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RGI Holdings Changes image
This page summarizes the RGI holdings changes quarter over quarter among those 13F filers that have reported for the 12/31/2019 period, comparing share count change from 9/30/2019 to 12/31/2019. Share count is compared over these two periods to provide an indication of whether RGI is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).
Filer9/30/2019
 Share Count 
12/31/2019
 Share Count 
Change% Change
13F Filers Increasing RGI Share Count
Royal Bank of Canada 5,566 35,570 +30,004 +539.06%
Bank of Montreal Can 145 810 +665 +458.62%
FMR LLC 48 191 +143 +297.92%
Bank of America Corp DE 67,111 150,143 +83,032 +123.72%
Wells Fargo & Company MN 32,911 73,141 +40,230 +122.24%
Raymond James & Associates 31,778 46,473 +14,695 +46.24%
Advisory Alpha LLC 7 10 +3 +42.86%
LPL Financial LLC 17,201 21,413 +4,212 +24.49%
Morgan Stanley 32,834 37,203 +4,369 +13.31%
Stifel Financial Corp 8,959 10,113 +1,154 +12.88%
UBS Group AG 28,520 31,880 +3,360 +11.78%
Envestnet Asset Management Inc. 31,158 34,442 +3,284 +10.54%
Private Advisor Group LLC 2,389 2,492 +103 +4.31%
Raymond James Financial Services Advisors Inc. 7,706 7,815 +109 +1.41%
Advisory Services Network LLC 177 178 +1 +0.56%
13F Filers Reporting New Positions In RGI
Proequities Inc. 0 33 +33 +100%
Sowell Financial Services LLC 0 0 UNCH 100%
CENTRAL TRUST Co 0 36 +36 +100%
Thrivent Financial for Lutherans 0 8,467 +8,467 +100%
Oppenheimer & Co. Inc. 0 2,140 +2,140 +100%
Advanced Asset Management Advisors Inc 0 841 +841 +100%
Dowling & Yahnke LLC 0 50 +50 +100%
Kings Point Capital Management 0 430 +430 +100%
CIBC World Markets Inc. 0 3,016 +3,016 +100%
First Heartland Consultants Inc. 0 4,125 +4,125 +100%
Captrust Financial Advisors 0 2,768 +2,768 +100%
Institute for Wealth Management LLC. 0 273 +273 +100%
Cetera Advisor Networks LLC 0 3,352 +3,352 +100%
Friedenthal Financial 0 15,347 +15,347 +100%
Tradewinds Capital Management LLC 0 112,019 +112,019 +100%
Lakeview Capital Partners LLC 0 99 +99 +100%
Vista Private Wealth Partners. LLC 0 1,854 +1,854 +100%
Phoenix Holdings Ltd. 0 43,400 +43,400 +100%
McAdam LLC 0 1,581 +1,581 +100%
Sound Financial Strategies Group LLC 0 14,150 +14,150 +100%
Stonebridge Financial Planning Group LLC 0 401 +401 +100%
Optas LLC 0 3,275 +3,275 +100%
Capital Wealth Alliance LLC 0 6,577 +6,577 +100%
13F Filers With Unchanged Share Count
US Bancorp DE 53 53 UNCH 0.00%
PNC Financial Services Group Inc. 164 164 UNCH 0.00%
Comerica Securities Inc. 4,186 4,186 UNCH 0.00%
Citigroup Inc. 561 561 UNCH 0.00%
QCI Asset Management Inc. NY 170 170 UNCH 0.00%
Ladenburg Thalmann Financial Services Inc. 225 225 UNCH 0.00%
Northwestern Mutual Wealth Management Co. 231 231 UNCH 0.00%
Atlas Capital Advisors LLC 34 34 UNCH 0.00%
Signaturefd LLC 150 150 UNCH 0.00%
Cetera Advisors LLC 2,210 2,210 UNCH 0.00%
LifePlan Financial Group Inc 395 395 UNCH 0.00%
Northeast Financial Consultants Inc 71,791 71,791 UNCH 0.00%
NEXT Financial Group Inc 10 10 UNCH 0.00%
Steward Partners Investment Advisory LLC 1 1 UNCH 0.00%
Front Row Advisors LLC 50 50 UNCH 0.00%
Global Retirement Partners LLC 132 132 UNCH 0.00%
Western Wealth Management LLC 3,847 3,847 UNCH 0.00%
13F Filers Decreasing RGI Share Count
Sofos Investments Inc. 6,740 4 -6,736 -99.94%
Tower Research Capital LLC TRC 4,061 358 -3,703 -91.18%
Stony Point Wealth Management Inc. 10,612 5,960 -4,652 -43.84%
Advisor Group Inc. 10,642 6,276 -4,366 -41.03%
Janney Montgomery Scott LLC 2,039 1,723 -316 -15.50%
Lido Advisors LLC 10,812 9,611 -1,201 -11.11%
IMC Chicago LLC 42,456 37,764 -4,692 -11.05%
RBA Wealth Management LLC 3,785 3,444 -341 -9.01%
Ameriprise Financial Inc. 23,658 22,081 -1,577 -6.67%
AlphaStar Capital Management LLC 3,049 2,877 -172 -5.64%
Enterprise Financial Services Corp 49,608 47,300 -2,308 -4.65%
Aspiriant LLC 3,501 3,339 -162 -4.63%
Gradient Investments LLC 4,294 4,097 -197 -4.59%
Parallel Advisors LLC 785 755 -30 -3.82%
United Capital Financial Advisers LLC 19,010 18,494 -516 -2.71%
SeaCrest Wealth Management LLC 2,082 2,038 -44 -2.11%
Cambridge Investment Research Advisors Inc. 26,738 26,440 -298 -1.11%
SignalPoint Asset Management LLC 29,278 29,005 -273 -0.93%
D.A. Davidson & CO. 1,879 1,867 -12 -0.64%
Great Valley Advisor Group Inc. 3,061 3,046 -15 -0.49%
Joseph P. Lucia & Associates LLC 6,139 6,112 -27 -0.44%
13F Filers Exiting RGI
Executive Wealth Management LLC 19 0 -19 -100.00%
Susquehanna International Group LLP 28,654 0 -28,654 -100.00%
Citadel Advisors LLC 28,131 0 -28,131 -100.00%
Quest Capital Management Inc. ADV 292 0 -292 -100.00%

See Summary: Institutional Holders of RGI
See Details: Top 10 Hedge Funds Holding RGI

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