HoldingsChannel.com
| Filer | 9/30/2023 Share Count | 12/31/2023 Share Count | Change | % Change |
|---|---|---|---|---|
| 13F Filers Increasing TCPC Share Count | ||||
| JPMorgan Chase & Co. | 96 | 8,524 | +8,428 | +8779.17% |
| BNP Paribas Arbitrage SA | 200 | 2,700 | +2,500 | +1250.00% |
| International Assets Investment Management LLC | 35,700 | 411,978 | +376,278 | +1054.00% |
| Goldman Sachs Group Inc. | 14,277 | 102,671 | +88,394 | +619.14% |
| Tower Research Capital LLC TRC | 5 | 34 | +29 | +580.00% |
| Aquatic Capital Management LLC | 6,800 | 22,900 | +16,100 | +236.76% |
| Tudor Investment Corp Et Al | 50,106 | 109,633 | +59,527 | +118.80% |
| Quadrature Capital Ltd | 10,154 | 20,825 | +10,671 | +105.09% |
| Signaturefd LLC | 7,790 | 13,490 | +5,700 | +73.17% |
| Jane Street Group LLC | 10,991 | 18,819 | +7,828 | +71.22% |
| Y Intercept Hong Kong Ltd | 12,114 | 18,685 | +6,571 | +54.24% |
| Caxton Associates LP | 20,753 | 30,809 | +10,056 | +48.46% |
| WINTON GROUP Ltd | 30,963 | 44,548 | +13,585 | +43.87% |
| Connor Clark & Lunn Investment Management Ltd. | 70,536 | 95,729 | +25,193 | +35.72% |
| Hennion & Walsh Asset Management Inc. | 312,472 | 404,672 | +92,200 | +29.51% |
| Bartlett & Co. LLC | 15,000 | 19,000 | +4,000 | +26.67% |
| Bartlett & CO. Wealth Management LLC | 15,000 | 19,000 | +4,000 | +26.67% |
| D. E. Shaw & Co. Inc. | 54,603 | 68,456 | +13,853 | +25.37% |
| Comerica Bank | 10,140 | 12,690 | +2,550 | +25.15% |
| Campbell & CO Investment Adviser LLC | 107,177 | 134,040 | +26,863 | +25.06% |
| Envestnet Asset Management Inc. | 29,890 | 37,023 | +7,133 | +23.86% |
| Raymond James & Associates | 240,651 | 292,417 | +51,766 | +21.51% |
| Quantbot Technologies LP | 16,197 | 19,220 | +3,023 | +18.66% |
| Cetera Advisor Networks LLC | 34,277 | 40,501 | +6,224 | +18.16% |
| Steward Partners Investment Advisory LLC | 12,094 | 14,224 | +2,130 | +17.61% |
| Raymond James Financial Services Advisors Inc. | 161,286 | 188,391 | +27,105 | +16.81% |
| Spire Wealth Management | 11,121 | 12,851 | +1,730 | +15.56% |
| Van ECK Associates Corp | 957,629 | 1,059,142 | +101,513 | +10.60% |
| D.A. Davidson & CO. | 346,864 | 382,617 | +35,753 | +10.31% |
| AE Wealth Management LLC | 56,685 | 61,306 | +4,621 | +8.15% |
| Two Sigma Advisers LP | 468,347 | 503,847 | +35,500 | +7.58% |
| Wells Fargo & Company MN | 129,455 | 139,209 | +9,754 | +7.53% |
| Global Wealth Management Investment Advisory Inc. | 45,706 | 49,037 | +3,331 | +7.29% |
| Legal & General Group Plc | 415,751 | 438,096 | +22,345 | +5.37% |
| Benjamin F. Edwards & Company Inc. | 76 | 80 | +4 | +5.26% |
| LPL Financial LLC | 202,283 | 210,891 | +8,608 | +4.26% |
| Stifel Financial Corp | 90,606 | 94,423 | +3,817 | +4.21% |
| UBS Group AG | 236,222 | 245,981 | +9,759 | +4.13% |
| Two Sigma Investments LP | 489,751 | 509,149 | +19,398 | +3.96% |
| The PNC Financial Services Group Inc. | 36,218 | 37,418 | +1,200 | +3.31% |
| Rockefeller Capital Management L.P. | 92,930 | 95,282 | +2,352 | +2.53% |
| Arkadios Wealth Advisors | 99,406 | 101,178 | +1,772 | +1.78% |
| HighTower Advisors LLC | 36,540 | 36,899 | +359 | +0.98% |
| Sunbelt Securities Inc. | 14,181 | 14,214 | +33 | +0.23% |
| 13F Filers Reporting New Positions In TCPC | ||||
| Proequities Inc. | 0 | 0 | UNCH | 100% |
| Plante Moran Financial Advisors LLC | 0 | 0 | UNCH | 100% |
| FMR LLC | 0 | 1 | +1 | +100% |
| Invesco Ltd. | 0 | 736,292 | +736,292 | +100% |
| MeadowBrook Investment Advisors LLC | 0 | 6,868 | +6,868 | +100% |
| Grimes & Company Inc. | 0 | 14,274 | +14,274 | +100% |
| Advisory Services Network LLC | 0 | 1,000 | +1,000 | +100% |
| Riggs Asset Managment Co. Inc. | 0 | 25 | +25 | +100% |
| Cetera Investment Advisers | 0 | 20,965 | +20,965 | +100% |
| Change Path LLC | 0 | 10,189 | +10,189 | +100% |
| PEAK6 Investments LLC | 0 | 11 | +11 | +100% |
| Kestra Advisory Services LLC | 0 | 16,161 | +16,161 | +100% |
| Jump Financial LLC | 0 | 17,200 | +17,200 | +100% |
| Tucker Asset Management LLC | 0 | 6,442 | +6,442 | +100% |
| Morton Brown Family Wealth LLC | 0 | 2,812 | +2,812 | +100% |
| Cape Investment Advisory Inc. | 0 | 6,433 | +6,433 | +100% |
| Melia Wealth LLC | 0 | 1,089,866 | +1,089,866 | +100% |
| McGlone Suttner Wealth Management Inc. | 0 | 82 | +82 | +100% |
| EntryPoint Capital LLC | 0 | 2,113 | +2,113 | +100% |
| Turtle Creek Wealth Advisors LLC | 0 | 250 | +250 | +100% |
| ARK & TLK Investments LLC | 0 | 13,749 | +13,749 | +100% |
| 13F Filers With Unchanged Share Count | ||||
| Barings LLC | 439,638 | 439,638 | UNCH | 0.00% |
| Financial Counselors Inc. | 12,500 | 12,500 | UNCH | 0.00% |
| Optimum Investment Advisors | 5,000 | 5,000 | UNCH | 0.00% |
| LSV Asset Management | 278,300 | 278,300 | UNCH | 0.00% |
| Natixis | 19,424 | 19,424 | UNCH | 0.00% |
| Allen Investment Management LLC | 34,248 | 34,248 | UNCH | 0.00% |
| Mariner LLC | 28,432 | 28,432 | UNCH | 0.00% |
| Alberta Investment Management Corp | 95,000 | 95,000 | UNCH | 0.00% |
| JJJ Advisors Inc. | 81 | 81 | UNCH | 0.00% |
| Bramshill Investments LLC | 3,323 | 3,323 | UNCH | 0.00% |
| Capital Analysts LLC | 47 | 47 | UNCH | 0.00% |
| GWM Advisors LLC | 1,251 | 1,251 | UNCH | 0.00% |
| AllSquare Wealth Management LLC | 1,250 | 1,250 | UNCH | 0.00% |
| EverSource Wealth Advisors LLC | 750 | 750 | UNCH | 0.00% |
| Bogart Wealth LLC | 11,812 | 11,812 | UNCH | 0.00% |
| Sound Income Strategies LLC | 736 | 736 | UNCH | 0.00% |
| GPS Wealth Strategies Group LLC | 1,300 | 1,300 | UNCH | 0.00% |
| Next Capital Management LLC | 70,612 | 70,612 | UNCH | 0.00% |
| BI Asset Management Fondsmaeglerselskab A S | 98,826 | 98,826 | UNCH | 0.00% |
| Axxcess Wealth Management LLC | 10,400 | 10,400 | UNCH | 0.00% |
| 13F Filers Decreasing TCPC Share Count | ||||
| Simplex Trading LLC | 2,605 | 18 | -2,587 | -99.31% |
| Nisa Investment Advisors LLC | 10,300 | 1,600 | -8,700 | -84.47% |
| Citadel Advisors LLC | 140,778 | 26,662 | -114,116 | -81.06% |
| Millennium Management LLC | 743,799 | 169,258 | -574,541 | -77.24% |
| M Holdings Securities Inc. | 67,362 | 39,360 | -28,002 | -41.57% |
| Royal Bank of Canada | 100,870 | 62,957 | -37,913 | -37.59% |
| BlackRock Inc. | 309,967 | 195,736 | -114,231 | -36.85% |
| SeaCrest Wealth Management LLC | 32,900 | 21,200 | -11,700 | -35.56% |
| Harbour Investments Inc. | 12,105 | 8,660 | -3,445 | -28.46% |
| Bank of America Corp DE | 760,208 | 551,233 | -208,975 | -27.49% |
| Commonwealth Equity Services LLC | 15,974 | 11,969 | -4,005 | -25.07% |
| CI Private Wealth LLC | 28,787 | 22,235 | -6,552 | -22.76% |
| Advisors Asset Management Inc. | 259,543 | 203,219 | -56,324 | -21.70% |
| Virtus ETF Advisers LLC | 54,893 | 43,033 | -11,860 | -21.61% |
| Advisor Group Holdings Inc. | 88,781 | 71,077 | -17,704 | -19.94% |
| Morgan Stanley | 548,860 | 454,916 | -93,944 | -17.12% |
| Oppenheimer & Co. Inc. | 188,344 | 156,891 | -31,453 | -16.70% |
| Great West Life Assurance Co. Can | 56,914 | 50,794 | -6,120 | -10.75% |
| Muzinich & Co. Inc. | 202,790 | 181,323 | -21,467 | -10.59% |
| Ignite Planners LLC | 82,603 | 74,944 | -7,659 | -9.27% |
| Fort Washington Investment Advisors Inc. OH | 410,356 | 373,398 | -36,958 | -9.01% |
| Janney Montgomery Scott LLC | 100,236 | 91,462 | -8,774 | -8.75% |
| Cliffwater LLC | 688,576 | 628,928 | -59,648 | -8.66% |
| CWM LLC | 2,495 | 2,295 | -200 | -8.02% |
| Sumitomo Mitsui Trust Holdings Inc. | 191,272 | 175,950 | -15,322 | -8.01% |
| Atria Wealth Solutions Inc. | 15,059 | 14,004 | -1,055 | -7.01% |
| Captrust Financial Advisors | 177,936 | 166,059 | -11,877 | -6.67% |
| Neuberger Berman Group LLC | 94,736 | 88,440 | -6,296 | -6.65% |
| Cambridge Investment Research Advisors Inc. | 31,996 | 30,771 | -1,225 | -3.83% |
| Cerity Partners LLC | 110,125 | 107,295 | -2,830 | -2.57% |
| Ameriprise Financial Inc. | 18,193 | 17,834 | -359 | -1.97% |
| Qube Research & Technologies Ltd | 23,393 | 23,086 | -307 | -1.31% |
| Mckinley Capital Management LLC Delaware | 107,023 | 105,690 | -1,333 | -1.25% |
| Farther Finance Advisors LLC | 203 | 201 | -2 | -0.99% |
| Nations Financial Group Inc. IA ADV | 52,953 | 52,581 | -372 | -0.70% |
| Richard P Slaughter Associates Inc | 164,335 | 163,891 | -444 | -0.27% |
| 13F Filers Exiting TCPC | ||||
| Quarry LP | 1,550 | 0 | -1,550 | -100.00% |
| Register Financial Advisors LLC | 2,500 | 0 | -2,500 | -100.00% |
| Valeo Financial Advisors LLC | 12,300 | 0 | -12,300 | -100.00% |
| Centiva Capital LP | 16,828 | 0 | -16,828 | -100.00% |
| Schonfeld Strategic Advisors LLC | 20,300 | 0 | -20,300 | -100.00% |
| Trexquant Investment LP | 62,059 | 0 | -62,059 | -100.00% |
| Virtu Financial LLC | 43,852 | 0 | -43,852 | -100.00% |
| Two Sigma Securities LLC | 10,191 | 0 | -10,191 | -100.00% |
| Susquehanna International Group LLP | 22,259 | 0 | -22,259 | -100.00% |
| Marshall Wace LLP | 58,873 | 0 | -58,873 | -100.00% |
| Advisory Research Inc. | 51,891 | 0 | -51,891 | -100.00% |
| Thrivent Financial for Lutherans | 11,675 | 0 | -11,675 | -100.00% |
| Northern Trust Corp | 21,817 | 0 | -21,817 | -100.00% |
See Summary: Institutional Holders of TCPC
See Details: Top 10 Hedge Funds Holding TCPC
Also See: TCPC Insider Buying
