HoldingsChannel.com
Funds Holding ROK
HolderAmountPosition Size
($ in 1000's)
 As of
Vanguard Group Inc.10,840,560$2,197,057 12/31/2019
     ROK10,840,560$2,197,057 12/31/2019
BlackRock Inc.8,990,945$1,822,193 12/31/2019
     ROK8,990,945$1,822,193 12/31/2019
State Street Corp4,921,470$997,434 12/31/2019
     ROK4,921,470$997,434 12/31/2019
UBS Group AG $852,875 12/31/2019
     ROK4,218,895$855,044 12/31/2019
     Put10,700$2,169 12/31/2019
Alecta Pensionsforsakring Omsesidigt3,098,265$628,731 12/31/2019
     ROK3,098,265$628,731 12/31/2019
Bank of New York Mellon Corp2,079,940$421,540 12/31/2019
     ROK2,079,940$421,540 12/31/2019
Geode Capital Management LLC2,081,103$421,466 12/31/2019
     ROK2,081,103$421,466 12/31/2019
JPMorgan Chase & Co.1,703,034$345,155 12/31/2019
     ROK1,703,034$345,155 12/31/2019
Northern Trust Corp1,418,779$287,544 12/31/2019
     ROK1,418,779$287,544 12/31/2019
Lazard Asset Management LLC1,336,570$270,882 12/31/2019
     ROK1,336,570$270,882 12/31/2019
Bank of America Corp DE $269,467 12/31/2019
     ROK1,328,499$269,245 12/31/2019
     Call51,500$10,437 12/31/2019
     Put50,400$10,215 12/31/2019
Schroder Investment Management Group1,208,596$244,946 12/31/2019
     ROK1,208,596$244,946 12/31/2019
Goldman Sachs Group Inc.1,207,912$244,807 12/31/2019
     ROK1,207,912$244,807 12/31/2019
Champlain Investment Partners LLC1,183,320$239,823 12/31/2019
     ROK1,183,320$239,823 12/31/2019
Capital World Investors1,001,094$202,892 12/31/2019
     ROK1,001,094$202,892 12/31/2019
Nuveen Asset Management LLC942,275$190,970 12/31/2019
     ROK942,275$190,970 12/31/2019
Charles Schwab Investment Management Inc.938,148$190,135 12/31/2019
     ROK938,148$190,135 12/31/2019
Legal & General Group Plc931,089$188,489 12/31/2019
     ROK931,089$188,489 12/31/2019
Swedbank916,660$186,018 12/31/2019
     ROK916,660$186,018 12/31/2019
Wells Fargo & Company MN874,647$177,265 12/31/2019
     ROK874,647$177,265 12/31/2019
Franklin Resources Inc.861,445$174,589 12/31/2019
     ROK861,445$174,589 12/31/2019
Los Angeles Capital Management & Equity Research Inc.832,693$168,762 12/31/2019
     ROK832,693$168,762 12/31/2019
Wellington Management Group LLP772,022$156,466 12/31/2019
     ROK772,022$156,466 12/31/2019
Norges Bank767,614$155,572 12/31/2019
     ROK767,614$155,572 12/31/2019
UBS Asset Management Americas Inc.646,836$131,094 12/31/2019
     ROK646,836$131,094 12/31/2019
Dimensional Fund Advisors LP600,125$121,629 12/31/2019
     ROK600,125$121,629 12/31/2019
Pictet Asset Management Ltd.572,208$115,969 12/31/2019
     ROK572,208$115,969 12/31/2019
1832 Asset Management L.P.562,800$114,854 12/31/2019
     ROK562,800$114,854 12/31/2019
Sumitomo Mitsui Trust Holdings Inc.564,255$114,358 12/31/2019
     ROK564,255$114,358 12/31/2019
Royal Bank of Canada507,915$102,940 12/31/2019
     ROK507,915$102,940 12/31/2019
Alliancebernstein L.P.465,933$94,431 12/31/2019
     ROK465,933$94,431 12/31/2019
Invesco Ltd.457,034$92,627 12/31/2019
     ROK457,034$92,627 12/31/2019
Frontier Capital Management Co. LLC454,119$92,036 12/31/2019
     ROK454,119$92,036 12/31/2019
King Luther Capital Management Corp453,997$92,012 12/31/2019
     ROK453,997$92,012 12/31/2019
Two Sigma Advisers LP426,783$86,496 12/31/2019
     ROK426,783$86,496 12/31/2019
Clearbridge Investments LLC395,340$81,298 12/31/2019
     ROK395,340$81,298 12/31/2019
APG Asset Management N.V.436,640$78,836 12/31/2019
     ROK436,640$78,836 12/31/2019
FMR LLC388,950$78,829 12/31/2019
     ROK388,950$78,829 12/31/2019
Two Sigma Investments LP $78,458 12/31/2019
     ROK392,428$79,533 12/31/2019
     Put6,600$1,338 12/31/2019
     Call1,300$263 12/31/2019
Janus Henderson Group PLC382,585$77,541 12/31/2019
     ROK382,585$77,541 12/31/2019
Swiss National Bank368,846$74,754 12/31/2019
     ROK368,846$74,754 12/31/2019
Price T Rowe Associates Inc. MD321,215$65,101 12/31/2019
     ROK321,215$65,101 12/31/2019
Amundi Pioneer Asset Management Inc.316,130$64,071 12/31/2019
     ROK316,130$64,071 12/31/2019
Primecap Management Co. CA307,955$62,413 12/31/2019
     ROK307,955$62,413 12/31/2019
Deutsche Bank AG306,144$62,041 12/31/2019
     ROK306,144$62,041 12/31/2019
Parametric Portfolio Associates LLC305,700$61,956 12/31/2019
     ROK305,700$61,956 12/31/2019
Saturna Capital CORP300,000$60,801 12/31/2019
     ROK300,000$60,801 12/31/2019
Ameriprise Financial Inc.296,128$60,027 12/31/2019
     ROK296,128$60,027 12/31/2019
Neuberger Berman Group LLC292,229$59,226 12/31/2019
     ROK292,229$59,226 12/31/2019
Bank of Montreal Can $59,032 12/31/2019
     ROK304,274$61,667 12/31/2019
     Put73,000$14,795 12/31/2019
     Call60,000$12,160 12/31/2019
Ardevora Asset Management LLP288,900$58,551 12/31/2019
     ROK288,900$58,551 12/31/2019
Baird Financial Group Inc.284,975$57,755 12/31/2019
     ROK284,975$57,755 12/31/2019
Gabelli Funds LLC282,700$57,295 12/31/2019
     ROK282,700$57,295 12/31/2019
TimesSquare Capital Management LLC282,600$57,275 12/31/2019
     ROK282,600$57,275 12/31/2019
O Shaughnessy Asset Management LLC277,637$56,241 12/31/2019
     ROK277,637$56,241 12/31/2019
California Public Employees Retirement System276,773$56,094 12/31/2019
     ROK276,773$56,094 12/31/2019
Worldquant Millennium Advisors LLC276,556$56,050 12/31/2019
     ROK276,556$56,050 12/31/2019
New York State Common Retirement Fund276,250$55,988 12/31/2019
     ROK276,250$55,988 12/31/2019
First Trust Advisors LP258,390$52,368 12/31/2019
     ROK258,390$52,368 12/31/2019
Nitorum Capital L.P.256,756$52,037 12/31/2019
     ROK256,756$52,037 12/31/2019
Credit Suisse AG253,962$51,469 12/31/2019
     ROK253,962$51,469 12/31/2019
Fort Pitt Capital Group LLC251,541$50,980 12/31/2019
     ROK251,541$50,980 12/31/2019
American Century Companies Inc.250,659$50,801 12/31/2019
     ROK250,659$50,801 12/31/2019
Eaton Vance Management240,509$48,744 12/31/2019
     ROK240,509$48,744 12/31/2019
Impax Asset Management Group plc235,976$47,825 12/31/2019
     ROK235,976$47,825 12/31/2019
Investec Asset Management LTD233,531$47,330 12/31/2019
     ROK233,531$47,330 12/31/2019
Rhumbline Advisers227,321$46,071 12/31/2019
     ROK227,321$46,071 12/31/2019
Morgan Stanley224,074$45,412 12/31/2019
     ROK224,074$45,412 12/31/2019
Cambiar Investors LLC221,667$44,925 12/31/2019
     ROK221,667$44,925 12/31/2019
Gamco Investors INC. ET AL221,250$44,841 12/31/2019
     ROK221,250$44,841 12/31/2019
Renaissance Technologies LLC218,700$44,324 12/31/2019
     ROK218,700$44,324 12/31/2019
Candriam Luxembourg S.C.A.214,740$43,523 12/31/2019
     ROK214,740$43,523 12/31/2019
Barclays PLC $43,364 12/31/2019
     ROK222,562$45,106 12/31/2019
     Put20,400$4,134 12/31/2019
     Call11,800$2,392 12/31/2019
California State Teachers Retirement System210,778$42,718 12/31/2019
     ROK210,778$42,718 12/31/2019
Millennium Management LLC208,513$42,259 12/31/2019
     ROK208,513$42,259 12/31/2019
Robeco Institutional Asset Management B.V.206,757$41,904 12/31/2019
     ROK206,757$41,904 12/31/2019
Westfield Capital Management Co. LP203,208$41,184 12/31/2019
     ROK203,208$41,184 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main199,849$40,555 12/31/2019
     ROK199,849$40,555 12/31/2019
Man Group plc197,828$40,094 12/31/2019
     ROK197,828$40,094 12/31/2019
TD Asset Management Inc.196,404$39,805 12/31/2019
     ROK196,404$39,805 12/31/2019
National Pension Service190,314$38,571 12/31/2019
     ROK190,314$38,571 12/31/2019
Principal Financial Group Inc.183,513$37,193 12/31/2019
     ROK183,513$37,193 12/31/2019
Panagora Asset Management Inc.182,663$37,020 12/31/2019
     ROK182,663$37,020 12/31/2019
Huntington National Bank175,839$35,637 12/31/2019
     ROK175,839$35,637 12/31/2019
Waters Parkerson & CO. LLC175,092$35,486 12/31/2019
     ROK175,092$35,486 12/31/2019
Nicholas Company Inc.170,495$34,554 12/31/2019
     ROK170,495$34,554 12/31/2019
State Board of Administration of Florida Retirement System160,919$32,613 12/31/2019
     ROK160,919$32,613 12/31/2019
Reynders McVeigh Capital Management LLC159,242$32,274 12/31/2019
     ROK159,242$32,274 12/31/2019
Heathbridge Capital Management Ltd.158,785$32,181 12/31/2019
     ROK158,785$32,181 12/31/2019
Fred Alger Management LLC158,044$32,031 12/31/2019
     ROK158,044$32,031 12/31/2019
Assenagon Asset Management S.A.157,818$31,985 12/31/2019
     ROK157,818$31,985 12/31/2019
Williams Jones Wealth Management LLC.148,544$30,105 12/31/2019
     ROK148,544$30,105 12/31/2019
New York State Teachers Retirement System148,506$30,098 12/31/2019
     ROK148,506$30,098 12/31/2019
Smith Asset Management Group LP148,418$30,088 12/31/2019
     ROK148,418$30,088 12/31/2019
Great West Life Assurance Co. Can146,182$29,421 12/31/2019
     ROK146,182$29,421 12/31/2019
Victory Capital Management Inc.141,955$28,770 12/31/2019
     ROK141,955$28,770 12/31/2019
WINTON GROUP Ltd140,633$28,502 12/31/2019
     ROK140,633$28,502 12/31/2019
Markel Corp140,100$28,394 12/31/2019
     ROK140,100$28,394 12/31/2019
Schwartz Investment Counsel Inc.140,000$28,374 12/31/2019
     ROK140,000$28,374 12/31/2019
Hsbc Holdings PLC $28,087 12/31/2019
     ROK124,572$25,448 12/31/2019
     Call13,000$2,639 12/31/2019
Arrowstreet Capital Limited Partnership133,266$27,009 12/31/2019
     ROK133,266$27,009 12/31/2019
Waddell & Reed Financial Inc.132,029$26,758 12/31/2019
     ROK132,029$26,758 12/31/2019
AQR Capital Management LLC131,580$26,667 12/31/2019
     ROK131,580$26,667 12/31/2019
Nordea Investment Management AB129,077$26,290 12/31/2019
     ROK129,077$26,290 12/31/2019
Stephens Investment Management Group LLC129,698$26,286 12/31/2019
     ROK129,698$26,286 12/31/2019
Sunbelt Securities Inc.513$25,992 12/31/2019
     ROK513$25,992 12/31/2019
PNC Financial Services Group Inc.119,295$24,177 12/31/2019
     ROK119,295$24,177 12/31/2019
Mitsubishi UFJ Trust & Banking Corp116,618$23,636 12/31/2019
     ROK116,618$23,636 12/31/2019
Macquarie Group Ltd.112,690$22,839 12/31/2019
     ROK112,690$22,839 12/31/2019
Prudential Financial Inc.112,311$22,762 12/31/2019
     ROK112,311$22,762 12/31/2019
Sei Investments Co.111,213$22,539 12/31/2019
     ROK111,213$22,539 12/31/2019
Ceredex Value Advisors LLC110,825$22,461 12/31/2019
     ROK110,825$22,461 12/31/2019
Mn Services Vermogensbeheer B.V.109,602$22,213 12/31/2019
     ROK109,602$22,213 12/31/2019
Toronto Dominion Bank109,237$22,136 12/31/2019
     ROK109,237$22,136 12/31/2019
The Manufacturers Life Insurance Company 109,085$22,108 12/31/2019
     ROK109,085$22,108 12/31/2019
AustralianSuper Pty Ltd107,398$21,766 12/31/2019
     ROK107,398$21,766 12/31/2019
PGGM Investments104,583$21,196 12/31/2019
     ROK104,583$21,196 12/31/2019
State of Wisconsin Investment Board104,222$21,123 12/31/2019
     ROK104,222$21,123 12/31/2019
Fisher Asset Management LLC104,034$21,085 12/31/2019
     ROK104,034$21,085 12/31/2019
Vident Investment Advisory LLC103,716$21,020 12/31/2019
     ROK103,716$21,020 12/31/2019
Chevy Chase Trust Holdings Inc.98,859$20,037 12/31/2019
     ROK98,859$20,037 12/31/2019
Aperio Group LLC98,458$19,954 12/31/2019
     ROK98,458$19,954 12/31/2019
Lord Abbett & CO. LLC98,111$19,884 12/31/2019
     ROK98,111$19,884 12/31/2019
Pinebridge Investments L.P.95,885$19,433 12/31/2019
     ROK95,885$19,433 12/31/2019
Raymond James & Associates93,379$18,925 12/31/2019
     ROK93,379$18,925 12/31/2019
DNB Asset Management AS92,578$18,763 12/31/2019
     ROK92,578$18,763 12/31/2019
Korea Investment CORP87,800$17,794 12/31/2019
     ROK87,800$17,794 12/31/2019
Kornitzer Capital Management Inc. KS86,761$17,584 12/31/2019
     ROK86,761$17,584 12/31/2019
Carnegie Capital Asset Management LLC86,630$17,557 12/31/2019
     ROK86,630$17,557 12/31/2019
State of New Jersey Common Pension Fund D85,653$17,359 12/31/2019
     ROK85,653$17,359 12/31/2019
AXA84,554$17,136 12/31/2019
     ROK84,554$17,136 12/31/2019
Mariner LLC81,890$16,597 12/31/2019
     ROK81,890$16,597 12/31/2019
Boston Family Office LLC81,267$16,470 12/31/2019
     ROK81,267$16,470 12/31/2019
US Bancorp DE81,096$16,435 12/31/2019
     ROK81,096$16,435 12/31/2019
Zurcher Kantonalbank Zurich Cantonalbank 80,319$16,278 12/31/2019
     ROK80,319$16,278 12/31/2019
Citadel Advisors LLC $15,929 12/31/2019
     ROK71,797$14,551 12/31/2019
     Call57,800$11,714 12/31/2019
     Put51,000$10,336 12/31/2019
Glenmede Trust Co. NA77,596$15,725 12/31/2019
     ROK77,596$15,725 12/31/2019
Voya Investment Management LLC76,781$15,562 12/31/2019
     ROK76,781$15,562 12/31/2019
Hemenway Trust Co LLC74,717$15,143 12/31/2019
     ROK74,717$15,143 12/31/2019
Scopus Asset Management L.P. $15,139 12/31/2019
     ROK99,699$20,206 12/31/2019
     Put25,000$5,067 12/31/2019
Wafra Inc.73,092$14,814 12/31/2019
     ROK73,092$14,814 12/31/2019
Blair William & Co. IL69,467$14,079 12/31/2019
     ROK69,467$14,079 12/31/2019
Russell Investments Group Ltd.68,988$13,988 12/31/2019
     ROK68,988$13,988 12/31/2019
Davis R M Inc.67,627$13,706 12/31/2019
     ROK67,627$13,706 12/31/2019
Somerville Kurt F66,315$13,440 12/31/2019
     ROK66,315$13,440 12/31/2019
Mairs & Power INC63,270$12,823 12/31/2019
     ROK63,270$12,823 12/31/2019
Asset Management One Co. Ltd.62,055$12,577 12/31/2019
     ROK62,055$12,577 12/31/2019
Keybank National Association OH61,126$12,388 12/31/2019
     ROK61,126$12,388 12/31/2019
Susquehanna International Group LLP $12,331 12/31/2019
     Call100,400$20,348 12/31/2019
     Put70,500$14,288 12/31/2019
     ROK30,944$6,271 12/31/2019
Advisors Asset Management Inc.56,475$11,446 12/31/2019
     ROK56,475$11,446 12/31/2019
Skandinaviska Enskilda Banken AB publ 56,295$11,409 12/31/2019
     ROK56,295$11,409 12/31/2019
Robecosam AG55,000$11,161 12/31/2019
     ROK55,000$11,161 12/31/2019
Westpac Banking Corp55,019$11,151 12/31/2019
     ROK55,019$11,151 12/31/2019
NN Investment Partners Holdings N.V.55,004$11,146 12/31/2019
     ROK55,004$11,146 12/31/2019
Chartwell Investment Partners LLC53,479$10,839 12/31/2019
     ROK53,479$10,839 12/31/2019
Oxford Asset Management LLP52,725$10,686 12/31/2019
     ROK52,725$10,686 12/31/2019
First Republic Investment Management Inc.52,646$10,669 12/31/2019
     ROK52,646$10,669 12/31/2019
American International Group Inc.52,602$10,661 12/31/2019
     ROK52,602$10,661 12/31/2019
Canada Pension Plan Investment Board52,301$10,600 12/31/2019
     ROK52,301$10,600 12/31/2019
Standard Life Aberdeen plc52,249$10,595 12/31/2019
     ROK52,249$10,595 12/31/2019
North Star Asset Management Inc.52,267$10,593 12/31/2019
     ROK52,267$10,593 12/31/2019
Jane Street Group LLC $10,531 12/31/2019
     ROK34,759$7,045 12/31/2019
     Call32,300$6,546 12/31/2019
     Put15,100$3,060 12/31/2019
BNP Paribas Arbitrage SA51,435$10,424 12/31/2019
     ROK51,435$10,424 12/31/2019
Commonwealth Equity Services LLC51,150$10,366 12/31/2019
     ROK51,150$10,366 12/31/2019
Commerce Bank50,860$10,308 12/31/2019
     ROK50,860$10,308 12/31/2019
Citigroup Inc. $10,307 12/31/2019
     ROK75,665$15,334 12/31/2019
     Put49,300$9,992 12/31/2019
     Call24,500$4,965 12/31/2019
Retirement Systems of Alabama50,782$10,292 12/31/2019
     ROK50,782$10,292 12/31/2019
Trillium Asset Management LLC49,847$10,102 12/31/2019
     ROK49,847$10,102 12/31/2019
Shell Asset Management Co.49,628$10,058 12/31/2019
     ROK49,628$10,058 12/31/2019
MUFG Americas Holdings Corp49,449$10,022 12/31/2019
     ROK49,449$10,022 12/31/2019
Handelsbanken Fonder AB48,766$9,883 12/31/2019
     ROK48,766$9,883 12/31/2019
Envestnet Asset Management Inc.48,759$9,882 12/31/2019
     ROK48,759$9,882 12/31/2019
Mirae Asset Global Investments Co. Ltd.48,392$9,807 12/31/2019
     ROK48,392$9,807 12/31/2019
Gotham Asset Management LLC47,084$9,543 12/31/2019
     ROK47,084$9,543 12/31/2019
Thrivent Financial for Lutherans47,031$9,531 12/31/2019
     ROK47,031$9,531 12/31/2019
AMP Capital Investors Ltd45,335$9,200 12/31/2019
     ROK45,335$9,200 12/31/2019
OMERS ADMINISTRATION Corp44,600$9,039 12/31/2019
     ROK44,600$9,039 12/31/2019
Royal London Asset Management Ltd.44,487$9,029 12/31/2019
     ROK44,487$9,029 12/31/2019
Temasek Holdings Private Ltd44,409$9,000 12/31/2019
     ROK44,409$9,000 12/31/2019
Cipher Capital LP44,388$8,996 12/31/2019
     ROK44,388$8,996 12/31/2019
Sandler Capital Management44,363$8,991 12/31/2019
     ROK44,363$8,991 12/31/2019
Congress Asset Management Co. MA43,538$8,824 12/31/2019
     ROK43,538$8,824 12/31/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund43,361$8,788 12/31/2019
     ROK43,361$8,788 12/31/2019
Stifel Financial Corp42,968$8,701 12/31/2019
     ROK42,968$8,701 12/31/2019
DekaBank Deutsche Girozentrale42,667$8,648 12/31/2019
     ROK42,667$8,648 12/31/2019
Cabot Wealth Management Inc.42,592$8,632 12/31/2019
     ROK42,592$8,632 12/31/2019
Moreno Evelyn V42,246$8,562 12/31/2019
     ROK42,246$8,562 12/31/2019
Baker Chad R42,070$8,527 12/31/2019
     ROK42,070$8,527 12/31/2019
Synovus Financial Corp41,998$8,491 12/31/2019
     ROK41,998$8,491 12/31/2019
Isthmus Partners LLC41,809$8,473 12/31/2019
     ROK41,809$8,473 12/31/2019
Seven Eight Capital LP41,575$8,426 12/31/2019
     ROK41,575$8,426 12/31/2019
Raymond James Financial Services Advisors Inc.40,979$8,310 12/31/2019
     ROK40,979$8,310 12/31/2019
Aviva PLC40,746$8,258 12/31/2019
     ROK40,746$8,258 12/31/2019
Polar Capital LLP40,149$8,137 12/31/2019
     ROK40,149$8,137 12/31/2019
Granite Investment Partners LLC39,932$8,093 12/31/2019
     ROK39,932$8,093 12/31/2019
Tocqueville Asset Management L.P.39,904$8,087 12/31/2019
     ROK39,904$8,087 12/31/2019
Ontario Teachers Pension Plan Board39,601$8,026 12/31/2019
     ROK39,601$8,026 12/31/2019
Public Employees Retirement System of Ohio39,593$8,024 12/31/2019
     ROK39,593$8,024 12/31/2019
Manning & Napier Group LLC39,252$7,954 12/31/2019
     ROK39,252$7,954 12/31/2019
LPL Financial LLC37,750$7,651 12/31/2019
     ROK37,750$7,651 12/31/2019
Truist Financial Corp37,699$7,641 12/31/2019
     ROK37,699$7,641 12/31/2019
Broderick Brian C37,043$7,508 12/31/2019
     ROK37,043$7,508 12/31/2019
Nomura Asset Management Co. Ltd.37,008$7,500 12/31/2019
     ROK37,008$7,500 12/31/2019
Bank of Nova Scotia36,832$7,465 12/31/2019
     ROK36,832$7,465 12/31/2019
Natixis36,751$7,458 12/31/2019
     ROK36,751$7,458 12/31/2019
Banco Bilbao Vizcaya Argentaria S.A.36,682$7,434 12/31/2019
     ROK36,682$7,434 12/31/2019
Bartlett & Co. LLC44,994$7,415 09/30/2019
     ROK44,994$7,415 09/30/2019
Virginia Retirement Systems ET AL35,800$7,256 12/31/2019
     ROK35,800$7,256 12/31/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.35,549$7,205 12/31/2019
     ROK35,549$7,205 12/31/2019
Azimuth Capital Management LLC35,035$7,101 12/31/2019
     ROK35,035$7,101 12/31/2019
Piedmont Investment Advisors Inc.34,880$7,069 12/31/2019
     ROK34,880$7,069 12/31/2019
Xact Kapitalforvaltning AB33,451$6,780 12/31/2019
     ROK33,451$6,780 12/31/2019
Oregon Public Employees Retirement Fund33,066$6,701 12/31/2019
     ROK33,066$6,701 12/31/2019
Peapack Gladstone Financial Corp32,922$6,672 12/31/2019
     ROK32,922$6,672 12/31/2019
M. Kraus & Co32,683$6,624 12/31/2019
     ROK32,683$6,624 12/31/2019
Trexquant Investment LP32,018$6,489 12/31/2019
     ROK32,018$6,489 12/31/2019
Kidder Stephen W31,929$6,471 12/31/2019
     ROK31,929$6,471 12/31/2019
Nisa Investment Advisors LLC31,876$6,460 12/31/2019
     ROK31,876$6,460 12/31/2019
Group One Trading L.P. $6,445 12/31/2019
     Call36,800$7,458 12/31/2019
     Put5,000$1,013 12/31/2019
D.A. Davidson & CO.31,244$6,333 12/31/2019
     ROK31,244$6,333 12/31/2019
MUFG Securities EMEA plc31,000$6,283 12/31/2019
     ROK31,000$6,283 12/31/2019
Regal Wealth Group Inc.30,873$6,257 12/31/2019
     ROK30,873$6,257 12/31/2019
MetLife Investment Management LLC30,695$6,221 12/31/2019
     ROK30,695$6,221 12/31/2019
Engineers Gate Manager LP30,398$6,161 12/31/2019
     ROK30,398$6,161 12/31/2019
Rockland Trust Co.30,177$6,116 12/31/2019
     ROK30,177$6,116 12/31/2019
Integrated Advisors Network LLC30,002$6,080 12/31/2019
     ROK30,002$6,080 12/31/2019
Crossvault Capital Management LLC29,837$6,047 12/31/2019
     ROK29,837$6,047 12/31/2019
Brown Advisory Inc.29,820$6,043 12/31/2019
     ROK29,820$6,043 12/31/2019
Ensign Peak Advisors Inc29,636$6,006 12/31/2019
     ROK29,636$6,006 12/31/2019
Guggenheim Capital LLC29,623$6,004 12/31/2019
     ROK29,623$6,004 12/31/2019
Arizona State Retirement System29,596$5,998 12/31/2019
     ROK29,596$5,998 12/31/2019
Cubist Systematic Strategies LLC28,981$5,874 12/31/2019
     ROK28,981$5,874 12/31/2019
Markston International LLC28,911$5,859 12/31/2019
     ROK28,911$5,859 12/31/2019
Freestone Capital Holdings LLC28,818$5,841 12/31/2019
     ROK28,818$5,841 12/31/2019
State of Michigan Retirement System27,990$5,673 12/31/2019
     ROK27,990$5,673 12/31/2019
Gulf International Bank UK Ltd27,900$5,654 12/31/2019
     ROK27,900$5,654 12/31/2019
Treasurer of the State of North Carolina27,797$5,634 12/31/2019
     ROK27,797$5,634 12/31/2019
State of Alaska Department of Revenue27,740$5,621 12/31/2019
     ROK27,740$5,621 12/31/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp27,571$5,588 12/31/2019
     ROK27,571$5,588 12/31/2019
State of Tennessee Treasury Department27,528$5,579 12/31/2019
     ROK27,528$5,579 12/31/2019
Sumitomo Mitsui DS Asset Management Company Ltd27,440$5,561 12/31/2019
     ROK27,440$5,561 12/31/2019
Andra AP fonden27,200$5,513 12/31/2019
     ROK27,200$5,513 12/31/2019
Federated Hermes Inc.27,073$5,487 12/31/2019
     ROK27,073$5,487 12/31/2019
Mandatum Life Insurance Co Ltd26,777$5,427 12/31/2019
     ROK26,777$5,427 12/31/2019
Comerica Bank27,549$5,367 12/31/2019
     ROK27,549$5,367 12/31/2019
Sentry Investment Management LLC26,259$5,322 12/31/2019
     ROK26,259$5,322 12/31/2019
Jupiter Wealth Management LLC25,626$5,199 12/31/2019
     ROK25,626$5,199 12/31/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.24,986$5,063 12/31/2019
     ROK24,986$5,063 12/31/2019
Paloma Partners Management Co $5,044 12/31/2019
     ROK20,283$4,112 12/31/2019
     Call4,600$932 12/31/2019
Brandywine Global Investment Management LLC23,731$4,881 12/31/2019
     ROK23,731$4,881 12/31/2019
Puzo Michael J24,048$4,873 12/31/2019
     ROK24,048$4,873 12/31/2019
Douglass Winthrop Advisors LLC23,159$4,694 12/31/2019
     ROK23,159$4,694 12/31/2019
HighTower Advisors LLC23,196$4,689 12/31/2019
     ROK23,196$4,689 12/31/2019
Sandy Spring Bank22,945$4,650 12/31/2019
     ROK22,945$4,650 12/31/2019
Metropolitan Life Insurance Co NY22,885$4,638 12/31/2019
     ROK22,885$4,638 12/31/2019
Pillar Pacific Capital Management LLC22,862$4,633 12/31/2019
     ROK22,862$4,633 12/31/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA22,824$4,626 12/31/2019
     ROK22,824$4,626 12/31/2019
Notis McConarty Edward22,561$4,573 12/31/2019
     ROK22,561$4,573 12/31/2019
Ladenburg Thalmann Financial Services Inc.22,217$4,469 12/31/2019
     ROK22,217$4,469 12/31/2019
Utah Retirement Systems21,837$4,426 12/31/2019
     ROK21,837$4,426 12/31/2019
Public Employees Retirement Association of Colorado21,744$4,407 12/31/2019
     ROK21,744$4,407 12/31/2019
Watch Point Trust Co21,530$4,363 12/31/2019
     ROK21,530$4,363 12/31/2019
Spark Investment Management LLC21,500$4,357 12/31/2019
     ROK21,500$4,357 12/31/2019
Natixis Advisors L.P.21,455$4,348 12/31/2019
     ROK21,455$4,348 12/31/2019
Creative Planning21,207$4,298 12/31/2019
     ROK21,207$4,298 12/31/2019
Advisor Group Inc.20,717$4,203 12/31/2019
     ROK20,717$4,203 12/31/2019
Texas Permanent School Fund20,446$4,144 12/31/2019
     ROK20,446$4,144 12/31/2019
Public Sector Pension Investment Board20,222$4,098 12/31/2019
     ROK20,222$4,098 12/31/2019
Amalgamated Bank19,940$4,041 12/31/2019
     ROK19,940$4,041 12/31/2019
A.R.T. Advisors LLC19,600$3,972 12/31/2019
     ROK19,600$3,972 12/31/2019
Portland Global Advisors LLC19,539$3,960 12/31/2019
     ROK19,539$3,960 12/31/2019
Nissay Asset Management Corp Japan ADV19,389$3,930 12/31/2019
     ROK19,389$3,930 12/31/2019
PEAK6 Investments LLC $3,912 12/31/2019
     ROK34,205$6,932 12/31/2019
     Put14,900$3,020 12/31/2019
Mutual of America Capital Management LLC19,176$3,886 12/31/2019
     ROK19,176$3,886 12/31/2019
Allstate Corp19,063$3,863 12/31/2019
     ROK19,063$3,863 12/31/2019
Gateway Investment Advisers LLC18,802$3,811 12/31/2019
     ROK18,802$3,811 12/31/2019
Dupont Capital Management Corp18,561$3,762 12/31/2019
     ROK18,561$3,762 12/31/2019
Mackay Shields LLC18,238$3,696 12/31/2019
     ROK18,238$3,696 12/31/2019
ProShare Advisors LLC18,068$3,662 12/31/2019
     ROK18,068$3,662 12/31/2019
Alberta Investment Management Corp17,900$3,628 12/31/2019
     ROK17,900$3,628 12/31/2019
Cohen Lawrence B17,888$3,626 12/31/2019
     ROK17,888$3,626 12/31/2019
Captrust Financial Advisors17,363$3,571 12/31/2019
     ROK17,363$3,571 12/31/2019
Marketfield Asset Management LLC17,497$3,551 12/31/2019
     ROK17,497$3,551 12/31/2019
Weatherly Asset Management L. P.17,043$3,454 12/31/2019
     ROK17,043$3,454 12/31/2019
Farmers & Merchants Investments Inc.16,998$3,445 12/31/2019
     ROK16,998$3,445 12/31/2019
Sterling Capital Management LLC20,650$3,403 09/30/2019
     ROK20,650$3,403 09/30/2019
FIL Ltd16,507$3,345 12/31/2019
     ROK16,507$3,345 12/31/2019
M&T Bank Corp16,503$3,344 12/31/2019
     ROK16,503$3,344 12/31/2019
Garrison Asset Management LLC16,498$3,344 12/31/2019
     ROK16,498$3,344 12/31/2019
Mason Street Advisors LLC16,486$3,341 12/31/2019
     ROK16,486$3,341 12/31/2019
Sturgeon Ventures LLP16,459$3,336 12/31/2019
     ROK16,459$3,336 12/31/2019
Kwmg LLC16,348$3,313 12/31/2019
     ROK16,348$3,313 12/31/2019
Beacon Investment Advisory Services Inc.16,310$3,306 12/31/2019
     ROK16,310$3,306 12/31/2019
Wolverine Trading LLC $3,218 12/31/2019
     Call27,500$5,581 12/31/2019
     Put20,700$4,201 12/31/2019
     ROK9,057$1,838 12/31/2019
Fort L.P.15,875$3,217 12/31/2019
     ROK15,875$3,217 12/31/2019
QS Investors LLC15,584$3,205 12/31/2019
     ROK15,584$3,205 12/31/2019
Dai Ichi Life Insurance Company Ltd15,725$3,187 12/31/2019
     ROK15,725$3,187 12/31/2019
Caisse DE Depot ET Placement DU Quebec15,689$3,180 12/31/2019
     ROK15,689$3,180 12/31/2019
GAM Holding AG15,618$3,165 12/31/2019
     ROK15,618$3,165 12/31/2019
Norinchukin Bank The15,299$3,101 12/31/2019
     ROK15,299$3,101 12/31/2019
Fiduciary Trust Co.15,082$3,057 12/31/2019
     ROK15,082$3,057 12/31/2019
BOKF NA14,924$3,025 12/31/2019
     ROK14,924$3,025 12/31/2019
Hall Laurie J Trustee14,890$3,018 12/31/2019
     ROK14,890$3,018 12/31/2019
Parcion Private Wealth LLC14,810$3,002 12/31/2019
     ROK14,810$3,002 12/31/2019
Capital Fund Management S.A. $2,987 12/31/2019
     ROK12,437$2,521 12/31/2019
     Call2,300$466 12/31/2019
SG Americas Securities LLC $2,880 12/31/2019
     ROK13,729$2,782 12/31/2019
     Call96,500$130 12/31/2019
     Put146,500$32 12/31/2019
Bayesian Capital Management LP14,207$2,879 12/31/2019
     ROK14,207$2,879 12/31/2019
Jefferies Group LLC $2,850 12/31/2019
     Put25,600$5,188 12/31/2019
     Call24,700$5,006 12/31/2019
     ROK14,962$3,032 12/31/2019
Telos Capital Management Inc.13,879$2,813 12/31/2019
     ROK13,879$2,813 12/31/2019
Beese Fulmer Investment Management Inc.13,787$2,794 12/31/2019
     ROK13,787$2,794 12/31/2019
Cibc World Markets Corp13,669$2,770 12/31/2019
     ROK13,669$2,770 12/31/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH13,618$2,764 12/31/2019
     ROK13,618$2,764 12/31/2019
Voloridge Investment Management LLC13,446$2,725 12/31/2019
     ROK13,446$2,725 12/31/2019
Page Arthur B13,441$2,724 12/31/2019
     ROK13,441$2,724 12/31/2019
Cambridge Investment Research Advisors Inc.13,275$2,690 12/31/2019
     ROK13,275$2,690 12/31/2019
Brinker Capital Inc.13,187$2,673 12/31/2019
     ROK13,187$2,673 12/31/2019
Ledyard National Bank13,110$2,657 12/31/2019
     ROK13,110$2,657 12/31/2019
Meadow Creek Investment Management LLC16,116$2,656 09/30/2019
     ROK16,116$2,656 09/30/2019
Hartford Investment Management Co.13,007$2,636 12/31/2019
     ROK13,007$2,636 12/31/2019
Barings LLC12,944$2,623 12/31/2019
     ROK12,944$2,623 12/31/2019
Janney Montgomery Scott LLC12,889$2,612 12/31/2019
     ROK12,889$2,612 12/31/2019
South Texas Money Management Ltd.15,685$2,585 09/30/2019
     ROK15,685$2,585 09/30/2019
Davis Rea LTD.12,682$2,570 12/31/2019
     ROK12,682$2,570 12/31/2019
ExodusPoint Capital Management LP12,683$2,570 12/31/2019
     ROK12,683$2,570 12/31/2019
Riverbridge Partners LLC12,638$2,561 12/31/2019
     ROK12,638$2,561 12/31/2019
Papp L Roy & Associates12,382$2,509 12/31/2019
     ROK12,382$2,509 12/31/2019
CIBC Private Wealth Group LLC12,191$2,471 12/31/2019
     ROK12,191$2,471 12/31/2019
Rockefeller Capital Management L.P.12,158$2,464 12/31/2019
     ROK12,158$2,464 12/31/2019
BP PLC12,000$2,433 12/31/2019
     ROK12,000$2,433 12/31/2019
Maverick Capital Ltd.11,998$2,432 12/31/2019
     ROK11,998$2,432 12/31/2019
Ilmarinen Mutual Pension Insurance Co12,000$2,432 12/31/2019
     ROK12,000$2,432 12/31/2019
Searle & CO.11,954$2,423 12/31/2019
     ROK11,954$2,423 12/31/2019
IFM Investors Pty Ltd11,915$2,415 12/31/2019
     ROK11,915$2,415 12/31/2019
Washington Trust Bank11,790$2,389 12/31/2019
     ROK11,790$2,389 12/31/2019
Securian Asset Management Inc11,721$2,375 12/31/2019
     ROK11,721$2,375 12/31/2019
Teachers Retirement System of The State of Kentucky11,450$2,321 12/31/2019
     ROK11,450$2,321 12/31/2019
Sumitomo Life Insurance Co.11,394$2,309 12/31/2019
     ROK11,394$2,309 12/31/2019
Everence Capital Management Inc.11,358$2,302 12/31/2019
     ROK11,358$2,302 12/31/2019
Minot Wealth Management LLC11,490$2,291 12/31/2019
     ROK11,490$2,291 12/31/2019
Segall Bryant & Hamill LLC11,264$2,282 12/31/2019
     ROK11,264$2,282 12/31/2019
Schonfeld Strategic Advisors LLC11,229$2,276 12/31/2019
     ROK11,229$2,276 12/31/2019
Prelude Capital Management LLC $2,250 12/31/2019
     Call11,100$2,250 12/31/2019
Sit Investment Associates Inc.11,050$2,240 12/31/2019
     ROK11,050$2,240 12/31/2019
GHP Investment Advisors Inc.10,964$2,222 12/31/2019
     ROK10,964$2,222 12/31/2019
Stevens Capital Management LP10,917$2,213 12/31/2019
     ROK10,917$2,213 12/31/2019
Delaney Dennis R10,873$2,203 12/31/2019
     ROK10,873$2,203 12/31/2019
Elkfork Partners LLC13,272$2,187 09/30/2019
     ROK13,272$2,187 09/30/2019
RMB Capital Management LLC10,745$2,178 12/31/2019
     ROK10,745$2,178 12/31/2019
KBC Group NV10,637$2,156 12/31/2019
     ROK10,637$2,156 12/31/2019
CIBC Asset Management Inc10,442$2,116 12/31/2019
     ROK10,442$2,116 12/31/2019
Redpoint Investment Management Pty Ltd10,370$2,102 12/31/2019
     ROK10,370$2,102 12/31/2019
Eukles Asset Management10,236$2,075 12/31/2019
     ROK10,236$2,075 12/31/2019
Wesbanco Bank Inc.10,215$2,071 12/31/2019
     ROK10,215$2,071 12/31/2019
NJ State Employees Deferred Compensation Plan10,000$2,027 12/31/2019
     ROK10,000$2,027 12/31/2019
USS Investment Management Ltd9,900$2,007 12/31/2019
     ROK9,900$2,007 12/31/2019
MERIAN GLOBAL INVESTORS UK Ltd9,879$2,002 12/31/2019
     ROK9,879$2,002 12/31/2019
Tredje AP fonden9,253$1,875 12/31/2019
     ROK9,253$1,875 12/31/2019
New Mexico Educational Retirement Board9,126$1,850 12/31/2019
     ROK9,126$1,850 12/31/2019
D. E. Shaw & Co. Inc. $1,844 12/31/2019
     Call19,100$3,871 12/31/2019
     Put10,000$2,027 12/31/2019
Whitener Capital Management Inc.9,000$1,824 12/31/2019
     ROK9,000$1,824 12/31/2019
Pinnacle Associates Ltd.8,780$1,779 12/31/2019
     ROK8,780$1,779 12/31/2019
Front Row Advisors LLC8,738$1,771 12/31/2019
     ROK8,738$1,771 12/31/2019
Dempze Nancy E8,670$1,759 12/31/2019
     ROK8,670$1,759 12/31/2019
Homrich & Berg8,479$1,718 12/31/2019
     ROK8,479$1,718 12/31/2019
Glen Harbor Capital Management LLC10,428$1,718 09/30/2019
     ROK10,428$1,718 09/30/2019
Riverhead Capital Management LLC10,302$1,698 09/30/2019
     ROK10,302$1,698 09/30/2019
Hancock Whitney Corp8,096$1,641 12/31/2019
     ROK8,096$1,641 12/31/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management8,024$1,626 12/31/2019
     ROK8,024$1,626 12/31/2019
World Asset Management Inc7,948$1,611 12/31/2019
     ROK7,948$1,611 12/31/2019
ING Groep NV7,926$1,606 12/31/2019
     ROK7,926$1,606 12/31/2019
Daiwa Securities Group Inc.7,843$1,589 12/31/2019
     ROK7,843$1,589 12/31/2019
Crossmark Global Holdings Inc.7,838$1,589 12/31/2019
     ROK7,838$1,589 12/31/2019
O Shares Investment Advisers LLC7,842$1,589 12/31/2019
     ROK7,842$1,589 12/31/2019
Amica Mutual Insurance Co.7,781$1,577 12/31/2019
     ROK7,781$1,577 12/31/2019
Linscomb & Williams Inc.7,718$1,564 12/31/2019
     ROK7,718$1,564 12/31/2019
Susquehanna Fundamental Investments LLC7,700$1,561 12/31/2019
     ROK7,700$1,561 12/31/2019
HM Payson & Co.7,462$1,512 12/31/2019
     ROK7,462$1,512 12/31/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS7,441$1,508 12/31/2019
     ROK7,441$1,508 12/31/2019
Oppenheimer Asset Management Inc.7,331$1,485 12/31/2019
     ROK7,331$1,485 12/31/2019
Rosenbaum Jay D.7,266$1,472 12/31/2019
     ROK7,266$1,472 12/31/2019
Walleye Trading LLC $1,459 12/31/2019
     Call8,700$1,763 12/31/2019
     Put1,500$304 12/31/2019
Krilogy Financial LLC7,138$1,447 12/31/2019
     ROK7,138$1,447 12/31/2019
Blueshift Asset Management LLC7,040$1,427 12/31/2019
     ROK7,040$1,427 12/31/2019
Burney Co.7,026$1,424 12/31/2019
     ROK7,026$1,424 12/31/2019
Commerzbank Aktiengesellschaft FI6,923$1,403 12/31/2019
     ROK6,923$1,403 12/31/2019
Gideon Capital Advisors Inc.6,818$1,382 12/31/2019
     ROK6,818$1,382 12/31/2019
Benedict Financial Advisors Inc.6,707$1,359 12/31/2019
     ROK6,707$1,359 12/31/2019
Element Capital Management LLC6,687$1,355 12/31/2019
     ROK6,687$1,355 12/31/2019
Tiedemann Advisors LLC6,518$1,322 12/31/2019
     ROK6,518$1,322 12/31/2019
Horizon Kinetics Asset Management LLC6,503$1,318 12/31/2019
     ROK6,503$1,318 12/31/2019
ETRADE Capital Management LLC6,488$1,315 12/31/2019
     ROK6,488$1,315 12/31/2019
Northwestern Mutual Wealth Management Co.6,403$1,298 12/31/2019
     ROK6,403$1,298 12/31/2019
TrimTabs Asset Management LLC6,388$1,296 12/31/2019
     ROK6,388$1,296 12/31/2019
Banco de Sabadell S.A6,341$1,286 12/31/2019
     ROK6,341$1,286 12/31/2019
Alps Advisors Inc.6,240$1,265 12/31/2019
     ROK6,240$1,265 12/31/2019
Van ECK Associates Corp6,224$1,261 12/31/2019
     ROK6,224$1,261 12/31/2019
Municipal Employees Retirement System of Michigan6,200$1,256 12/31/2019
     ROK6,200$1,256 12/31/2019
Neuburgh Advisers LLC7,584$1,250 09/30/2019
     ROK7,584$1,250 09/30/2019
Uncommon Cents Investing LLC6,160$1,248 12/31/2019
     ROK6,160$1,248 12/31/2019
Paradigm Asset Management Co. LLC6,000$1,216 12/31/2019
     ROK6,000$1,216 12/31/2019
Supplemental Annuity Collective Trust of NJ6,000$1,216 12/31/2019
     ROK6,000$1,216 12/31/2019
Cadence Capital Management LLC5,976$1,211 12/31/2019
     ROK5,976$1,211 12/31/2019
Mercer Global Advisors Inc. ADV5,891$1,194 12/31/2019
     ROK5,891$1,194 12/31/2019
Advisors Capital Management LLC5,778$1,171 12/31/2019
     ROK5,778$1,171 12/31/2019
CIBC World Markets Inc.5,668$1,149 12/31/2019
     ROK5,668$1,149 12/31/2019
Fayerweather Charles5,650$1,145 12/31/2019
     ROK5,650$1,145 12/31/2019
Achmea Investment Management B.V.5,579$1,130 12/31/2019
     ROK5,579$1,130 12/31/2019
Advisory Services Network LLC5,563$1,127 12/31/2019
     ROK5,563$1,127 12/31/2019
Louisiana State Employees Retirement System5,500$1,115 12/31/2019
     ROK5,500$1,115 12/31/2019
Private Advisor Group LLC5,492$1,113 12/31/2019
     ROK5,492$1,113 12/31/2019
Syntal Capital Partners LLC5,446$1,103 12/31/2019
     ROK5,446$1,103 12/31/2019
Pettee Investors Inc.5,356$1,086 12/31/2019
     ROK5,356$1,086 12/31/2019
Oakbrook Investments LLC5,284$1,071 12/31/2019
     ROK5,284$1,071 12/31/2019
Illinois Municipal Retirement Fund5,280$1,070 12/31/2019
     ROK5,280$1,070 12/31/2019
Boston Advisors LLC6,460$1,065 09/30/2019
     ROK6,460$1,065 09/30/2019
Koshinski Asset Management Inc.5,225$1,060 12/31/2019
     ROK5,225$1,060 12/31/2019
Alyeska Investment Group L.P.5,203$1,054 12/31/2019
     ROK5,203$1,054 12/31/2019
Harfst & Associates Inc.5,195$1,052 12/31/2019
     ROK5,195$1,052 12/31/2019
Rafferty Asset Management LLC5,119$1,037 12/31/2019
     ROK5,119$1,037 12/31/2019
Wellington Shields Capital Management LLC5,060$1,026 12/31/2019
     ROK5,060$1,026 12/31/2019
Hellman Jordan Management Co. Inc. MA5,050$1,023 12/31/2019
     ROK5,050$1,023 12/31/2019
Rodgers Brothers Inc.5,006$1,015 12/31/2019
     ROK5,006$1,015 12/31/2019
Jade Capital Advisors LLC5,000$1,013 12/31/2019
     ROK5,000$1,013 12/31/2019
Guyasuta Investment Advisors Inc.4,993$1,012 12/31/2019
     ROK4,993$1,012 12/31/2019
IFP Advisors Inc4,991$1,009 12/31/2019
     ROK4,991$1,009 12/31/2019
Bridgewater Associates LP4,913$996 12/31/2019
     ROK4,913$996 12/31/2019
Banque Pictet & Cie SA4,910$995 12/31/2019
     ROK4,910$995 12/31/2019
Sigma Planning Corp4,891$991 12/31/2019
     ROK4,891$991 12/31/2019
Penobscot Investment Management Company Inc.4,825$978 12/31/2019
     ROK4,825$978 12/31/2019
Private Wealth Advisors Inc.4,934$970 12/31/2019
     ROK4,934$970 12/31/2019
Fifth Third Bancorp4,782$969 12/31/2019
     ROK4,782$969 12/31/2019
Advisor Partners LLC4,767$964 12/31/2019
     ROK4,767$964 12/31/2019
Acropolis Investment Management LLC4,746$962 12/31/2019
     ROK4,746$962 12/31/2019
AlphaCrest Capital Management LLC4,742$961 12/31/2019
     ROK4,742$961 12/31/2019
Cetera Advisor Networks LLC4,686$950 12/31/2019
     ROK4,686$950 12/31/2019
Tiverton Asset Management LLC5,687$937 09/30/2019
     ROK5,687$937 09/30/2019
Charter Trust Co.4,614$935 12/31/2019
     ROK4,614$935 12/31/2019
Arete Wealth Advisors LLC4,588$930 12/31/2019
     ROK4,588$930 12/31/2019
Stone Ridge Asset Management LLC4,526$917 12/31/2019
     ROK4,526$917 12/31/2019
Northwestern Mutual Investment Management Company LLC4,488$910 12/31/2019
     ROK4,488$910 12/31/2019
Aurora Investment Counsel4,430$898 12/31/2019
     ROK4,430$898 12/31/2019
BB&T Securities LLC5,443$897 09/30/2019
     ROK5,443$897 09/30/2019
Suntrust Banks Inc.5,368$884 09/30/2019
     ROK5,368$884 09/30/2019
Benjamin F. Edwards & Company Inc.4,293$870 12/31/2019
     ROK4,293$870 12/31/2019
Dynamic Technology Lab Private Ltd4,294$870 12/31/2019
     ROK4,294$870 12/31/2019
Strs Ohio4,259$863 12/31/2019
     ROK4,259$863 12/31/2019
LS Investment Advisors LLC4,259$863 12/31/2019
     ROK4,259$863 12/31/2019
United Capital Financial Advisers LLC4,259$863 12/31/2019
     ROK4,259$863 12/31/2019
First Mercantile Trust Co.4,228$856 12/31/2019
     ROK4,228$856 12/31/2019
Sicart Associates LLC4,215$854 12/31/2019
     ROK4,215$854 12/31/2019
Boston Trust Walden Corp4,177$847 12/31/2019
     ROK4,177$847 12/31/2019
Neville Rodie & Shaw Inc.4,100$831 12/31/2019
     ROK4,100$831 12/31/2019
Sabal Trust CO4,065$824 12/31/2019
     ROK4,065$824 12/31/2019
Meitav Dash Investments Ltd.4,000$811 12/31/2019
     ROK4,000$811 12/31/2019
1ST Source Bank3,995$810 12/31/2019
     ROK3,995$810 12/31/2019
First Commonwealth Financial Corp PA3,996$810 12/31/2019
     ROK3,996$810 12/31/2019
Wealthspire Advisors L.P.3,987$808 12/31/2019
     ROK3,987$808 12/31/2019
Bowen Hanes & Co. Inc.3,950$801 12/31/2019
     ROK3,950$801 12/31/2019
Winslow Evans & Crocker Inc.3,942$800 12/31/2019
     ROK3,942$800 12/31/2019
Diversified Trust Co3,917$794 12/31/2019
     ROK3,917$794 12/31/2019
Northwest Investment Counselors LLC3,891$789 12/31/2019
     ROK3,891$789 12/31/2019
Cullen Frost Bankers Inc.3,815$773 12/31/2019
     ROK3,815$773 12/31/2019
HRT Financial LLC3,789$767 12/31/2019
     ROK3,789$767 12/31/2019
Global Retirement Partners LLC3,720$754 12/31/2019
     ROK3,720$754 12/31/2019
Pendal Group Ltd3,667$743 12/31/2019
     ROK3,667$743 12/31/2019
First Foundation Advisors3,630$736 12/31/2019
     ROK3,630$736 12/31/2019
Quantamental Technologies LLC3,603$730 12/31/2019
     ROK3,603$730 12/31/2019
Pearl River Capital LLC3,603$730 12/31/2019
     ROK3,603$730 12/31/2019
Sciencast Management LP3,553$729 12/31/2019
     ROK3,553$729 12/31/2019
Legacy Wealth Partners Inc.3,524$723 12/31/2019
     ROK3,524$723 12/31/2019
Massmutual Trust Co. FSB ADV4,382$722 09/30/2019
     ROK4,382$722 09/30/2019
GSA Capital Partners LLP3,551$720 12/31/2019
     ROK3,551$720 12/31/2019
Johanson Financial Advisors Inc.145,012$716 12/31/2019
     ROK145,012$716 12/31/2019
Veritable L.P.3,514$712 12/31/2019
     ROK3,514$712 12/31/2019
Murphy Capital Management Inc.3,495$708 12/31/2019
     ROK3,495$708 12/31/2019
Wealthfront Advisers LLC3,472$704 12/31/2019
     ROK3,472$704 12/31/2019
Elefante Mark B3,440$698 12/31/2019
     ROK3,440$698 12/31/2019
Atria Investments LLC3,370$683 12/31/2019
     ROK3,370$683 12/31/2019
Janney Capital Management LLC3,331$675 12/31/2019
     ROK3,331$675 12/31/2019
Regions Financial Corp3,316$672 12/31/2019
     ROK3,316$672 12/31/2019
Jupiter Asset Management Ltd.3,306$670 12/31/2019
     ROK3,306$670 12/31/2019
Ashfield Capital Partners LLC3,308$670 12/31/2019
     ROK3,308$670 12/31/2019
Banque Cantonale Vaudoise3,279$664 12/31/2019
     ROK3,279$664 12/31/2019
Avantax Advisory Services Inc.3,264$663 12/31/2019
     ROK3,264$663 12/31/2019
Credit Agricole S A3,211$651 12/31/2019
     ROK3,211$651 12/31/2019
Pennsylvania Trust Co3,196$648 12/31/2019
     ROK3,196$648 12/31/2019
Allianz Asset Management GmbH $641 12/31/2019
     Put10,900$2,209 12/31/2019
     ROK7,664$1,553 12/31/2019
     Call6,400$1,297 12/31/2019
Acadian Asset Management LLC3,147$638 12/31/2019
     ROK3,147$638 12/31/2019
Ossiam3,128$634 12/31/2019
     ROK3,128$634 12/31/2019
Argent Trust Co3,118$631 12/31/2019
     ROK3,118$631 12/31/2019
Gardiner Nancy B3,115$631 12/31/2019
     ROK3,115$631 12/31/2019
SkyOak Wealt LLC3,101$628 12/31/2019
     ROK3,101$628 12/31/2019
Private Trust Co. NA3,076$623 12/31/2019
     ROK3,076$623 12/31/2019
Kinneret Advisory LLC3,049$618 12/31/2019
     ROK3,049$618 12/31/2019
Stephens Inc. AR3,036$615 12/31/2019
     ROK3,036$615 12/31/2019
Smithfield Trust Co.3,030$614 12/31/2019
     ROK3,030$614 12/31/2019
Capital City Trust Co. FL3,000$608 12/31/2019
     ROK3,000$608 12/31/2019
RBF Capital LLC3,000$608 12/31/2019
     ROK3,000$608 12/31/2019
Hunter Associates Investment Management LLC2,990$606 12/31/2019
     ROK2,990$606 12/31/2019
Trust Co. of Oklahoma2,980$604 12/31/2019
     ROK2,980$604 12/31/2019
KCM Investment Advisors LLC2,975$603 12/31/2019
     ROK2,975$603 12/31/2019
Moors & Cabot Inc.2,950$599 12/31/2019
     ROK2,950$599 12/31/2019
Cigna Investments Inc. New3,118$597 12/31/2019
     ROK3,118$597 12/31/2019
Center for Financial Planning Inc.2,946$597 12/31/2019
     ROK2,946$597 12/31/2019
Oppenheimer & Co. Inc.2,914$591 12/31/2019
     ROK2,914$591 12/31/2019
Csenge Advisory Group2,890$586 12/31/2019
     ROK2,890$586 12/31/2019
NumerixS Investment Technologies Inc2,888$585 12/31/2019
     ROK2,888$585 12/31/2019
Cooper Financial Group2,888$585 12/31/2019
     ROK2,888$585 12/31/2019
Verdence Capital Advisors LLC2,868$581 12/31/2019
     ROK2,868$581 12/31/2019
Birmingham Capital Management Co. Inc. AL2,850$578 12/31/2019
     ROK2,850$578 12/31/2019
Mid Atlantic Financial Management Inc. ADV2,842$576 12/31/2019
     ROK2,842$576 12/31/2019
Stratos Wealth Partners LTD.2,811$570 12/31/2019
     ROK2,811$570 12/31/2019
CWM LLC2,805$568 12/31/2019
     ROK2,805$568 12/31/2019
Honkamp Krueger Financial Services Inc.2,800$567 12/31/2019
     ROK2,800$567 12/31/2019
Wetherby Asset Management Inc.2,749$558 12/31/2019
     ROK2,749$558 12/31/2019
MainStreet Investment Advisors LLC2,744$556 12/31/2019
     ROK2,744$556 12/31/2019
Assetmark Inc.2,712$550 12/31/2019
     ROK2,712$550 12/31/2019
First Allied Advisory Services Inc.2,749$550 12/31/2019
     ROK2,749$550 12/31/2019
PDT Partners LLC2,714$550 12/31/2019
     ROK2,714$550 12/31/2019
Integrated Wealth Concepts LLC2,710$549 12/31/2019
     ROK2,710$549 12/31/2019
Verition Fund Management LLC2,693$546 12/31/2019
     ROK2,693$546 12/31/2019
Exchange Traded Concepts LLC2,643$536 12/31/2019
     ROK2,643$536 12/31/2019
First Midwest Bank Trust Division2,628$533 12/31/2019
     ROK2,628$533 12/31/2019
Inscription Capital LLC2,632$533 12/31/2019
     ROK2,632$533 12/31/2019
Fayez Sarofim & Co2,600$527 12/31/2019
     ROK2,600$527 12/31/2019
HighPoint Advisor Group LLC2,595$523 12/31/2019
     ROK2,595$523 12/31/2019
Frontier Investment Mgmt Co.2,553$517 12/31/2019
     ROK2,553$517 12/31/2019
Hutchinson Capital Management CA2,535$514 12/31/2019
     ROK2,535$514 12/31/2019
Stewardship Financial Advisors LLC2,532$513 12/31/2019
     ROK2,532$513 12/31/2019
Cable Hill Partners LLC2,510$509 12/31/2019
     ROK2,510$509 12/31/2019
Loomis Sayles & Co. L P2,501$507 12/31/2019
     ROK2,501$507 12/31/2019
TCF National Bank2,494$505 12/31/2019
     ROK2,494$505 12/31/2019
Savant Capital LLC2,475$502 12/31/2019
     ROK2,475$502 12/31/2019
Edge Capital Group LLC2,461$499 12/31/2019
     ROK2,461$499 12/31/2019
Marietta Investment Partners LLC2,456$498 12/31/2019
     ROK2,456$498 12/31/2019
Sequoia Financial Advisors LLC2,450$497 12/31/2019
     ROK2,450$497 12/31/2019
Cetera Advisors LLC2,436$495 12/31/2019
     ROK2,436$495 12/31/2019
CLARET ASSET MANAGEMENT Corp2,441$495 12/31/2019
     ROK2,441$495 12/31/2019
Evoke Wealth LLC2,433$493 12/31/2019
     ROK2,433$493 12/31/2019
IBM Retirement Fund2,383$483 12/31/2019
     ROK2,383$483 12/31/2019
Steward Partners Investment Advisory LLC2,384$483 12/31/2019
     ROK2,384$483 12/31/2019
Pitcairn Co.2,378$482 12/31/2019
     ROK2,378$482 12/31/2019
MONECO Advisors LLC2,317$474 12/31/2019
     ROK2,317$474 12/31/2019
Dearborn Partners LLC2,327$472 12/31/2019
     ROK2,327$472 12/31/2019
Jensen Investment Management Inc.2,300$466 12/31/2019
     ROK2,300$466 12/31/2019
Profund Advisors LLC2,263$459 12/31/2019
     ROK2,263$459 12/31/2019
Howland Capital Management LLC2,253$457 12/31/2019
     ROK2,253$457 12/31/2019
Meiji Yasuda Asset Management Co Ltd.2,255$457 12/31/2019
     ROK2,255$457 12/31/2019
Formidable Asset Management LLC2,260$456 12/31/2019
     ROK2,260$456 12/31/2019
Middleton & Co Inc MA2,211$448 12/31/2019
     ROK2,211$448 12/31/2019
Simmons Bank2,200$446 12/31/2019
     ROK2,200$446 12/31/2019
Buckingham Asset Management LLC2,196$445 12/31/2019
     ROK2,196$445 12/31/2019
Arjuna Capital2,183$442 12/31/2019
     ROK2,183$442 12/31/2019
Valeo Financial Advisors LLC2,151$436 12/31/2019
     ROK2,151$436 12/31/2019
First Hawaiian Bank2,143$434 12/31/2019
     ROK2,143$434 12/31/2019
Boenning & Scattergood Inc.2,122$430 12/31/2019
     ROK2,122$430 12/31/2019
Addison Capital Co2,116$429 12/31/2019
     ROK2,116$429 12/31/2019
Quest Investment Management LLC2,110$428 12/31/2019
     ROK2,110$428 12/31/2019
Avalon Investment & Advisory2,109$427 12/31/2019
     ROK2,109$427 12/31/2019
Washington Capital Management Inc.2,100$426 12/31/2019
     ROK2,100$426 12/31/2019
Loveless Wealth Management LLC2,100$426 12/31/2019
     ROK2,100$426 12/31/2019
Ameritas Investment Company LLC2,068$419 12/31/2019
     ROK2,068$419 12/31/2019
Laurion Capital Management LP2,037$413 12/31/2019
     ROK2,037$413 12/31/2019
Landsberg Bennett & Dubbaneh LLC2,009$408 12/31/2019
     ROK2,009$408 12/31/2019
LMR Partners LLP2,009$407 12/31/2019
     ROK2,009$407 12/31/2019
Colony Group LLC2,005$406 12/31/2019
     ROK2,005$406 12/31/2019
Vestcor Investment Management Corp2,003$406 12/31/2019
     ROK2,003$406 12/31/2019
Bluestein R H & Co.2,000$405 12/31/2019
     ROK2,000$405 12/31/2019
Massachusetts Financial Services Co. MA1,999$405 12/31/2019
     ROK1,999$405 12/31/2019
Hendley & Co. Inc.2,000$405 12/31/2019
     ROK2,000$405 12/31/2019
New Jersey Better Educational Savings Trust2,000$405 12/31/2019
     ROK2,000$405 12/31/2019
Cribstone Capital Management LLC1,993$404 12/31/2019
     ROK1,993$404 12/31/2019
MML Investors Services LLC1,988$403 12/31/2019
     ROK1,988$403 12/31/2019
Ameritas Investment Partners Inc.1,971$399 12/31/2019
     ROK1,971$399 12/31/2019
ERn Financial LLC1,971$399 12/31/2019
     ROK1,971$399 12/31/2019
Conning Inc.1,964$398 12/31/2019
     ROK1,964$398 12/31/2019
Trustcore Financial Services LLC1,966$398 12/31/2019
     ROK1,966$398 12/31/2019
Chatham Capital Group Inc.1,960$397 12/31/2019
     ROK1,960$397 12/31/2019
North Star Investment Management Corp.1,932$392 12/31/2019
     ROK1,932$392 12/31/2019
Mutual Advisors LLC1,927$391 12/31/2019
     ROK1,927$391 12/31/2019
Fiera Capital Corp1,922$389 12/31/2019
     ROK1,922$389 12/31/2019
AE Wealth Management LLC1,904$386 12/31/2019
     ROK1,904$386 12/31/2019
EP Wealth Advisors LLC1,896$384 12/31/2019
     ROK1,896$384 12/31/2019
Mackenzie Financial Corp1,890$383 12/31/2019
     ROK1,890$383 12/31/2019
Choate Investment Advisors1,892$383 12/31/2019
     ROK1,892$383 12/31/2019
Brown Brothers Harriman & Co.1,875$380 12/31/2019
     ROK1,875$380 12/31/2019
Baystate Wealth Management LLC1,851$375 12/31/2019
     ROK1,851$375 12/31/2019
Meiji Yasuda Life Insurance Co1,840$373 12/31/2019
     ROK1,840$373 12/31/2019
Oarsman Capital Inc.1,835$372 12/31/2019
     ROK1,835$372 12/31/2019
Bishop & Co Investment Management LLC1,836$372 12/31/2019
     ROK1,836$372 12/31/2019
Meridian Wealth Advisors LLC1,830$371 12/31/2019
     ROK1,830$371 12/31/2019
Stonebridge Capital Advisors LLC1,819$369 12/31/2019
     ROK1,819$369 12/31/2019
OLD National Bancorp IN1,790$363 12/31/2019
     ROK1,790$363 12/31/2019
Capital Investment Advisors LLC1,778$360 12/31/2019
     ROK1,778$360 12/31/2019
Enterprise Bank & Trust Co1,773$359 12/31/2019
     ROK1,773$359 12/31/2019
Ieq Capital LLC1,726$350 12/31/2019
     ROK1,726$350 12/31/2019
Unigestion Holding SA2,113$348 09/30/2019
     ROK2,113$348 09/30/2019
Clifford Swan Investment Counsel LLC1,685$341 12/31/2019
     ROK1,685$341 12/31/2019
Marble Harbor Investment Counsel LLC1,665$337 12/31/2019
     ROK1,665$337 12/31/2019
Fort Point Capital Partners LLC1,659$336 12/31/2019
     ROK1,659$336 12/31/2019
Cobblestone Capital Advisors LLC NY1,644$333 12/31/2019
     ROK1,644$333 12/31/2019
Qube Research & Technologies Ltd1,637$332 12/31/2019
     ROK1,637$332 12/31/2019
BBVA USA Bancshares Inc.1,632$331 12/31/2019
     ROK1,632$331 12/31/2019
Keel Point LLC1,622$329 12/31/2019
     ROK1,622$329 12/31/2019
Kovitz Investment Group Partners LLC1,610$326 12/31/2019
     ROK1,610$326 12/31/2019
Sfmg LLC1,604$325 12/31/2019
     ROK1,604$325 12/31/2019
Hengehold Capital Management LLC1,600$324 12/31/2019
     ROK1,600$324 12/31/2019
Telemus Capital LLC1,600$324 12/31/2019
     ROK1,600$324 12/31/2019
GWM Advisors LLC1,598$323 12/31/2019
     ROK1,598$323 12/31/2019
Penserra Capital Management LLC1,638$318 12/31/2019
     ROK1,638$318 12/31/2019
Boston Private Wealth LLC1,565$317 12/31/2019
     ROK1,565$317 12/31/2019
Ellenbecker Investment Group1,559$316 12/31/2019
     ROK1,559$316 12/31/2019
Rampart Investment Management Company LLC1,548$314 12/31/2019
     ROK1,548$314 12/31/2019
Wedbush Securities Inc.1,542$312 12/31/2019
     ROK1,542$312 12/31/2019
MANA Advisors LLC1,533$311 12/31/2019
     ROK1,533$311 12/31/2019
Jump Trading LLC1,524$309 12/31/2019
     ROK1,524$309 12/31/2019
Hyman Charles D1,520$308 12/31/2019
     ROK1,520$308 12/31/2019
Ballentine Partners LLC1,508$306 12/31/2019
     ROK1,508$306 12/31/2019
CAPROCK Group Inc.1,500$304 12/31/2019
     ROK1,500$304 12/31/2019
Cito Capital Group LLC1,500$304 12/31/2019
     ROK1,500$304 12/31/2019
Lombard Odier Asset Management Europe Ltd1,468$298 12/31/2019
     ROK1,468$298 12/31/2019
Tiemann Investment Advisors LLC1,455$295 12/31/2019
     ROK1,455$295 12/31/2019
Evercore Wealth Management LLC1,446$293 12/31/2019
     ROK1,446$293 12/31/2019
Financial Advocates Investment Management1,447$293 12/31/2019
     ROK1,447$293 12/31/2019
Dana Investment Advisors Inc.1,435$291 12/31/2019
     ROK1,435$291 12/31/2019
Pinnacle Wealth Management Advisory Group LLC1,435$291 12/31/2019
     ROK1,435$291 12/31/2019
ETF Managers Group LLC1,417$288 12/31/2019
     ROK1,417$288 12/31/2019
Mainstay Capital Management LLC ADV1,415$287 12/31/2019
     ROK1,415$287 12/31/2019
Horizon Investments LLC1,406$285 12/31/2019
     ROK1,406$285 12/31/2019
FARMERS & MERCHANTS TRUST Co OF LONG BEACH1,400$284 12/31/2019
     ROK1,400$284 12/31/2019
Cox Capital Mgt LLC1,400$284 12/31/2019
     ROK1,400$284 12/31/2019
Aurora Private Wealth Inc.1,398$283 12/31/2019
     ROK1,398$283 12/31/2019
Equitable Trust Co.1,385$281 12/31/2019
     ROK1,385$281 12/31/2019
Foundry Partners LLC1,369$277 12/31/2019
     ROK1,369$277 12/31/2019
Zeke Capital Advisors LLC1,358$275 12/31/2019
     ROK1,358$275 12/31/2019
Associated Banc Corp1,355$274 12/31/2019
     ROK1,355$274 12/31/2019
Leap Investments LP1,349$273 12/31/2019
     ROK1,349$273 12/31/2019
Keebeck Alpha LP1,345$273 12/31/2019
     ROK1,345$273 12/31/2019
Allworth Financial LP1,330$270 12/31/2019
     ROK1,330$270 12/31/2019
Evermay Wealth Management LLC1,320$268 12/31/2019
     ROK1,320$268 12/31/2019
Grimes & Company Inc.1,304$264 12/31/2019
     ROK1,304$264 12/31/2019
FUKOKU MUTUAL LIFE INSURANCE Co1,300$263 12/31/2019
     ROK1,300$263 12/31/2019
Hanson & Doremus Investment Management1,272$258 12/31/2019
     ROK1,272$258 12/31/2019
McKinley Carter Wealth Services Inc.1,258$255 12/31/2019
     ROK1,258$255 12/31/2019
CX Institutional1,256$255 12/31/2019
     ROK1,256$255 12/31/2019
Pacer Advisors Inc.1,251$254 12/31/2019
     ROK1,251$254 12/31/2019
Kathmere Capital Management LLC1,250$253 12/31/2019
     ROK1,250$253 12/31/2019
Cleararc Capital Inc.1,233$250 12/31/2019
     ROK1,233$250 12/31/2019
Amica Retiree Medical Trust1,231$249 12/31/2019
     ROK1,231$249 12/31/2019
Steinberg Asset Management LLC1,223$248 12/31/2019
     ROK1,223$248 12/31/2019
1776 Wealth LLC1,172$247 12/31/2019
     ROK1,172$247 12/31/2019
Traverso Chambers Private Wealth Management LLC1,213$246 12/31/2019
     ROK1,213$246 12/31/2019
Weiss Asset Management LP1,210$245 12/31/2019
     ROK1,210$245 12/31/2019
Webster Bank N. A.1,200$243 12/31/2019
     ROK1,200$243 12/31/2019
Regentatlantic Capital LLC1,201$243 12/31/2019
     ROK1,201$243 12/31/2019
Lombard Odier Asset Management Switzerland SA1,201$243 12/31/2019
     ROK1,201$243 12/31/2019
Nicolet Bankshares Inc.1,195$242 12/31/2019
     ROK1,195$242 12/31/2019
Argent Advisors Inc.1,200$242 12/31/2019
     ROK1,200$242 12/31/2019
Waratah Capital Advisors Ltd.1,188$241 12/31/2019
     ROK1,188$241 12/31/2019
Bessemer Group Inc.1,182$240 12/31/2019
     ROK1,182$240 12/31/2019
Whittier Trust Co.1,163$236 12/31/2019
     ROK1,163$236 12/31/2019
Parallel Advisors LLC1,141$231 12/31/2019
     ROK1,141$231 12/31/2019
Costello Asset Management INC1,400$231 09/30/2019
     ROK1,400$231 09/30/2019
Livforsakringsbolaget Skandia Omsesidigt1,134$230 12/31/2019
     ROK1,134$230 12/31/2019
SRS Capital Advisors Inc.1,127$228 12/31/2019
     ROK1,127$228 12/31/2019
Riverview Trust Co1,124$228 12/31/2019
     ROK1,124$228 12/31/2019
United Bank1,115$226 12/31/2019
     ROK1,115$226 12/31/2019
Personal Capital Advisors Corp1,115$226 12/31/2019
     ROK1,115$226 12/31/2019
Stewart Asset Management LLC1,113$226 12/31/2019
     ROK1,113$226 12/31/2019
Archford Capital Strategies LLC1,106$224 12/31/2019
     ROK1,106$224 12/31/2019
FineMark National Bank & Trust1,100$223 12/31/2019
     ROK1,100$223 12/31/2019
Cottage Street Advisors LLC1,100$223 12/31/2019
     ROK1,100$223 12/31/2019
Pettyjohn Wood & White Inc.1,095$222 12/31/2019
     ROK1,095$222 12/31/2019
Maple Capital Management Inc.1,097$222 12/31/2019
     ROK1,097$222 12/31/2019
One Capital Management LLC1,089$221 12/31/2019
     ROK1,089$221 12/31/2019
Centric Wealth Management1,087$220 12/31/2019
     ROK1,087$220 12/31/2019
AdvisorNet Financial Inc1,078$218 12/31/2019
     ROK1,078$218 12/31/2019
Gofen & Glossberg LLC IL1,063$215 12/31/2019
     ROK1,063$215 12/31/2019
Headinvest LLC1,060$215 12/31/2019
     ROK1,060$215 12/31/2019
Altium Wealth Management LLC1,052$213 12/31/2019
     ROK1,052$213 12/31/2019
Putnam Investments LLC1,045$212 12/31/2019
     ROK1,045$212 12/31/2019
Ipswich Investment Management Co. Inc.1,032$209 12/31/2019
     ROK1,032$209 12/31/2019
Corient Capital Partners LLC1,031$209 12/31/2019
     ROK1,031$209 12/31/2019
Hallmark Capital Management Inc.1,025$208 12/31/2019
     ROK1,025$208 12/31/2019
Parsons Capital Management Inc. RI1,025$208 12/31/2019
     ROK1,025$208 12/31/2019
Paragon Capital Management Ltd1,023$207 12/31/2019
     ROK1,023$207 12/31/2019
UMB Bank N A MO1,016$206 12/31/2019
     ROK1,016$206 12/31/2019
MAI Capital Management1,016$206 12/31/2019
     ROK1,016$206 12/31/2019
Change Path LLC1,012$205 12/31/2019
     ROK1,012$205 12/31/2019
Itau Unibanco Holding S.A.1,007$204 12/31/2019
     ROK1,007$204 12/31/2019
S&CO Inc.1,000$203 12/31/2019
     ROK1,000$203 12/31/2019
Estabrook Capital Management1,000$203 12/31/2019
     ROK1,000$203 12/31/2019
Wellington Shields & Co. LLC1,000$203 12/31/2019
     ROK1,000$203 12/31/2019
American Asset Management Inc.1,000$203 12/31/2019
     ROK1,000$203 12/31/2019
9258 Wealth Management LLC1,000$203 12/31/2019
     ROK1,000$203 12/31/2019
Aureus Asset Management LLC996$202 12/31/2019
     ROK996$202 12/31/2019
Seeyond998$202 12/31/2019
     ROK998$202 12/31/2019
Gradient Investments LLC984$199 12/31/2019
     ROK984$199 12/31/2019
Sullivan Bruyette Speros & Blaney LLC957$194 12/31/2019
     ROK957$194 12/31/2019
Quantbot Technologies LP955$193 12/31/2019
     ROK955$193 12/31/2019
CenterStar Asset Management LLC $187 12/31/2019
     Call3,100$187 12/31/2019
Trust Co. of Vermont912$185 12/31/2019
     ROK912$185 12/31/2019
Signaturefd LLC856$173 12/31/2019
     ROK856$173 12/31/2019
TRUE Private Wealth Advisors850$172 12/31/2019
     ROK850$172 12/31/2019
Tower Research Capital LLC TRC 813$165 12/31/2019
     ROK813$165 12/31/2019
Procyon Private Wealth Partners LLC791$160 12/31/2019
     ROK791$160 12/31/2019
First Command Bank784$159 12/31/2019
     ROK784$159 12/31/2019
First Command Financial Services Inc.784$159 12/31/2019
     ROK784$159 12/31/2019
Rehmann Capital Advisory Group963$159 09/30/2019
     ROK963$159 09/30/2019
Jacobi Capital Management LLC770$156 12/31/2019
     ROK770$156 12/31/2019
Kohmann Bosshard Financial Services LLC753$153 12/31/2019
     ROK753$153 12/31/2019
Ropes Wealth Advisors LLC750$152 12/31/2019
     ROK750$152 12/31/2019
Harvest Fund Management Co. Ltd746$151 12/31/2019
     ROK746$151 12/31/2019
AlphaMark Advisors LLC722$146 12/31/2019
     ROK722$146 12/31/2019
Accurate Investment Solutions Inc.715$145 12/31/2019
     ROK715$145 12/31/2019
Community Bank N.A.717$145 12/31/2019
     ROK717$145 12/31/2019
Wealthcare Advisory Partners LLC690$140 12/31/2019
     ROK690$140 12/31/2019
CENTRAL TRUST Co657$133 12/31/2019
     ROK657$133 12/31/2019
Proequities Inc. $130 12/31/2019
     ROK641$130 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
Northern Oak Wealth Management Inc.635$129 12/31/2019
     ROK635$129 12/31/2019
Shine Investment Advisory Services Inc.628$127 12/31/2019
     ROK628$127 12/31/2019
Stephenson National Bank & Trust617$125 12/31/2019
     ROK617$125 12/31/2019
Hudock Capital Group LLC612$125 12/31/2019
     ROK612$125 12/31/2019
Lighthouse Financial Advisors Inc.618$125 12/31/2019
     ROK618$125 12/31/2019
Quadrant Capital Group LLC642$124 12/31/2019
     ROK642$124 12/31/2019
Manchester Capital Management LLC550$111 12/31/2019
     ROK550$111 12/31/2019
NEXT Financial Group Inc546$111 12/31/2019
     ROK546$111 12/31/2019
Belpointe Asset Management LLC504$102 12/31/2019
     ROK504$102 12/31/2019
Psagot Investment House Ltd.500$101 12/31/2019
     ROK500$101 12/31/2019
Raab & Moskowitz Asset Management LLC500$101 12/31/2019
     ROK500$101 12/31/2019
Ellevest Inc.500$101 12/31/2019
     ROK500$101 12/31/2019
Edge Wealth Management LLC450$91 12/31/2019
     ROK450$91 12/31/2019
Point72 Hong Kong Ltd413$84 12/31/2019
     ROK413$84 12/31/2019
Lake Point Wealth Management415$84 12/31/2019
     ROK415$84 12/31/2019
CSat Investment Advisory L.P.396$81 12/31/2019
     ROK396$81 12/31/2019
Vectors Research Management LLC400$81 12/31/2019
     ROK400$81 12/31/2019
Providence Capital Advisors LLC361$73 12/31/2019
     ROK361$73 12/31/2019
Enterprise Financial Services Corp351$71 12/31/2019
     ROK351$71 12/31/2019
Guardian Life Insurance Co. of America345$70 12/31/2019
     ROK345$70 12/31/2019
QCI Asset Management Inc. NY330$67 12/31/2019
     ROK330$67 12/31/2019
TCI Wealth Advisors Inc.311$63 12/31/2019
     ROK311$63 12/31/2019
Migdal Insurance & Financial Holdings Ltd.297$60 12/31/2019
     ROK297$60 12/31/2019
Carroll Financial Associates Inc.300$60 12/31/2019
     ROK300$60 12/31/2019
Versant Capital Management Inc272$55 12/31/2019
     ROK272$55 12/31/2019
Valley National Advisers Inc.264$54 12/31/2019
     ROK264$54 12/31/2019
Cornerstone Advisors Inc.268$54 12/31/2019
     ROK268$54 12/31/2019
Lowe Wealth Advisors LLC253$51 12/31/2019
     ROK253$51 12/31/2019
Great Diamond Partners LLC254$51 12/31/2019
     ROK254$51 12/31/2019
Motco240$49 12/31/2019
     ROK240$49 12/31/2019
Lindbrook Capital LLC234$47 12/31/2019
     ROK234$47 12/31/2019
Canton Hathaway LLC227$46 12/31/2019
     ROK227$46 12/31/2019
Howe & Rusling Inc.208$42 12/31/2019
     ROK208$42 12/31/2019
Covington Capital Management207$42 12/31/2019
     ROK207$42 12/31/2019
Riggs Asset Managment Co. Inc.200$41 12/31/2019
     ROK200$41 12/31/2019
Edmond DE Rothschild Holding S.A.200$41 12/31/2019
     ROK200$41 12/31/2019
Independence Bank of Kentucky200$41 12/31/2019
     ROK200$41 12/31/2019
Essex Investment Management Co. LLC192$39 12/31/2019
     ROK192$39 12/31/2019
Bedel Financial Consulting Inc.190$39 12/31/2019
     ROK190$39 12/31/2019
Total Clarity Wealth Management Inc.191$39 12/31/2019
     ROK191$39 12/31/2019
Berman Capital Advisors LLC185$37 12/31/2019
     ROK185$37 12/31/2019
NWK Group Inc.185$37 12/31/2019
     ROK185$37 12/31/2019
Glassman Wealth Services172$35 12/31/2019
     ROK172$35 12/31/2019
FinTrust Capital Advisors LLC170$34 12/31/2019
     ROK170$34 12/31/2019
Delta Asset Management LLC TN165$33 12/31/2019
     ROK165$33 12/31/2019
Solstein Capital LLC162$33 12/31/2019
     ROK162$33 12/31/2019
Gantzert Investment Co. LLC ADV150$30 12/31/2019
     ROK150$30 12/31/2019
Security National Trust Co.150$30 12/31/2019
     ROK150$30 12/31/2019
Coastal Capital Group Inc.150$30 12/31/2019
     ROK150$30 12/31/2019
First Manhattan Co.144$29 12/31/2019
     ROK144$29 12/31/2019
Allred Capital Management LLC139$28 12/31/2019
     ROK139$28 12/31/2019
Salem Investment Counselors Inc.133$27 12/31/2019
     ROK133$27 12/31/2019
Whittier Trust Co. of Nevada Inc.133$27 12/31/2019
     ROK133$27 12/31/2019
Zions Bancorporation N.A.129$26 12/31/2019
     ROK129$26 12/31/2019
Citizens Financial Group Inc RI114$23 12/31/2019
     ROK114$23 12/31/2019
Orion Portfolio Solutions LLC110$22 12/31/2019
     ROK110$22 12/31/2019
Meeder Asset Management Inc.105$21 12/31/2019
     ROK105$21 12/31/2019
Trust Co105$21 12/31/2019
     ROK105$21 12/31/2019
Vaughan AND Company Securities Inc.100$20 12/31/2019
     ROK100$20 12/31/2019
Pin Oak Investment Advisors Inc.100$20 12/31/2019
     ROK100$20 12/31/2019
Johnson Financial Group Inc.101$20 12/31/2019
     ROK101$20 12/31/2019
JFS Wealth Advisors LLC100$20 12/31/2019
     ROK100$20 12/31/2019
Asset Dedication LLC92$19 12/31/2019
     ROK92$19 12/31/2019
Kore Private Wealth LLC89$18 12/31/2019
     ROK89$18 12/31/2019
Rational Advisors LLC86$17 12/31/2019
     ROK86$17 12/31/2019
NuWave Investment Management LLC86$17 12/31/2019
     ROK86$17 12/31/2019
MV Capital Management Inc.83$17 12/31/2019
     ROK83$17 12/31/2019
Marshall Wace North America L.P.77$16 12/31/2019
     ROK77$16 12/31/2019
Gemmer Asset Management LLC76$15 12/31/2019
     ROK76$15 12/31/2019
Sugarloaf Wealth Management LLC74$15 12/31/2019
     ROK74$15 12/31/2019
Sun Life Financial INC69$14 12/31/2019
     ROK69$14 12/31/2019
Earnest Partners LLC71$14 12/31/2019
     ROK71$14 12/31/2019
Hexavest Inc.69$14 12/31/2019
     ROK69$14 12/31/2019
Busey Wealth Management70$14 12/31/2019
     ROK70$14 12/31/2019
Endurance Wealth Management Inc.67$14 12/31/2019
     ROK67$14 12/31/2019
University of Texas Texas AM Investment Managment Co.65$13 12/31/2019
     ROK65$13 12/31/2019
Private Ocean LLC60$13 12/31/2019
     ROK60$13 12/31/2019
Parkside Financial Bank & Trust61$12 12/31/2019
     ROK61$12 12/31/2019
Lenox Wealth Advisors LLC60$12 12/31/2019
     ROK60$12 12/31/2019
Oakworth Capital Inc.56$12 12/31/2019
     ROK56$12 12/31/2019
Tarbox Family Office Inc.58$12 12/31/2019
     ROK58$12 12/31/2019
Princeton Global Asset Management LLC58$12 12/31/2019
     ROK58$12 12/31/2019
Savior LLC59$12 12/31/2019
     ROK59$12 12/31/2019
Arkadios Wealth Advisors61$12 12/31/2019
     ROK61$12 12/31/2019
Column Capital Advisors LLC55$11 12/31/2019
     ROK55$11 12/31/2019
Verus Capital Partners LLC55$11 12/31/2019
     ROK55$11 12/31/2019
Tsfg LLC55$11 12/31/2019
     ROK55$11 12/31/2019
Peoples Financial Services CORP.50$10 12/31/2019
     ROK50$10 12/31/2019
Kings Point Capital Management50$10 12/31/2019
     ROK50$10 12/31/2019
San Francisco Sentry Investment Group CA51$10 12/31/2019
     ROK51$10 12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC50$10 12/31/2019
     ROK50$10 12/31/2019
First Bank & Trust50$10 12/31/2019
     ROK50$10 12/31/2019
Pinnacle Bank45$9 12/31/2019
     ROK45$9 12/31/2019
Coastal Investment Advisors Inc.48$9 12/31/2019
     ROK48$9 12/31/2019
Advantage Investment Management LLC54$9 09/30/2019
     ROK54$9 09/30/2019
IndexIQ Advisors LLC40$8 12/31/2019
     ROK40$8 12/31/2019
Sonora Investment Management LLC39$8 12/31/2019
     ROK39$8 12/31/2019
Plante Moran Financial Advisors LLC40$8 12/31/2019
     ROK40$8 12/31/2019
FTB Advisors Inc.41$8 12/31/2019
     ROK41$8 12/31/2019
Capital Advisors Ltd. LLC34$7 12/31/2019
     ROK34$7 12/31/2019
Sowell Financial Services LLC35$7 12/31/2019
     ROK35$7 12/31/2019
Lucia Wealth Services LLC36$7 12/31/2019
     ROK36$7 12/31/2019
Private Capital Group LLC37$7 12/31/2019
     ROK37$7 12/31/2019
Anderson Fisher LLC36$7 12/31/2019
     ROK36$7 12/31/2019
Balentine LLC34$6 09/30/2019
     ROK34$6 09/30/2019
Altshuler Shaham Ltd23$5 12/31/2019
     ROK23$5 12/31/2019
American Research & Management Co.25$5 12/31/2019
     ROK25$5 12/31/2019
Aspire Private Capital LLC25$5 12/31/2019
     ROK25$5 12/31/2019
Capital Wealth Alliance LLC26$5 12/31/2019
     ROK26$5 12/31/2019
Quantum Capital Management22$4 12/31/2019
     ROK22$4 12/31/2019
West Oak Capital LLC18$4 12/31/2019
     ROK18$4 12/31/2019
Kistler Tiffany Companies LLC20$4 12/31/2019
     ROK20$4 12/31/2019
Exane Derivatives20$4 12/31/2019
     ROK20$4 12/31/2019
McIlrath & Eck LLC18$4 12/31/2019
     ROK18$4 12/31/2019
Larson Financial Group LLC20$4 12/31/2019
     ROK20$4 12/31/2019
Evolution Wealth Advisors LLC21$4 12/31/2019
     ROK21$4 12/31/2019
Weaver Consulting Group24$4 12/31/2019
     ROK24$4 12/31/2019
Centerpoint Advisors LLC14$3 12/31/2019
     ROK14$3 12/31/2019
Kayne Anderson Rudnick Investment Management LLC8$2 12/31/2019
     ROK8$2 12/31/2019
Baldwin Brothers Inc. MA12$2 12/31/2019
     ROK12$2 12/31/2019
Wealthcare Capital Management LLC12$2 12/31/2019
     ROK12$2 12/31/2019
AllSquare Wealth Management LLC12$2 12/31/2019
     ROK12$2 12/31/2019
USA Financial Portformulas Corp11$2 12/31/2019
     ROK11$2 12/31/2019
Financial Architects Inc7$1 12/31/2019
     ROK7$1 12/31/2019
Heritage Wealth Advisors6$1 12/31/2019
     ROK6$1 12/31/2019
First Personal Financial Services6$1 12/31/2019
     ROK6$1 12/31/2019
Global Trust Asset Management LLC4$1 12/31/2019
     ROK4$1 12/31/2019
Personal Wealth Partners7$1 12/31/2019
     ROK7$1 12/31/2019
Wealth Quarterback LLC3$1 12/31/2019
     ROK3$1 12/31/2019
Parallax Volatility Advisers L.P. $-104 12/31/2019
     Put800$162 12/31/2019
     ROK189$38 12/31/2019
     Call100$20 12/31/2019
Two Sigma Securities LLC $-108 12/31/2019
     Put5,300$1,074 12/31/2019
     Call2,800$567 12/31/2019
     ROK1,971$399 12/31/2019
Simplex Trading LLC $-831 12/31/2019
     Put157$3,181 12/31/2019
     Call116$2,350 12/31/2019
Capstone Investment Advisors LLC $-2,290 12/31/2019
     Put19,800$4,013 12/31/2019
     Call8,500$1,723 12/31/2019
Interval Partners LP $-4,053 12/31/2019
     Put20,000$4,053 12/31/2019
J. Goldman & Co LP $-6,769 12/31/2019
     Put55,600$11,268 12/31/2019
     Call22,200$4,499 12/31/2019
Twin Tree Management LP $-6,873 12/31/2019
     Put35,200$7,134 12/31/2019
     ROK1,288$261 12/31/2019
Holocene Advisors LP222,500$-45,094 12/31/2019
     Put222,500$45,094 12/31/2019

See Summary: Institutional Holders of ROK
See Details: Top 10 Hedge Funds Holding ROK
Also See: ROK Insider Buying
Also See: ROK Holdings Changes
Analysts Forecast: Rockwell Automation Price Target

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