HoldingsChannel.com
| Filer | 9/30/2023 Share Count | 12/31/2023 Share Count | Change | % Change |
|---|---|---|---|---|
| 13F Filers Increasing PNNT Share Count | ||||
| US Bancorp DE | 40 | 1,127 | +1,087 | +2717.50% |
| Quantbot Technologies LP | 3,120 | 19,012 | +15,892 | +509.36% |
| D. E. Shaw & Co. Inc. | 16,547 | 79,781 | +63,234 | +382.15% |
| Aquatic Capital Management LLC | 7,600 | 24,700 | +17,100 | +225.00% |
| HRT Financial LP | 65,155 | 195,963 | +130,808 | +200.76% |
| Tudor Investment Corp Et Al | 46,614 | 134,895 | +88,281 | +189.39% |
| Lindbrook Capital LLC | 112 | 267 | +155 | +138.39% |
| Dynamic Technology Lab Private Ltd | 11,189 | 25,581 | +14,392 | +128.63% |
| Hennion & Walsh Asset Management Inc. | 188,990 | 423,856 | +234,866 | +124.27% |
| Global Retirement Partners LLC | 1,401 | 3,047 | +1,646 | +117.49% |
| Jump Financial LLC | 24,400 | 51,300 | +26,900 | +110.25% |
| Fortis Group Advisors LLC | 523 | 1,046 | +523 | +100.00% |
| Qube Research & Technologies Ltd | 56,448 | 103,644 | +47,196 | +83.61% |
| Connor Clark & Lunn Investment Management Ltd. | 29,308 | 53,702 | +24,394 | +83.23% |
| International Assets Investment Management LLC | 18,750 | 31,350 | +12,600 | +67.20% |
| Y Intercept Hong Kong Ltd | 15,006 | 24,911 | +9,905 | +66.01% |
| WINTON GROUP Ltd | 57,602 | 79,031 | +21,429 | +37.20% |
| Quadrant Capital Group LLC | 3,599 | 4,854 | +1,255 | +34.87% |
| Goldman Sachs Group Inc. | 29,028 | 38,422 | +9,394 | +32.36% |
| Northwestern Mutual Wealth Management Co. | 7,275 | 9,390 | +2,115 | +29.07% |
| Cetera Investment Advisers | 82,261 | 104,011 | +21,750 | +26.44% |
| JPMorgan Chase & Co. | 14,252 | 17,815 | +3,563 | +25.00% |
| Envestnet Asset Management Inc. | 98,845 | 121,251 | +22,406 | +22.67% |
| Parallel Advisors LLC | 10,432 | 12,519 | +2,087 | +20.01% |
| Cambridge Investment Research Advisors Inc. | 88,864 | 105,342 | +16,478 | +18.54% |
| Legacy Capital Wealth Partners LLC | 207,519 | 235,560 | +28,041 | +13.51% |
| Condor Capital Management | 244,185 | 271,621 | +27,436 | +11.24% |
| BlackRock Inc. | 326,020 | 355,828 | +29,808 | +9.14% |
| Commonwealth Equity Services LLC | 48,586 | 52,864 | +4,278 | +8.81% |
| Close Asset Management Ltd | 33,000 | 35,800 | +2,800 | +8.48% |
| Signaturefd LLC | 31,186 | 33,045 | +1,859 | +5.96% |
| Thrivent Financial for Lutherans | 38,427 | 40,565 | +2,138 | +5.56% |
| Farther Finance Advisors LLC | 253 | 267 | +14 | +5.53% |
| Beaumont Financial Advisors LLC | 19,752 | 20,843 | +1,091 | +5.52% |
| Legal & General Group Plc | 472,347 | 498,180 | +25,833 | +5.47% |
| Evergreen Capital Management LLC | 26,020 | 26,773 | +753 | +2.89% |
| Janney Montgomery Scott LLC | 111,501 | 114,627 | +3,126 | +2.80% |
| Cresset Asset Management LLC | 23,899 | 24,524 | +625 | +2.62% |
| Raymond James Financial Services Advisors Inc. | 31,042 | 31,716 | +674 | +2.17% |
| Bank of America Corp DE | 15,337 | 15,666 | +329 | +2.15% |
| Royal Bank of Canada | 9,150 | 9,315 | +165 | +1.80% |
| Arkadios Wealth Advisors | 43,655 | 44,339 | +684 | +1.57% |
| Kovack Advisors Inc. | 37,150 | 37,650 | +500 | +1.35% |
| LSV Asset Management | 2,101,737 | 2,129,963 | +28,226 | +1.34% |
| Morgan Stanley | 659,323 | 666,189 | +6,866 | +1.04% |
| Sunbelt Securities Inc. | 17,441 | 17,619 | +178 | +1.02% |
| Mckinley Capital Management LLC Delaware | 119,203 | 120,123 | +920 | +0.77% |
| 13F Filers Reporting New Positions In PNNT | ||||
| Proequities Inc. | 0 | 0 | UNCH | 100% |
| Barclays PLC | 0 | 3,120 | +3,120 | +100% |
| Group One Trading L.P. | 0 | 100 | +100 | +100% |
| Rational Advisors LLC | 0 | 99,131 | +99,131 | +100% |
| Grimes & Company Inc. | 0 | 24,380 | +24,380 | +100% |
| Verition Fund Management LLC | 0 | 22,800 | +22,800 | +100% |
| Financial Management Professionals Inc. | 0 | 500 | +500 | +100% |
| Advisory Services Network LLC | 0 | 5,813 | +5,813 | +100% |
| RKL Wealth Management LLC | 0 | 25,000 | +25,000 | +100% |
| GWM Advisors LLC | 0 | 13,773 | +13,773 | +100% |
| IFP Advisors Inc | 0 | 730 | +730 | +100% |
| Lido Advisors LLC | 0 | 246,312 | +246,312 | +100% |
| Aigen Investment Management LP | 0 | 14,556 | +14,556 | +100% |
| Foundations Investment Advisors LLC | 0 | 33,203 | +33,203 | +100% |
| Pacific Capital Wealth Advisors Inc. | 0 | 7,575 | +7,575 | +100% |
| NewEdge Wealth LLC | 0 | 270,487 | +270,487 | +100% |
| Tucker Asset Management LLC | 0 | 13,049 | +13,049 | +100% |
| Cape Investment Advisory Inc. | 0 | 9,689 | +9,689 | +100% |
| Impact Partnership Wealth LLC | 0 | 121 | +121 | +100% |
| LM Advisors LLC | 0 | 1,300 | +1,300 | +100% |
| 13F Filers With Unchanged Share Count | ||||
| Huntington National Bank | 1 | 1 | UNCH | 0.00% |
| Harbour Investments Inc. | 160 | 160 | UNCH | 0.00% |
| Caxton Associates LP | 48,210 | 48,210 | UNCH | 0.00% |
| Gries Financial LLC | 43,935 | 43,935 | UNCH | 0.00% |
| Webster Bank N. A. | 2,000 | 2,000 | UNCH | 0.00% |
| Regions Financial Corp | 20,000 | 20,000 | UNCH | 0.00% |
| Essex Financial Services Inc. | 14,600 | 14,600 | UNCH | 0.00% |
| Meridian Investment Counsel Inc. | 51,100 | 51,100 | UNCH | 0.00% |
| HighTower Advisors LLC | 73,238 | 73,238 | UNCH | 0.00% |
| Alberta Investment Management Corp | 163,000 | 163,000 | UNCH | 0.00% |
| Highlander Capital Management LLC | 1,620 | 1,620 | UNCH | 0.00% |
| Catalyst Capital Advisors LLC | 99,131 | 99,131 | UNCH | 0.00% |
| Edge Wealth Management LLC | 20,000 | 20,000 | UNCH | 0.00% |
| Baird Financial Group Inc. | 13,725 | 13,725 | UNCH | 0.00% |
| Cedar Wealth Management LLC | 3,940 | 3,940 | UNCH | 0.00% |
| EverSource Wealth Advisors LLC | 1,842 | 1,842 | UNCH | 0.00% |
| Steward Partners Investment Advisory LLC | 1,865 | 1,865 | UNCH | 0.00% |
| Sound Income Strategies LLC | 2,573 | 2,573 | UNCH | 0.00% |
| Key Financial Inc | 375 | 375 | UNCH | 0.00% |
| Texas Capital Bank Wealth Management Services Inc. | 152,033 | 152,033 | UNCH | 0.00% |
| NinePointTwo Capital | 10,107 | 10,107 | UNCH | 0.00% |
| EMC Capital Management | 28,775 | 28,775 | UNCH | 0.00% |
| Spire Wealth Management | 1,200 | 1,200 | UNCH | 0.00% |
| 13F Filers Decreasing PNNT Share Count | ||||
| Allworth Financial LP | 175 | 23 | -152 | -86.86% |
| Quarry LP | 7,754 | 1,813 | -5,941 | -76.62% |
| BNP Paribas Arbitrage SA | 7,695 | 1,900 | -5,795 | -75.31% |
| FNY Investment Advisers LLC | 5,300 | 2,400 | -2,900 | -54.72% |
| Creative Planning | 57,953 | 30,561 | -27,392 | -47.27% |
| The PNC Financial Services Group Inc. | 4,435 | 2,435 | -2,000 | -45.10% |
| UBS Group AG | 40,814 | 22,411 | -18,403 | -45.09% |
| Cubic Asset Management LLC | 19,375 | 10,975 | -8,400 | -43.35% |
| XTX Topco Ltd | 93,168 | 63,131 | -30,037 | -32.24% |
| Northern Trust Corp | 24,732 | 17,048 | -7,684 | -31.07% |
| Advisor Group Holdings Inc. | 178,283 | 129,252 | -49,031 | -27.50% |
| Millennium Management LLC | 1,133,784 | 876,893 | -256,891 | -22.66% |
| Virtus ETF Advisers LLC | 90,071 | 73,145 | -16,926 | -18.79% |
| Trexquant Investment LP | 121,197 | 98,501 | -22,696 | -18.73% |
| Invesco Ltd. | 1,826,286 | 1,543,186 | -283,100 | -15.50% |
| Origin Asset Management LLP | 28,250 | 23,950 | -4,300 | -15.22% |
| Ares Management LLC | 3,641,624 | 3,186,525 | -455,099 | -12.50% |
| LPL Financial LLC | 51,280 | 44,983 | -6,297 | -12.28% |
| Advisors Capital Management LLC | 203,960 | 179,749 | -24,211 | -11.87% |
| Raymond James & Associates | 167,462 | 147,762 | -19,700 | -11.76% |
| Great West Life Assurance Co. Can | 64,014 | 57,127 | -6,887 | -10.76% |
| Jane Street Group LLC | 15,321 | 14,024 | -1,297 | -8.47% |
| Citadel Advisors LLC | 148,193 | 139,796 | -8,397 | -5.67% |
| Advisors Asset Management Inc. | 660,874 | 625,287 | -35,587 | -5.38% |
| Garner Asset Management Corp | 107,575 | 102,151 | -5,424 | -5.04% |
| Two Sigma Investments LP | 765,352 | 728,645 | -36,707 | -4.80% |
| Quadrature Capital Ltd | 23,126 | 22,147 | -979 | -4.23% |
| Stifel Financial Corp | 168,406 | 162,928 | -5,478 | -3.25% |
| Sterneck Capital Management LLC | 100,385 | 97,348 | -3,037 | -3.03% |
| Wells Fargo & Company MN | 29,228 | 28,364 | -864 | -2.96% |
| Atria Wealth Solutions Inc. | 33,031 | 32,261 | -770 | -2.33% |
| Abbot Financial Management Inc. | 77,979 | 76,485 | -1,494 | -1.92% |
| Cornerstone Wealth Management LLC | 114,474 | 113,087 | -1,387 | -1.21% |
| Two Sigma Advisers LP | 696,218 | 689,318 | -6,900 | -0.99% |
| Founders Financial Alliance LLC | 35,876 | 35,775 | -101 | -0.28% |
| 13F Filers Exiting PNNT | ||||
| PAX Financial Group LLC | 28,000 | 0 | -28,000 | -100.00% |
| Nebula Research & Development LLC | 17,384 | 0 | -17,384 | -100.00% |
| Callodine Capital Management LP | 1,052,535 | 0 | -1,052,535 | -100.00% |
| Centiva Capital LP | 11,592 | 0 | -11,592 | -100.00% |
| Boothbay Fund Management LLC | 18,609 | 0 | -18,609 | -100.00% |
| Fox Run Management L.L.C. | 14,345 | 0 | -14,345 | -100.00% |
| Tower Research Capital LLC TRC | 7 | 0 | -7 | -100.00% |
| Bulldog Investors LLC | 67,321 | 0 | -67,321 | -100.00% |
| United Capital Financial Advisers LLC | 50,000 | 0 | -50,000 | -100.00% |
| Hillsdale Investment Management Inc. | 22,500 | 0 | -22,500 | -100.00% |
| Marshall Wace LLP | 64,934 | 0 | -64,934 | -100.00% |
| SG Americas Securities LLC | 75,282 | 0 | -75,282 | -100.00% |
| Lazard Asset Management LLC | 19,504 | 0 | -19,504 | -100.00% |
| Selway Asset Management | 50 | 0 | -50 | -100.00% |
| Comerica Bank | 2,025 | 0 | -2,025 | -100.00% |
| FMR LLC | 336 | 0 | -336 | -100.00% |
See Summary: Institutional Holders of PNNT
See Details: Top 10 Hedge Funds Holding PNNT
Also See: PNNT Insider Buying
