HoldingsChannel.com
| Filer | 9/30/2023 Share Count | 12/31/2023 Share Count | Change | % Change |
|---|---|---|---|---|
| 13F Filers Increasing CLM Share Count | ||||
| Sunbelt Securities Inc. | 926 | 16,296 | +15,370 | +1659.83% |
| Thomas J. Herzfeld Advisors Inc. | 87,734 | 1,180,858 | +1,093,124 | +1245.95% |
| Bank of America Corp DE | 2,351 | 17,825 | +15,474 | +658.19% |
| Millennium Management LLC | 17,354 | 69,675 | +52,321 | +301.49% |
| Aptus Capital Advisors LLC | 37,450 | 121,212 | +83,762 | +223.66% |
| UBS Group AG | 18,541 | 50,702 | +32,161 | +173.46% |
| Pasadena Private Wealth LLC | 19,170 | 37,261 | +18,091 | +94.37% |
| Highlander Capital Management LLC | 1,250 | 2,250 | +1,000 | +80.00% |
| Stifel Financial Corp | 15,314 | 25,313 | +9,999 | +65.29% |
| Citadel Advisors LLC | 26,001 | 42,432 | +16,431 | +63.19% |
| Creative Planning | 31,361 | 47,201 | +15,840 | +50.51% |
| Ursa Fund Management LLC | 122,000 | 182,000 | +60,000 | +49.18% |
| Center For Asset Management LLC | 18,388 | 23,589 | +5,201 | +28.28% |
| Steward Partners Investment Advisory LLC | 34,357 | 43,857 | +9,500 | +27.65% |
| Commonwealth Equity Services LLC | 135,655 | 171,165 | +35,510 | +26.18% |
| Raymond James Trust N.A. | 32,558 | 40,229 | +7,671 | +23.56% |
| Baird Financial Group Inc. | 142,301 | 173,267 | +30,966 | +21.76% |
| Creative Financial Designs Inc. ADV | 74,666 | 85,868 | +11,202 | +15.00% |
| Royal Bank of Canada | 96,712 | 110,631 | +13,919 | +14.39% |
| LPL Financial LLC | 628,901 | 688,686 | +59,785 | +9.51% |
| Private Advisor Group LLC | 46,940 | 51,302 | +4,362 | +9.29% |
| National Asset Management Inc. | 13,174 | 14,035 | +861 | +6.54% |
| Cetera Advisor Networks LLC | 131,884 | 140,464 | +8,580 | +6.51% |
| Cambridge Investment Research Advisors Inc. | 88,623 | 94,310 | +5,687 | +6.42% |
| AdvisorNet Financial Inc | 36 | 38 | +2 | +5.56% |
| Grimes & Company Inc. | 18,296 | 19,291 | +995 | +5.44% |
| HF Advisory Group LLC | 17,699 | 18,339 | +640 | +3.62% |
| Garden State Investment Advisory Services LLC | 52,864 | 54,668 | +1,804 | +3.41% |
| Capital Wealth Alliance LLC | 38,935 | 40,248 | +1,313 | +3.37% |
| Raymond James & Associates | 177,839 | 182,286 | +4,447 | +2.50% |
| Adirondack Trust Co. | 373 | 380 | +7 | +1.88% |
| SeaCrest Wealth Management LLC | 33,426 | 34,027 | +601 | +1.80% |
| Perennial Investment Advisors LLC | 368,370 | 374,851 | +6,481 | +1.76% |
| Sit Investment Associates Inc. | 10,824,345 | 10,975,470 | +151,125 | +1.40% |
| Focused Wealth Management Inc | 728 | 734 | +6 | +0.82% |
| Wells Fargo & Company MN | 502 | 505 | +3 | +0.60% |
| Alpine Global Management LLC | 5,381,672 | 5,385,351 | +3,679 | +0.07% |
| 13F Filers Reporting New Positions In CLM | ||||
| Principal Securities Inc. | 0 | 700 | +700 | +100% |
| Fifth Third Bancorp | 0 | 236 | +236 | +100% |
| The PNC Financial Services Group Inc. | 0 | 18,575 | +18,575 | +100% |
| StoneX Group Inc. | 0 | 19,700 | +19,700 | +100% |
| Karpus Management Inc. | 0 | 599,817 | +599,817 | +100% |
| Sculptor Capital LP | 0 | 1,013,894 | +1,013,894 | +100% |
| Nomura Holdings Inc. | 0 | 65,542 | +65,542 | +100% |
| Clough Capital Partners L P | 0 | 1,057,356 | +1,057,356 | +100% |
| Wolverine Asset Management LLC | 0 | 146,076 | +146,076 | +100% |
| Cohen & Steers Inc. | 0 | 190,000 | +190,000 | +100% |
| Susquehanna International Group LLP | 0 | 257,743 | +257,743 | +100% |
| Rivernorth Capital Management LLC | 0 | 168,296 | +168,296 | +100% |
| CWM LLC | 0 | 280 | +280 | +100% |
| Landscape Capital Management L.L.C. | 0 | 68,781 | +68,781 | +100% |
| Baystate Wealth Management LLC | 0 | 509 | +509 | +100% |
| Advisory Services Network LLC | 0 | 3,207 | +3,207 | +100% |
| Yakira Capital Management Inc. | 0 | 181,484 | +181,484 | +100% |
| Jane Street Group LLC | 0 | 14,502 | +14,502 | +100% |
| Cetera Investment Advisers | 0 | 22,040 | +22,040 | +100% |
| Cable Car Capital LLC | 0 | 661,827 | +661,827 | +100% |
| Qube Research & Technologies Ltd | 0 | 110,703 | +110,703 | +100% |
| International Assets Investment Management LLC | 0 | 22,649 | +22,649 | +100% |
| Kestra Advisory Services LLC | 0 | 17,294 | +17,294 | +100% |
| Coppell Advisory Solutions LLC | 0 | 2,972 | +2,972 | +100% |
| Significant Wealth Partners LLC | 0 | 547,643 | +547,643 | +100% |
| Quarry LP | 0 | 332,105 | +332,105 | +100% |
| Pathstone Holdings LLC | 0 | 21,012 | +21,012 | +100% |
| Planning Capital Management Corp | 0 | 2,360 | +2,360 | +100% |
| Clarity Capital Partners LLC | 0 | 86,697 | +86,697 | +100% |
| 13F Filers With Unchanged Share Count | ||||
| BOKF NA | 1,005 | 1,005 | UNCH | 0.00% |
| US Bancorp DE | 653 | 653 | UNCH | 0.00% |
| FMR LLC | 2 | 2 | UNCH | 0.00% |
| Proequities Inc. | 2,500 | 2,500 | UNCH | 0.00% |
| NBC Securities Inc. | 13,120 | 13,120 | UNCH | 0.00% |
| Harbour Investments Inc. | 38 | 38 | UNCH | 0.00% |
| National Bank of Canada FI | 1,500 | 1,500 | UNCH | 0.00% |
| Private Trust Co. NA | 15,916 | 15,916 | UNCH | 0.00% |
| BOK Financial Private Wealth Inc. | 1,250 | 1,250 | UNCH | 0.00% |
| Harbor Investment Advisory LLC | 10,480 | 10,480 | UNCH | 0.00% |
| Tower Research Capital LLC TRC | 286 | 286 | UNCH | 0.00% |
| Prospera Financial Services Inc | 44,155 | 44,155 | UNCH | 0.00% |
| Sheaff Brock Investment Advisors LLC | 15,521 | 15,521 | UNCH | 0.00% |
| Parallel Advisors LLC | 55 | 55 | UNCH | 0.00% |
| Sound Income Strategies LLC | 1,325 | 1,325 | UNCH | 0.00% |
| GPS Wealth Strategies Group LLC | 6,810 | 6,810 | UNCH | 0.00% |
| Retirement Group LLC | 4,767 | 4,767 | UNCH | 0.00% |
| Outlook Wealth Advisors LLC | 10,781 | 10,781 | UNCH | 0.00% |
| Global Wealth Management Investment Advisory Inc. | 1,470 | 1,470 | UNCH | 0.00% |
| Charles Schwab Trust Co | 21,519 | 21,519 | UNCH | 0.00% |
| Tsfg LLC | 17 | 17 | UNCH | 0.00% |
| N.E.W. Advisory Services LLC | 13,674 | 13,674 | UNCH | 0.00% |
| Marshall Financial Group LLC | 10,000 | 10,000 | UNCH | 0.00% |
| Tradition Wealth Management LLC | 9,100 | 9,100 | UNCH | 0.00% |
| Tucker Asset Management LLC | 10 | 10 | UNCH | 0.00% |
| 13F Filers Decreasing CLM Share Count | ||||
| CSS LLC IL | 69,854 | 18,854 | -51,000 | -73.01% |
| Mariner LLC | 31,929 | 11,106 | -20,823 | -65.22% |
| Firethorn Wealth Partners LLC | 23,330 | 12,997 | -10,333 | -44.29% |
| Centaurus Financial Inc. | 2,191,743 | 1,229,191 | -962,552 | -43.92% |
| Advisor Group Holdings Inc. | 3,795,292 | 2,205,813 | -1,589,479 | -41.88% |
| Morgan Stanley | 361,530 | 260,285 | -101,245 | -28.00% |
| Chicago Partners Investment Group LLC | 35,490 | 26,568 | -8,922 | -25.14% |
| Thrivent Financial for Lutherans | 22,792 | 18,506 | -4,286 | -18.80% |
| GWM Advisors LLC | 8,636 | 7,027 | -1,609 | -18.63% |
| Godsey & Gibb Associates | 2,258 | 1,873 | -385 | -17.05% |
| Envestnet Asset Management Inc. | 17,270 | 14,722 | -2,548 | -14.75% |
| Vantage Financial Partners LLC | 34,679 | 30,858 | -3,821 | -11.02% |
| Capital CS Group LLC | 44,677 | 41,149 | -3,528 | -7.90% |
| Larson Financial Group LLC | 4,375 | 4,100 | -275 | -6.29% |
| Cetera Advisors LLC | 53,177 | 50,522 | -2,655 | -4.99% |
| Avantax Advisory Services Inc. | 14,684 | 13,983 | -701 | -4.77% |
| Atria Wealth Solutions Inc. | 227,664 | 217,406 | -10,258 | -4.51% |
| Dynamic Advisor Solutions LLC | 33,854 | 33,125 | -729 | -2.15% |
| Wedbush Securities Inc. | 11,470 | 11,400 | -70 | -0.61% |
| Boothbay Fund Management LLC | 5,392,739 | 5,390,265 | -2,474 | -0.05% |
| 13F Filers Exiting CLM | ||||
| PFG Investments LLC | 21,236 | 0 | -21,236 | -100.00% |
| CoreCap Advisors LLC | 21,099 | 0 | -21,099 | -100.00% |
| Strategic Financial Concepts LLC | 38,167 | 0 | -38,167 | -100.00% |
| Global Retirement Partners LLC | 38,764 | 0 | -38,764 | -100.00% |
| Kovack Advisors Inc. | 47,503 | 0 | -47,503 | -100.00% |
| AE Wealth Management LLC | 11,075 | 0 | -11,075 | -100.00% |
| Virtu Financial LLC | 26,079 | 0 | -26,079 | -100.00% |
| Two Sigma Securities LLC | 14,812 | 0 | -14,812 | -100.00% |
| AlphaMark Advisors LLC | 2,240 | 0 | -2,240 | -100.00% |
See Summary: Institutional Holders of CLM
See Details: Top 10 Hedge Funds Holding CLM
Also See: CLM Insider Buying
