HoldingsChannel.com
Funds Holding SMH
HolderAmountPosition Size
($ in 1000's)
 As of
Bank of Nova Scotia2,500,000$297,825 09/30/2019
     SMH2,500,000$297,825 09/30/2019
BNP Paribas Arbitrage SA2,380,580$283,598 09/30/2019
     SMH2,380,580$283,598 09/30/2019
Barclays PLC $206,577 09/30/2019
     Call1,153,900$137,464 09/30/2019
     SMH1,016,838$121,137 09/30/2019
     Put436,700$52,024 09/30/2019
JPMorgan Chase & Co.1,626,664$193,784 09/30/2019
     SMH1,626,664$193,784 09/30/2019
Goldman Sachs Group Inc. $143,053 09/30/2019
     SMH1,303,722$155,312 09/30/2019
     Put575,200$68,524 09/30/2019
     Call472,300$56,265 09/30/2019
Twin Tree Management LP $139,766 09/30/2019
     Call2,076,000$247,314 09/30/2019
     Put960,400$114,412 09/30/2019
     SMH57,616$6,864 09/30/2019
Migdal Insurance & Financial Holdings Ltd.843,952$100,540 09/30/2019
     SMH843,952$100,540 09/30/2019
Natixis750,000$89,358 09/30/2019
     SMH750,000$89,358 09/30/2019
UBS Group AG $82,353 09/30/2019
     SMH1,558,779$185,698 09/30/2019
     Put942,500$112,280 09/30/2019
     Call75,000$8,935 09/30/2019
Bank of America Corp DE $72,020 09/30/2019
     SMH1,505,551$179,356 09/30/2019
     Put1,212,300$144,421 09/30/2019
     Call311,300$37,085 09/30/2019
Morgan Stanley538,295$64,127 09/30/2019
     SMH538,295$64,127 09/30/2019
Citigroup Inc. $38,856 09/30/2019
     Put848,300$101,058 09/30/2019
     SMH780,959$93,036 09/30/2019
     Call393,500$46,878 09/30/2019
Balyasny Asset Management LLC $29,783 09/30/2019
     SMH250,000$29,783 09/30/2019
     Put200,000$23,826 09/30/2019
     Call200,000$23,826 09/30/2019
Wells Fargo & Company MN $26,638 09/30/2019
     SMH219,577$26,158 09/30/2019
     Call66,000$722 09/30/2019
     Put341,600$242 09/30/2019
Meitav Dash Investments Ltd.203,907$24,844 09/30/2019
     SMH203,907$24,844 09/30/2019
Timber Hill LLC199,700$23,790 09/30/2019
     SMH199,700$23,790 09/30/2019
Castleark Management LLC161,990$19,298 09/30/2019
     SMH161,990$19,298 09/30/2019
Royal Bank of Canada $16,885 09/30/2019
     SMH141,733$16,885 09/30/2019
     Put1,000$119 09/30/2019
     Call1,000$119 09/30/2019
Tibra Equities Europe Ltd121,830$14,514 09/30/2019
     SMH121,830$14,514 09/30/2019
Wolverine Asset Management LLC $11,924 09/30/2019
     Call100,000$11,913 09/30/2019
     SMH100$11 09/30/2019
Polar Asset Management Partners Inc. $11,913 09/30/2019
     Call100,000$11,913 09/30/2019
BlackRock Inc. $10,051 09/30/2019
     SMH185,855$22,142 09/30/2019
     Put101,500$12,091 09/30/2019
PEAK6 Investments LLC $9,938 09/30/2019
     Call188,800$22,492 09/30/2019
     Put159,000$18,942 09/30/2019
     SMH53,625$6,388 09/30/2019
Capstone Investment Advisors LLC $9,899 09/30/2019
     Call112,400$13,390 09/30/2019
     Put29,300$3,491 09/30/2019
LPL Financial LLC68,510$8,162 09/30/2019
     SMH68,510$8,162 09/30/2019
Bank of Montreal Can $7,853 09/30/2019
     Call103,000$12,270 09/30/2019
     Put65,000$7,743 09/30/2019
     SMH27,913$3,326 09/30/2019
Deutsche Bank AG65,026$7,746 09/30/2019
     SMH65,026$7,746 09/30/2019
Raymond James & Associates64,775$7,717 09/30/2019
     SMH64,775$7,717 09/30/2019
Glaxis Capital Management LLC56,245$6,700 09/30/2019
     SMH56,245$6,700 09/30/2019
Two Sigma Investments LP $6,647 09/30/2019
     SMH53,792$6,408 09/30/2019
     Call27,000$3,217 09/30/2019
     Put25,000$2,978 09/30/2019
Hsbc Holdings PLC53,223$6,340 09/30/2019
     SMH53,223$6,340 09/30/2019
Ameriprise Financial Inc.48,114$5,732 09/30/2019
     SMH48,114$5,732 09/30/2019
HighTower Advisors LLC $5,287 09/30/2019
     SMH43,112$5,160 09/30/2019
     Call121,200$127 09/30/2019
Phoenix Holdings Ltd.41,526$4,666 09/30/2019
     SMH41,526$4,666 09/30/2019
Bruderman Asset Management LLC29,566$3,938 09/30/2019
     SMH29,566$3,938 09/30/2019
HBK Investments L P31,544$3,758 09/30/2019
     SMH31,544$3,758 09/30/2019
Mint Tower Capital Management B.V.29,406$3,503 09/30/2019
     SMH29,406$3,503 09/30/2019
Blair William & Co. IL25,045$2,984 09/30/2019
     SMH25,045$2,984 09/30/2019
Virtu Financial LLC23,601$2,812 09/30/2019
     SMH23,601$2,812 09/30/2019
Ladenburg Thalmann Financial Services Inc.22,088$2,631 09/30/2019
     SMH22,088$2,631 09/30/2019
Bay Rivers Group17,820$2,520 12/31/2019
     SMH17,820$2,520 12/31/2019
Commonwealth Equity Services LLC20,237$2,410 09/30/2019
     SMH20,237$2,410 09/30/2019
Symmetry Peak Management LLC $2,383 09/30/2019
     Call20,000$2,383 09/30/2019
Oppenheimer & Co. Inc.19,996$2,382 09/30/2019
     SMH19,996$2,382 09/30/2019
Csenge Advisory Group19,662$2,342 09/30/2019
     SMH19,662$2,342 09/30/2019
ExodusPoint Capital Management LP19,588$2,334 09/30/2019
     SMH19,588$2,334 09/30/2019
Greenwood Capital Associates LLC19,123$2,278 09/30/2019
     SMH19,123$2,278 09/30/2019
CIBC World Markets Inc.18,500$2,204 09/30/2019
     SMH18,500$2,204 09/30/2019
Millennium Management LLC18,499$2,203 09/30/2019
     SMH18,499$2,203 09/30/2019
HRT Financial LLC18,258$2,175 09/30/2019
     SMH18,258$2,175 09/30/2019
Edmond DE Rothschild Holding S.A.16,293$1,941 09/30/2019
     SMH16,293$1,941 09/30/2019
Clear Street Markets LLC13,100$1,852 12/31/2019
     SMH13,100$1,852 12/31/2019
Flow Traders U.S. LLC15,084$1,797 09/30/2019
     SMH15,084$1,797 09/30/2019
Advisor Group Inc.14,507$1,729 09/30/2019
     SMH14,507$1,729 09/30/2019
L & S Advisors Inc14,373$1,712 09/30/2019
     SMH14,373$1,712 09/30/2019
Lyell Wealth Management LP13,987$1,666 09/30/2019
     SMH13,987$1,666 09/30/2019
Financial Services Advisory Inc11,599$1,640 12/31/2019
     SMH11,599$1,640 12/31/2019
Raymond James Financial Services Advisors Inc.11,298$1,346 09/30/2019
     SMH11,298$1,346 09/30/2019
Bach Investment Advisors Ltd $1,310 09/30/2019
     Call11,000$1,310 09/30/2019
Sigma Planning Corp10,242$1,220 09/30/2019
     SMH10,242$1,220 09/30/2019
WT Wealth Management10,051$1,197 09/30/2019
     SMH10,051$1,197 09/30/2019
Transform Wealth LLC7,738$1,094 12/31/2019
     SMH7,738$1,094 12/31/2019
Cutler Group LP $996 09/30/2019
     Call201,100$869 09/30/2019
     SMH4,482$533 09/30/2019
     Put365,800$406 09/30/2019
Acorn Advisory Capital L.P.8,200$977 09/30/2019
     SMH8,200$977 09/30/2019
ARS Investment Partners LLC6,372$759 09/30/2019
     SMH6,372$759 09/30/2019
Osborn Williams & Donohoe LLC6,240$743 09/30/2019
     SMH6,240$743 09/30/2019
Sowell Financial Services LLC5,733$683 09/30/2019
     SMH5,733$683 09/30/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors5,660$674 09/30/2019
     SMH5,660$674 09/30/2019
Nvwm LLC5,618$669 09/30/2019
     SMH5,618$669 09/30/2019
Cambridge Investment Research Advisors Inc.5,606$668 09/30/2019
     SMH5,606$668 09/30/2019
Klingenstein Fields & Co. LLC5,600$667 09/30/2019
     SMH5,600$667 09/30/2019
Clear Creek Financial Management LLC4,316$628 12/31/2019
     SMH4,316$628 12/31/2019
Janney Montgomery Scott LLC4,288$606 12/31/2019
     SMH4,288$606 12/31/2019
Ameritas Investment Corp5,024$599 09/30/2019
     SMH5,024$599 09/30/2019
Fisher Asset Management LLC4,559$543 09/30/2019
     SMH4,559$543 09/30/2019
Stifel Financial Corp4,495$542 09/30/2019
     SMH4,495$542 09/30/2019
Institute for Wealth Management LLC.4,548$542 09/30/2019
     SMH4,548$542 09/30/2019
Jackson Hole Capital Partners LLC4,540$541 09/30/2019
     SMH4,540$541 09/30/2019
Means Investment CO. Inc.3,659$534 12/31/2019
     SMH3,659$534 12/31/2019
Nwam LLC3,735$528 12/31/2019
     SMH3,735$528 12/31/2019
McGuire Investment Group LLC3,333$471 12/31/2019
     SMH3,333$471 12/31/2019
MML Investors Services LLC3,744$446 09/30/2019
     SMH3,744$446 09/30/2019
Prime Capital Investment Advisors LLC3,695$440 09/30/2019
     SMH3,695$440 09/30/2019
J.W. Cole Advisors Inc.3,021$427 12/31/2019
     SMH3,021$427 12/31/2019
Parallax Volatility Advisers L.P. $423 09/30/2019
     Put235,600$28,067 09/30/2019
     Call128,800$15,345 09/30/2019
     SMH110,345$13,145 09/30/2019
SG3 Management LLC3,400$405 09/30/2019
     SMH3,400$405 09/30/2019
NEXT Financial Group Inc2,838$401 12/31/2019
     SMH2,838$401 12/31/2019
CenterStar Asset Management LLC $352 12/31/2019
     SMH2,531$357 12/31/2019
     Put88,700$5 12/31/2019
Bluefin Trading LLC $350 09/30/2019
     Call29,200$474 09/30/2019
     Put106,000$124 09/30/2019
Murphy Capital Management Inc.2,650$315 09/30/2019
     SMH2,650$315 09/30/2019
Commerzbank Aktiengesellschaft FI2,198$311 12/31/2019
     SMH2,198$311 12/31/2019
PVG Asset Management Corp2,607$311 09/30/2019
     SMH2,607$311 09/30/2019
Segall Bryant & Hamill LLC2,600$310 09/30/2019
     SMH2,600$310 09/30/2019
Wealthstreet Investment Advisors LLC2,105$298 12/31/2019
     SMH2,105$298 12/31/2019
Woodmont Investment Counsel LLC2,400$286 09/30/2019
     SMH2,400$286 09/30/2019
Fiera Capital Corp2,400$286 09/30/2019
     SMH2,400$286 09/30/2019
Cetera Advisor Networks LLC2,306$277 09/30/2019
     SMH2,306$277 09/30/2019
Pinnacle Associates Ltd.2,300$274 09/30/2019
     SMH2,300$274 09/30/2019
Winslow Evans & Crocker Inc.1,910$272 12/31/2019
     SMH1,910$272 12/31/2019
Annex Advisory Services LLC2,250$268 09/30/2019
     SMH2,250$268 09/30/2019
KCM Investment Advisors LLC2,161$257 09/30/2019
     SMH2,161$257 09/30/2019
J. Goldman & Co LP2,144$255 09/30/2019
     SMH2,144$255 09/30/2019
Steward Partners Investment Advisory LLC1,745$246 12/31/2019
     SMH1,745$246 12/31/2019
Moors & Cabot Inc.2,025$243 09/30/2019
     SMH2,025$243 09/30/2019
SWS Partners2,074$240 09/30/2019
     SMH2,074$240 09/30/2019
Carroll Financial Associates Inc.1,691$239 12/31/2019
     SMH1,691$239 12/31/2019
Roof Eidam & Maycock ADV1,475$209 12/31/2019
     SMH1,475$209 12/31/2019
Northwestern Mutual Wealth Management Co.1,598$190 09/30/2019
     SMH1,598$190 09/30/2019
SpiderRock Advisors LLC $187 12/31/2019
     Call56,800$187 12/31/2019
HAP Trading LLC $183 09/30/2019
     Call163,800$1,300 09/30/2019
     Put560,800$1,117 09/30/2019
Coastal Investment Advisors Inc.1,360$162 09/30/2019
     SMH1,360$162 09/30/2019
Thor Advisors LLC1,324$158 09/30/2019
     SMH1,324$158 09/30/2019
Macquarie Group Ltd.1,201$143 09/30/2019
     SMH1,201$143 09/30/2019
Global Trust Asset Management LLC1,201$143 09/30/2019
     SMH1,201$143 09/30/2019
US Bancorp DE1,157$138 09/30/2019
     SMH1,157$138 09/30/2019
IFP Advisors Inc885$128 12/31/2019
     SMH885$128 12/31/2019
Penserra Capital Management LLC1,040$123 09/30/2019
     SMH1,040$123 09/30/2019
Psagot Investment House Ltd.738$88 09/30/2019
     SMH738$88 09/30/2019
Usca Ria LLC612$73 09/30/2019
     SMH612$73 09/30/2019
First Allied Advisory Services Inc.592$71 09/30/2019
     SMH592$71 09/30/2019
Enterprise Financial Services Corp550$66 09/30/2019
     SMH550$66 09/30/2019
Global Retirement Partners LLC460$65 12/31/2019
     SMH460$65 12/31/2019
Creative Financial Designs Inc. ADV407$59 12/31/2019
     SMH407$59 12/31/2019
FMR LLC473$56 09/30/2019
     SMH473$56 09/30/2019
Parallel Advisors LLC417$50 09/30/2019
     SMH417$50 09/30/2019
Ellis Investment Partners LLC345$49 12/31/2019
     SMH345$49 12/31/2019
Golden State Wealth Management LLC380$45 09/30/2019
     SMH380$45 09/30/2019
Optimum Investment Advisors300$42 12/31/2019
     SMH300$42 12/31/2019
Harel Insurance Investments & Financial Services Ltd.272$38 12/31/2019
     SMH272$38 12/31/2019
Pacific Center for Financial Services302$36 09/30/2019
     SMH302$36 09/30/2019
Howe & Rusling Inc.287$34 09/30/2019
     SMH287$34 09/30/2019
Clearbridge Investments LLC160$19 09/30/2019
     SMH160$19 09/30/2019
Main Management LLC150$18 09/30/2019
     SMH150$18 09/30/2019
Allworth Financial LP112$16 12/31/2019
     SMH112$16 12/31/2019
Bedel Financial Consulting Inc.132$16 09/30/2019
     SMH132$16 09/30/2019
Proequities Inc.120$14 09/30/2019
     SMH120$14 09/30/2019
Joseph P. Lucia & Associates LLC75$11 12/31/2019
     SMH75$11 12/31/2019
Flagship Harbor Advisors LLC100$11 09/30/2019
     SMH100$11 09/30/2019
Advisory Services Network LLC92$10 09/30/2019
     SMH92$10 09/30/2019
BDO Wealth Advisors LLC65$8 09/30/2019
     SMH65$8 09/30/2019
Lehman & Derafelo Financial Resources LLC46$5 09/30/2019
     SMH46$5 09/30/2019
Emerald Investment Partners LLC25$3 09/30/2019
     SMH25$3 09/30/2019
Valeo Financial Advisors LLC10$1 12/31/2019
     SMH10$1 12/31/2019
Berkshire Capital Holdings Inc.10$1 09/30/2019
     SMH10$1 09/30/2019
Tower Research Capital LLC TRC 7$1 09/30/2019
     SMH7$1 09/30/2019
Ramius Advisors LLC $-99 09/30/2019
     Put510,200$99 09/30/2019
FNY Investment Advisers LLC $-190 12/31/2019
     Put1,346$190 12/31/2019
MYDA Advisors LLC $-1,787 09/30/2019
     Put15,000$1,787 09/30/2019
BlueCrest Capital Management Ltd $-1,787 09/30/2019
     Put15,000$1,787 09/30/2019
Financial Sense Advisors Inc. $-2,418 12/31/2019
     Put17,100$2,418 12/31/2019
Paloma Partners Management Co $-2,823 09/30/2019
     Put23,700$2,823 09/30/2019
PointState Capital LP $-2,978 09/30/2019
     Put25,000$2,978 09/30/2019
Verition Fund Management LLC $-3,574 09/30/2019
     Put30,000$3,574 09/30/2019
QVR LLC $-5,884 09/30/2019
     Put115,200$13,722 09/30/2019
     SMH52,891$6,301 09/30/2019
     Call12,900$1,537 09/30/2019
Moore Capital Management LP $-5,957 09/30/2019
     Put50,000$5,957 09/30/2019
Walleye Trading LLC $-7,932 09/30/2019
     Put134,000$15,963 09/30/2019
     Call39,200$4,670 09/30/2019
     SMH28,212$3,361 09/30/2019
K2 Principal Fund L.P. $-10,126 09/30/2019
     Put100,000$11,913 09/30/2019
     Call15,000$1,787 09/30/2019
Two Sigma Securities LLC $-11,281 09/30/2019
     Put286,900$34,178 09/30/2019
     Call192,200$22,897 09/30/2019
Nomura Holdings Inc. $-11,856 09/30/2019
     Put251,200$29,783 09/30/2019
     Call151,200$17,927 09/30/2019
Public Sector Pension Investment Board $-11,913 09/30/2019
     Put100,000$11,913 09/30/2019
Fore Capital LLC $-11,913 09/30/2019
     Put100,000$11,913 09/30/2019
Wolverine Trading LLC $-12,036 09/30/2019
     Put533,100$62,783 09/30/2019
     Call430,900$50,747 09/30/2019
Jefferies Group LLC $-14,377 09/30/2019
     Put196,800$23,445 09/30/2019
     SMH43,117$5,137 09/30/2019
     Call33,000$3,931 09/30/2019
Westchester Capital Management LLC $-22,169 09/30/2019
     Put186,100$22,169 09/30/2019
Apollo Management Holdings L.P. $-29,783 09/30/2019
     Put250,000$29,783 09/30/2019
Nokota Management LP $-37,526 09/30/2019
     Put315,000$37,526 09/30/2019
Credit Suisse AG $-40,192 09/30/2019
     Put512,600$61,066 09/30/2019
     SMH125,211$14,917 09/30/2019
     Call50,000$5,957 09/30/2019
Tilden Park Management I LLC $-47,652 09/30/2019
     Put400,000$47,652 09/30/2019
KCL Capital L.P. $-47,652 09/30/2019
     Put400,000$47,652 09/30/2019
Shannon River Fund Management LLC $-55,991 09/30/2019
     Put470,000$55,991 09/30/2019
Masters Capital Management LLC $-59,565 09/30/2019
     Put500,000$59,565 09/30/2019
Steadfast Capital Management LP $-59,565 09/30/2019
     Put500,000$59,565 09/30/2019
Thiel Macro LLC $-59,565 09/30/2019
     Put500,000$59,565 09/30/2019
black and white Capital LP $-59,565 09/30/2019
     Put500,000$59,565 09/30/2019
Susquehanna International Group LLP $-73,536 09/30/2019
     Put3,178,100$378,607 09/30/2019
     Call2,494,200$297,134 09/30/2019
     SMH66,624$7,937 09/30/2019
Citadel Advisors LLC $-83,457 09/30/2019
     Put2,838,000$338,091 09/30/2019
     Call2,065,000$246,003 09/30/2019
     SMH72,454$8,631 09/30/2019
Oaktree Capital Management LP $-89,348 09/30/2019
     Put750,000$89,348 09/30/2019
Jane Street Group LLC102,920$-295,261 09/30/2019
     Put3,278,200$390,532 09/30/2019
     Call696,800$83,010 09/30/2019
     SMH102,920$12,261 09/30/2019

See Summary: Institutional Holders of SMH
See Details: Top 10 Hedge Funds Holding SMH
Also See: SMH Holdings Changes

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