HoldingsChannel.com
| Filer | 6/30/2021 Share Count | 9/30/2021 Share Count | Change | % Change |
|---|---|---|---|---|
| 13F Filers Increasing CASI Share Count | ||||
| Tower Research Capital LLC TRC | 4,346 | 54,101 | +49,755 | +1144.85% |
| Cubist Systematic Strategies LLC | 21,192 | 218,428 | +197,236 | +930.71% |
| UBS Group AG | 4,504 | 26,715 | +22,211 | +493.14% |
| Marshall Wace LLP | 223,709 | 952,037 | +728,328 | +325.57% |
| XTX Topco Ltd | 14,076 | 41,324 | +27,248 | +193.58% |
| State Street Corp | 194,842 | 332,142 | +137,300 | +70.47% |
| Geode Capital Management LLC | 703,888 | 944,729 | +240,841 | +34.22% |
| Goldman Sachs Group Inc. | 151,183 | 199,986 | +48,803 | +32.28% |
| Northern Trust Corp | 243,200 | 298,442 | +55,242 | +22.71% |
| Wells Fargo & Company MN | 617 | 710 | +93 | +15.07% |
| Renaissance Technologies LLC | 1,546,306 | 1,618,155 | +71,849 | +4.65% |
| Vanguard Group Inc. | 3,904,627 | 3,919,930 | +15,303 | +0.39% |
| Bank of New York Mellon Corp | 36,436 | 36,437 | +1 | +0.00% |
| Wellington Shields Capital Management LLC | 2,258,264 | 2,258,265 | +1 | +0.00% |
| 13F Filers Reporting New Positions In CASI | ||||
| Proequities Inc. | 0 | 0 | UNCH | 100% |
| Jacobs Levy Equity Management Inc. | 0 | 730,388 | +730,388 | +100% |
| Bridgeway Capital Management Inc. | 0 | 33,399 | +33,399 | +100% |
| Citadel Advisors LLC | 0 | 29,423 | +29,423 | +100% |
| Susquehanna International Group LLP | 0 | 232,109 | +232,109 | +100% |
| HighTower Advisors LLC | 0 | 10,021 | +10,021 | +100% |
| Virtu Financial LLC | 0 | 30,560 | +30,560 | +100% |
| Connor Clark & Lunn Investment Management Ltd. | 0 | 60,904 | +60,904 | +100% |
| Sontag Advisory LLC | 0 | 10,000 | +10,000 | +100% |
| Qube Research & Technologies Ltd | 0 | 10,512 | +10,512 | +100% |
| Total Clarity Wealth Management Inc. | 0 | 2,000 | +2,000 | +100% |
| 13F Filers With Unchanged Share Count | ||||
| Meeder Asset Management Inc. | 4,073 | 4,073 | UNCH | 0.00% |
| Ameriprise Financial Inc. | 10,000 | 10,000 | UNCH | 0.00% |
| Heritage Investors Management Corp | 28,703 | 28,703 | UNCH | 0.00% |
| Everett Harris & Co. CA | 10,002 | 10,002 | UNCH | 0.00% |
| Federated Hermes Inc. | 10,150,000 | 10,150,000 | UNCH | 0.00% |
| Northwestern Mutual Wealth Management Co. | 132 | 132 | UNCH | 0.00% |
| BNP Paribas Arbitrage SA | 1,857 | 1,857 | UNCH | 0.00% |
| Sterneck Capital Management LLC | 40,000 | 40,000 | UNCH | 0.00% |
| Manatuck Hill Partners LLC | 15,090 | 15,090 | UNCH | 0.00% |
| Roundview Capital LLC | 122,453 | 122,453 | UNCH | 0.00% |
| Wellington Shields & Co. LLC | 1,832,769 | 1,832,769 | UNCH | 0.00% |
| Captrust Financial Advisors | 1,500 | 1,500 | UNCH | 0.00% |
| IDG Accel China Growth Fund III Associates L.P. | 7,973,536 | 7,973,536 | UNCH | 0.00% |
| Ghost Tree Capital LLC | 650,000 | 650,000 | UNCH | 0.00% |
| Mosaic Family Wealth LLC | 17,500 | 17,500 | UNCH | 0.00% |
| Advisor Group Holdings Inc. | 2,001 | 2,001 | UNCH | 0.00% |
| Joseph P. Lucia & Associates LLC | 1 | 1 | UNCH | 0.00% |
| 13F Filers Decreasing CASI Share Count | ||||
| JPMorgan Chase & Co. | 191,523 | 7,170 | -184,353 | -96.26% |
| Royal Bank of Canada | 4,494 | 181 | -4,313 | -95.97% |
| Charles Schwab Investment Management Inc. | 405,290 | 54,063 | -351,227 | -86.66% |
| Consonance Capital Management LP | 10,321,956 | 1,563,003 | -8,758,953 | -84.86% |
| HRT Financial LP | 152,730 | 65,353 | -87,377 | -57.21% |
| Dimensional Fund Advisors LP | 274,344 | 164,239 | -110,105 | -40.13% |
| Boothbay Fund Management LLC | 185,988 | 116,862 | -69,126 | -37.17% |
| Millennium Management LLC | 1,112,208 | 814,105 | -298,103 | -26.80% |
| Bank of America Corp DE | 70,169 | 55,858 | -14,311 | -20.40% |
| Barclays PLC | 12,228 | 9,757 | -2,471 | -20.21% |
| Price T Rowe Associates Inc. MD | 105,200 | 87,500 | -17,700 | -16.83% |
| Morgan Stanley | 43,285 | 39,185 | -4,100 | -9.47% |
| Victory Capital Management Inc. | 15,641 | 14,469 | -1,172 | -7.49% |
| Schonfeld Strategic Advisors LLC | 20,600 | 19,600 | -1,000 | -4.85% |
| Ergoteles LLC | 300,400 | 286,153 | -14,247 | -4.74% |
| Ikarian Capital LLC | 1,268,154 | 1,223,067 | -45,087 | -3.56% |
| BlackRock Inc. | 1,181,599 | 1,165,942 | -15,657 | -1.33% |
| 1492 Capital Management LLC | 79,743 | 78,762 | -981 | -1.23% |
| 13F Filers Exiting CASI | ||||
| FourThought Financial LLC | 40 | 0 | -40 | -100.00% |
| Y Intercept Hong Kong Ltd | 16,246 | 0 | -16,246 | -100.00% |
| ExodusPoint Capital Management LP | 46,041 | 0 | -46,041 | -100.00% |
| Tibra Equities Europe Ltd | 216,300 | 0 | -216,300 | -100.00% |
| Quadrant Capital Group LLC | 266 | 0 | -266 | -100.00% |
| Squarepoint Ops LLC | 22,698 | 0 | -22,698 | -100.00% |
| Vident Investment Advisory LLC | 54,829 | 0 | -54,829 | -100.00% |
| WINTON GROUP Ltd | 14,798 | 0 | -14,798 | -100.00% |
| Jane Street Group LLC | 53,424 | 0 | -53,424 | -100.00% |
| Quantitative Systematic Strategies LLC | 17,107 | 0 | -17,107 | -100.00% |
| Alpine Global Management LLC | 11,532 | 0 | -11,532 | -100.00% |
| LMR Partners LLP | 30,360 | 0 | -30,360 | -100.00% |
| Advisory Services Network LLC | 7,000 | 0 | -7,000 | -100.00% |
| Creative Planning | 40,018 | 0 | -40,018 | -100.00% |
| Two Sigma Advisers LP | 92,100 | 0 | -92,100 | -100.00% |
| GSA Capital Partners LLP | 78,572 | 0 | -78,572 | -100.00% |
| Prudential Financial Inc. | 16,600 | 0 | -16,600 | -100.00% |
| Panagora Asset Management Inc. | 1,549 | 0 | -1,549 | -100.00% |
| New York State Common Retirement Fund | 513 | 0 | -513 | -100.00% |
| Bailard Inc. | 40,400 | 0 | -40,400 | -100.00% |
See Summary: Institutional Holders of CASI
See Details: Top 10 Hedge Funds Holding CASI
Also See: CASI Insider Buying
