HoldingsChannel.com
Funds Holding SHY
HolderAmountPosition Size
($ in 1000's)
 As of
Bank of America Corp DE20,545,332$1,738,752 12/31/2019
     SHY20,545,332$1,738,752 12/31/2019
Morgan Stanley7,539,793$638,093 12/31/2019
     SHY7,539,793$638,093 12/31/2019
BlackRock Inc.7,221,722$611,174 12/31/2019
     SHY7,221,722$611,174 12/31/2019
Ameriprise Financial Inc.4,909,188$415,310 12/31/2019
     SHY4,909,188$415,310 12/31/2019
Richard Bernstein Advisors LLC4,849,320$410,909 12/31/2019
     SHY4,849,320$410,909 12/31/2019
Wells Fargo & Company MN4,132,326$349,719 12/31/2019
     SHY4,132,326$349,719 12/31/2019
Envestnet Asset Management Inc.3,695,390$312,741 12/31/2019
     SHY3,695,390$312,741 12/31/2019
Assetmark Inc.3,054,723$258,521 12/31/2019
     SHY3,054,723$258,521 12/31/2019
LPL Financial LLC2,934,364$248,335 12/31/2019
     SHY2,934,364$248,335 12/31/2019
JPMorgan Chase & Co.2,724,879$230,606 12/31/2019
     SHY2,724,879$230,606 12/31/2019
Acorns Advisers LLC2,634,034$224,209 12/31/2019
     SHY2,634,034$224,209 12/31/2019
State Street Corp1,968,450$166,590 12/31/2019
     SHY1,968,450$166,590 12/31/2019
Royal Bank of Canada1,628,482$137,817 12/31/2019
     SHY1,628,482$137,817 12/31/2019
Stifel Financial Corp1,574,033$133,252 12/31/2019
     SHY1,574,033$133,252 12/31/2019
Hsbc Holdings PLC1,371,199$116,044 12/31/2019
     SHY1,371,199$116,044 12/31/2019
VCU Investment Management Co1,325,728$112,196 12/31/2019
     SHY1,325,728$112,196 12/31/2019
Matson Money. Inc.1,273,471$107,774 12/31/2019
     SHY1,273,471$107,774 12/31/2019
Voya Investment Management LLC1,242,611$105,162 12/31/2019
     SHY1,242,611$105,162 12/31/2019
Edgehill Endowment Partners LLC1,237,618$104,740 12/31/2019
     SHY1,237,618$104,740 12/31/2019
Banco Bilbao Vizcaya Argentaria S.A.1,093,616$92,552 12/31/2019
     SHY1,093,616$92,552 12/31/2019
TRUE Private Wealth Advisors1,071,512$90,682 12/31/2019
     SHY1,071,512$90,682 12/31/2019
PNC Financial Services Group Inc.1,052,006$89,030 12/31/2019
     SHY1,052,006$89,030 12/31/2019
Parametric Portfolio Associates LLC1,048,727$88,754 12/31/2019
     SHY1,048,727$88,754 12/31/2019
Pinebridge Investments L.P.1,028,000$87,000 12/31/2019
     SHY1,028,000$87,000 12/31/2019
Raymond James & Associates730,584$61,830 12/31/2019
     SHY730,584$61,830 12/31/2019
Stephens Inc. AR689,496$58,352 12/31/2019
     SHY689,496$58,352 12/31/2019
Relative Value Partners Group LLC661,205$55,958 12/31/2019
     SHY661,205$55,958 12/31/2019
Tuttle Tactical Management639,429$54,115 12/31/2019
     SHY639,429$54,115 12/31/2019
Insight 2811 Inc.637,406$53,944 12/31/2019
     SHY637,406$53,944 12/31/2019
Keybank National Association OH583,382$49,372 12/31/2019
     SHY583,382$49,372 12/31/2019
3EDGE Asset Management LP575,797$48,730 12/31/2019
     SHY575,797$48,730 12/31/2019
Cambridge Investment Research Advisors Inc.559,738$47,371 12/31/2019
     SHY559,738$47,371 12/31/2019
Flow Traders U.S. LLC536,140$45,374 12/31/2019
     SHY536,140$45,374 12/31/2019
People s United Financial Inc.528,903$44,761 12/31/2019
     SHY528,903$44,761 12/31/2019
DT Investment Partners LLC494,967$41,889 12/31/2019
     SHY494,967$41,889 12/31/2019
James Investment Research Inc.489,558$41,432 12/31/2019
     SHY489,558$41,432 12/31/2019
Commonwealth Equity Services LLC481,831$40,777 12/31/2019
     SHY481,831$40,777 12/31/2019
Truist Financial Corp466,107$39,446 12/31/2019
     SHY466,107$39,446 12/31/2019
Efficient Advisors LLC455,944$38,587 12/31/2019
     SHY455,944$38,587 12/31/2019
Northwestern Mutual Wealth Management Co.443,528$37,536 12/31/2019
     SHY443,528$37,536 12/31/2019
Eastern Bank437,418$37,018 12/31/2019
     SHY437,418$37,018 12/31/2019
Raymond James Financial Services Advisors Inc.432,334$36,589 12/31/2019
     SHY432,334$36,589 12/31/2019
Millennium Management LLC413,892$35,028 12/31/2019
     SHY413,892$35,028 12/31/2019
Clearwater Capital Advisors LLC407,075$34,451 12/31/2019
     SHY407,075$34,451 12/31/2019
Wade G W & Inc.403,937$34,185 12/31/2019
     SHY403,937$34,185 12/31/2019
Goldman Sachs Group Inc.396,850$33,586 12/31/2019
     SHY396,850$33,586 12/31/2019
Suntrust Banks Inc.391,915$33,242 09/30/2019
     SHY391,915$33,242 09/30/2019
Eqis Capital Management Inc.391,485$33,131 12/31/2019
     SHY391,485$33,131 12/31/2019
Advisor Group Inc.363,573$30,774 12/31/2019
     SHY363,573$30,774 12/31/2019
Oxbow Advisors LLC360,668$30,523 12/31/2019
     SHY360,668$30,523 12/31/2019
Mariner LLC343,881$29,103 12/31/2019
     SHY343,881$29,103 12/31/2019
Lazard Asset Management LLC343,530$29,072 12/31/2019
     SHY343,530$29,072 12/31/2019
Global Financial Private Capital Inc341,817$28,928 12/31/2019
     SHY341,817$28,928 12/31/2019
US Bancorp DE339,355$28,719 12/31/2019
     SHY339,355$28,719 12/31/2019
MML Investors Services LLC324,945$27,500 12/31/2019
     SHY324,945$27,500 12/31/2019
Ladenburg Thalmann Financial Services Inc.307,032$25,639 12/31/2019
     SHY307,032$25,639 12/31/2019
United Capital Financial Advisers LLC302,530$25,603 12/31/2019
     SHY302,530$25,603 12/31/2019
Barry Investment Advisors LLC298,731$25,300 12/31/2019
     SHY298,731$25,300 12/31/2019
Rain Capital Management LLC290,431$24,580 12/31/2019
     SHY290,431$24,580 12/31/2019
Zacks Investment Management284,666$24,091 12/31/2019
     SHY284,666$24,091 12/31/2019
Janney Montgomery Scott LLC265,297$22,452 12/31/2019
     SHY265,297$22,452 12/31/2019
Synovus Financial Corp264,928$22,415 12/31/2019
     SHY264,928$22,415 12/31/2019
Fisher Asset Management LLC261,898$22,164 12/31/2019
     SHY261,898$22,164 12/31/2019
America First Investment Advisors LLC252,580$21,376 12/31/2019
     SHY252,580$21,376 12/31/2019
Voya Financial Advisors Inc.252,507$21,372 12/31/2019
     SHY252,507$21,372 12/31/2019
Thrivent Financial for Lutherans248,551$21,035 12/31/2019
     SHY248,551$21,035 12/31/2019
Mount Lucas Management LP248,083$20,995 12/31/2019
     SHY248,083$20,995 12/31/2019
Baird Financial Group Inc.244,597$20,700 12/31/2019
     SHY244,597$20,700 12/31/2019
Barclays PLC239,522$20,270 12/31/2019
     SHY239,522$20,270 12/31/2019
Titan Capital Management LLC CA234,552$19,895 12/31/2019
     SHY234,552$19,895 12/31/2019
Bank of New York Mellon Corp230,140$19,477 12/31/2019
     SHY230,140$19,477 12/31/2019
Fulcrum Equity Management227,734$19,273 12/31/2019
     SHY227,734$19,273 12/31/2019
Susquehanna International Group LLP $19,043 12/31/2019
     SHY228,215$19,314 12/31/2019
     Put150,300$12,720 12/31/2019
     Call147,100$12,449 12/31/2019
Pacific Financial Group Inc.224,464$18,996 12/31/2019
     SHY224,464$18,996 12/31/2019
ARGI Investment Services LLC220,772$18,739 12/31/2019
     SHY220,772$18,739 12/31/2019
Orion Portfolio Solutions LLC219,123$18,544 12/31/2019
     SHY219,123$18,544 12/31/2019
Weaver Consulting Group210,883$17,887 12/31/2019
     SHY210,883$17,887 12/31/2019
First Allied Advisory Services Inc.210,424$17,813 12/31/2019
     SHY210,424$17,813 12/31/2019
Jane Street Group LLC209,878$17,762 12/31/2019
     SHY209,878$17,762 12/31/2019
Navellier & Associates Inc203,745$17,243 12/31/2019
     SHY203,745$17,243 12/31/2019
Capital Investment Advisory Services LLC202,553$17,142 12/31/2019
     SHY202,553$17,142 12/31/2019
GWM Advisors LLC200,980$17,008 12/31/2019
     SHY200,980$17,008 12/31/2019
AE Wealth Management LLC190,867$16,153 12/31/2019
     SHY190,867$16,153 12/31/2019
PFS Investments Inc.189,188$16,011 12/31/2019
     SHY189,188$16,011 12/31/2019
Proficio Capital Partners LLC184,349$15,601 12/31/2019
     SHY184,349$15,601 12/31/2019
Castleark Management LLC176,500$14,937 12/31/2019
     SHY176,500$14,937 12/31/2019
Fifth Third Bancorp176,379$14,927 12/31/2019
     SHY176,379$14,927 12/31/2019
Bfsg LLC175,365$14,841 12/31/2019
     SHY175,365$14,841 12/31/2019
HighTower Advisors LLC $14,773 12/31/2019
     SHY174,759$14,770 12/31/2019
     Call5,000$3 12/31/2019
Mirae Asset Global Investments Co. Ltd.171,729$14,533 12/31/2019
     SHY171,729$14,533 12/31/2019
Atria Investments LLC169,555$14,349 12/31/2019
     SHY169,555$14,349 12/31/2019
Citigroup Inc.169,093$14,310 12/31/2019
     SHY169,093$14,310 12/31/2019
American Investment Services Inc.168,028$14,220 12/31/2019
     SHY168,028$14,220 12/31/2019
High Falls Advisors Inc166,331$14,077 12/31/2019
     SHY166,331$14,077 12/31/2019
Stratos Wealth Partners LTD.163,832$13,865 12/31/2019
     SHY163,832$13,865 12/31/2019
Biltmore Wealth Management LLC152,933$12,943 12/31/2019
     SHY152,933$12,943 12/31/2019
Captrust Financial Advisors152,004$12,870 12/31/2019
     SHY152,004$12,870 12/31/2019
Great Point Wealth Advisors LLC151,912$12,856 12/31/2019
     SHY151,912$12,856 12/31/2019
BCJ Capital Management LLC151,507$12,822 12/31/2019
     SHY151,507$12,822 12/31/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management150,764$12,759 12/31/2019
     SHY150,764$12,759 12/31/2019
Evergreen Capital Management LLC146,486$12,397 12/31/2019
     SHY146,486$12,397 12/31/2019
Sumitomo Mitsui Financial Group Inc.145,806$12,340 12/31/2019
     SHY145,806$12,340 12/31/2019
Twele Capital Management Inc.144,684$12,245 12/31/2019
     SHY144,684$12,245 12/31/2019
Brookstone Capital Management141,232$11,952 12/31/2019
     SHY141,232$11,952 12/31/2019
Columbus Macro LLC140,127$11,859 12/31/2019
     SHY140,127$11,859 12/31/2019
Ifrah Financial Services Inc.140,065$11,854 12/31/2019
     SHY140,065$11,854 12/31/2019
Guggenheim Capital LLC138,560$11,726 12/31/2019
     SHY138,560$11,726 12/31/2019
Traverso Chambers Private Wealth Management LLC137,592$11,644 12/31/2019
     SHY137,592$11,644 12/31/2019
NewSquare Capital LLC134,699$11,400 12/31/2019
     SHY134,699$11,400 12/31/2019
Bank of Montreal Can133,712$11,317 12/31/2019
     SHY133,712$11,317 12/31/2019
BNP Paribas Arbitrage SA131,798$11,154 12/31/2019
     SHY131,798$11,154 12/31/2019
Sigma Planning Corp131,353$11,116 12/31/2019
     SHY131,353$11,116 12/31/2019
Rational Advisors LLC131,199$11,104 12/31/2019
     SHY131,199$11,104 12/31/2019
Mid Atlantic Financial Management Inc. ADV131,113$11,096 12/31/2019
     SHY131,113$11,096 12/31/2019
K.J. Harrison & Partners Inc128,000$10,833 12/31/2019
     SHY128,000$10,833 12/31/2019
Natixis Advisors L.P.127,453$10,786 12/31/2019
     SHY127,453$10,786 12/31/2019
Credit Suisse AG124,147$10,506 12/31/2019
     SHY124,147$10,506 12/31/2019
CIBC World Markets Inc.123,425$10,445 12/31/2019
     SHY123,425$10,445 12/31/2019
South State Corp123,189$10,425 12/31/2019
     SHY123,189$10,425 12/31/2019
Integrated Advisors Network LLC120,345$10,185 12/31/2019
     SHY120,345$10,185 12/31/2019
Scotia Capital Inc.118,798$10,057 12/31/2019
     SHY118,798$10,057 12/31/2019
Oppenheimer & Co. Inc.118,824$10,056 12/31/2019
     SHY118,824$10,056 12/31/2019
Advisory Services Network LLC117,686$9,960 12/31/2019
     SHY117,686$9,960 12/31/2019
Wolverine Trading LLC $9,918 12/31/2019
     Call144,500$12,230 12/31/2019
     Put79,300$6,712 12/31/2019
     SHY51,982$4,400 12/31/2019
Betterment LLC114,124$9,658 12/31/2019
     SHY114,124$9,658 12/31/2019
Regions Financial Corp112,740$9,541 12/31/2019
     SHY112,740$9,541 12/31/2019
Cullen Frost Bankers Inc.110,587$9,359 12/31/2019
     SHY110,587$9,359 12/31/2019
American International Group Inc.107,700$9,115 12/31/2019
     SHY107,700$9,115 12/31/2019
Strategic Wealth Advisors Group LLC104,297$8,827 12/31/2019
     SHY104,297$8,827 12/31/2019
D. Scott Neal Inc.103,309$8,743 12/31/2019
     SHY103,309$8,743 12/31/2019
Gamble Jones Investment Counsel98,560$8,341 12/31/2019
     SHY98,560$8,341 12/31/2019
Keel Point LLC98,393$8,327 12/31/2019
     SHY98,393$8,327 12/31/2019
Natixis98,217$8,314 12/31/2019
     SHY98,217$8,314 12/31/2019
Affinia Financial Group LLC97,372$8,241 12/31/2019
     SHY97,372$8,241 12/31/2019
Carlton Hofferkamp & Jenks Wealth Management LLC96,093$8,164 12/31/2019
     SHY96,093$8,164 12/31/2019
Proequities Inc.95,750$8,103 12/31/2019
     SHY95,750$8,103 12/31/2019
Wilbanks Smith & Thomas Asset Management LLC95,322$8,067 12/31/2019
     SHY95,322$8,067 12/31/2019
Venturi Wealth Management LLC94,331$7,983 12/31/2019
     SHY94,331$7,983 12/31/2019
Landsberg Bennett & Dubbaneh LLC93,454$7,910 12/31/2019
     SHY93,454$7,910 12/31/2019
CLS Investments LLC93,279$7,894 12/31/2019
     SHY93,279$7,894 12/31/2019
Cypress Capital LLC93,145$7,883 12/31/2019
     SHY93,145$7,883 12/31/2019
Baystate Wealth Management LLC91,971$7,784 12/31/2019
     SHY91,971$7,784 12/31/2019
Private Advisor Group LLC91,412$7,737 12/31/2019
     SHY91,412$7,737 12/31/2019
Barings LLC90,653$7,672 12/31/2019
     SHY90,653$7,672 12/31/2019
CX Institutional87,651$7,418 12/31/2019
     SHY87,651$7,418 12/31/2019
Ballast Inc.85,264$7,215 12/31/2019
     SHY85,264$7,215 12/31/2019
Telemus Capital LLC84,440$7,146 12/31/2019
     SHY84,440$7,146 12/31/2019
Deutsche Bank AG84,401$7,140 12/31/2019
     SHY84,401$7,140 12/31/2019
CWM LLC81,757$6,919 12/31/2019
     SHY81,757$6,919 12/31/2019
Mader & Shannon Wealth Management Inc.81,368$6,886 12/31/2019
     SHY81,368$6,886 12/31/2019
Argent Advisors Inc.79,628$6,739 12/31/2019
     SHY79,628$6,739 12/31/2019
DAVENPORT & Co LLC78,506$6,644 12/31/2019
     SHY78,506$6,644 12/31/2019
Eaton Vance Management78,032$6,604 12/31/2019
     SHY78,032$6,604 12/31/2019
Cliftonlarsonallen Wealth Advisors LLC76,677$6,489 12/31/2019
     SHY76,677$6,489 12/31/2019
AdvicePeriod LLC74,825$6,332 12/31/2019
     SHY74,825$6,332 12/31/2019
Mirsky Financial Management CORP.74,263$6,285 12/31/2019
     SHY74,263$6,285 12/31/2019
Claraphi Advisory Network LLC72,206$6,111 12/31/2019
     SHY72,206$6,111 12/31/2019
Belpointe Asset Management LLC69,611$5,891 12/31/2019
     SHY69,611$5,891 12/31/2019
D.A. Davidson & CO.65,227$5,520 12/31/2019
     SHY65,227$5,520 12/31/2019
Baker Ellis Asset Management LLC64,980$5,499 12/31/2019
     SHY64,980$5,499 12/31/2019
Keebeck Alpha LP64,804$5,484 12/31/2019
     SHY64,804$5,484 12/31/2019
Cambiar Investors LLC64,235$5,436 12/31/2019
     SHY64,235$5,436 12/31/2019
Omnia Family Wealth LLC63,656$5,387 12/31/2019
     SHY63,656$5,387 12/31/2019
Peoples Bank OH62,401$5,281 12/31/2019
     SHY62,401$5,281 12/31/2019
Burleson & Company LLC62,142$5,270 12/31/2019
     SHY62,142$5,270 12/31/2019
Commerce Bank61,397$5,196 12/31/2019
     SHY61,397$5,196 12/31/2019
North Star Investment Management Corp.60,963$5,159 12/31/2019
     SHY60,963$5,159 12/31/2019
Leavell Investment Management Inc.60,585$5,127 12/31/2019
     SHY60,585$5,127 12/31/2019
Buckingham Asset Management LLC60,462$5,117 12/31/2019
     SHY60,462$5,117 12/31/2019
Aua Capital Management LLC59,697$5,052 12/31/2019
     SHY59,697$5,052 12/31/2019
Tillar Wenstrup Advisors LLC59,561$5,041 12/31/2019
     SHY59,561$5,041 12/31/2019
NorthCoast Asset Management LLC59,477$5,034 12/31/2019
     SHY59,477$5,034 12/31/2019
Punch & Associates Investment Management Inc.58,452$4,947 12/31/2019
     SHY58,452$4,947 12/31/2019
Ambassador Advisors LLC57,983$4,907 12/31/2019
     SHY57,983$4,907 12/31/2019
TIAA FSB57,730$4,886 12/31/2019
     SHY57,730$4,886 12/31/2019
Teamwork Financial Advisors LLC57,609$4,875 12/31/2019
     SHY57,609$4,875 12/31/2019
CKW Financial Group57,525$4,868 12/31/2019
     SHY57,525$4,868 12/31/2019
Ausdal Financial Partners Inc.56,687$4,818 12/31/2019
     SHY56,687$4,818 12/31/2019
Two Sigma Securities LLC55,904$4,731 12/31/2019
     SHY55,904$4,731 12/31/2019
Boston Private Wealth LLC54,877$4,644 12/31/2019
     SHY54,877$4,644 12/31/2019
Mercer Global Advisors Inc. ADV54,258$4,591 12/31/2019
     SHY54,258$4,591 12/31/2019
Wesbanco Bank Inc.53,834$4,556 12/31/2019
     SHY53,834$4,556 12/31/2019
Carroll Financial Associates Inc.53,387$4,518 12/31/2019
     SHY53,387$4,518 12/31/2019
Capital Wealth Planning LLC53,367$4,516 12/31/2019
     SHY53,367$4,516 12/31/2019
MA Private Wealth53,148$4,498 12/31/2019
     SHY53,148$4,498 12/31/2019
Cetera Advisors LLC52,783$4,465 12/31/2019
     SHY52,783$4,465 12/31/2019
Simplex Trading LLC52,223$4,419 12/31/2019
     SHY52,223$4,419 12/31/2019
Fieldpoint Private Securities LLC52,060$4,406 12/31/2019
     SHY52,060$4,406 12/31/2019
Maxim Capital Management LLC52,142$4,360 12/31/2019
     SHY52,142$4,360 12/31/2019
Huntington National Bank51,468$4,356 12/31/2019
     SHY51,468$4,356 12/31/2019
TBH Global Asset Management LLC51,330$4,344 12/31/2019
     SHY51,330$4,344 12/31/2019
Royal Harbor Partners LLC51,012$4,317 12/31/2019
     SHY51,012$4,317 12/31/2019
Stordahl Capital Management Inc.50,901$4,308 12/31/2019
     SHY50,901$4,308 12/31/2019
Alhambra Investment Partners LLC50,704$4,291 12/31/2019
     SHY50,704$4,291 12/31/2019
Private Advisory Group LLC50,464$4,271 12/31/2019
     SHY50,464$4,271 12/31/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors50,464$4,271 12/31/2019
     SHY50,464$4,271 12/31/2019
Howard Financial Services LTD.50,314$4,258 12/31/2019
     SHY50,314$4,258 12/31/2019
Lyons Wealth Management LLC.50,165$4,247 12/31/2019
     SHY50,165$4,247 12/31/2019
Nelson Roberts Investment Advisors LLC49,716$4,207 12/31/2019
     SHY49,716$4,207 12/31/2019
Donald L. Hagan LLC49,224$4,174 12/31/2019
     SHY49,224$4,174 12/31/2019
SeaBridge Investment Advisors LLC48,292$4,087 12/31/2019
     SHY48,292$4,087 12/31/2019
Dimension Capital Management LLC48,273$4,085 12/31/2019
     SHY48,273$4,085 12/31/2019
MinichMacGregor Wealth Management LLC48,240$4,082 12/31/2019
     SHY48,240$4,082 12/31/2019
Riggs Asset Managment Co. Inc.47,605$4,029 12/31/2019
     SHY47,605$4,029 12/31/2019
IPG Investment Advisors LLC47,275$4,001 12/31/2019
     SHY47,275$4,001 12/31/2019
National Asset Management Inc.46,653$3,949 12/31/2019
     SHY46,653$3,949 12/31/2019
Cougar Global Investments Ltd46,598$3,944 12/31/2019
     SHY46,598$3,944 12/31/2019
Connecticut Wealth Management LLC45,169$3,823 12/31/2019
     SHY45,169$3,823 12/31/2019
Financial Advocates Investment Management44,445$3,761 12/31/2019
     SHY44,445$3,761 12/31/2019
Actinver Wealth Management Inc.44,329$3,752 12/31/2019
     SHY44,329$3,752 12/31/2019
Jupiter Wealth Management LLC43,309$3,668 12/31/2019
     SHY43,309$3,668 12/31/2019
SigFig Wealth Management LLC43,153$3,652 12/31/2019
     SHY43,153$3,652 12/31/2019
Moulton Wealth Management Inc.42,745$3,622 12/31/2019
     SHY42,745$3,622 12/31/2019
UBP Investment Advisors SA42,667$3,611 12/31/2019
     SHY42,667$3,611 12/31/2019
Third Point LLC42,309$3,581 12/31/2019
     SHY42,309$3,581 12/31/2019
Carnegie Capital Asset Management LLC41,904$3,546 12/31/2019
     SHY41,904$3,546 12/31/2019
Pensionmark Financial Group LLC41,070$3,476 12/31/2019
     SHY41,070$3,476 12/31/2019
Lenox Wealth Management Inc.39,883$3,375 12/31/2019
     SHY39,883$3,375 12/31/2019
Comerica Bank39,270$3,339 12/31/2019
     SHY39,270$3,339 12/31/2019
Cetera Advisor Networks LLC39,112$3,309 12/31/2019
     SHY39,112$3,309 12/31/2019
HighMark Wealth Management LLC39,069$3,306 12/31/2019
     SHY39,069$3,306 12/31/2019
Legacy Private Trust Co.38,828$3,286 12/31/2019
     SHY38,828$3,286 12/31/2019
Sontag Advisory LLC38,119$3,226 12/31/2019
     SHY38,119$3,226 12/31/2019
Strategic Wealth Partners Ltd.37,522$3,175 12/31/2019
     SHY37,522$3,175 12/31/2019
Horizon Investments LLC37,215$3,150 12/31/2019
     SHY37,215$3,150 12/31/2019
Integrated Wealth Concepts LLC37,164$3,145 12/31/2019
     SHY37,164$3,145 12/31/2019
King Wealth37,018$3,133 12/31/2019
     SHY37,018$3,133 12/31/2019
White Pine Capital LLC36,430$3,083 12/31/2019
     SHY36,430$3,083 12/31/2019
Blair William & Co. IL35,765$3,027 12/31/2019
     SHY35,765$3,027 12/31/2019
Eagle Global Advisors LLC35,358$2,992 12/31/2019
     SHY35,358$2,992 12/31/2019
Mutual Advisors LLC35,264$2,984 12/31/2019
     SHY35,264$2,984 12/31/2019
Freestate Advisors LLC35,008$2,963 12/31/2019
     SHY35,008$2,963 12/31/2019
IFP Advisors Inc34,966$2,958 12/31/2019
     SHY34,966$2,958 12/31/2019
Pure Financial Advisors Inc.34,624$2,930 12/31/2019
     SHY34,624$2,930 12/31/2019
Pointe Capital Management LLC34,262$2,900 12/31/2019
     SHY34,262$2,900 12/31/2019
Sage Advisory Services Ltd.Co.34,152$2,890 12/31/2019
     SHY34,152$2,890 12/31/2019
Zhang Financial LLC34,040$2,881 12/31/2019
     SHY34,040$2,881 12/31/2019
Fure Financial Corp33,974$2,875 12/31/2019
     SHY33,974$2,875 12/31/2019
Staley Capital Advisers Inc.33,875$2,867 12/31/2019
     SHY33,875$2,867 12/31/2019
Rampart Investment Management Company LLC33,875$2,867 12/31/2019
     SHY33,875$2,867 12/31/2019
Level Four Advisory Services LLC32,135$2,775 12/31/2019
     SHY32,135$2,775 12/31/2019
Kovitz Investment Group Partners LLC32,572$2,757 12/31/2019
     SHY32,572$2,757 12/31/2019
Change Path LLC31,892$2,699 12/31/2019
     SHY31,892$2,699 12/31/2019
J.W. Cole Advisors Inc.31,834$2,694 12/31/2019
     SHY31,834$2,694 12/31/2019
Harbor Investment Advisory LLC31,434$2,660 12/31/2019
     SHY31,434$2,660 12/31/2019
Cavalier Investments LLC31,405$2,657 12/31/2019
     SHY31,405$2,657 12/31/2019
Truepoint Inc.30,983$2,622 12/31/2019
     SHY30,983$2,622 12/31/2019
Peak Asset Management LLC30,965$2,621 12/31/2019
     SHY30,965$2,621 12/31/2019
Sarasin & Partners LLP30,924$2,617 12/31/2019
     SHY30,924$2,617 12/31/2019
Pinnacle Advisory Group Inc.30,859$2,612 12/31/2019
     SHY30,859$2,612 12/31/2019
WESPAC Advisors LLC30,796$2,606 12/31/2019
     SHY30,796$2,606 12/31/2019
Toroso Investments LLC30,688$2,597 12/31/2019
     SHY30,688$2,597 12/31/2019
Trustmark National Bank Trust Department30,536$2,584 12/31/2019
     SHY30,536$2,584 12/31/2019
Lee Financial Co30,529$2,584 12/31/2019
     SHY30,529$2,584 12/31/2019
First Hawaiian Bank30,363$2,569 12/31/2019
     SHY30,363$2,569 12/31/2019
King Luther Capital Management Corp30,280$2,563 12/31/2019
     SHY30,280$2,563 12/31/2019
Harwood Advisory Group LLC30,041$2,542 12/31/2019
     SHY30,041$2,542 12/31/2019
IMC Chicago LLC29,976$2,537 12/31/2019
     SHY29,976$2,537 12/31/2019
Independent Family Office LLC29,977$2,537 12/31/2019
     SHY29,977$2,537 12/31/2019
SevenBridge Financial Group LLC29,702$2,514 12/31/2019
     SHY29,702$2,514 12/31/2019
Vista Private Wealth Partners. LLC29,246$2,476 12/31/2019
     SHY29,246$2,476 12/31/2019
Shepherd Financial Partners LLC29,181$2,473 12/31/2019
     SHY29,181$2,473 12/31/2019
SG Americas Securities LLC28,987$2,453 12/31/2019
     SHY28,987$2,453 12/31/2019
Cresset Asset Management LLC28,941$2,449 12/31/2019
     SHY28,941$2,449 12/31/2019
Good Life Advisors LLC28,938$2,448 12/31/2019
     SHY28,938$2,448 12/31/2019
Vicus Capital28,314$2,396 12/31/2019
     SHY28,314$2,396 12/31/2019
Founders Financial Securities LLC27,897$2,361 12/31/2019
     SHY27,897$2,361 12/31/2019
Checchi Capital Advisers LLC27,806$2,353 12/31/2019
     SHY27,806$2,353 12/31/2019
Patriot Investment Management Inc.27,623$2,337 12/31/2019
     SHY27,623$2,337 12/31/2019
Ancora Advisors LLC27,297$2,310 12/31/2019
     SHY27,297$2,310 12/31/2019
Martin Capital Partners LLC27,253$2,306 12/31/2019
     SHY27,253$2,306 12/31/2019
Sawtooth Solutions LLC26,601$2,251 12/31/2019
     SHY26,601$2,251 12/31/2019
Orser Capital Management LLC25,680$2,174 12/31/2019
     SHY25,680$2,174 12/31/2019
Hilltop Holdings Inc.25,535$2,161 12/31/2019
     SHY25,535$2,161 12/31/2019
Leuthold Group LLC25,290$2,140 12/31/2019
     SHY25,290$2,140 12/31/2019
Prudential PLC25,200$2,133 12/31/2019
     SHY25,200$2,133 12/31/2019
Probity Advisors Inc.24,759$2,095 12/31/2019
     SHY24,759$2,095 12/31/2019
OmniStar Financial Group Inc.24,485$2,072 12/31/2019
     SHY24,485$2,072 12/31/2019
Aveo Capital Partners LLC24,438$2,068 12/31/2019
     SHY24,438$2,068 12/31/2019
Alesco Advisors LLC24,376$2,063 12/31/2019
     SHY24,376$2,063 12/31/2019
RiverGlades Family Offices LLC24,125$2,042 12/31/2019
     SHY24,125$2,042 12/31/2019
Barrett Asset Management LLC24,086$2,038 12/31/2019
     SHY24,086$2,038 12/31/2019
Elm Partners Management LLC23,820$2,020 12/31/2019
     SHY23,820$2,020 12/31/2019
Hancock Whitney Corp23,399$1,980 12/31/2019
     SHY23,399$1,980 12/31/2019
Wealthcare Capital Management LLC23,015$1,948 12/31/2019
     SHY23,015$1,948 12/31/2019
Frontier Investment Mgmt Co.22,600$1,913 12/31/2019
     SHY22,600$1,913 12/31/2019
Allianz Asset Management GmbH21,970$1,859 12/31/2019
     SHY21,970$1,859 12/31/2019
San Francisco Sentry Investment Group CA21,943$1,857 12/31/2019
     SHY21,943$1,857 12/31/2019
CORDA Investment Management LLC.21,902$1,853 12/31/2019
     SHY21,902$1,853 12/31/2019
Arrow Investment Advisors LLC21,435$1,814 12/31/2019
     SHY21,435$1,814 12/31/2019
Spreng Capital Management Inc.21,433$1,813 12/31/2019
     SHY21,433$1,813 12/31/2019
Advanced Asset Management Advisors Inc21,401$1,811 12/31/2019
     SHY21,401$1,811 12/31/2019
Family Firm Inc.21,287$1,801 12/31/2019
     SHY21,287$1,801 12/31/2019
Boston Financial Mangement LLC21,153$1,790 12/31/2019
     SHY21,153$1,790 12/31/2019
BerganKDV Wealth Management LLC21,120$1,787 12/31/2019
     SHY21,120$1,787 12/31/2019
Jaffetilchin Investment Partners LLC20,890$1,768 12/31/2019
     SHY20,890$1,768 12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC20,847$1,764 12/31/2019
     SHY20,847$1,764 12/31/2019
Dubuque Bank & Trust Co.20,480$1,733 12/31/2019
     SHY20,480$1,733 12/31/2019
Hudson Capital Management LLC20,341$1,721 12/31/2019
     SHY20,341$1,721 12/31/2019
Banco Santander S.A.20,234$1,712 12/31/2019
     SHY20,234$1,712 12/31/2019
Farr Miller & Washington LLC DC19,806$1,676 12/31/2019
     SHY19,806$1,676 12/31/2019
Prudential Financial Inc.19,680$1,666 12/31/2019
     SHY19,680$1,666 12/31/2019
NEXT Financial Group Inc19,558$1,655 12/31/2019
     SHY19,558$1,655 12/31/2019
B. Riley Wealth Management Inc.18,969$1,605 12/31/2019
     SHY18,969$1,605 12/31/2019
Creative Planning18,763$1,588 12/31/2019
     SHY18,763$1,588 12/31/2019
Wealth Enhancement Advisory Services LLC18,554$1,570 12/31/2019
     SHY18,554$1,570 12/31/2019
Stock Yards Bank & Trust Co.18,492$1,565 12/31/2019
     SHY18,492$1,565 12/31/2019
Wedbush Securities Inc.18,432$1,560 12/31/2019
     SHY18,432$1,560 12/31/2019
BB&T Securities LLC18,260$1,547 09/30/2019
     SHY18,260$1,547 09/30/2019
NorthRock Partners LLC18,020$1,525 12/31/2019
     SHY18,020$1,525 12/31/2019
Comerica Securities Inc.17,709$1,499 12/31/2019
     SHY17,709$1,499 12/31/2019
Boys Arnold & Co. Inc.17,602$1,490 12/31/2019
     SHY17,602$1,490 12/31/2019
Goelzer Investment Management Inc.17,288$1,463 12/31/2019
     SHY17,288$1,463 12/31/2019
Solstein Capital LLC17,231$1,458 12/31/2019
     SHY17,231$1,458 12/31/2019
Monument Capital Management16,886$1,429 12/31/2019
     SHY16,886$1,429 12/31/2019
Brave Asset Management Inc.16,658$1,410 12/31/2019
     SHY16,658$1,410 12/31/2019
Semmax Financial Advisors Inc.16,590$1,404 12/31/2019
     SHY16,590$1,404 12/31/2019
Capital Investment Services of America Inc.16,311$1,380 12/31/2019
     SHY16,311$1,380 12/31/2019
Pinnacle Associates Ltd.16,243$1,375 12/31/2019
     SHY16,243$1,375 12/31/2019
HM Payson & Co.16,223$1,373 12/31/2019
     SHY16,223$1,373 12/31/2019
HAP Trading LLC $1,366 12/31/2019
     SHY16,100$1,363 12/31/2019
     Call39,100$3 12/31/2019
Partnervest Advisory Services LLC16,060$1,359 12/31/2019
     SHY16,060$1,359 12/31/2019
Prospera Financial Services Inc16,017$1,356 12/31/2019
     SHY16,017$1,356 12/31/2019
CIBC Private Wealth Group LLC15,980$1,351 12/31/2019
     SHY15,980$1,351 12/31/2019
NTV Asset Management LLC15,625$1,322 12/31/2019
     SHY15,625$1,322 12/31/2019
Virtue Capital Management LLC15,492$1,311 12/31/2019
     SHY15,492$1,311 12/31/2019
Legacy Wealth Partners Inc.15,381$1,304 12/31/2019
     SHY15,381$1,304 12/31/2019
McCollum Christoferson Group LLC15,250$1,291 12/31/2019
     SHY15,250$1,291 12/31/2019
Fort Washington Investment Advisors Inc. OH15,235$1,289 12/31/2019
     SHY15,235$1,289 12/31/2019
Colony Group LLC15,145$1,282 12/31/2019
     SHY15,145$1,282 12/31/2019
SNS Financial Group LLC15,132$1,281 12/31/2019
     SHY15,132$1,281 12/31/2019
Steward Partners Investment Advisory LLC14,836$1,255 12/31/2019
     SHY14,836$1,255 12/31/2019
Unio Capital LLC14,824$1,255 12/31/2019
     SHY14,824$1,255 12/31/2019
Avantax Advisory Services Inc.14,778$1,252 12/31/2019
     SHY14,778$1,252 12/31/2019
Resources Investment Advisors LLC.14,625$1,238 12/31/2019
     SHY14,625$1,238 12/31/2019
Great Valley Advisor Group Inc.14,625$1,238 12/31/2019
     SHY14,625$1,238 12/31/2019
Van Hulzen Asset Management LLC14,594$1,235 12/31/2019
     SHY14,594$1,235 12/31/2019
Bank of The West14,543$1,231 12/31/2019
     SHY14,543$1,231 12/31/2019
Dakota Wealth Management14,118$1,195 12/31/2019
     SHY14,118$1,195 12/31/2019
IHT Wealth Management LLC14,076$1,191 12/31/2019
     SHY14,076$1,191 12/31/2019
Interactive Financial Advisors13,943$1,180 12/31/2019
     SHY13,943$1,180 12/31/2019
Eagle Asset Management Inc.13,923$1,178 12/31/2019
     SHY13,923$1,178 12/31/2019
Townsquare Capital LLC13,748$1,163 09/30/2019
     SHY13,748$1,163 09/30/2019
VisionPoint Advisory Group LLC13,691$1,159 12/31/2019
     SHY13,691$1,159 12/31/2019
180 Wealth Advisors LLC13,559$1,149 12/31/2019
     SHY13,559$1,149 12/31/2019
Archetype Wealth Partners LLC13,294$1,125 12/31/2019
     SHY13,294$1,125 12/31/2019
BOK Financial Private Wealth Inc.13,268$1,123 12/31/2019
     SHY13,268$1,123 12/31/2019
Invesco Ltd.13,204$1,117 12/31/2019
     SHY13,204$1,117 12/31/2019
PICTET BANK & TRUST Ltd13,200$1,117 12/31/2019
     SHY13,200$1,117 12/31/2019
SignalPoint Asset Management LLC13,201$1,117 12/31/2019
     SHY13,201$1,117 12/31/2019
Parcion Private Wealth LLC13,158$1,114 12/31/2019
     SHY13,158$1,114 12/31/2019
Taylor Cottrill Erickson & Associates Inc.13,134$1,112 12/31/2019
     SHY13,134$1,112 12/31/2019
Stanley Laman Group Ltd.13,066$1,106 12/31/2019
     SHY13,066$1,106 12/31/2019
Investment House LLC13,000$1,100 12/31/2019
     SHY13,000$1,100 12/31/2019
Optimum Investment Advisors12,801$1,083 12/31/2019
     SHY12,801$1,083 12/31/2019
Kingfisher Capital LLC12,798$1,083 12/31/2019
     SHY12,798$1,083 12/31/2019
Coastal Investment Advisors Inc.12,685$1,075 12/31/2019
     SHY12,685$1,075 12/31/2019
Institutional & Family Asset Management LLC12,544$1,062 12/31/2019
     SHY12,544$1,062 12/31/2019
Bessemer Group Inc.12,470$1,056 12/31/2019
     SHY12,470$1,056 12/31/2019
Cetera Investment Advisers12,461$1,053 12/31/2019
     SHY12,461$1,053 12/31/2019
Capital Investment Advisors LLC12,429$1,052 12/31/2019
     SHY12,429$1,052 12/31/2019
Allred Capital Management LLC12,421$1,051 12/31/2019
     SHY12,421$1,051 12/31/2019
Full Sail Capital LLC12,301$1,044 12/31/2019
     SHY12,301$1,044 12/31/2019
Texas Capital Bank Wealth Management Services Inc.12,230$1,035 12/31/2019
     SHY12,230$1,035 12/31/2019
Robertson Stephens Wealth Management LLC12,223$1,034 12/31/2019
     SHY12,223$1,034 12/31/2019
Robinson Value Management Ltd.12,186$1,031 12/31/2019
     SHY12,186$1,031 12/31/2019
Diversified Portfolios Inc.12,153$1,029 12/31/2019
     SHY12,153$1,029 12/31/2019
Samalin Investment Counsel LLC12,121$1,025 12/31/2019
     SHY12,121$1,025 12/31/2019
Personal CFO Solutions LLC12,042$1,019 12/31/2019
     SHY12,042$1,019 12/31/2019
Foothills Asset Management Ltd.11,877$1,005 12/31/2019
     SHY11,877$1,005 12/31/2019
All Terrain Financial Advisors LLC11,783$997 12/31/2019
     SHY11,783$997 12/31/2019
Citizens Financial Group Inc RI11,701$990 12/31/2019
     SHY11,701$990 12/31/2019
Meeder Asset Management Inc.11,475$971 12/31/2019
     SHY11,475$971 12/31/2019
Trustcore Financial Services LLC11,415$966 12/31/2019
     SHY11,415$966 12/31/2019
Massmutual Trust Co. FSB ADV11,292$958 09/30/2019
     SHY11,292$958 09/30/2019
1832 Asset Management L.P.11,200$953 12/31/2019
     SHY11,200$953 12/31/2019
Permanens Capital L.P.11,244$952 12/31/2019
     SHY11,244$952 12/31/2019
Clarus Wealth Advisors11,226$951 12/31/2019
     SHY11,226$951 12/31/2019
Rockland Trust Co.11,184$947 12/31/2019
     SHY11,184$947 12/31/2019
Winfield Associates Inc.11,140$943 12/31/2019
     SHY11,140$943 12/31/2019
Banque Pictet & Cie SA10,950$927 12/31/2019
     SHY10,950$927 12/31/2019
Partners Capital Investment Group LLP10,947$926 12/31/2019
     SHY10,947$926 12/31/2019
Blue Sky Asset Management LLC10,809$915 12/31/2019
     SHY10,809$915 12/31/2019
Oliver Luxxe Assets LLC10,804$914 12/31/2019
     SHY10,804$914 12/31/2019
Mutual of Omaha Bank Wealth Management10,721$907 12/31/2019
     SHY10,721$907 12/31/2019
Csenge Advisory Group10,719$907 12/31/2019
     SHY10,719$907 12/31/2019
Gofen & Glossberg LLC IL10,693$905 12/31/2019
     SHY10,693$905 12/31/2019
Gibraltar Capital Management Inc.10,544$892 12/31/2019
     SHY10,544$892 12/31/2019
Bellecapital International Ltd.10,533$891 12/31/2019
     SHY10,533$891 12/31/2019
Garrison Point Advisors LLC10,335$875 12/31/2019
     SHY10,335$875 12/31/2019
M Holdings Securities Inc.10,315$873 12/31/2019
     SHY10,315$873 12/31/2019
AdvisorNet Financial Inc10,200$863 12/31/2019
     SHY10,200$863 12/31/2019
TTP Investments Inc.10,056$851 12/31/2019
     SHY10,056$851 12/31/2019
Beacon Investment Advisory Services Inc.10,045$850 12/31/2019
     SHY10,045$850 12/31/2019
New South Capital Management Inc.10,035$849 12/31/2019
     SHY10,035$849 12/31/2019
First Financial Bank Trust Division10,029$848 12/31/2019
     SHY10,029$848 12/31/2019
Vigilare Wealth Management9,922$843 12/31/2019
     SHY9,922$843 12/31/2019
Strategy Asset Managers LLC9,733$824 12/31/2019
     SHY9,733$824 12/31/2019
Global Retirement Partners LLC9,563$809 12/31/2019
     SHY9,563$809 12/31/2019
BOKF NA9,490$803 12/31/2019
     SHY9,490$803 12/31/2019
Independent Advisor Alliance9,424$798 12/31/2019
     SHY9,424$798 12/31/2019
Ameritas Investment Partners Inc.9,407$796 12/31/2019
     SHY9,407$796 12/31/2019
Sprott Inc.9,412$796 12/31/2019
     SHY9,412$796 12/31/2019
Blackhawk Capital Partners LLC.9,275$787 12/31/2019
     SHY9,275$787 12/31/2019
Camden National Bank9,284$786 12/31/2019
     SHY9,284$786 12/31/2019
ETRADE Capital Management LLC9,201$779 12/31/2019
     SHY9,201$779 12/31/2019
Guardian Capital Advisors LP9,150$775 12/31/2019
     SHY9,150$775 12/31/2019
Derby & Company Inc.9,113$771 12/31/2019
     SHY9,113$771 12/31/2019
Washburn Capital Management Inc.9,114$771 12/31/2019
     SHY9,114$771 12/31/2019
Park Avenue Securities LLC9,042$765 12/31/2019
     SHY9,042$765 12/31/2019
Crestwood Advisors Group LLC9,045$765 12/31/2019
     SHY9,045$765 12/31/2019
Jacobi Capital Management LLC8,972$761 12/31/2019
     SHY8,972$761 12/31/2019
Raymond James Trust N.A.8,881$751 12/31/2019
     SHY8,881$751 12/31/2019
Bank Hapoalim BM8,821$747 12/31/2019
     SHY8,821$747 12/31/2019
Amarillo National Bank8,801$745 12/31/2019
     SHY8,801$745 12/31/2019
Private Trust Co. NA8,791$743 12/31/2019
     SHY8,791$743 12/31/2019
Element Pointe Advisors LLC8,600$728 12/31/2019
     SHY8,600$728 12/31/2019
First Ascent Asset Management LLC8,548$723 12/31/2019
     SHY8,548$723 12/31/2019
Old Port Advisors8,425$714 12/31/2019
     SHY8,425$714 12/31/2019
Financial Engines Advisors L.L.C.8,390$710 12/31/2019
     SHY8,390$710 12/31/2019
United Income Inc.8,389$710 09/30/2019
     SHY8,389$710 09/30/2019
Asset Management Group Inc.8,376$709 12/31/2019
     SHY8,376$709 12/31/2019
Smart Portfolios LLC8,374$709 12/31/2019
     SHY8,374$709 12/31/2019
Trinity Legacy Partners LLC8,317$704 12/31/2019
     SHY8,317$704 12/31/2019
Shaker Investments LLC OH8,242$698 12/31/2019
     SHY8,242$698 12/31/2019
Tompkins Financial Corp8,011$678 12/31/2019
     SHY8,011$678 12/31/2019
Enterprise Bank & Trust Co7,989$676 12/31/2019
     SHY7,989$676 12/31/2019
Arkfeld Wealth Strategies L.L.C.7,950$674 12/31/2019
     SHY7,950$674 12/31/2019
Woodmont Investment Counsel LLC7,862$665 12/31/2019
     SHY7,862$665 12/31/2019
Biltmore Family Office LLC7,855$665 12/31/2019
     SHY7,855$665 12/31/2019
St. James Investment Company LLC7,602$643 12/31/2019
     SHY7,602$643 12/31/2019
Twin Focus Capital Partners LLC7,575$641 12/31/2019
     SHY7,575$641 12/31/2019
Wealthcare Advisory Partners LLC7,545$639 12/31/2019
     SHY7,545$639 12/31/2019
Ingalls & Snyder LLC7,475$633 12/31/2019
     SHY7,475$633 12/31/2019
Thomas J. Herzfeld Advisors Inc.7,481$633 12/31/2019
     SHY7,481$633 12/31/2019
NewDay Solutions LLC7,484$633 12/31/2019
     SHY7,484$633 12/31/2019
Jag Capital Management LLC7,331$620 12/31/2019
     SHY7,331$620 12/31/2019
Stephens Group Asset Management LLC7,320$619 12/31/2019
     SHY7,320$619 12/31/2019
Towercrest Capital Management7,300$618 12/31/2019
     SHY7,300$618 12/31/2019
Kovack Advisors Inc.7,291$617 12/31/2019
     SHY7,291$617 12/31/2019
Financial Advisory Corp UT ADV7,252$614 12/31/2019
     SHY7,252$614 12/31/2019
Acropolis Investment Management LLC7,232$612 12/31/2019
     SHY7,232$612 12/31/2019
Tower View Investment Management & Research LLC7,228$612 12/31/2019
     SHY7,228$612 12/31/2019
SkyOak Wealt LLC7,195$609 12/31/2019
     SHY7,195$609 12/31/2019
Whittier Trust Co.7,151$605 12/31/2019
     SHY7,151$605 12/31/2019
Bluestein R H & Co.7,089$600 12/31/2019
     SHY7,089$600 12/31/2019
Matrix Asset Advisors Inc. NY7,077$599 12/31/2019
     SHY7,077$599 12/31/2019
Lincoln National Corp7,041$596 12/31/2019
     SHY7,041$596 12/31/2019
Summit Financial Group Inc.7,015$594 12/31/2019
     SHY7,015$594 12/31/2019
Iberiabank Corp6,921$586 12/31/2019
     SHY6,921$586 12/31/2019
Harbour Capital Advisors LLC6,830$578 12/31/2019
     SHY6,830$578 12/31/2019
Neuberger Berman Group LLC6,625$561 12/31/2019
     SHY6,625$561 12/31/2019
Swan Global Investments LLC6,599$558 12/31/2019
     SHY6,599$558 12/31/2019
Country Club Trust Company n.a.6,585$557 12/31/2019
     SHY6,585$557 12/31/2019
InterOcean Capital LLC6,582$557 12/31/2019
     SHY6,582$557 12/31/2019
Spinnaker Trust6,580$556 12/31/2019
     SHY6,580$556 12/31/2019
SL Advisors LLC6,499$550 12/31/2019
     SHY6,499$550 12/31/2019
PrairieView Partners LLC6,488$549 12/31/2019
     SHY6,488$549 12/31/2019
Strategic Investment Advisors MI6,434$544 12/31/2019
     SHY6,434$544 12/31/2019
Smithfield Trust Co.6,414$543 12/31/2019
     SHY6,414$543 12/31/2019
Tiger Management L.L.C.6,408$542 12/31/2019
     SHY6,408$542 12/31/2019
Epiq Partners LLC6,395$541 12/31/2019
     SHY6,395$541 12/31/2019
UMB Bank N A MO6,324$535 12/31/2019
     SHY6,324$535 12/31/2019
Bruderman Asset Management LLC6,315$535 12/31/2019
     SHY6,315$535 12/31/2019
Charter Trust Co.6,298$533 12/31/2019
     SHY6,298$533 12/31/2019
Atlas Private Wealth Management6,262$530 12/31/2019
     SHY6,262$530 12/31/2019
Pettinga Financial Advisors LLC6,188$524 12/31/2019
     SHY6,188$524 12/31/2019
Westshore Wealth LLC6,175$523 12/31/2019
     SHY6,175$523 12/31/2019
HRT Financial LLC6,148$520 12/31/2019
     SHY6,148$520 12/31/2019
MRA Associates USA LLC6,034$512 09/30/2019
     SHY6,034$512 09/30/2019
Greenleaf Trust5,985$507 12/31/2019
     SHY5,985$507 12/31/2019
Advocacy Wealth Management Services LLC5,984$506 12/31/2019
     SHY5,984$506 12/31/2019
Winthrop Partners WNY LLC5,965$506 09/30/2019
     SHY5,965$506 09/30/2019
FormulaFolio Investments LLC5,825$493 12/31/2019
     SHY5,825$493 12/31/2019
North American Management Corp5,812$492 12/31/2019
     SHY5,812$492 12/31/2019
Glenview Trust Co5,732$485 12/31/2019
     SHY5,732$485 12/31/2019
Flagship Harbor Advisors LLC5,705$483 12/31/2019
     SHY5,705$483 12/31/2019
Meridian Investment Counsel Inc.5,672$480 12/31/2019
     SHY5,672$480 12/31/2019
Apexium Financial LP5,666$480 12/31/2019
     SHY5,666$480 12/31/2019
Sullivan Bruyette Speros & Blaney LLC5,664$479 12/31/2019
     SHY5,664$479 12/31/2019
SSI Investment Management LLC5,622$475 12/31/2019
     SHY5,622$475 12/31/2019
FCG Advisors LLC5,616$475 12/31/2019
     SHY5,616$475 12/31/2019
Mechanics Bank Trust Department5,540$469 12/31/2019
     SHY5,540$469 12/31/2019
Ironwood Financial llc5,495$465 12/31/2019
     SHY5,495$465 12/31/2019
Howe & Rusling Inc.5,452$461 12/31/2019
     SHY5,452$461 12/31/2019
Fairfield Bush & CO.5,450$461 12/31/2019
     SHY5,450$461 12/31/2019
Spectrum Asset Management Inc. NB CA 5,385$456 12/31/2019
     SHY5,385$456 12/31/2019
Newport Wealth Strategies Inc.5,355$454 12/31/2019
     SHY5,355$454 12/31/2019
Midwest Professional Planners LTD.4,101$453 12/31/2019
     SHY4,101$453 12/31/2019
SPC Financial Inc.5,311$449 12/31/2019
     SHY5,311$449 12/31/2019
Sowa Financial Group Inc.5,294$448 12/31/2019
     SHY5,294$448 12/31/2019
Brio Consultants LLC5,240$443 12/31/2019
     SHY5,240$443 12/31/2019
Evanson Asset Management LLC5,221$442 12/31/2019
     SHY5,221$442 12/31/2019
Lee Capital Holdings LLC5,201$440 12/31/2019
     SHY5,201$440 12/31/2019
Wintrust Investments LLC5,189$439 12/31/2019
     SHY5,189$439 12/31/2019
Arkadios Wealth Advisors5,160$438 12/31/2019
     SHY5,160$438 12/31/2019
Capital Financial Planning LLC5,165$437 12/31/2019
     SHY5,165$437 12/31/2019
Steel Peak Wealth Management LLC5,083$430 12/31/2019
     SHY5,083$430 12/31/2019
Rockefeller Capital Management L.P.5,052$428 12/31/2019
     SHY5,052$428 12/31/2019
Silverleafe Capital Partners LLC5,044$427 12/31/2019
     SHY5,044$427 12/31/2019
GM Advisory Group Inc.5,000$423 12/31/2019
     SHY5,000$423 12/31/2019
Successful Portfolios LLC4,979$421 12/31/2019
     SHY4,979$421 12/31/2019
Pinnacle Financial Partners Inc.4,957$420 12/31/2019
     SHY4,957$420 12/31/2019
Advantage Investment Management LLC4,920$417 09/30/2019
     SHY4,920$417 09/30/2019
Ellis Investment Partners LLC4,888$413 12/31/2019
     SHY4,888$413 12/31/2019
Epstein & White Financial LLC4,894$412 12/31/2019
     SHY4,894$412 12/31/2019
Parallel Advisors LLC4,809$407 12/31/2019
     SHY4,809$407 12/31/2019
Rowland Carmichael Advisors Inc. ADV4,798$406 12/31/2019
     SHY4,798$406 12/31/2019
Franklin Resources Inc.4,741$401 12/31/2019
     SHY4,741$401 12/31/2019
Homrich & Berg4,737$401 12/31/2019
     SHY4,737$401 12/31/2019
Meridian Management Co.4,670$395 12/31/2019
     SHY4,670$395 12/31/2019
Sonata Capital Group Inc.4,600$389 12/31/2019
     SHY4,600$389 12/31/2019
Boenning & Scattergood Inc.4,544$385 12/31/2019
     SHY4,544$385 12/31/2019
Pettyjohn Wood & White Inc.4,551$385 12/31/2019
     SHY4,551$385 12/31/2019
Lester Murray Antman dba SimplyRich4,480$379 12/31/2019
     SHY4,480$379 12/31/2019
Summit Wealth & Retirement Planning Inc.4,480$379 12/31/2019
     SHY4,480$379 12/31/2019
Smith Salley & Associates4,460$377 12/31/2019
     SHY4,460$377 12/31/2019
Perigon Wealth Management LLC4,404$373 12/31/2019
     SHY4,404$373 12/31/2019
Well Done LLC4,402$373 12/31/2019
     SHY4,402$373 12/31/2019
Northwest Wealth Management LLC4,393$372 12/31/2019
     SHY4,393$372 12/31/2019
Sadoff Investment Management LLC4,348$368 12/31/2019
     SHY4,348$368 12/31/2019
Beacon Pointe Advisors LLC4,352$368 12/31/2019
     SHY4,352$368 12/31/2019
Exchange Capital Management Inc.4,302$364 12/31/2019
     SHY4,302$364 12/31/2019
Sowell Financial Services LLC4,304$364 12/31/2019
     SHY4,304$364 12/31/2019
Guidant Wealth Advisors4,296$364 09/30/2019
     SHY4,296$364 09/30/2019
Signaturefd LLC4,244$359 12/31/2019
     SHY4,244$359 12/31/2019
Cary Street Partner Investment Advisory LLC4,240$359 12/31/2019
     SHY4,240$359 12/31/2019
Symmetry Partners LLC4,192$356 12/31/2019
     SHY4,192$356 12/31/2019
Bremer Bank National Association4,208$356 12/31/2019
     SHY4,208$356 12/31/2019
Avalon Investment & Advisory4,200$355 12/31/2019
     SHY4,200$355 12/31/2019
Accurate Investment Solutions Inc.4,200$355 12/31/2019
     SHY4,200$355 12/31/2019
Tempus Wealth Planning LLC4,133$350 12/31/2019
     SHY4,133$350 12/31/2019
Lido Advisors LLC4,126$349 12/31/2019
     SHY4,126$349 12/31/2019
S. R. Schill & Associates4,113$348 12/31/2019
     SHY4,113$348 12/31/2019
Sunbelt Securities Inc.4,656$346 12/31/2019
     SHY4,656$346 12/31/2019
Boston Advisors LLC4,000$339 09/30/2019
     SHY4,000$339 09/30/2019
Canal Capital Management LLC3,999$338 12/31/2019
     SHY3,999$338 12/31/2019
JNBA Financial Advisors3,973$336 12/31/2019
     SHY3,973$336 12/31/2019
Intl Fcstone Inc.3,957$335 12/31/2019
     SHY3,957$335 12/31/2019
Knowledge Leaders Capital LLC3,964$335 12/31/2019
     SHY3,964$335 12/31/2019
CAPROCK Group Inc.3,903$330 12/31/2019
     SHY3,903$330 12/31/2019
Paradigm Financial Partners LLC3,873$328 12/31/2019
     SHY3,873$328 12/31/2019
Tortoise Investment Management LLC3,841$325 12/31/2019
     SHY3,841$325 12/31/2019
Deane Retirement Strategies Inc.3,829$324 12/31/2019
     SHY3,829$324 12/31/2019
DeDora Capital Inc.3,764$319 12/31/2019
     SHY3,764$319 12/31/2019
Bangor Savings Bank3,751$317 12/31/2019
     SHY3,751$317 12/31/2019
Usca Ria LLC3,734$316 12/31/2019
     SHY3,734$316 12/31/2019
MidWestOne Financial Group Inc.3,730$315 12/31/2019
     SHY3,730$315 12/31/2019
Donaldson Capital Management LLC3,727$315 12/31/2019
     SHY3,727$315 12/31/2019
Juncture Wealth Strategies LLC3,726$315 12/31/2019
     SHY3,726$315 12/31/2019
Western Wealth Management LLC3,722$315 12/31/2019
     SHY3,722$315 12/31/2019
Lutz Financial Services LLC3,706$314 12/31/2019
     SHY3,706$314 12/31/2019
FMR LLC3,688$312 12/31/2019
     SHY3,688$312 12/31/2019
Lake Street Advisors Group LLC3,657$310 12/31/2019
     SHY3,657$310 12/31/2019
Beese Fulmer Investment Management Inc.3,645$308 12/31/2019
     SHY3,645$308 12/31/2019
Busey Wealth Management3,625$307 12/31/2019
     SHY3,625$307 12/31/2019
TCF National Bank3,601$305 12/31/2019
     SHY3,601$305 12/31/2019
Beaumont Financial Partners LLC3,541$300 12/31/2019
     SHY3,541$300 12/31/2019
Obermeyer Wood Investment Counsel Lllp3,528$299 12/31/2019
     SHY3,528$299 12/31/2019
Weatherly Asset Management L. P.3,509$297 12/31/2019
     SHY3,509$297 12/31/2019
First Heartland Consultants Inc.3,501$296 12/31/2019
     SHY3,501$296 12/31/2019
Nations Financial Group Inc. IA ADV3,393$287 12/31/2019
     SHY3,393$287 12/31/2019
Modera Wealth Management LLC3,392$287 12/31/2019
     SHY3,392$287 12/31/2019
LGL Partners LLC3,387$287 12/31/2019
     SHY3,387$287 12/31/2019
FTB Advisors Inc.3,383$286 12/31/2019
     SHY3,383$286 12/31/2019
Principal Financial Group Inc.3,362$285 12/31/2019
     SHY3,362$285 12/31/2019
Kingsview Wealth Management LLC3,371$283 12/31/2019
     SHY3,371$283 12/31/2019
Element Wealth LLC3,334$282 12/31/2019
     SHY3,334$282 12/31/2019
Fiduciary Trust Co.3,291$278 12/31/2019
     SHY3,291$278 12/31/2019
AllSquare Wealth Management LLC3,250$275 12/31/2019
     SHY3,250$275 12/31/2019
Arkansas Financial Group Inc.3,230$273 12/31/2019
     SHY3,230$273 12/31/2019
Gateway Advisory LLC3,222$273 12/31/2019
     SHY3,222$273 12/31/2019
Professional Financial Advisors LLC3,162$268 12/31/2019
     SHY3,162$268 12/31/2019
F3Logic LLC3,148$267 12/31/2019
     SHY3,148$267 12/31/2019
Psagot Investment House Ltd.3,130$265 12/31/2019
     SHY3,130$265 12/31/2019
Arrow Financial Corp3,126$264 12/31/2019
     SHY3,126$264 12/31/2019
Meitav Dash Investments Ltd.3,094$262 12/31/2019
     SHY3,094$262 12/31/2019
Regal Investment Advisors LLC3,099$262 12/31/2019
     SHY3,099$262 12/31/2019
Chesley Taft & Associates LLC3,050$258 12/31/2019
     SHY3,050$258 12/31/2019
Wsfs Capital Management LLC3,050$258 12/31/2019
     SHY3,050$258 12/31/2019
Moors & Cabot Inc.3,027$257 12/31/2019
     SHY3,027$257 12/31/2019
Financial Architects Inc3,020$256 12/31/2019
     SHY3,020$256 12/31/2019
Bingham Osborn & Scarborough LLC2,989$253 12/31/2019
     SHY2,989$253 12/31/2019
IFG Advisory LLC2,991$253 12/31/2019
     SHY2,991$253 12/31/2019
Palladium Partners LLC2,957$250 12/31/2019
     SHY2,957$250 12/31/2019
Alpha Cubed Investments LLC2,918$247 12/31/2019
     SHY2,918$247 12/31/2019
Fundamentun LLC2,904$246 12/31/2019
     SHY2,904$246 12/31/2019
RMR Wealth Builders2,900$245 12/31/2019
     SHY2,900$245 12/31/2019
Cedar Capital LLC2,879$244 12/31/2019
     SHY2,879$244 12/31/2019
Equitable Holdings Inc.2,876$243 12/31/2019
     SHY2,876$243 12/31/2019
Aurum Wealth Management Group LLC2,858$242 12/31/2019
     SHY2,858$242 12/31/2019
Jackson Hole Capital Partners LLC2,832$240 12/31/2019
     SHY2,832$240 12/31/2019
Krilogy Financial LLC2,802$237 12/31/2019
     SHY2,802$237 12/31/2019
Colorado Capital Management Inc.2,784$236 12/31/2019
     SHY2,784$236 12/31/2019
Ballast Advisors LLC2,773$235 12/31/2019
     SHY2,773$235 12/31/2019
Legacy Wealth Planning LLC2,762$234 12/31/2019
     SHY2,762$234 12/31/2019
Cadinha & Co. LLC2,754$233 12/31/2019
     SHY2,754$233 12/31/2019
Bank of Nova Scotia2,720$230 12/31/2019
     SHY2,720$230 12/31/2019
New Potomac Partners LLC2,720$230 12/31/2019
     SHY2,720$230 12/31/2019
Appleton Partners Inc. MA2,694$228 12/31/2019
     SHY2,694$228 12/31/2019
Bragg Financial Advisors Inc2,690$228 12/31/2019
     SHY2,690$228 12/31/2019
Kelman Lazarov Inc.2,683$227 12/31/2019
     SHY2,683$227 12/31/2019
Beacon Pointe Wealth Advisors LLC2,630$224 12/31/2019
     SHY2,630$224 12/31/2019
Windsor Group LTD2,632$223 12/31/2019
     SHY2,632$223 12/31/2019
Capital Asset Advisory Services LLC2,602$221 12/31/2019
     SHY2,602$221 12/31/2019
Financial Management Professionals Inc.2,600$220 12/31/2019
     SHY2,600$220 12/31/2019
BDO Wealth Advisors LLC2,605$220 12/31/2019
     SHY2,605$220 12/31/2019
Concentrum Wealth Management2,594$220 12/31/2019
     SHY2,594$220 12/31/2019
Beacon Financial Advisory LLC2,589$219 12/31/2019
     SHY2,589$219 12/31/2019
Berman Capital Advisors LLC2,587$218 12/31/2019
     SHY2,587$218 12/31/2019
Koshinski Asset Management Inc.2,543$215 12/31/2019
     SHY2,543$215 12/31/2019
Moneta Group Investment Advisors LLC2,529$214 12/31/2019
     SHY2,529$214 12/31/2019
Simmons Bank2,524$214 12/31/2019
     SHY2,524$214 12/31/2019
Endurance Wealth Management Inc.2,512$213 12/31/2019
     SHY2,512$213 12/31/2019
Chilton Capital Management LLC2,500$212 12/31/2019
     SHY2,500$212 12/31/2019
Comprehensive Portfolio Management LLC2,505$212 12/31/2019
     SHY2,505$212 12/31/2019
Laurel Wealth Advisors Inc.2,464$209 12/31/2019
     SHY2,464$209 12/31/2019
IMS Capital Management2,442$207 12/31/2019
     SHY2,442$207 12/31/2019
Squar Milner Financial Services LLC2,449$207 12/31/2019
     SHY2,449$207 12/31/2019
Associated Banc Corp2,431$206 12/31/2019
     SHY2,431$206 12/31/2019
Transform Wealth LLC2,408$204 12/31/2019
     SHY2,408$204 12/31/2019
Valeo Financial Advisors LLC2,400$203 12/31/2019
     SHY2,400$203 12/31/2019
1492 Capital Management LLC2,388$202 12/31/2019
     SHY2,388$202 12/31/2019
Ridgewood Investments LLC2,366$200 12/31/2019
     SHY2,366$200 12/31/2019
Compagnie Lombard Odier SCmA2,350$199 12/31/2019
     SHY2,350$199 12/31/2019
Lakeview Capital Partners LLC2,307$195 12/31/2019
     SHY2,307$195 12/31/2019
Asset Dedication LLC2,041$173 12/31/2019
     SHY2,041$173 12/31/2019
Capital Bank & Trust Co1,980$168 12/31/2019
     SHY1,980$168 12/31/2019
Northern Oak Wealth Management Inc.1,950$165 12/31/2019
     SHY1,950$165 12/31/2019
O Shaughnessy Asset Management LLC1,947$165 12/31/2019
     SHY1,947$165 12/31/2019
Truewealth LLC1,954$165 12/31/2019
     SHY1,954$165 12/31/2019
Webster Bank N. A.1,822$154 12/31/2019
     SHY1,822$154 12/31/2019
Tsfg LLC1,811$153 12/31/2019
     SHY1,811$153 12/31/2019
Prime Capital Investment Advisors LLC1,762$149 12/31/2019
     SHY1,762$149 12/31/2019
Whittier Trust Co. of Nevada Inc.1,672$142 12/31/2019
     SHY1,672$142 12/31/2019
LifePlan Financial Group Inc1,557$132 12/31/2019
     SHY1,557$132 12/31/2019
Gemmer Asset Management LLC1,533$130 12/31/2019
     SHY1,533$130 12/31/2019
Founders Capital Management1,450$123 12/31/2019
     SHY1,450$123 12/31/2019
Blume Capital Management Inc.1,446$122 12/31/2019
     SHY1,446$122 12/31/2019
Valley National Advisers Inc.1,330$113 12/31/2019
     SHY1,330$113 12/31/2019
Parkside Financial Bank & Trust1,290$109 12/31/2019
     SHY1,290$109 12/31/2019
Johnson Financial Group Inc.1,257$106 12/31/2019
     SHY1,257$106 12/31/2019
Lenox Wealth Advisors LLC1,220$103 12/31/2019
     SHY1,220$103 12/31/2019
HCR Wealth Advisors1,200$102 12/31/2019
     SHY1,200$102 12/31/2019
Lindbrook Capital LLC1,191$101 12/31/2019
     SHY1,191$101 12/31/2019
Edmond DE Rothschild Holding S.A.1,175$99 12/31/2019
     SHY1,175$99 12/31/2019
Pecaut & CO.1,127$95 12/31/2019
     SHY1,127$95 12/31/2019
Independence Advisors LLC1,126$95 12/31/2019
     SHY1,126$95 12/31/2019
Laurel Wealth Advisors LLC1,044$88 12/31/2019
     SHY1,044$88 12/31/2019
Sofos Investments Inc.5,165$87 12/31/2019
     SHY5,165$87 12/31/2019
CXI Advisors976$83 12/31/2019
     SHY976$83 12/31/2019
CENTRAL TRUST Co970$82 12/31/2019
     SHY970$82 12/31/2019
Cranbrook Wealth Management LLC971$82 12/31/2019
     SHY971$82 12/31/2019
Reilly Financial Advisors LLC879$74 12/31/2019
     SHY879$74 12/31/2019
Atwood & Palmer Inc.868$73 12/31/2019
     SHY868$73 12/31/2019
Peddock Capital Advisors LLC841$71 12/31/2019
     SHY841$71 12/31/2019
Anderson Fisher LLC817$69 12/31/2019
     SHY817$69 12/31/2019
Sandy Spring Bank808$68 12/31/2019
     SHY808$68 12/31/2019
Stearns Financial Services Group798$67 12/31/2019
     SHY798$67 12/31/2019
Clearbridge Investments LLC777$66 12/31/2019
     SHY777$66 12/31/2019
Migdal Insurance & Financial Holdings Ltd.780$66 12/31/2019
     SHY780$66 12/31/2019
Ameritas Investment Company LLC722$61 12/31/2019
     SHY722$61 12/31/2019
Capital Directions Investment Advisors LLC709$60 12/31/2019
     SHY709$60 12/31/2019
Advisory Alpha LLC698$60 12/31/2019
     SHY698$60 12/31/2019
Cascade Investment Advisors Inc.700$59 12/31/2019
     SHY700$59 12/31/2019
Evolution Wealth Advisors LLC657$56 12/31/2019
     SHY657$56 12/31/2019
Emerald Investment Partners LLC654$55 12/31/2019
     SHY654$55 12/31/2019
Lowe Wealth Advisors LLC625$53 12/31/2019
     SHY625$53 12/31/2019
Citadel Advisors LLC $52 12/31/2019
     Put186,700$15,800 12/31/2019
     Call141,200$11,950 12/31/2019
     SHY46,107$3,902 12/31/2019
Farmers & Merchants Investments Inc.597$51 12/31/2019
     SHY597$51 12/31/2019
Oakworth Capital Inc.600$51 12/31/2019
     SHY600$51 12/31/2019
Capital Analysts LLC599$51 12/31/2019
     SHY599$51 12/31/2019
Institute for Wealth Management LLC.583$49 12/31/2019
     SHY583$49 12/31/2019
Northern Trust Corp53,891$46 12/31/2019
     SHY53,891$46 12/31/2019
Tower Research Capital LLC TRC 515$44 12/31/2019
     SHY515$44 12/31/2019
Vectors Research Management LLC523$44 12/31/2019
     SHY523$44 12/31/2019
Vaughan AND Company Securities Inc.500$42 12/31/2019
     SHY500$42 12/31/2019
First Washington CORP500$42 12/31/2019
     SHY500$42 12/31/2019
Rocky Mountain Advisers LLC500$42 12/31/2019
     SHY500$42 12/31/2019
McIlrath & Eck LLC491$42 12/31/2019
     SHY491$42 12/31/2019
Balentine LLC499$42 09/30/2019
     SHY499$42 09/30/2019
Salem Investment Counselors Inc.454$38 12/31/2019
     SHY454$38 12/31/2019
Sugarloaf Wealth Management LLC433$37 12/31/2019
     SHY433$37 12/31/2019
Security National Trust Co.422$36 12/31/2019
     SHY422$36 12/31/2019
Community Bank N.A.416$35 12/31/2019
     SHY416$35 12/31/2019
TFG Advisers LLC422$35 12/31/2019
     SHY422$35 12/31/2019
Lloyd Advisory Services LLC.402$34 12/31/2019
     SHY402$34 12/31/2019
Patriot Financial Group Insurance Agency LLC393$33 12/31/2019
     SHY393$33 12/31/2019
MUFG Americas Holdings Corp341$29 12/31/2019
     SHY341$29 12/31/2019
Avondale Wealth Management348$29 12/31/2019
     SHY348$29 12/31/2019
Bourgeon Capital Management LLC328$28 12/31/2019
     SHY328$28 12/31/2019
Bogart Wealth LLC330$28 12/31/2019
     SHY330$28 12/31/2019
Bell Rock Capital LLC334$28 12/31/2019
     SHY334$28 12/31/2019
Oppenheimer Asset Management Inc.308$26 12/31/2019
     SHY308$26 12/31/2019
Allworth Financial LP302$26 12/31/2019
     SHY302$26 12/31/2019
FinTrust Capital Advisors LLC304$26 12/31/2019
     SHY304$26 12/31/2019
Smith Shellnut Wilson LLC ADV300$25 12/31/2019
     SHY300$25 12/31/2019
Bray Capital Advisors295$25 12/31/2019
     SHY295$25 12/31/2019
1 North Wealth Services LLC301$25 12/31/2019
     SHY301$25 12/31/2019
Lehman & Derafelo Financial Resources LLC295$25 12/31/2019
     SHY295$25 12/31/2019
Verus Capital Partners LLC278$24 12/31/2019
     SHY278$24 12/31/2019
Nvwm LLC260$22 12/31/2019
     SHY260$22 12/31/2019
Pin Oak Investment Advisors Inc.237$20 12/31/2019
     SHY237$20 12/31/2019
Stonebridge Capital Advisors LLC236$20 12/31/2019
     SHY236$20 12/31/2019
Sonora Investment Management LLC225$19 12/31/2019
     SHY225$19 12/31/2019
Sound Income Strategies LLC230$19 12/31/2019
     SHY230$19 12/31/2019
Toth Financial Advisory Corp218$18 12/31/2019
     SHY218$18 12/31/2019
S.A. Mason LLC200$17 12/31/2019
     SHY200$17 12/31/2019
Quadrant Capital Group LLC197$16 12/31/2019
     SHY197$16 12/31/2019
Firestone Capital Management189$16 12/31/2019
     SHY189$16 12/31/2019
Premise Capital LLC179$15 12/31/2019
     SHY179$15 12/31/2019
NWK Group Inc.175$15 12/31/2019
     SHY175$15 12/31/2019
Anfield Capital Management LLC165$14 12/31/2019
     SHY165$14 12/31/2019
Cribstone Capital Management LLC166$14 12/31/2019
     SHY166$14 12/31/2019
Pinnacle Bank165$14 12/31/2019
     SHY165$14 12/31/2019
Braun Bostich & Associates Inc.165$14 12/31/2019
     SHY165$14 12/31/2019
Raab & Moskowitz Asset Management LLC151$12 12/31/2019
     SHY151$12 12/31/2019
Moisand Fitzgerald Tamayo LLC145$12 12/31/2019
     SHY145$12 12/31/2019
Cabana LLC145$12 12/31/2019
     SHY145$12 12/31/2019
Gs Investments Inc.145$12 12/31/2019
     SHY145$12 12/31/2019
Jackson Grant Investment Advisers Inc.124$11 12/31/2019
     SHY124$11 12/31/2019
Certified Advisory Corp132$11 12/31/2019
     SHY132$11 12/31/2019
Kore Private Wealth LLC116$10 12/31/2019
     SHY116$10 12/31/2019
EPG Wealth Management LLC123$10 12/31/2019
     SHY123$10 12/31/2019
Trust Co. of Vermont102$9 12/31/2019
     SHY102$9 12/31/2019
Bedel Financial Consulting Inc.101$9 12/31/2019
     SHY101$9 12/31/2019
Horizon Bancorp Inc. IN95$8 12/31/2019
     SHY95$8 12/31/2019
Stratford Consulting LLC96$8 12/31/2019
     SHY96$8 12/31/2019
Pacifica Partners Inc.92$8 12/31/2019
     SHY92$8 12/31/2019
Global Wealth Management Investment Advisory Inc.81$7 12/31/2019
     SHY81$7 12/31/2019
Armor Investment Advisors LLC67$6 12/31/2019
     SHY67$6 12/31/2019
Sawyer & Company Inc65$6 12/31/2019
     SHY65$6 12/31/2019
Aspire Private Capital LLC71$6 12/31/2019
     SHY71$6 12/31/2019
Capital Advisory Group Advisory Services LLC74$6 12/31/2019
     SHY74$6 12/31/2019
Dowling & Yahnke LLC60$5 12/31/2019
     SHY60$5 12/31/2019
Benjamin F. Edwards & Company Inc.56$5 12/31/2019
     SHY56$5 12/31/2019
Wealth Quarterback LLC61$5 12/31/2019
     SHY61$5 12/31/2019
Family Capital Trust Co53$4 12/31/2019
     SHY53$4 12/31/2019
Gradient Investments LLC43$4 12/31/2019
     SHY43$4 12/31/2019
Exane Derivatives47$4 12/31/2019
     SHY47$4 12/31/2019
Norway Savings Bank50$4 12/31/2019
     SHY50$4 12/31/2019
Americana Partners LLC54$4 12/31/2019
     SHY54$4 12/31/2019
Julex Capital Management LLC52$4 09/30/2019
     SHY52$4 09/30/2019
Cordasco Financial Network36$3 12/31/2019
     SHY36$3 12/31/2019
Carolina Wealth Advisors LLC33$3 12/31/2019
     SHY33$3 12/31/2019
Lake Point Wealth Management18$2 12/31/2019
     SHY18$2 12/31/2019
Archer Investment Corp22$2 12/31/2019
     SHY22$2 12/31/2019
Mcmillion Capital Management Inc.15$1 12/31/2019
     SHY15$1 12/31/2019
Larson Financial Group LLC15$1 12/31/2019
     SHY15$1 12/31/2019
AGF Investments LLC5$0 12/31/2019
     SHY5$0 12/31/2019
Silicon Hills Wealth Management LLC1$0 12/31/2019
     SHY1$0 12/31/2019
Atticus Wealth Management LLC0$0 12/31/2019
     SHY0$0 12/31/2019
UBS Group AG4,853,810$-101,234 12/31/2019
     Put6,050,000$512,012 12/31/2019
     SHY4,853,810$410,778 12/31/2019

See Summary: Institutional Holders of SHY
See Details: Top 10 Hedge Funds Holding SHY
Also See: SHY Holdings Changes

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