HoldingsChannel.com
| Filer | 9/30/2020 Share Count | 12/31/2020 Share Count | Change | % Change |
|---|---|---|---|---|
| 13F Filers Increasing DUC Share Count | ||||
| Rivernorth Capital Management LLC | 427,641 | 792,473 | +364,832 | +85.31% |
| Lido Advisors LLC | 103,400 | 146,206 | +42,806 | +41.40% |
| Sit Investment Associates Inc. | 1,416,271 | 1,925,513 | +509,242 | +35.96% |
| Dynamic Advisor Solutions LLC | 11,124 | 13,125 | +2,001 | +17.99% |
| Morgan Stanley | 63,951 | 70,616 | +6,665 | +10.42% |
| LPL Financial LLC | 37,544 | 39,287 | +1,743 | +4.64% |
| 13F Filers Reporting New Positions In DUC | ||||
| Proequities Inc. | 0 | 0 | UNCH | 100% |
| Clough Capital Partners L P | 0 | 325,100 | +325,100 | +100% |
| Susquehanna International Group LLP | 0 | 11,019 | +11,019 | +100% |
| Saba Capital Management L.P. | 0 | 44,100 | +44,100 | +100% |
| Community Bank N.A. | 0 | 976 | +976 | +100% |
| Ellevest Inc. | 0 | 0 | UNCH | 100% |
| Key Financial Inc | 0 | 410 | +410 | +100% |
| 13F Filers With Unchanged Share Count | ||||
| US Bancorp DE | 1,400 | 1,400 | UNCH | 0.00% |
| Franklin Resources Inc. | 13,000 | 13,000 | UNCH | 0.00% |
| Huntington National Bank | 1 | 1 | UNCH | 0.00% |
| Royal Bank of Canada | 4,339 | 4,339 | UNCH | 0.00% |
| Horizon Kinetics Asset Management LLC | 12,425 | 12,425 | UNCH | 0.00% |
| Webster Bank N. A. | 2,000 | 2,000 | UNCH | 0.00% |
| Reilly Financial Advisors LLC | 1,284 | 1,284 | UNCH | 0.00% |
| Mark Sheptoff Financial Planning LLC | 3,971 | 3,971 | UNCH | 0.00% |
| NEXT Financial Group Inc | 2,100 | 2,100 | UNCH | 0.00% |
| Dakota Wealth Management | 120,975 | 120,975 | UNCH | 0.00% |
| Kovack Advisors Inc. | 29,500 | 29,500 | UNCH | 0.00% |
| Royal Fund Management LLC | 13,949 | 13,949 | UNCH | 0.00% |
| 13F Filers Decreasing DUC Share Count | ||||
| Millennium Management LLC | 41,942 | 15,982 | -25,960 | -61.89% |
| Guggenheim Capital LLC | 136,166 | 91,232 | -44,934 | -33.00% |
| Fiera Capital Corp | 26,333 | 18,703 | -7,630 | -28.98% |
| Gill Capital Partners LLC | 47,496 | 39,464 | -8,032 | -16.91% |
| Advisor Group Holdings Inc. | 1,921 | 1,661 | -260 | -13.53% |
| Bank of America Corp DE | 101,012 | 90,746 | -10,266 | -10.16% |
| UBS Group AG | 45,671 | 41,570 | -4,101 | -8.98% |
| Wells Fargo & Company MN | 1,122,108 | 1,061,991 | -60,117 | -5.36% |
| Karpus Management Inc. | 10,889,647 | 10,321,868 | -567,779 | -5.21% |
| Invesco Ltd. | 37,413 | 36,345 | -1,068 | -2.85% |
| 1607 Capital Partners LLC | 1,744,719 | 1,726,277 | -18,442 | -1.06% |
| 13F Filers Exiting DUC | ||||
| Flagship Harbor Advisors LLC | 75 | 0 | -75 | -100.00% |
| LVW Advisors LLC | 15,325 | 0 | -15,325 | -100.00% |
| Shaker Financial Services LLC | 52,462 | 0 | -52,462 | -100.00% |
| Northwestern Mutual Wealth Management Co. | 150 | 0 | -150 | -100.00% |
| Icon Advisers Inc. Co. | 301,306 | 0 | -301,306 | -100.00% |
| Shelton Capital Management | 334,445 | 0 | -334,445 | -100.00% |
| Barclays PLC | 4,016 | 0 | -4,016 | -100.00% |
See Summary: Institutional Holders of DUC
See Details: Top 10 Hedge Funds Holding DUC
Also See: DUC Insider Buying
