HoldingsChannel.com
| Filer | 6/30/2019 Share Count | 9/30/2019 Share Count | Change | % Change |
|---|---|---|---|---|
| 13F Filers Increasing AXAS Share Count | ||||
| Proficio Capital Partners LLC | 2,437 | 15,209 | +12,772 | +524.09% |
| UBS Group AG | 37,104 | 131,363 | +94,259 | +254.04% |
| GSA Capital Partners LLP | 17,031 | 40,036 | +23,005 | +135.08% |
| Bank of America Corp DE | 65,855 | 112,079 | +46,224 | +70.19% |
| CWM LLC | 263,114 | 420,266 | +157,152 | +59.73% |
| First Dallas Securities Inc. | 12,493 | 19,493 | +7,000 | +56.03% |
| AQR Capital Management LLC | 1,006,189 | 1,533,539 | +527,350 | +52.41% |
| D. E. Shaw & Co. Inc. | 574,485 | 825,113 | +250,628 | +43.63% |
| Creative Planning | 13,464 | 18,464 | +5,000 | +37.14% |
| Legal & General Group Plc | 26,624 | 35,852 | +9,228 | +34.66% |
| Mycio Wealth Partners LLC | 75,686 | 100,400 | +24,714 | +32.65% |
| Sigma Planning Corp | 723,900 | 907,900 | +184,000 | +25.42% |
| Tower Research Capital LLC TRC | 9,666 | 12,082 | +2,416 | +24.99% |
| Monarch Partners Asset Management LLC | 385,952 | 472,592 | +86,640 | +22.45% |
| Susquehanna International Group LLP | 64,882 | 75,520 | +10,638 | +16.40% |
| Hodges Capital Management Inc. | 101,000 | 112,700 | +11,700 | +11.58% |
| Credit Suisse AG | 36,020 | 39,964 | +3,944 | +10.95% |
| Rhumbline Advisers | 236,159 | 257,506 | +21,347 | +9.04% |
| Inspirion Wealth Advisors LLC | 56,020 | 61,020 | +5,000 | +8.93% |
| Invesco Ltd. | 185,128 | 200,547 | +15,419 | +8.33% |
| ProShare Advisors LLC | 16,845 | 18,245 | +1,400 | +8.31% |
| Wells Fargo & Company MN | 263,325 | 283,629 | +20,304 | +7.71% |
| Morgan Stanley | 74,752 | 79,871 | +5,119 | +6.85% |
| State Street Corp | 2,724,302 | 2,902,957 | +178,655 | +6.56% |
| California Public Employees Retirement System | 980,700 | 1,037,500 | +56,800 | +5.79% |
| Principal Financial Group Inc. | 12,754 | 13,224 | +470 | +3.69% |
| Bank of Montreal Can | 13,564 | 14,053 | +489 | +3.61% |
| BlackRock Inc. | 11,604,693 | 11,912,894 | +308,201 | +2.66% |
| Geode Capital Management LLC | 2,265,598 | 2,302,784 | +37,186 | +1.64% |
| JPMorgan Chase & Co. | 1,935,709 | 1,951,840 | +16,131 | +0.83% |
| FMR LLC | 209,800 | 210,800 | +1,000 | +0.48% |
| 13F Filers Reporting New Positions In AXAS | ||||
| Proequities Inc. | 0 | 0 | UNCH | 100% |
| Fifth Third Bancorp | 0 | 1,400 | +1,400 | +100% |
| Ameriprise Financial Inc. | 0 | 25,025 | +25,025 | +100% |
| Renaissance Technologies LLC | 0 | 622,920 | +622,920 | +100% |
| Victory Capital Management Inc. | 0 | 28,293 | +28,293 | +100% |
| Federated Hermes Inc. | 0 | 66 | +66 | +100% |
| Jefferies Group LLC | 0 | 11,201 | +11,201 | +100% |
| Perritt Capital Management Inc. | 0 | 200,000 | +200,000 | +100% |
| Biglari Capital CORP. | 0 | 239,364 | +239,364 | +100% |
| Virtu Financial LLC | 0 | 20,776 | +20,776 | +100% |
| Sowell Financial Services LLC | 0 | 193,586 | +193,586 | +100% |
| IFP Advisors Inc | 0 | 0 | UNCH | 100% |
| Russell Investments Group Ltd. | 0 | 121,002 | +121,002 | +100% |
| Moloney Securities Asset Management LLC | 0 | 16,500 | +16,500 | +100% |
| 13F Filers With Unchanged Share Count | ||||
| Huntington National Bank | 1,000 | 1,000 | UNCH | 0.00% |
| King Luther Capital Management Corp | 15,809 | 15,809 | UNCH | 0.00% |
| Thrivent Financial for Lutherans | 275,181 | 275,181 | UNCH | 0.00% |
| Stephens Inc. AR | 20,000 | 20,000 | UNCH | 0.00% |
| New York State Common Retirement Fund | 107,800 | 107,800 | UNCH | 0.00% |
| Strs Ohio | 190,200 | 190,200 | UNCH | 0.00% |
| Panagora Asset Management Inc. | 19,617 | 19,617 | UNCH | 0.00% |
| Charles Schwab Investment Management Inc. | 414,456 | 414,456 | UNCH | 0.00% |
| Globeflex Capital L P | 318,515 | 318,515 | UNCH | 0.00% |
| State Board of Administration of Florida Retirement System | 49,888 | 49,888 | UNCH | 0.00% |
| Financial Counselors Inc. | 66,300 | 66,300 | UNCH | 0.00% |
| Rothschild Investment Corp IL | 11,000 | 11,000 | UNCH | 0.00% |
| LSV Asset Management | 703,300 | 703,300 | UNCH | 0.00% |
| Ameritas Investment Partners Inc. | 12,335 | 12,335 | UNCH | 0.00% |
| Voya Investment Management LLC | 66,290 | 66,290 | UNCH | 0.00% |
| California State Teachers Retirement System | 246,287 | 246,287 | UNCH | 0.00% |
| Formula Growth Ltd. | 3,993,528 | 3,993,528 | UNCH | 0.00% |
| Alliancebernstein L.P. | 190,800 | 190,800 | UNCH | 0.00% |
| 107,376 | 107,376 | UNCH | 0.00% | |
| Cambridge Investment Research Advisors Inc. | 15,000 | 15,000 | UNCH | 0.00% |
| Sunflower Bank NA Wealth Management | 40,000 | 40,000 | UNCH | 0.00% |
| Walthausen & Co. LLC | 905,510 | 905,510 | UNCH | 0.00% |
| JJJ Advisors Inc. | 1,000 | 1,000 | UNCH | 0.00% |
| Compagnie Lombard Odier SCmA | 38,000 | 38,000 | UNCH | 0.00% |
| Merit Financial Group LLC | 30,100 | 30,100 | UNCH | 0.00% |
| First PREMIER Bank | 15,000 | 15,000 | UNCH | 0.00% |
| Intrinsic Edge Capital Management LLC | 400,000 | 400,000 | UNCH | 0.00% |
| Flaharty Asset Management LLC | 25,000 | 25,000 | UNCH | 0.00% |
| Delta Investment Management LLC | 15,000 | 15,000 | UNCH | 0.00% |
| Meridian Wealth Advisors LLC | 30,000 | 30,000 | UNCH | 0.00% |
| Golden State Wealth Management LLC | 1,000 | 1,000 | UNCH | 0.00% |
| 13F Filers Decreasing AXAS Share Count | ||||
| Salem Investment Counselors Inc. | 1,241,144 | 221,144 | -1,020,000 | -82.18% |
| Mutual of America Capital Management LLC | 792,300 | 145,815 | -646,485 | -81.60% |
| Goldman Sachs Group Inc. | 160,831 | 30,454 | -130,377 | -81.06% |
| Deutsche Bank AG | 121,394 | 42,133 | -79,261 | -65.29% |
| Millennium Management LLC | 705,085 | 300,436 | -404,649 | -57.39% |
| Nuveen Asset Management LLC | 1,369,228 | 631,750 | -737,478 | -53.86% |
| Heartland Advisors Inc. | 3,555,200 | 2,000,000 | -1,555,200 | -43.74% |
| 7,200 | 4,500 | -2,700 | -37.50% | |
| Brandywine Global Investment Management LLC | 2,329,946 | 1,458,100 | -871,846 | -37.42% |
| Portolan Capital Management LLC | 7,450,814 | 5,630,374 | -1,820,440 | -24.43% |
| Citigroup Inc. | 102,124 | 77,553 | -24,571 | -24.06% |
| Barclays PLC | 106,580 | 81,242 | -25,338 | -23.77% |
| Commonwealth Equity Services LLC | 19,774 | 15,311 | -4,463 | -22.57% |
| Royal Bank of Canada | 3,811 | 2,995 | -816 | -21.41% |
| Price T Rowe Associates Inc. MD | 232,349 | 189,039 | -43,310 | -18.64% |
| Two Sigma Advisers LP | 929,248 | 773,048 | -156,200 | -16.81% |
| Mangrove Partners | 10,025,720 | 8,868,649 | -1,157,071 | -11.54% |
| Vanguard Group Inc. | 8,607,179 | 7,962,041 | -645,138 | -7.50% |
| Bank of New York Mellon Corp | 657,650 | 609,416 | -48,234 | -7.33% |
| RPg Family Wealth Advisory LLC | 293,892 | 272,592 | -21,300 | -7.25% |
| Cornerstone Investment Partners LLC | 48,238 | 45,073 | -3,165 | -6.56% |
| BLB&B Advisors LLC | 1,436,677 | 1,365,596 | -71,081 | -4.95% |
| Northern Trust Corp | 2,349,248 | 2,239,789 | -109,459 | -4.66% |
| Dimensional Fund Advisors LP | 5,329,453 | 5,209,363 | -120,090 | -2.25% |
| Parametric Portfolio Associates LLC | 110,450 | 108,942 | -1,508 | -1.37% |
| Amalgamated Bank | 23,859 | 23,622 | -237 | -0.99% |
| American International Group Inc. | 101,842 | 101,138 | -704 | -0.69% |
| LPL Financial LLC | 150,620 | 150,120 | -500 | -0.33% |
| BNP Paribas Arbitrage SA | 25,814 | 25,751 | -63 | -0.24% |
| Wasatch Advisors Inc. | 2,542,979 | 2,537,189 | -5,790 | -0.23% |
| 13F Filers Exiting AXAS | ||||
| Global Retirement Partners LLC | 1,220 | 0 | -1,220 | -100.00% |
| Quad Cities Investment Group LLC | 2,700 | 0 | -2,700 | -100.00% |
| Squarepoint Ops LLC | 135,975 | 0 | -135,975 | -100.00% |
| WINTON GROUP Ltd | 160,331 | 0 | -160,331 | -100.00% |
| Jane Street Group LLC | 21,251 | 0 | -21,251 | -100.00% |
| Old West Investment Management LLC | 1,036,175 | 0 | -1,036,175 | -100.00% |
| Assenagon Asset Management S.A. | 26,895 | 0 | -26,895 | -100.00% |
| Two Sigma Securities LLC | 42,277 | 0 | -42,277 | -100.00% |
| Mariner LLC | 21,800 | 0 | -21,800 | -100.00% |
| Aperio Group LLC | 14,257 | 0 | -14,257 | -100.00% |
| Advisors Asset Management Inc. | 12,365 | 0 | -12,365 | -100.00% |
| Arrowstreet Capital Limited Partnership | 16,311 | 0 | -16,311 | -100.00% |
| Northwestern Mutual Wealth Management Co. | 600 | 0 | -600 | -100.00% |
| Prudential Financial Inc. | 25,784 | 0 | -25,784 | -100.00% |
| First Trust Advisors LP | 304,866 | 0 | -304,866 | -100.00% |
| United Services Automobile Association | 26,599 | 0 | -26,599 | -100.00% |
| The Manufacturers Life Insurance Company | 326,285 | 0 | -326,285 | -100.00% |
| Mckinley Capital Management LLC Delaware | 21,340 | 0 | -21,340 | -100.00% |
| Wellington Management Group LLP | 825,810 | 0 | -825,810 | -100.00% |
| Oppenheimer & Co. Inc. | 14,500 | 0 | -14,500 | -100.00% |
| The PNC Financial Services Group Inc. | 2,700 | 0 | -2,700 | -100.00% |
| MML Investors Services LLC | 10,000 | 0 | -10,000 | -100.00% |
See Summary: Institutional Holders of AXAS
See Details: Top 10 Hedge Funds Holding AXAS
Also See: AXAS Insider Buying
