HoldingsChannel.com
Funds Holding SHY
HolderAmountPosition Size
($ in 1000's)
 As of
Bank of America Corp DE21,267,202$1,803,884 09/30/2019
     SHY21,267,202$1,803,884 09/30/2019
BlackRock Inc.8,196,541$695,230 09/30/2019
     SHY8,196,541$695,230 09/30/2019
Morgan Stanley7,818,293$663,147 09/30/2019
     SHY7,818,293$663,147 09/30/2019
Ameriprise Financial Inc.5,870,209$497,879 09/30/2019
     SHY5,870,209$497,879 09/30/2019
Richard Bernstein Advisors LLC4,885,393$414,379 09/30/2019
     SHY4,885,393$414,379 09/30/2019
Wells Fargo & Company MN4,006,050$339,792 09/30/2019
     SHY4,006,050$339,792 09/30/2019
Envestnet Asset Management Inc.3,829,089$324,783 09/30/2019
     SHY3,829,089$324,783 09/30/2019
JPMorgan Chase & Co.3,291,459$279,182 09/30/2019
     SHY3,291,459$279,182 09/30/2019
LPL Financial LLC2,727,522$231,348 09/30/2019
     SHY2,727,522$231,348 09/30/2019
Strategic Wealth Partners Ltd.18,958$206,524 09/30/2019
     SHY18,958$206,524 09/30/2019
Assetmark Inc.2,307,018$195,681 09/30/2019
     SHY2,307,018$195,681 09/30/2019
Acorns Advisers LLC2,242,890$190,534 09/30/2019
     SHY2,242,890$190,534 09/30/2019
State Street Corp1,968,450$166,964 09/30/2019
     SHY1,968,450$166,964 09/30/2019
Royal Bank of Canada1,732,362$146,940 09/30/2019
     SHY1,732,362$146,940 09/30/2019
Edgehill Endowment Partners LLC1,512,056$128,600 09/30/2019
     SHY1,512,056$128,600 09/30/2019
Hsbc Holdings PLC1,392,201$118,086 09/30/2019
     SHY1,392,201$118,086 09/30/2019
VCU Investment Management Co1,378,858$116,955 09/30/2019
     SHY1,378,858$116,955 09/30/2019
Stifel Financial Corp1,331,518$112,974 09/30/2019
     SHY1,331,518$112,974 09/30/2019
Parametric Portfolio Associates LLC1,315,349$111,568 09/30/2019
     SHY1,315,349$111,568 09/30/2019
Voya Investment Management LLC1,234,081$104,675 09/30/2019
     SHY1,234,081$104,675 09/30/2019
TRUE Private Wealth Advisors1,098,012$93,133 09/30/2019
     SHY1,098,012$93,133 09/30/2019
Jane Street Group LLC1,065,085$90,340 09/30/2019
     SHY1,065,085$90,340 09/30/2019
PNC Financial Services Group Inc.1,043,268$88,490 09/30/2019
     SHY1,043,268$88,490 09/30/2019
Pinebridge Investments L.P.1,035,100$87,797 09/30/2019
     SHY1,035,100$87,797 09/30/2019
Raymond James & Associates872,636$74,017 09/30/2019
     SHY872,636$74,017 09/30/2019
Fulcrum Equity Management730,097$61,927 09/30/2019
     SHY730,097$61,927 09/30/2019
3EDGE Asset Management LP693,061$58,785 09/30/2019
     SHY693,061$58,785 09/30/2019
Millennium Management LLC649,470$55,087 09/30/2019
     SHY649,470$55,087 09/30/2019
Stephens Inc. AR622,357$52,788 09/30/2019
     SHY622,357$52,788 09/30/2019
Navellier & Associates Inc606,371$51,432 09/30/2019
     SHY606,371$51,432 09/30/2019
Insight 2811 Inc.605,371$51,348 09/30/2019
     SHY605,371$51,348 09/30/2019
People s United Financial Inc.589,289$49,983 09/30/2019
     SHY589,289$49,983 09/30/2019
Keybank National Association OH579,116$49,121 09/30/2019
     SHY579,116$49,121 09/30/2019
United Capital Financial Advisers LLC537,087$45,556 09/30/2019
     SHY537,087$45,556 09/30/2019
Relative Value Partners Group LLC515,698$43,742 09/30/2019
     SHY515,698$43,742 09/30/2019
DT Investment Partners LLC480,594$40,764 09/30/2019
     SHY480,594$40,764 09/30/2019
Citadel Advisors LLC $40,710 09/30/2019
     SHY731,956$62,085 09/30/2019
     Put312,400$26,498 09/30/2019
     Call60,400$5,123 09/30/2019
Commonwealth Equity Services LLC477,860$40,532 09/30/2019
     SHY477,860$40,532 09/30/2019
James Investment Research Inc.470,680$39,923 09/30/2019
     SHY470,680$39,923 09/30/2019
Eastern Bank438,523$37,195 09/30/2019
     SHY438,523$37,195 09/30/2019
Efficient Advisors LLC426,044$36,137 09/30/2019
     SHY426,044$36,137 09/30/2019
Cambridge Investment Research Advisors Inc.398,384$33,791 09/30/2019
     SHY398,384$33,791 09/30/2019
Goldman Sachs Group Inc.393,353$33,364 09/30/2019
     SHY393,353$33,364 09/30/2019
Suntrust Banks Inc.391,915$33,242 09/30/2019
     SHY391,915$33,242 09/30/2019
ARGI Investment Services LLC391,246$33,186 09/30/2019
     SHY391,246$33,186 09/30/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management390,475$33,120 09/30/2019
     SHY390,475$33,120 09/30/2019
Clearwater Capital Advisors LLC382,713$32,462 09/30/2019
     SHY382,713$32,462 09/30/2019
Mount Lucas Management LP381,418$32,352 09/30/2019
     SHY381,418$32,352 09/30/2019
K.J. Harrison & Partners Inc372,190$31,569 09/30/2019
     SHY372,190$31,569 09/30/2019
Advisor Group Inc.370,135$31,397 09/30/2019
     SHY370,135$31,397 09/30/2019
Bank of Montreal Can356,248$30,217 09/30/2019
     SHY356,248$30,217 09/30/2019
Northwestern Mutual Wealth Management Co.345,278$29,287 09/30/2019
     SHY345,278$29,287 09/30/2019
Lazard Asset Management LLC342,085$29,015 09/30/2019
     SHY342,085$29,015 09/30/2019
Mariner LLC327,309$27,762 09/30/2019
     SHY327,309$27,762 09/30/2019
Wade G W & Inc.322,009$27,313 09/30/2019
     SHY322,009$27,313 09/30/2019
US Bancorp DE304,913$25,862 09/30/2019
     SHY304,913$25,862 09/30/2019
Rain Capital Management LLC300,202$25,463 09/30/2019
     SHY300,202$25,463 09/30/2019
Global Financial Private Capital Inc300,150$25,459 09/30/2019
     SHY300,150$25,459 09/30/2019
Barry Investment Advisors LLC300,033$25,449 09/30/2019
     SHY300,033$25,449 09/30/2019
Ladenburg Thalmann Financial Services Inc.299,412$25,398 09/30/2019
     SHY299,412$25,398 09/30/2019
Raymond James Financial Services Advisors Inc.294,989$25,021 09/30/2019
     SHY294,989$25,021 09/30/2019
Synovus Financial Corp288,416$24,460 09/30/2019
     SHY288,416$24,460 09/30/2019
Zacks Investment Management275,347$23,355 09/30/2019
     SHY275,347$23,355 09/30/2019
Weaver Consulting Group268,666$22,777 06/30/2019
     SHY268,666$22,777 06/30/2019
Barings LLC265,415$22,513 09/30/2019
     SHY265,415$22,513 09/30/2019
Wilbanks Smith & Thomas Asset Management LLC260,745$22,116 09/30/2019
     SHY260,745$22,116 09/30/2019
Janney Montgomery Scott LLC257,960$21,880 09/30/2019
     SHY257,960$21,880 09/30/2019
MML Investors Services LLC254,992$21,628 09/30/2019
     SHY254,992$21,628 09/30/2019
Fisher Asset Management LLC254,001$21,544 09/30/2019
     SHY254,001$21,544 09/30/2019
America First Investment Advisors LLC251,153$21,303 09/30/2019
     SHY251,153$21,303 09/30/2019
Shepherd Financial Partners LLC248,480$21,066 06/30/2019
     SHY248,480$21,066 06/30/2019
Baird Financial Group Inc.246,387$20,899 09/30/2019
     SHY246,387$20,899 09/30/2019
Bank of New York Mellon Corp243,551$20,658 09/30/2019
     SHY243,551$20,658 09/30/2019
Atria Investments LLC235,059$19,938 09/30/2019
     SHY235,059$19,938 09/30/2019
Titan Capital Management LLC CA234,552$19,895 09/30/2019
     SHY234,552$19,895 09/30/2019
Pacific Financial Group Inc.228,414$19,365 09/30/2019
     SHY228,414$19,365 09/30/2019
Citigroup Inc.221,969$18,828 09/30/2019
     SHY221,969$18,828 09/30/2019
BCJ Capital Management LLC213,928$18,145 09/30/2019
     SHY213,928$18,145 09/30/2019
Fifth Third Bancorp205,346$17,417 09/30/2019
     SHY205,346$17,417 09/30/2019
First Allied Advisory Services Inc.197,734$16,754 09/30/2019
     SHY197,734$16,754 09/30/2019
GWM Advisors LLC195,338$16,570 09/30/2019
     SHY195,338$16,570 09/30/2019
Capital Investment Advisory Services LLC188,024$15,948 09/30/2019
     SHY188,024$15,948 09/30/2019
Brookstone Capital Management182,140$15,449 09/30/2019
     SHY182,140$15,449 09/30/2019
Castleark Management LLC176,500$14,971 09/30/2019
     SHY176,500$14,971 09/30/2019
Twele Capital Management Inc.175,163$14,857 09/30/2019
     SHY175,163$14,857 09/30/2019
HighTower Advisors LLC173,905$14,724 09/30/2019
     SHY173,905$14,724 09/30/2019
Voya Financial Advisors Inc.170,252$14,434 09/30/2019
     SHY170,252$14,434 09/30/2019
American Investment Services Inc.168,306$14,276 09/30/2019
     SHY168,306$14,276 09/30/2019
Bfsg LLC165,462$14,035 09/30/2019
     SHY165,462$14,035 09/30/2019
Stratos Wealth Partners LTD.165,460$14,034 09/30/2019
     SHY165,460$14,034 09/30/2019
Captrust Financial Advisors160,411$13,606 09/30/2019
     SHY160,411$13,606 09/30/2019
Ambassador Advisors LLC158,904$13,478 09/30/2019
     SHY158,904$13,478 09/30/2019
Eqis Capital Management Inc.154,944$13,142 09/30/2019
     SHY154,944$13,142 09/30/2019
PFS Investments Inc.154,476$13,103 09/30/2019
     SHY154,476$13,103 09/30/2019
High Falls Advisors Inc154,392$13,096 09/30/2019
     SHY154,392$13,096 09/30/2019
Evergreen Capital Management LLC153,469$13,017 09/30/2019
     SHY153,469$13,017 09/30/2019
Biltmore Wealth Management LLC149,232$12,658 09/30/2019
     SHY149,232$12,658 09/30/2019
Thrivent Financial for Lutherans146,685$12,442 09/30/2019
     SHY146,685$12,442 09/30/2019
Sumitomo Mitsui Financial Group Inc.144,872$12,288 09/30/2019
     SHY144,872$12,288 09/30/2019
Great Point Wealth Advisors LLC141,797$12,027 09/30/2019
     SHY141,797$12,027 09/30/2019
Ifrah Financial Services Inc.139,839$11,861 09/30/2019
     SHY139,839$11,861 09/30/2019
American International Group Inc.138,500$11,748 09/30/2019
     SHY138,500$11,748 09/30/2019
Venturi Wealth Management LLC134,601$11,417 09/30/2019
     SHY134,601$11,417 09/30/2019
NewSquare Capital LLC132,079$11,203 09/30/2019
     SHY132,079$11,203 09/30/2019
CIBC World Markets Inc.131,644$11,166 09/30/2019
     SHY131,644$11,166 09/30/2019
Proficio Capital Partners LLC131,152$11,124 09/30/2019
     SHY131,152$11,124 09/30/2019
Traverso Chambers Private Wealth Management LLC129,233$10,962 09/30/2019
     SHY129,233$10,962 09/30/2019
CWM LLC128,008$10,858 09/30/2019
     SHY128,008$10,858 09/30/2019
South State Corp125,440$10,640 09/30/2019
     SHY125,440$10,640 09/30/2019
Guggenheim Capital LLC124,961$10,599 09/30/2019
     SHY124,961$10,599 09/30/2019
Advisory Services Network LLC124,244$10,533 09/30/2019
     SHY124,244$10,533 09/30/2019
Sigma Planning Corp123,683$10,491 09/30/2019
     SHY123,683$10,491 09/30/2019
Mirae Asset Global Investments Co. Ltd.123,679$10,490 09/30/2019
     SHY123,679$10,490 09/30/2019
Punch & Associates Investment Management Inc.122,239$10,368 09/30/2019
     SHY122,239$10,368 09/30/2019
Betterment LLC121,839$10,330 09/30/2019
     SHY121,839$10,330 09/30/2019
D. Scott Neal Inc.120,440$10,216 09/30/2019
     SHY120,440$10,216 09/30/2019
Mid Atlantic Financial Management Inc. ADV113,902$9,661 09/30/2019
     SHY113,902$9,661 09/30/2019
Cullen Frost Bankers Inc.110,587$9,380 09/30/2019
     SHY110,587$9,380 09/30/2019
Allianz Asset Management GmbH109,486$9,286 09/30/2019
     SHY109,486$9,286 09/30/2019
Keel Point LLC107,430$9,112 09/30/2019
     SHY107,430$9,112 09/30/2019
Scotia Capital Inc.107,030$9,078 09/30/2019
     SHY107,030$9,078 09/30/2019
Columbus Macro LLC106,807$9,059 09/30/2019
     SHY106,807$9,059 09/30/2019
SG Americas Securities LLC106,582$9,040 09/30/2019
     SHY106,582$9,040 09/30/2019
Oppenheimer & Co. Inc.103,452$8,775 09/30/2019
     SHY103,452$8,775 09/30/2019
Carlton Hofferkamp & Jenks Wealth Management LLC103,304$8,765 09/30/2019
     SHY103,304$8,765 09/30/2019
Cypress Capital LLC102,968$8,734 09/30/2019
     SHY102,968$8,734 09/30/2019
Credit Suisse AG $8,546 09/30/2019
     SHY150,760$12,787 09/30/2019
     Put50,000$4,241 09/30/2019
Natixis100,655$8,538 09/30/2019
     SHY100,655$8,538 09/30/2019
Cliftonlarsonallen Wealth Advisors LLC99,132$8,408 09/30/2019
     SHY99,132$8,408 09/30/2019
GeoWealth Management LLC98,881$8,387 09/30/2019
     SHY98,881$8,387 09/30/2019
Change Path LLC98,868$8,386 09/30/2019
     SHY98,868$8,386 09/30/2019
Donald L. Hagan LLC97,556$8,273 09/30/2019
     SHY97,556$8,273 09/30/2019
Gamble Jones Investment Counsel96,684$8,201 09/30/2019
     SHY96,684$8,201 09/30/2019
Maxim Capital Management LLC96,037$8,146 09/30/2019
     SHY96,037$8,146 09/30/2019
Deutsche Bank AG95,159$8,069 09/30/2019
     SHY95,159$8,069 09/30/2019
CLS Investments LLC93,279$7,912 09/30/2019
     SHY93,279$7,912 09/30/2019
Edmond DE Rothschild Holding S.A.93,132$7,899 09/30/2019
     SHY93,132$7,899 09/30/2019
Telemus Capital LLC90,016$7,635 09/30/2019
     SHY90,016$7,635 09/30/2019
Baystate Wealth Management LLC88,507$7,507 09/30/2019
     SHY88,507$7,507 09/30/2019
CX Institutional88,130$7,475 09/30/2019
     SHY88,130$7,475 09/30/2019
AE Wealth Management LLC87,588$7,429 09/30/2019
     SHY87,588$7,429 09/30/2019
Elm Partners Management LLC87,345$7,409 09/30/2019
     SHY87,345$7,409 09/30/2019
Ballast Inc.86,815$7,363 09/30/2019
     SHY86,815$7,363 09/30/2019
Pensionmark Financial Group LLC82,734$7,018 09/30/2019
     SHY82,734$7,018 09/30/2019
Landsberg Bennett & Dubbaneh LLC82,352$6,982 09/30/2019
     SHY82,352$6,982 09/30/2019
Private Advisor Group LLC81,460$6,908 09/30/2019
     SHY81,460$6,908 09/30/2019
Eaton Vance Management81,344$6,900 09/30/2019
     SHY81,344$6,900 09/30/2019
NorthCoast Asset Management LLC80,019$6,790 09/30/2019
     SHY80,019$6,790 09/30/2019
Wolverine Trading LLC $6,737 09/30/2019
     Call138,300$11,725 09/30/2019
     Put61,800$5,239 09/30/2019
     SHY2,958$251 09/30/2019
Howard Financial Services LTD.79,423$6,737 09/30/2019
     SHY79,423$6,737 09/30/2019
Mader & Shannon Wealth Management Inc.78,572$6,664 09/30/2019
     SHY78,572$6,664 09/30/2019
SSI Investment Management LLC77,221$6,550 09/30/2019
     SHY77,221$6,550 09/30/2019
Regions Financial Corp76,834$6,517 09/30/2019
     SHY76,834$6,517 09/30/2019
Advocacy Wealth Management Services LLC74,673$6,334 09/30/2019
     SHY74,673$6,334 09/30/2019
Claraphi Advisory Network LLC74,068$6,282 09/30/2019
     SHY74,068$6,282 09/30/2019
Dynamic Advisor Solutions LLC73,314$6,218 09/30/2019
     SHY73,314$6,218 09/30/2019
W.E. Donoghue & Co. LLC72,750$6,171 09/30/2019
     SHY72,750$6,171 09/30/2019
Banco Santander S.A.71,946$6,106 09/30/2019
     SHY71,946$6,106 09/30/2019
Tillar Wenstrup Advisors LLC71,711$6,083 09/30/2019
     SHY71,711$6,083 09/30/2019
Midwest Professional Planners LTD.70,341$5,966 09/30/2019
     SHY70,341$5,966 09/30/2019
Estate Counselors LLC69,690$5,911 09/30/2019
     SHY69,690$5,911 09/30/2019
Vicus Capital69,423$5,888 09/30/2019
     SHY69,423$5,888 09/30/2019
Mirsky Financial Management CORP.69,024$5,855 09/30/2019
     SHY69,024$5,855 09/30/2019
Baker Ellis Asset Management LLC68,290$5,792 09/30/2019
     SHY68,290$5,792 09/30/2019
DAVENPORT & Co LLC68,069$5,771 09/30/2019
     SHY68,069$5,771 09/30/2019
Private Advisory Group LLC66,320$5,625 09/30/2019
     SHY66,320$5,625 09/30/2019
Strategic Wealth Advisors Group LLC66,272$5,619 09/30/2019
     SHY66,272$5,619 09/30/2019
Leavell Investment Management Inc.64,731$5,490 09/30/2019
     SHY64,731$5,490 09/30/2019
Commerce Bank64,263$5,451 09/30/2019
     SHY64,263$5,451 09/30/2019
North Star Investment Management Corp.63,425$5,380 09/30/2019
     SHY63,425$5,380 09/30/2019
Peoples Bank OH62,887$5,334 09/30/2019
     SHY62,887$5,334 09/30/2019
Aua Capital Management LLC62,716$5,320 09/30/2019
     SHY62,716$5,320 09/30/2019
Lyons Wealth Management LLC.61,415$5,212 09/30/2019
     SHY61,415$5,212 09/30/2019
D.A. Davidson & CO.61,058$5,179 09/30/2019
     SHY61,058$5,179 09/30/2019
Burleson & Company LLC60,025$5,091 09/30/2019
     SHY60,025$5,091 09/30/2019
Berkshire Asset Management LLC PA58,985$5,003 09/30/2019
     SHY58,985$5,003 09/30/2019
Riggs Asset Managment Co. Inc.57,944$4,914 09/30/2019
     SHY57,944$4,914 09/30/2019
SeaBridge Investment Advisors LLC57,592$4,885 09/30/2019
     SHY57,592$4,885 09/30/2019
CKW Financial Group57,525$4,877 09/30/2019
     SHY57,525$4,877 09/30/2019
Huntington National Bank57,301$4,860 09/30/2019
     SHY57,301$4,860 09/30/2019
Buckingham Asset Management LLC57,296$4,860 09/30/2019
     SHY57,296$4,860 09/30/2019
Lenox Wealth Management Inc.56,201$4,767 09/30/2019
     SHY56,201$4,767 09/30/2019
Capital Wealth Planning LLC55,336$4,693 09/30/2019
     SHY55,336$4,693 09/30/2019
First Hawaiian Bank54,650$4,636 09/30/2019
     SHY54,650$4,636 09/30/2019
Wesbanco Bank Inc.53,927$4,574 09/30/2019
     SHY53,927$4,574 09/30/2019
AdvicePeriod LLC53,234$4,515 09/30/2019
     SHY53,234$4,515 09/30/2019
1832 Asset Management L.P.52,234$4,429 09/30/2019
     SHY52,234$4,429 09/30/2019
Swan Global Investments LLC51,839$4,395 09/30/2019
     SHY51,839$4,395 09/30/2019
Fieldpoint Private Securities LLC51,360$4,356 09/30/2019
     SHY51,360$4,356 09/30/2019
TIAA FSB50,363$4,272 09/30/2019
     SHY50,363$4,272 09/30/2019
Cambiar Investors LLC50,195$4,258 09/30/2019
     SHY50,195$4,258 09/30/2019
Quantum Capital Management LLC NJ50,025$4,243 09/30/2019
     SHY50,025$4,243 09/30/2019
MinichMacGregor Wealth Management LLC50,006$4,241 09/30/2019
     SHY50,006$4,241 09/30/2019
Mutual Advisors LLC49,537$4,202 09/30/2019
     SHY49,537$4,202 09/30/2019
Dimension Capital Management LLC48,221$4,091 09/30/2019
     SHY48,221$4,091 09/30/2019
Tuttle Tactical Management48,071$4,090 09/30/2019
     SHY48,071$4,090 09/30/2019
Stordahl Capital Management Inc.47,767$4,052 09/30/2019
     SHY47,767$4,052 09/30/2019
National Asset Management Inc.47,016$3,988 09/30/2019
     SHY47,016$3,988 09/30/2019
NorthRock Partners LLC46,846$3,973 09/30/2019
     SHY46,846$3,973 09/30/2019
MA Private Wealth45,857$3,890 09/30/2019
     SHY45,857$3,890 09/30/2019
Cougar Global Investments Ltd45,720$3,878 09/30/2019
     SHY45,720$3,878 09/30/2019
Legacy Private Trust Co.45,214$3,835 09/30/2019
     SHY45,214$3,835 09/30/2019
Connecticut Wealth Management LLC45,035$3,820 09/30/2019
     SHY45,035$3,820 09/30/2019
Actinver Wealth Management Inc.43,810$3,716 09/30/2019
     SHY43,810$3,716 09/30/2019
Hancock Whitney Corp42,710$3,623 09/30/2019
     SHY42,710$3,623 09/30/2019
UBP Investment Advisors SA42,693$3,621 09/30/2019
     SHY42,693$3,621 09/30/2019
Jupiter Wealth Management LLC42,324$3,590 09/30/2019
     SHY42,324$3,590 09/30/2019
Carnegie Capital Asset Management LLC42,255$3,584 09/30/2019
     SHY42,255$3,584 09/30/2019
White Pine Capital LLC41,930$3,557 09/30/2019
     SHY41,930$3,557 09/30/2019
SigFig Wealth Management LLC40,498$3,435 09/30/2019
     SHY40,498$3,435 09/30/2019
Sontag Advisory LLC40,323$3,420 09/30/2019
     SHY40,323$3,420 09/30/2019
Pinnacle Advisory Group Inc.39,561$3,356 09/30/2019
     SHY39,561$3,356 09/30/2019
Third Point LLC39,364$3,339 09/30/2019
     SHY39,364$3,339 09/30/2019
Carroll Financial Associates Inc.39,129$3,318 09/30/2019
     SHY39,129$3,318 09/30/2019
Toroso Investments LLC38,478$3,263 09/30/2019
     SHY38,478$3,263 09/30/2019
Comerica Bank38,338$3,251 09/30/2019
     SHY38,338$3,251 09/30/2019
Natixis Advisors L.P.37,431$3,175 09/30/2019
     SHY37,431$3,175 09/30/2019
Barclays PLC36,808$3,122 09/30/2019
     SHY36,808$3,122 09/30/2019
Lincoln National Corp36,787$3,120 09/30/2019
     SHY36,787$3,120 09/30/2019
Hilltop Holdings Inc.36,301$3,078 09/30/2019
     SHY36,301$3,078 09/30/2019
Sage Advisory Services Ltd.Co.35,810$3,037 09/30/2019
     SHY35,810$3,037 09/30/2019
Blair William & Co. IL35,797$3,036 09/30/2019
     SHY35,797$3,036 09/30/2019
King Wealth35,612$3,021 09/30/2019
     SHY35,612$3,021 09/30/2019
M&T Bank Corp35,444$3,007 09/30/2019
     SHY35,444$3,007 09/30/2019
Freestate Advisors LLC34,648$2,939 09/30/2019
     SHY34,648$2,939 09/30/2019
Horizon Investments LLC34,383$2,907 09/30/2019
     SHY34,383$2,907 09/30/2019
IPG Investment Advisors LLC34,102$2,893 09/30/2019
     SHY34,102$2,893 09/30/2019
Zhang Financial LLC34,108$2,893 09/30/2019
     SHY34,108$2,893 09/30/2019
Staley Capital Advisers Inc.33,875$2,873 09/30/2019
     SHY33,875$2,873 09/30/2019
BNP Paribas Arbitrage SA33,728$2,861 09/30/2019
     SHY33,728$2,861 09/30/2019
Peak Asset Management LLC33,585$2,849 09/30/2019
     SHY33,585$2,849 09/30/2019
Trustmark National Bank Trust Department32,894$2,790 09/30/2019
     SHY32,894$2,790 09/30/2019
WESPAC Advisors LLC32,750$2,778 09/30/2019
     SHY32,750$2,778 09/30/2019
Kovitz Investment Group Partners LLC32,695$2,773 09/30/2019
     SHY32,695$2,773 09/30/2019
Cavalier Investments LLC32,264$2,736 09/30/2019
     SHY32,264$2,736 09/30/2019
Vista Private Wealth Partners. LLC31,029$2,630 09/30/2019
     SHY31,029$2,630 09/30/2019
Sarasin & Partners LLP30,924$2,623 09/30/2019
     SHY30,924$2,623 09/30/2019
Investment House LLC30,915$2,622 09/30/2019
     SHY30,915$2,622 09/30/2019
Cresset Asset Management LLC30,850$2,617 09/30/2019
     SHY30,850$2,617 09/30/2019
Financial Advocates Investment Management32,425$2,602 09/30/2019
     SHY32,425$2,602 09/30/2019
Cetera Advisors LLC30,644$2,600 09/30/2019
     SHY30,644$2,600 09/30/2019
OmniStar Financial Group Inc.30,529$2,590 09/30/2019
     SHY30,529$2,590 09/30/2019
Pure Financial Advisors Inc.30,504$2,587 09/30/2019
     SHY30,504$2,587 09/30/2019
Leuthold Group LLC30,425$2,581 09/30/2019
     SHY30,425$2,581 09/30/2019
King Luther Capital Management Corp29,975$2,542 09/30/2019
     SHY29,975$2,542 09/30/2019
Harwood Advisory Group LLC29,937$2,539 09/30/2019
     SHY29,937$2,539 09/30/2019
Mackey Komara & Dankovich LLC29,896$2,536 09/30/2019
     SHY29,896$2,536 09/30/2019
Patriot Investment Management Inc.29,782$2,531 09/30/2019
     SHY29,782$2,531 09/30/2019
Semmax Financial Advisors Inc.29,586$2,509 09/30/2019
     SHY29,586$2,509 09/30/2019
Westside Investment Management Inc.29,412$2,493 06/30/2019
     SHY29,412$2,493 06/30/2019
Epstein & White Financial LLC29,327$2,491 09/30/2019
     SHY29,327$2,491 09/30/2019
Pointe Capital Management LLC29,191$2,476 09/30/2019
     SHY29,191$2,476 09/30/2019
NEXT Financial Group Inc29,069$2,466 09/30/2019
     SHY29,069$2,466 09/30/2019
Good Life Advisors LLC28,598$2,425 09/30/2019
     SHY28,598$2,425 09/30/2019
Renaissance Technologies LLC27,000$2,290 09/30/2019
     SHY27,000$2,290 09/30/2019
Checchi Capital Advisers LLC26,860$2,278 09/30/2019
     SHY26,860$2,278 09/30/2019
Alesco Advisors LLC26,671$2,262 09/30/2019
     SHY26,671$2,262 09/30/2019
Level Four Advisory Services LLC26,347$2,235 09/30/2019
     SHY26,347$2,235 09/30/2019
Martin Capital Partners LLC26,199$2,222 09/30/2019
     SHY26,199$2,222 09/30/2019
Bridger Capital Management LLC25,680$2,178 09/30/2019
     SHY25,680$2,178 09/30/2019
Founders Financial Securities LLC25,176$2,135 09/30/2019
     SHY25,176$2,135 09/30/2019
Arete Wealth Advisors LLC25,001$2,121 09/30/2019
     SHY25,001$2,121 09/30/2019
Eagle Global Advisors LLC24,773$2,101 09/30/2019
     SHY24,773$2,101 09/30/2019
SevenBridge Financial Group LLC24,715$2,096 09/30/2019
     SHY24,715$2,096 09/30/2019
RiverGlades Family Offices LLC24,125$2,046 09/30/2019
     SHY24,125$2,046 09/30/2019
Ancora Advisors LLC23,797$2,018 09/30/2019
     SHY23,797$2,018 09/30/2019
Probity Advisors Inc.23,730$2,013 09/30/2019
     SHY23,730$2,013 09/30/2019
Omnia Family Wealth LLC23,553$1,998 09/30/2019
     SHY23,553$1,998 09/30/2019
Cetera Advisor Networks LLC23,468$1,988 09/30/2019
     SHY23,468$1,988 09/30/2019
Proequities Inc.23,348$1,980 09/30/2019
     SHY23,348$1,980 09/30/2019
CORDA Investment Management LLC.23,161$1,964 09/30/2019
     SHY23,161$1,964 09/30/2019
Aveo Capital Partners LLC23,181$1,963 09/30/2019
     SHY23,181$1,963 09/30/2019
Wealthcare Capital Management LLC22,597$1,917 09/30/2019
     SHY22,597$1,917 09/30/2019
Prudential PLC22,080$1,873 09/30/2019
     SHY22,080$1,873 09/30/2019
Advanced Asset Management Advisors Inc21,314$1,808 09/30/2019
     SHY21,314$1,808 09/30/2019
Family Firm Inc.21,248$1,802 09/30/2019
     SHY21,248$1,802 09/30/2019
Deane Retirement Strategies Inc.21,244$1,802 09/30/2019
     SHY21,244$1,802 09/30/2019
Boston Financial Mangement LLC21,221$1,800 09/30/2019
     SHY21,221$1,800 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC21,180$1,796 09/30/2019
     SHY21,180$1,796 09/30/2019
Stock Yards Bank & Trust Co.20,857$1,769 09/30/2019
     SHY20,857$1,769 09/30/2019
Goelzer Investment Management Inc.20,481$1,737 09/30/2019
     SHY20,481$1,737 09/30/2019
Creative Planning20,392$1,730 09/30/2019
     SHY20,392$1,730 09/30/2019
NewDay Solutions LLC20,113$1,705 09/30/2019
     SHY20,113$1,705 09/30/2019
Rehmann Capital Advisory Group19,646$1,666 06/30/2019
     SHY19,646$1,666 06/30/2019
Farr Miller & Washington LLC DC19,570$1,660 09/30/2019
     SHY19,570$1,660 09/30/2019
Prudential Financial Inc.19,000$1,612 09/30/2019
     SHY19,000$1,612 09/30/2019
J. Goldman & Co LP18,534$1,572 09/30/2019
     SHY18,534$1,572 09/30/2019
BB&T Securities LLC18,260$1,547 09/30/2019
     SHY18,260$1,547 09/30/2019
BB&T Corp18,152$1,540 09/30/2019
     SHY18,152$1,540 09/30/2019
Comerica Securities Inc.17,746$1,505 09/30/2019
     SHY17,746$1,505 09/30/2019
Wedbush Securities Inc.17,488$1,483 09/30/2019
     SHY17,488$1,483 09/30/2019
IFP Advisors Inc17,206$1,463 09/30/2019
     SHY17,206$1,463 09/30/2019
Robertson Stephens Wealth Management LLC17,123$1,452 09/30/2019
     SHY17,123$1,452 09/30/2019
BerganKDV Wealth Management LLC16,822$1,427 09/30/2019
     SHY16,822$1,427 09/30/2019
Colony Group LLC16,594$1,407 06/30/2019
     SHY16,594$1,407 06/30/2019
NTV Asset Management LLC16,475$1,397 09/30/2019
     SHY16,475$1,397 09/30/2019
Fort Washington Investment Advisors Inc. OH16,435$1,394 09/30/2019
     SHY16,435$1,394 09/30/2019
HM Payson & Co.16,375$1,389 09/30/2019
     SHY16,375$1,389 09/30/2019
Capital Investment Services of America Inc.16,311$1,383 09/30/2019
     SHY16,311$1,383 09/30/2019
Mutual of Omaha Bank Wealth Management16,270$1,380 09/30/2019
     SHY16,270$1,380 09/30/2019
Virtue Capital Management LLC16,187$1,373 09/30/2019
     SHY16,187$1,373 09/30/2019
Banque Pictet & Cie SA16,180$1,372 09/30/2019
     SHY16,180$1,372 09/30/2019
B. Riley Wealth Management Inc.16,106$1,366 09/30/2019
     SHY16,106$1,366 09/30/2019
San Francisco Sentry Investment Group CA16,058$1,362 09/30/2019
     SHY16,058$1,362 09/30/2019
CIBC Private Wealth Group LLC15,980$1,354 09/30/2019
     SHY15,980$1,354 09/30/2019
Prospera Financial Services Inc15,808$1,341 09/30/2019
     SHY15,808$1,341 09/30/2019
Biltmore Family Office LLC15,608$1,324 09/30/2019
     SHY15,608$1,324 09/30/2019
SNS Financial Group LLC15,497$1,314 09/30/2019
     SHY15,497$1,314 09/30/2019
Brave Asset Management Inc.15,359$1,303 09/30/2019
     SHY15,359$1,303 09/30/2019
McCollum Christoferson Group LLC15,325$1,301 09/30/2019
     SHY15,325$1,301 09/30/2019
Monument Capital Management15,026$1,275 09/30/2019
     SHY15,026$1,275 09/30/2019
Great Valley Advisor Group Inc.14,779$1,253 09/30/2019
     SHY14,779$1,253 09/30/2019
Pinnacle Associates Ltd.14,630$1,241 09/30/2019
     SHY14,630$1,241 09/30/2019
Meeder Asset Management Inc.14,575$1,236 09/30/2019
     SHY14,575$1,236 09/30/2019
Capital Investment Advisors LLC14,379$1,220 09/30/2019
     SHY14,379$1,220 09/30/2019
Interactive Financial Advisors14,205$1,205 09/30/2019
     SHY14,205$1,205 09/30/2019
Unio Capital LLC14,197$1,204 09/30/2019
     SHY14,197$1,204 09/30/2019
Resources Investment Advisors LLC.14,122$1,198 09/30/2019
     SHY14,122$1,198 09/30/2019
Invesco Ltd.13,991$1,187 09/30/2019
     SHY13,991$1,187 09/30/2019
Calamos Wealth Management LLC13,968$1,185 09/30/2019
     SHY13,968$1,185 09/30/2019
SignalPoint Asset Management LLC13,765$1,168 09/30/2019
     SHY13,765$1,168 09/30/2019
Townsquare Capital LLC13,748$1,163 09/30/2019
     SHY13,748$1,163 09/30/2019
BOK Financial Private Wealth Inc.13,472$1,143 09/30/2019
     SHY13,472$1,143 09/30/2019
Archetype Wealth Partners LLC13,294$1,128 09/30/2019
     SHY13,294$1,128 09/30/2019
Wealth Enhancement Advisory Services LLC13,281$1,126 09/30/2019
     SHY13,281$1,126 09/30/2019
180 Wealth Advisors LLC13,259$1,124 09/30/2019
     SHY13,259$1,124 09/30/2019
Boston Private Wealth LLC13,241$1,123 09/30/2019
     SHY13,241$1,123 09/30/2019
Coastal Investment Advisors Inc.13,252$1,122 09/30/2019
     SHY13,252$1,122 09/30/2019
Personal CFO Solutions LLC13,166$1,117 09/30/2019
     SHY13,166$1,117 09/30/2019
Citizens Financial Group Inc RI13,092$1,111 09/30/2019
     SHY13,092$1,111 09/30/2019
Smart Portfolios LLC13,112$1,109 09/30/2019
     SHY13,112$1,109 09/30/2019
Lido Advisors LLC12,903$1,094 09/30/2019
     SHY12,903$1,094 09/30/2019
Sawtooth Solutions LLC12,824$1,088 09/30/2019
     SHY12,824$1,088 09/30/2019
Boys Arnold & Co. Inc.12,686$1,076 09/30/2019
     SHY12,686$1,076 09/30/2019
Partnervest Advisory Services LLC12,660$1,074 09/30/2019
     SHY12,660$1,074 09/30/2019
Bessemer Group Inc.12,590$1,068 09/30/2019
     SHY12,590$1,068 09/30/2019
Diversified Portfolios Inc.12,573$1,066 09/30/2019
     SHY12,573$1,066 09/30/2019
Allred Capital Management LLC12,422$1,053 09/30/2019
     SHY12,422$1,053 09/30/2019
Institutional & Family Asset Management LLC12,368$1,049 09/30/2019
     SHY12,368$1,049 09/30/2019
Full Sail Capital LLC12,301$1,042 09/30/2019
     SHY12,301$1,042 09/30/2019
UBS Asset Management Americas Inc.12,243$1,038 09/30/2019
     SHY12,243$1,038 09/30/2019
Taylor Cottrill Erickson & Associates Inc.12,179$1,033 09/30/2019
     SHY12,179$1,033 09/30/2019
Foothills Asset Management Ltd.12,146$1,030 09/30/2019
     SHY12,146$1,030 09/30/2019
All Terrain Financial Advisors LLC11,823$1,003 09/30/2019
     SHY11,823$1,003 09/30/2019
Robinson Value Management Ltd.11,744$996 06/30/2019
     SHY11,744$996 06/30/2019
Stanley Laman Group Ltd.11,718$994 09/30/2019
     SHY11,718$994 09/30/2019
Cetera Investment Advisers11,669$987 09/30/2019
     SHY11,669$987 09/30/2019
First Financial Bank Trust Division11,619$985 09/30/2019
     SHY11,619$985 09/30/2019
Clarus Wealth Advisors11,488$974 09/30/2019
     SHY11,488$974 09/30/2019
Trustcore Financial Services LLC11,441$970 09/30/2019
     SHY11,441$970 09/30/2019
Steward Partners Investment Advisory LLC11,415$968 09/30/2019
     SHY11,415$968 09/30/2019
IHT Wealth Management LLC11,350$963 09/30/2019
     SHY11,350$963 09/30/2019
Massmutual Trust Co. FSB ADV11,292$958 09/30/2019
     SHY11,292$958 09/30/2019
PICTET BANK & TRUST Ltd11,200$950 09/30/2019
     SHY11,200$950 09/30/2019
Winfield Associates Inc.11,140$945 09/30/2019
     SHY11,140$945 09/30/2019
Park Avenue Securities LLC11,128$944 09/30/2019
     SHY11,128$944 09/30/2019
BOKF NA11,057$938 09/30/2019
     SHY11,057$938 09/30/2019
Gofen & Glossberg LLC IL10,918$926 09/30/2019
     SHY10,918$926 09/30/2019
Dakota Wealth Management10,823$918 09/30/2019
     SHY10,823$918 09/30/2019
Permanens Capital L.P.10,778$914 09/30/2019
     SHY10,778$914 09/30/2019
Csenge Advisory Group10,687$906 09/30/2019
     SHY10,687$906 09/30/2019
Gibraltar Capital Management Inc.10,541$894 09/30/2019
     SHY10,541$894 09/30/2019
Jaffetilchin Investment Partners LLC10,484$889 09/30/2019
     SHY10,484$889 09/30/2019
Eagle Asset Management Inc.10,297$873 09/30/2019
     SHY10,297$873 09/30/2019
Executive Wealth Management LLC10,262$870 09/30/2019
     SHY10,262$870 09/30/2019
Beacon Investment Advisory Services Inc.10,190$864 09/30/2019
     SHY10,190$864 09/30/2019
New South Capital Management Inc.10,035$851 09/30/2019
     SHY10,035$851 09/30/2019
AdvisorNet Financial Inc9,454$802 09/30/2019
     SHY9,454$802 09/30/2019
Ameritas Investment Partners Inc.9,377$795 09/30/2019
     SHY9,377$795 09/30/2019
Blackhawk Capital Partners LLC.9,275$787 09/30/2019
     SHY9,275$787 09/30/2019
Garrison Point Advisors LLC9,275$787 09/30/2019
     SHY9,275$787 09/30/2019
Beacon Pointe Wealth Advisors LLC9,190$783 09/30/2019
     SHY9,190$783 09/30/2019
Tompkins Financial Corp9,166$777 09/30/2019
     SHY9,166$777 09/30/2019
Oliver Luxxe Assets LLC9,098$774 09/30/2019
     SHY9,098$774 09/30/2019
Enterprise Bank & Trust Co9,077$770 09/30/2019
     SHY9,077$770 09/30/2019
Sprott Inc.9,069$769 09/30/2019
     SHY9,069$769 09/30/2019
ETRADE Capital Management LLC8,988$763 09/30/2019
     SHY8,988$763 09/30/2019
Jacobi Capital Management LLC8,972$761 09/30/2019
     SHY8,972$761 09/30/2019
Private Trust Co. NA8,931$757 09/30/2019
     SHY8,931$757 09/30/2019
Guardian Capital Advisors LP8,800$747 09/30/2019
     SHY8,800$747 09/30/2019
Amarillo National Bank8,793$746 09/30/2019
     SHY8,793$746 09/30/2019
Twin Focus Capital Partners LLC8,688$737 09/30/2019
     SHY8,688$737 09/30/2019
Raymond James Trust N.A.8,679$736 09/30/2019
     SHY8,679$736 09/30/2019
Shaker Investments LLC OH8,637$733 09/30/2019
     SHY8,637$733 09/30/2019
Optimum Investment Advisors8,602$730 09/30/2019
     SHY8,602$730 09/30/2019
Neuberger Berman Group LLC8,602$729 09/30/2019
     SHY8,602$729 09/30/2019
Element Pointe Advisors LLC8,600$729 09/30/2019
     SHY8,600$729 09/30/2019
Barrett Asset Management LLC8,511$722 09/30/2019
     SHY8,511$722 09/30/2019
Spinnaker Trust8,483$719 09/30/2019
     SHY8,483$719 09/30/2019
Western Wealth Management LLC8,444$717 09/30/2019
     SHY8,444$717 09/30/2019
Old Port Advisors8,425$716 09/30/2019
     SHY8,425$716 09/30/2019
United Income Inc.8,389$710 09/30/2019
     SHY8,389$710 09/30/2019
Asset Management Group Inc.8,322$706 09/30/2019
     SHY8,322$706 09/30/2019
Delta Investment Management LLC8,310$704 09/30/2019
     SHY8,310$704 09/30/2019
Summit Financial Group Inc.8,245$700 09/30/2019
     SHY8,245$700 09/30/2019
Avantax Advisory Services Inc.8,193$696 09/30/2019
     SHY8,193$696 09/30/2019
Stephens Group Asset Management LLC8,206$696 09/30/2019
     SHY8,206$696 09/30/2019
TTP Investments Inc.8,111$688 09/30/2019
     SHY8,111$688 09/30/2019
UMB Bank N A MO8,044$682 09/30/2019
     SHY8,044$682 09/30/2019
Crestwood Advisors Group LLC8,029$681 09/30/2019
     SHY8,029$681 09/30/2019
VisionPoint Advisory Group LLC7,954$676 09/30/2019
     SHY7,954$676 09/30/2019
Woodmont Investment Counsel LLC7,872$668 09/30/2019
     SHY7,872$668 09/30/2019
St. James Investment Company LLC7,862$667 09/30/2019
     SHY7,862$667 09/30/2019
Ironwood Financial llc7,739$656 09/30/2019
     SHY7,739$656 09/30/2019
Jag Capital Management LLC7,615$646 09/30/2019
     SHY7,615$646 09/30/2019
Mercer Global Advisors Inc. ADV7,580$642 09/30/2019
     SHY7,580$642 09/30/2019
Thomas J. Herzfeld Advisors Inc.7,481$635 09/30/2019
     SHY7,481$635 09/30/2019
Ingalls & Snyder LLC7,475$634 09/30/2019
     SHY7,475$634 09/30/2019
Tower View Investment Management & Research LLC7,367$625 09/30/2019
     SHY7,367$625 09/30/2019
Harbour Capital Advisors LLC7,230$613 09/30/2019
     SHY7,230$613 09/30/2019
Towercrest Capital Management7,169$608 09/30/2019
     SHY7,169$608 09/30/2019
Whittier Trust Co.7,151$606 09/30/2019
     SHY7,151$606 09/30/2019
Acropolis Investment Management LLC7,109$603 09/30/2019
     SHY7,109$603 09/30/2019
Sowell Financial Services LLC6,964$591 09/30/2019
     SHY6,964$591 09/30/2019
PrairieView Partners LLC6,948$589 09/30/2019
     SHY6,948$589 09/30/2019
Charter Trust Co.6,794$576 09/30/2019
     SHY6,794$576 09/30/2019
Pettinga Financial Advisors LLC6,749$572 09/30/2019
     SHY6,749$572 09/30/2019
Brio Consultants LLC6,710$569 09/30/2019
     SHY6,710$569 09/30/2019
Mechanics Bank Trust Department6,540$555 09/30/2019
     SHY6,540$555 09/30/2019
Smithfield Trust Co.6,535$554 09/30/2019
     SHY6,535$554 09/30/2019
InterOcean Capital LLC6,534$554 09/30/2019
     SHY6,534$554 09/30/2019
Country Club Trust Company n.a.6,504$551 09/30/2019
     SHY6,504$551 09/30/2019
SL Advisors LLC6,499$551 09/30/2019
     SHY6,499$551 09/30/2019
HRT Financial LLC6,457$547 09/30/2019
     SHY6,457$547 09/30/2019
Tiger Management L.L.C.6,408$544 09/30/2019
     SHY6,408$544 09/30/2019
Tortoise Investment Management LLC6,341$538 09/30/2019
     SHY6,341$538 09/30/2019
Sullivan Bruyette Speros & Blaney LLC6,254$530 09/30/2019
     SHY6,254$530 09/30/2019
Homrich & Berg6,074$515 09/30/2019
     SHY6,074$515 09/30/2019
Spectrum Asset Management Inc. NB CA 6,050$513 09/30/2019
     SHY6,050$513 09/30/2019
Hudson Capital Management LLC6,053$513 09/30/2019
     SHY6,053$513 09/30/2019
Bank of The West6,035$512 09/30/2019
     SHY6,035$512 09/30/2019
MRA Associates USA LLC6,034$512 09/30/2019
     SHY6,034$512 09/30/2019
Bellecapital International Ltd.6,033$512 09/30/2019
     SHY6,033$512 09/30/2019
Squar Milner Financial Services LLC6,024$510 09/30/2019
     SHY6,024$510 09/30/2019
Wealthcare Advisory Partners LLC6,004$509 09/30/2019
     SHY6,004$509 09/30/2019
Greenleaf Trust5,985$508 09/30/2019
     SHY5,985$508 09/30/2019
Winthrop Partners WNY LLC5,965$506 09/30/2019
     SHY5,965$506 09/30/2019
Palladium Partners LLC6,044$502 09/30/2019
     SHY6,044$502 09/30/2019
Intl Fcstone Inc.5,907$501 09/30/2019
     SHY5,907$501 09/30/2019
Bank Hapoalim BM5,875$498 09/30/2019
     SHY5,875$498 09/30/2019
North American Management Corp5,848$496 09/30/2019
     SHY5,848$496 09/30/2019
Kingfisher Capital LLC5,843$496 09/30/2019
     SHY5,843$496 09/30/2019
Northwest Wealth Management LLC5,829$494 09/30/2019
     SHY5,829$494 09/30/2019
JNBA Financial Advisors5,746$487 09/30/2019
     SHY5,746$487 09/30/2019
Van Hulzen Asset Management LLC5,730$486 09/30/2019
     SHY5,730$486 09/30/2019
Glenview Trust Co5,732$486 09/30/2019
     SHY5,732$486 09/30/2019
Lester Murray Antman dba SimplyRich5,706$484 09/30/2019
     SHY5,706$484 09/30/2019
Moneta Group Investment Advisors LLC5,683$482 09/30/2019
     SHY5,683$482 09/30/2019
Meridian Investment Counsel Inc.5,672$481 09/30/2019
     SHY5,672$481 09/30/2019
Fiduciary Trust Co.5,565$472 09/30/2019
     SHY5,565$472 09/30/2019
Howe & Rusling Inc.5,544$470 09/30/2019
     SHY5,544$470 09/30/2019
Integrated Wealth Concepts LLC5,535$470 09/30/2019
     SHY5,535$470 09/30/2019
Fairfield Bush & CO.5,450$462 09/30/2019
     SHY5,450$462 09/30/2019
Evanson Asset Management LLC5,212$442 09/30/2019
     SHY5,212$442 09/30/2019
Global Retirement Partners LLC5,197$441 09/30/2019
     SHY5,197$441 09/30/2019
BDO Wealth Advisors LLC5,095$432 09/30/2019
     SHY5,095$432 09/30/2019
FormulaFolio Investments LLC5,033$427 09/30/2019
     SHY5,033$427 09/30/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors5,035$427 09/30/2019
     SHY5,035$427 09/30/2019
Newport Wealth Strategies Inc.5,005$425 09/30/2019
     SHY5,005$425 09/30/2019
Derby & Company Inc.4,977$422 09/30/2019
     SHY4,977$422 09/30/2019
Successful Portfolios LLC4,979$422 09/30/2019
     SHY4,979$422 09/30/2019
Bruderman Asset Management LLC4,949$419 09/30/2019
     SHY4,949$419 09/30/2019
Advantage Investment Management LLC4,920$417 09/30/2019
     SHY4,920$417 09/30/2019
Meitav Dash Investments Ltd.4,766$407 09/30/2019
     SHY4,766$407 09/30/2019
Hayden Royal LLC4,791$406 09/30/2019
     SHY4,791$406 09/30/2019
Franklin Resources Inc.4,741$402 09/30/2019
     SHY4,741$402 09/30/2019
Walleye Trading LLC4,726$401 09/30/2019
     SHY4,726$401 09/30/2019
Meridian Management Co.4,670$396 09/30/2019
     SHY4,670$396 09/30/2019
Well Done LLC4,648$394 09/30/2019
     SHY4,648$394 09/30/2019
FMR LLC4,635$393 09/30/2019
     SHY4,635$393 09/30/2019
FCG Advisors LLC4,601$390 09/30/2019
     SHY4,601$390 09/30/2019
Sonata Capital Group Inc.4,600$390 09/30/2019
     SHY4,600$390 09/30/2019
Capital Financial Planning LLC4,603$390 09/30/2019
     SHY4,603$390 09/30/2019
Pettyjohn Wood & White Inc.4,541$385 09/30/2019
     SHY4,541$385 09/30/2019
Rockland Trust Co.4,467$380 09/30/2019
     SHY4,467$380 09/30/2019
Smith Salley & Associates4,470$379 09/30/2019
     SHY4,470$379 09/30/2019
Signaturefd LLC4,420$375 09/30/2019
     SHY4,420$375 09/30/2019
Solstein Capital LLC4,375$371 09/30/2019
     SHY4,375$371 09/30/2019
Sadoff Investment Management LLC4,348$369 09/30/2019
     SHY4,348$369 09/30/2019
Guidant Wealth Advisors4,296$364 09/30/2019
     SHY4,296$364 09/30/2019
Bremer Bank National Association4,208$357 09/30/2019
     SHY4,208$357 09/30/2019
Symmetry Partners LLC4,192$356 09/30/2019
     SHY4,192$356 09/30/2019
S. R. Schill & Associates4,186$355 09/30/2019
     SHY4,186$355 09/30/2019
Perigon Wealth Management LLC4,114$349 09/30/2019
     SHY4,114$349 09/30/2019
Lake Street Advisors Group LLC4,113$349 09/30/2019
     SHY4,113$349 09/30/2019
Parallel Advisors LLC4,100$348 09/30/2019
     SHY4,100$348 09/30/2019
Sunbelt Securities Inc.4,093$347 09/30/2019
     SHY4,093$347 09/30/2019
Boston Advisors LLC4,000$339 09/30/2019
     SHY4,000$339 09/30/2019
Ausdal Financial Partners Inc.3,985$338 09/30/2019
     SHY3,985$338 09/30/2019
Lutz Financial Services LLC3,962$336 09/30/2019
     SHY3,962$336 09/30/2019
Usca Ria LLC3,864$328 09/30/2019
     SHY3,864$328 09/30/2019
Camden National Bank3,857$327 09/30/2019
     SHY3,857$327 09/30/2019
Bangor Savings Bank3,831$325 09/30/2019
     SHY3,831$325 09/30/2019
DeDora Capital Inc.3,778$320 09/30/2019
     SHY3,778$320 09/30/2019
MidWestOne Financial Group Inc.3,730$317 09/30/2019
     SHY3,730$317 09/30/2019
Juncture Wealth Strategies LLC3,726$316 09/30/2019
     SHY3,726$316 09/30/2019
Beaumont Financial Partners LLC3,687$313 09/30/2019
     SHY3,687$313 09/30/2019
Summit Wealth & Retirement Planning Inc.3,684$312 09/30/2019
     SHY3,684$312 09/30/2019
Windsor Group LTD3,656$310 09/30/2019
     SHY3,656$310 09/30/2019
Beese Fulmer Investment Management Inc.3,645$309 09/30/2019
     SHY3,645$309 09/30/2019
Busey Wealth Management3,625$307 09/30/2019
     SHY3,625$307 09/30/2019
Capital Asset Advisory Services LLC3,570$303 09/30/2019
     SHY3,570$303 09/30/2019
Weatherly Asset Management L. P.3,509$298 09/30/2019
     SHY3,509$298 09/30/2019
Prelude Capital Management LLC3,504$297 09/30/2019
     SHY3,504$297 09/30/2019
F3Logic LLC3,493$297 09/30/2019
     SHY3,493$297 09/30/2019
Arkansas Financial Group Inc.3,445$292 09/30/2019
     SHY3,445$292 09/30/2019
Modera Wealth Management LLC3,392$288 09/30/2019
     SHY3,392$288 09/30/2019
Nations Financial Group Inc. IA ADV3,356$285 09/30/2019
     SHY3,356$285 09/30/2019
LGL Partners LLC3,365$285 09/30/2019
     SHY3,365$285 09/30/2019
Regal Investment Advisors LLC3,308$281 09/30/2019
     SHY3,308$281 09/30/2019
Wealthsource Partners LLC3,296$280 09/30/2019
     SHY3,296$280 09/30/2019
AllSquare Wealth Management LLC3,250$276 09/30/2019
     SHY3,250$276 09/30/2019
Gateway Advisory LLC3,222$273 09/30/2019
     SHY3,222$273 09/30/2019
Capital Bank & Trust Co3,171$269 09/30/2019
     SHY3,171$269 09/30/2019
Arrow Financial Corp3,126$265 09/30/2019
     SHY3,126$265 09/30/2019
First Heartland Consultants Inc.3,126$265 09/30/2019
     SHY3,126$265 09/30/2019
Bragg Financial Advisors Inc3,090$262 09/30/2019
     SHY3,090$262 09/30/2019
Wsfs Capital Management LLC3,050$259 09/30/2019
     SHY3,050$259 09/30/2019
Moors & Cabot Inc.3,027$257 09/30/2019
     SHY3,027$257 09/30/2019
Principal Financial Group Inc.3,015$256 09/30/2019
     SHY3,015$256 09/30/2019
Wharton Business Group LLC3,020$256 09/30/2019
     SHY3,020$256 09/30/2019
Bank of Hawaii3,009$255 09/30/2019
     SHY3,009$255 09/30/2019
GM Advisory Group Inc.3,004$255 09/30/2019
     SHY3,004$255 09/30/2019
Bingham Osborn & Scarborough LLC2,986$253 09/30/2019
     SHY2,986$253 09/30/2019
Matrix Asset Advisors Inc. NY2,960$251 09/30/2019
     SHY2,960$251 09/30/2019
IFG Advisory LLC2,928$248 09/30/2019
     SHY2,928$248 09/30/2019
Coastal Bridge Advisors LLC2,899$246 09/30/2019
     SHY2,899$246 09/30/2019
Krilogy Financial LLC2,890$245 09/30/2019
     SHY2,890$245 09/30/2019
Fundamentun LLC2,886$245 09/30/2019
     SHY2,886$245 09/30/2019
Pinnacle Financial Partners Inc.2,868$243 09/30/2019
     SHY2,868$243 09/30/2019
Rockefeller Capital Management L.P.2,844$241 09/30/2019
     SHY2,844$241 09/30/2019
Harvest Investment Services LLC2,839$240 09/30/2019
     SHY2,839$240 09/30/2019
Jackson Hole Capital Partners LLC2,832$240 09/30/2019
     SHY2,832$240 09/30/2019
Pinnacle Wealth Management Advisory Group LLC2,805$238 09/30/2019
     SHY2,805$238 09/30/2019
Blue Square Asset Management LLC2,800$237 09/30/2019
     SHY2,800$237 09/30/2019
Alpha Cubed Investments LLC2,778$236 09/30/2019
     SHY2,778$236 09/30/2019
Colorado Capital Management Inc.2,784$236 09/30/2019
     SHY2,784$236 09/30/2019
Madden Advisory Services Inc.2,769$234 09/30/2019
     SHY2,769$234 09/30/2019
USA Financial Portformulas Corp2,752$233 09/30/2019
     SHY2,752$233 09/30/2019
Heritage Trust Co2,748$233 09/30/2019
     SHY2,748$233 09/30/2019
Exchange Capital Management Inc.2,723$231 09/30/2019
     SHY2,723$231 09/30/2019
Appleton Partners Inc. MA2,697$229 09/30/2019
     SHY2,697$229 09/30/2019
Valeo Financial Advisors LLC2,700$229 09/30/2019
     SHY2,700$229 09/30/2019
Cadinha & Co. LLC2,680$227 09/30/2019
     SHY2,680$227 09/30/2019
Private Portfolio Partners LLC2,685$227 09/30/2019
     SHY2,685$227 09/30/2019
Financial Gravity Wealth Inc.2,623$223 09/30/2019
     SHY2,623$223 09/30/2019
Chesley Taft & Associates LLC2,600$221 09/30/2019
     SHY2,600$221 09/30/2019
Financial Management Professionals Inc.2,600$221 09/30/2019
     SHY2,600$221 09/30/2019
Merit Financial Group LLC2,607$221 06/30/2019
     SHY2,607$221 06/30/2019
Concentrum Wealth Management2,594$220 09/30/2019
     SHY2,594$220 09/30/2019
Managed Account Services Inc.2,584$219 09/30/2019
     SHY2,584$219 09/30/2019
Berman Capital Advisors LLC2,587$219 09/30/2019
     SHY2,587$219 09/30/2019
Eldridge Investment Advisors Inc.2,521$213 09/30/2019
     SHY2,521$213 09/30/2019
Chilton Capital Management LLC2,500$212 09/30/2019
     SHY2,500$212 09/30/2019
Trinity Legacy Partners LLC2,492$211 09/30/2019
     SHY2,492$211 09/30/2019
Kelman Lazarov Inc.2,488$211 09/30/2019
     SHY2,488$211 09/30/2019
Legend Financial Advisors Inc.2,496$211 06/30/2019
     SHY2,496$211 06/30/2019
Stonebridge Capital Advisors LLC2,447$208 09/30/2019
     SHY2,447$208 09/30/2019
Carnick & Kubik Group LLC2,457$208 09/30/2019
     SHY2,457$208 09/30/2019
Associated Banc Corp2,431$206 09/30/2019
     SHY2,431$206 09/30/2019
Dfpg Investments Inc.2,419$206 09/30/2019
     SHY2,419$206 09/30/2019
IMS Capital Management2,401$204 09/30/2019
     SHY2,401$204 09/30/2019
1492 Capital Management LLC2,388$203 09/30/2019
     SHY2,388$203 09/30/2019
Compagnie Lombard Odier SCmA2,350$199 09/30/2019
     SHY2,350$199 09/30/2019
HAP Trading LLC $196 09/30/2019
     Call188,200$196 09/30/2019
Horan Securities Inc.2,288$194 09/30/2019
     SHY2,288$194 09/30/2019
Migdal Insurance & Financial Holdings Ltd.2,160$183 09/30/2019
     SHY2,160$183 09/30/2019
Northwest Investment Counselors LLC2,161$183 09/30/2019
     SHY2,161$183 09/30/2019
FTB Advisors Inc.2,131$180 09/30/2019
     SHY2,131$180 09/30/2019
New Potomac Partners LLC2,120$180 09/30/2019
     SHY2,120$180 09/30/2019
Endurance Wealth Management Inc.2,087$177 09/30/2019
     SHY2,087$177 09/30/2019
Plante Moran Financial Advisors LLC2,040$173 09/30/2019
     SHY2,040$173 09/30/2019
Asset Dedication LLC2,025$172 09/30/2019
     SHY2,025$172 09/30/2019
Truewealth LLC1,948$165 09/30/2019
     SHY1,948$165 09/30/2019
Blume Capital Management Inc.1,846$156 09/30/2019
     SHY1,846$156 09/30/2019
Webster Bank N. A.1,822$155 09/30/2019
     SHY1,822$155 09/30/2019
Northern Oak Wealth Management Inc.1,829$155 09/30/2019
     SHY1,829$155 09/30/2019
Whittier Trust Co. of Nevada Inc.1,672$142 09/30/2019
     SHY1,672$142 09/30/2019
Cribstone Capital Management LLC1,672$142 09/30/2019
     SHY1,672$142 09/30/2019
Ellis Investment Partners LLC1,596$135 09/30/2019
     SHY1,596$135 09/30/2019
LifePlan Financial Group Inc1,582$134 09/30/2019
     SHY1,582$134 09/30/2019
Prime Capital Investment Advisors LLC1,541$131 09/30/2019
     SHY1,541$131 09/30/2019
Valley National Advisers Inc.1,522$129 09/30/2019
     SHY1,522$129 09/30/2019
Pecaut & CO.1,450$123 09/30/2019
     SHY1,450$123 09/30/2019
Founders Capital Management1,450$123 09/30/2019
     SHY1,450$123 09/30/2019
Gemmer Asset Management LLC1,405$119 09/30/2019
     SHY1,405$119 09/30/2019
Parkside Financial Bank & Trust1,290$109 09/30/2019
     SHY1,290$109 09/30/2019
Northern Trust Corp126,707$108 09/30/2019
     SHY126,707$108 09/30/2019
Johnson Financial Group Inc.1,257$107 09/30/2019
     SHY1,257$107 09/30/2019
CENTRAL TRUST Co1,250$106 09/30/2019
     SHY1,250$106 09/30/2019
Financial Architects Inc1,255$106 09/30/2019
     SHY1,255$106 09/30/2019
Accurate Investment Solutions Inc.1,200$102 09/30/2019
     SHY1,200$102 09/30/2019
Strategic Capital Advisers Inc.1,192$101 09/30/2019
     SHY1,192$101 09/30/2019
Lindbrook Capital LLC1,183$100 09/30/2019
     SHY1,183$100 09/30/2019
Cranbrook Wealth Management LLC971$82 09/30/2019
     SHY971$82 09/30/2019
Reilly Financial Advisors LLC883$75 09/30/2019
     SHY883$75 09/30/2019
Atwood & Palmer Inc.868$74 09/30/2019
     SHY868$74 09/30/2019
Laurel Wealth Advisors LLC878$74 09/30/2019
     SHY878$74 09/30/2019
Ameritas Investment Corp844$72 09/30/2019
     SHY844$72 09/30/2019
Sandy Spring Bank808$69 09/30/2019
     SHY808$69 09/30/2019
Anderson Fisher LLC811$69 09/30/2019
     SHY811$69 09/30/2019
City Holding Co.800$68 09/30/2019
     SHY800$68 09/30/2019
Clearbridge Investments LLC777$66 09/30/2019
     SHY777$66 09/30/2019
Flagship Harbor Advisors LLC788$66 09/30/2019
     SHY788$66 09/30/2019
Pin Oak Investment Advisors Inc.727$62 09/30/2019
     SHY727$62 09/30/2019
Simplex Trading LLC698$59 09/30/2019
     SHY698$59 09/30/2019
Advisory Alpha LLC683$58 09/30/2019
     SHY683$58 09/30/2019
Emerald Investment Partners LLC643$55 09/30/2019
     SHY643$55 09/30/2019
Lowe Wealth Advisors LLC625$53 09/30/2019
     SHY625$53 09/30/2019
Farmers & Merchants Investments Inc.597$51 09/30/2019
     SHY597$51 09/30/2019
Oakworth Capital Inc.600$51 09/30/2019
     SHY600$51 09/30/2019
Cascade Investment Advisors Inc.600$51 09/30/2019
     SHY600$51 09/30/2019
Capital Analysts LLC595$50 09/30/2019
     SHY595$50 09/30/2019
Bogart Wealth LLC584$50 09/30/2019
     SHY584$50 09/30/2019
First Washington CORP500$42 09/30/2019
     SHY500$42 09/30/2019
Rocky Mountain Advisers LLC500$42 09/30/2019
     SHY500$42 09/30/2019
Balentine LLC499$42 09/30/2019
     SHY499$42 09/30/2019
McIlrath & Eck LLC491$42 09/30/2019
     SHY491$42 09/30/2019
Sonora Investment Management LLC472$40 09/30/2019
     SHY472$40 09/30/2019
Salem Investment Counselors Inc.454$39 09/30/2019
     SHY454$39 09/30/2019
Allworth Financial LP438$37 09/30/2019
     SHY438$37 09/30/2019
TCI Wealth Advisors Inc.440$37 09/30/2019
     SHY440$37 09/30/2019
Patriot Financial Group Insurance Agency LLC439$37 09/30/2019
     SHY439$37 09/30/2019
Oppenheimer Asset Management Inc.423$36 09/30/2019
     SHY423$36 09/30/2019
Community Bank N.A.416$35 09/30/2019
     SHY416$35 09/30/2019
Evoke Wealth LLC360$31 09/30/2019
     SHY360$31 09/30/2019
Avondale Wealth Management348$30 09/30/2019
     SHY348$30 09/30/2019
MUFG Americas Holdings Corp341$29 09/30/2019
     SHY341$29 09/30/2019
Lee Financial Co340$29 09/30/2019
     SHY340$29 09/30/2019
Golden State Wealth Management LLC345$29 09/30/2019
     SHY345$29 09/30/2019
Bourgeon Capital Management LLC328$28 09/30/2019
     SHY328$28 09/30/2019
Bell Rock Capital LLC334$28 09/30/2019
     SHY334$28 09/30/2019
FinTrust Capital Advisors LLC304$26 09/30/2019
     SHY304$26 09/30/2019
Smith Shellnut Wilson LLC ADV300$25 09/30/2019
     SHY300$25 09/30/2019
Benjamin F. Edwards & Company Inc.292$25 09/30/2019
     SHY292$25 09/30/2019
Bray Capital Advisors295$25 09/30/2019
     SHY295$25 09/30/2019
Cypress Capital Management LLC WY 290$25 09/30/2019
     SHY290$25 09/30/2019
1 North Wealth Services LLC301$25 09/30/2019
     SHY301$25 09/30/2019
Lehman & Derafelo Financial Resources LLC295$25 09/30/2019
     SHY295$25 09/30/2019
Sound Income Strategies LLC230$20 09/30/2019
     SHY230$20 09/30/2019
Toth Financial Advisory Corp218$18 09/30/2019
     SHY218$18 09/30/2019
Stevens First Principles Investment Advisors203$17 06/30/2019
     SHY203$17 06/30/2019
Tower Research Capital LLC TRC 160$14 09/30/2019
     SHY160$14 09/30/2019
Pinnacle Bank165$14 09/30/2019
     SHY165$14 09/30/2019
Toronto Dominion Bank146$12 09/30/2019
     SHY146$12 09/30/2019
Moisand Fitzgerald Tamayo LLC145$12 09/30/2019
     SHY145$12 09/30/2019
KCS Wealth Advisory145$12 09/30/2019
     SHY145$12 09/30/2019
Towerpoint Wealth LLC125$11 09/30/2019
     SHY125$11 09/30/2019
Certified Advisory Corp131$11 09/30/2019
     SHY131$11 09/30/2019
Jackson Grant Investment Advisers Inc.124$10 09/30/2019
     SHY124$10 09/30/2019
Strategic Blueprint LLC123$10 09/30/2019
     SHY123$10 09/30/2019
Bedel Financial Consulting Inc.101$9 09/30/2019
     SHY101$9 09/30/2019
Creative Financial Designs Inc. ADV79$7 09/30/2019
     SHY79$7 09/30/2019
Shufro Rose & Co. LLC80$7 09/30/2019
     SHY80$7 09/30/2019
Armor Investment Advisors LLC67$6 09/30/2019
     SHY67$6 09/30/2019
Sawyer & Company Inc65$6 09/30/2019
     SHY65$6 09/30/2019
Lake Point Wealth Management72$6 06/30/2019
     SHY72$6 06/30/2019
Premise Capital LLC180$5 09/30/2019
     SHY180$5 09/30/2019
Front Row Advisors LLC60$5 09/30/2019
     SHY60$5 09/30/2019
Aspire Private Capital LLC58$5 09/30/2019
     SHY58$5 09/30/2019
Family Capital Trust Co53$4 09/30/2019
     SHY53$4 09/30/2019
Gradient Investments LLC43$4 09/30/2019
     SHY43$4 09/30/2019
Exane Derivatives47$4 09/30/2019
     SHY47$4 09/30/2019
Julex Capital Management LLC52$4 09/30/2019
     SHY52$4 09/30/2019
Norway Savings Bank50$4 09/30/2019
     SHY50$4 09/30/2019
Cordasco Financial Network36$3 09/30/2019
     SHY36$3 09/30/2019
Secrest Blakey & Associates LLC39$3 09/30/2019
     SHY39$3 09/30/2019
Quest Capital Management Inc. ADV19$2 09/30/2019
     SHY19$2 09/30/2019
Mcmillion Capital Management Inc.21$2 09/30/2019
     SHY21$2 09/30/2019
Nvwm LLC25$2 09/30/2019
     SHY25$2 09/30/2019
Larson Financial Group LLC15$1 09/30/2019
     SHY15$1 09/30/2019
AGF Investments LLC5$0 09/30/2019
     SHY5$0 09/30/2019
Susquehanna International Group LLP $-10,751 09/30/2019
     Put578,800$49,094 09/30/2019
     SHY282,641$23,974 09/30/2019
     Call169,400$14,369 09/30/2019
UBS Group AG4,337,400$-22,273 09/30/2019
     Put4,600,000$390,172 09/30/2019
     SHY4,337,400$367,899 09/30/2019

See Summary: Institutional Holders of SHY
See Details: Top 10 Hedge Funds Holding SHY
Also See: SHY Holdings Changes

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