HoldingsChannel.com
Funds Holding UPLD
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc.1,563,297$54,498 09/30/2019
     UPLD1,563,297$54,498 09/30/2019
Portolan Capital Management LLC1,207,421$42,091 09/30/2019
     UPLD1,207,421$42,091 09/30/2019
CDAM UK Ltd1,154,511$40,246 09/30/2019
     UPLD1,154,511$40,246 09/30/2019
Janus Henderson Group PLC1,152,891$40,190 09/30/2019
     UPLD1,152,891$40,190 09/30/2019
Vanguard Group Inc.1,119,925$39,040 09/30/2019
     UPLD1,119,925$39,040 09/30/2019
General Equity Holdings LP586,426$20,443 09/30/2019
     UPLD586,426$20,443 09/30/2019
Pembroke Management LTD558,774$19,479 09/30/2019
     UPLD558,774$19,479 09/30/2019
Wedge Capital Management L L P NC478,248$17,078 12/31/2019
     UPLD478,248$17,078 12/31/2019
State Street Corp473,854$16,519 09/30/2019
     UPLD473,854$16,519 09/30/2019
Dimensional Fund Advisors LP460,712$16,060 09/30/2019
     UPLD460,712$16,060 09/30/2019
G2 Investment Partners Management LLC459,336$16,012 09/30/2019
     UPLD459,336$16,012 09/30/2019
Whetstone Capital Advisors LLC453,470$15,808 09/30/2019
     UPLD453,470$15,808 09/30/2019
Knott David M438,000$15,269 09/30/2019
     UPLD438,000$15,269 09/30/2019
Ardsley Advisory Partners LP420,000$14,641 09/30/2019
     UPLD420,000$14,641 09/30/2019
Ashford Capital Management Inc.414,000$14,432 09/30/2019
     UPLD414,000$14,432 09/30/2019
Silvercrest Asset Management Group LLC386,144$13,461 09/30/2019
     UPLD386,144$13,461 09/30/2019
Nuveen Asset Management LLC381,710$13,307 09/30/2019
     UPLD381,710$13,307 09/30/2019
UBS Asset Management Americas Inc.362,274$12,629 09/30/2019
     UPLD362,274$12,629 09/30/2019
Royce & Associates LP359,418$12,529 09/30/2019
     UPLD359,418$12,529 09/30/2019
Parallax Volatility Advisers L.P. $11,958 09/30/2019
     Call442,000$15,408 09/30/2019
     Put170,000$5,926 09/30/2019
     UPLD71,031$2,476 09/30/2019
Lord Abbett & CO. LLC314,437$10,962 09/30/2019
     UPLD314,437$10,962 09/30/2019
Raging Capital Management LLC306,913$10,699 09/30/2019
     UPLD306,913$10,699 09/30/2019
Geode Capital Management LLC293,201$10,220 09/30/2019
     UPLD293,201$10,220 09/30/2019
Northern Trust Corp292,193$10,186 09/30/2019
     UPLD292,193$10,186 09/30/2019
Granahan Investment Management Inc. MA291,239$10,153 09/30/2019
     UPLD291,239$10,153 09/30/2019
Oak Ridge Investments LLC272,966$9,516 09/30/2019
     UPLD272,966$9,516 09/30/2019
Wasatch Advisors Inc.262,472$9,150 09/30/2019
     UPLD262,472$9,150 09/30/2019
Goldman Sachs Group Inc.252,836$8,814 09/30/2019
     UPLD252,836$8,814 09/30/2019
Precept Management LLC $8,436 09/30/2019
     UPLD142,000$4,950 09/30/2019
     Call100,000$3,486 09/30/2019
Summit Creek Advisors LLC229,995$8,213 12/31/2019
     UPLD229,995$8,213 12/31/2019
Walleye Trading LLC $8,136 09/30/2019
     Call247,000$8,610 09/30/2019
     Put13,600$474 09/30/2019
Oberweis Asset Management Inc.229,815$8,011 09/30/2019
     UPLD229,815$8,011 09/30/2019
Caption Management LLC $7,268 09/30/2019
     Call208,500$7,268 09/30/2019
Stifel Financial Corp198,482$6,902 09/30/2019
     UPLD198,482$6,902 09/30/2019
RK Capital Management LLC177,119$6,174 09/30/2019
     UPLD177,119$6,174 09/30/2019
Venator Capital Management Ltd.160,900$5,609 09/30/2019
     UPLD160,900$5,609 09/30/2019
Mesirow Financial Investment Management Equity Management160,880$5,608 09/30/2019
     UPLD160,880$5,608 09/30/2019
Thames Capital Management LLC158,990$5,542 09/30/2019
     UPLD158,990$5,542 09/30/2019
Citadel Advisors LLC $5,270 09/30/2019
     Call190,800$6,651 09/30/2019
     Put162,000$5,647 09/30/2019
     UPLD122,372$4,266 09/30/2019
Driehaus Capital Management LLC147,474$5,141 09/30/2019
     UPLD147,474$5,141 09/30/2019
Friess Associates LLC132,192$4,608 09/30/2019
     UPLD132,192$4,608 09/30/2019
Charles Schwab Investment Management Inc.129,886$4,528 09/30/2019
     UPLD129,886$4,528 09/30/2019
Hodges Capital Management Inc.129,177$4,503 09/30/2019
     UPLD129,177$4,503 09/30/2019
Hood River Capital Management LLC128,266$4,471 09/30/2019
     UPLD128,266$4,471 09/30/2019
Argent Capital Management LLC116,415$4,058 09/30/2019
     UPLD116,415$4,058 09/30/2019
Avalon Investment & Advisory114,168$3,980 09/30/2019
     UPLD114,168$3,980 09/30/2019
Wells Fargo & Company MN103,749$3,617 09/30/2019
     UPLD103,749$3,617 09/30/2019
Bank of New York Mellon Corp102,217$3,563 09/30/2019
     UPLD102,217$3,563 09/30/2019
Public Employees Retirement System of Ohio101,100$3,524 09/30/2019
     UPLD101,100$3,524 09/30/2019
Renaissance Technologies LLC97,317$3,392 09/30/2019
     UPLD97,317$3,392 09/30/2019
Concourse Capital Management LLC96,690$3,371 09/30/2019
     UPLD96,690$3,371 09/30/2019
Millennium Management LLC96,621$3,368 09/30/2019
     UPLD96,621$3,368 09/30/2019
Castleark Management LLC96,155$3,352 09/30/2019
     UPLD96,155$3,352 09/30/2019
Connor Clark & Lunn Investment Management Ltd.94,863$3,307 09/30/2019
     UPLD94,863$3,307 09/30/2019
Squarepoint Ops LLC91,987$3,207 09/30/2019
     UPLD91,987$3,207 09/30/2019
Cadence Capital Management LLC78,647$2,742 09/30/2019
     UPLD78,647$2,742 09/30/2019
Group One Trading L.P. $2,740 09/30/2019
     Call102,700$3,580 09/30/2019
     Put48,200$1,680 09/30/2019
     UPLD24,089$840 09/30/2019
Kopp Investment Advisors LLC70,535$2,459 09/30/2019
     UPLD70,535$2,459 09/30/2019
361 Capital LLC69,606$2,426 09/30/2019
     UPLD69,606$2,426 09/30/2019
Nicholas Investment Partners LP69,553$2,425 09/30/2019
     UPLD69,553$2,425 09/30/2019
THB Asset Management69,035$2,406 09/30/2019
     UPLD69,035$2,406 09/30/2019
Millrace Asset Group Inc.68,109$2,374 09/30/2019
     UPLD68,109$2,374 09/30/2019
Sterling Capital Management LLC62,897$2,193 09/30/2019
     UPLD62,897$2,193 09/30/2019
Russell Investments Group Ltd.62,968$2,192 09/30/2019
     UPLD62,968$2,192 09/30/2019
Raymond James & Associates61,833$2,155 09/30/2019
     UPLD61,833$2,155 09/30/2019
Allianz Asset Management GmbH61,794$2,154 09/30/2019
     UPLD61,794$2,154 09/30/2019
Formula Growth Ltd.59,900$2,088 09/30/2019
     UPLD59,900$2,088 09/30/2019
State of New Jersey Common Pension Fund D50,000$1,743 09/30/2019
     UPLD50,000$1,743 09/30/2019
California Public Employees Retirement System46,659$1,627 09/30/2019
     UPLD46,659$1,627 09/30/2019
Boston Advisors LLC46,590$1,624 09/30/2019
     UPLD46,590$1,624 09/30/2019
Oxford Asset Management LLP45,304$1,579 09/30/2019
     UPLD45,304$1,579 09/30/2019
Bank of America Corp DE44,068$1,537 09/30/2019
     UPLD44,068$1,537 09/30/2019
Marshall Wace North America L.P.43,097$1,502 09/30/2019
     UPLD43,097$1,502 09/30/2019
Dana Investment Advisors Inc.41,659$1,452 09/30/2019
     UPLD41,659$1,452 09/30/2019
Private Advisors LLC41,453$1,445 09/30/2019
     UPLD41,453$1,445 09/30/2019
Swiss National Bank40,200$1,401 09/30/2019
     UPLD40,200$1,401 09/30/2019
Lyon Street Capital LLC40,000$1,394 09/30/2019
     UPLD40,000$1,394 09/30/2019
New York State Common Retirement Fund39,647$1,382 09/30/2019
     UPLD39,647$1,382 09/30/2019
PenderFund Capital Management Ltd.35,586$1,345 09/30/2019
     UPLD35,586$1,345 09/30/2019
California State Teachers Retirement System35,675$1,244 09/30/2019
     UPLD35,675$1,244 09/30/2019
Park West Asset Management LLC34,139$1,190 09/30/2019
     UPLD34,139$1,190 09/30/2019
Marshall Wace LLP33,699$1,175 09/30/2019
     UPLD33,699$1,175 09/30/2019
Virginia Retirement Systems ET AL32,000$1,143 12/31/2019
     UPLD32,000$1,143 12/31/2019
Gotham Asset Management LLC27,453$957 09/30/2019
     UPLD27,453$957 09/30/2019
Rhumbline Advisers27,431$956 09/30/2019
     UPLD27,431$956 09/30/2019
Voloridge Investment Management LLC27,090$944 09/30/2019
     UPLD27,090$944 09/30/2019
Alliancebernstein L.P.27,000$941 09/30/2019
     UPLD27,000$941 09/30/2019
Lee Capital Asset Management LLC26,237$915 09/30/2019
     UPLD26,237$915 09/30/2019
Morgan Stanley25,662$895 09/30/2019
     UPLD25,662$895 09/30/2019
Raymond James Financial Services Advisors Inc.24,825$865 09/30/2019
     UPLD24,825$865 09/30/2019
Rice Hall James & Associates LLC24,050$838 09/30/2019
     UPLD24,050$838 09/30/2019
Envestnet Asset Management Inc.22,732$792 09/30/2019
     UPLD22,732$792 09/30/2019
Paloma Partners Management Co22,474$783 09/30/2019
     UPLD22,474$783 09/30/2019
Falcon Point Capital LLC21,745$777 12/31/2019
     UPLD21,745$777 12/31/2019
Lisanti Capital Growth LLC22,215$774 09/30/2019
     UPLD22,215$774 09/30/2019
Parametric Portfolio Associates LLC21,582$752 09/30/2019
     UPLD21,582$752 09/30/2019
Globeflex Capital L P21,466$748 09/30/2019
     UPLD21,466$748 09/30/2019
UBS Group AG21,166$738 09/30/2019
     UPLD21,166$738 09/30/2019
Credit Suisse AG20,749$723 09/30/2019
     UPLD20,749$723 09/30/2019
Deutsche Bank AG19,784$688 09/30/2019
     UPLD19,784$688 09/30/2019
Wolverine Trading LLC $595 09/30/2019
     Call63,900$2,152 09/30/2019
     Put61,500$2,071 09/30/2019
     UPLD15,257$514 09/30/2019
Balyasny Asset Management LLC16,930$590 09/30/2019
     UPLD16,930$590 09/30/2019
1492 Capital Management LLC15,841$552 09/30/2019
     UPLD15,841$552 09/30/2019
HighTower Trust Services LTA15,280$546 12/31/2019
     UPLD15,280$546 12/31/2019
HighTower Advisors LLC15,343$534 09/30/2019
     UPLD15,343$534 09/30/2019
Dynamic Technology Lab Private Ltd14,610$509 09/30/2019
     UPLD14,610$509 09/30/2019
American International Group Inc.14,457$504 09/30/2019
     UPLD14,457$504 09/30/2019
Green Square Capital LLC14,411$502 09/30/2019
     UPLD14,411$502 09/30/2019
Legal & General Group Plc13,962$486 09/30/2019
     UPLD13,962$486 09/30/2019
Creative Planning $473 09/30/2019
     UPLD13,500$471 09/30/2019
     Call1,000$2 09/30/2019
The Manufacturers Life Insurance Company 13,925$469 09/30/2019
     UPLD13,925$469 09/30/2019
A.R.T. Advisors LLC13,135$458 09/30/2019
     UPLD13,135$458 09/30/2019
Mackay Shields LLC12,261$428 09/30/2019
     UPLD12,261$428 09/30/2019
Barclays PLC11,495$400 09/30/2019
     UPLD11,495$400 09/30/2019
Tudor Investment Corp Et Al11,467$400 09/30/2019
     UPLD11,467$400 09/30/2019
Citigroup Inc.11,438$399 09/30/2019
     UPLD11,438$399 09/30/2019
AQR Capital Management LLC11,408$398 09/30/2019
     UPLD11,408$398 09/30/2019
Van Hulzen Asset Management LLC11,382$397 09/30/2019
     UPLD11,382$397 09/30/2019
Evanson Asset Management LLC10,887$389 12/31/2019
     UPLD10,887$389 12/31/2019
Intrust Bank NA11,055$386 09/30/2019
     UPLD11,055$386 09/30/2019
Los Angeles Capital Management & Equity Research Inc.11,030$385 09/30/2019
     UPLD11,030$385 09/30/2019
Jefferies Group LLC10,839$378 09/30/2019
     UPLD10,839$378 09/30/2019
Wellington Management Group LLP10,538$367 09/30/2019
     UPLD10,538$367 09/30/2019
State Board of Administration of Florida Retirement System10,454$364 09/30/2019
     UPLD10,454$364 09/30/2019
Mark Sheptoff Financial Planning LLC10,175$355 09/30/2019
     UPLD10,175$355 09/30/2019
MetLife Investment Management LLC10,139$353 09/30/2019
     UPLD10,139$353 09/30/2019
Matrix Capital Management Company LP10,000$349 09/30/2019
     UPLD10,000$349 09/30/2019
Walleye Capital LLC $342 09/30/2019
     Call17,100$596 09/30/2019
     Put7,300$254 09/30/2019
Jump Trading LLC9,600$335 09/30/2019
     UPLD9,600$335 09/30/2019
Leap Investments LP9,600$335 09/30/2019
     UPLD9,600$335 09/30/2019
Juncture Wealth Strategies LLC9,499$331 09/30/2019
     UPLD9,499$331 09/30/2019
Principal Financial Group Inc.8,969$313 09/30/2019
     UPLD8,969$313 09/30/2019
GSA Capital Partners LLP8,960$312 09/30/2019
     UPLD8,960$312 09/30/2019
LPL Financial LLC8,901$310 09/30/2019
     UPLD8,901$310 09/30/2019
Blueshift Asset Management LLC8,623$301 09/30/2019
     UPLD8,623$301 09/30/2019
Voya Investment Management LLC8,543$298 09/30/2019
     UPLD8,543$298 09/30/2019
Simplex Trading LLC $288 09/30/2019
     Put300$1,045 09/30/2019
     UPLD22,867$797 09/30/2019
     Call154$536 09/30/2019
Weld Capital Management LLC8,168$285 09/30/2019
     UPLD8,168$285 09/30/2019
ExodusPoint Capital Management LP7,856$274 09/30/2019
     UPLD7,856$274 09/30/2019
Fifth Third Bancorp7,588$265 09/30/2019
     UPLD7,588$265 09/30/2019
JPMorgan Chase & Co.7,506$262 09/30/2019
     UPLD7,506$262 09/30/2019
Metropolitan Life Insurance Co NY7,336$256 09/30/2019
     UPLD7,336$256 09/30/2019
King Luther Capital Management Corp7,163$250 09/30/2019
     UPLD7,163$250 09/30/2019
Schonfeld Strategic Advisors LLC6,656$232 09/30/2019
     UPLD6,656$232 09/30/2019
Advisor Group Inc.6,488$226 09/30/2019
     UPLD6,488$226 09/30/2019
Baird Financial Group Inc.6,101$213 09/30/2019
     UPLD6,101$213 09/30/2019
SG3 Management LLC $209 09/30/2019
     Call6,000$209 09/30/2019
Pitcairn Co.5,961$208 09/30/2019
     UPLD5,961$208 09/30/2019
Royal Bank of Canada4,994$174 09/30/2019
     UPLD4,994$174 09/30/2019
Victory Capital Management Inc.3,505$122 09/30/2019
     UPLD3,505$122 09/30/2019
BNP Paribas Arbitrage SA3,376$118 09/30/2019
     UPLD3,376$118 09/30/2019
Cutler Group LP $111 09/30/2019
     UPLD4,064$141 09/30/2019
     Put10,000$37 09/30/2019
     Call28,300$7 09/30/2019
Tiverton Asset Management LLC3,008$105 09/30/2019
     UPLD3,008$105 09/30/2019
Migdal Insurance & Financial Holdings Ltd.2,387$83 09/30/2019
     UPLD2,387$83 09/30/2019
Bank of Montreal Can2,006$70 09/30/2019
     UPLD2,006$70 09/30/2019
Ameritas Investment Partners Inc.1,927$67 09/30/2019
     UPLD1,927$67 09/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 1,394$50 12/31/2019
     UPLD1,394$50 12/31/2019
Tower Research Capital LLC TRC 1,420$50 09/30/2019
     UPLD1,420$50 09/30/2019
US Bancorp DE1,310$46 09/30/2019
     UPLD1,310$46 09/30/2019
Ashburton Jersey Ltd1,251$44 09/30/2019
     UPLD1,251$44 09/30/2019
Private Capital Group LLC1,124$39 09/30/2019
     UPLD1,124$39 09/30/2019
Glenmede Trust Co. NA1,000$34 09/30/2019
     UPLD1,000$34 09/30/2019
PNC Financial Services Group Inc.952$33 09/30/2019
     UPLD952$33 09/30/2019
Neuburgh Advisers LLC680$24 09/30/2019
     UPLD680$24 09/30/2019
Nisa Investment Advisors LLC600$21 12/31/2019
     UPLD600$21 12/31/2019
Ladenburg Thalmann Financial Services Inc.591$20 09/30/2019
     UPLD591$20 09/30/2019
Flinton Capital Management LLC560$20 09/30/2019
     UPLD560$20 09/30/2019
Rockefeller Capital Management L.P.496$17 09/30/2019
     UPLD496$17 09/30/2019
Tyers Asset Management LLC440$15 09/30/2019
     UPLD440$15 09/30/2019
Huntington National Bank377$13 12/31/2019
     UPLD377$13 12/31/2019
Glen Harbor Capital Management LLC320$11 09/30/2019
     UPLD320$11 09/30/2019
FNY Investment Advisers LLC300$10 12/31/2019
     UPLD300$10 12/31/2019
Winslow Evans & Crocker Inc.196$8 12/31/2019
     UPLD196$8 12/31/2019
CENTRAL TRUST Co173$6 12/31/2019
     UPLD173$6 12/31/2019
Farmers & Merchants Investments Inc.161$6 12/31/2019
     UPLD161$6 12/31/2019
Cullen Frost Bankers Inc.172$6 09/30/2019
     UPLD172$6 09/30/2019
Sowell Financial Services LLC146$5 09/30/2019
     UPLD146$5 09/30/2019
Simon Quick Advisors LLC120$4 12/31/2019
     UPLD120$4 12/31/2019
IFP Advisors Inc80$3 12/31/2019
     UPLD80$3 12/31/2019
FMR LLC79$3 09/30/2019
     UPLD79$3 09/30/2019
Lazard Asset Management LLC75$2 09/30/2019
     UPLD75$2 09/30/2019
Meeder Asset Management Inc.20$1 09/30/2019
     UPLD20$1 09/30/2019
Rehmann Capital Advisory Group38$1 09/30/2019
     UPLD38$1 09/30/2019
Proequities Inc. $0 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
     UPLD0$0 09/30/2019
Financial Gravity Wealth Inc.7$0 09/30/2019
     UPLD7$0 09/30/2019
Susquehanna International Group LLP $-495 09/30/2019
     Put91,000$3,172 09/30/2019
     Call54,000$1,882 09/30/2019
     UPLD22,794$795 09/30/2019
PEAK6 Investments LLC40,200$-1,401 09/30/2019
     Put40,200$1,401 09/30/2019

See Summary: Institutional Holders of UPLD
See Details: Top 10 Hedge Funds Holding UPLD
Also See: UPLD Insider Buying
Also See: UPLD Holdings Changes

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