HoldingsChannel.com
| Filer | 9/30/2023 Share Count | 12/31/2023 Share Count | Change | % Change |
|---|---|---|---|---|
| 13F Filers Increasing BBDC Share Count | ||||
| Cape Investment Advisory Inc. | 6,479 | 22,040 | +15,561 | +240.18% |
| Aquatic Capital Management LLC | 14,800 | 35,200 | +20,400 | +137.84% |
| Kestra Advisory Services LLC | 19,562 | 40,479 | +20,917 | +106.93% |
| Fortis Group Advisors LLC | 722 | 1,444 | +722 | +100.00% |
| Steward Partners Investment Advisory LLC | 14,475 | 24,274 | +9,799 | +67.70% |
| Susquehanna International Group LLP | 31,327 | 51,032 | +19,705 | +62.90% |
| Northwestern Mutual Wealth Management Co. | 5,183 | 8,172 | +2,989 | +57.67% |
| Retirement Financial Solutions LLC | 11,218 | 17,548 | +6,330 | +56.43% |
| Tudor Investment Corp Et Al | 151,209 | 213,924 | +62,715 | +41.48% |
| Koshinski Asset Management Inc. | 48,615 | 68,509 | +19,894 | +40.92% |
| WINTON GROUP Ltd | 42,513 | 58,788 | +16,275 | +38.28% |
| Y Intercept Hong Kong Ltd | 26,411 | 35,852 | +9,441 | +35.75% |
| Hennion & Walsh Asset Management Inc. | 379,703 | 513,590 | +133,887 | +35.26% |
| Morgan Stanley | 369,281 | 496,055 | +126,774 | +34.33% |
| Cobblestone Capital Advisors LLC NY | 15,460 | 20,320 | +4,860 | +31.44% |
| AE Wealth Management LLC | 98,255 | 119,261 | +21,006 | +21.38% |
| Retirement Group LLC | 52,562 | 62,961 | +10,399 | +19.78% |
| Castleview Partners LLC | 31,322 | 35,402 | +4,080 | +13.03% |
| Alpine Global Management LLC | 102,500 | 115,000 | +12,500 | +12.20% |
| Lindbrook Capital LLC | 917 | 1,028 | +111 | +12.10% |
| BI Asset Management Fondsmaeglerselskab A S | 167,998 | 186,511 | +18,513 | +11.02% |
| Van ECK Associates Corp | 1,530,005 | 1,691,132 | +161,127 | +10.53% |
| Stephens Inc. AR | 12,897 | 14,114 | +1,217 | +9.44% |
| Condor Capital Management | 223,112 | 241,708 | +18,596 | +8.33% |
| Guggenheim Capital LLC | 34,918 | 37,542 | +2,624 | +7.51% |
| Envestnet Asset Management Inc. | 22,391 | 24,019 | +1,628 | +7.27% |
| Goldman Sachs Group Inc. | 112,168 | 119,352 | +7,184 | +6.40% |
| Ameriprise Financial Inc. | 86,006 | 90,531 | +4,525 | +5.26% |
| Eagle Global Advisors LLC | 23,525 | 24,675 | +1,150 | +4.89% |
| Legal & General Group Plc | 775,108 | 811,377 | +36,269 | +4.68% |
| Apollon Wealth Management LLC | 56,469 | 58,681 | +2,212 | +3.92% |
| Cetera Advisor Networks LLC | 24,196 | 24,955 | +759 | +3.14% |
| Hollencrest Capital Management | 2,159 | 2,223 | +64 | +2.96% |
| Beaumont Financial Advisors LLC | 13,587 | 13,989 | +402 | +2.96% |
| First Personal Financial Services | 7,823 | 8,054 | +231 | +2.95% |
| Cliffwater LLC | 110,063 | 113,298 | +3,235 | +2.94% |
| Private Management Group Inc. | 2,947,475 | 3,026,625 | +79,150 | +2.69% |
| BlackRock Inc. | 483,860 | 495,802 | +11,942 | +2.47% |
| Prevail Innovative Wealth Advisors LLC | 280,225 | 287,051 | +6,826 | +2.44% |
| Advisory Alpha LLC | 11,678 | 11,962 | +284 | +2.43% |
| Signaturefd LLC | 9,414 | 9,606 | +192 | +2.04% |
| Cresset Asset Management LLC | 29,057 | 29,642 | +585 | +2.01% |
| Arkadios Wealth Advisors | 19,814 | 20,125 | +311 | +1.57% |
| Quadrant Capital Group LLC | 6,828 | 6,929 | +101 | +1.48% |
| FARMERS & MERCHANTS TRUST Co OF LONG BEACH | 16,629 | 16,875 | +246 | +1.48% |
| Qube Research & Technologies Ltd | 17,017 | 17,260 | +243 | +1.43% |
| Creative Financial Designs Inc. ADV | 2,805 | 2,836 | +31 | +1.11% |
| Bard Associates Inc. | 70,272 | 71,050 | +778 | +1.11% |
| GWM Advisors LLC | 3,316 | 3,349 | +33 | +1.00% |
| Relative Value Partners Group LLC | 1,360,205 | 1,371,488 | +11,283 | +0.83% |
| Raleigh Capital Management Inc. | 40,623 | 40,950 | +327 | +0.80% |
| Flagship Harbor Advisors LLC | 13,570 | 13,657 | +87 | +0.64% |
| Ares Management LLC | 4,322,411 | 4,347,514 | +25,103 | +0.58% |
| AlphaStar Capital Management LLC | 19,889 | 19,989 | +100 | +0.50% |
| Punch & Associates Investment Management Inc. | 1,531,671 | 1,538,964 | +7,293 | +0.48% |
| Bfsg LLC | 20,910 | 21,010 | +100 | +0.48% |
| Register Financial Advisors LLC | 12,944 | 12,982 | +38 | +0.29% |
| 13F Filers Reporting New Positions In BBDC | ||||
| JPMorgan Chase & Co. | 0 | 523 | +523 | +100% |
| Wiley BROS. Aintree Capital LLC | 0 | 34,750 | +34,750 | +100% |
| Invesco Ltd. | 0 | 979,993 | +979,993 | +100% |
| Focus Financial Network Inc. ADV | 0 | 45,019 | +45,019 | +100% |
| D. E. Shaw & Co. Inc. | 0 | 17,288 | +17,288 | +100% |
| AdvisorNet Financial Inc | 0 | 0 | UNCH | 100% |
| Simplex Trading LLC | 0 | 6,216 | +6,216 | +100% |
| Brevan Howard Capital Management LP | 0 | 21,177 | +21,177 | +100% |
| Baystate Wealth Management LLC | 0 | 823 | +823 | +100% |
| Bartlett & Co. LLC | 0 | 5,000 | +5,000 | +100% |
| Chicago Partners Investment Group LLC | 0 | 32,425 | +32,425 | +100% |
| Camelot Portfolios LLC | 0 | 13,773 | +13,773 | +100% |
| Advisory Services Network LLC | 0 | 7,758 | +7,758 | +100% |
| Bouchey Financial Group Ltd | 0 | 10,276 | +10,276 | +100% |
| Sequoia Financial Advisors LLC | 0 | 39,794 | +39,794 | +100% |
| HighPoint Advisor Group LLC | 0 | 90,305 | +90,305 | +100% |
| Lido Advisors LLC | 0 | 25,255 | +25,255 | +100% |
| Schonfeld Strategic Advisors LLC | 0 | 11,800 | +11,800 | +100% |
| MQS Management LLC | 0 | 35,062 | +35,062 | +100% |
| International Assets Investment Management LLC | 0 | 14,586 | +14,586 | +100% |
| Jump Financial LLC | 0 | 72,530 | +72,530 | +100% |
| Privium Fund Management UK Ltd | 0 | 174,400 | +174,400 | +100% |
| Coppell Advisory Solutions LLC | 0 | 4,484 | +4,484 | +100% |
| Naviter Wealth LLC | 0 | 16,000 | +16,000 | +100% |
| Tucker Asset Management LLC | 0 | 9,317 | +9,317 | +100% |
| Impact Partnership Wealth LLC | 0 | 177 | +177 | +100% |
| Kingswood Wealth Advisors LLC | 0 | 18,720 | +18,720 | +100% |
| EntryPoint Capital LLC | 0 | 4,136 | +4,136 | +100% |
| Bartlett & CO. Wealth Management LLC | 0 | 5,000 | +5,000 | +100% |
| Pathstone Holdings LLC | 0 | 10,531 | +10,531 | +100% |
| Pineridge Advisors LLC | 0 | 6,145 | +6,145 | +100% |
| 13F Filers With Unchanged Share Count | ||||
| Barings LLC | 13,639,681 | 13,639,681 | UNCH | 0.00% |
| Huntington National Bank | 1 | 1 | UNCH | 0.00% |
| FMR LLC | 1 | 1 | UNCH | 0.00% |
| Caldwell Sutter Capital Inc. | 1,958 | 1,958 | UNCH | 0.00% |
| Cozad Asset Management Inc. | 13,874 | 13,874 | UNCH | 0.00% |
| Money Concepts Capital Corp | 10,000 | 10,000 | UNCH | 0.00% |
| Proequities Inc. | 3,881 | 3,881 | UNCH | 0.00% |
| Harbour Investments Inc. | 3,016 | 3,016 | UNCH | 0.00% |
| Cooperman Leon G | 2,643 | 2,643 | UNCH | 0.00% |
| National Bank of Canada FI | 1,000 | 1,000 | UNCH | 0.00% |
| Group One Trading L.P. | 200 | 200 | UNCH | 0.00% |
| LSV Asset Management | 140,500 | 140,500 | UNCH | 0.00% |
| Hilltop Holdings Inc. | 10,145 | 10,145 | UNCH | 0.00% |
| Thompson Investment Management Inc. | 278 | 278 | UNCH | 0.00% |
| First National Trust Co | 14,686 | 14,686 | UNCH | 0.00% |
| Private Trust Co. NA | 1,163 | 1,163 | UNCH | 0.00% |
| RMB Capital Management LLC | 29,372 | 29,372 | UNCH | 0.00% |
| Founders Financial Securities LLC | 14,415 | 14,415 | UNCH | 0.00% |
| North Star Investment Management Corp. | 640 | 640 | UNCH | 0.00% |
| Brown Advisory Inc. | 13,200 | 13,200 | UNCH | 0.00% |
| BKD Wealth Advisors LLC | 17,333 | 17,333 | UNCH | 0.00% |
| Sumitomo Mitsui Trust Holdings Inc. | 255,487 | 255,487 | UNCH | 0.00% |
| Skandinaviska Enskilda Banken AB publ | 239,440 | 239,440 | UNCH | 0.00% |
| Gradient Investments LLC | 11,381 | 11,381 | UNCH | 0.00% |
| Focused Wealth Management Inc | 7 | 7 | UNCH | 0.00% |
| Nelson Van Denburg & Campbell Wealth Management Group LLC | 6,732 | 6,732 | UNCH | 0.00% |
| Arete Wealth Advisors LLC | 33,287 | 33,287 | UNCH | 0.00% |
| Mission Wealth Management LP | 14,285 | 14,285 | UNCH | 0.00% |
| Capital Investment Advisory Services LLC | 10,670 | 10,670 | UNCH | 0.00% |
| Sheaff Brock Investment Advisors LLC | 26,206 | 26,206 | UNCH | 0.00% |
| Nicholas Hoffman & Company LLC. | 14,354 | 14,354 | UNCH | 0.00% |
| Founders Capital Management | 979 | 979 | UNCH | 0.00% |
| Triumph Capital Management | 27,429 | 27,429 | UNCH | 0.00% |
| Larson Financial Group LLC | 6,756 | 6,756 | UNCH | 0.00% |
| Nicola Wealth Management LTD. | 614,000 | 614,000 | UNCH | 0.00% |
| Financial Gravity Asset Management Inc. | 266,969 | 266,969 | UNCH | 0.00% |
| MBM Wealth Consultants LLC | 10,264 | 10,264 | UNCH | 0.00% |
| Geneos Wealth Management Inc. | 28,811 | 28,811 | UNCH | 0.00% |
| ERTS Wealth Advisors LLC | 39,638 | 39,638 | UNCH | 0.00% |
| Transcend Wealth Collective LLC | 25,498 | 25,498 | UNCH | 0.00% |
| Tsfg LLC | 1,686 | 1,686 | UNCH | 0.00% |
| Capital Advisory Group Advisory Services LLC | 17,800 | 17,800 | UNCH | 0.00% |
| Citizens National Bank Trust Department | 1,139 | 1,139 | UNCH | 0.00% |
| Ronald Blue Trust Inc. | 547 | 547 | UNCH | 0.00% |
| Spire Wealth Management | 11,664 | 11,664 | UNCH | 0.00% |
| WealthPlan Investment Management LLC | 15,431 | 15,431 | UNCH | 0.00% |
| Farther Finance Advisors LLC | 26,458 | 26,458 | UNCH | 0.00% |
| 13F Filers Decreasing BBDC Share Count | ||||
| Cetera Advisors LLC | 41,810 | 10,375 | -31,435 | -75.19% |
| US Bancorp DE | 1,425 | 442 | -983 | -68.98% |
| PFG Advisors | 42,373 | 15,320 | -27,053 | -63.84% |
| Mirae Asset Global Investments Co. Ltd. | 30,146 | 11,525 | -18,621 | -61.77% |
| Northern Trust Corp | 39,989 | 17,716 | -22,273 | -55.70% |
| Mariner LLC | 45,895 | 21,278 | -24,617 | -53.64% |
| Captrust Financial Advisors | 95,195 | 48,719 | -46,476 | -48.82% |
| Royce & Associates LP | 406,894 | 215,300 | -191,594 | -47.09% |
| Creative Planning | 56,611 | 33,418 | -23,193 | -40.97% |
| UBS Group AG | 1,654,181 | 1,107,746 | -546,435 | -33.03% |
| Parallel Advisors LLC | 4,672 | 3,249 | -1,423 | -30.46% |
| Bank of America Corp DE | 732,947 | 515,774 | -217,173 | -29.63% |
| Empirical Asset Management LLC | 19,749 | 14,339 | -5,410 | -27.39% |
| Advisor Group Holdings Inc. | 770,327 | 567,556 | -202,771 | -26.32% |
| Copperleaf Capital LLC | 38,066 | 28,054 | -10,012 | -26.30% |
| Quantbot Technologies LP | 18,631 | 14,120 | -4,511 | -24.21% |
| Virtus ETF Advisers LLC | 70,128 | 53,833 | -16,295 | -23.24% |
| Quadrature Capital Ltd | 40,029 | 31,054 | -8,975 | -22.42% |
| Krilogy Financial LLC | 32,463 | 25,352 | -7,111 | -21.90% |
| Kovack Advisors Inc. | 26,214 | 21,023 | -5,191 | -19.80% |
| Atomi Financial Group Inc. | 15,480 | 12,482 | -2,998 | -19.37% |
| Ignite Planners LLC | 13,456 | 10,950 | -2,506 | -18.62% |
| Hutchens & Kramer Investment Management Group LLC | 18,457 | 15,297 | -3,160 | -17.12% |
| Two Sigma Advisers LP | 831,200 | 691,000 | -140,200 | -16.87% |
| Pinkerton Retirement Specialists LLC | 26,970 | 22,555 | -4,415 | -16.37% |
| Advisors Asset Management Inc. | 395,948 | 342,473 | -53,475 | -13.51% |
| Callodine Capital Management LP | 2,445,929 | 2,133,358 | -312,571 | -12.78% |
| Global Retirement Partners LLC | 17,639 | 15,435 | -2,204 | -12.50% |
| Greenwich Investment Management Inc. | 21,231 | 18,581 | -2,650 | -12.48% |
| ProShare Advisors LLC | 13,460 | 11,959 | -1,501 | -11.15% |
| Two Sigma Investments LP | 875,208 | 782,620 | -92,588 | -10.58% |
| SeaCrest Wealth Management LLC | 24,887 | 22,349 | -2,538 | -10.20% |
| Prime Capital Investment Advisors LLC | 109,668 | 99,573 | -10,095 | -9.21% |
| Great West Life Assurance Co. Can | 89,937 | 81,789 | -8,148 | -9.06% |
| Neuberger Berman Group LLC | 347,141 | 315,722 | -31,419 | -9.05% |
| Mercer Global Advisors Inc. ADV | 25,945 | 23,650 | -2,295 | -8.85% |
| Royal Bank of Canada | 48,256 | 44,831 | -3,425 | -7.10% |
| LPL Financial LLC | 273,445 | 254,366 | -19,079 | -6.98% |
| Raymond James & Associates | 160,457 | 149,454 | -11,003 | -6.86% |
| WNY Asset Management LLC | 75,830 | 70,755 | -5,075 | -6.69% |
| Redwood Financial Network Corp | 19,747 | 18,499 | -1,248 | -6.32% |
| Cetera Investment Advisers | 21,970 | 20,728 | -1,242 | -5.65% |
| Newbridge Financial Services Group Inc. | 26,877 | 25,507 | -1,370 | -5.10% |
| HighTower Advisors LLC | 103,719 | 98,669 | -5,050 | -4.87% |
| Patriot Financial Group Insurance Agency LLC | 23,754 | 22,703 | -1,051 | -4.42% |
| Wedbush Securities Inc. | 28,777 | 27,658 | -1,119 | -3.89% |
| Cambridge Investment Research Advisors Inc. | 311,423 | 300,294 | -11,129 | -3.57% |
| Panoramic Investment Advisors LLC | 30,912 | 29,827 | -1,085 | -3.51% |
| Wells Fargo & Company MN | 1,280,988 | 1,237,622 | -43,366 | -3.39% |
| Tyler Stone Wealth Management | 3,823 | 3,703 | -120 | -3.14% |
| CWM LLC | 25,452 | 24,780 | -672 | -2.64% |
| Stifel Financial Corp | 65,061 | 63,427 | -1,634 | -2.51% |
| Brookstone Capital Management | 10,496 | 10,285 | -211 | -2.01% |
| Ausdal Financial Partners Inc. | 27,405 | 26,886 | -519 | -1.89% |
| Raymond James Financial Services Advisors Inc. | 655,932 | 645,069 | -10,863 | -1.66% |
| Commonwealth Equity Services LLC | 55,179 | 54,355 | -824 | -1.49% |
| Dimension Capital Management LLC | 807,564 | 797,062 | -10,502 | -1.30% |
| Mckinley Capital Management LLC Delaware | 164,333 | 162,218 | -2,115 | -1.29% |
| Sunbelt Securities Inc. | 67,488 | 66,665 | -823 | -1.22% |
| Fisher Asset Management LLC | 24,231 | 24,037 | -194 | -0.80% |
| StrategIQ Financial Group LLC | 55,880 | 55,480 | -400 | -0.72% |
| Foundations Investment Advisors LLC | 19,954 | 19,844 | -110 | -0.55% |
| Muzinich & Co. Inc. | 256,743 | 255,487 | -1,256 | -0.49% |
| Sound Income Strategies LLC | 11,890 | 11,845 | -45 | -0.38% |
| Western Wealth Management LLC | 16,928 | 16,887 | -41 | -0.24% |
| Bulldog Investors LLC | 519,686 | 518,581 | -1,105 | -0.21% |
| Price T Rowe Associates Inc. MD | 591,954 | 591,595 | -359 | -0.06% |
| Allworth Financial LP | 18,634 | 18,632 | -2 | -0.01% |
| 13F Filers Exiting BBDC | ||||
| Oak Harbor Wealth Partners LLC | 10,328 | 0 | -10,328 | -100.00% |
| Oliver Lagore Vanvalin Investment Group | 4,760 | 0 | -4,760 | -100.00% |
| GraniteShares Advisors LLC | 178,541 | 0 | -178,541 | -100.00% |
| Soltis Investment Advisors LLC | 10,371 | 0 | -10,371 | -100.00% |
| ExodusPoint Capital Management LP | 40,770 | 0 | -40,770 | -100.00% |
| Pinnacle Bank | 1,665 | 0 | -1,665 | -100.00% |
| JT Stratford LLC | 11,954 | 0 | -11,954 | -100.00% |
| Moisand Fitzgerald Tamayo LLC | 2,713 | 0 | -2,713 | -100.00% |
| IFP Advisors Inc | 400 | 0 | -400 | -100.00% |
| Trexquant Investment LP | 29,064 | 0 | -29,064 | -100.00% |
| RFG Advisory LLC | 11,406 | 0 | -11,406 | -100.00% |
| FinTrust Capital Advisors LLC | 635 | 0 | -635 | -100.00% |
| Stonebridge Capital Advisors LLC | 4,102 | 0 | -4,102 | -100.00% |
| Almitas Capital LLC | 11,747 | 0 | -11,747 | -100.00% |
| Jane Street Group LLC | 10,484 | 0 | -10,484 | -100.00% |
| Dynamic Technology Lab Private Ltd | 11,858 | 0 | -11,858 | -100.00% |
| Allianz Asset Management GmbH | 10,814 | 0 | -10,814 | -100.00% |
| Tower Research Capital LLC TRC | 280 | 0 | -280 | -100.00% |
| Johnson Financial Group Inc. | 4,414 | 0 | -4,414 | -100.00% |
| Sigma Planning Corp | 11,523 | 0 | -11,523 | -100.00% |
| Rivernorth Capital Management LLC | 562,085 | 0 | -562,085 | -100.00% |
| Citadel Advisors LLC | 15,388 | 0 | -15,388 | -100.00% |
| Putnam Investments LLC | 117,146 | 0 | -117,146 | -100.00% |
| SG Americas Securities LLC | 20,491 | 0 | -20,491 | -100.00% |
| Millennium Management LLC | 353,668 | 0 | -353,668 | -100.00% |
| Riverbridge Partners LLC | 110,896 | 0 | -110,896 | -100.00% |
| Earnest Partners LLC | 500 | 0 | -500 | -100.00% |
| Advisory Research Inc. | 31,720 | 0 | -31,720 | -100.00% |
| DAVENPORT & Co LLC | 25,014 | 0 | -25,014 | -100.00% |
| Citigroup Inc. | 705 | 0 | -705 | -100.00% |
| Truist Financial Corp | 12,443 | 0 | -12,443 | -100.00% |
| Cullen Frost Bankers Inc. | 2,193 | 0 | -2,193 | -100.00% |
See Summary: Institutional Holders of BBDC
See Details: Top 10 Hedge Funds Holding BBDC
Also See: BBDC Insider Buying
