HoldingsChannel.com
Funds Holding NMFC
HolderAmountPosition Size
($ in 1000's)
 As of
Wells Fargo & Company MN3,842,778$52,799 12/31/2019
     NMFC3,842,778$52,799 12/31/2019
Sunbelt Securities Inc.9,341$32,085 12/31/2019
     NMFC9,341$32,085 12/31/2019
Dimension Capital Management LLC2,245,779$30,854 12/31/2019
     NMFC2,245,779$30,854 12/31/2019
LSV Asset Management2,158,400$29,656 12/31/2019
     NMFC2,158,400$29,656 12/31/2019
JPMorgan Chase & Co.1,974,688$27,132 12/31/2019
     NMFC1,974,688$27,132 12/31/2019
Citadel Advisors LLC $23,451 12/31/2019
     Bond20,500,000$21,548 12/31/2019
     NMFC138,483$1,903 12/31/2019
Round Table Services LLC1,691,268$23,238 12/31/2019
     NMFC1,691,268$23,238 12/31/2019
Arrowstreet Capital Limited Partnership1,566,396$21,522 12/31/2019
     NMFC1,566,396$21,522 12/31/2019
Palisade Capital Management LLC NJ $18,302 12/31/2019
     NMFC1,102,919$15,154 12/31/2019
     NOTE 53,000,000$3,148 12/31/2019
Morgan Stanley $14,692 12/31/2019
     NMFC1,043,477$14,338 12/31/2019
     NOTE 5338,000$354 12/31/2019
Partners Group Holding AG1,037,116$14,250 12/31/2019
     NMFC1,037,116$14,250 12/31/2019
Invesco Ltd.867,429$11,918 12/31/2019
     NMFC867,429$11,918 12/31/2019
Van ECK Associates Corp838,975$11,528 12/31/2019
     NMFC838,975$11,528 12/31/2019
Cliffwater LLC837,881$11,512 12/31/2019
     NMFC837,881$11,512 12/31/2019
Confluence Investment Management LLC817,482$11,232 12/31/2019
     NMFC817,482$11,232 12/31/2019
UBS Group AG805,394$11,066 12/31/2019
     NMFC805,394$11,066 12/31/2019
Bank of Montreal Can794,000$10,910 12/31/2019
     NMFC794,000$10,910 12/31/2019
Muzinich & Co. Inc.762,711$10,480 12/31/2019
     NMFC762,711$10,480 12/31/2019
Millennium Management LLC733,428$10,077 12/31/2019
     NMFC733,428$10,077 12/31/2019
Advisors Capital Management LLC722,269$9,924 12/31/2019
     NMFC722,269$9,924 12/31/2019
Credit Suisse AG539,609$7,414 12/31/2019
     NMFC539,609$7,414 12/31/2019
Legal & General Group Plc509,902$7,009 12/31/2019
     NMFC509,902$7,009 12/31/2019
Oaktree Capital Management LP $6,686 12/31/2019
     CONVERTIBLE BOND6,353,000$6,686 12/31/2019
Neuberger Berman Group LLC479,949$6,594 12/31/2019
     NMFC479,949$6,594 12/31/2019
BlackRock Inc.432,263$5,939 12/31/2019
     NMFC432,263$5,939 12/31/2019
Rivernorth Capital Management LLC $5,255 12/31/2019
     NOTE 55,000,000$5,255 12/31/2019
Healthcare of Ontario Pension Plan Trust Fund356,200$4,894 12/31/2019
     NMFC356,200$4,894 12/31/2019
Guggenheim Capital LLC342,866$4,711 12/31/2019
     NMFC342,866$4,711 12/31/2019
Virtus ETF Advisers LLC331,581$4,556 12/31/2019
     NMFC331,581$4,556 12/31/2019
Royal Bank of Canada $4,354 12/31/2019
     NMFC316,463$4,349 12/31/2019
     NOTE 55,000$5 12/31/2019
Williams Jones Wealth Management LLC.284,025$3,903 12/31/2019
     NMFC284,025$3,903 12/31/2019
Alps Advisors Inc.266,100$3,656 12/31/2019
     NMFC266,100$3,656 12/31/2019
Acadian Asset Management LLC242,572$3,334 12/31/2019
     NMFC242,572$3,334 12/31/2019
Pin Oak Investment Advisors Inc.237,494$3,263 12/31/2019
     NMFC237,494$3,263 12/31/2019
Advisors Asset Management Inc.237,408$3,262 12/31/2019
     NMFC237,408$3,262 12/31/2019
Ameriprise Financial Inc.236,873$3,255 12/31/2019
     NMFC236,873$3,255 12/31/2019
Chilton Investment Co. LLC232,200$3,190 12/31/2019
     NMFC232,200$3,190 12/31/2019
HighTower Advisors LLC227,266$3,118 12/31/2019
     NMFC227,266$3,118 12/31/2019
Mckinley Capital Management LLC Delaware224,291$3,082 12/31/2019
     NMFC224,291$3,082 12/31/2019
LPL Financial LLC216,588$2,976 12/31/2019
     NMFC216,588$2,976 12/31/2019
Advisory Research Inc.211,578$2,907 12/31/2019
     NMFC211,578$2,907 12/31/2019
Advisor Group Inc.211,574$2,907 12/31/2019
     NMFC211,574$2,907 12/31/2019
Two Sigma Investments LP208,101$2,859 12/31/2019
     NMFC208,101$2,859 12/31/2019
Public Sector Pension Investment Board179,100$2,461 12/31/2019
     NMFC179,100$2,461 12/31/2019
Susquehanna International Group LLP $2,361 12/31/2019
     NMFC151,015$2,075 12/31/2019
     Call20,800$286 12/31/2019
Raymond James & Associates $2,346 12/31/2019
     NOTE 51,980,000$2,076 12/31/2019
     NMFC19,676$270 12/31/2019
Two Sigma Advisers LP162,800$2,237 12/31/2019
     NMFC162,800$2,237 12/31/2019
Thrivent Financial for Lutherans $2,150 12/31/2019
     NOTE 52,050,000$2,150 12/31/2019
California Public Employees Retirement System154,200$2,119 12/31/2019
     NMFC154,200$2,119 12/31/2019
Guild Investment Management Inc.153,730$2,112 12/31/2019
     NMFC153,730$2,112 12/31/2019
Deutsche Bank AG148,941$2,046 12/31/2019
     NMFC148,941$2,046 12/31/2019
Janney Montgomery Scott LLC148,004$2,034 12/31/2019
     NMFC148,004$2,034 12/31/2019
D. E. Shaw & Co. Inc.144,194$1,981 12/31/2019
     NMFC144,194$1,981 12/31/2019
Marshall Wace LLP136,572$1,877 12/31/2019
     NMFC136,572$1,877 12/31/2019
Rafferty Asset Management LLC136,099$1,870 12/31/2019
     NMFC136,099$1,870 12/31/2019
Bank of America Corp DE131,681$1,809 12/31/2019
     NMFC131,681$1,809 12/31/2019
Goldman Sachs Group Inc.124,200$1,707 12/31/2019
     NMFC124,200$1,707 12/31/2019
Alberta Investment Management Corp121,800$1,674 12/31/2019
     NMFC121,800$1,674 12/31/2019
Skandinaviska Enskilda Banken AB publ 121,500$1,669 12/31/2019
     NMFC121,500$1,669 12/31/2019
Elevated Capital Advisors LLC120,568$1,657 12/31/2019
     NMFC120,568$1,657 12/31/2019
Kennedy Capital Management Inc.117,504$1,615 12/31/2019
     NMFC117,504$1,615 12/31/2019
West Family Investments Inc.112,968$1,552 12/31/2019
     NMFC112,968$1,552 12/31/2019
Polar Capital LLP110,550$1,519 12/31/2019
     NMFC110,550$1,519 12/31/2019
Altium Wealth Management LLC101,888$1,400 12/31/2019
     NMFC101,888$1,400 12/31/2019
Sigma Planning Corp99,137$1,362 12/31/2019
     NMFC99,137$1,362 12/31/2019
Green Square Asset Management LLC98,790$1,357 12/31/2019
     NMFC98,790$1,357 12/31/2019
Monument Capital Management94,303$1,296 12/31/2019
     NMFC94,303$1,296 12/31/2019
Commonwealth Equity Services LLC93,227$1,280 12/31/2019
     NMFC93,227$1,280 12/31/2019
Northern Trust Corp89,224$1,225 12/31/2019
     NMFC89,224$1,225 12/31/2019
Wedbush Securities Inc.85,518$1,175 12/31/2019
     NMFC85,518$1,175 12/31/2019
Oppenheimer & Co. Inc.78,771$1,082 12/31/2019
     NMFC78,771$1,082 12/31/2019
Beck Capital Management LLC77,320$1,062 12/31/2019
     NMFC77,320$1,062 12/31/2019
Ladenburg Thalmann Financial Services Inc.77,051$1,059 12/31/2019
     NMFC77,051$1,059 12/31/2019
Caxton Associates LP75,644$1,039 12/31/2019
     NMFC75,644$1,039 12/31/2019
20 20 Capital Management Inc.71,124$1,010 12/31/2019
     NMFC71,124$1,010 12/31/2019
Macquarie Group Ltd.71,900$988 12/31/2019
     NMFC71,900$988 12/31/2019
Balyasny Asset Management LLC68,387$940 12/31/2019
     NMFC68,387$940 12/31/2019
Epoch Investment Partners Inc.64,222$882 12/31/2019
     NMFC64,222$882 12/31/2019
Sanders Morris Harris LLC58,075$788 12/31/2019
     NMFC58,075$788 12/31/2019
Standard Life Aberdeen plc56,500$777 12/31/2019
     NMFC56,500$777 12/31/2019
PDT Partners LLC56,190$772 12/31/2019
     NMFC56,190$772 12/31/2019
Rothschild Investment Corp IL52,544$722 12/31/2019
     NMFC52,544$722 12/31/2019
Foundations Investment Advisors LLC44,067$614 12/31/2019
     NMFC44,067$614 12/31/2019
AJ Wealth Strategies LLC42,873$589 12/31/2019
     NMFC42,873$589 12/31/2019
Quantitative Systematic Strategies LLC42,696$587 12/31/2019
     NMFC42,696$587 12/31/2019
P.A.W. Capital Corp40,000$550 12/31/2019
     NMFC40,000$550 12/31/2019
Ares Management LLC40,000$550 12/31/2019
     NMFC40,000$550 12/31/2019
Envestnet Asset Management Inc.39,894$548 12/31/2019
     NMFC39,894$548 12/31/2019
Atria Investments LLC39,795$547 12/31/2019
     NMFC39,795$547 12/31/2019
Cipher Capital LP38,926$535 12/31/2019
     NMFC38,926$535 12/31/2019
BCJ Capital Management LLC38,700$532 12/31/2019
     NMFC38,700$532 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main38,107$523 12/31/2019
     NMFC38,107$523 12/31/2019
Castle Rock Wealth Management LLC35,425$507 12/31/2019
     NMFC35,425$507 12/31/2019
First Allied Advisory Services Inc.35,745$504 12/31/2019
     NMFC35,745$504 12/31/2019
Roosevelt Investment Group Inc.33,625$462 12/31/2019
     NMFC33,625$462 12/31/2019
Creative Planning31,749$436 12/31/2019
     NMFC31,749$436 12/31/2019
Perennial Advisors LLC31,581$434 12/31/2019
     NMFC31,581$434 12/31/2019
B. Riley Wealth Management Inc.30,786$423 12/31/2019
     NMFC30,786$423 12/31/2019
Cornercap Investment Counsel Inc.30,230$415 12/31/2019
     NMFC30,230$415 12/31/2019
Mirae Asset Global Investments Co. Ltd.30,095$414 12/31/2019
     NMFC30,095$414 12/31/2019
Infrastructure Capital Advisors LLC30,000$412 12/31/2019
     NMFC30,000$412 12/31/2019
CIBC Private Wealth Group LLC29,141$400 12/31/2019
     NMFC29,141$400 12/31/2019
Cerity Partners LLC28,400$390 12/31/2019
     NMFC28,400$390 12/31/2019
Raymond James Financial Services Advisors Inc.26,958$370 12/31/2019
     NMFC26,958$370 12/31/2019
Parametric Portfolio Associates LLC26,115$359 12/31/2019
     NMFC26,115$359 12/31/2019
Telemus Capital LLC26,000$357 12/31/2019
     NMFC26,000$357 12/31/2019
Russell Investments Group Ltd.25,620$352 12/31/2019
     NMFC25,620$352 12/31/2019
Great West Life Assurance Co. Can25,404$347 12/31/2019
     NMFC25,404$347 12/31/2019
Qube Research & Technologies Ltd24,243$333 12/31/2019
     NMFC24,243$333 12/31/2019
Stifel Financial Corp23,705$329 12/31/2019
     NMFC23,705$329 12/31/2019
Bard Associates Inc.22,053$303 12/31/2019
     NMFC22,053$303 12/31/2019
Private Advisor Group LLC22,026$302 12/31/2019
     NMFC22,026$302 12/31/2019
Schonfeld Strategic Advisors LLC22,000$302 12/31/2019
     NMFC22,000$302 12/31/2019
Wambolt & Associates LLC21,437$295 12/31/2019
     NMFC21,437$295 12/31/2019
HWG Holdings LP20,173$277 12/31/2019
     NMFC20,173$277 12/31/2019
Mycio Wealth Partners LLC20,000$275 12/31/2019
     NMFC20,000$275 12/31/2019
Bailard Inc.18,946$260 12/31/2019
     NMFC18,946$260 12/31/2019
Allen Investment Management LLC18,558$255 12/31/2019
     NMFC18,558$255 12/31/2019
Shelton Capital Management18,000$247 12/31/2019
     NMFC18,000$247 12/31/2019
Eagle Global Advisors LLC16,850$232 12/31/2019
     NMFC16,850$232 12/31/2019
TCW Group Inc.15,800$217 12/31/2019
     NMFC15,800$217 12/31/2019
Wolverine Asset Management LLC15,775$216 12/31/2019
     NMFC15,775$216 12/31/2019
Moloney Securities Asset Management LLC15,501$213 12/31/2019
     NMFC15,501$213 12/31/2019
Victory Capital Management Inc.15,159$208 12/31/2019
     NMFC15,159$208 12/31/2019
Boenning & Scattergood Inc.15,000$206 12/31/2019
     NMFC15,000$206 12/31/2019
Dynamic Technology Lab Private Ltd14,812$204 12/31/2019
     NMFC14,812$204 12/31/2019
Proequities Inc. $194 12/31/2019
     NMFC14,088$194 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
     NOTE 50$0 12/31/2019
     NOTE 50$0 12/31/2019
Essex Financial Services Inc.14,139$194 12/31/2019
     NMFC14,139$194 12/31/2019
Eastern Bank13,800$190 12/31/2019
     NMFC13,800$190 12/31/2019
Paloma Partners Management Co12,068$166 12/31/2019
     NMFC12,068$166 12/31/2019
Tocqueville Asset Management L.P.11,900$164 12/31/2019
     NMFC11,900$164 12/31/2019
Mercer Global Advisors Inc. ADV11,824$162 12/31/2019
     NMFC11,824$162 12/31/2019
Brown Advisory Inc.11,645$160 12/31/2019
     NMFC11,645$160 12/31/2019
CFO4Life Group LLC11,649$160 12/31/2019
     NMFC11,649$160 12/31/2019
Wolverine Trading LLC11,547$158 12/31/2019
     NMFC11,547$158 12/31/2019
CWA Asset Management Group LLC11,367$156 12/31/2019
     NMFC11,367$156 12/31/2019
Armor Investment Advisors LLC10,180$140 12/31/2019
     NMFC10,180$140 12/31/2019
Prelude Capital Management LLC9,050$124 12/31/2019
     NMFC9,050$124 12/31/2019
Steward Partners Investment Advisory LLC9,019$123 12/31/2019
     NMFC9,019$123 12/31/2019
Americana Partners LLC8,750$120 12/31/2019
     NMFC8,750$120 12/31/2019
Advisory Services Network LLC7,451$102 12/31/2019
     NMFC7,451$102 12/31/2019
Quantbot Technologies LP6,537$89 12/31/2019
     NMFC6,537$89 12/31/2019
Anfield Capital Management LLC5,901$82 12/31/2019
     NMFC5,901$82 12/31/2019
Verus Capital Partners LLC4,475$61 12/31/2019
     NMFC4,475$61 12/31/2019
RPG Investment Advisory LLC3,005$41 12/31/2019
     NMFC3,005$41 12/31/2019
Manchester Financial Inc.2,600$36 12/31/2019
     NMFC2,600$36 12/31/2019
Kore Private Wealth LLC2,655$36 12/31/2019
     NMFC2,655$36 12/31/2019
Benjamin F. Edwards & Company Inc.1,607$22 12/31/2019
     NMFC1,607$22 12/31/2019
US Bancorp DE1,300$18 12/31/2019
     NMFC1,300$18 12/31/2019
Parallel Advisors LLC1,000$14 12/31/2019
     NMFC1,000$14 12/31/2019
Huntington National Bank884$12 12/31/2019
     NMFC884$12 12/31/2019
Clear Harbor Asset Management LLC900$12 12/31/2019
     NMFC900$12 12/31/2019
Enterprise Financial Services Corp425$6 12/31/2019
     NMFC425$6 12/31/2019
Glenmede Trust Co. NA365$5 12/31/2019
     NMFC365$5 12/31/2019
Massmutual Trust Co. FSB ADV400$5 09/30/2019
     NMFC400$5 09/30/2019
Citigroup Inc.290$4 12/31/2019
     NMFC290$4 12/31/2019
Edge Wealth Management LLC300$4 12/31/2019
     NMFC300$4 12/31/2019
Selective Wealth Management Inc.273$4 12/31/2019
     NMFC273$4 12/31/2019
Financial Architects Inc200$3 12/31/2019
     NMFC200$3 12/31/2019
Sowell Financial Services LLC240$3 12/31/2019
     NMFC240$3 12/31/2019
Carroll Financial Associates Inc.100$1 12/31/2019
     NMFC100$1 12/31/2019
Wealthcare Advisory Partners LLC76$1 12/31/2019
     NMFC76$1 12/31/2019
Northwestern Mutual Wealth Management Co.23$0 12/31/2019
     NMFC23$0 12/31/2019
NEXT Financial Group Inc25$0 12/31/2019
     NMFC25$0 12/31/2019
Patriot Financial Group Insurance Agency LLC9$0 12/31/2019
     NMFC9$0 12/31/2019
HAP Trading LLC $-22 12/31/2019
     Put11,100$22 12/31/2019
Simplex Trading LLC2,504$-26 12/31/2019
     Put44$60 12/31/2019
     NMFC2,504$34 12/31/2019

See Summary: Institutional Holders of NMFC
See Details: Top 10 Hedge Funds Holding NMFC
Also See: NMFC Insider Buying
Also See: NMFC Holdings Changes

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