WIA Holdings Changes

This page summarizes the WIA holdings changes quarter over quarter among those 13F filers that have reported for the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023. Share count is compared over these two periods to provide an indication of whether WIA is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).

Filer	9/30/2023 Share Count	12/31/2023 Share Count	Change	% Change
13F Filers Increasing WIA Share Count
Elequin Capital LP	1,460	35,696	+34,236	+2344.93%
Steward Partners Investment Advisory LLC	1,600	3,700	+2,100	+131.25%
Fortis Group Advisors LLC	866	1,732	+866	+100.00%
RHS Financial LLC	87,454	160,014	+72,560	+82.97%
CSS LLC IL	23,624	34,326	+10,702	+45.30%
Roberts Glore & Co. Inc. IL	177,783	202,327	+24,544	+13.81%
Royal Bank of Canada	11,830	13,330	+1,500	+12.68%
Dakota Wealth Management	96,118	105,218	+9,100	+9.47%
PenderFund Capital Management Ltd.	47,666	51,666	+4,000	+8.39%
Wells Fargo & Company MN	44,702	48,188	+3,486	+7.80%
Coppell Advisory Solutions LLC	1,933	2,046	+113	+5.85%
Wakefield Asset Management LLLP	88,361	93,218	+4,857	+5.50%
Karpus Management Inc.	6,905,403	7,145,082	+239,679	+3.47%
Baird Financial Group Inc.	419,570	433,084	+13,514	+3.22%
Bessemer Group Inc.	512	524	+12	+2.34%
Integrated Wealth Concepts LLC	247,369	250,678	+3,309	+1.34%
13F Filers Reporting New Positions In WIA
Proequities Inc.	0	0	UNCH	100%
Clean Yield Group	0	0	UNCH	100%
Raymond James & Associates	0	10,184	+10,184	+100%
Nomura Holdings Inc.	0	18,781	+18,781	+100%
Twin Focus Capital Partners LLC	0	11,500	+11,500	+100%
Landscape Capital Management L.L.C.	0	49,818	+49,818	+100%
Almitas Capital LLC	0	10,379	+10,379	+100%
Quadcap Wealth Management LLC	0	46,395	+46,395	+100%
13F Filers With Unchanged Share Count
Smith Moore & CO.	11,372	11,372	UNCH	0.00%
Creative Financial Designs Inc. ADV	40,461	40,461	UNCH	0.00%
Oppenheimer & Co. Inc.	20,600	20,600	UNCH	0.00%
Grace & White Inc. NY	38,589	38,589	UNCH	0.00%
Northwestern Mutual Wealth Management Co.	2,797	2,797	UNCH	0.00%
Blue Bell Private Wealth Management LLC	3,176	3,176	UNCH	0.00%
Fiera Capital Corp	181,454	181,454	UNCH	0.00%
Highlander Capital Management LLC	500	500	UNCH	0.00%
Qube Research & Technologies Ltd	21,441	21,441	UNCH	0.00%
Arnhold LLC	12,500	12,500	UNCH	0.00%
Geneos Wealth Management Inc.	434	434	UNCH	0.00%
Washington Trust Advisors Inc.	500	500	UNCH	0.00%
Melfa Wealth Management LLC	12,298	12,298	UNCH	0.00%
PFS Partners LLC	314	314	UNCH	0.00%
13F Filers Decreasing WIA Share Count
Transcend Wealth Collective LLC	37,766	15,560	-22,206	-58.80%
Janney Montgomery Scott LLC	99,350	56,800	-42,550	-42.83%
Comerica Bank	376	217	-159	-42.29%
Advisor Group Holdings Inc.	22,980	13,979	-9,001	-39.17%
Thomas J. Herzfeld Advisors Inc.	27,257	20,900	-6,357	-23.32%
Sit Investment Associates Inc.	11,378	8,776	-2,602	-22.87%
Peapack Gladstone Financial Corp	16,826	12,983	-3,843	-22.84%
Stifel Financial Corp	236,090	193,697	-42,393	-17.96%
Wolverine Asset Management LLC	74,836	64,001	-10,835	-14.48%
Morgan Stanley	378,810	333,019	-45,791	-12.09%
JPMorgan Chase & Co.	1,990	1,755	-235	-11.81%
UBS Group AG	45,730	42,425	-3,305	-7.23%
Coastal Investment Advisors Inc.	72,160	67,004	-5,156	-7.15%
Aviance Capital Partners LLC	41,747	38,764	-2,983	-7.15%
Guggenheim Capital LLC	147,657	138,373	-9,284	-6.29%
Bank of America Corp DE	411,011	389,056	-21,955	-5.34%
HighTower Advisors LLC	21,099	20,455	-644	-3.05%
Rock Point Advisors LLC	77,783	76,080	-1,703	-2.19%
13F Filers Exiting WIA
Ignite Planners LLC	13,430	0	-13,430	-100.00%

See Summary: Institutional Holders of WIA
See Details: Top 10 Hedge Funds Holding WIA
Also See: WIA Insider Buying

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