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PSEC Holdings Changes image
This page summarizes the PSEC holdings changes quarter over quarter among those 13F filers that have reported for the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023. Share count is compared over these two periods to provide an indication of whether PSEC is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).
Filer9/30/2023
 Share Count 
12/31/2023
 Share Count 
Change% Change
13F Filers Increasing PSEC Share Count
Ronald Blue Trust Inc. 1 263 +262 +26200.00%
Cape Investment Advisory Inc. 559 13,299 +12,740 +2279.07%
Invesco Ltd. 85,377 1,766,490 +1,681,113 +1969.05%
JPMorgan Chase & Co. 41,678 650,928 +609,250 +1461.80%
Focused Wealth Management Inc 911 11,914 +11,003 +1207.79%
Tower Research Capital LLC TRC 1,077 13,459 +12,382 +1149.68%
Two Sigma Investments LP 68,466 605,011 +536,545 +783.67%
Susquehanna International Group LLP 21,455 61,327 +39,872 +185.84%
Hexagon Capital Partners LLC 82 214 +132 +160.98%
Oppenheimer & Co. Inc. 11,522 28,522 +17,000 +147.54%
Wealth Enhancement Advisory Services LLC 17,722 41,197 +23,475 +132.46%
Verition Fund Management LLC 11,347 25,847 +14,500 +127.79%
Comerica Bank 4,000 9,000 +5,000 +125.00%
Tactive Advisors LLC 83,484 184,360 +100,876 +120.83%
Jane Street Group LLC 63,544 137,073 +73,529 +115.71%
Jump Financial LLC 159,400 328,220 +168,820 +105.91%
Kestra Advisory Services LLC 34,748 70,492 +35,744 +102.87%
Bank of America Corp DE 72,781 131,764 +58,983 +81.04%
J.W. Cole Advisors Inc. 21,818 36,410 +14,592 +66.88%
Signaturefd LLC 5,973 9,719 +3,746 +62.72%
Atria Wealth Solutions Inc. 81,037 127,940 +46,903 +57.88%
Private Trust Co. NA 5,014 7,736 +2,722 +54.29%
Raymond James & Associates 398,977 585,863 +186,886 +46.84%
WINTON GROUP Ltd 60,893 88,574 +27,681 +45.46%
Citigroup Inc. 8,037 11,579 +3,542 +44.07%
Prelude Capital Management LLC 28,272 39,474 +11,202 +39.62%
Keebeck Alpha LP 28,272 39,474 +11,202 +39.62%
Lido Advisors LLC 10,626 13,729 +3,103 +29.20%
HRT Financial LP 52,939 67,525 +14,586 +27.55%
Van ECK Associates Corp 4,884,389 6,161,151 +1,276,762 +26.14%
CWM Advisors LLC 50,765 64,027 +13,262 +26.12%
Mercer Global Advisors Inc. ADV 27,125 32,925 +5,800 +21.38%
Wells Fargo & Company MN 149,901 181,230 +31,329 +20.90%
Cambridge Investment Research Advisors Inc. 791,903 956,275 +164,372 +20.76%
DNB Asset Management AS 212,110 254,115 +42,005 +19.80%
Inspire Advisors LLC 19,995 23,879 +3,884 +19.42%
Atom Investors LP 25,997 30,591 +4,594 +17.67%
LSV Asset Management 1,737,254 2,035,654 +298,400 +17.18%
Shufro Rose & Co. LLC 10,000 11,700 +1,700 +17.00%
LPL Financial LLC 899,525 1,045,257 +145,732 +16.20%
Goldman Sachs Group Inc. 55,148 63,124 +7,976 +14.46%
Kovack Advisors Inc. 127,558 144,907 +17,349 +13.60%
CI Private Wealth LLC 11,215 12,586 +1,371 +12.22%
Northwestern Mutual Wealth Management Co. 42 47 +5 +11.90%
Zimmermann Investment Management & Planning LLC 18,053 20,077 +2,024 +11.21%
Coppell Advisory Solutions LLC 1,465 1,628 +163 +11.13%
Commonwealth Equity Services LLC 930,603 1,028,776 +98,173 +10.55%
Ausdal Financial Partners Inc. 26,681 29,254 +2,573 +9.64%
Bank of New York Mellon Corp 78,172 85,428 +7,256 +9.28%
Legal & General Group Plc 2,954,370 3,198,707 +244,337 +8.27%
AE Wealth Management LLC 101,304 109,563 +8,259 +8.15%
Regal Investment Advisors LLC 21,697 23,302 +1,605 +7.40%
Triumph Capital Management 77,291 82,409 +5,118 +6.62%
MML Investors Services LLC 13,008 13,827 +819 +6.30%
Garden State Investment Advisory Services LLC 85,399 90,656 +5,257 +6.16%
Moloney Securities Asset Management LLC 59,355 62,805 +3,450 +5.81%
Harbour Investments Inc. 34,603 36,579 +1,976 +5.71%
Guggenheim Capital LLC 61,768 64,932 +3,164 +5.12%
Schonfeld Strategic Advisors LLC 37,700 39,500 +1,800 +4.77%
Stephens Inc. AR 21,417 22,417 +1,000 +4.67%
Advisory Services Network LLC 120,253 124,811 +4,558 +3.79%
UBS Group AG 389,074 403,395 +14,321 +3.68%
Roman Butler Fullerton & Co. 54,234 56,191 +1,957 +3.61%
Gerber Kawasaki Wealth & Investment Management 12,725 13,141 +416 +3.27%
Core Wealth Advisors Inc. 2,415 2,494 +79 +3.27%
BI Asset Management Fondsmaeglerselskab A S 239,132 246,905 +7,773 +3.25%
Quent Capital LLC 6,183 6,384 +201 +3.25%
Strategies Wealth Advisors LLC 27,814 28,719 +905 +3.25%
AdvisorNet Financial Inc 1,747 1,801 +54 +3.09%
BancorpSouth Bank 29,720 30,635 +915 +3.08%
Avion Wealth 3,509 3,617 +108 +3.08%
Cypress Capital Management LLC WY 1,726 1,779 +53 +3.07%
Rise Advisors LLC 359 370 +11 +3.06%
ProShare Advisors LLC 41,992 43,207 +1,215 +2.89%
Level Four Advisory Services LLC 19,637 20,070 +433 +2.21%
Creative Financial Designs Inc. ADV 45,426 46,413 +987 +2.17%
Beacon Capital Management LLC 1,449 1,478 +29 +2.00%
D.A. Davidson & CO. 276,761 281,757 +4,996 +1.81%
Stifel Financial Corp 112,898 114,393 +1,495 +1.32%
Silverlake Wealth Management LLC 12,099 12,245 +146 +1.21%
BlackRock Inc. 1,243,630 1,258,230 +14,600 +1.17%
National Asset Management Inc. 13,116 13,266 +150 +1.14%
CWM LLC 9,863 9,974 +111 +1.13%
Truist Financial Corp 191,060 193,060 +2,000 +1.05%
KG&L Capital Management LLC 10,660 10,756 +96 +0.90%
Traynor Capital Management Inc. 13,947 14,071 +124 +0.89%
KBC Group NV 172,304 173,813 +1,509 +0.88%
Barrett & Company Inc. 47,440 47,787 +347 +0.73%
SMH Capital Advisors Inc. 100,720 101,321 +601 +0.60%
US Bancorp DE 290,066 291,416 +1,350 +0.47%
LVW Advisors LLC 12,196 12,244 +48 +0.39%
Sunbelt Securities Inc. 29,296 29,382 +86 +0.29%
Thrive Wealth Management LLC 51,866 51,993 +127 +0.24%
Global Retirement Partners LLC 1,403 1,404 +1 +0.07%
Prospera Financial Services Inc 78,948 78,985 +37 +0.05%
Moneta Group Investment Advisors LLC 12,747 12,751 +4 +0.03%
Natixis 32,985 32,989 +4 +0.01%
13F Filers Reporting New Positions In PSEC
Proequities Inc. 0 0 UNCH 100%
PSI Advisors LLC 0 0 UNCH 100%
Principal Securities Inc. 0 151 +151 +100%
Tudor Investment Corp Et Al 0 65,405 +65,405 +100%
D. E. Shaw & Co. Inc. 0 124,437 +124,437 +100%
Forte Capital LLC ADV 0 94,158 +94,158 +100%
Massmutual Trust Co. FSB ADV 0 2,000 +2,000 +100%
Millennium Management LLC 0 456,409 +456,409 +100%
Marshall Wace LLP 0 708,473 +708,473 +100%
Janney Montgomery Scott LLC 0 15,633 +15,633 +100%
Walleye Trading LLC 0 2,487 +2,487 +100%
Quantbot Technologies LP 0 59,027 +59,027 +100%
Parallax Volatility Advisers L.P. 0 22,538 +22,538 +100%
Virtu Financial LLC 0 68,929 +68,929 +100%
Landscape Capital Management L.L.C. 0 33,059 +33,059 +100%
Baystate Wealth Management LLC 0 3,031 +3,031 +100%
Boothbay Fund Management LLC 0 175,000 +175,000 +100%
Headlands Technologies LLC 0 320 +320 +100%
SRS Capital Advisors Inc. 0 110 +110 +100%
Cubist Systematic Strategies LLC 0 55,095 +55,095 +100%
Squarepoint Ops LLC 0 58,486 +58,486 +100%
Sanibel Captiva Trust Company Inc. 0 20,000 +20,000 +100%
Quadrature Capital Ltd 0 148,229 +148,229 +100%
Truvestments Capital LLC 0 3,000 +3,000 +100%
Wealthfront Advisers LLC 0 10,235 +10,235 +100%
Aquatic Capital Management LLC 0 47,700 +47,700 +100%
State of Wyoming 0 6,881 +6,881 +100%
Tennessee Valley Asset Management Partners 0 3,213 +3,213 +100%
XTX Topco Ltd 0 26,814 +26,814 +100%
NorthCrest Asset Manangement LLC 0 18,632 +18,632 +100%
CoreCap Advisors LLC 0 10,800 +10,800 +100%
WMG Financial Advisors LLC 0 17,900 +17,900 +100%
Eschler Asset Management LLP 0 175,000 +175,000 +100%
Family Wealth Group LLC 0 30,422 +30,422 +100%
Significant Wealth Partners LLC 0 56,738 +56,738 +100%
Atomi Financial Group Inc. 0 12,454 +12,454 +100%
ORG Partners LLC 0 5 +5 +100%
EntryPoint Capital LLC 0 6,310 +6,310 +100%
Susquehanna Portfolio Strategies LLC 0 27,885 +27,885 +100%
Modern Wealth Management LLC 0 27,639 +27,639 +100%
Abich Financial Wealth Management LLC 0 5,040 +5,040 +100%
13F Filers With Unchanged Share Count
Huntington National Bank 1,500 1,500 UNCH 0.00%
FMR LLC 2 2 UNCH 0.00%
NBC Securities Inc. 5,700 5,700 UNCH 0.00%
Caxton Associates LP 235,729 235,729 UNCH 0.00%
Blair William & Co. IL 54,275 54,275 UNCH 0.00%
Girard Partners LTD. 15,063 15,063 UNCH 0.00%
Smithfield Trust Co. 47 47 UNCH 0.00%
Bessemer Group Inc. 40,000 40,000 UNCH 0.00%
Nomura Asset Management Co. Ltd. 491 491 UNCH 0.00%
Peoples Financial Services CORP. 205 205 UNCH 0.00%
Webster Bank N. A. 2,620 2,620 UNCH 0.00%
Westwood Holdings Group Inc. 93,246 93,246 UNCH 0.00%
First National Bank of Mount Dora Trust Investment Services 15,300 15,300 UNCH 0.00%
Alberta Investment Management Corp 124,900 124,900 UNCH 0.00%
Asset Dedication LLC 5,880 5,880 UNCH 0.00%
Highlander Capital Management LLC 24,615 24,615 UNCH 0.00%
Heritage Wealth Advisors 100 100 UNCH 0.00%
AllSquare Wealth Management LLC 6,000 6,000 UNCH 0.00%
WealthPLAN Partners LLC 10,330 10,330 UNCH 0.00%
IFP Advisors Inc 750 750 UNCH 0.00%
Berkeley Capital Partners LLC 50,243 50,243 UNCH 0.00%
Farmers & Merchants Trust Co of Chambersburg PA 5,000 5,000 UNCH 0.00%
Summit Global Investments 75,022 75,022 UNCH 0.00%
Founders Capital Management 3,000 3,000 UNCH 0.00%
Steward Partners Investment Advisory LLC 19,575 19,575 UNCH 0.00%
IFG Advisory LLC 36,195 36,195 UNCH 0.00%
Carmichael Hill & Associates Inc. 1,465 1,465 UNCH 0.00%
Larson Financial Group LLC 913 913 UNCH 0.00%
West Branch Capital LLC 2,018 2,018 UNCH 0.00%
Gables Capital Management Inc. 1,000 1,000 UNCH 0.00%
Sunesis Advisors LLC 22,246 22,246 UNCH 0.00%
HHM Wealth Advisors LLC 5,372 5,372 UNCH 0.00%
Claro Advisors LLC 42,390 42,390 UNCH 0.00%
Geneos Wealth Management Inc. 2,300 2,300 UNCH 0.00%
Semmax Financial Advisors Inc. 1,480 1,480 UNCH 0.00%
Banque Cantonale Vaudoise 4,000 4,000 UNCH 0.00%
Detalus Advisors LLC 13,500 13,500 UNCH 0.00%
Archer Investment Corp 11,000 11,000 UNCH 0.00%
NinePointTwo Capital 14,410 14,410 UNCH 0.00%
EMC Capital Management 16,677 16,677 UNCH 0.00%
Y.D. More Investments Ltd 1,273,209 1,273,209 UNCH 0.00%
Cherry Creek Investment Advisors Inc. 15,111 15,111 UNCH 0.00%
Lodestar Private Asset Management LLC 50,000 50,000 UNCH 0.00%
Rogco LP 165 165 UNCH 0.00%
13F Filers Decreasing PSEC Share Count
Allworth Financial LP 2,183 33 -2,150 -98.49%
Dark Forest Capital Management LP 148,264 10,462 -137,802 -92.94%
Muzinich & Co. Inc. 275,474 32,901 -242,573 -88.06%
Sumitomo Mitsui Trust Holdings Inc. 275,474 32,901 -242,573 -88.06%
Citadel Advisors LLC 5,510 939 -4,571 -82.96%
Arkadios Wealth Advisors 127,306 23,574 -103,732 -81.48%
Northern Trust Corp 579,739 157,107 -422,632 -72.90%
Quadrant Capital Group LLC 1,238 366 -872 -70.44%
The PNC Financial Services Group Inc. 111,012 33,998 -77,014 -69.37%
Group One Trading L.P. 419,803 129,000 -290,803 -69.27%
Qube Research & Technologies Ltd 464,374 181,794 -282,580 -60.85%
Creative Planning 70,415 31,164 -39,251 -55.74%
Philadelphia Trust Co. 191,350 86,350 -105,000 -54.87%
Sheaff Brock Investment Advisors LLC 78,738 35,750 -42,988 -54.60%
Barclays PLC 178 89 -89 -50.00%
Orion Portfolio Solutions LLC 74,083 38,649 -35,434 -47.83%
Spire Wealth Management 39,900 22,063 -17,837 -44.70%
Sigma Planning Corp 92,839 53,245 -39,594 -42.65%
BNP Paribas Arbitrage SA 20,149 11,631 -8,518 -42.28%
DAVENPORT & Co LLC 30,006 20,006 -10,000 -33.33%
Money Concepts Capital Corp 15,000 10,000 -5,000 -33.33%
Sculati Wealth Management LLC 86,125 57,900 -28,225 -32.77%
Next Level Private LLC 44,015 30,753 -13,262 -30.13%
Two Sigma Advisers LP 60,100 42,000 -18,100 -30.12%
Advisors Asset Management Inc. 614,524 450,365 -164,159 -26.71%
Bank of Montreal Can 69,177 53,783 -15,394 -22.25%
Cetera Investment Advisers 57,697 45,183 -12,514 -21.69%
Raymond James Financial Services Advisors Inc. 96,810 76,591 -20,219 -20.89%
Virtus ETF Advisers LLC 131,691 104,339 -27,352 -20.77%
HighTower Advisors LLC 158,932 126,400 -32,532 -20.47%
Mariner LLC 125,325 100,444 -24,881 -19.85%
GWM Advisors LLC 1,812 1,518 -294 -16.23%
Lindbrook Capital LLC 3,922 3,440 -482 -12.29%
Avantax Advisory Services Inc. 46,332 40,872 -5,460 -11.78%
Great West Life Assurance Co. Can 285,251 260,671 -24,580 -8.62%
Morgan Stanley 1,856,990 1,697,158 -159,832 -8.61%
Royal Bank of Canada 112,337 103,654 -8,683 -7.73%
Advisor Group Holdings Inc. 839,302 774,589 -64,713 -7.71%
Cetera Advisor Networks LLC 190,502 175,830 -14,672 -7.70%
Wedbush Securities Inc. 16,316 15,117 -1,199 -7.35%
Envestnet Asset Management Inc. 14,079 13,100 -979 -6.95%
Eagle Global Advisors LLC 27,800 25,900 -1,900 -6.83%
International Assets Investment Management LLC 269,322 251,543 -17,779 -6.60%
MAI Capital Management 13,105 12,240 -865 -6.60%
Garner Asset Management Corp 163,010 152,537 -10,473 -6.42%
Cetera Advisors LLC 82,822 77,630 -5,192 -6.27%
Vanguard Capital Wealth Advisors 40,163 37,650 -2,513 -6.26%
Texas Yale Capital Corp. 11,150 10,500 -650 -5.83%
Palogic Value Management L.P. 173,505 164,334 -9,171 -5.29%
Teamwork Financial Advisors LLC 57,636 54,929 -2,707 -4.70%
CNB Bank 7,842 7,500 -342 -4.36%
XML Financial LLC 1,384,395 1,326,672 -57,723 -4.17%
Kestra Private Wealth Services LLC 240,906 232,227 -8,679 -3.60%
Parallel Advisors LLC 14,395 13,975 -420 -2.92%
Ameriprise Financial Inc. 71,389 70,278 -1,111 -1.56%
Dudley Capital Management LLC 28,900 28,500 -400 -1.38%
Mckinley Capital Management LLC Delaware 426,654 421,521 -5,133 -1.20%
13F Filers Exiting PSEC
Farther Finance Advisors LLC 4,000 0 -4,000 -100.00%
AlphaQ Advisors LLC 10,228 0 -10,228 -100.00%
WealthPlan Investment Management LLC 10,330 0 -10,330 -100.00%
SFI Advisors LLC 11,820 0 -11,820 -100.00%
Carmel Capital Partners LLC 624 0 -624 -100.00%
Strategic Financial Concepts LLC 21,133 0 -21,133 -100.00%
Tri Locum Partners LP 27,957 0 -27,957 -100.00%
Clear Creek Financial Management LLC 29,989 0 -29,989 -100.00%
Coastal Investment Advisors Inc. 3,195 0 -3,195 -100.00%
Y Intercept Hong Kong Ltd 33,936 0 -33,936 -100.00%
MQS Management LLC 13,984 0 -13,984 -100.00%
Aigen Investment Management LP 57,677 0 -57,677 -100.00%
Sound Income Strategies LLC 73 0 -73 -100.00%
Heritage Trust Co 24,585 0 -24,585 -100.00%
PFG Advisors 11,960 0 -11,960 -100.00%
Paragon Wealth Strategies LLC 593,101 0 -593,101 -100.00%
Koshinski Asset Management Inc. 10,210 0 -10,210 -100.00%
Merit Financial Group LLC 12,453 0 -12,453 -100.00%
First Horizon Advisors Inc. 2,250 0 -2,250 -100.00%
Catalyst Capital Advisors LLC 95,140 0 -95,140 -100.00%
Fox Run Management L.L.C. 10,523 0 -10,523 -100.00%
Two Sigma Securities LLC 13,000 0 -13,000 -100.00%
Baker Avenue Asset Management LP 74 0 -74 -100.00%
MidWestOne Financial Group Inc. 55,000 0 -55,000 -100.00%
BBR Partners LLC 10,385 0 -10,385 -100.00%
Balyasny Asset Management LLC 11,851 0 -11,851 -100.00%
Gries Financial LLC 17,308 0 -17,308 -100.00%
Toronto Dominion Bank 1,500 0 -1,500 -100.00%
Fifth Third Bancorp 111 0 -111 -100.00%

See Summary: Institutional Holders of PSEC
See Details: Top 10 Hedge Funds Holding PSEC
Also See: PSEC Insider Buying

PSEC Holdings Changes | www.HoldingsChannel.com

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