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APHA Holdings Changes image
This page summarizes the APHA holdings changes quarter over quarter among those 13F filers that have reported for the 3/31/2021 period, comparing share count change from 12/31/2020 to 3/31/2021. Share count is compared over these two periods to provide an indication of whether APHA is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).
Filer12/31/2020
 Share Count 
3/31/2021
 Share Count 
Change% Change
13F Filers Increasing APHA Share Count
Jacobi Capital Management LLC 6 6,020 +6,014 +100233.33%
FNY Investment Advisers LLC 900 80,239 +79,339 +8815.44%
UBS Group AG 11,602 250,205 +238,603 +2056.57%
Cypress Point Wealth Management LLC 50 550 +500 +1000.00%
HRT Financial LP 33,854 266,979 +233,125 +688.62%
Goldman Sachs Group Inc. 178,623 1,189,049 +1,010,426 +565.68%
Cypress Capital Management LLC WY 140 890 +750 +535.71%
Millennium Management LLC 18,192 110,828 +92,636 +509.21%
Granite Point Capital Management L.P. 70,000 315,000 +245,000 +350.00%
Clearview Wealth Advisors LLC 100 400 +300 +300.00%
Wolverine Asset Management LLC 37,467 148,806 +111,339 +297.17%
Alpine Associates Management Inc. 1,044,300 4,113,000 +3,068,700 +293.85%
Global Retirement Partners LLC 200 750 +550 +275.00%
AllSquare Wealth Management LLC 450 1,297 +847 +188.22%
AdvisorShares Investments LLC 768,565 2,213,586 +1,445,021 +188.02%
Morgan Stanley 1,534,136 4,181,601 +2,647,465 +172.57%
Gradient Investments LLC 268 692 +424 +158.21%
D. E. Shaw & Co. Inc. 72,566 180,903 +108,337 +149.29%
Wedbush Securities Inc. 23,934 56,428 +32,494 +135.77%
Mackenzie Financial Corp 32,704 76,620 +43,916 +134.28%
Mirae Asset Global Investments Co. Ltd. 491,489 1,079,215 +587,726 +119.58%
Raymond James Financial Services Advisors Inc. 21,607 40,868 +19,261 +89.14%
Wells Fargo & Company MN 2,435 4,378 +1,943 +79.79%
JPMorgan Chase & Co. 852,930 1,499,867 +646,937 +75.85%
Advisor Group Holdings Inc. 154,412 268,664 +114,252 +73.99%
Deutsche Bank AG 189,701 310,396 +120,695 +63.62%
Toronto Dominion Bank 20,074 31,073 +10,999 +54.79%
Macroview Investment Management LLC 209 311 +102 +48.80%
Franklin Resources Inc. 83,634 124,075 +40,441 +48.35%
Cambria Investment Management L.P. 192,468 273,890 +81,422 +42.30%
Hilton Capital Management LLC 120,000 166,400 +46,400 +38.67%
Horizon Financial Services LLC 1,750 2,400 +650 +37.14%
Bank of America Corp DE 732,939 991,256 +258,317 +35.24%
Valeo Financial Advisors LLC 4,064 5,110 +1,046 +25.74%
Truist Financial Corp 13,024 16,288 +3,264 +25.06%
Clearstead Advisors LLC 120 150 +30 +25.00%
HM Payson & Co. 820 1,020 +200 +24.39%
Credit Suisse AG 267,748 332,273 +64,525 +24.10%
Wolverine Trading LLC 55,458 68,073 +12,615 +22.75%
Private Advisor Group LLC 20,924 24,587 +3,663 +17.51%
Commonwealth Equity Services LLC 221,674 259,231 +37,557 +16.94%
Caption Management LLC 114,700 133,600 +18,900 +16.48%
Vanguard Group Inc. 7,801,208 8,941,617 +1,140,409 +14.62%
Signaturefd LLC 283 323 +40 +14.13%
Royal Bank of Canada 353,394 402,957 +49,563 +14.02%
Geode Capital Management LLC 327,251 370,627 +43,376 +13.25%
Creative Planning 112,675 127,217 +14,542 +12.91%
Rockefeller Capital Management L.P. 7,231 8,134 +903 +12.49%
Grassi Investment Management 10,000 11,090 +1,090 +10.90%
TD Asset Management Inc. 997,500 1,089,607 +92,107 +9.23%
CIBC Asset Management Inc 209,058 226,937 +17,879 +8.55%
Bank of Montreal Can 854,268 914,850 +60,582 +7.09%
Shell Asset Management Co. 26,971 27,986 +1,015 +3.76%
The Manufacturers Life Insurance Company 321,655 331,571 +9,916 +3.08%
Public Sector Pension Investment Board 836,586 856,525 +19,939 +2.38%
Swiss National Bank 622,500 630,400 +7,900 +1.27%
Carolina Wealth Advisors LLC 7,018 7,094 +76 +1.08%
Delta Asset Management LLC TN 8,000 8,075 +75 +0.94%
CIBC Private Wealth Group LLC 69,750 69,924 +174 +0.25%
13F Filers Reporting New Positions In APHA
Cowen AND Company LLC 0 70,713 +70,713 +100%
Hellman Jordan Management Co. Inc. MA 0 70,000 +70,000 +100%
Harbour Investments Inc. 0 100 +100 +100%
Ameriprise Financial Inc. 0 60,744 +60,744 +100%
Mercer Global Advisors Inc. ADV 0 19,995 +19,995 +100%
Blair William & Co. IL 0 131,440 +131,440 +100%
Farallon Capital Management LLC 0 2,765,800 +2,765,800 +100%
Ameritas Investment Company LLC 0 1,122 +1,122 +100%
Eaton Vance Management 0 600 +600 +100%
Aristeia Capital LLC 0 2,599,653 +2,599,653 +100%
Cobalt Capital Management Inc. 0 116,971 +116,971 +100%
Amundi Pioneer Asset Management Inc. 0 4,065 +4,065 +100%
RBF Capital LLC 0 117,300 +117,300 +100%
CNH Partners LLC 0 14,464 +14,464 +100%
Balyasny Asset Management LLC 0 257,354 +257,354 +100%
Whitebox Advisors LLC 0 289,000 +289,000 +100%
Havens Advisors LLC 0 65,000 +65,000 +100%
SG Americas Securities LLC 0 23,055 +23,055 +100%
Marshall Wace LLP 0 281,235 +281,235 +100%
VR Advisory Services Ltd 0 119,312 +119,312 +100%
Twin Securities Inc. 0 189,019 +189,019 +100%
Weiss Asset Management LP 0 250,580 +250,580 +100%
TIG Advisors LLC 0 1,887,072 +1,887,072 +100%
Mariner LLC 0 29,222 +29,222 +100%
Ionic Capital Management LLC 0 32,000 +32,000 +100%
Prelude Capital Management LLC 0 50,317 +50,317 +100%
Walleye Trading LLC 0 29,969 +29,969 +100%
Bank of New York Mellon Corp 0 13,364 +13,364 +100%
Manchester Capital Management LLC 0 100 +100 +100%
Citadel Advisors LLC 0 51,453 +51,453 +100%
Pentwater Capital Management LP 0 4,484,284 +4,484,284 +100%
K2 Principal Fund L.P. 0 74,947 +74,947 +100%
National Asset Management Inc. 0 16,965 +16,965 +100%
Neuberger Berman Group LLC 0 28,129 +28,129 +100%
Harbor Investment Advisory LLC 0 100 +100 +100%
Endurance Wealth Management Inc. 0 35 +35 +100%
Anson Funds Management LP 0 307,340 +307,340 +100%
Clear Harbor Asset Management LLC 0 46,050 +46,050 +100%
Westchester Capital Management LLC 0 883,835 +883,835 +100%
Cutler Group LP 0 9,007 +9,007 +100%
Healthcare of Ontario Pension Plan Trust Fund 0 304,200 +304,200 +100%
Boothbay Fund Management LLC 0 171,544 +171,544 +100%
Allworth Financial LP 0 2,269 +2,269 +100%
Ergoteles LLC 0 1,346,577 +1,346,577 +100%
Lenox Wealth Advisors LLC 0 70 +70 +100%
LMR Partners LLP 0 72,569 +72,569 +100%
Chicago Capital Management LLC 0 270,500 +270,500 +100%
Yakira Capital Management Inc. 0 26,000 +26,000 +100%
Black Maple Capital Management LP 0 206,585 +206,585 +100%
Connor Clark & Lunn Investment Management Ltd. 0 1,265,300 +1,265,300 +100%
Vivaldi Asset Management LLC 0 377,147 +377,147 +100%
Stratos Wealth Partners LTD. 0 10,365 +10,365 +100%
Capital Analysts LLC 0 216 +216 +100%
Ironwood Financial llc 0 15 +15 +100%
Quinn Opportunity Partners LLC 0 1,523,952 +1,523,952 +100%
Squarepoint Ops LLC 0 37,503 +37,503 +100%
Baird Financial Group Inc. 0 60,000 +60,000 +100%
GSB Wealth Management LLC 0 16,246 +16,246 +100%
Cetera Investment Advisers 0 10,172 +10,172 +100%
Cornerstone Wealth Management LLC 0 16,616 +16,616 +100%
Enlightenment Research LLC 0 22,100 +22,100 +100%
Wealthcare Advisory Partners LLC 0 4,500 +4,500 +100%
Parallel Advisors LLC 0 300 +300 +100%
Ursa Fund Management LLC 0 1,309,800 +1,309,800 +100%
Mascoma Wealth Management LLC 0 400 +400 +100%
AE Wealth Management LLC 0 10,076 +10,076 +100%
McIlrath & Eck LLC 0 300 +300 +100%
BDO Wealth Advisors LLC 0 3,975 +3,975 +100%
Steward Partners Investment Advisory LLC 0 2,782 +2,782 +100%
Wagner Wealth Management LLC 0 125 +125 +100%
WealthShield Partners LLC 0 35 +35 +100%
Sound Income Strategies LLC 0 428 +428 +100%
Larson Financial Group LLC 0 2,016 +2,016 +100%
Certified Advisory Corp 0 202 +202 +100%
CNB Bank 0 7,930 +7,930 +100%
ExodusPoint Capital Management LP 0 10,631 +10,631 +100%
Integrated Wealth Concepts LLC 0 13,450 +13,450 +100%
Canton Hathaway LLC 0 700 +700 +100%
Quilter Plc 0 19,675 +19,675 +100%
Samson Rock Capital LLP 0 150,000 +150,000 +100%
Arkadios Wealth Advisors 0 7,300 +7,300 +100%
CVA Family Office LLC 0 60 +60 +100%
Eudaimonia Partners LLC 0 29 +29 +100%
Charter Oak Capital Management LLC 0 200 +200 +100%
Rosenberg Matthew Hamilton 0 302 +302 +100%
Walled Lake Planning & Wealth Management LLC 0 170 +170 +100%
Concord Wealth Partners 0 7 +7 +100%
NovaPoint Capital LLC 0 113,177 +113,177 +100%
Marks Wealth LLC 0 20,000 +20,000 +100%
SOA Wealth Advisors LLC. 0 39 +39 +100%
Optiver Holding B.V. 0 1,289 +1,289 +100%
13F Filers With Unchanged Share Count
Fifth Third Bancorp 3,100 3,100 UNCH 0.00%
US Bancorp DE 900 900 UNCH 0.00%
CENTRAL TRUST Co 500 500 UNCH 0.00%
Huntington National Bank 860 860 UNCH 0.00%
First Manhattan Co. 425 425 UNCH 0.00%
Proequities Inc. 18,650 18,650 UNCH 0.00%
HC Financial Advisors Inc. 232 232 UNCH 0.00%
Centaurus Financial Inc. 194,050 194,050 UNCH 0.00%
1832 Asset Management L.P. 1,934 1,934 UNCH 0.00%
Alliancebernstein L.P. 13,000 13,000 UNCH 0.00%
BNP Paribas Arbitrage SA 29 29 UNCH 0.00%
Lazard Asset Management LLC 10,000 10,000 UNCH 0.00%
Covington Capital Management 3,000 3,000 UNCH 0.00%
Reilly Financial Advisors LLC 140 140 UNCH 0.00%
West Oak Capital LLC 275 275 UNCH 0.00%
Sonora Investment Management LLC 100 100 UNCH 0.00%
Hudock Inc. 235 235 UNCH 0.00%
Bartlett & Co. LLC 1,000 1,000 UNCH 0.00%
Advocacy Wealth Management Services LLC 30 30 UNCH 0.00%
Focused Wealth Management Inc 300 300 UNCH 0.00%
Heritage Wealth Advisors 300 300 UNCH 0.00%
Sargent Bickham Lagudis LLC 43 43 UNCH 0.00%
Tradewinds Capital Management LLC 355 355 UNCH 0.00%
NEXT Financial Group Inc 300 300 UNCH 0.00%
BerganKDV Wealth Management LLC 11,950 11,950 UNCH 0.00%
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main 51,450 51,450 UNCH 0.00%
Fusion Family Wealth LLC 750 750 UNCH 0.00%
Perennial Advisors LLC 103 103 UNCH 0.00%
Fieldpoint Private Securities LLC 800 800 UNCH 0.00%
Cahaba Wealth Management Inc. 23,587 23,587 UNCH 0.00%
Berman Capital Advisors LLC 5,000 5,000 UNCH 0.00%
Crewe Advisors LLC 27 27 UNCH 0.00%
Trustcore Financial Services LLC 3,440 3,440 UNCH 0.00%
Bedel Financial Consulting Inc. 150 150 UNCH 0.00%
Johnson Midwest Financial LLC 3,672 3,672 UNCH 0.00%
Lindbrook Capital LLC 142 142 UNCH 0.00%
Liberty Wealth Management LLC 3,455 3,455 UNCH 0.00%
Professional Financial Advisors LLC 25 25 UNCH 0.00%
TL Private Wealth 30,000 30,000 UNCH 0.00%
International Assets Investment Management LLC 2,896 2,896 UNCH 0.00%
Wolff Wiese Magana LLC 200 200 UNCH 0.00%
ShoreHaven Wealth Partners LLC 700 700 UNCH 0.00%
13F Filers Decreasing APHA Share Count
Citigroup Inc. 46,477 427 -46,050 -99.08%
Barclays PLC 47,321 1,356 -45,965 -97.13%
Tower Research Capital LLC TRC 4,421 176 -4,245 -96.02%
Benjamin F. Edwards & Company Inc. 2,200 400 -1,800 -81.82%
DLD Asset Management LP 50,000 10,000 -40,000 -80.00%
Qube Research & Technologies Ltd 58,787 16,735 -42,052 -71.53%
Compagnie Lombard Odier SCmA 2,800 800 -2,000 -71.43%
Invesco Ltd. 35,044 11,700 -23,344 -66.61%
Northwestern Mutual Wealth Management Co. 5,399 2,104 -3,295 -61.03%
Raymond James & Associates 36,963 14,475 -22,488 -60.84%
Scotia Capital Inc. 139,054 62,399 -76,655 -55.13%
CIBC World Markets Inc. 358,532 162,104 -196,428 -54.79%
Sterling Investment Advisors Ltd. 40 20 -20 -50.00%
The PNC Financial Services Group Inc. 10,216 5,276 -4,940 -48.36%
Great West Life Assurance Co. Can 34,340 18,140 -16,200 -47.18%
C M Bidwell & Associates Ltd. 22,135 12,305 -9,830 -44.41%
Hsbc Holdings PLC 21,679 12,100 -9,579 -44.19%
Manchester Financial Inc. 365 204 -161 -44.11%
Two Sigma Advisers LP 1,575,800 895,800 -680,000 -43.15%
Salem Investment Counselors Inc. 7,504 4,389 -3,115 -41.51%
Peconic Partners LLC 25,000 15,000 -10,000 -40.00%
Jane Street Group LLC 434,363 263,908 -170,455 -39.24%
AdvisorNet Financial Inc 276 176 -100 -36.23%
AlphaMark Advisors LLC 5,105 3,420 -1,685 -33.01%
HighTower Advisors LLC 48,496 32,560 -15,936 -32.86%
CWM LLC 2,606 1,823 -783 -30.05%
Van Hulzen Asset Management LLC 45,694 32,374 -13,320 -29.15%
Vontobel Holding Ltd. 203,280 149,109 -54,171 -26.65%
Tsfg LLC 3,300 2,450 -850 -25.76%
Belpointe Asset Management LLC 33,670 26,054 -7,616 -22.62%
Pacifica Partners Inc. 3,785 2,960 -825 -21.80%
Exane Derivatives 3,741 2,927 -814 -21.76%
Two Sigma Investments LP 3,354,877 2,684,420 -670,457 -19.98%
ETF Managers Group LLC 12,362,308 9,894,592 -2,467,716 -19.96%
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 472,100 378,409 -93,691 -19.85%
Zurcher Kantonalbank Zurich Cantonalbank 35,877 29,704 -6,173 -17.21%
Captrust Financial Advisors 3,100 2,585 -515 -16.61%
Geneos Wealth Management Inc. 1,660 1,405 -255 -15.36%
IFP Advisors Inc 5,582 4,727 -855 -15.32%
Pictet Asset Management Ltd. 26,000 22,100 -3,900 -15.00%
Patriot Financial Group Insurance Agency LLC 3,900 3,400 -500 -12.82%
Voloridge Investment Management LLC 2,284,210 2,008,389 -275,821 -12.08%
Cambridge Investment Research Advisors Inc. 48,137 45,235 -2,902 -6.03%
Trust Co. of Vermont 630 600 -30 -4.76%
Traynor Capital Management Inc. 11,358 10,876 -482 -4.24%
Dimensional Fund Advisors LP 300,100 289,100 -11,000 -3.67%
Simplex Trading LLC 55,612 54,005 -1,607 -2.89%
LPL Financial LLC 112,643 109,838 -2,805 -2.49%
Alberta Investment Management Corp 145,700 142,300 -3,400 -2.33%
United Maritime Capital LLC 47,500 47,000 -500 -1.05%
Legal & General Group Plc 147,613 146,141 -1,472 -1.00%
Glassman Wealth Services 12,671 12,571 -100 -0.79%
Gemmer Asset Management LLC 500 499 -1 -0.20%
Sfmg LLC 38,025 38,015 -10 -0.03%
13F Filers Exiting APHA
Orion Capital Management LLC 1,000 0 -1,000 -100.00%
Altus Wealth Group LLC 1,175 0 -1,175 -100.00%
Kestra Advisory Services LLC 50,253 0 -50,253 -100.00%
TFC Financial Management 391 0 -391 -100.00%
Inspire Advisors LLC 150 0 -150 -100.00%
Moser Wealth Advisors LLC 10,000 0 -10,000 -100.00%
Y Intercept Hong Kong Ltd 10,452 0 -10,452 -100.00%
Bay Harbor Wealth Management LLC 691 0 -691 -100.00%
Apollon Wealth Management LLC 12,872 0 -12,872 -100.00%
Cresset Asset Management LLC 28,966 0 -28,966 -100.00%
PEAK6 Investments LLC 66,130 0 -66,130 -100.00%
Pinnacle Wealth Planning Services Inc. 40 0 -40 -100.00%
Independent Advisor Alliance 14,049 0 -14,049 -100.00%
Capital Asset Advisory Services LLC 300 0 -300 -100.00%
Sowell Financial Services LLC 5,272 0 -5,272 -100.00%
Koshinski Asset Management Inc. 30,774 0 -30,774 -100.00%
Mark Sheptoff Financial Planning LLC 3,000 0 -3,000 -100.00%
Cubist Systematic Strategies LLC 185,977 0 -185,977 -100.00%
Advisory Services Network LLC 1,163 0 -1,163 -100.00%
PDT Partners LLC 132,900 0 -132,900 -100.00%
Parallax Volatility Advisers L.P. 76,766 0 -76,766 -100.00%
Highlander Capital Management LLC 1,000 0 -1,000 -100.00%
Quantbot Technologies LP 1,526 0 -1,526 -100.00%
Rocky Mountain Advisers LLC 250 0 -250 -100.00%
Tiedemann Advisors LLC 12,000 0 -12,000 -100.00%
Exchange Traded Concepts LLC 1,340 0 -1,340 -100.00%
Susquehanna International Group LLP 2,149,235 0 -2,149,235 -100.00%
Ancora Advisors LLC 200 0 -200 -100.00%
EMS Capital LP 124,500 0 -124,500 -100.00%
Crestwood Advisors Group LLC 12,500 0 -12,500 -100.00%
HBK Sorce Advisory LLC 18,517 0 -18,517 -100.00%
Hillsdale Investment Management Inc. 889,700 0 -889,700 -100.00%
Graham Capital Management L.P. 118,840 0 -118,840 -100.00%
Sculptor Capital LP 26,300 0 -26,300 -100.00%
Tompkins Financial Corp 2,000 0 -2,000 -100.00%
Prudential PLC 20,391 0 -20,391 -100.00%
Becker Capital Management Inc. 12,202 0 -12,202 -100.00%
FMR LLC 2,156,689 0 -2,156,689 -100.00%

See Summary: Institutional Holders of APHA
See Details: Top 10 Hedge Funds Holding APHA

APHA Holdings Changes | www.HoldingsChannel.com

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