HoldingsChannel.com
Funds Holding NMFC
HolderAmountPosition Size
($ in 1000's)
 As of
Radcliffe Capital Management L.P. $34,324 03/31/2020
     CONVRT BOND41,000,000$33,471 03/31/2020
     NMFC125,402$853 03/31/2020
Wells Fargo & Company MN3,284,310$22,333 03/31/2020
     NMFC3,284,310$22,333 03/31/2020
Dimension Capital Management LLC2,304,517$15,671 03/31/2020
     NMFC2,304,517$15,671 03/31/2020
Round Table Services LLC2,284,440$15,534 03/31/2020
     NMFC2,284,440$15,534 03/31/2020
Citadel Advisors LLC $15,471 03/31/2020
     Bond17,500,000$14,942 03/31/2020
     NMFC77,671$529 03/31/2020
JPMorgan Chase & Co.1,935,915$13,164 03/31/2020
     NMFC1,935,915$13,164 03/31/2020
LSV Asset Management1,923,900$13,082 03/31/2020
     NMFC1,923,900$13,082 03/31/2020
Palisade Capital Management LLC NJ $10,778 03/31/2020
     NMFC1,216,280$8,271 03/31/2020
     NOTE 53,000,000$2,507 03/31/2020
Morgan Stanley $9,952 03/31/2020
     NMFC1,413,725$9,613 03/31/2020
     NOTE 5338,000$339 03/31/2020
Spring Creek Investment Management LLC1,384,000$9,411 03/31/2020
     NMFC1,384,000$9,411 03/31/2020
HighTower Advisors LLC1,236,504$8,420 03/31/2020
     NMFC1,236,504$8,420 03/31/2020
Cliffwater LLC1,007,367$6,850 03/31/2020
     NMFC1,007,367$6,850 03/31/2020
Partners Group Holding AG1,006,960$6,847 03/31/2020
     NMFC1,006,960$6,847 03/31/2020
Van ECK Associates Corp852,086$5,794 03/31/2020
     NMFC852,086$5,794 03/31/2020
Invesco Ltd.836,785$5,691 03/31/2020
     NMFC836,785$5,691 03/31/2020
CNH Partners LLC $5,638 03/31/2020
     NOTE 56,875,000$5,638 03/31/2020
Advisors Capital Management LLC764,413$5,198 03/31/2020
     NMFC764,413$5,198 03/31/2020
Arrowstreet Capital Limited Partnership744,781$5,065 03/31/2020
     NMFC744,781$5,065 03/31/2020
Confluence Investment Management LLC521,945$4,849 06/30/2020
     NMFC521,945$4,849 06/30/2020
Muzinich & Co. Inc.680,867$4,629 03/31/2020
     NMFC680,867$4,629 03/31/2020
Sumitomo Mitsui Trust Holdings Inc.669,325$4,551 03/31/2020
     NMFC669,325$4,551 03/31/2020
Bank of Montreal Can794,000$4,478 03/31/2020
     NMFC794,000$4,478 03/31/2020
Legal & General Group Plc548,882$3,730 03/31/2020
     NMFC548,882$3,730 03/31/2020
Credit Suisse AG531,504$3,614 03/31/2020
     NMFC531,504$3,614 03/31/2020
BlackRock Inc.464,955$3,162 03/31/2020
     NMFC464,955$3,162 03/31/2020
Neuberger Berman Group LLC450,974$3,067 03/31/2020
     NMFC450,974$3,067 03/31/2020
Chilton Investment Co. LLC417,899$2,842 03/31/2020
     NMFC417,899$2,842 03/31/2020
Susquehanna International Group LLP $2,838 03/31/2020
     NMFC318,584$2,166 03/31/2020
     Call115,300$784 03/31/2020
     Put16,500$112 03/31/2020
Deutsche Bank AG413,617$2,812 03/31/2020
     NMFC413,617$2,812 03/31/2020
Acadian Asset Management LLC375,623$2,554 03/31/2020
     NMFC375,623$2,554 03/31/2020
Guggenheim Capital LLC349,467$2,376 03/31/2020
     NMFC349,467$2,376 03/31/2020
Raymond James & Associates $1,762 03/31/2020
     NOTE 51,975,000$1,612 03/31/2020
     NMFC22,020$150 03/31/2020
LPL Financial LLC256,891$1,747 03/31/2020
     NMFC256,891$1,747 03/31/2020
Pin Oak Investment Advisors Inc.254,924$1,733 03/31/2020
     NMFC254,924$1,733 03/31/2020
Advisor Group Holdings Inc.252,001$1,711 03/31/2020
     NMFC252,001$1,711 03/31/2020
Virtus ETF Advisers LLC238,030$1,619 03/31/2020
     NMFC238,030$1,619 03/31/2020
Advisors Asset Management Inc.226,817$1,542 03/31/2020
     NMFC226,817$1,542 03/31/2020
Mckinley Capital Management LLC Delaware224,461$1,526 03/31/2020
     NMFC224,461$1,526 03/31/2020
Advisory Research Inc.201,822$1,372 03/31/2020
     NMFC201,822$1,372 03/31/2020
Royal Bank of Canada198,563$1,350 03/31/2020
     NMFC198,563$1,350 03/31/2020
Williams Jones Wealth Management LLC.182,575$1,242 03/31/2020
     NMFC182,575$1,242 03/31/2020
California Public Employees Retirement System182,000$1,238 03/31/2020
     NMFC182,000$1,238 03/31/2020
Two Sigma Advisers LP167,500$1,139 03/31/2020
     NMFC167,500$1,139 03/31/2020
Alps Advisors Inc.158,800$1,080 03/31/2020
     NMFC158,800$1,080 03/31/2020
Guild Investment Management Inc.154,290$1,049 03/31/2020
     NMFC154,290$1,049 03/31/2020
Millennium Management LLC150,996$1,027 03/31/2020
     NMFC150,996$1,027 03/31/2020
Goldman Sachs Group Inc.150,769$1,025 03/31/2020
     NMFC150,769$1,025 03/31/2020
Janney Montgomery Scott LLC142,480$969 03/31/2020
     NMFC142,480$969 03/31/2020
Commonwealth Equity Services LLC124,824$848 03/31/2020
     NMFC124,824$848 03/31/2020
Bank of America Corp DE121,739$828 03/31/2020
     NMFC121,739$828 03/31/2020
Alberta Investment Management Corp121,800$828 03/31/2020
     NMFC121,800$828 03/31/2020
Skandinaviska Enskilda Banken AB publ 121,500$826 03/31/2020
     NMFC121,500$826 03/31/2020
Ameriprise Financial Inc.119,394$812 03/31/2020
     NMFC119,394$812 03/31/2020
Monument Capital Management113,442$771 03/31/2020
     NMFC113,442$771 03/31/2020
Kennedy Capital Management Inc.108,531$738 03/31/2020
     NMFC108,531$738 03/31/2020
Two Sigma Investments LP106,390$723 03/31/2020
     NMFC106,390$723 03/31/2020
Altium Wealth Management LLC106,108$722 03/31/2020
     NMFC106,108$722 03/31/2020
Sigma Planning Corp101,914$693 03/31/2020
     NMFC101,914$693 03/31/2020
Polar Capital LLP90,830$618 03/31/2020
     NMFC90,830$618 03/31/2020
Bank of New York Mellon Corp $574 03/31/2020
     NOTE700,000$574 03/31/2020
Envestnet Asset Management Inc.58,242$541 06/30/2020
     NMFC58,242$541 06/30/2020
20 20 Capital Management Inc.68,827$535 03/31/2020
     NMFC68,827$535 03/31/2020
Macquarie Group Ltd.71,900$489 03/31/2020
     NMFC71,900$489 03/31/2020
Telemus Capital LLC46,000$437 03/31/2020
     NMFC46,000$437 03/31/2020
Wedbush Securities Inc.60,900$414 03/31/2020
     NMFC60,900$414 03/31/2020
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main50,000$380 03/31/2020
     NMFC50,000$380 03/31/2020
Rothschild Investment Corp IL52,544$357 03/31/2020
     NMFC52,544$357 03/31/2020
Oppenheimer & Co. Inc.47,785$325 03/31/2020
     NMFC47,785$325 03/31/2020
Healthcare of Ontario Pension Plan Trust Fund44,844$305 03/31/2020
     NMFC44,844$305 03/31/2020
Qube Research & Technologies Ltd44,887$305 03/31/2020
     NMFC44,887$305 03/31/2020
AJ Wealth Strategies LLC44,413$302 03/31/2020
     NMFC44,413$302 03/31/2020
First Allied Advisory Services Inc.43,265$294 03/31/2020
     NMFC43,265$294 03/31/2020
BCJ Capital Management LLC39,058$266 03/31/2020
     NMFC39,058$266 03/31/2020
Northern Trust Corp38,501$262 03/31/2020
     NMFC38,501$262 03/31/2020
UBS Group AG37,129$252 03/31/2020
     NMFC37,129$252 03/31/2020
D. E. Shaw & Co. Inc.36,892$251 03/31/2020
     NMFC36,892$251 03/31/2020
Cubist Systematic Strategies LLC35,184$239 03/31/2020
     NMFC35,184$239 03/31/2020
Creative Planning32,800$223 03/31/2020
     NMFC32,800$223 03/31/2020
Russell Investments Group Ltd.29,361$222 03/31/2020
     NMFC29,361$222 03/31/2020
Wambolt & Associates LLC32,505$221 03/31/2020
     NMFC32,505$221 03/31/2020
Cornercap Investment Counsel Inc.32,230$219 03/31/2020
     NMFC32,230$219 03/31/2020
Roosevelt Investment Group Inc.31,554$215 03/31/2020
     NMFC31,554$215 03/31/2020
Trexquant Investment LP31,665$215 03/31/2020
     NMFC31,665$215 03/31/2020
B. Riley Wealth Management Inc.30,786$209 03/31/2020
     NMFC30,786$209 03/31/2020
Great West Life Assurance Co. Can28,492$195 03/31/2020
     NMFC28,492$195 03/31/2020
Perennial Advisors LLC27,905$190 03/31/2020
     NMFC27,905$190 03/31/2020
Raymond James Financial Services Advisors Inc.27,360$186 03/31/2020
     NMFC27,360$186 03/31/2020
Sanders Morris Harris LLC19,575$182 06/30/2020
     NMFC19,575$182 06/30/2020
Aigen Investment Management LP26,748$182 03/31/2020
     NMFC26,748$182 03/31/2020
PDT Partners LLC25,900$176 03/31/2020
     NMFC25,900$176 03/31/2020
Epoch Investment Partners Inc.25,725$175 03/31/2020
     NMFC25,725$175 03/31/2020
Mercer Global Advisors Inc. ADV23,251$158 03/31/2020
     NMFC23,251$158 03/31/2020
Bard Associates Inc.22,053$150 03/31/2020
     NMFC22,053$150 03/31/2020
Private Advisor Group LLC22,026$150 03/31/2020
     NMFC22,026$150 03/31/2020
Mirae Asset Global Investments Co. Ltd.21,872$149 03/31/2020
     NMFC21,872$149 03/31/2020
Squarepoint Ops LLC21,007$143 03/31/2020
     NMFC21,007$143 03/31/2020
CWA Asset Management Group LLC19,200$131 03/31/2020
     NMFC19,200$131 03/31/2020
Bailard Inc.18,946$129 03/31/2020
     NMFC18,946$129 03/31/2020
Allen Investment Management LLC19,010$129 03/31/2020
     NMFC19,010$129 03/31/2020
Calton & Associates Inc.18,829$128 03/31/2020
     NMFC18,829$128 03/31/2020
Moloney Securities Asset Management LLC18,049$123 03/31/2020
     NMFC18,049$123 03/31/2020
Shelton Capital Management18,000$122 03/31/2020
     NMFC18,000$122 03/31/2020
Wolverine Trading LLC $120 03/31/2020
     NMFC14,002$106 03/31/2020
     Call12,600$96 03/31/2020
     Put10,800$82 03/31/2020
Eagle Global Advisors LLC16,850$115 03/31/2020
     NMFC16,850$115 03/31/2020
Group One Trading L.P. $114 03/31/2020
     NMFC16,000$109 03/31/2020
     Call800$5 03/31/2020
Parametric Portfolio Associates LLC16,750$114 03/31/2020
     NMFC16,750$114 03/31/2020
National Asset Management Inc.15,876$108 03/31/2020
     NMFC15,876$108 03/31/2020
Victory Capital Management Inc.15,431$105 03/31/2020
     NMFC15,431$105 03/31/2020
Proequities Inc. $103 03/31/2020
     NMFC15,195$103 03/31/2020
     Put0$0 03/31/2020
     Call0$0 03/31/2020
     NOTE 50$0 03/31/2020
     NOTE 50$0 03/31/2020
Essex Financial Services Inc.15,145$103 03/31/2020
     NMFC15,145$103 03/31/2020
Boenning & Scattergood Inc.15,000$102 03/31/2020
     NMFC15,000$102 03/31/2020
Stifel Financial Corp14,202$97 03/31/2020
     NMFC14,202$97 03/31/2020
Eastern Bank13,800$94 03/31/2020
     NMFC13,800$94 03/31/2020
United Capital Financial Advisers LLC13,667$93 03/31/2020
     NMFC13,667$93 03/31/2020
Tower Research Capital LLC TRC 13,178$90 03/31/2020
     NMFC13,178$90 03/31/2020
Caxton Associates LP12,766$87 03/31/2020
     NMFC12,766$87 03/31/2020
Capital Fund Management S.A.12,447$85 03/31/2020
     NMFC12,447$85 03/31/2020
Coastal Bridge Advisors LLC11,655$79 03/31/2020
     NMFC11,655$79 03/31/2020
Tudor Investment Corp Et Al11,184$76 03/31/2020
     NMFC11,184$76 03/31/2020
CFO4Life Group LLC11,083$75 03/31/2020
     NMFC11,083$75 03/31/2020
Steward Partners Investment Advisory LLC11,095$75 03/31/2020
     NMFC11,095$75 03/31/2020
ExodusPoint Capital Management LP10,936$74 03/31/2020
     NMFC10,936$74 03/31/2020
Armor Investment Advisors LLC10,030$68 03/31/2020
     NMFC10,030$68 03/31/2020
Advisory Services Network LLC9,574$65 03/31/2020
     NMFC9,574$65 03/31/2020
Verus Capital Partners LLC6,778$46 03/31/2020
     NMFC6,778$46 03/31/2020
Quantbot Technologies LP4,737$32 03/31/2020
     NMFC4,737$32 03/31/2020
SRS Capital Advisors Inc.3,475$24 03/31/2020
     NMFC3,475$24 03/31/2020
RPG Investment Advisory LLC3,005$20 03/31/2020
     NMFC3,005$20 03/31/2020
Kore Private Wealth LLC2,655$18 03/31/2020
     NMFC2,655$18 03/31/2020
Lindbrook Capital LLC2,700$18 03/31/2020
     NMFC2,700$18 03/31/2020
Simplex Trading LLC $17 03/31/2020
     Put96$65 03/31/2020
     NMFC8,750$59 03/31/2020
     Call35$23 03/31/2020
PNC Financial Services Group Inc.2,206$15 03/31/2020
     NMFC2,206$15 03/31/2020
US Bancorp DE1,300$9 03/31/2020
     NMFC1,300$9 03/31/2020
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA1,175$8 03/31/2020
     NMFC1,175$8 03/31/2020
Benjamin F. Edwards & Company Inc.1,060$7 03/31/2020
     NMFC1,060$7 03/31/2020
Joseph P. Lucia & Associates LLC575$5 06/30/2020
     NMFC575$5 06/30/2020
Glenmede Trust Co. NA365$5 03/31/2020
     NMFC365$5 03/31/2020
Sonora Investment Management LLC540$4 03/31/2020
     NMFC540$4 03/31/2020
Brown Brothers Harriman & Co.273$2 03/31/2020
     NMFC273$2 03/31/2020
Citigroup Inc.290$2 03/31/2020
     NMFC290$2 03/31/2020
CWM LLC326$2 03/31/2020
     NMFC326$2 03/31/2020
Edge Wealth Management LLC300$2 03/31/2020
     NMFC300$2 03/31/2020
Sowell Financial Services LLC240$2 03/31/2020
     NMFC240$2 03/31/2020
Parallel Advisors LLC300$2 03/31/2020
     NMFC300$2 03/31/2020
Selective Wealth Management Inc.285$2 03/31/2020
     NMFC285$2 03/31/2020
Wealthcare Advisory Partners LLC76$1 03/31/2020
     NMFC76$1 03/31/2020
Gradient Investments LLC3$0 06/30/2020
     NMFC3$0 06/30/2020
Carroll Financial Associates Inc.100$0 06/30/2020
     NMFC100$0 06/30/2020
Patriot Financial Group Insurance Agency LLC9$0 06/30/2020
     NMFC9$0 06/30/2020
FMR LLC1$0 03/31/2020
     NMFC1$0 03/31/2020
Enterprise Financial Services Corp0$0 03/31/2020
     NMFC0$0 03/31/2020
NEXT Financial Group Inc25$0 03/31/2020
     NMFC25$0 03/31/2020
Financial Enhancement Group LLC27$0 03/31/2020
     NMFC27$0 03/31/2020
Atom Investors LP $-6 03/31/2020
     Put900$6 03/31/2020
HAP Trading LLC11,100$-96 03/31/2020
     Put11,100$96 03/31/2020

See Summary: Institutional Holders of NMFC
See Details: Top 10 Hedge Funds Holding NMFC
Also See: NMFC Insider Buying
Also See: NMFC Holdings Changes

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