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AAXJ Holdings Changes image
This page summarizes the AAXJ holdings changes quarter over quarter among those 13F filers that have reported for the 12/31/2019 period, comparing share count change from 9/30/2019 to 12/31/2019. Share count is compared over these two periods to provide an indication of whether AAXJ is being accumulated or sold by institutions that file their holdings via 13F filings (and as always, when considering this data it is important to be mindful of the long only reporting requirement).
Filer9/30/2019
 Share Count 
12/31/2019
 Share Count 
Change% Change
13F Filers Increasing AAXJ Share Count
Twin Tree Management LP 2,909 89,917 +87,008 +2990.99%
AdvisorNet Financial Inc 67 1,002 +935 +1395.52%
Allianz Asset Management GmbH 3,150 41,310 +38,160 +1211.43%
Barclays PLC 122,940 979,293 +856,353 +696.56%
Jane Street Group LLC 91,040 429,389 +338,349 +371.65%
Credit Suisse AG 34,743 137,720 +102,977 +296.40%
Zurich Insurance Group Ltd FI 30,225 100,412 +70,187 +232.22%
Banco Santander S.A. 59,753 167,098 +107,345 +179.65%
Bank of Nova Scotia 2,123,954 5,436,007 +3,312,053 +155.94%
Deutsche Bank AG 96,152 239,514 +143,362 +149.10%
Cutler Group LP 1,910 4,710 +2,800 +146.60%
HighTower Advisors LLC 54,871 130,487 +75,616 +137.81%
Kingfisher Capital LLC 9,151 17,249 +8,098 +88.49%
Park Avenue Securities LLC 4,028 6,967 +2,939 +72.96%
IndexIQ Advisors LLC 257,508 395,065 +137,557 +53.42%
Raymond James Financial Services Advisors Inc. 6,783 9,529 +2,746 +40.48%
Tower Research Capital LLC TRC 149 200 +51 +34.23%
Dorsey & Whitney Trust CO LLC 4,630 5,859 +1,229 +26.54%
BNP Paribas Arbitrage SA 5,327 6,698 +1,371 +25.74%
FMR LLC 4,107 5,123 +1,016 +24.74%
Acima Private Wealth LLC 3,229 3,964 +735 +22.76%
SG Americas Securities LLC 76,905 93,886 +16,981 +22.08%
MML Investors Services LLC 4,701 5,597 +896 +19.06%
GFS Advisors LLC 81,046 96,446 +15,400 +19.00%
Spinnaker Trust 45,241 52,211 +6,970 +15.41%
EFG Asset Management Americas Corp. 16,105 18,570 +2,465 +15.31%
Edmond DE Rothschild Holding S.A. 93,724 107,049 +13,325 +14.22%
Sei Investments Co. 3,430 3,882 +452 +13.18%
Advisory Services Network LLC 212 238 +26 +12.26%
Meristem Family Wealth LLC 42,887 46,803 +3,916 +9.13%
Nwam LLC 14,771 16,013 +1,242 +8.41%
Cibc Bank USA 41,414 44,391 +2,977 +7.19%
Kore Private Wealth LLC 4,419 4,736 +317 +7.17%
NEXT Financial Group Inc 13,987 14,858 +871 +6.23%
Nicholas Hoffman & Company LLC. 35,250 37,302 +2,052 +5.82%
Round Table Services LLC 19,570 20,535 +965 +4.93%
Bank of New York Mellon Corp 6,679 6,957 +278 +4.16%
Banque Pictet & Cie SA 8,410 8,710 +300 +3.57%
CIBC Private Wealth Group LLC 504,349 518,804 +14,455 +2.87%
Thrivent Financial for Lutherans 18,448 18,939 +491 +2.66%
Intersect Capital LLC 15,286 15,551 +265 +1.73%
Migdal Insurance & Financial Holdings Ltd. 32,047 32,529 +482 +1.50%
Strategic Point Investment Advisors LLC 89,699 90,879 +1,180 +1.32%
Hudock Capital Group LLC 906 918 +12 +1.32%
Pathstone Family Office LLC 11,569 11,717 +148 +1.28%
LGL Partners LLC 63,867 64,685 +818 +1.28%
IFP Advisors Inc 79 80 +1 +1.27%
Altfest L J & Co. Inc. 14,629 14,754 +125 +0.85%
Ellis Investment Partners LLC 748 753 +5 +0.67%
Ramsay Stattman Vela & Price Inc. 9,700 9,750 +50 +0.52%
Stifel Financial Corp 3,053 3,066 +13 +0.43%
CLS Investments LLC 124,637 124,921 +284 +0.23%
Northwestern Mutual Wealth Management Co. 587 588 +1 +0.17%
Csenge Advisory Group 36,222 36,283 +61 +0.17%
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA 2,825 2,826 +1 +0.04%
Edge Capital Group LLC 32,027 32,041 +14 +0.04%
13F Filers Reporting New Positions In AAXJ
Proequities Inc. 0 0 UNCH 100%
Truist Financial Corp 0 9,711 +9,711 +100%
Banco Bilbao Vizcaya Argentaria S.A. 0 112,473 +112,473 +100%
Manchester Financial Inc. 0 1,565 +1,565 +100%
The Manufacturers Life Insurance Company 0 65,407 +65,407 +100%
Voya Investment Management LLC 0 22,781 +22,781 +100%
Dearborn Partners LLC 0 2,736 +2,736 +100%
Pictet Asset Management Ltd. 0 52,375 +52,375 +100%
Marshall Wace LLP 0 17,252 +17,252 +100%
Capital Fund Management S.A. 0 15,100 +15,100 +100%
People s United Financial Inc. 0 2,720 +2,720 +100%
Atlas Brown Inc. 0 2,790 +2,790 +100%
Citadel Advisors LLC 0 60,665 +60,665 +100%
Harel Insurance Investments & Financial Services Ltd. 0 76 +76 +100%
Quantitative Investment Management LLC 0 15,568 +15,568 +100%
Sumitomo Mitsui Trust Holdings Inc. 0 64,800 +64,800 +100%
DRW Securities LLC 0 106,172 +106,172 +100%
Moneda S.A. Administradora General de Fondos 0 27,700 +27,700 +100%
Mirabella Financial Services LLP 0 60,000 +60,000 +100%
Creative Planning 0 5,741 +5,741 +100%
NewSquare Capital LLC 0 0 UNCH 100%
Blue Fin Capital Inc. 0 2,750 +2,750 +100%
Advisory Alpha LLC 0 345 +345 +100%
Blue Edge Capital LLC 0 3,744 +3,744 +100%
Dynamic Advisor Solutions LLC 0 19,361 +19,361 +100%
Sunbelt Securities Inc. 0 237 +237 +100%
Analyst IMS Investment Management Services Ltd. 0 36,064 +36,064 +100%
Arlington Financial Advisors LLC 0 23,684 +23,684 +100%
Qube Research & Technologies Ltd 0 3,504 +3,504 +100%
Rockefeller Capital Management L.P. 0 1,000 +1,000 +100%
Allred Capital Management LLC 0 105 +105 +100%
Core Wealth Advisors Inc. 0 94,928 +94,928 +100%
Banque Cantonale Vaudoise 0 5,337 +5,337 +100%
Maxim Capital Management LLC 0 56,198 +56,198 +100%
Atlas Private Wealth Management 0 31 +31 +100%
Mine & Arao Wealth Creation & Management LLC. 0 200 +200 +100%
13F Filers With Unchanged Share Count
Fiduciary Trust Co. 13,980 13,980 UNCH 0.00%
Glenmede Trust Co. NA 14,700 14,700 UNCH 0.00%
Gofen & Glossberg LLC IL 25,608 25,608 UNCH 0.00%
Papp L Roy & Associates 10,000 10,000 UNCH 0.00%
Haverford Trust Co. 3,025 3,025 UNCH 0.00%
Washington Trust Bank 13,816 13,816 UNCH 0.00%
Blair William & Co. IL 143 143 UNCH 0.00%
Bank of Montreal Can 4,800 4,800 UNCH 0.00%
Toronto Dominion Bank 1,650 1,650 UNCH 0.00%
Vaughan David Investments LLC IL 3,739 3,739 UNCH 0.00%
Moody National Bank Trust Division 17,548 17,548 UNCH 0.00%
Whittier Trust Co. 4,804 4,804 UNCH 0.00%
Security National Trust Co. 201 201 UNCH 0.00%
Mycio Wealth Partners LLC 200 200 UNCH 0.00%
CWM LLC 853 853 UNCH 0.00%
Callan Capital LLC 5,883 5,883 UNCH 0.00%
Goelzer Investment Management Inc. 7,563 7,563 UNCH 0.00%
Oarsman Capital Inc. 8,218 8,218 UNCH 0.00%
Bank Pictet & Cie Asia Ltd. 5,370 5,370 UNCH 0.00%
Northeast Financial Consultants Inc 12,300 12,300 UNCH 0.00%
Compagnie Lombard Odier SCmA 2,800 2,800 UNCH 0.00%
Mercer Capital Advisers Inc. 1,331 1,331 UNCH 0.00%
Lakeview Capital Partners LLC 3,407 3,407 UNCH 0.00%
Sowell Financial Services LLC 46 46 UNCH 0.00%
Vontobel Swiss Wealth Advisors AG 3,575 3,575 UNCH 0.00%
BigSur Wealth Management LLC 5,660 5,660 UNCH 0.00%
Capital Investment Advisory Services LLC 1,194 1,194 UNCH 0.00%
Wealthspire Advisors L.P. 3,246 3,246 UNCH 0.00%
Vivaldi Capital Management LLC 20,603 20,603 UNCH 0.00%
Wealthcare Advisory Partners LLC 262 262 UNCH 0.00%
Jacobi Capital Management LLC 526 526 UNCH 0.00%
Simon Quick Advisors LLC 250 250 UNCH 0.00%
Armor Investment Advisors LLC 900 900 UNCH 0.00%
Harvest Fund Management Co. Ltd 16,867 16,867 UNCH 0.00%
Close Asset Management Ltd 750 750 UNCH 0.00%
Legacy Advisors LLC 5,950 5,950 UNCH 0.00%
Emerald Investment Partners LLC 949 949 UNCH 0.00%
Global Trust Asset Management LLC 23 23 UNCH 0.00%
Global Retirement Partners LLC 25 25 UNCH 0.00%
AIA International Ltd 84,830 84,830 UNCH 0.00%
Evolution Wealth Advisors LLC 617 617 UNCH 0.00%
Lindbrook Capital LLC 802 802 UNCH 0.00%
Tolleson Wealth Management Inc. 35,831 35,831 UNCH 0.00%
Tsfg LLC 1,294 1,294 UNCH 0.00%
13F Filers Decreasing AAXJ Share Count
Assetmark Inc. 46,157 3 -46,154 -99.99%
Janney Montgomery Scott LLC 324,596 5,365 -319,231 -98.35%
Raymond James & Associates 129,197 11,966 -117,231 -90.74%
Chatham Capital Group Inc. 108,180 10,065 -98,115 -90.70%
Quattro Financial Advisors LLC 18,783 2,839 -15,944 -84.89%
Royal Bank of Canada 389,299 78,984 -310,315 -79.71%
Athena Capital Advisors LLC 20,430 7,100 -13,330 -65.25%
Goldman Sachs Group Inc. 164,940 67,502 -97,438 -59.07%
Wellington Management Group LLP 137,966 58,476 -79,490 -57.62%
Flagship Harbor Advisors LLC 32 14 -18 -56.25%
Envestnet Asset Management Inc. 37,080 23,131 -13,949 -37.62%
Wells Fargo & Company MN 86,795 54,760 -32,035 -36.91%
Arrow Financial Corp 2,776 1,877 -899 -32.38%
Dimension Capital Management LLC 4,379 2,999 -1,380 -31.51%
First Republic Investment Management Inc. 17,396 11,992 -5,404 -31.06%
UBS Group AG 258,204 185,770 -72,434 -28.05%
Ballentine Partners LLC 59,109 45,207 -13,902 -23.52%
Susquehanna International Group LLP 93,805 73,055 -20,750 -22.12%
PNC Financial Services Group Inc. 50,449 39,356 -11,093 -21.99%
Citigroup Inc. 1,138,562 913,172 -225,390 -19.80%
Financial Insights Inc. 5,735 4,695 -1,040 -18.13%
JPMorgan Chase & Co. 7,149,137 5,866,886 -1,282,251 -17.94%
Morgan Stanley 473,646 397,287 -76,359 -16.12%
Ameriprise Financial Inc. 8,221 6,916 -1,305 -15.87%
Bank of America Corp DE 1,335,080 1,136,813 -198,267 -14.85%
IPG Investment Advisors LLC 4,610 4,005 -605 -13.12%
BlackRock Inc. 26,240 23,578 -2,662 -10.14%
Northern Trust Corp 8,064 7,279 -785 -9.73%
Advisor Group Inc. 30,672 27,960 -2,712 -8.84%
RPg Family Wealth Advisory LLC 2,864 2,612 -252 -8.80%
Accredited Investors Inc. 153,763 142,196 -11,567 -7.52%
US Bancorp DE 2,493 2,309 -184 -7.38%
Brown Advisory Inc. 349,100 325,263 -23,837 -6.83%
MAI Capital Management 22,035 20,584 -1,451 -6.58%
Hsbc Holdings PLC 229,317 215,433 -13,884 -6.05%
Sigma Planning Corp 4,914 4,641 -273 -5.56%
LPL Financial LLC 17,554 16,618 -936 -5.33%
Commerce Bank 52,850 50,260 -2,590 -4.90%
Eaton Vance Management 10,796 10,301 -495 -4.59%
Steward Partners Investment Advisory LLC 1,663 1,592 -71 -4.27%
Bank Hapoalim BM 22,329 21,384 -945 -4.23%
Evercore Wealth Management LLC 84,947 81,730 -3,217 -3.79%
Veritable L.P. 7,804 7,538 -266 -3.41%
Personal Wealth Partners 12,762 12,384 -378 -2.96%
Moors & Cabot Inc. 5,678 5,554 -124 -2.18%
Valeo Financial Advisors LLC 4,129 4,045 -84 -2.03%
Roble Belko & Company Inc 16,924 16,667 -257 -1.52%
Webster Bank N. A. 25,668 25,320 -348 -1.36%
Leonard Rickey Investment Advisors P.L.L.C. 22,569 22,322 -247 -1.09%
Associated Banc Corp 28,922 28,635 -287 -0.99%
Schroder Investment Management Group 14,760 14,640 -120 -0.81%
United Capital Financial Advisers LLC 27,606 27,461 -145 -0.53%
Palisades Hudson Asset Management L.P. 15,836 15,769 -67 -0.42%
Commonwealth Equity Services LLC 77,024 76,912 -112 -0.15%
13F Filers Exiting AAXJ
Strategic Blueprint LLC 86 0 -86 -100.00%
Vestmark Advisory Solutions Inc. 13,896 0 -13,896 -100.00%
Intercontinental Wealth Advisors LLC 467 0 -467 -100.00%
Dai Ichi Life Insurance Company Ltd 203,700 0 -203,700 -100.00%
Asset Planning Services Ltd. 445 0 -445 -100.00%
Horan Securities Inc. 87 0 -87 -100.00%
FFT Wealth Management LLC 96,915 0 -96,915 -100.00%
Cerity Partners LLC 5,772 0 -5,772 -100.00%
First Allied Advisory Services Inc. 9 0 -9 -100.00%
Neuberger Berman Group LLC 26,825 0 -26,825 -100.00%
Mariner LLC 18,977 0 -18,977 -100.00%
Beaumont Financial Partners LLC 7,300 0 -7,300 -100.00%
WestEnd Advisors LLC 155,790 0 -155,790 -100.00%
Pictet & Cie Europe SA 5,025 0 -5,025 -100.00%
Paloma Partners Management Co 5,631 0 -5,631 -100.00%
UBS Asset Management Americas Inc. 1,914 0 -1,914 -100.00%
Commerzbank Aktiengesellschaft FI 6,140 0 -6,140 -100.00%
Quest Capital Management Inc. ADV 107 0 -107 -100.00%
Stephens Inc. AR 8,796 0 -8,796 -100.00%
Fifth Third Bancorp 234 0 -234 -100.00%
Brown Brothers Harriman & Co. 210 0 -210 -100.00%

See Summary: Institutional Holders of AAXJ
See Details: Top 10 Hedge Funds Holding AAXJ

AAXJ Holdings Changes | www.HoldingsChannel.com

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