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GIM Holdings Changes image
This page summarizes the GIM holdings changes quarter over quarter among those 13F filers that have reported for the 12/31/2019 period, comparing share count change from 9/30/2019 to 12/31/2019. Share count is compared over these two periods to provide an indication of whether GIM is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).
Filer9/30/2019
 Share Count 
12/31/2019
 Share Count 
Change% Change
13F Filers Increasing GIM Share Count
FMR LLC 1 359 +358 +35800.00%
Advisory Services Network LLC 983 5,119 +4,136 +420.75%
Citigroup Inc. 10,563 48,740 +38,177 +361.42%
PNC Financial Services Group Inc. 4,946 15,931 +10,985 +222.10%
Walleye Capital LLC 25,200 67,600 +42,400 +168.25%
Geode Capital Management LLC 20,487 35,839 +15,352 +74.94%
Fiera Capital Corp 38,476 65,576 +27,100 +70.43%
Walleye Trading LLC 24,700 40,900 +16,200 +65.59%
Virtu Financial LLC 11,950 18,019 +6,069 +50.79%
Royal Bank of Canada 354,609 489,477 +134,868 +38.03%
UBS Group AG 218,220 299,667 +81,447 +37.32%
Envestnet Asset Management Inc. 60,514 82,731 +22,217 +36.71%
FNY Investment Advisers LLC 26,208 35,490 +9,282 +35.42%
Shufro Rose & Co. LLC 39,500 52,500 +13,000 +32.91%
Creative Financial Designs Inc. ADV 4,918 6,521 +1,603 +32.59%
Park Avenue Securities LLC 60,733 77,165 +16,432 +27.06%
Wiley BROS. Aintree Capital LLC 27,500 34,900 +7,400 +26.91%
Parametric Portfolio Associates LLC 1,148,860 1,381,579 +232,719 +20.26%
AdvisorNet Financial Inc 24,500 28,300 +3,800 +15.51%
Morgan Stanley 1,438,140 1,639,597 +201,457 +14.01%
Bank of America Corp DE 887,182 997,628 +110,446 +12.45%
Raymond James & Associates 742,882 834,732 +91,850 +12.36%
Frontier Investment Mgmt Co. 3,497,801 3,878,339 +380,538 +10.88%
Invesco Ltd. 1,799,154 1,946,484 +147,330 +8.19%
Signet Financial Management LLC 12,619 13,541 +922 +7.31%
Hochman Cole Investment Advisors Inc. 147,883 158,515 +10,632 +7.19%
Gilman Hill Asset Management LLC 35,000 37,500 +2,500 +7.14%
Landscape Capital Management L.L.C. 243,674 261,055 +17,381 +7.13%
IFG Advisory LLC 164,022 174,763 +10,741 +6.55%
Family Firm Inc. 364,256 386,537 +22,281 +6.12%
HighTower Advisors LLC 558,244 591,583 +33,339 +5.97%
Wells Fargo & Company MN 2,032,167 2,140,522 +108,355 +5.33%
Whitener Capital Management Inc. 136,820 143,977 +7,157 +5.23%
RDA Financial Network 27,588 28,890 +1,302 +4.72%
Foundations Investment Advisors LLC 322,177 333,408 +11,231 +3.49%
Ladenburg Thalmann Financial Services Inc. 107,563 111,209 +3,646 +3.39%
Mercer Global Advisors Inc. ADV 21,736 22,443 +707 +3.25%
1607 Capital Partners LLC 957,032 985,332 +28,300 +2.96%
Advisor Group Inc. 53,966 55,097 +1,131 +2.10%
Vivaldi Capital Management LLC 478,895 488,887 +9,992 +2.09%
Narwhal Capital Management 10,375 10,527 +152 +1.47%
Altman Advisors Inc. 300,081 303,520 +3,439 +1.15%
Asset Planning Services Ltd. 44,312 44,770 +458 +1.03%
Greatmark Investment Partners Inc. 415,640 418,240 +2,600 +0.63%
Creative Planning 15,579 15,600 +21 +0.13%
M&T Bank Corp 37,600 37,620 +20 +0.05%
13F Filers Reporting New Positions In GIM
Proequities Inc. 0 3,000 +3,000 +100%
Truist Financial Corp 0 39,301 +39,301 +100%
Goldman Sachs Group Inc. 0 98,844 +98,844 +100%
Duncker Streett & Co. Inc. 0 500 +500 +100%
Droms Strauss Advisors Inc. MO ADV 0 14,104 +14,104 +100%
Millennium Management LLC 0 1,046,134 +1,046,134 +100%
Diversified Investment Strategies LLC 0 18,435 +18,435 +100%
OLD Mission Capital LLC 0 336,400 +336,400 +100%
Pathstone Family Office LLC 0 3,456 +3,456 +100%
Tower Research Capital LLC TRC 0 33 +33 +100%
Aviance Capital Partners LLC 0 162,069 +162,069 +100%
Alpine Global Management LLC 0 64,839 +64,839 +100%
Penserra Capital Management LLC 0 1,743,545 +1,743,545 +100%
Almitas Capital LLC 0 130,172 +130,172 +100%
Integrated Capital Management Inc. 0 13,657 +13,657 +100%
Boston Private Wealth LLC 0 2,135 +2,135 +100%
Sugarloaf Wealth Management LLC 0 1,546 +1,546 +100%
Carmichael Hill & Associates Inc. 0 600 +600 +100%
6 Meridian 0 220,309 +220,309 +100%
Maltin Wealth Management Inc. 0 433,067 +433,067 +100%
Allred Capital Management LLC 0 4,164 +4,164 +100%
Chapwood Capital Investment Management LLC 0 20,017 +20,017 +100%
Firestone Capital Management 0 900 +900 +100%
Atlas Private Wealth Management 0 132,298 +132,298 +100%
Stonebridge Financial Planning Group LLC 0 10,000 +10,000 +100%
Kerntke Otto McGlone Wealth Management Group 0 533,763 +533,763 +100%
Filbrandt Wealth Management LLC 0 4,210 +4,210 +100%
13F Filers With Unchanged Share Count
Huntington National Bank 742 742 UNCH 0.00%
Barclays PLC 83,668 83,668 UNCH 0.00%
Thrivent Financial for Lutherans 207,013 207,013 UNCH 0.00%
Mid Atlantic Financial Management Inc. ADV 12,075 12,075 UNCH 0.00%
Salem Investment Counselors Inc. 7,000 7,000 UNCH 0.00%
First Interstate Bank 2,321 2,321 UNCH 0.00%
Rock Point Advisors LLC 82,174 82,174 UNCH 0.00%
SOL Capital Management CO 10,000 10,000 UNCH 0.00%
Clearbridge Investments LLC 11,000 11,000 UNCH 0.00%
First City Capital Management Inc. 24,475 24,475 UNCH 0.00%
Endurance Wealth Management Inc. 750 750 UNCH 0.00%
Gradient Investments LLC 4,070 4,070 UNCH 0.00%
Allworth Financial LP 9,764 9,764 UNCH 0.00%
Tradewinds Capital Management LLC 3,350 3,350 UNCH 0.00%
NEXT Financial Group Inc 1,560 1,560 UNCH 0.00%
Ironwood Financial llc 3,506 3,506 UNCH 0.00%
Sunbelt Securities Inc. 14,466 14,466 UNCH 0.00%
Koshinski Asset Management Inc. 39,420 39,420 UNCH 0.00%
Fort Pitt Capital Group LLC 11,250 11,250 UNCH 0.00%
Legacy Bridge LLC 4,000 4,000 UNCH 0.00%
Jacobi Capital Management LLC 133 133 UNCH 0.00%
Flagship Harbor Advisors LLC 14,500 14,500 UNCH 0.00%
Patriot Financial Group Insurance Agency LLC 1,000 1,000 UNCH 0.00%
Cypress Wealth Services LLC 12,250 12,250 UNCH 0.00%
Castle Rock Wealth Management LLC 13,562 13,562 UNCH 0.00%
Investors Research Corp 2,671 2,671 UNCH 0.00%
Sound Income Strategies LLC 1,000 1,000 UNCH 0.00%
Prestige Wealth Management Group LLC 2,000 2,000 UNCH 0.00%
Weaver Consulting Group 29,809 29,809 UNCH 0.00%
13F Filers Decreasing GIM Share Count
CWM LLC 4,481 49 -4,432 -98.91%
Signaturefd LLC 3,727 131 -3,596 -96.49%
Scotia Capital Inc. 141,050 54,603 -86,447 -61.29%
Ledyard National Bank 186,000 81,000 -105,000 -56.45%
Ameriprise Financial Inc. 1,535,359 785,887 -749,472 -48.81%
Efficient Wealth Management LLC 281,234 163,853 -117,381 -41.74%
Kelman Lazarov Inc. 616,747 387,904 -228,843 -37.10%
KCS Wealth Advisory 577,011 396,862 -180,149 -31.22%
Arlington Financial Advisors LLC 17,783 12,900 -4,883 -27.46%
North Star Investment Management Corp. 1,040,245 773,617 -266,628 -25.63%
LPL Financial LLC 255,903 196,152 -59,751 -23.35%
WESCAP Management Group Inc. 76,253 58,662 -17,591 -23.07%
Cornerstone Wealth Management LLC 193,111 148,595 -44,516 -23.05%
Sowell Financial Services LLC 13,324 10,665 -2,659 -19.96%
JNBA Financial Advisors 1,263,729 1,032,270 -231,459 -18.32%
Raymond James Financial Services Advisors Inc. 34,720 28,479 -6,241 -17.98%
Private Harbour Investment Management & Counsel LLC 17,683 14,883 -2,800 -15.83%
Benedict Financial Advisors Inc. 36,585 32,584 -4,001 -10.94%
Steward Partners Investment Advisory LLC 43,450 38,700 -4,750 -10.93%
Marble Harbor Investment Counsel LLC 73,390 65,790 -7,600 -10.36%
Everett Harris & Co. CA 160,600 145,100 -15,500 -9.65%
Cambridge Investment Research Advisors Inc. 1,196,172 1,084,138 -112,034 -9.37%
Oxbow Advisors LLC 33,649 30,581 -3,068 -9.12%
Rowland Carmichael Advisors Inc. ADV 128,500 117,000 -11,500 -8.95%
Oarsman Capital Inc. 35,050 32,050 -3,000 -8.56%
9258 Wealth Management LLC 25,238 23,191 -2,047 -8.11%
Stifel Financial Corp 651,436 611,343 -40,093 -6.15%
Commonwealth Equity Services LLC 536,104 507,975 -28,129 -5.25%
Windsor Capital Management LLC 437,269 415,059 -22,210 -5.08%
Evergreen Capital Management LLC 3,103,340 2,947,850 -155,490 -5.01%
Stephens Inc. AR 136,223 130,401 -5,822 -4.27%
HBK Sorce Advisory LLC 223,981 216,730 -7,251 -3.24%
Cahill Financial Advisors Inc. 35,614 34,631 -983 -2.76%
Cetera Advisor Networks LLC 22,244 21,724 -520 -2.34%
Cetera Advisors LLC 11,915 11,715 -200 -1.68%
Rivernorth Capital Management LLC 5,504,809 5,444,227 -60,582 -1.10%
Stratos Wealth Partners LTD. 18,796 18,671 -125 -0.67%
Evanson Asset Management LLC 843,985 838,730 -5,255 -0.62%
Guggenheim Capital LLC 56,069 55,758 -311 -0.55%
Smith Moore & CO. 76,909 76,680 -229 -0.30%
Baird Financial Group Inc. 922,388 919,940 -2,448 -0.27%
13F Filers Exiting GIM
Quad Cities Investment Group LLC 3,106 0 -3,106 -100.00%
SeaCrest Wealth Management LLC 11,120 0 -11,120 -100.00%
Mutual Advisors LLC 16,663 0 -16,663 -100.00%
Capital Investment Advisory Services LLC 1,492 0 -1,492 -100.00%
FinTrust Capital Advisors LLC 1,500 0 -1,500 -100.00%
Shaker Financial Services LLC 226,498 0 -226,498 -100.00%
Sigma Planning Corp 10,067 0 -10,067 -100.00%
Calton & Associates Inc. 12,035 0 -12,035 -100.00%
Walter & Keenan Financial Consulting Co. MI ADV 16,000 0 -16,000 -100.00%

See Summary: Institutional Holders of GIM
See Details: Top 10 Hedge Funds Holding GIM

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