HoldingsChannel.com
Funds Holding ARCC
HolderAmountPosition Size
($ in 1000's)
 As of
Advisors Asset Management Inc.412,938$558,385 12/31/2019
     ARCC412,938$558,385 12/31/2019
Royal Bank of Canada $164,702 12/31/2019
     ARCC7,996,241$149,131 12/31/2019
     NOTE 414,571,000$15,563 12/31/2019
     NOTE 38,000$8 12/31/2019
Morgan Stanley $143,493 12/31/2019
     ARCC7,693,162$143,477 12/31/2019
     NOTE 411,000$12 12/31/2019
     NOTE 34,000$4 12/31/2019
JPMorgan Chase & Co. $96,353 12/31/2019
     BOND55,332,000$57,899 12/31/2019
     ARCC2,061,913$38,454 12/31/2019
D. E. Shaw & Co. Inc.5,141,773$95,894 12/31/2019
     ARCC5,141,773$95,894 12/31/2019
Confluence Investment Management LLC5,065,844$94,478 12/31/2019
     ARCC5,065,844$94,478 12/31/2019
Wells Fargo & Company MN $86,907 12/31/2019
     ARCC4,566,170$85,160 12/31/2019
     NOTE 31,563,000$1,620 12/31/2019
     NOTE 4120,000$127 12/31/2019
Victory Capital Management Inc. $80,962 12/31/2019
     CONB76,618,000$79,584 12/31/2019
     ARCC73,890$1,378 12/31/2019
Thornburg Investment Management Inc.4,266,085$79,562 12/31/2019
     ARCC4,266,085$79,562 12/31/2019
Ameriprise Financial Inc. $70,215 12/31/2019
     ARCC3,422,988$63,835 12/31/2019
     CONV BND6,015,000$6,380 12/31/2019
OMERS ADMINISTRATION Corp3,604,177$67,218 12/31/2019
     ARCC3,604,177$67,218 12/31/2019
Arrowstreet Capital Limited Partnership3,554,629$66,294 12/31/2019
     ARCC3,554,629$66,294 12/31/2019
Lord Abbett & CO. LLC3,282,636$61,221 12/31/2019
     ARCC3,282,636$61,221 12/31/2019
Vaughan Nelson Investment Management L.P.2,997,649$55,906 12/31/2019
     ARCC2,997,649$55,906 12/31/2019
Bank of America Corp DE $55,897 12/31/2019
     ARCC2,697,266$50,304 12/31/2019
     NOTE 35,396,000$5,593 12/31/2019
UBS Group AG2,914,337$54,352 12/31/2019
     ARCC2,914,337$54,352 12/31/2019
Van ECK Associates Corp2,698,790$50,332 12/31/2019
     ARCC2,698,790$50,332 12/31/2019
Deutsche Bank AG $49,320 12/31/2019
     ARCC1,528,440$28,500 12/31/2019
     NOTE 419,630,000$20,820 12/31/2019
Muzinich & Co. Inc.2,605,082$48,585 12/31/2019
     ARCC2,605,082$48,585 12/31/2019
Legal & General Group Plc2,538,606$47,358 12/31/2019
     ARCC2,538,606$47,358 12/31/2019
Lombard Odier Asset Management Europe Ltd $47,008 12/31/2019
     NOTE 440,956,000$43,680 12/31/2019
     NOTE 33,200,000$3,328 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $37,227 12/31/2019
     NOTE 318,500,000$19,100 12/31/2019
     NOTE 417,000,000$18,127 12/31/2019
Advisors Capital Management LLC1,905,360$35,535 12/31/2019
     ARCC1,905,360$35,535 12/31/2019
Bruni J V & Co. Co.1,896,453$35,369 12/31/2019
     ARCC1,896,453$35,369 12/31/2019
LSV Asset Management1,886,765$35,188 12/31/2019
     ARCC1,886,765$35,188 12/31/2019
Fosun International Ltd $34,364 12/31/2019
     NOTE 330,000,000$31,035 12/31/2019
     ARCC178,707$3,329 12/31/2019
Bank of Montreal Can1,834,673$34,216 12/31/2019
     ARCC1,834,673$34,216 12/31/2019
1832 Asset Management L.P.1,810,123$33,786 12/31/2019
     ARCC1,810,123$33,786 12/31/2019
HighTower Advisors LLC1,703,014$31,751 12/31/2019
     ARCC1,703,014$31,751 12/31/2019
BlackRock Inc. $30,789 12/31/2019
     ARCC1,508,131$28,127 12/31/2019
     NOTE 31,340,000$1,389 12/31/2019
     NOTE 41,200,000$1,273 12/31/2019
Sound Income Strategies LLC1,594,393$29,735 12/31/2019
     ARCC1,594,393$29,735 12/31/2019
Brown Advisory Inc.1,557,736$29,053 12/31/2019
     ARCC1,557,736$29,053 12/31/2019
Credit Suisse AG $28,989 12/31/2019
     NOTE 315,000,000$15,548 12/31/2019
     ARCC784,291$14,627 12/31/2019
     Put177,300$3,307 12/31/2019
     NOTE 41,999,000$2,121 12/31/2019
Skandinaviska Enskilda Banken AB publ 1,518,358$28,317 12/31/2019
     ARCC1,518,358$28,317 12/31/2019
LGT Capital Partners LTD.1,510,000$28,162 12/31/2019
     ARCC1,510,000$28,162 12/31/2019
State Street Corp $27,544 12/31/2019
     NOTE 312,375,000$12,981 12/31/2019
     NOTE 411,875,000$12,840 12/31/2019
     ARCC92,405$1,723 12/31/2019
CNH Partners LLC $26,802 12/31/2019
     NOTE 425,150,000$26,802 12/31/2019
Frontier Investment Mgmt Co.1,366,733$25,490 12/31/2019
     ARCC1,366,733$25,490 12/31/2019
Stifel Financial Corp $25,274 12/31/2019
     ARCC1,353,365$25,262 12/31/2019
     NOTE 312,439$12 12/31/2019
Clearbridge Investments LLC1,283,150$23,944 12/31/2019
     ARCC1,283,150$23,944 12/31/2019
Bank of New York Mellon Corp $23,550 12/31/2019
     ARCC1,150,886$21,464 12/31/2019
     NOTE2,000,000$2,086 12/31/2019
Natixis Advisors L.P.1,262,268$23,541 12/31/2019
     ARCC1,262,268$23,541 12/31/2019
Calamos Advisors LLC $23,095 12/31/2019
     CONVERTIBLE SECURITY21,430,000$22,414 12/31/2019
     ARCC36,500$681 12/31/2019
LPL Financial LLC $22,862 12/31/2019
     ARCC1,224,736$22,841 12/31/2019
     NOTE 420,000$21 12/31/2019
Partners Group Holding AG1,221,481$22,781 12/31/2019
     ARCC1,221,481$22,781 12/31/2019
Income Research & Management $22,011 12/31/2019
     NOTE 321,235,000$22,011 12/31/2019
Jane Street Group LLC1,113,111$20,760 12/31/2019
     ARCC1,113,111$20,760 12/31/2019
McGowan Group Asset Management Inc.1,099,308$20,502 12/31/2019
     ARCC1,099,308$20,502 12/31/2019
Clough Capital Partners L P1,084,839$20,232 12/31/2019
     ARCC1,084,839$20,232 12/31/2019
Invesco Ltd. $20,184 12/31/2019
     NOTE 411,600,000$12,304 12/31/2019
     ARCC422,530$7,880 12/31/2019
NWQ Investment Management Company LLC1,071,865$19,990 12/31/2019
     ARCC1,071,865$19,990 12/31/2019
Millennium Management LLC1,044,832$19,486 12/31/2019
     ARCC1,044,832$19,486 12/31/2019
California Public Employees Retirement System1,016,200$18,952 12/31/2019
     ARCC1,016,200$18,952 12/31/2019
Chartwell Investment Partners LLC952,857$17,771 12/31/2019
     ARCC952,857$17,771 12/31/2019
New South Capital Management Inc.939,061$17,513 12/31/2019
     ARCC939,061$17,513 12/31/2019
Avalon Investment & Advisory852,467$15,899 12/31/2019
     ARCC852,467$15,899 12/31/2019
Nomura Asset Management Co. Ltd.742,859$13,854 12/31/2019
     ARCC742,859$13,854 12/31/2019
Palisade Capital Management LLC NJ $13,476 12/31/2019
     NOTE 37,416,000$7,678 12/31/2019
     ARCC310,869$5,798 12/31/2019
Edgemoor Investment Advisors Inc.720,351$13,435 12/31/2019
     ARCC720,351$13,435 12/31/2019
Goldman Sachs Group Inc.701,393$13,081 12/31/2019
     ARCC701,393$13,081 12/31/2019
Shufro Rose & Co. LLC676,163$12,610 12/31/2019
     ARCC676,163$12,610 12/31/2019
Gilbert & Cook Inc.659,153$12,295 12/31/2019
     ARCC659,153$12,295 12/31/2019
SSI Investment Management LLC $12,014 12/31/2019
     NOTE 37,893,000$8,180 12/31/2019
     NOTE 43,414,000$3,621 12/31/2019
     ARCC11,460$213 12/31/2019
Susquehanna International Group LLP $11,984 12/31/2019
     ARCC715,110$13,337 12/31/2019
     Put601,800$11,224 12/31/2019
     Call529,300$9,871 12/31/2019
Baltimore Washington Financial Advisors Inc.642,175$11,976 12/31/2019
     ARCC642,175$11,976 12/31/2019
Cliffwater LLC629,574$11,742 12/31/2019
     ARCC629,574$11,742 12/31/2019
Capital Advisors Inc. OK619,890$11,561 12/31/2019
     ARCC619,890$11,561 12/31/2019
Two Sigma Advisers LP608,756$11,353 12/31/2019
     ARCC608,756$11,353 12/31/2019
Thrivent Financial for Lutherans $11,319 12/31/2019
     NOTE 34,300,000$4,457 12/31/2019
     NOTE 44,161,000$4,413 12/31/2019
     ARCC131,321$2,449 12/31/2019
Segall Bryant & Hamill LLC587,727$10,962 12/31/2019
     ARCC587,727$10,962 12/31/2019
Mckinley Capital Management LLC Delaware582,201$10,858 12/31/2019
     ARCC582,201$10,858 12/31/2019
Raymond James & Associates $10,527 12/31/2019
     ARCC544,982$10,164 12/31/2019
     NOTE 3350,000$363 12/31/2019
Polar Capital LLP549,050$10,240 12/31/2019
     ARCC549,050$10,240 12/31/2019
Rockefeller Capital Management L.P.532,472$9,931 12/31/2019
     ARCC532,472$9,931 12/31/2019
Punch & Associates Investment Management Inc.520,532$9,708 12/31/2019
     ARCC520,532$9,708 12/31/2019
EWG Elevate Inc.518,269$9,666 12/31/2019
     ARCC518,269$9,666 12/31/2019
Green Square Asset Management LLC491,388$9,164 12/31/2019
     ARCC491,388$9,164 12/31/2019
Loomis Sayles & Co. L P476,311$8,883 12/31/2019
     ARCC476,311$8,883 12/31/2019
Golden Gate Private Equity Inc.450,000$8,386 12/31/2019
     ARCC450,000$8,386 12/31/2019
Citadel Advisors LLC $8,233 12/31/2019
     ARCC347,409$6,479 12/31/2019
     Call256,000$4,774 12/31/2019
     Put217,400$4,055 12/31/2019
     Bond1,000,000$1,035 12/31/2019
Neuberger Berman Group LLC439,552$8,198 12/31/2019
     ARCC439,552$8,198 12/31/2019
Alps Advisors Inc.423,200$7,893 12/31/2019
     ARCC423,200$7,893 12/31/2019
Greenwich Investment Management Inc.421,465$7,860 12/31/2019
     ARCC421,465$7,860 12/31/2019
Wellington Management Group LLP412,345$7,690 12/31/2019
     ARCC412,345$7,690 12/31/2019
Morgan Dempsey Capital Management LLC407,995$7,609 12/31/2019
     ARCC407,995$7,609 12/31/2019
Sargent Investment Group LLC403,093$7,518 12/31/2019
     ARCC403,093$7,518 12/31/2019
Ferox Capital Management LP $7,458 12/31/2019
     NOTE 47,000,000$7,458 12/31/2019
Guggenheim Capital LLC394,988$7,367 12/31/2019
     ARCC394,988$7,367 12/31/2019
Advisor Group Inc. $7,247 12/31/2019
     ARCC387,988$7,237 12/31/2019
     NOTE 310$10 12/31/2019
Gillson Capital LP387,005$7,218 12/31/2019
     ARCC387,005$7,218 12/31/2019
Commonwealth Equity Services LLC384,234$7,165 12/31/2019
     ARCC384,234$7,165 12/31/2019
Truist Financial Corp369,753$6,896 12/31/2019
     ARCC369,753$6,896 12/31/2019
Ares Management LLC364,861$6,805 12/31/2019
     ARCC364,861$6,805 12/31/2019
Mackenzie Financial Corp362,413$6,759 12/31/2019
     ARCC362,413$6,759 12/31/2019
Mackay Shields LLC $6,671 12/31/2019
     NOTE 46,142,000$6,546 12/31/2019
     NOTE 3120,000$125 12/31/2019
Nicola Wealth Management LTD.271,715$6,580 12/31/2019
     ARCC271,715$6,580 12/31/2019
Landscape Capital Management L.L.C.350,161$6,531 12/31/2019
     ARCC350,161$6,531 12/31/2019
Baird Financial Group Inc.339,108$6,324 12/31/2019
     ARCC339,108$6,324 12/31/2019
SlateStone Wealth LLC322,418$6,013 12/31/2019
     ARCC322,418$6,013 12/31/2019
Cambridge Investment Research Advisors Inc.314,254$5,861 12/31/2019
     ARCC314,254$5,861 12/31/2019
BB&T Securities LLC313,331$5,851 09/30/2019
     ARCC313,331$5,851 09/30/2019
Boston Partners312,756$5,833 12/31/2019
     ARCC312,756$5,833 12/31/2019
Chicago Partners Investment Group LLC293,162$5,570 12/31/2019
     ARCC293,162$5,570 12/31/2019
Resource America Inc.294,701$5,496 12/31/2019
     ARCC294,701$5,496 12/31/2019
Financial Advantage Inc.294,085$5,484 12/31/2019
     ARCC294,085$5,484 12/31/2019
Raymond James Financial Services Advisors Inc.292,695$5,459 12/31/2019
     ARCC292,695$5,459 12/31/2019
First Republic Investment Management Inc.291,318$5,433 12/31/2019
     ARCC291,318$5,433 12/31/2019
D L Carlson Investment Group Inc.285,157$5,318 12/31/2019
     ARCC285,157$5,318 12/31/2019
Private Advisor Group LLC274,277$5,115 12/31/2019
     ARCC274,277$5,115 12/31/2019
Delphi Financial Group Inc.270,708$5,049 12/31/2019
     ARCC270,708$5,049 12/31/2019
Ladenburg Thalmann Financial Services Inc. $4,977 12/31/2019
     ARCC263,139$4,921 12/31/2019
     NOTE 354,000$56 12/31/2019
ST Germain D J Co. Inc.261,010$4,868 12/31/2019
     ARCC261,010$4,868 12/31/2019
Fort Washington Investment Advisors Inc. OH257,461$4,802 12/31/2019
     ARCC257,461$4,802 12/31/2019
Sfmg LLC248,396$4,633 12/31/2019
     ARCC248,396$4,633 12/31/2019
State of Tennessee Treasury Department242,200$4,517 12/31/2019
     ARCC242,200$4,517 12/31/2019
Cheyne Capital Management UK LLP $4,438 12/31/2019
     NOTE 34,290,000$4,438 12/31/2019
New England Asset Management Inc.225,900$4,213 12/31/2019
     ARCC225,900$4,213 12/31/2019
Allen Investment Management LLC218,336$4,072 12/31/2019
     ARCC218,336$4,072 12/31/2019
Wedbush Securities Inc. $4,054 12/31/2019
     ARCC133,990$2,499 12/31/2019
     BOND15,000$1,555 12/31/2019
Janney Montgomery Scott LLC213,779$3,987 12/31/2019
     ARCC213,779$3,987 12/31/2019
Blair William & Co. IL213,322$3,978 12/31/2019
     ARCC213,322$3,978 12/31/2019
Anfield Capital Management LLC235,362$3,966 12/31/2019
     ARCC235,362$3,966 12/31/2019
S&T Bank PA211,144$3,937 12/31/2019
     ARCC211,144$3,937 12/31/2019
Advisory Research Inc.209,463$3,906 12/31/2019
     ARCC209,463$3,906 12/31/2019
Cottage Street Advisors LLC205,195$3,827 12/31/2019
     ARCC205,195$3,827 12/31/2019
Venturi Wealth Management LLC204,043$3,805 12/31/2019
     ARCC204,043$3,805 12/31/2019
Allianz Asset Management GmbH202,061$3,768 12/31/2019
     ARCC202,061$3,768 12/31/2019
Putnam Investments LLC $3,731 12/31/2019
     CONV3,600,000$3,731 12/31/2019
Virtus ETF Advisers LLC198,501$3,702 12/31/2019
     ARCC198,501$3,702 12/31/2019
Northern Trust Corp194,594$3,630 12/31/2019
     ARCC194,594$3,630 12/31/2019
Cubic Asset Management LLC194,537$3,628 12/31/2019
     ARCC194,537$3,628 12/31/2019
Domani Wealth LLC194,145$3,621 12/31/2019
     ARCC194,145$3,621 12/31/2019
Baugh & Associates LLC190,062$3,545 12/31/2019
     ARCC190,062$3,545 12/31/2019
Laffer Investments $3,528 12/31/2019
     CONVERTIBLE BOND2,632$2,895 12/31/2019
     ARCC33,921$633 12/31/2019
Northeast Financial Consultants Inc181,481$3,385 12/31/2019
     ARCC181,481$3,385 12/31/2019
Glovista Investments LLC179,641$3,350 12/31/2019
     ARCC179,641$3,350 12/31/2019
Public Employees Retirement System of Ohio175,423$3,272 12/31/2019
     ARCC175,423$3,272 12/31/2019
TCW Group Inc.173,135$3,229 12/31/2019
     ARCC173,135$3,229 12/31/2019
Pinkerton Retirement Specialists LLC166,723$3,109 12/31/2019
     ARCC166,723$3,109 12/31/2019
United Capital Financial Advisers LLC164,830$3,074 12/31/2019
     ARCC164,830$3,074 12/31/2019
Steward Partners Investment Advisory LLC164,675$3,071 12/31/2019
     ARCC164,675$3,071 12/31/2019
CNO Financial Group Inc.160,193$2,985 09/30/2019
     ARCC160,193$2,985 09/30/2019
Global Strategic Management Inc.159,782$2,982 12/31/2019
     ARCC159,782$2,982 12/31/2019
D.A. Davidson & CO.155,080$2,892 12/31/2019
     ARCC155,080$2,892 12/31/2019
Foundations Investment Advisors LLC153,984$2,878 12/31/2019
     ARCC153,984$2,878 12/31/2019
Wellesley Asset Management $2,821 12/31/2019
     42,647$2,821 12/31/2019
Oaktree Capital Management LP $2,802 12/31/2019
     CONVERTIBLE BOND2,630,000$2,802 12/31/2019
Stephens Inc. AR $2,756 12/31/2019
     ARCC145,862$2,720 12/31/2019
     NOTE 434,000$36 12/31/2019
Lee Capital Holdings LLC140,000$2,611 12/31/2019
     ARCC140,000$2,611 12/31/2019
Cullen Frost Bankers Inc.139,509$2,601 12/31/2019
     ARCC139,509$2,601 12/31/2019
Parametric Portfolio Associates LLC139,347$2,599 12/31/2019
     ARCC139,347$2,599 12/31/2019
BBR Partners LLC134,186$2,503 12/31/2019
     ARCC134,186$2,503 12/31/2019
PNC Financial Services Group Inc.132,617$2,474 12/31/2019
     ARCC132,617$2,474 12/31/2019
Envestnet Asset Management Inc.131,516$2,453 12/31/2019
     ARCC131,516$2,453 12/31/2019
DAVENPORT & Co LLC130,533$2,434 12/31/2019
     ARCC130,533$2,434 12/31/2019
Guild Investment Management Inc.129,880$2,422 12/31/2019
     ARCC129,880$2,422 12/31/2019
Fernwood Investment Management LLC128,718$2,401 12/31/2019
     ARCC128,718$2,401 12/31/2019
Beck Capital Management LLC126,059$2,351 12/31/2019
     ARCC126,059$2,351 12/31/2019
Mirador Capital Partners LP121,413$2,264 12/31/2019
     ARCC121,413$2,264 12/31/2019
Cetera Advisors LLC118,160$2,202 12/31/2019
     ARCC118,160$2,202 12/31/2019
Willingdon Wealth Management117,966$2,200 12/31/2019
     ARCC117,966$2,200 12/31/2019
Ieq Capital LLC117,973$2,200 12/31/2019
     ARCC117,973$2,200 12/31/2019
Alberta Investment Management Corp117,200$2,186 12/31/2019
     ARCC117,200$2,186 12/31/2019
Sigma Planning Corp115,186$2,148 12/31/2019
     ARCC115,186$2,148 12/31/2019
CIBC Private Wealth Group LLC114,505$2,136 12/31/2019
     ARCC114,505$2,136 12/31/2019
Perennial Advisors LLC114,092$2,128 12/31/2019
     ARCC114,092$2,128 12/31/2019
M&T Bank Corp113,621$2,119 12/31/2019
     ARCC113,621$2,119 12/31/2019
BNP Paribas Arbitrage SA $2,110 12/31/2019
     BOND1,744,000$1,806 12/31/2019
     ARCC16,280$304 12/31/2019
Cornerstone Capital Inc.112,654$2,101 12/31/2019
     ARCC112,654$2,101 12/31/2019
Atlantic Union Bankshares Corp112,312$2,094 12/31/2019
     ARCC112,312$2,094 12/31/2019
Ancora Advisors LLC110,960$2,069 12/31/2019
     ARCC110,960$2,069 12/31/2019
SeaBridge Investment Advisors LLC109,300$2,038 12/31/2019
     ARCC109,300$2,038 12/31/2019
Centaurus Financial Inc. $2,006 12/31/2019
     ARCC104,692$1,953 12/31/2019
     NOTE 450,000$53 12/31/2019
Kayne Anderson Capital Advisors LP107,168$1,998 12/31/2019
     ARCC107,168$1,998 12/31/2019
Westbourne Investment Advisors Inc.107,026$1,996 12/31/2019
     ARCC107,026$1,996 12/31/2019
Pekin Hardy Strauss Inc.104,860$1,956 12/31/2019
     ARCC104,860$1,956 12/31/2019
SHANDA ASSET MANAGEMENT HOLDINGS Ltd103,030$1,922 12/31/2019
     ARCC103,030$1,922 12/31/2019
Claybrook Capital LLC97,400$1,856 12/31/2019
     ARCC97,400$1,856 12/31/2019
Susquehanna Fundamental Investments LLC99,000$1,846 12/31/2019
     ARCC99,000$1,846 12/31/2019
Independent Advisor Alliance96,033$1,791 12/31/2019
     ARCC96,033$1,791 12/31/2019
Oxford Asset Management LLP95,742$1,786 12/31/2019
     ARCC95,742$1,786 12/31/2019
Balyasny Asset Management LLC94,542$1,763 12/31/2019
     ARCC94,542$1,763 12/31/2019
First Allied Advisory Services Inc.94,169$1,758 12/31/2019
     ARCC94,169$1,758 12/31/2019
Cozad Asset Management Inc.91,855$1,713 12/31/2019
     ARCC91,855$1,713 12/31/2019
Telemus Capital LLC91,521$1,707 12/31/2019
     ARCC91,521$1,707 12/31/2019
Paradigm Financial Partners LLC89,909$1,677 12/31/2019
     ARCC89,909$1,677 12/31/2019
Providence Capital Advisors LLC89,392$1,667 12/31/2019
     ARCC89,392$1,667 12/31/2019
Creative Planning89,185$1,663 12/31/2019
     ARCC89,185$1,663 12/31/2019
Great West Life Assurance Co. Can89,035$1,649 12/31/2019
     ARCC89,035$1,649 12/31/2019
Bridgewater Associates LP88,271$1,646 12/31/2019
     ARCC88,271$1,646 12/31/2019
Elevated Capital Advisors LLC87,374$1,630 12/31/2019
     ARCC87,374$1,630 12/31/2019
Rafferty Asset Management LLC87,353$1,629 12/31/2019
     ARCC87,353$1,629 12/31/2019
Joel Isaacson & Co. LLC86,483$1,613 12/31/2019
     ARCC86,483$1,613 12/31/2019
Schonfeld Strategic Advisors LLC85,800$1,601 12/31/2019
     ARCC85,800$1,601 12/31/2019
Wambolt & Associates LLC85,582$1,596 12/31/2019
     ARCC85,582$1,596 12/31/2019
Stratos Wealth Partners LTD.85,079$1,587 12/31/2019
     ARCC85,079$1,587 12/31/2019
Jag Capital Management LLC84,212$1,571 12/31/2019
     ARCC84,212$1,571 12/31/2019
Sequoia Financial Advisors LLC84,117$1,569 12/31/2019
     ARCC84,117$1,569 12/31/2019
Stonebridge Financial Planning Group LLC83,880$1,564 12/31/2019
     ARCC83,880$1,564 12/31/2019
Bramshill Investments LLC83,087$1,550 12/31/2019
     ARCC83,087$1,550 12/31/2019
Duncker Streett & Co. Inc.79,783$1,488 12/31/2019
     ARCC79,783$1,488 12/31/2019
Delphi Management Inc. MA79,132$1,475 09/30/2019
     ARCC79,132$1,475 09/30/2019
Camelot Portfolios LLC78,241$1,459 12/31/2019
     ARCC78,241$1,459 12/31/2019
Edmond DE Rothschild Holding S.A. $1,441 12/31/2019
     NOTE 41,350,000$1,441 12/31/2019
Sculati Wealth Management LLC77,160$1,439 12/31/2019
     ARCC77,160$1,439 12/31/2019
Aperio Group LLC76,920$1,435 12/31/2019
     ARCC76,920$1,435 12/31/2019
Monument Capital Management76,029$1,418 12/31/2019
     ARCC76,029$1,418 12/31/2019
WealthPLAN Partners LLC73,888$1,403 12/31/2019
     ARCC73,888$1,403 12/31/2019
B. Riley Wealth Management Inc.73,333$1,368 12/31/2019
     ARCC73,333$1,368 12/31/2019
US Bancorp DE72,998$1,362 12/31/2019
     ARCC72,998$1,362 12/31/2019
Sunbelt Securities Inc.73,083$1,347 12/31/2019
     ARCC73,083$1,347 12/31/2019
Quantitative Investment Management LLC71,804$1,339 12/31/2019
     ARCC71,804$1,339 12/31/2019
Alken Asset Management Ltd. $1,335 12/31/2019
     US DOMESTIC1,250,000$1,335 12/31/2019
Texas Yale Capital Corp.69,925$1,304 12/31/2019
     ARCC69,925$1,304 12/31/2019
Naples Global Advisors LLC68,140$1,271 12/31/2019
     ARCC68,140$1,271 12/31/2019
Arlington Capital Management Inc.67,945$1,267 12/31/2019
     ARCC67,945$1,267 12/31/2019
Macquarie Group Ltd. $1,243 12/31/2019
     ARCC66,600$1,242 12/31/2019
     NOTE 34,290,000$1 12/31/2019
V Wealth Advisors LLC66,326$1,236 12/31/2019
     ARCC66,326$1,236 12/31/2019
Baker Avenue Asset Management LP66,011$1,231 12/31/2019
     ARCC66,011$1,231 12/31/2019
20 20 Capital Management Inc.63,984$1,223 12/31/2019
     ARCC63,984$1,223 12/31/2019
Park Avenue Securities LLC64,682$1,206 12/31/2019
     ARCC64,682$1,206 12/31/2019
Sheaff Brock Investment Advisors LLC63,273$1,180 12/31/2019
     ARCC63,273$1,180 12/31/2019
Ahrens Investment Partners LLC62,450$1,165 12/31/2019
     ARCC62,450$1,165 12/31/2019
Selway Asset Management62,000$1,156 12/31/2019
     ARCC62,000$1,156 12/31/2019
Eagle Global Advisors LLC61,480$1,147 12/31/2019
     ARCC61,480$1,147 12/31/2019
Oppenheimer & Co. Inc.60,713$1,132 12/31/2019
     ARCC60,713$1,132 12/31/2019
Two Sigma Investments LP $1,125 12/31/2019
     ARCC74,029$1,381 12/31/2019
     Put13,700$256 12/31/2019
Adaptive Financial Consulting LLC60,156$1,122 12/31/2019
     ARCC60,156$1,122 12/31/2019
Price T Rowe Associates Inc. MD60,000$1,119 12/31/2019
     ARCC60,000$1,119 12/31/2019
AE Wealth Management LLC $1,118 12/31/2019
     ARCC57,694$1,076 12/31/2019
     NOTE 440,000$42 12/31/2019
Paradigm Asset Management Co. LLC59,444$1,109 12/31/2019
     ARCC59,444$1,109 12/31/2019
Kohlberg Kravis Roberts & Co. L.P.58,000$1,082 12/31/2019
     ARCC58,000$1,082 12/31/2019
Standard Life Aberdeen plc57,800$1,078 12/31/2019
     ARCC57,800$1,078 12/31/2019
Lantz Financial LLC57,795$1,078 12/31/2019
     ARCC57,795$1,078 12/31/2019
Keybank National Association OH57,055$1,064 12/31/2019
     ARCC57,055$1,064 12/31/2019
Cutter & CO Brokerage Inc.56,575$1,055 12/31/2019
     ARCC56,575$1,055 12/31/2019
Banque Cantonale Vaudoise55,903$1,043 12/31/2019
     ARCC55,903$1,043 12/31/2019
IHT Wealth Management LLC54,776$1,022 12/31/2019
     ARCC54,776$1,022 12/31/2019
Douglass Winthrop Advisors LLC54,500$1,016 12/31/2019
     ARCC54,500$1,016 12/31/2019
Ipswich Investment Management Co. Inc.53,667$1,001 12/31/2019
     ARCC53,667$1,001 12/31/2019
Patton Albertson Miller Group LLC53,135$991 12/31/2019
     ARCC53,135$991 12/31/2019
Connor Clark & Lunn Investment Management Ltd.53,000$988 12/31/2019
     ARCC53,000$988 12/31/2019
Barnett & Company Inc.52,927$987 12/31/2019
     ARCC52,927$987 12/31/2019
CIBC World Markets Inc.52,784$984 12/31/2019
     ARCC52,784$984 12/31/2019
Regentatlantic Capital LLC52,310$976 12/31/2019
     ARCC52,310$976 12/31/2019
Taylor Frigon Capital Management LLC51,985$970 12/31/2019
     ARCC51,985$970 12/31/2019
Comerica Bank50,256$956 12/31/2019
     ARCC50,256$956 12/31/2019
Nwam LLC51,265$956 12/31/2019
     ARCC51,265$956 12/31/2019
Chesley Taft & Associates LLC50,800$947 12/31/2019
     ARCC50,800$947 12/31/2019
Cetera Advisor Networks LLC50,119$938 12/31/2019
     ARCC50,119$938 12/31/2019
Rothschild Investment Corp IL49,915$931 12/31/2019
     ARCC49,915$931 12/31/2019
Two Sigma Securities LLC $929 12/31/2019
     Call120,600$2,249 12/31/2019
     Put70,800$1,320 12/31/2019
Advisory Services Network LLC $925 12/31/2019
     ARCC48,235$900 12/31/2019
     Convertible24,000$25 12/31/2019
PFG Advisors49,127$920 12/31/2019
     ARCC49,127$920 12/31/2019
WESPAC Advisors LLC48,221$899 12/31/2019
     ARCC48,221$899 12/31/2019
MML Investors Services LLC48,009$895 12/31/2019
     ARCC48,009$895 12/31/2019
American Asset Management Inc.47,661$889 12/31/2019
     ARCC47,661$889 12/31/2019
PL Capital Advisors LLC47,600$888 12/31/2019
     ARCC47,600$888 12/31/2019
Ayrshire Capital Management LLC47,536$887 12/31/2019
     ARCC47,536$887 12/31/2019
Freestone Capital Holdings LLC47,410$884 12/31/2019
     ARCC47,410$884 12/31/2019
Sawtooth Solutions LLC47,022$877 12/31/2019
     ARCC47,022$877 12/31/2019
Alliancebernstein L.P.46,449$866 12/31/2019
     ARCC46,449$866 12/31/2019
Cpwm LLC46,081$859 12/31/2019
     ARCC46,081$859 12/31/2019
Belpointe Asset Management LLC45,498$848 12/31/2019
     ARCC45,498$848 12/31/2019
Lombard Odier Asset Management Switzerland SA $847 12/31/2019
     NOTE 4794,000$847 12/31/2019
Shelton Capital Management45,261$844 12/31/2019
     ARCC45,261$844 12/31/2019
Lighthouse Financial Advisors Inc.45,035$839 12/31/2019
     ARCC45,035$839 12/31/2019
Atria Investments LLC44,108$823 12/31/2019
     ARCC44,108$823 12/31/2019
Colony Group LLC43,543$812 12/31/2019
     ARCC43,543$812 12/31/2019
Bank OZK42,125$786 12/31/2019
     ARCC42,125$786 12/31/2019
Omnia Family Wealth LLC41,050$766 12/31/2019
     ARCC41,050$766 12/31/2019
IPG Investment Advisors LLC40,492$755 12/31/2019
     ARCC40,492$755 12/31/2019
Canton Hathaway LLC40,324$752 12/31/2019
     ARCC40,324$752 12/31/2019
RFG Advisory LLC39,079$729 12/31/2019
     ARCC39,079$729 12/31/2019
Wetherby Asset Management Inc.38,155$712 12/31/2019
     ARCC38,155$712 12/31/2019
Marshall Wace LLP38,129$711 12/31/2019
     ARCC38,129$711 12/31/2019
Kavar Capital Partners LLC38,150$711 12/31/2019
     ARCC38,150$711 12/31/2019
ETF Managers Group LLC37,859$703 12/31/2019
     ARCC37,859$703 12/31/2019
Steelhead Partners LLC $694 12/31/2019
     NOTE 4650,000$694 12/31/2019
Capital Investment Advisors LLC36,912$688 12/31/2019
     ARCC36,912$688 12/31/2019
Whitener Capital Management Inc.36,713$684 12/31/2019
     ARCC36,713$684 12/31/2019
BW Gestao de Investimentos Ltda.36,510$681 12/31/2019
     ARCC36,510$681 12/31/2019
P.A.W. Capital Corp36,000$671 12/31/2019
     ARCC36,000$671 12/31/2019
DNB Asset Management AS35,945$670 12/31/2019
     ARCC35,945$670 12/31/2019
Townsquare Capital LLC35,878$667 09/30/2019
     ARCC35,878$667 09/30/2019
Wilbanks Smith & Thomas Asset Management LLC35,729$666 12/31/2019
     ARCC35,729$666 12/31/2019
FMR LLC35,358$659 12/31/2019
     ARCC35,358$659 12/31/2019
grace capital34,800$649 12/31/2019
     ARCC34,800$649 12/31/2019
Roosevelt Investment Group Inc.34,602$645 12/31/2019
     ARCC34,602$645 12/31/2019
Koshinski Asset Management Inc.33,940$630 12/31/2019
     ARCC33,940$630 12/31/2019
Suntrust Banks Inc.33,400$622 09/30/2019
     ARCC33,400$622 09/30/2019
Truvestments Capital LLC33,097$617 12/31/2019
     ARCC33,097$617 12/31/2019
Front Barnett Associates LLC32,464$605 12/31/2019
     ARCC32,464$605 12/31/2019
Moody National Bank Trust Division32,400$604 12/31/2019
     ARCC32,400$604 12/31/2019
MBM Wealth Consultants LLC32,308$603 12/31/2019
     ARCC32,308$603 12/31/2019
Mariner LLC31,793$593 12/31/2019
     ARCC31,793$593 12/31/2019
AllSquare Wealth Management LLC31,304$584 12/31/2019
     ARCC31,304$584 12/31/2019
Group One Trading L.P. $578 12/31/2019
     Call139,400$2,600 12/31/2019
     Put108,400$2,022 12/31/2019
Dean Capital Investments Management LLC30,582$570 12/31/2019
     ARCC30,582$570 12/31/2019
Cetera Investment Advisers30,315$566 12/31/2019
     ARCC30,315$566 12/31/2019
Hsbc Holdings PLC30,152$562 12/31/2019
     ARCC30,152$562 12/31/2019
Quantamental Technologies LLC30,125$562 12/31/2019
     ARCC30,125$562 12/31/2019
Pearl River Capital LLC30,125$562 12/31/2019
     ARCC30,125$562 12/31/2019
Essex Financial Services Inc.30,075$561 12/31/2019
     ARCC30,075$561 12/31/2019
Northern Right Capital Management L.P.30,000$560 12/31/2019
     ARCC30,000$560 12/31/2019
Prospera Financial Services Inc29,622$552 12/31/2019
     ARCC29,622$552 12/31/2019
Proequities Inc. $545 12/31/2019
     ARCC29,232$545 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
     NOTE 30$0 12/31/2019
     NOTE 40$0 12/31/2019
     NOTE 40$0 12/31/2019
Dfpg Investments LLC28,733$542 12/31/2019
     ARCC28,733$542 12/31/2019
Pitcairn Co.28,967$540 12/31/2019
     ARCC28,967$540 12/31/2019
BCJ Capital Management LLC28,720$536 12/31/2019
     ARCC28,720$536 12/31/2019
RDA Financial Network27,928$529 12/31/2019
     ARCC27,928$529 12/31/2019
Sowell Financial Services LLC26,689$498 12/31/2019
     ARCC26,689$498 12/31/2019
GWM Advisors LLC26,512$494 12/31/2019
     ARCC26,512$494 12/31/2019
Ausdal Financial Partners Inc.26,023$493 12/31/2019
     ARCC26,023$493 12/31/2019
Mycio Wealth Partners LLC26,250$490 12/31/2019
     ARCC26,250$490 12/31/2019
Wealthsource Partners LLC26,055$486 12/31/2019
     ARCC26,055$486 12/31/2019
SWS Partners26,495$486 09/30/2019
     ARCC26,495$486 09/30/2019
Caxton Associates LP25,943$484 12/31/2019
     ARCC25,943$484 12/31/2019
Weybosset Research & Management LLC25,147$469 12/31/2019
     ARCC25,147$469 12/31/2019
Perennial Investment Advisors LLC25,154$469 12/31/2019
     ARCC25,154$469 12/31/2019
Boston Private Wealth LLC25,000$466 12/31/2019
     ARCC25,000$466 12/31/2019
Pinnacle Financial Partners Inc.24,637$459 12/31/2019
     ARCC24,637$459 12/31/2019
Merriman Wealth Management LLC24,519$457 12/31/2019
     ARCC24,519$457 12/31/2019
Insight Wealth Strategies LLC24,434$456 12/31/2019
     ARCC24,434$456 12/31/2019
Prelude Capital Management LLC23,900$446 12/31/2019
     ARCC23,900$446 12/31/2019
Arete Wealth Advisors LLC23,811$444 12/31/2019
     ARCC23,811$444 12/31/2019
Putnam FL Investment Management Co.23,376$436 12/31/2019
     ARCC23,376$436 12/31/2019
Aurora Private Wealth Inc.23,387$436 12/31/2019
     ARCC23,387$436 12/31/2019
Moors & Cabot Inc.22,927$427 12/31/2019
     ARCC22,927$427 12/31/2019
Summit X LLC22,615$421 12/31/2019
     ARCC22,615$421 12/31/2019
Avantax Advisory Services Inc.22,317$417 12/31/2019
     ARCC22,317$417 12/31/2019
Mirae Asset Global Investments Co. Ltd.21,836$407 12/31/2019
     ARCC21,836$407 12/31/2019
Optimum Investment Advisors21,752$406 12/31/2019
     ARCC21,752$406 12/31/2019
Whittier Trust Co.21,657$404 12/31/2019
     ARCC21,657$404 12/31/2019
CWS Financial Advisors LLC21,644$404 12/31/2019
     ARCC21,644$404 12/31/2019
Crow Point Partners LLC21,520$399 12/31/2019
     ARCC21,520$399 12/31/2019
Parcion Private Wealth LLC20,982$391 12/31/2019
     ARCC20,982$391 12/31/2019
Bard Associates Inc.20,665$385 12/31/2019
     ARCC20,665$385 12/31/2019
Claraphi Advisory Network LLC20,589$384 12/31/2019
     ARCC20,589$384 12/31/2019
Kingsview Wealth Management LLC20,447$381 12/31/2019
     ARCC20,447$381 12/31/2019
Burke & Herbert Bank & Trust Co.19,999$373 12/31/2019
     ARCC19,999$373 12/31/2019
Private Trust Co. NA20,018$373 12/31/2019
     ARCC20,018$373 12/31/2019
Selective Wealth Management Inc.19,787$369 12/31/2019
     ARCC19,787$369 12/31/2019
Rhumbline Advisers19,523$364 12/31/2019
     ARCC19,523$364 12/31/2019
Mountain Pacific Investment Advisers Inc. ID19,300$360 12/31/2019
     ARCC19,300$360 12/31/2019
HBK Sorce Advisory LLC19,255$359 12/31/2019
     ARCC19,255$359 12/31/2019
Segment Wealth Management LLC19,261$359 12/31/2019
     ARCC19,261$359 12/31/2019
Ensign Peak Advisors Inc19,121$357 12/31/2019
     ARCC19,121$357 12/31/2019
BlueCrest Capital Management Ltd18,997$354 12/31/2019
     ARCC18,997$354 12/31/2019
Stelac Advisory Services LLC18,938$353 12/31/2019
     ARCC18,938$353 12/31/2019
Western Wealth Management LLC18,918$353 12/31/2019
     ARCC18,918$353 12/31/2019
Heritage Wealth Advisors18,824$351 12/31/2019
     ARCC18,824$351 12/31/2019
Legacy Wealth Partners Inc.18,272$348 12/31/2019
     ARCC18,272$348 12/31/2019
Resources Investment Advisors LLC.18,518$345 12/31/2019
     ARCC18,518$345 12/31/2019
Barclays PLC $343 12/31/2019
     Put32,900$614 12/31/2019
     BOND525,000$560 12/31/2019
     Call14,700$274 12/31/2019
     ARCC6,577$123 12/31/2019
Voya Financial Advisors Inc.18,326$340 12/31/2019
     ARCC18,326$340 12/31/2019
Evanson Asset Management LLC18,235$340 12/31/2019
     ARCC18,235$340 12/31/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors17,472$335 12/31/2019
     ARCC17,472$335 12/31/2019
LVW Advisors LLC17,899$334 12/31/2019
     ARCC17,899$334 12/31/2019
Kore Private Wealth LLC17,761$331 12/31/2019
     ARCC17,761$331 12/31/2019
National Asset Management Inc.17,152$321 12/31/2019
     ARCC17,152$321 12/31/2019
Walter & Keenan Financial Consulting Co. MI ADV17,000$317 12/31/2019
     ARCC17,000$317 12/31/2019
Doyle Wealth Management17,016$317 12/31/2019
     ARCC17,016$317 12/31/2019
IFP Advisors Inc16,805$314 12/31/2019
     ARCC16,805$314 12/31/2019
Paragon Capital Management Ltd16,795$313 12/31/2019
     ARCC16,795$313 12/31/2019
KC Investment Advisors LLC16,740$312 12/31/2019
     ARCC16,740$312 12/31/2019
Laidlaw Wealth Management LLC16,681$311 12/31/2019
     ARCC16,681$311 12/31/2019
CIBC Asset Management Inc16,362$305 12/31/2019
     ARCC16,362$305 12/31/2019
Coastal Investment Advisors Inc. $303 12/31/2019
     ARCC14,765$276 12/31/2019
     NOTE 425,000$27 12/31/2019
American National Insurance Co.16,200$302 12/31/2019
     ARCC16,200$302 12/31/2019
American National Registered Investment Advisor Inc.16,200$302 12/31/2019
     ARCC16,200$302 12/31/2019
Dynamic Technology Lab Private Ltd16,090$300 12/31/2019
     ARCC16,090$300 12/31/2019
Magnus Financial Group LLC15,838$295 12/31/2019
     ARCC15,838$295 12/31/2019
SeaCrest Wealth Management LLC15,728$293 12/31/2019
     ARCC15,728$293 12/31/2019
Community Capital Management Inc.15,200$283 12/31/2019
     ARCC15,200$283 12/31/2019
Sterling Investment Advisors Ltd.14,962$279 12/31/2019
     ARCC14,962$279 12/31/2019
Lido Advisors LLC14,656$273 12/31/2019
     ARCC14,656$273 12/31/2019
Coastal Bridge Advisors LLC14,643$273 12/31/2019
     ARCC14,643$273 12/31/2019
Fifth Third Bancorp $271 12/31/2019
     NOTE 42,000$212 12/31/2019
     ARCC3,146$59 12/31/2019
Miracle Mile Advisors LLC14,269$266 12/31/2019
     ARCC14,269$266 12/31/2019
Round Table Services LLC14,224$265 12/31/2019
     ARCC14,224$265 12/31/2019
Wintrust Investments LLC13,799$257 12/31/2019
     ARCC13,799$257 12/31/2019
Calton & Associates Inc.13,687$255 12/31/2019
     ARCC13,687$255 12/31/2019
Optas LLC13,237$247 12/31/2019
     ARCC13,237$247 12/31/2019
Blueshift Asset Management LLC13,013$243 12/31/2019
     ARCC13,013$243 12/31/2019
Wealth Alliance Advisory Group LLC13,042$243 12/31/2019
     ARCC13,042$243 12/31/2019
M&R Capital Management Inc.12,900$240 12/31/2019
     ARCC12,900$240 12/31/2019
Regions Financial Corp12,844$239 12/31/2019
     ARCC12,844$239 12/31/2019
Alpha Omega Wealth Management LLC12,757$238 12/31/2019
     ARCC12,757$238 12/31/2019
Mutual Advisors LLC12,731$237 12/31/2019
     ARCC12,731$237 12/31/2019
XML Financial LLC12,705$237 12/31/2019
     ARCC12,705$237 12/31/2019
Hudson Capital Management LLC12,500$233 12/31/2019
     ARCC12,500$233 12/31/2019
Csenge Advisory Group12,458$232 12/31/2019
     ARCC12,458$232 12/31/2019
Strategic Wealth Advisors Group LLC12,411$231 12/31/2019
     ARCC12,411$231 12/31/2019
Raymond James Trust N.A.12,029$224 12/31/2019
     ARCC12,029$224 12/31/2019
Vista Investment Management12,000$224 12/31/2019
     ARCC12,000$224 12/31/2019
StrategIQ Financial Group LLC11,947$223 12/31/2019
     ARCC11,947$223 12/31/2019
Wiley BROS. Aintree Capital LLC11,895$222 12/31/2019
     ARCC11,895$222 12/31/2019
M Holdings Securities Inc.11,632$217 12/31/2019
     ARCC11,632$217 12/31/2019
Quad Cities Investment Group LLC11,750$217 12/31/2019
     ARCC11,750$217 12/31/2019
BLB&B Advisors LLC11,500$214 12/31/2019
     ARCC11,500$214 12/31/2019
Baker Ellis Asset Management LLC11,400$213 12/31/2019
     ARCC11,400$213 12/31/2019
Mid Atlantic Financial Management Inc. ADV11,385$212 12/31/2019
     ARCC11,385$212 12/31/2019
Winslow Evans & Crocker Inc.11,118$208 12/31/2019
     ARCC11,118$208 12/31/2019
Bessemer Group Inc.11,000$205 12/31/2019
     ARCC11,000$205 12/31/2019
The Manufacturers Life Insurance Company 10,757$201 12/31/2019
     ARCC10,757$201 12/31/2019
Cornerstone Advisory LLC10,740$200 12/31/2019
     ARCC10,740$200 12/31/2019
Campbell Wealth Management10,735$200 12/31/2019
     ARCC10,735$200 12/31/2019
Honkamp Krueger Financial Services Inc.10,692$199 12/31/2019
     ARCC10,692$199 12/31/2019
Prudential Financial Inc.10,656$199 12/31/2019
     ARCC10,656$199 12/31/2019
FCG Advisors LLC10,591$198 12/31/2019
     ARCC10,591$198 12/31/2019
Cowen Prime Services LLC10,600$198 12/31/2019
     ARCC10,600$198 12/31/2019
Hyman Charles D10,510$196 12/31/2019
     ARCC10,510$196 12/31/2019
SMH Capital Advisors Inc.10,326$193 12/31/2019
     ARCC10,326$193 12/31/2019
Public Sector Pension Investment Board10,333$193 12/31/2019
     ARCC10,333$193 12/31/2019
Catalyst Capital Advisors LLC10,326$193 12/31/2019
     ARCC10,326$193 12/31/2019
Cypress Capital Management LLC WY 10,000$187 12/31/2019
     ARCC10,000$187 12/31/2019
Strategic Family Wealth Counselors L.L.C.10,000$187 12/31/2019
     ARCC10,000$187 12/31/2019
Wealthstar Advisors LLC10,000$186 12/31/2019
     ARCC10,000$186 12/31/2019
SG Americas Securities LLC9,560$178 12/31/2019
     ARCC9,560$178 12/31/2019
Quantbot Technologies LP9,300$173 12/31/2019
     ARCC9,300$173 12/31/2019
Trust Co. of Vermont9,201$172 12/31/2019
     ARCC9,201$172 12/31/2019
Parallel Advisors LLC9,196$172 12/31/2019
     ARCC9,196$172 12/31/2019
Wolverine Asset Management LLC8,968$167 12/31/2019
     ARCC8,968$167 12/31/2019
NewSquare Capital LLC8,945$167 12/31/2019
     ARCC8,945$167 12/31/2019
Orion Portfolio Solutions LLC8,899$166 12/31/2019
     ARCC8,899$166 12/31/2019
Synovus Financial Corp8,715$162 12/31/2019
     ARCC8,715$162 12/31/2019
West Oak Capital LLC8,148$152 12/31/2019
     ARCC8,148$152 12/31/2019
Asset Dedication LLC8,000$149 12/31/2019
     ARCC8,000$149 12/31/2019
Meridian Wealth Partners LLC7,584$141 12/31/2019
     ARCC7,584$141 12/31/2019
Glenmede Trust Co. NA7,343$136 12/31/2019
     ARCC7,343$136 12/31/2019
Salem Investment Counselors Inc.7,300$136 12/31/2019
     ARCC7,300$136 12/31/2019
Benjamin F. Edwards & Company Inc.7,096$132 12/31/2019
     ARCC7,096$132 12/31/2019
Total Clarity Wealth Management Inc.6,920$129 12/31/2019
     ARCC6,920$129 12/31/2019
HM Payson & Co.6,361$119 12/31/2019
     ARCC6,361$119 12/31/2019
Baldwin Brothers Inc. MA6,000$112 12/31/2019
     ARCC6,000$112 12/31/2019
Northern Oak Wealth Management Inc.6,000$112 12/31/2019
     ARCC6,000$112 12/31/2019
NEXT Financial Group Inc5,960$111 12/31/2019
     ARCC5,960$111 12/31/2019
BerganKDV Wealth Management LLC5,725$107 12/31/2019
     ARCC5,725$107 12/31/2019
Carroll Financial Associates Inc.5,654$105 12/31/2019
     ARCC5,654$105 12/31/2019
Whittier Trust Co. of Nevada Inc.5,347$100 12/31/2019
     ARCC5,347$100 12/31/2019
Advisory Alpha LLC5,318$100 12/31/2019
     ARCC5,318$100 12/31/2019
Hudock Capital Group LLC4,900$91 12/31/2019
     ARCC4,900$91 12/31/2019
Arkadios Wealth Advisors4,443$85 12/31/2019
     ARCC4,443$85 12/31/2019
First Mercantile Trust Co.4,360$81 12/31/2019
     ARCC4,360$81 12/31/2019
Oppenheimer Asset Management Inc.4,032$75 12/31/2019
     ARCC4,032$75 12/31/2019
Chevy Chase Trust Holdings Inc.3,378$63 12/31/2019
     ARCC3,378$63 12/31/2019
Verus Capital Partners LLC3,128$58 12/31/2019
     ARCC3,128$58 12/31/2019
Covington Capital Management3,000$56 12/31/2019
     ARCC3,000$56 12/31/2019
Bellevue Asset Management LLC2,995$56 12/31/2019
     ARCC2,995$56 12/31/2019
Horizon Bancorp Inc. IN2,894$54 12/31/2019
     ARCC2,894$54 12/31/2019
Avondale Wealth Management2,745$51 12/31/2019
     ARCC2,745$51 12/31/2019
Brown Brothers Harriman & Co.2,670$50 12/31/2019
     ARCC2,670$50 12/31/2019
Lindbrook Capital LLC2,698$50 12/31/2019
     ARCC2,698$50 12/31/2019
Lenox Wealth Management Inc.2,500$47 12/31/2019
     ARCC2,500$47 12/31/2019
Flagship Harbor Advisors LLC2,440$46 12/31/2019
     ARCC2,440$46 12/31/2019
Webster Bank N. A.2,372$45 12/31/2019
     ARCC2,372$45 12/31/2019
Howard Financial Services LTD. $45 12/31/2019
     NOTE 343,000$45 12/31/2019
Lenox Wealth Advisors LLC2,024$38 12/31/2019
     ARCC2,024$38 12/31/2019
Bogart Wealth LLC1,892$35 12/31/2019
     ARCC1,892$35 12/31/2019
Weaver Consulting Group1,878$35 12/31/2019
     ARCC1,878$35 12/31/2019
Estabrook Capital Management1,770$33 12/31/2019
     ARCC1,770$33 12/31/2019
Valeo Financial Advisors LLC1,726$32 12/31/2019
     ARCC1,726$32 12/31/2019
Taylor Hoffman Wealth Management1,663$31 12/31/2019
     ARCC1,663$31 12/31/2019
Sonora Investment Management LLC1,587$30 12/31/2019
     ARCC1,587$30 12/31/2019
Gradient Investments LLC1,350$25 12/31/2019
     ARCC1,350$25 12/31/2019
Certified Advisory Corp1,265$24 12/31/2019
     ARCC1,265$24 12/31/2019
Global Retirement Partners LLC1,268$24 12/31/2019
     ARCC1,268$24 12/31/2019
Manchester Financial Inc.1,200$22 12/31/2019
     ARCC1,200$22 12/31/2019
Financial Architects Inc1,160$22 12/31/2019
     ARCC1,160$22 12/31/2019
Barrett Asset Management LLC1,100$21 12/31/2019
     ARCC1,100$21 12/31/2019
Pinnacle Bank1,100$21 12/31/2019
     ARCC1,100$21 12/31/2019
Founders Capital Management1,110$21 12/31/2019
     ARCC1,110$21 12/31/2019
Jacobi Capital Management LLC1,056$20 12/31/2019
     ARCC1,056$20 12/31/2019
Financial Management Professionals Inc.1,027$19 12/31/2019
     ARCC1,027$19 12/31/2019
Sofos Investments Inc.144$19 12/31/2019
     ARCC144$19 12/31/2019
Samalin Investment Counsel LLC1,000$18 12/31/2019
     ARCC1,000$18 12/31/2019
Arcadia Investment Management Corp MI900$17 12/31/2019
     ARCC900$17 12/31/2019
FTB Advisors Inc.940$17 12/31/2019
     ARCC940$17 12/31/2019
Patriot Financial Group Insurance Agency LLC900$17 12/31/2019
     ARCC900$17 12/31/2019
Highlander Capital Management LLC884$16 12/31/2019
     ARCC884$16 12/31/2019
Princeton Global Asset Management LLC869$16 12/31/2019
     ARCC869$16 12/31/2019
ERTS Wealth Advisors LLC1,010$16 12/31/2019
     ARCC1,010$16 12/31/2019
Cutler Group LP $15 12/31/2019
     ARCC821$15 12/31/2019
     Put1,900$0 12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC810$15 12/31/2019
     ARCC810$15 12/31/2019
Lazard Asset Management LLC760$14 12/31/2019
     ARCC760$14 12/31/2019
Endurance Wealth Management Inc.750$14 12/31/2019
     ARCC750$14 12/31/2019
Global Wealth Management Investment Advisory Inc.754$14 12/31/2019
     ARCC754$14 12/31/2019
Peoples Financial Services CORP.682$13 12/31/2019
     ARCC682$13 12/31/2019
Perkins Coie Trust Co676$13 12/31/2019
     ARCC676$13 12/31/2019
McIlrath & Eck LLC674$13 12/31/2019
     ARCC674$13 12/31/2019
Atwood & Palmer Inc.643$12 12/31/2019
     ARCC643$12 12/31/2019
Signaturefd LLC622$12 12/31/2019
     ARCC622$12 12/31/2019
Kistler Tiffany Companies LLC580$11 12/31/2019
     ARCC580$11 12/31/2019
TRUE Private Wealth Advisors614$11 12/31/2019
     ARCC614$11 12/31/2019
First Manhattan Co.523$9 12/31/2019
     ARCC523$9 12/31/2019
Edge Wealth Management LLC464$9 12/31/2019
     ARCC464$9 12/31/2019
Howard Wealth Management LLC500$9 12/31/2019
     ARCC500$9 12/31/2019
S.A. Mason LLC492$9 12/31/2019
     ARCC492$9 12/31/2019
Investors Research Corp435$8 12/31/2019
     ARCC435$8 12/31/2019
Rational Advisors LLC368$7 12/31/2019
     ARCC368$7 12/31/2019
Blume Capital Management Inc.400$7 12/31/2019
     ARCC400$7 12/31/2019
Capital Analysts LLC377$7 12/31/2019
     ARCC377$7 12/31/2019
PSI Advisors LLC400$7 12/31/2019
     ARCC400$7 12/31/2019
North Star Investment Management Corp.300$6 12/31/2019
     ARCC300$6 12/31/2019
Allworth Financial LP299$6 12/31/2019
     ARCC299$6 12/31/2019
Retirement Network325$6 12/31/2019
     ARCC325$6 12/31/2019
Northwestern Mutual Wealth Management Co.275$5 12/31/2019
     ARCC275$5 12/31/2019
Hillsdale Investment Management Inc.270$5 12/31/2019
     ARCC270$5 12/31/2019
CWM LLC247$5 12/31/2019
     ARCC247$5 12/31/2019
Wealthcare Capital Management LLC230$4 12/31/2019
     ARCC230$4 12/31/2019
Fortis Advisors LLC190$4 12/31/2019
     ARCC190$4 12/31/2019
Ameritas Investment Partners Inc.213$3 12/31/2019
     ARCC213$3 12/31/2019
Wealthcare Advisory Partners LLC144$3 12/31/2019
     ARCC144$3 12/31/2019
Liberty Wealth Management LLC172$3 12/31/2019
     ARCC172$3 12/31/2019
Wealth Quarterback LLC157$3 12/31/2019
     ARCC157$3 12/31/2019
Mcmillion Capital Management Inc.96$2 12/31/2019
     ARCC96$2 12/31/2019
Tower Research Capital LLC TRC 89$2 12/31/2019
     ARCC89$2 12/31/2019
Smithfield Trust Co.80$1 12/31/2019
     ARCC80$1 12/31/2019
Versant Capital Management Inc61$1 12/31/2019
     ARCC61$1 12/31/2019
Tsfg LLC59$1 12/31/2019
     ARCC59$1 12/31/2019
Credit Agricole S A2$0 12/31/2019
     ARCC2$0 12/31/2019
Walleye Trading LLC $0 12/31/2019
     Put7,300$136 12/31/2019
     ARCC3,992$74 12/31/2019
     Call3,300$62 12/31/2019
AdvisorNet Financial Inc12$0 12/31/2019
     ARCC12$0 12/31/2019
HAP Trading LLC $-1 12/31/2019
     Put191,600$1 12/31/2019
Wolverine Trading LLC $-732 12/31/2019
     Put124,500$2,311 12/31/2019
     Call85,100$1,579 12/31/2019
Simplex Trading LLC $-1,015 12/31/2019
     Put861$1,605 12/31/2019
     Call302$563 12/31/2019
     ARCC1,492$27 12/31/2019
Apollo Management Holdings L.P. $-6,777 12/31/2019
     Put363,400$6,777 12/31/2019
Citigroup Inc. $-33,255 12/31/2019
     Put2,014,400$37,568 12/31/2019
     ARCC124,755$2,327 12/31/2019
     Call106,500$1,986 12/31/2019
Deer Park Road Corp4,250,000$-79,263 12/31/2019
     Put4,250,000$79,263 12/31/2019

See Summary: Institutional Holders of ARCC
See Details: Top 10 Hedge Funds Holding ARCC
Also See: ARCC Insider Buying
Also See: ARCC Holdings Changes

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