UMAY Holdings Changes

This page summarizes the UMAY holdings changes quarter over quarter among those 13F filers that have reported for the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023. Share count is compared over these two periods to provide an indication of whether UMAY is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).

Filer	9/30/2023 Share Count	12/31/2023 Share Count	Change	% Change
13F Filers Increasing UMAY Share Count
OLD Mission Capital LLC	11,115	45,133	+34,018	+306.05%
Susquehanna International Group LLP	7,490	11,570	+4,080	+54.47%
Money Concepts Capital Corp	7,503	11,546	+4,043	+53.89%
We Are One Seven LLC	13,600	15,100	+1,500	+11.03%
GWM Advisors LLC	7,390	7,965	+575	+7.78%
LPL Financial LLC	15,649	16,398	+749	+4.79%
Commonwealth Equity Services LLC	79,055	81,584	+2,529	+3.20%
13F Filers Reporting New Positions In UMAY
Proequities Inc.	0	0	UNCH	100%
Royal Bank of Canada	0	9,056	+9,056	+100%
Raymond James Financial Services Advisors Inc.	0	9,881	+9,881	+100%
Advisory Services Network LLC	0	2,039	+2,039	+100%
Arete Wealth Advisors LLC	0	14,858	+14,858	+100%
UBS Group AG	0	1,057	+1,057	+100%
Kestra Advisory Services LLC	0	41,071	+41,071	+100%
13F Filers With Unchanged Share Count
Harbour Investments Inc.	15,670	15,670	UNCH	0.00%
Retirement Planning Group	8,910	8,910	UNCH	0.00%
Cetera Advisors LLC	9,902	9,902	UNCH	0.00%
Capital Investment Advisory Services LLC	3,525	3,525	UNCH	0.00%
Steward Partners Investment Advisory LLC	9,194	9,194	UNCH	0.00%
Castle Rock Wealth Management LLC	65,836	65,836	UNCH	0.00%
Castleview Partners LLC	1,794	1,794	UNCH	0.00%
Foundations Investment Advisors LLC	15,190	15,190	UNCH	0.00%
Wealth Alliance	15,703	15,703	UNCH	0.00%
DHJJ Financial Advisors Ltd.	470	470	UNCH	0.00%
Spire Wealth Management	1,050	1,050	UNCH	0.00%
Retirement Guys Formula LLC	11,729	11,729	UNCH	0.00%
Allegiance Financial Group Advisory Services LLC	7,355	7,355	UNCH	0.00%
Worth Financial Advisory Group LLC	29,234	29,234	UNCH	0.00%
Milestone Asset Management LLC	15,190	15,190	UNCH	0.00%
13F Filers Decreasing UMAY Share Count
Wealth Enhancement Advisory Services LLC	32,254	6,971	-25,283	-78.39%
HighTower Advisors LLC	150,752	39,019	-111,733	-74.12%
Brookstone Capital Management	131,038	46,323	-84,715	-64.65%
IFP Advisors Inc	2,673	1,238	-1,435	-53.68%
Archer Investment Corp	10,189	4,951	-5,238	-51.41%
Advisor Group Holdings Inc.	96,592	64,045	-32,547	-33.70%
Strategic Blueprint LLC	30,885	21,950	-8,935	-28.93%
MML Investors Services LLC	21,246	17,260	-3,986	-18.76%
Janney Montgomery Scott LLC	8,905	7,260	-1,645	-18.47%
Cambridge Investment Research Advisors Inc.	8,572	7,572	-1,000	-11.67%
C2P Capital Advisory Group LLC d.b.a. Prosperity Capital Advisors	59,383	55,216	-4,167	-7.02%
Envestnet Asset Management Inc.	39,712	37,028	-2,684	-6.76%
KFG Wealth Management LLC	45,465	42,559	-2,906	-6.39%
Truist Financial Corp	39,230	37,770	-1,460	-3.72%
Cetera Advisor Networks LLC	37,502	36,424	-1,078	-2.87%
Outlook Wealth Advisors LLC	228,086	222,010	-6,076	-2.66%
Tradition Wealth Management LLC	812,103	791,870	-20,233	-2.49%
Larson Financial Group LLC	824	814	-10	-1.21%
Citadel Advisors LLC	22,392	22,390	-2	-0.01%
13F Filers Exiting UMAY
Phoenix Wealth Advisors	14,815	0	-14,815	-100.00%
Cornerstone Planning Group LLC	690	0	-690	-100.00%
Kingsview Wealth Management LLC	7,586	0	-7,586	-100.00%
Townsquare Capital LLC	8,717	0	-8,717	-100.00%
WealthShield Partners LLC	2,406	0	-2,406	-100.00%
Resources Investment Advisors LLC.	8,069	0	-8,069	-100.00%
Sigma Planning Corp	14,785	0	-14,785	-100.00%
JPMorgan Chase & Co.	5,446	0	-5,446	-100.00%

See Summary: Institutional Holders of UMAY
See Details: Top 10 Hedge Funds Holding UMAY

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