HoldingsChannel.com
Funds Holding UBS
HolderAmountPosition Size
($ in 1000's)
 As of
Massachusetts Financial Services Co. MA161,703,663$1,828,869 09/30/2019
     UBS161,703,663$1,828,869 09/30/2019
Dodge & Cox144,998,827$1,646,047 09/30/2019
     UBS144,998,827$1,646,047 09/30/2019
Vanguard Group Inc.104,438,747$1,181,202 09/30/2019
     UBS104,438,747$1,181,202 09/30/2019
Credit Suisse AG $1,054,848 09/30/2019
     UBS94,816,549$1,072,374 09/30/2019
     Put4,844,012$54,786 09/30/2019
     Call3,294,452$37,260 09/30/2019
Wellington Management Group LLP57,404,753$651,247 09/30/2019
     UBS57,404,753$651,247 09/30/2019
Fisher Asset Management LLC52,490,995$593,673 09/30/2019
     UBS52,490,995$593,673 09/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 37,254,584$470,323 12/31/2019
     UBS37,254,584$470,323 12/31/2019
Franklin Resources Inc.28,732,845$326,181 09/30/2019
     UBS28,732,845$326,181 09/30/2019
UBS Group AG $250,061 09/30/2019
     Call16,448,154$186,029 09/30/2019
     UBS5,719,306$64,685 09/30/2019
     Put57,707$653 09/30/2019
Deutsche Bank AG20,365,291$230,326 09/30/2019
     UBS20,365,291$230,326 09/30/2019
Goldman Sachs Group Inc. $218,979 09/30/2019
     UBS23,521,549$266,029 09/30/2019
     Put6,635,000$75,042 09/30/2019
     Call2,475,000$27,992 09/30/2019
FMR LLC18,856,220$213,264 09/30/2019
     UBS18,856,220$213,264 09/30/2019
Invesco Ltd.17,567,546$198,688 09/30/2019
     UBS17,567,546$198,688 09/30/2019
JPMorgan Chase & Co. $173,648 09/30/2019
     UBS21,179,214$239,535 09/30/2019
     Put11,237,600$127,097 09/30/2019
     Call5,412,000$61,210 09/30/2019
Assenagon Asset Management S.A. $172,910 12/31/2019
     UBS14,896,670$188,059 12/31/2019
     Put4,000,000$50,497 12/31/2019
     Call2,800,000$35,348 12/31/2019
Canada Pension Plan Investment Board14,594,053$165,823 09/30/2019
     UBS14,594,053$165,823 09/30/2019
Amundi Pioneer Asset Management Inc.13,078,299$147,916 09/30/2019
     UBS13,078,299$147,916 09/30/2019
Allianz Asset Management GmbH12,760,778$144,990 09/30/2019
     UBS12,760,778$144,990 09/30/2019
Schroder Investment Management Group12,160,980$136,932 09/30/2019
     UBS12,160,980$136,932 09/30/2019
Bank of New York Mellon Corp9,741,512$110,177 09/30/2019
     UBS9,741,512$110,177 09/30/2019
Russell Investments Group Ltd.9,507,737$108,004 09/30/2019
     UBS9,507,737$108,004 09/30/2019
Wells Fargo & Company MN9,369,803$105,972 09/30/2019
     UBS9,369,803$105,972 09/30/2019
Renaissance Technologies LLC9,354,500$105,799 09/30/2019
     UBS9,354,500$105,799 09/30/2019
Bank of America Corp DE $96,767 09/30/2019
     UBS22,355,889$252,845 09/30/2019
     Put14,000,000$158,340 09/30/2019
     Call200,000$2,262 09/30/2019
Bank of Montreal Can8,197,988$92,718 09/30/2019
     UBS8,197,988$92,718 09/30/2019
Citigroup Inc. $91,322 09/30/2019
     UBS5,674,147$64,471 09/30/2019
     Call3,364,200$38,225 09/30/2019
     Put1,001,100$11,374 09/30/2019
Pzena Investment Management LLC7,030,706$79,517 09/30/2019
     UBS7,030,706$79,517 09/30/2019
Neuberger Berman Group LLC6,371,524$72,357 09/30/2019
     UBS6,371,524$72,357 09/30/2019
FIL Ltd5,487,012$62,289 09/30/2019
     UBS5,487,012$62,289 09/30/2019
Prudential PLC5,618,493$61,930 09/30/2019
     UBS5,618,493$61,930 09/30/2019
Capital Research Global Investors5,257,745$59,687 09/30/2019
     UBS5,257,745$59,687 09/30/2019
Dimensional Fund Advisors LP4,043,622$45,733 09/30/2019
     UBS4,043,622$45,733 09/30/2019
Brandes Investment Partners LP3,889,779$43,993 09/30/2019
     UBS3,889,779$43,993 09/30/2019
Northern Trust Corp3,612,391$40,856 09/30/2019
     UBS3,612,391$40,856 09/30/2019
State of Wisconsin Investment Board3,528,478$40,092 09/30/2019
     UBS3,528,478$40,092 09/30/2019
DekaBank Deutsche Girozentrale3,389,964$38,798 09/30/2019
     UBS3,389,964$38,798 09/30/2019
Great West Life Assurance Co. Can3,238,132$36,814 09/30/2019
     UBS3,238,132$36,814 09/30/2019
Ossiam2,799,990$31,815 09/30/2019
     UBS2,799,990$31,815 09/30/2019
Schafer Cullen Capital Management Inc2,578,646$29,164 09/30/2019
     UBS2,578,646$29,164 09/30/2019
Morgan Stanley2,542,869$28,762 09/30/2019
     UBS2,542,869$28,762 09/30/2019
Compagnie Lombard Odier SCmA $28,462 09/30/2019
     UBS2,504,943$28,462 09/30/2019
     Put0$0 09/30/2019
Exane Derivatives $27,988 12/31/2019
     UBS2,654,394$34,703 12/31/2019
     Put82,086$7,425 12/31/2019
     Call23,179$710 12/31/2019
NWQ Investment Management Company LLC2,428,107$27,462 09/30/2019
     UBS2,428,107$27,462 09/30/2019
The Manufacturers Life Insurance Company 2,200,116$24,976 09/30/2019
     UBS2,200,116$24,976 09/30/2019
Janus Henderson Group PLC2,192,731$24,919 09/30/2019
     UBS2,192,731$24,919 09/30/2019
Public Sector Pension Investment Board2,035,271$23,126 09/30/2019
     UBS2,035,271$23,126 09/30/2019
AMP Capital Investors Ltd2,001,497$22,601 09/30/2019
     UBS2,001,497$22,601 09/30/2019
Hsbc Holdings PLC $22,217 09/30/2019
     UBS2,761,819$31,236 09/30/2019
     Put1,400,000$15,834 09/30/2019
     Call602,562$6,815 09/30/2019
Flossbach Von Storch AG1,900,000$21,574 09/30/2019
     UBS1,900,000$21,574 09/30/2019
GAM Holding AG1,896,898$21,536 09/30/2019
     UBS1,896,898$21,536 09/30/2019
Ontario Teachers Pension Plan Board1,886,541$21,418 09/30/2019
     UBS1,886,541$21,418 09/30/2019
Parametric Portfolio Associates LLC1,893,122$21,411 09/30/2019
     UBS1,893,122$21,411 09/30/2019
Raymond James & Associates1,876,410$21,302 09/30/2019
     UBS1,876,410$21,302 09/30/2019
Aristotle Capital Management LLC $20,008 09/30/2019
     UBS1,251,383$14,153 09/30/2019
     FOREIGN515,603$5,855 09/30/2019
Natixis Advisors L.P.1,748,935$19,780 09/30/2019
     UBS1,748,935$19,780 09/30/2019
Calamos Advisors LLC1,468,000$18,467 12/31/2019
     UBS1,468,000$18,467 12/31/2019
Marshall Wace LLP1,527,227$17,349 09/30/2019
     UBS1,527,227$17,349 09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main1,483,581$16,857 09/30/2019
     UBS1,483,581$16,857 09/30/2019
Tocqueville Asset Management L.P.1,310,598$16,487 12/31/2019
     UBS1,310,598$16,487 12/31/2019
Capital International Investors1,343,666$15,253 09/30/2019
     UBS1,343,666$15,253 09/30/2019
Edmond DE Rothschild Holding S.A.1,158,772$13,180 09/30/2019
     UBS1,158,772$13,180 09/30/2019
Aperio Group LLC1,130,939$12,791 09/30/2019
     UBS1,130,939$12,791 09/30/2019
Alliancebernstein L.P.1,122,336$12,694 09/30/2019
     UBS1,122,336$12,694 09/30/2019
Zurich Insurance Group Ltd FI1,113,483$12,645 09/30/2019
     UBS1,113,483$12,645 09/30/2019
Janney Capital Management LLC937,797$11,797 12/31/2019
     UBS937,797$11,797 12/31/2019
Aviva PLC1,005,596$11,450 09/30/2019
     UBS1,005,596$11,450 09/30/2019
AXA977,840$11,060 09/30/2019
     UBS977,840$11,060 09/30/2019
Todd Asset Management LLC885,451$10,014 09/30/2019
     UBS885,451$10,014 09/30/2019
Thornburg Investment Management Inc.866,424$9,799 09/30/2019
     UBS866,424$9,799 09/30/2019
Mitsubishi UFJ Trust & Banking Corp803,539$9,190 09/30/2019
     UBS803,539$9,190 09/30/2019
Credit Agricole S A729,961$8,256 09/30/2019
     UBS729,961$8,256 09/30/2019
Eaton Vance Management659,838$7,463 09/30/2019
     UBS659,838$7,463 09/30/2019
Envestnet Asset Management Inc.649,688$7,348 09/30/2019
     UBS649,688$7,348 09/30/2019
Lingohr & Partner Asset Management GmbH636,587$7,228 09/30/2019
     UBS636,587$7,228 09/30/2019
Citadel Advisors LLC $7,222 09/30/2019
     UBS662,519$7,493 09/30/2019
     Put67,500$763 09/30/2019
     Call43,500$492 09/30/2019
Voya Investment Management LLC600,007$6,818 09/30/2019
     UBS600,007$6,818 09/30/2019
CIBC World Markets Inc.577,375$6,530 09/30/2019
     UBS577,375$6,530 09/30/2019
Polar Capital LLP547,183$6,493 09/30/2019
     UBS547,183$6,493 09/30/2019
Clearbridge Investments LLC561,022$6,345 09/30/2019
     UBS561,022$6,345 09/30/2019
Teachers Retirement System of The State of Kentucky555,600$6,284 09/30/2019
     UBS555,600$6,284 09/30/2019
Jane Street Group LLC540,343$6,132 09/30/2019
     UBS540,343$6,132 09/30/2019
Westpac Banking Corp465,453$5,274 09/30/2019
     UBS465,453$5,274 09/30/2019
Stifel Financial Corp432,312$4,867 09/30/2019
     UBS432,312$4,867 09/30/2019
SG Americas Securities LLC373,801$4,228 09/30/2019
     UBS373,801$4,228 09/30/2019
Susquehanna International Securities Ltd.365,400$4,133 09/30/2019
     UBS365,400$4,133 09/30/2019
Oppenheimer Asset Management Inc.342,234$3,870 09/30/2019
     UBS342,234$3,870 09/30/2019
Virginia Retirement Systems ET AL307,679$3,496 09/30/2019
     UBS307,679$3,496 09/30/2019
Ameriprise Financial Inc.281,676$3,199 09/30/2019
     UBS281,676$3,199 09/30/2019
Crossmark Global Holdings Inc.277,965$3,144 09/30/2019
     UBS277,965$3,144 09/30/2019
Comerica Bank203,801$2,382 09/30/2019
     UBS203,801$2,382 09/30/2019
RBF Capital LLC180,000$2,036 09/30/2019
     UBS180,000$2,036 09/30/2019
Vilas Fund LP160,000$1,810 09/30/2019
     UBS160,000$1,810 09/30/2019
Brinker Capital Inc.156,332$1,768 09/30/2019
     UBS156,332$1,768 09/30/2019
LMR Partners LLP150,294$1,707 09/30/2019
     UBS150,294$1,707 09/30/2019
Gradient Investments LLC123,070$1,548 12/31/2019
     UBS123,070$1,548 12/31/2019
Geode Capital Management LLC132,054$1,493 09/30/2019
     UBS132,054$1,493 09/30/2019
Congress Park Capital LLC130,900$1,480 09/30/2019
     UBS130,900$1,480 09/30/2019
Johnson Investment Counsel Inc.127,240$1,439 09/30/2019
     UBS127,240$1,439 09/30/2019
Synovus Financial Corp124,074$1,400 09/30/2019
     UBS124,074$1,400 09/30/2019
AMG National Trust Bank118,009$1,335 09/30/2019
     UBS118,009$1,335 09/30/2019
Stamos Capital Partners L.P.118,000$1,335 09/30/2019
     UBS118,000$1,335 09/30/2019
Sei Investments Co.117,444$1,332 09/30/2019
     UBS117,444$1,332 09/30/2019
Greenwich Investment Management Inc.114,890$1,299 09/30/2019
     UBS114,890$1,299 09/30/2019
ARGA Investment Management LP113,537$1,289 09/30/2019
     UBS113,537$1,289 09/30/2019
Highland Capital Management LLC113,526$1,284 09/30/2019
     UBS113,526$1,284 09/30/2019
Wealth Alliance Advisory Group LLC97,488$1,226 12/31/2019
     UBS97,488$1,226 12/31/2019
Two Sigma Advisers LP102,895$1,164 09/30/2019
     UBS102,895$1,164 09/30/2019
CNA Financial Corp100,375$1,140 09/30/2019
     UBS100,375$1,140 09/30/2019
Fosun International Ltd87,485$977 09/30/2019
     UBS87,485$977 09/30/2019
QS Investors LLC82,924$938 09/30/2019
     UBS82,924$938 09/30/2019
Cigna Investments Inc. New72,818$859 09/30/2019
     UBS72,818$859 09/30/2019
Nomura Holdings Inc.72,152$804 09/30/2019
     UBS72,152$804 09/30/2019
Banco Santander S.A.68,694$781 09/30/2019
     UBS68,694$781 09/30/2019
LPL Financial LLC65,739$744 09/30/2019
     UBS65,739$744 09/30/2019
Guggenheim Capital LLC65,555$742 09/30/2019
     UBS65,555$742 09/30/2019
Advisors Asset Management Inc.64,486$729 09/30/2019
     UBS64,486$729 09/30/2019
Susquehanna International Group LLP $690 09/30/2019
     Put359,100$4,061 09/30/2019
     UBS354,412$4,008 09/30/2019
     Call65,700$743 09/30/2019
Elkfork Partners LLC58,922$673 09/30/2019
     UBS58,922$673 09/30/2019
Oxbow Advisors LLC58,685$664 09/30/2019
     UBS58,685$664 09/30/2019
Jupiter Wealth Management LLC50,000$657 12/31/2019
     UBS50,000$657 12/31/2019
First Republic Investment Management Inc.51,581$583 09/30/2019
     UBS51,581$583 09/30/2019
Beach Investment Counsel Inc. PA50,850$575 09/30/2019
     UBS50,850$575 09/30/2019
Investors Research Corp50,709$574 09/30/2019
     UBS50,709$574 09/30/2019
Glen Harbor Capital Management LLC48,524$554 09/30/2019
     UBS48,524$554 09/30/2019
World Asset Management Inc46,255$523 09/30/2019
     UBS46,255$523 09/30/2019
Capital Insight Partners LLC46,285$523 09/30/2019
     UBS46,285$523 09/30/2019
Creative Planning45,734$517 09/30/2019
     UBS45,734$517 09/30/2019
Wetherby Asset Management Inc.45,003$509 09/30/2019
     UBS45,003$509 09/30/2019
Insight 2811 Inc.42,573$482 09/30/2019
     UBS42,573$482 09/30/2019
OLD National Bancorp IN38,134$479 12/31/2019
     UBS38,134$479 12/31/2019
Stevens Capital Management LP41,478$469 09/30/2019
     UBS41,478$469 09/30/2019
Vestmark Advisory Solutions Inc.41,356$468 09/30/2019
     UBS41,356$468 09/30/2019
Cerebellum GP LLC36,640$461 12/31/2019
     UBS36,640$461 12/31/2019
Millennium Management LLC40,452$457 09/30/2019
     UBS40,452$457 09/30/2019
SOL Capital Management CO38,600$437 09/30/2019
     UBS38,600$437 09/30/2019
Meadow Creek Investment Management LLC38,126$436 09/30/2019
     UBS38,126$436 09/30/2019
Janney Montgomery Scott LLC33,668$424 12/31/2019
     UBS33,668$424 12/31/2019
US Bancorp DE37,426$423 09/30/2019
     UBS37,426$423 09/30/2019
Raymond James Trust N.A.32,528$409 12/31/2019
     UBS32,528$409 12/31/2019
Consolidated Investment Group LLC30,724$388 12/31/2019
     UBS30,724$388 12/31/2019
M&T Bank Corp34,274$388 09/30/2019
     UBS34,274$388 09/30/2019
ExodusPoint Capital Management LP34,254$387 09/30/2019
     UBS34,254$387 09/30/2019
A.R.T. Advisors LLC32,100$363 09/30/2019
     UBS32,100$363 09/30/2019
Ladenburg Thalmann Financial Services Inc.31,675$358 09/30/2019
     UBS31,675$358 09/30/2019
Glenmede Trust Co. NA31,291$353 09/30/2019
     UBS31,291$353 09/30/2019
Riverhead Capital Management LLC30,694$351 09/30/2019
     UBS30,694$351 09/30/2019
Advisor Group Inc.30,502$345 09/30/2019
     UBS30,502$345 09/30/2019
ETRADE Capital Management LLC30,153$341 09/30/2019
     UBS30,153$341 09/30/2019
D. E. Shaw & Co. Inc.29,413$333 09/30/2019
     UBS29,413$333 09/30/2019
Moody National Bank Trust Division28,522$323 09/30/2019
     UBS28,522$323 09/30/2019
Comerica Securities Inc.28,472$322 09/30/2019
     UBS28,472$322 09/30/2019
Quinn Opportunity Partners LLC28,500$322 09/30/2019
     UBS28,500$322 09/30/2019
National Asset Management Inc.28,266$321 09/30/2019
     UBS28,266$321 09/30/2019
Flinton Capital Management LLC27,728$317 09/30/2019
     UBS27,728$317 09/30/2019
PNC Financial Services Group Inc.27,580$311 09/30/2019
     UBS27,580$311 09/30/2019
American National Insurance Co.27,120$307 09/30/2019
     UBS27,120$307 09/30/2019
Fifth Third Bancorp26,853$304 09/30/2019
     UBS26,853$304 09/30/2019
Hancock Whitney Corp26,910$304 09/30/2019
     UBS26,910$304 09/30/2019
Cipher Capital LP24,806$280 09/30/2019
     UBS24,806$280 09/30/2019
Bellecapital International Ltd.23,695$275 09/30/2019
     UBS23,695$275 09/30/2019
AJO LP23,645$268 09/30/2019
     UBS23,645$268 09/30/2019
Squarepoint Ops LLC22,974$260 09/30/2019
     UBS22,974$260 09/30/2019
Oppenheimer & Co. Inc.22,313$252 09/30/2019
     UBS22,313$252 09/30/2019
Mercer Global Advisors Inc. ADV21,879$247 09/30/2019
     UBS21,879$247 09/30/2019
Weld Capital Management LLC20,748$235 09/30/2019
     UBS20,748$235 09/30/2019
Clearstead Advisors LLC20,000$226 09/30/2019
     UBS20,000$226 09/30/2019
American Trust Investment Advisors LLC19,845$224 09/30/2019
     UBS19,845$224 09/30/2019
Signaturefd LLC19,703$223 09/30/2019
     UBS19,703$223 09/30/2019
Commonwealth Equity Services LLC19,486$220 09/30/2019
     UBS19,486$220 09/30/2019
Checchi Capital Advisers LLC19,292$218 09/30/2019
     UBS19,292$218 09/30/2019
Private Capital Group LLC18,718$212 09/30/2019
     UBS18,718$212 09/30/2019
Fox Run Management L.L.C.17,619$209 09/30/2019
     UBS17,619$209 09/30/2019
Cambridge Investment Research Advisors Inc.18,278$207 09/30/2019
     UBS18,278$207 09/30/2019
Morningstar Investment Services LLC18,177$206 09/30/2019
     UBS18,177$206 09/30/2019
AE Wealth Management LLC15,919$200 12/31/2019
     UBS15,919$200 12/31/2019
Regions Financial Corp15,613$177 09/30/2019
     UBS15,613$177 09/30/2019
Cetera Advisor Networks LLC15,405$177 09/30/2019
     UBS15,405$177 09/30/2019
MML Investors Services LLC15,490$175 09/30/2019
     UBS15,490$175 09/30/2019
PVG Asset Management Corp15,070$170 09/30/2019
     UBS15,070$170 09/30/2019
Rational Advisors LLC15,070$170 09/30/2019
     UBS15,070$170 09/30/2019
Claraphi Advisory Network LLC14,650$166 09/30/2019
     UBS14,650$166 09/30/2019
PEAK6 Investments LLC $166 09/30/2019
     Call16,100$182 09/30/2019
     Put6,400$72 09/30/2019
     UBS4,957$56 09/30/2019
Ruffer LLP14,354$163 09/30/2019
     UBS14,354$163 09/30/2019
IHT Wealth Management LLC14,287$162 09/30/2019
     UBS14,287$162 09/30/2019
Ridgewood Investments LLC12,640$159 12/31/2019
     UBS12,640$159 12/31/2019
Cresset Asset Management LLC13,759$156 09/30/2019
     UBS13,759$156 09/30/2019
Barclays PLC $152 09/30/2019
     Call13,500$153 09/30/2019
     Put100$1 09/30/2019
Financial Counselors Inc.13,481$152 09/30/2019
     UBS13,481$152 09/30/2019
HighTower Advisors LLC12,963$149 09/30/2019
     UBS12,963$149 09/30/2019
Lindbrook Capital LLC13,163$149 09/30/2019
     UBS13,163$149 09/30/2019
Fiduciary Trust Co.13,061$148 09/30/2019
     UBS13,061$148 09/30/2019
Wealthsource Partners LLC13,077$148 09/30/2019
     UBS13,077$148 09/30/2019
Advisor Partners LLC11,077$145 12/31/2019
     UBS11,077$145 12/31/2019
CAPROCK Group Inc.12,856$145 09/30/2019
     UBS12,856$145 09/30/2019
Cozad Asset Management Inc.11,390$143 12/31/2019
     UBS11,390$143 12/31/2019
Kore Private Wealth LLC12,584$140 09/30/2019
     UBS12,584$140 09/30/2019
Blume Capital Management Inc.12,100$136 09/30/2019
     UBS12,100$136 09/30/2019
Park Avenue Securities LLC11,949$135 09/30/2019
     UBS11,949$135 09/30/2019
Stephens Inc. AR11,543$131 09/30/2019
     UBS11,543$131 09/30/2019
Virtu Financial LLC11,620$131 09/30/2019
     UBS11,620$131 09/30/2019
Diligent Investors LLC10,300$130 12/31/2019
     UBS10,300$130 12/31/2019
FDx Advisors Inc.11,529$130 09/30/2019
     UBS11,529$130 09/30/2019
Raymond James Financial Services Advisors Inc.11,068$126 09/30/2019
     UBS11,068$126 09/30/2019
Corient Capital Partners LLC11,079$125 09/30/2019
     UBS11,079$125 09/30/2019
BB&T Corp10,214$116 09/30/2019
     UBS10,214$116 09/30/2019
JFS Wealth Advisors LLC10,294$116 09/30/2019
     UBS10,294$116 09/30/2019
Harbor Advisors LLC10,000$114 09/30/2019
     UBS10,000$114 09/30/2019
Rockefeller Capital Management L.P.9,596$109 09/30/2019
     UBS9,596$109 09/30/2019
Boston Partners9,038$102 09/30/2019
     UBS9,038$102 09/30/2019
First Interstate Bank8,865$101 09/30/2019
     UBS8,865$101 09/30/2019
Huntington National Bank6,427$81 12/31/2019
     UBS6,427$81 12/31/2019
Quadrant Capital Group LLC7,159$75 09/30/2019
     UBS7,159$75 09/30/2019
Capital Investment Advisory Services LLC6,216$70 09/30/2019
     UBS6,216$70 09/30/2019
Northwestern Mutual Wealth Management Co.5,693$64 09/30/2019
     UBS5,693$64 09/30/2019
AdvisorNet Financial Inc5,255$59 09/30/2019
     UBS5,255$59 09/30/2019
Winthrop Partners WNY LLC5,000$57 09/30/2019
     UBS5,000$57 09/30/2019
Tower Research Capital LLC TRC 4,580$52 09/30/2019
     UBS4,580$52 09/30/2019
Whittier Trust Co.3,972$45 09/30/2019
     UBS3,972$45 09/30/2019
Parallel Advisors LLC3,765$43 09/30/2019
     UBS3,765$43 09/30/2019
Capital Bank & Trust Co5,796$36 09/30/2019
     UBS5,796$36 09/30/2019
Rehmann Capital Advisory Group3,048$34 09/30/2019
     UBS3,048$34 09/30/2019
Enterprise Financial Services Corp2,904$32 09/30/2019
     UBS2,904$32 09/30/2019
Advisory Services Network LLC2,686$32 09/30/2019
     UBS2,686$32 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC2,900$32 09/30/2019
     UBS2,900$32 09/30/2019
Citizens Financial Group Inc RI2,622$30 09/30/2019
     UBS2,622$30 09/30/2019
Golden State Wealth Management LLC2,614$30 09/30/2019
     UBS2,614$30 09/30/2019
Quest Capital Management Inc. ADV2,185$25 09/30/2019
     UBS2,185$25 09/30/2019
MUFG Americas Holdings Corp2,218$25 09/30/2019
     UBS2,218$25 09/30/2019
Flagship Harbor Advisors LLC2,217$25 09/30/2019
     UBS2,217$25 09/30/2019
CWM LLC2,134$24 09/30/2019
     UBS2,134$24 09/30/2019
Enterprise Trust & Investment Co1,756$22 12/31/2019
     UBS1,756$22 12/31/2019
Shine Investment Advisory Services Inc.1,982$22 09/30/2019
     UBS1,982$22 09/30/2019
Whitener Capital Management Inc.1,928$21 09/30/2019
     UBS1,928$21 09/30/2019
Bessemer Group Inc.1,602$18 09/30/2019
     UBS1,602$18 09/30/2019
Brandywine Global Investment Management LLC1,520$17 09/30/2019
     UBS1,520$17 09/30/2019
McIlrath & Eck LLC1,422$16 09/30/2019
     UBS1,422$16 09/30/2019
BlackRock Inc.1,364$15 09/30/2019
     UBS1,364$15 09/30/2019
Cutler Group LP $15 09/30/2019
     UBS2,573$29 09/30/2019
     Put28,300$14 09/30/2019
     Call2,900$0 09/30/2019
Financial Enhancement Group LLC1,309$15 09/30/2019
     UBS1,309$15 09/30/2019
Evoke Wealth LLC1,320$15 09/30/2019
     UBS1,320$15 09/30/2019
Winslow Evans & Crocker Inc.1,082$14 12/31/2019
     UBS1,082$14 12/31/2019
Savior LLC1,140$14 12/31/2019
     UBS1,140$14 12/31/2019
Atlas Capital Advisors LLC1,234$14 09/30/2019
     UBS1,234$14 09/30/2019
Wealthcare Advisory Partners LLC1,200$14 09/30/2019
     UBS1,200$14 09/30/2019
Howe & Rusling Inc.1,156$13 09/30/2019
     UBS1,156$13 09/30/2019
Sowell Financial Services LLC1,192$13 09/30/2019
     UBS1,192$13 09/30/2019
Sound Income Strategies LLC963$12 12/31/2019
     UBS963$12 12/31/2019
Captrust Financial Advisors1,080$12 09/30/2019
     UBS1,080$12 09/30/2019
Ropes Wealth Advisors LLC1,100$12 09/30/2019
     UBS1,100$12 09/30/2019
Truvestments Capital LLC1,069$12 09/30/2019
     UBS1,069$12 09/30/2019
Valeo Financial Advisors LLC909$11 12/31/2019
     UBS909$11 12/31/2019
Ellis Investment Partners LLC823$10 12/31/2019
     UBS823$10 12/31/2019
Gemmer Asset Management LLC597$8 12/31/2019
     UBS597$8 12/31/2019
Steward Partners Investment Advisory LLC692$8 12/31/2019
     UBS692$8 12/31/2019
Centerpoint Advisors LLC548$7 12/31/2019
     UBS548$7 12/31/2019
Whittier Trust Co. of Nevada Inc.605$7 09/30/2019
     UBS605$7 09/30/2019
CNB Bank622$7 09/30/2019
     UBS622$7 09/30/2019
IFP Advisors Inc504$6 12/31/2019
     UBS504$6 12/31/2019
Earnest Partners LLC570$6 09/30/2019
     UBS570$6 09/30/2019
Farmers & Merchants Investments Inc.431$5 12/31/2019
     UBS431$5 12/31/2019
Allworth Financial LP410$5 12/31/2019
     UBS410$5 12/31/2019
Plante Moran Financial Advisors LLC418$5 09/30/2019
     UBS418$5 09/30/2019
Zions Bancorporation N.A.458$5 09/30/2019
     UBS458$5 09/30/2019
Evolution Wealth Advisors LLC440$5 09/30/2019
     UBS440$5 09/30/2019
NEXT Financial Group Inc218$3 12/31/2019
     UBS218$3 12/31/2019
Squar Milner Financial Services LLC285$3 12/31/2019
     UBS285$3 12/31/2019
North Star Investment Management Corp.260$3 09/30/2019
     UBS260$3 09/30/2019
Benjamin F. Edwards & Company Inc.250$3 09/30/2019
     UBS250$3 09/30/2019
Parkside Financial Bank & Trust250$3 09/30/2019
     UBS250$3 09/30/2019
Ameritas Investment Corp210$2 09/30/2019
     UBS210$2 09/30/2019
Massmutual Trust Co. FSB ADV139$2 09/30/2019
     UBS139$2 09/30/2019
Patriot Financial Group Insurance Agency LLC80$1 12/31/2019
     UBS80$1 12/31/2019
Global Retirement Partners LLC48$1 12/31/2019
     UBS48$1 12/31/2019
Trust Co. of Vermont100$1 09/30/2019
     UBS100$1 09/30/2019
WestEnd Advisors LLC105$1 09/30/2019
     UBS105$1 09/30/2019
Pathstone Family Office LLC48$1 09/30/2019
     UBS48$1 09/30/2019
Venturi Wealth Management LLC118$1 09/30/2019
     UBS118$1 09/30/2019
Berman Capital Advisors LLC109$1 09/30/2019
     UBS109$1 09/30/2019
Financial Gravity Wealth Inc.62$1 09/30/2019
     UBS62$1 09/30/2019
Harbor Investment Advisory LLC1$0 12/31/2019
     UBS1$0 12/31/2019
Proequities Inc. $0 09/30/2019
     Put0$0 09/30/2019
     UBS0$0 09/30/2019
     Call0$0 09/30/2019
Clal Insurance Enterprises Holdings Ltd1$0 09/30/2019
     UBS1$0 09/30/2019
O Shaughnessy Asset Management LLC11$0 09/30/2019
     UBS11$0 09/30/2019
Wolverine Trading LLC $-34 09/30/2019
     Put66,100$748 09/30/2019
     UBS37,522$425 09/30/2019
     Call25,500$289 09/30/2019
Group One Trading L.P. $-37 09/30/2019
     Put389,700$4,408 09/30/2019
     UBS243,736$2,757 09/30/2019
     Call142,700$1,614 09/30/2019
Simplex Trading LLC $-1,685 09/30/2019
     Put2,205$2,493 09/30/2019
     Call521$589 09/30/2019
     UBS19,390$219 09/30/2019
Royal Bank of Canada2,115,631$-26,967 09/30/2019
     Put4,500,000$50,895 09/30/2019
     UBS2,115,631$23,928 09/30/2019

See Summary: Institutional Holders of UBS
See Details: Top 10 Hedge Funds Holding UBS
Also See: UBS Holdings Changes

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