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DIM Holdings Changes image
This page summarizes the DIM holdings changes quarter over quarter among those 13F filers that have reported for the 12/31/2019 period, comparing share count change from 9/30/2019 to 12/31/2019. Share count is compared over these two periods to provide an indication of whether DIM is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).
Filer9/30/2019
 Share Count 
12/31/2019
 Share Count 
Change% Change
13F Filers Increasing DIM Share Count
Sawtooth Solutions LLC 5,285 12,140 +6,855 +129.71%
AE Wealth Management LLC 5,452 12,420 +6,968 +127.81%
Advisor Group Inc. 819 1,619 +800 +97.68%
Raymond James & Associates 16,104 22,400 +6,296 +39.10%
Joseph P. Lucia & Associates LLC 1,443 1,913 +470 +32.57%
Ameriprise Financial Inc. 4,301 5,490 +1,189 +27.64%
GHP Investment Advisors Inc. 219,987 232,783 +12,796 +5.82%
Wealthstreet Investment Advisors LLC 6,740 7,040 +300 +4.45%
Asset Dedication LLC 3,252 3,319 +67 +2.06%
Cambridge Investment Research Advisors Inc. 163,697 165,777 +2,080 +1.27%
Morgan Stanley 210,650 212,946 +2,296 +1.09%
Smith Moore & CO. 68,681 69,351 +670 +0.98%
Well Done LLC 22,792 23,015 +223 +0.98%
Commonwealth Equity Services LLC 22,795 22,866 +71 +0.31%
13F Filers Reporting New Positions In DIM
Proequities Inc. 0 225 +225 +100%
IFP Advisors Inc 0 0 UNCH 100%
Fifth Third Bancorp 0 109 +109 +100%
FMR LLC 0 190 +190 +100%
Bank of Montreal Can 0 112 +112 +100%
LPL Financial LLC 0 4,460 +4,460 +100%
Envestnet Asset Management Inc. 0 4,984 +4,984 +100%
Citadel Advisors LLC 0 48,048 +48,048 +100%
Susquehanna International Group LLP 0 59,283 +59,283 +100%
Institute for Wealth Management LLC. 0 205 +205 +100%
JNBA Financial Advisors 0 87 +87 +100%
First Personal Financial Services 0 206 +206 +100%
Jordan Park Group LLC 0 11,282 +11,282 +100%
Carmichael Hill & Associates Inc. 0 464 +464 +100%
Firestone Capital Management 0 655 +655 +100%
Optas LLC 0 16,860 +16,860 +100%
13F Filers With Unchanged Share Count
US Bancorp DE 660 660 UNCH 0.00%
PNC Financial Services Group Inc. 160 160 UNCH 0.00%
Howe & Rusling Inc. 1,999 1,999 UNCH 0.00%
Salem Investment Counselors Inc. 146 146 UNCH 0.00%
Blair William & Co. IL 1,220 1,220 UNCH 0.00%
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA 1,900 1,900 UNCH 0.00%
Enterprise Financial Services Corp 250 250 UNCH 0.00%
Ladenburg Thalmann Financial Services Inc. 1,497 1,497 UNCH 0.00%
Colony Group LLC 4,245 4,245 UNCH 0.00%
Northwestern Mutual Wealth Management Co. 1,054 1,054 UNCH 0.00%
North Star Investment Management Corp. 1,500 1,500 UNCH 0.00%
Evercore Wealth Management LLC 10,668 10,668 UNCH 0.00%
Lowe Wealth Advisors LLC 132 132 UNCH 0.00%
NEXT Financial Group Inc 513 513 UNCH 0.00%
Starfire Investment Advisers Inc. 5,915 5,915 UNCH 0.00%
Certified Advisory Corp 575 575 UNCH 0.00%
Coastal Investment Advisors Inc. 342 342 UNCH 0.00%
13F Filers Decreasing DIM Share Count
Capital Analysts LLC 8,420 1,620 -6,800 -80.76%
Intercontinental Wealth Advisors LLC 5,385 1,053 -4,332 -80.45%
One Capital Management LLC 210,920 62,537 -148,383 -70.35%
Janney Montgomery Scott LLC 123,268 52,356 -70,912 -57.53%
Royal Bank of Canada 135,245 79,687 -55,558 -41.08%
Jane Street Group LLC 34,352 21,819 -12,533 -36.48%
Bank of New York Mellon Corp 36,856 26,634 -10,222 -27.73%
Private Advisor Group LLC 3,757 3,286 -471 -12.54%
BDO Wealth Advisors LLC 1,100 985 -115 -10.45%
Surevest Inc. 41,107 36,980 -4,127 -10.04%
Landsberg Bennett & Dubbaneh LLC 45,231 41,154 -4,077 -9.01%
Cetera Advisors LLC 11,170 10,455 -715 -6.40%
Condor Capital Management 12,494 12,052 -442 -3.54%
Bank of America Corp DE 48,953 47,296 -1,657 -3.38%
Wade G W & Inc. 21,699 21,213 -486 -2.24%
Invesco Ltd. 14,855 14,528 -327 -2.20%
UBS Group AG 20,927 20,471 -456 -2.18%
3D Asset Management Inc. 4,490 4,411 -79 -1.76%
SignalPoint Asset Management LLC 6,309 6,201 -108 -1.71%
Howland Capital Management LLC 646,520 637,535 -8,985 -1.39%
Capital Advisors Ltd. LLC 10,178 10,066 -112 -1.10%
Wells Fargo & Company MN 32,992 32,853 -139 -0.42%
13F Filers Exiting DIM
First Allied Advisory Services Inc. 110 0 -110 -100.00%
Goldman Sachs Group Inc. 12,242 0 -12,242 -100.00%
UBS Asset Management Americas Inc. 280 0 -280 -100.00%
Glenmede Trust Co. NA 5 0 -5 -100.00%

See Summary: Institutional Holders of DIM
See Details: Top 10 Hedge Funds Holding DIM

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