374 03/31/2020
MBM Wealth Consultants LLC34,485$372 03/31/2020
     ARCC34,485$372 03/31/2020
DC Investments Management LLC34,388$371 03/31/2020
     ARCC34,388$371 03/31/2020
RDA Financial Network34,328$370 03/31/2020
     ARCC34,328$370 03/31/2020
Mirae Asset Global Investments Co. Ltd.33,845$365 03/31/2020
     ARCC33,845$365 03/31/2020
Roosevelt Investment Group Inc.33,489$361 03/31/2020
     ARCC33,489$361 03/31/2020
ETF Managers Group LLC33,872$360 03/31/2020
     ARCC33,872$360 03/31/2020
Kingsview Wealth Management LLC33,392$360 03/31/2020
     ARCC33,392$360 03/31/2020
ST Germain D J Co. Inc.33,250$358 03/31/2020
     ARCC33,250$358 03/31/2020
Trexquant Investment LP33,214$358 03/31/2020
     ARCC33,214$358 03/31/2020
Dfpg Investments LLC29,311$356 03/31/2020
     ARCC29,311$356 03/31/2020
Resources Investment Advisors LLC.30,405$351 03/31/2020
     ARCC30,405$351 03/31/2020
Keybank National Association OH32,483$350 03/31/2020
     ARCC32,483$350 03/31/2020
AllSquare Wealth Management LLC32,304$348 03/31/2020
     ARCC32,304$348 03/31/2020
Aigen Investment Management LP32,141$346 03/31/2020
     ARCC32,141$346 03/31/2020
Barclays PLC $337 03/31/2020
     Put789,500$8,511 03/31/2020
     ARCC614,534$6,625 03/31/2020
     BOND2,054,000$1,830 03/31/2020
     Call36,500$393 03/31/2020
Proequities Inc. $336 03/31/2020
     ARCC31,144$336 03/31/2020
     Put0$0 03/31/2020
     Call0$0 03/31/2020
     NOTE 30$0 03/31/2020
     NOTE 40$0 03/31/2020
     NOTE 40$0 03/31/2020
Sowell Financial Services LLC30,951$334 03/31/2020
     ARCC30,951$334 03/31/2020
Kore Private Wealth LLC30,961$334 03/31/2020
     ARCC30,961$334 03/31/2020
Simplex Trading LLC $333 03/31/2020
     Put1,866$2,011 03/31/2020
     Call1,540$1,660 03/31/2020
     ARCC63,467$684 03/31/2020
Front Barnett Associates LLC30,570$330 03/31/2020
     ARCC30,570$330 03/31/2020
Essex Financial Services Inc.30,553$329 03/31/2020
     ARCC30,553$329 03/31/2020
Thornburg Investment Management Inc.30,122$325 03/31/2020
     ARCC30,122$325 03/31/2020
Northern Right Capital Management L.P.30,000$323 03/31/2020
     ARCC30,000$323 03/31/2020
Hsbc Holdings PLC29,800$321 03/31/2020
     ARCC29,800$321 03/31/2020
Koshinski Asset Management Inc.29,743$321 03/31/2020
     ARCC29,743$321 03/31/2020
Tower Research Capital LLC TRC 29,450$317 03/31/2020
     ARCC29,450$317 03/31/2020
BCJ Capital Management LLC28,007$302 03/31/2020
     ARCC28,007$302 03/31/2020
Perennial Investment Advisors LLC27,531$297 03/31/2020
     ARCC27,531$297 03/31/2020
Pitcairn Co.27,409$296 03/31/2020
     ARCC27,409$296 03/31/2020
Ausdal Financial Partners Inc.24,957$292 03/31/2020
     ARCC24,957$292 03/31/2020
IFP Advisors Inc23,959$286 03/31/2020
     ARCC23,959$286 03/31/2020
ExodusPoint Capital Management LP26,429$285 03/31/2020
     ARCC26,429$285 03/31/2020
Merriman Wealth Management LLC24,519$264 03/31/2020
     ARCC24,519$264 03/31/2020
Mission Wealth Management LP24,470$264 03/31/2020
     ARCC24,470$264 03/31/2020
Wealthsource Partners LLC24,260$262 03/31/2020
     ARCC24,260$262 03/31/2020
AMP Capital Investors Ltd24,480$260 03/31/2020
     ARCC24,480$260 03/31/2020
Weybosset Research & Management LLC25,147$252 03/31/2020
     ARCC25,147$252 03/31/2020
Seven Eight Capital LP22,800$246 03/31/2020
     ARCC22,800$246 03/31/2020
First National Bank of Mount Dora Trust Investment Services16,989$245 06/30/2020
     ARCC16,989$245 06/30/2020
Stelac Advisory Services LLC22,710$245 03/31/2020
     ARCC22,710$245 03/31/2020
Coastal Bridge Advisors LLC22,687$245 03/31/2020
     ARCC22,687$245 03/31/2020
Summit X LLC22,615$244 03/31/2020
     ARCC22,615$244 03/31/2020
Squarepoint Ops LLC22,539$243 03/31/2020
     ARCC22,539$243 03/31/2020
Arete Wealth Management LLC22,421$242 03/31/2020
     ARCC22,421$242 03/31/2020
Putnam FL Investment Management Co.22,188$239 03/31/2020
     ARCC22,188$239 03/31/2020
Optimum Investment Advisors21,775$235 03/31/2020
     ARCC21,775$235 03/31/2020
Pinnacle Financial Partners Inc.21,774$235 03/31/2020
     ARCC21,774$235 03/31/2020
Wealth Alliance Advisory Group LLC16,042$232 06/30/2020
     ARCC16,042$232 06/30/2020
Bard Associates Inc.21,465$231 03/31/2020
     ARCC21,465$231 03/31/2020
Avantax Advisory Services Inc.21,535$229 03/31/2020
     ARCC21,535$229 03/31/2020
Bruderman Asset Management LLC23,101$229 03/31/2020
     ARCC23,101$229 03/31/2020
Canton Hathaway LLC21,000$226 03/31/2020
     ARCC21,000$226 03/31/2020
Parcion Private Wealth LLC20,982$226 03/31/2020
     ARCC20,982$226 03/31/2020
M&R Capital Management Inc.15,600$225 06/30/2020
     ARCC15,600$225 06/30/2020
Sawtooth Solutions LLC20,837$225 03/31/2020
     ARCC20,837$225 03/31/2020
Moors & Cabot Inc.21,142$224 03/31/2020
     ARCC21,142$224 03/31/2020
Omnia Family Wealth LLC20,000$216 03/31/2020
     ARCC20,000$216 03/31/2020
Verition Fund Management LLC $213 03/31/2020
     NOTE 3236,000$213 03/31/2020
Rhumbline Advisers19,563$211 03/31/2020
     ARCC19,563$211 03/31/2020
Legacy Wealth Partners Inc.19,614$211 03/31/2020
     ARCC19,614$211 03/31/2020
KC Investment Advisors LLC19,450$210 03/31/2020
     ARCC19,450$210 03/31/2020
HBK Sorce Advisory LLC19,255$208 03/31/2020
     ARCC19,255$208 03/31/2020
Segment Wealth Management LLC19,261$208 03/31/2020
     ARCC19,261$208 03/31/2020
Voya Financial Advisors Inc.19,052$203 03/31/2020
     ARCC19,052$203 03/31/2020
Cowen Prime Services LLC18,300$197 03/31/2020
     ARCC18,300$197 03/31/2020
Evanson Asset Management LLC18,235$197 03/31/2020
     ARCC18,235$197 03/31/2020
Capital Wealth Planning LLC17,881$193 03/31/2020
     ARCC17,881$193 03/31/2020
Western Wealth Management LLC17,936$193 03/31/2020
     ARCC17,936$193 03/31/2020
Fifth Third Bancorp $188 03/31/2020
     NOTE 42,000$173 03/31/2020
     ARCC1,346$15 03/31/2020
Laidlaw Wealth Management LLC17,381$187 03/31/2020
     ARCC17,381$187 03/31/2020
Ahrens Investment Partners LLC17,150$185 03/31/2020
     ARCC17,150$185 03/31/2020
Homrich & Berg16,888$182 03/31/2020
     ARCC16,888$182 03/31/2020
LVW Advisors LLC16,589$179 03/31/2020
     ARCC16,589$179 03/31/2020
Heritage Wealth Advisors16,599$179 03/31/2020
     ARCC16,599$179 03/31/2020
Doyle Wealth Management16,516$178 03/31/2020
     ARCC16,516$178 03/31/2020
CIBC Asset Management Inc16,362$176 03/31/2020
     ARCC16,362$176 03/31/2020
Burke & Herbert Bank & Trust Co.16,299$176 03/31/2020
     ARCC16,299$176 03/31/2020
Geode Capital Management LLC16,464$176 03/31/2020
     ARCC16,464$176 03/31/2020
American National Insurance Co.16,200$175 03/31/2020
     ARCC16,200$175 03/31/2020
American National Registered Investment Advisor Inc.16,200$175 03/31/2020
     ARCC16,200$175 03/31/2020
Golden State Wealth Management LLC16,119$174 03/31/2020
     ARCC16,119$174 03/31/2020
Wiley BROS. Aintree Capital LLC11,695$169 06/30/2020
     ARCC11,695$169 06/30/2020
Cornerstone Advisory LLC15,669$169 03/31/2020
     ARCC15,669$169 03/31/2020
Selective Wealth Management Inc.15,584$168 03/31/2020
     ARCC15,584$168 03/31/2020
Sterling Investment Advisors Ltd.14,962$161 03/31/2020
     ARCC14,962$161 03/31/2020
Wintrust Investments LLC14,869$160 03/31/2020
     ARCC14,869$160 03/31/2020
Pearl River Capital LLC14,748$159 03/31/2020
     ARCC14,748$159 03/31/2020
Carnegie Capital Asset Management LLC10,863$157 06/30/2020
     ARCC10,863$157 06/30/2020
Calton & Associates Inc.14,497$156 03/31/2020
     ARCC14,497$156 03/31/2020
Mercer Global Advisors Inc. ADV14,318$154 03/31/2020
     ARCC14,318$154 03/31/2020
Miracle Mile Advisors LLC14,269$154 03/31/2020
     ARCC14,269$154 03/31/2020
GSA Capital Partners LLP13,503$146 03/31/2020
     ARCC13,503$146 03/31/2020
Csenge Advisory Group13,586$146 03/31/2020
     ARCC13,586$146 03/31/2020
XML Financial LLC13,126$141 03/31/2020
     ARCC13,126$141 03/31/2020
Frontier Wealth Management LLC12,944$140 03/31/2020
     ARCC12,944$140 03/31/2020
Winslow Evans & Crocker Inc.12,618$138 03/31/2020
     ARCC12,618$138 03/31/2020
Alpha Omega Wealth Management LLC12,757$138 03/31/2020
     ARCC12,757$138 03/31/2020
Mutual Advisors LLC12,699$137 03/31/2020
     ARCC12,699$137 03/31/2020
Glenmede Trust Co. NA7,343$136 03/31/2020
     ARCC7,343$136 03/31/2020
Raymond James Trust N.A.12,602$136 03/31/2020
     ARCC12,602$136 03/31/2020
Hudson Capital Management LLC12,500$135 03/31/2020
     ARCC12,500$135 03/31/2020
Optas LLC12,330$133 03/31/2020
     ARCC12,330$133 03/31/2020
Vista Investment Management12,177$131 03/31/2020
     ARCC12,177$131 03/31/2020
Regions Financial Corp12,047$130 03/31/2020
     ARCC12,047$130 03/31/2020
Kalos Management Inc.12,049$129 03/31/2020
     ARCC12,049$129 03/31/2020
Quad Cities Investment Group LLC11,840$128 03/31/2020
     ARCC11,840$128 03/31/2020
Orion Portfolio Solutions LLC11,894$128 03/31/2020
     ARCC11,894$128 03/31/2020
NumerixS Investment Technologies Inc11,800$127 03/31/2020
     ARCC11,800$127 03/31/2020
BLB&B Advisors LLC11,500$124 03/31/2020
     ARCC11,500$124 03/31/2020
Sanctuary Wealth Management L.L.C.11,417$123 03/31/2020
     ARCC11,417$123 03/31/2020
Lido Advisors LLC11,276$122 03/31/2020
     ARCC11,276$122 03/31/2020
Wilbanks Smith & Thomas Asset Management LLC11,203$121 03/31/2020
     ARCC11,203$121 03/31/2020
FCG Advisors LLC11,016$119 03/31/2020
     ARCC11,016$119 03/31/2020
Bessemer Group Inc.11,000$119 03/31/2020
     ARCC11,000$119 03/31/2020
Horizon Kinetics Asset Management LLC10,750$116 03/31/2020
     ARCC10,750$116 03/31/2020
Claraphi Advisory Network LLC10,804$116 03/31/2020
     ARCC10,804$116 03/31/2020
Blueshift Asset Management LLC10,789$116 03/31/2020
     ARCC10,789$116 03/31/2020
Two Sigma Securities LLC $114 03/31/2020
     Call10,600$114 03/31/2020
Hyman Charles D10,510$113 03/31/2020
     ARCC10,510$113 03/31/2020
Cypress Capital Management LLC WY 10,400$112 03/31/2020
     ARCC10,400$112 03/31/2020
Acadian Asset Management LLC10,353$111 03/31/2020
     ARCC10,353$111 03/31/2020
The Manufacturers Life Insurance Company 10,225$110 03/31/2020
     ARCC10,225$110 03/31/2020
Wealthstar Advisors LLC10,000$109 03/31/2020
     ARCC10,000$109 03/31/2020
EJF Capital LLC10,000$108 03/31/2020
     ARCC10,000$108 03/31/2020
Biltmore Capital Advisors LLC10,000$108 03/31/2020
     ARCC10,000$108 03/31/2020
Strategic Family Wealth Counselors L.L.C.10,000$108 03/31/2020
     ARCC10,000$108 03/31/2020
Magnus Financial Group LLC10,000$108 03/31/2020
     ARCC10,000$108 03/31/2020
TCF National Bank10,000$108 03/31/2020
     ARCC10,000$108 03/31/2020
Synovus Financial Corp9,345$101 03/31/2020
     ARCC9,345$101 03/31/2020
Cutler Group LP $100 03/31/2020
     ARCC22,900$246 03/31/2020
     Put26,300$146 03/31/2020
Trust Co. of Vermont9,201$99 03/31/2020
     ARCC9,201$99 03/31/2020
Brown Brothers Harriman & Co. $92 03/31/2020
     ARCC8,389$90 03/31/2020
     Common Stock2,000$2 03/31/2020
Carroll Financial Associates Inc.6,254$90 06/30/2020
     ARCC6,254$90 06/30/2020
Patriot Financial Group Insurance Agency LLC6,170$89 06/30/2020
     ARCC6,170$89 06/30/2020
Marshall Wace LLP8,081$87 03/31/2020
     ARCC8,081$87 03/31/2020
Asset Dedication LLC8,000$86 03/31/2020
     ARCC8,000$86 03/31/2020
Meridian Wealth Partners LLC7,584$82 03/31/2020
     ARCC7,584$82 03/31/2020
Salem Investment Counselors Inc.7,300$79 03/31/2020
     ARCC7,300$79 03/31/2020
HM Payson & Co.6,361$69 03/31/2020
     ARCC6,361$69 03/31/2020
NEXT Financial Group Inc6,204$67 03/31/2020
     ARCC6,204$67 03/31/2020
Northern Oak Wealth Management Inc.6,135$66 03/31/2020
     ARCC6,135$66 03/31/2020
Baldwin Brothers Inc. MA6,000$65 03/31/2020
     ARCC6,000$65 03/31/2020
BerganKDV Wealth Management LLC5,725$62 03/31/2020
     ARCC5,725$62 03/31/2020
West Oak Capital LLC4,250$61 06/30/2020
     ARCC4,250$61 06/30/2020
Arkadios Wealth Advisors5,343$58 03/31/2020
     ARCC5,343$58 03/31/2020
Clearstead Advisors LLC5,050$54 03/31/2020
     ARCC5,050$54 03/31/2020
Hudock Inc.5,100$54 03/31/2020
     ARCC5,100$54 03/31/2020
Wealthcare Advisory Partners LLC4,602$50 03/31/2020
     ARCC4,602$50 03/31/2020
Bank Julius Baer & Co. Ltd Zurich4,549$49 03/31/2020
     ARCC4,549$49 03/31/2020
Whittier Trust Co. of Nevada Inc.3,148$46 06/30/2020
     ARCC3,148$46 06/30/2020
WASHINGTON TRUST Co4,000$43 03/31/2020
     ARCC4,000$43 03/31/2020
Oppenheimer Asset Management Inc.3,953$43 03/31/2020
     ARCC3,953$43 03/31/2020
Bellevue Asset Management LLC3,271$41 03/31/2020
     ARCC3,271$41 03/31/2020
Ameritas Investment Company LLC4,329$40 03/31/2020
     ARCC4,329$40 03/31/2020
Lindbrook Capital LLC3,532$38 03/31/2020
     ARCC3,532$38 03/31/2020
Retirement Network3,540$38 03/31/2020
     ARCC3,540$38 03/31/2020
Pacitti Group Inc. $35 03/31/2020
     NOTE M W CLBL40$35 03/31/2020
Webster Bank N. A.2,372$34 06/30/2020
     ARCC2,372$34 06/30/2020
Lazard Asset Management LLC3,191$34 03/31/2020
     ARCC3,191$34 03/31/2020
Covington Capital Management3,000$32 03/31/2020
     ARCC3,000$32 03/31/2020
Princeton Global Asset Management LLC2,869$31 03/31/2020
     ARCC2,869$31 03/31/2020
Avondale Wealth Management2,745$30 03/31/2020
     ARCC2,745$30 03/31/2020
HHM Wealth Advisors LLC2,576$28 03/31/2020
     ARCC2,576$28 03/31/2020
Bogart Wealth LLC1,892$27 06/30/2020
     ARCC1,892$27 06/30/2020
Benjamin F. Edwards & Company Inc.2,487$27 03/31/2020
     ARCC2,487$27 03/31/2020
Manchester Financial Inc.2,405$26 03/31/2020
     ARCC2,405$26 03/31/2020
Northwestern Mutual Wealth Management Co.2,452$26 03/31/2020
     ARCC2,452$26 03/31/2020
Lenox Wealth Management Inc.2,500$26 03/31/2020
     ARCC2,500$26 03/31/2020
HAP Trading LLC $24 03/31/2020
     ARCC64,550$696 03/31/2020
     Put121,600$672 03/31/2020
Walleye Trading LLC $22 03/31/2020
     Call7,100$77 03/31/2020
     Put5,100$55 03/31/2020
Lenox Wealth Advisors LLC2,024$22 03/31/2020
     ARCC2,024$22 03/31/2020
Flagship Harbor Advisors LLC2,057$22 03/31/2020
     ARCC2,057$22 03/31/2020
Coastal Investment Advisors Inc. $22 03/31/2020
     NOTE 425,000$22 03/31/2020
Gradient Investments LLC1,350$20 06/30/2020
     ARCC1,350$20 06/30/2020
Estabrook Capital Management1,823$20 03/31/2020
     ARCC1,823$20 03/31/2020
Weaver Consulting Group1,878$20 03/31/2020
     ARCC1,878$20 03/31/2020
BDO Wealth Advisors LLC1,806$19 03/31/2020
     ARCC1,806$19 03/31/2020
Verus Capital Partners LLC1,728$19 03/31/2020
     ARCC1,728$19 03/31/2020
Rosenberg Matthew Hamilton1,727$19 03/31/2020
     ARCC1,727$19 03/31/2020
Sonora Investment Management LLC1,587$17 03/31/2020
     ARCC1,587$17 03/31/2020
Pinnacle Bank1,100$16 06/30/2020
     ARCC1,100$16 06/30/2020
Marshall Wace North America L.P.1,348$15 03/31/2020
     ARCC1,348$15 03/31/2020
Signaturefd LLC1,276$14 03/31/2020
     ARCC1,276$14 03/31/2020
Certified Advisory Corp1,265$14 03/31/2020
     ARCC1,265$14 03/31/2020
Global Retirement Partners LLC1,253$14 03/31/2020
     ARCC1,253$14 03/31/2020
Modus Advisors LLC850$12 06/30/2020
     ARCC850$12 06/30/2020
Barrett Asset Management LLC1,100$12 03/31/2020
     ARCC1,100$12 03/31/2020
Founders Capital Management1,110$12 03/31/2020
     ARCC1,110$12 03/31/2020
Valeo Financial Advisors LLC920$12 03/31/2020
     ARCC920$12 03/31/2020
Horizon Bancorp Inc. IN1,000$11 03/31/2020
     ARCC1,000$11 03/31/2020
Pathstone Family Office LLC1,094$11 03/31/2020
     ARCC1,094$11 03/31/2020
Kistler Tiffany Companies LLC580$11 03/31/2020
     ARCC580$11 03/31/2020
Peoples Financial Services CORP.682$10 06/30/2020
     ARCC682$10 06/30/2020
First Manhattan Co.938$10 03/31/2020
     ARCC938$10 03/31/2020
Arcadia Investment Management Corp MI900$10 03/31/2020
     ARCC900$10 03/31/2020
Highlander Capital Management LLC884$10 03/31/2020
     ARCC884$10 03/31/2020
MCF Advisors LLC930$10 03/31/2020
     ARCC930$10 03/31/2020
TRUE Private Wealth Advisors614$8 06/30/2020
     ARCC614$8 06/30/2020
Endurance Wealth Management Inc.750$8 03/31/2020
     ARCC750$8 03/31/2020
CWM LLC717$8 03/31/2020
     ARCC717$8 03/31/2020
Global Wealth Management Investment Advisory Inc.754$8 03/31/2020
     ARCC754$8 03/31/2020
Atwood & Palmer Inc.643$7 03/31/2020
     ARCC643$7 03/31/2020
Sandy Spring Bank655$7 03/31/2020
     ARCC655$7 03/31/2020
Perkins Coie Trust Co676$7 03/31/2020
     ARCC676$7 03/31/2020
Willingdon Wealth Management676$7 03/31/2020
     ARCC676$7 03/31/2020
Blume Capital Management Inc.650$7 03/31/2020
     ARCC650$7 03/31/2020
McIlrath & Eck LLC674$7 03/31/2020
     ARCC674$7 03/31/2020
Reilly Financial Advisors LLC566$6 03/31/2020
     ARCC566$6 03/31/2020
Financial Architects Inc500$5 03/31/2020
     ARCC500$5 03/31/2020
Edge Wealth Management LLC464$5 03/31/2020
     ARCC464$5 03/31/2020
Investors Research Corp435$5 03/31/2020
     ARCC435$5 03/31/2020
S.A. Mason LLC492$5 03/31/2020
     ARCC492$5 03/31/2020
Procyon Private Wealth Partners LLC500$5 03/31/2020
     ARCC500$5 03/31/2020
Advisory Alpha LLC354$4 03/31/2020
     ARCC354$4 03/31/2020
First Horizon Advisors Inc.448$4 03/31/2020
     ARCC448$4 03/31/2020
Capital Analysts LLC377$4 03/31/2020
     ARCC377$4 03/31/2020
North Star Investment Management Corp.300$3 03/31/2020
     ARCC300$3 03/31/2020
Exchange Traded Concepts LLC310$3 03/31/2020
     ARCC310$3 03/31/2020
Allworth Financial LP299$3 03/31/2020
     ARCC299$3 03/31/2020
Quadrant Capital Group LLC261$3 03/31/2020
     ARCC261$3 03/31/2020
PEAK6 Investments LLC $3 03/31/2020
     Call10,000$108 03/31/2020
     Put9,700$105 03/31/2020
MBE Wealth Management LLC302$3 03/31/2020
     ARCC302$3 03/31/2020
Ameritas Investment Partners Inc.213$2 03/31/2020
     ARCC213$2 03/31/2020
Wealthcare Capital Management LLC230$2 03/31/2020
     ARCC230$2 03/31/2020
Parallel Advisors LLC231$2 03/31/2020
     ARCC231$2 03/31/2020
Fortis Advisors LLC190$2 03/31/2020
     ARCC190$2 03/31/2020
Liberty Wealth Management LLC178$2 03/31/2020
     ARCC178$2 03/31/2020
Ballast Advisors LLC196$2 03/31/2020
     ARCC196$2 03/31/2020
Royal Fund Management LLC263$2 03/31/2020
     ARCC263$2 03/31/2020
Jackson Square Capital LLC187$2 03/31/2020
     ARCC187$2 03/31/2020
Tsfg LLC59$1 06/30/2020
     ARCC59$1 06/30/2020
Mcmillion Capital Management Inc.96$1 03/31/2020
     ARCC96$1 03/31/2020
Huntington National Bank $0 03/31/2020
     COMMON STOCK1$0 03/31/2020
     CORPORATE OBLIG1$0 03/31/2020
Rational Advisors LLC7$0 03/31/2020
     ARCC7$0 03/31/2020
AdvisorNet Financial Inc12$0 03/31/2020
     ARCC12$0 03/31/2020
NewSquare Capital LLC0$0 03/31/2020
     ARCC0$0 03/31/2020
Versant Capital Management Inc61$0 03/31/2020
     ARCC61$0 03/31/2020
Sofos Investments Inc.12$0 03/31/2020
     ARCC12$0 03/31/2020
Wolverine Trading LLC $-102 03/31/2020
     Put78,700$837 03/31/2020
     Call69,100$735 03/31/2020
Atom Investors LP $-115 03/31/2020
     Put10,700$115 03/31/2020
Parallax Volatility Advisers L.P. $-201 03/31/2020
     Put140,000$1,509 03/31/2020
     ARCC121,291$1,308 03/31/2020
Caption Management LLC65,500$-320 03/31/2020
     Put95,000$1,026 03/31/2020
     ARCC65,500$706 03/31/2020

See Summary: Institutional Holders of ARCC
See Details: Top 10 Hedge Funds Holding ARCC
Also See: ARCC Insider Buying
Also See: ARCC Holdings Changes

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