HoldingsChannel.com
Funds Holding UBS
HolderAmountPosition Size
($ in 1000's)
 As of
UBS Group AG $1,594,705 03/31/2020
     UBS161,866,451$1,498,883 03/31/2020
     Call13,294,223$123,105 03/31/2020
     Put2,946,312$27,283 03/31/2020
Dodge & Cox145,287,527$1,357,922 03/31/2020
     UBS145,287,527$1,357,922 03/31/2020
Massachusetts Financial Services Co. MA138,331,661$1,280,952 03/31/2020
     UBS138,331,661$1,280,952 03/31/2020
Vanguard Group Inc.109,768,656$1,016,457 03/31/2020
     UBS109,768,656$1,016,457 03/31/2020
Credit Suisse AG $904,170 03/31/2020
     UBS104,279,137$965,624 03/31/2020
     Put7,460,500$69,084 03/31/2020
     Call824,000$7,630 03/31/2020
Wellington Management Group LLP52,022,655$486,294 03/31/2020
     UBS52,022,655$486,294 03/31/2020
Zurcher Kantonalbank Zurich Cantonalbank 39,849,387$372,567 03/31/2020
     UBS39,849,387$372,567 03/31/2020
Deutsche Bank AG25,686,885$237,860 03/31/2020
     UBS25,686,885$237,860 03/31/2020
Pictet Asset Management Ltd.24,258,477$226,804 03/31/2020
     UBS24,258,477$226,804 03/31/2020
Goldman Sachs Group Inc. $155,946 03/31/2020
     UBS19,820,591$183,538 03/31/2020
     Put4,504,700$41,714 03/31/2020
     Call1,525,000$14,122 03/31/2020
Allianz Asset Management GmbH15,397,890$143,958 03/31/2020
     UBS15,397,890$143,958 03/31/2020
FMR LLC15,075,402$139,594 03/31/2020
     UBS15,075,402$139,594 03/31/2020
Amundi Pioneer Asset Management Inc.14,661,233$135,764 03/31/2020
     UBS14,661,233$135,764 03/31/2020
JPMorgan Chase & Co. $125,874 03/31/2020
     UBS13,771,262$127,521 03/31/2020
     Put6,693,400$61,981 03/31/2020
     Call6,515,600$60,334 03/31/2020
Schroder Investment Management Group10,120,991$93,457 03/31/2020
     UBS10,120,991$93,457 03/31/2020
Renaissance Technologies LLC9,418,400$87,214 03/31/2020
     UBS9,418,400$87,214 03/31/2020
Bank of America Corp DE $74,809 03/31/2020
     UBS18,903,802$175,049 03/31/2020
     Put11,425,000$105,796 03/31/2020
     Call600,000$5,556 03/31/2020
Pzena Investment Management LLC7,814,315$72,361 03/31/2020
     UBS7,814,315$72,361 03/31/2020
Bank of New York Mellon Corp7,594,401$70,325 03/31/2020
     UBS7,594,401$70,325 03/31/2020
Bank of Montreal Can6,756,588$60,810 03/31/2020
     UBS6,756,588$60,810 03/31/2020
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $59,116 03/31/2020
     UBS4,682,782$43,798 03/31/2020
     Call1,636,000$15,318 03/31/2020
Neuberger Berman Group LLC6,110,481$57,093 03/31/2020
     UBS6,110,481$57,093 03/31/2020
M&G Investment Management Ltd.6,053,079$56,672 03/31/2020
     UBS6,053,079$56,672 03/31/2020
FIL Ltd6,076,525$55,698 03/31/2020
     UBS6,076,525$55,698 03/31/2020
Canada Pension Plan Investment Board5,574,553$52,119 03/31/2020
     UBS5,574,553$52,119 03/31/2020
Hsbc Holdings PLC $51,792 03/31/2020
     UBS5,544,241$51,339 03/31/2020
     Call450,000$4,071 03/31/2020
     Put400,000$3,618 03/31/2020
Banque Cantonale Vaudoise4,717,165$44,100 03/31/2020
     UBS4,717,165$44,100 03/31/2020
Northern Trust Corp3,891,080$36,032 03/31/2020
     UBS3,891,080$36,032 03/31/2020
Citigroup Inc. $35,669 03/31/2020
     UBS4,020,481$37,589 03/31/2020
     Put1,061,700$9,926 03/31/2020
     Call856,300$8,006 03/31/2020
Dimensional Fund Advisors LP3,805,728$35,241 03/31/2020
     UBS3,805,728$35,241 03/31/2020
Morgan Stanley3,746,124$34,689 03/31/2020
     UBS3,746,124$34,689 03/31/2020
Franklin Resources Inc.3,580,597$33,032 03/31/2020
     UBS3,580,597$33,032 03/31/2020
State of Wisconsin Investment Board3,522,098$32,929 03/31/2020
     UBS3,522,098$32,929 03/31/2020
Brandes Investment Partners LP3,365,856$31,167 03/31/2020
     UBS3,365,856$31,167 03/31/2020
DekaBank Deutsche Girozentrale3,180,928$29,869 03/31/2020
     UBS3,180,928$29,869 03/31/2020
Parametric Portfolio Associates LLC3,167,587$29,332 03/31/2020
     UBS3,167,587$29,332 03/31/2020
AXA2,911,649$26,962 03/31/2020
     UBS2,911,649$26,962 03/31/2020
Compagnie Lombard Odier SCmA2,773,714$25,923 03/31/2020
     UBS2,773,714$25,923 03/31/2020
Great West Life Assurance Co. Can2,733,637$25,736 03/31/2020
     UBS2,733,637$25,736 03/31/2020
Schafer Cullen Capital Management Inc2,491,265$23,069 03/31/2020
     UBS2,491,265$23,069 03/31/2020
Aristotle Capital Management LLC $21,633 03/31/2020
     UBS1,713,105$15,863 03/31/2020
     FOREIGN612,693$5,770 03/31/2020
NWQ Investment Management Company LLC2,227,178$20,624 03/31/2020
     UBS2,227,178$20,624 03/31/2020
The Manufacturers Life Insurance Company 2,077,324$19,422 03/31/2020
     UBS2,077,324$19,422 03/31/2020
Public Sector Pension Investment Board1,943,245$18,168 03/31/2020
     UBS1,943,245$18,168 03/31/2020
Russell Investments Group Ltd.1,921,599$17,960 03/31/2020
     UBS1,921,599$17,960 03/31/2020
Natixis Advisors L.P.1,868,400$17,301 03/31/2020
     UBS1,868,400$17,301 03/31/2020
Janus Henderson Group PLC1,848,537$17,288 03/31/2020
     UBS1,848,537$17,288 03/31/2020
Banque Pictet & Cie SA1,787,427$16,712 03/31/2020
     UBS1,787,427$16,712 03/31/2020
Wells Fargo & Company MN1,686,177$15,613 03/31/2020
     UBS1,686,177$15,613 03/31/2020
Raymond James & Associates1,593,196$15,005 03/31/2020
     UBS1,593,196$15,005 03/31/2020
Clark Capital Management Group Inc.1,609,854$14,907 03/31/2020
     UBS1,609,854$14,907 03/31/2020
AMP Capital Investors Ltd1,590,658$14,902 03/31/2020
     UBS1,590,658$14,902 03/31/2020
Marshall Wace LLP1,578,381$14,758 03/31/2020
     UBS1,578,381$14,758 03/31/2020
Captrust Financial Advisors1,650,061$14,686 03/31/2020
     UBS1,650,061$14,686 03/31/2020
Aperio Group LLC1,487,080$13,770 03/31/2020
     UBS1,487,080$13,770 03/31/2020
Fisher Asset Management LLC1,387,251$12,846 03/31/2020
     UBS1,387,251$12,846 03/31/2020
Capital International Investors1,343,666$12,559 03/31/2020
     UBS1,343,666$12,559 03/31/2020
Exane Asset Management1,189,591$11,141 03/31/2020
     UBS1,189,591$11,141 03/31/2020
Odey Asset Management Group Ltd1,183,594$10,960 03/31/2020
     UBS1,183,594$10,960 03/31/2020
Edmond DE Rothschild Holding S.A.1,140,921$10,683 03/31/2020
     UBS1,140,921$10,683 03/31/2020
Alliancebernstein L.P.1,126,244$10,429 03/31/2020
     UBS1,126,244$10,429 03/31/2020
Zurich Insurance Group Ltd FI1,063,854$9,985 03/31/2020
     UBS1,063,854$9,985 03/31/2020
Ossiam980,000$9,162 03/31/2020
     UBS980,000$9,162 03/31/2020
Aviva PLC948,528$8,914 03/31/2020
     UBS948,528$8,914 03/31/2020
Tocqueville Asset Management L.P.934,318$8,652 03/31/2020
     UBS934,318$8,652 03/31/2020
Achmea Investment Management B.V.891,624$8,336 03/31/2020
     UBS891,624$8,336 03/31/2020
Todd Asset Management LLC890,192$8,244 03/31/2020
     UBS890,192$8,244 03/31/2020
Janney Capital Management LLC872,520$8,080 03/31/2020
     UBS872,520$8,080 03/31/2020
Ontario Teachers Pension Plan Board819,191$7,709 03/31/2020
     UBS819,191$7,709 03/31/2020
Mitsubishi UFJ Trust & Banking Corp810,647$7,653 03/31/2020
     UBS810,647$7,653 03/31/2020
River & Mercantile Asset Management LLP782,004$7,313 03/31/2020
     UBS782,004$7,313 03/31/2020
Teachers Retirement System of The State of Kentucky555,600$6,989 12/31/2019
     UBS555,600$6,989 12/31/2019
Envestnet Asset Management Inc.699,634$6,479 03/31/2020
     UBS699,634$6,479 03/31/2020
Pictet North America Advisors SA677,568$6,335 03/31/2020
     UBS677,568$6,335 03/31/2020
Banco Santander S.A.686,822$6,214 03/31/2020
     UBS686,822$6,214 03/31/2020
Eaton Vance Management664,371$6,152 03/31/2020
     UBS664,371$6,152 03/31/2020
Assenagon Asset Management S.A.623,122$5,826 03/31/2020
     UBS623,122$5,826 03/31/2020
Thornburg Investment Management Inc.624,885$5,786 03/31/2020
     UBS624,885$5,786 03/31/2020
Voya Investment Management LLC610,405$5,707 03/31/2020
     UBS610,405$5,707 03/31/2020
Ameriprise Financial Inc.606,996$5,555 03/31/2020
     UBS606,996$5,555 03/31/2020
Westpac Banking Corp598,165$5,411 03/31/2020
     UBS598,165$5,411 03/31/2020
Virginia Retirement Systems ET AL526,785$4,925 03/31/2020
     UBS526,785$4,925 03/31/2020
CIBC World Markets Inc.505,769$4,683 03/31/2020
     UBS505,769$4,683 03/31/2020
Jane Street Group LLC $4,447 03/31/2020
     UBS1,472,854$13,852 03/31/2020
     Put1,000,000$9,405 03/31/2020
Twin Tree Management LP $4,053 03/31/2020
     Call437,700$4,053 03/31/2020
Credit Agricole S A431,416$3,994 03/31/2020
     UBS431,416$3,994 03/31/2020
Polar Capital LLP388,125$3,677 03/31/2020
     UBS388,125$3,677 03/31/2020
Clearbridge Investments LLC427,382$3,530 03/31/2020
     UBS427,382$3,530 03/31/2020
Oppenheimer Asset Management Inc.364,428$3,374 03/31/2020
     UBS364,428$3,374 03/31/2020
Two Sigma Advisers LP335,175$3,104 03/31/2020
     UBS335,175$3,104 03/31/2020
Geode Capital Management LLC329,920$3,055 03/31/2020
     UBS329,920$3,055 03/31/2020
Stifel Financial Corp323,296$2,995 03/31/2020
     UBS323,296$2,995 03/31/2020
BlueCrest Capital Management Ltd $2,778 03/31/2020
     Call300,000$2,778 03/31/2020
Crossmark Global Holdings Inc.287,697$2,664 03/31/2020
     UBS287,697$2,664 03/31/2020
Johnson Investment Counsel Inc.239,780$2,636 03/31/2020
     UBS239,780$2,636 03/31/2020
Meritage Portfolio Management239,338$2,216 03/31/2020
     UBS239,338$2,216 03/31/2020
Bank Julius Baer & Co. Ltd Zurich236,281$2,182 03/31/2020
     UBS236,281$2,182 03/31/2020
Comerica Bank216,253$2,035 03/31/2020
     UBS216,253$2,035 03/31/2020
Ensign Peak Advisors Inc203,994$1,906 03/31/2020
     UBS203,994$1,906 03/31/2020
LPL Financial LLC198,235$1,836 03/31/2020
     UBS198,235$1,836 03/31/2020
Virtu Financial LLC134,894$1,697 12/31/2019
     UBS134,894$1,697 12/31/2019
RBF Capital LLC180,000$1,667 03/31/2020
     UBS180,000$1,667 03/31/2020
Sei Investments Co.173,369$1,628 03/31/2020
     UBS173,369$1,628 03/31/2020
AMG National Trust Bank172,841$1,600 03/31/2020
     UBS172,841$1,600 03/31/2020
Brinker Capital Inc.169,686$1,571 03/31/2020
     UBS169,686$1,571 03/31/2020
Stamos Capital Partners L.P.158,730$1,470 03/31/2020
     UBS158,730$1,470 03/31/2020
Schonfeld Strategic Advisors LLC150,298$1,413 03/31/2020
     UBS150,298$1,413 03/31/2020
Synovus Financial Corp122,043$1,130 03/31/2020
     UBS122,043$1,130 03/31/2020
Highland Capital Management LLC117,566$1,089 03/31/2020
     UBS117,566$1,089 03/31/2020
Gradient Investments LLC115,719$1,072 03/31/2020
     UBS115,719$1,072 03/31/2020
ARGA Investment Management LP113,537$1,069 03/31/2020
     UBS113,537$1,069 03/31/2020
Fosun International Ltd117,295$1,020 03/31/2020
     UBS117,295$1,020 03/31/2020
PEAK6 Investments LLC $1,019 03/31/2020
     Call145,000$1,343 03/31/2020
     Put35,000$324 03/31/2020
SG Americas Securities LLC108,017$1,000 03/31/2020
     UBS108,017$1,000 03/31/2020
Millennium Management LLC101,618$941 03/31/2020
     UBS101,618$941 03/31/2020
Greenwich Investment Management Inc.99,840$925 03/31/2020
     UBS99,840$925 03/31/2020
Wealth Alliance Advisory Group LLC97,488$903 03/31/2020
     UBS97,488$903 03/31/2020
Logan Capital Management Inc.88,819$822 03/31/2020
     UBS88,819$822 03/31/2020
CNA Financial Corp86,507$814 03/31/2020
     UBS86,507$814 03/31/2020
American Century Companies Inc.86,486$801 03/31/2020
     UBS86,486$801 03/31/2020
QS Investors LLC77,995$722 03/31/2020
     UBS77,995$722 03/31/2020
Wetherby Asset Management Inc.77,860$721 03/31/2020
     UBS77,860$721 03/31/2020
AJO LP76,061$714 03/31/2020
     UBS76,061$714 03/31/2020
Cigna Investments Inc. New73,169$683 03/31/2020
     UBS73,169$683 03/31/2020
D. E. Shaw & Co. Inc.70,654$654 03/31/2020
     UBS70,654$654 03/31/2020
Advisor Group Holdings Inc.70,138$646 03/31/2020
     UBS70,138$646 03/31/2020
Janney Montgomery Scott LLC65,294$605 03/31/2020
     UBS65,294$605 03/31/2020
Liberty One Investment Management LLC57,098$529 03/31/2020
     UBS57,098$529 03/31/2020
Mackenzie Financial Corp53,616$502 03/31/2020
     UBS53,616$502 03/31/2020
Guggenheim Capital LLC52,959$490 03/31/2020
     UBS52,959$490 03/31/2020
Congress Park Capital LLC52,600$487 03/31/2020
     UBS52,600$487 03/31/2020
Investors Research Corp50,184$465 03/31/2020
     UBS50,184$465 03/31/2020
Cerebellum GP LLC36,640$461 12/31/2019
     UBS36,640$461 12/31/2019
Ellington Management Group LLC49,100$455 03/31/2020
     UBS49,100$455 03/31/2020
Lingohr & Partner Asset Management GmbH47,853$448 03/31/2020
     UBS47,853$448 03/31/2020
First Republic Investment Management Inc.47,530$440 03/31/2020
     UBS47,530$440 03/31/2020
US Bancorp DE47,194$437 03/31/2020
     UBS47,194$437 03/31/2020
SOL Capital Management CO45,980$426 03/31/2020
     UBS45,980$426 03/31/2020
Ladenburg Thalmann Financial Services Inc.33,575$424 12/31/2019
     UBS33,575$424 12/31/2019
Quadrant Capital Group LLC44,261$411 03/31/2020
     UBS44,261$411 03/31/2020
Creative Planning43,534$403 03/31/2020
     UBS43,534$403 03/31/2020
Glenmede Trust Co. NA31,273$393 03/31/2020
     UBS31,273$393 03/31/2020
BlackRock Inc.42,234$391 03/31/2020
     UBS42,234$391 03/31/2020
Group One Trading L.P. $383 03/31/2020
     Put657,300$6,087 03/31/2020
     UBS479,132$4,437 03/31/2020
     Call219,500$2,033 03/31/2020
OLD National Bancorp IN38,151$353 03/31/2020
     UBS38,151$353 03/31/2020
Cubist Systematic Strategies LLC38,100$353 03/31/2020
     UBS38,100$353 03/31/2020
Advisor Group Inc.28,045$352 12/31/2019
     UBS28,045$352 12/31/2019
Advisors Asset Management Inc.37,225$345 03/31/2020
     UBS37,225$345 03/31/2020
Vestmark Advisory Solutions Inc.35,597$330 03/31/2020
     UBS35,597$330 03/31/2020
Raymond James Trust N.A.35,438$328 03/31/2020
     UBS35,438$328 03/31/2020
Hancock Whitney Corp34,991$324 03/31/2020
     UBS34,991$324 03/31/2020
World Asset Management Inc35,019$324 03/31/2020
     UBS35,019$324 03/31/2020
Beach Investment Counsel Inc. PA34,200$317 03/31/2020
     UBS34,200$317 03/31/2020
Truist Financial Corp31,661$293 03/31/2020
     UBS31,661$293 03/31/2020
Royal Bank of Scotland Group PLC31,500$292 03/31/2020
     UBS31,500$292 03/31/2020
PNC Financial Services Group Inc.31,229$290 03/31/2020
     UBS31,229$290 03/31/2020
Consolidated Investment Group LLC30,724$289 03/31/2020
     UBS30,724$289 03/31/2020
Gabelli Funds LLC31,000$287 03/31/2020
     UBS31,000$287 03/31/2020
National Asset Management Inc.30,121$280 03/31/2020
     UBS30,121$280 03/31/2020
Quinn Opportunity Partners LLC28,500$264 03/31/2020
     UBS28,500$264 03/31/2020
M&T Bank Corp28,277$262 03/31/2020
     UBS28,277$262 03/31/2020
Moody National Bank Trust Division27,317$253 03/31/2020
     UBS27,317$253 03/31/2020
American National Insurance Co.27,120$251 03/31/2020
     UBS27,120$251 03/31/2020
Comerica Securities Inc.26,964$250 03/31/2020
     UBS26,964$250 03/31/2020
Cutler Group LP $250 03/31/2020
     UBS64,263$595 03/31/2020
     Put54,300$345 03/31/2020
     Call5,800$0 03/31/2020
Oppenheimer & Co. Inc.26,224$243 03/31/2020
     UBS26,224$243 03/31/2020
Private Capital Group LLC25,824$239 03/31/2020
     UBS25,824$239 03/31/2020
MML Investors Services LLC25,751$238 03/31/2020
     UBS25,751$238 03/31/2020
Commonwealth Equity Services LLC25,339$234 03/31/2020
     UBS25,339$234 03/31/2020
ETRADE Capital Management LLC24,303$225 03/31/2020
     UBS24,303$225 03/31/2020
Greenleaf Trust23,926$222 03/31/2020
     UBS23,926$222 03/31/2020
Bellecapital International Ltd.23,695$222 03/31/2020
     UBS23,695$222 03/31/2020
Pictet & Cie Europe SA22,802$213 03/31/2020
     UBS22,802$213 03/31/2020
Winning Points Advisors LLC23,000$213 03/31/2020
     UBS23,000$213 03/31/2020
Arrowstreet Capital Limited Partnership22,480$211 03/31/2020
     UBS22,480$211 03/31/2020
Cambridge Investment Research Advisors Inc.21,925$203 03/31/2020
     UBS21,925$203 03/31/2020
Signaturefd LLC21,268$197 03/31/2020
     UBS21,268$197 03/31/2020
Squarepoint Ops LLC20,375$189 03/31/2020
     UBS20,375$189 03/31/2020
Advisor Partners LLC20,393$188 03/31/2020
     UBS20,393$188 03/31/2020
Clearstead Advisors LLC20,000$185 03/31/2020
     UBS20,000$185 03/31/2020
Lindbrook Capital LLC19,641$182 03/31/2020
     UBS19,641$182 03/31/2020
Voya Financial Advisors Inc.18,634$177 03/31/2020
     UBS18,634$177 03/31/2020
Park Avenue Securities LLC18,556$172 03/31/2020
     UBS18,556$172 03/31/2020
Csenge Advisory Group18,483$171 03/31/2020
     UBS18,483$171 03/31/2020
HighTower Advisors LLC15,599$147 03/31/2020
     UBS15,599$147 03/31/2020
AE Wealth Management LLC15,821$147 03/31/2020
     UBS15,821$147 03/31/2020
Morningstar Investment Services LLC15,033$143 03/31/2020
     UBS15,033$143 03/31/2020
Fifth Third Bancorp15,345$142 03/31/2020
     UBS15,345$142 03/31/2020
Opus Capital Group LLC15,165$140 03/31/2020
     UBS15,165$140 03/31/2020
Ballentine Partners LLC15,037$140 03/31/2020
     UBS15,037$140 03/31/2020
GSA Capital Partners LLP14,819$137 03/31/2020
     UBS14,819$137 03/31/2020
Regions Financial Corp14,708$136 03/31/2020
     UBS14,708$136 03/31/2020
CAPROCK Group Inc.14,644$136 03/31/2020
     UBS14,644$136 03/31/2020
Evergreen Capital Management LLC14,438$134 03/31/2020
     UBS14,438$134 03/31/2020
Lake Street Advisors Group LLC14,299$132 03/31/2020
     UBS14,299$132 03/31/2020
Claraphi Advisory Network LLC14,000$130 03/31/2020
     UBS14,000$130 03/31/2020
IHT Wealth Management LLC13,929$129 03/31/2020
     UBS13,929$129 03/31/2020
Cresset Asset Management LLC13,838$128 03/31/2020
     UBS13,838$128 03/31/2020
Two Sigma Securities LLC13,575$126 03/31/2020
     UBS13,575$126 03/31/2020
Financial Counselors Inc.13,348$124 03/31/2020
     UBS13,348$124 03/31/2020
Fiduciary Trust Co.13,061$121 03/31/2020
     UBS13,061$121 03/31/2020
Blume Capital Management Inc.12,800$118 03/31/2020
     UBS12,800$118 03/31/2020
Global Wealth Management Investment Advisory Inc.12,689$118 03/31/2020
     UBS12,689$118 03/31/2020
Cozad Asset Management Inc.12,680$117 03/31/2020
     UBS12,680$117 03/31/2020
Argent Advisors Inc.12,452$115 03/31/2020
     UBS12,452$115 03/31/2020
Corient Capital Partners LLC11,993$111 03/31/2020
     UBS11,993$111 03/31/2020
Parallel Advisors LLC11,707$108 03/31/2020
     UBS11,707$108 03/31/2020
Raymond James Financial Services Advisors Inc.11,074$104 03/31/2020
     UBS11,074$104 03/31/2020
Sage Rhino Capital LLC11,156$103 03/31/2020
     UBS11,156$103 03/31/2020
Commerce Bank10,992$102 03/31/2020
     UBS10,992$102 03/31/2020
tru Independence LLC10,700$99 03/31/2020
     UBS10,700$99 03/31/2020
JFS Wealth Advisors LLC10,478$97 03/31/2020
     UBS10,478$97 03/31/2020
Diligent Investors LLC10,300$95 03/31/2020
     UBS10,300$95 03/31/2020
Stephens Inc. AR10,136$94 03/31/2020
     UBS10,136$94 03/31/2020
Harbor Advisors LLC10,000$94 03/31/2020
     UBS10,000$94 03/31/2020
FDx Advisors Inc.10,064$93 03/31/2020
     UBS10,064$93 03/31/2020
Susquehanna International Group LLP $86 03/31/2020
     Put856,700$7,933 03/31/2020
     UBS594,692$5,507 03/31/2020
     Call271,300$2,512 03/31/2020
Arden Trust Co9,235$86 03/31/2020
     UBS9,235$86 03/31/2020
Rockefeller Capital Management L.P.8,791$81 03/31/2020
     UBS8,791$81 03/31/2020
AdvisorNet Financial Inc7,363$68 03/31/2020
     UBS7,363$68 03/31/2020
HHM Wealth Advisors LLC6,500$60 03/31/2020
     UBS6,500$60 03/31/2020
Huntington National Bank5,923$55 03/31/2020
     UBS5,923$55 03/31/2020
O Shaughnessy Asset Management LLC4,802$44 03/31/2020
     UBS4,802$44 03/31/2020
Advisory Services Network LLC4,429$41 03/31/2020
     UBS4,429$41 03/31/2020
Northwestern Mutual Wealth Management Co.4,158$38 03/31/2020
     UBS4,158$38 03/31/2020
Kore Private Wealth LLC4,133$38 03/31/2020
     UBS4,133$38 03/31/2020
Prelude Capital Management LLC3,918$36 03/31/2020
     UBS3,918$36 03/31/2020
Balentine LLC3,390$31 03/31/2020
     UBS3,390$31 03/31/2020
Steward Partners Investment Advisory LLC2,547$23 03/31/2020
     UBS2,547$23 03/31/2020
CFM Wealth Partners LLC2,079$20 03/31/2020
     UBS2,079$20 03/31/2020
MUFG Americas Holdings Corp2,000$19 03/31/2020
     UBS2,000$19 03/31/2020
IFP Advisors Inc1,931$19 03/31/2020
     UBS1,931$19 03/31/2020
Shine Investment Advisory Services Inc.1,982$18 03/31/2020
     UBS1,982$18 03/31/2020
Enterprise Financial Services Corp1,963$18 03/31/2020
     UBS1,963$18 03/31/2020
Tower Research Capital LLC TRC 1,943$18 03/31/2020
     UBS1,943$18 03/31/2020
BNP Paribas Arbitrage SA1,677$16 03/31/2020
     UBS1,677$16 03/31/2020
Ellevest Inc.1,755$16 03/31/2020
     UBS1,755$16 03/31/2020
Assetmark Inc.1,506$14 03/31/2020
     UBS1,506$14 03/31/2020
Patriot Financial Group Insurance Agency LLC1,468$14 03/31/2020
     UBS1,468$14 03/31/2020
Winslow Evans & Crocker Inc.1,174$12 03/31/2020
     UBS1,174$12 03/31/2020
Financial Enhancement Group LLC1,309$12 03/31/2020
     UBS1,309$12 03/31/2020
Citizens Financial Group Inc RI1,225$11 03/31/2020
     UBS1,225$11 03/31/2020
Sowell Financial Services LLC1,197$11 03/31/2020
     UBS1,197$11 03/31/2020
Wealthcare Advisory Partners LLC1,200$11 03/31/2020
     UBS1,200$11 03/31/2020
Howe & Rusling Inc.1,094$10 03/31/2020
     UBS1,094$10 03/31/2020
West Bancorporation Inc.1,050$10 03/31/2020
     UBS1,050$10 03/31/2020
Price Wealth LLC1,093$10 03/31/2020
     UBS1,093$10 03/31/2020
Quantbot Technologies LP976$9 03/31/2020
     UBS976$9 03/31/2020
Zions Bancorporation N.A.1,016$9 03/31/2020
     UBS1,016$9 03/31/2020
Valeo Financial Advisors LLC909$9 03/31/2020
     UBS909$9 03/31/2020
Truvestments Capital LLC1,069$9 03/31/2020
     UBS1,069$9 03/31/2020
Ballast Advisors LLC950$9 03/31/2020
     UBS950$9 03/31/2020
Whittier Trust Co.903$8 03/31/2020
     UBS903$8 03/31/2020
Berman Capital Advisors LLC831$7 03/31/2020
     UBS831$7 03/31/2020
Savior LLC631$6 03/31/2020
     UBS631$6 03/31/2020
Brown Brothers Harriman & Co.554$5 03/31/2020
     UBS554$5 03/31/2020
Cullen Frost Bankers Inc.507$5 03/31/2020
     UBS507$5 03/31/2020
Earnest Partners LLC570$5 03/31/2020
     UBS570$5 03/31/2020
Column Capital Advisors LLC570$5 03/31/2020
     UBS570$5 03/31/2020
Lenox Wealth Advisors LLC508$5 03/31/2020
     UBS508$5 03/31/2020
Centerpoint Advisors LLC548$5 03/31/2020
     UBS548$5 03/31/2020
Lion Street Advisors LLC547$5 03/31/2020
     UBS547$5 03/31/2020
First Manhattan Co.442$4 03/31/2020
     UBS442$4 03/31/2020
Trust Co. of Vermont455$4 03/31/2020
     UBS455$4 03/31/2020
Farmers & Merchants Investments Inc.431$4 03/31/2020
     UBS431$4 03/31/2020
Allworth Financial LP410$4 03/31/2020
     UBS410$4 03/31/2020
Stonebridge Capital Advisors LLC450$4 03/31/2020
     UBS450$4 03/31/2020
Sound Income Strategies LLC434$4 03/31/2020
     UBS434$4 03/31/2020
Evolution Wealth Advisors LLC400$4 03/31/2020
     UBS400$4 03/31/2020
Key Financial Inc456$4 03/31/2020
     UBS456$4 03/31/2020
Firestone Capital Management349$3 03/31/2020
     UBS349$3 03/31/2020
HighMark Wealth Management LLC275$3 03/31/2020
     UBS275$3 03/31/2020
Arlington Partners LLC248$2 03/31/2020
     UBS248$2 03/31/2020
Benjamin F. Edwards & Company Inc.250$2 03/31/2020
     UBS250$2 03/31/2020
Lenox Wealth Management Inc.243$2 03/31/2020
     UBS243$2 03/31/2020
CWM LLC227$2 03/31/2020
     UBS227$2 03/31/2020
NEXT Financial Group Inc218$2 03/31/2020
     UBS218$2 03/31/2020
AlphaCore Capital LLC197$2 03/31/2020
     UBS197$2 03/31/2020
Squar Milner Financial Services LLC285$2 03/31/2020
     UBS285$2 03/31/2020
Golden State Wealth Management LLC225$2 03/31/2020
     UBS225$2 03/31/2020
Proequities Inc. $1 03/31/2020
     UBS147$1 03/31/2020
     Put0$0 03/31/2020
     Call0$0 03/31/2020
Federated Hermes Inc.160$1 03/31/2020
     UBS160$1 03/31/2020
Lake Point Wealth Management90$1 03/31/2020
     UBS90$1 03/31/2020
Liberty Wealth Management LLC137$1 03/31/2020
     UBS137$1 03/31/2020
Weaver Consulting Group114$1 03/31/2020
     UBS114$1 03/31/2020
Evoke Wealth LLC126$1 03/31/2020
     UBS126$1 03/31/2020
Center for Financial Planning Inc.122$1 03/31/2020
     UBS122$1 03/31/2020
Associated Banc Corp44$0 03/31/2020
     UBS44$0 03/31/2020
Massmutual Trust Co. FSB ADV8$0 03/31/2020
     UBS8$0 03/31/2020
Forsta AP Fonden489,194$0 03/31/2020
     UBS489,194$0 03/31/2020
Harwood Advisory Group LLC53$0 03/31/2020
     UBS53$0 03/31/2020
Global Retirement Partners LLC48$0 03/31/2020
     UBS48$0 03/31/2020
Arkadios Wealth Advisors22$0 03/31/2020
     UBS22$0 03/31/2020
Wolverine Trading LLC $-154 03/31/2020
     Put69,400$661 03/31/2020
     UBS53,204$507 03/31/2020
Barclays PLC $-263 03/31/2020
     Put61,000$565 03/31/2020
     Call32,600$302 03/31/2020
Citadel Advisors LLC $-545 03/31/2020
     Put196,100$1,816 03/31/2020
     UBS125,482$1,162 03/31/2020
     Call11,800$109 03/31/2020
Simplex Trading LLC $-934 03/31/2020
     Put4,866$4,505 03/31/2020
     UBS209,400$1,939 03/31/2020
     Call1,763$1,632 03/31/2020
Capula Management Ltd $-1,605 03/31/2020
     Put2,000,000$18,092 03/31/2020
     UBS1,822,520$16,487 03/31/2020
Exane Derivatives $-15,888 03/31/2020
     Put76,572$22,067 03/31/2020
     UBS564,556$5,286 03/31/2020
     Call38,138$893 03/31/2020
Royal Bank of Canada2,045,869$-22,725 03/31/2020
     Put4,500,000$41,670 03/31/2020
     UBS2,045,869$18,945 03/31/2020

See Summary: Institutional Holders of UBS
See Details: Top 10 Hedge Funds Holding UBS
Also See: UBS Holdings Changes

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