CEFS Holdings Changes

This page summarizes the CEFS holdings changes quarter over quarter among those 13F filers that have reported for the 12/31/2023 period, comparing share count change from 9/30/2023 to 12/31/2023. Share count is compared over these two periods to provide an indication of whether CEFS is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).

Filer	9/30/2023 Share Count	12/31/2023 Share Count	Change	% Change
13F Filers Increasing CEFS Share Count
Thomas J. Herzfeld Advisors Inc.	46,991	155,803	+108,812	+231.56%
Thompson Siegel & Walmsley LLC	5,000	10,000	+5,000	+100.00%
Proficio Capital Partners LLC	129,030	190,570	+61,540	+47.69%
Oppenheimer & Co. Inc.	39,682	51,074	+11,392	+28.71%
Cetera Advisor Networks LLC	19,607	24,625	+5,018	+25.59%
LPL Financial LLC	332,325	416,934	+84,609	+25.46%
Steward Partners Investment Advisory LLC	2,277	2,807	+530	+23.28%
Chicago Partners Investment Group LLC	50,260	61,583	+11,323	+22.53%
Wealth Enhancement Advisory Services LLC	22,753	27,111	+4,358	+19.15%
Envestnet Asset Management Inc.	177,761	203,616	+25,855	+14.54%
Scotia Capital Inc.	50,159	56,386	+6,227	+12.41%
Raymond James & Associates	30,181	33,575	+3,394	+11.25%
Morgan Stanley	48,433	52,602	+4,169	+8.61%
Royal Bank of Canada	11,253	12,105	+852	+7.57%
Cetera Investment Advisers	134,115	143,644	+9,529	+7.11%
IHT Wealth Management LLC	50,334	53,871	+3,537	+7.03%
3EDGE Asset Management LP	74,127	77,788	+3,661	+4.94%
Cambridge Investment Research Advisors Inc.	20,633	21,420	+787	+3.81%
Raymond James Financial Services Advisors Inc.	65,247	67,497	+2,250	+3.45%
XML Financial LLC	11,746	12,063	+317	+2.70%
Amplius Wealth Advisors LLC	23,319	23,949	+630	+2.70%
Consolidated Portfolio Review Corp	45,295	46,114	+819	+1.81%
Kestra Advisory Services LLC	28,845	28,873	+28	+0.10%
13F Filers Reporting New Positions In CEFS
Proequities Inc.	0	0	UNCH	100%
Principal Securities Inc.	0	23,570	+23,570	+100%
NBC Securities Inc.	0	1,571	+1,571	+100%
Rivernorth Capital Management LLC	0	55,200	+55,200	+100%
HighTower Advisors LLC	0	17,661	+17,661	+100%
Family Management Corp	0	10,722	+10,722	+100%
Advisory Services Network LLC	0	6,156	+6,156	+100%
First Horizon Advisors Inc.	0	570	+570	+100%
Arete Wealth Advisors LLC	0	37,287	+37,287	+100%
Lido Advisors LLC	0	13,615	+13,615	+100%
Geneos Wealth Management Inc.	0	39	+39	+100%
Lionsbridge Wealth Management LLC	0	48,531	+48,531	+100%
Fortress Wealth Management Inc.	0	307,346	+307,346	+100%
Fortitude Family Office LLC	0	3,096	+3,096	+100%
Main Street Group LTD	0	300	+300	+100%
13F Filers With Unchanged Share Count
Wells Fargo & Company MN	1	1	UNCH	0.00%
Harbour Investments Inc.	1,500	1,500	UNCH	0.00%
Comerica Bank	2,177	2,177	UNCH	0.00%
CSS LLC IL	20,598	20,598	UNCH	0.00%
Circle Wealth Management LLC	19,748	19,748	UNCH	0.00%
Hexagon Capital Partners LLC	2,400	2,400	UNCH	0.00%
13F Filers Decreasing CEFS Share Count
UBS Group AG	366	4	-362	-98.91%
Advisor Group Holdings Inc.	268,948	135,182	-133,766	-49.74%
GWM Advisors LLC	25,364	16,667	-8,697	-34.29%
Commonwealth Equity Services LLC	15,026	11,244	-3,782	-25.17%
Gladstone Institutional Advisory LLC	39,129	30,767	-8,362	-21.37%
Toroso Investments LLC	138,539	124,425	-14,114	-10.19%
Atria Wealth Solutions Inc.	25,896	23,622	-2,274	-8.78%
Adalta Capital Management LLC	27,635	25,635	-2,000	-7.24%
Financial Advisory Corp UT ADV	51,609	50,372	-1,237	-2.40%
Nelson Van Denburg & Campbell Wealth Management Group LLC	34,401	34,050	-351	-1.02%
13F Filers Exiting CEFS
Register Financial Advisors LLC	260	0	-260	-100.00%
Cresset Asset Management LLC	26,205	0	-26,205	-100.00%
FMR LLC	1	0	-1	-100.00%

See Summary: Institutional Holders of CEFS
See Details: Top 10 Hedge Funds Holding CEFS

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