HoldingsChannel.com
Funds Holding NMFC
HolderAmountPosition Size
($ in 1000's)
 As of
Rivernorth Capital Management LLC $524,660 09/30/2019
     NOTE 55,000,000$524,660 09/30/2019
Wells Fargo & Company MN4,177,695$56,942 09/30/2019
     NMFC4,177,695$56,942 09/30/2019
Steelhead Partners LLC $35,487 09/30/2019
     NOTE 533,850,000$35,487 09/30/2019
LSV Asset Management2,162,300$29,472 09/30/2019
     NMFC2,162,300$29,472 09/30/2019
Citadel Advisors LLC $22,399 09/30/2019
     Bond20,500,000$21,530 09/30/2019
     NMFC63,790$869 09/30/2019
Dimension Capital Management LLC1,629,353$22,206 09/30/2019
     NMFC1,629,353$22,206 09/30/2019
Round Table Services LLC1,620,931$22,093 09/30/2019
     NMFC1,620,931$22,093 09/30/2019
JPMorgan Chase & Co.1,546,054$21,073 09/30/2019
     NMFC1,546,054$21,073 09/30/2019
Arrowstreet Capital Limited Partnership1,285,727$17,524 09/30/2019
     NMFC1,285,727$17,524 09/30/2019
Palisade Capital Management LLC NJ $17,014 09/30/2019
     NMFC1,017,987$13,875 09/30/2019
     NOTE 53,000,000$3,139 09/30/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS $15,697 09/30/2019
     NOTE15,000,000$15,697 09/30/2019
Partners Group Holding AG908,506$12,383 09/30/2019
     NMFC908,506$12,383 09/30/2019
Confluence Investment Management LLC860,135$11,723 09/30/2019
     NMFC860,135$11,723 09/30/2019
Morgan Stanley $11,459 09/30/2019
     NMFC815,220$11,112 09/30/2019
     NOTE 5338,000$347 09/30/2019
Muzinich & Co. Inc.799,639$10,899 09/30/2019
     NMFC799,639$10,899 09/30/2019
Bank of Montreal Can794,000$10,822 09/30/2019
     NMFC794,000$10,822 09/30/2019
CNH Partners LLC $9,977 09/30/2019
     NOTE 59,500,000$9,977 09/30/2019
Cliffwater LLC731,711$9,973 09/30/2019
     NMFC731,711$9,973 09/30/2019
Advisors Capital Management LLC671,121$9,147 09/30/2019
     NMFC671,121$9,147 09/30/2019
UBS Group AG665,320$9,068 09/30/2019
     NMFC665,320$9,068 09/30/2019
Van ECK Associates Corp651,999$8,887 09/30/2019
     NMFC651,999$8,887 09/30/2019
Millennium Management LLC498,498$6,794 09/30/2019
     NMFC498,498$6,794 09/30/2019
Credit Suisse AG464,269$6,328 09/30/2019
     NMFC464,269$6,328 09/30/2019
Neuberger Berman Group LLC441,655$6,020 09/30/2019
     NMFC441,655$6,020 09/30/2019
Legal & General Group Plc421,266$5,744 09/30/2019
     NMFC421,266$5,744 09/30/2019
BlackRock Inc.414,608$5,651 09/30/2019
     NMFC414,608$5,651 09/30/2019
Guggenheim Capital LLC349,281$4,761 09/30/2019
     NMFC349,281$4,761 09/30/2019
Royal Bank of Canada326,201$4,446 09/30/2019
     NMFC326,201$4,446 09/30/2019
Two Sigma Investments LP321,999$4,389 09/30/2019
     NMFC321,999$4,389 09/30/2019
Virtus ETF Advisers LLC295,769$4,031 09/30/2019
     NMFC295,769$4,031 09/30/2019
Polar Capital LLP292,000$3,980 09/30/2019
     NMFC292,000$3,980 09/30/2019
Alps Advisors Inc.289,600$3,947 09/30/2019
     NMFC289,600$3,947 09/30/2019
Williams Jones Wealth Management LLC.276,525$3,769 09/30/2019
     NMFC276,525$3,769 09/30/2019
Williams Jones & Associates LLC249,275$3,482 06/30/2019
     NMFC249,275$3,482 06/30/2019
Advisors Asset Management Inc.245,419$3,345 09/30/2019
     NMFC245,419$3,345 09/30/2019
Pin Oak Investment Advisors Inc.243,419$3,318 09/30/2019
     NMFC243,419$3,318 09/30/2019
Ameriprise Financial Inc.239,650$3,266 09/30/2019
     NMFC239,650$3,266 09/30/2019
Kennedy Capital Management Inc.235,618$3,211 09/30/2019
     NMFC235,618$3,211 09/30/2019
Chilton Investment Co. LLC232,200$3,165 09/30/2019
     NMFC232,200$3,165 09/30/2019
Mckinley Capital Management LLC Delaware224,686$3,062 09/30/2019
     NMFC224,686$3,062 09/30/2019
Advisory Research Inc.222,456$3,032 09/30/2019
     NMFC222,456$3,032 09/30/2019
Advisor Group Inc.201,632$2,748 09/30/2019
     NMFC201,632$2,748 09/30/2019
Putnam Investments LLC200,785$2,737 09/30/2019
     NMFC200,785$2,737 09/30/2019
LPL Financial LLC192,532$2,624 09/30/2019
     NMFC192,532$2,624 09/30/2019
Invesco Ltd.173,884$2,370 09/30/2019
     NMFC173,884$2,370 09/30/2019
Raymond James & Associates $2,349 09/30/2019
     NOTE 52,000,000$2,093 09/30/2019
     NMFC18,747$256 09/30/2019
Susquehanna International Group LLP $2,286 09/30/2019
     NMFC181,737$2,477 09/30/2019
     Put14,000$191 09/30/2019
Guild Investment Management Inc.162,130$2,210 09/30/2019
     NMFC162,130$2,210 09/30/2019
Janney Montgomery Scott LLC154,778$2,110 09/30/2019
     NMFC154,778$2,110 09/30/2019
Deutsche Bank AG148,800$2,028 09/30/2019
     NMFC148,800$2,028 09/30/2019
HighTower Advisors LLC137,180$1,869 09/30/2019
     NMFC137,180$1,869 09/30/2019
West Family Investments Inc.135,068$1,841 09/30/2019
     NMFC135,068$1,841 09/30/2019
California Public Employees Retirement System128,400$1,750 09/30/2019
     NMFC128,400$1,750 09/30/2019
Goldman Sachs Group Inc.124,000$1,690 09/30/2019
     NMFC124,000$1,690 09/30/2019
Alberta Investment Management Corp121,800$1,660 09/30/2019
     NMFC121,800$1,660 09/30/2019
Skandinaviska Enskilda Banken AB publ 121,500$1,656 09/30/2019
     NMFC121,500$1,656 09/30/2019
Bank of America Corp DE115,524$1,574 09/30/2019
     NMFC115,524$1,574 09/30/2019
Two Sigma Advisers LP109,400$1,491 09/30/2019
     NMFC109,400$1,491 09/30/2019
Altium Wealth Management LLC100,892$1,375 09/30/2019
     NMFC100,892$1,375 09/30/2019
Green Square Asset Management LLC96,590$1,317 09/30/2019
     NMFC96,590$1,317 09/30/2019
Sigma Planning Corp94,494$1,288 09/30/2019
     NMFC94,494$1,288 09/30/2019
Monument Capital Management92,612$1,262 09/30/2019
     NMFC92,612$1,262 09/30/2019
D. E. Shaw & Co. Inc.91,184$1,243 09/30/2019
     NMFC91,184$1,243 09/30/2019
Commonwealth Equity Services LLC90,633$1,235 09/30/2019
     NMFC90,633$1,235 09/30/2019
Alphasimplex Group LLC84,748$1,155 09/30/2019
     NMFC84,748$1,155 09/30/2019
Beck Capital Management LLC80,497$1,097 09/30/2019
     NMFC80,497$1,097 09/30/2019
Wedbush Securities Inc.80,110$1,092 09/30/2019
     NMFC80,110$1,092 09/30/2019
Oppenheimer & Co. Inc.78,809$1,075 09/30/2019
     NMFC78,809$1,075 09/30/2019
Macquarie Group Ltd.71,900$980 09/30/2019
     NMFC71,900$980 09/30/2019
Epoch Investment Partners Inc.64,222$875 09/30/2019
     NMFC64,222$875 09/30/2019
Acadian Asset Management LLC64,088$874 09/30/2019
     NMFC64,088$874 09/30/2019
Sanders Morris Harris LLC53,775$733 09/30/2019
     NMFC53,775$733 09/30/2019
Rothschild Investment Corp IL52,544$716 09/30/2019
     NMFC52,544$716 09/30/2019
PDT Partners LLC52,149$711 09/30/2019
     NMFC52,149$711 09/30/2019
Ladenburg Thalmann Financial Services Inc.47,364$646 09/30/2019
     NMFC47,364$646 09/30/2019
Standard Life Aberdeen plc46,500$634 09/30/2019
     NMFC46,500$634 09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main38,107$519 09/30/2019
     NMFC38,107$519 09/30/2019
BCJ Capital Management LLC36,432$497 09/30/2019
     NMFC36,432$497 09/30/2019
Northern Trust Corp36,307$495 09/30/2019
     NMFC36,307$495 09/30/2019
Castle Rock Wealth Management LLC36,955$494 09/30/2019
     NMFC36,955$494 09/30/2019
Private Advisor Group LLC34,795$475 09/30/2019
     NMFC34,795$475 09/30/2019
Mirae Asset Global Investments Co. Ltd.34,296$467 09/30/2019
     NMFC34,296$467 09/30/2019
Point72 Asset Management L.P.33,862$462 09/30/2019
     NMFC33,862$462 09/30/2019
Roosevelt Investment Group Inc.33,625$458 09/30/2019
     NMFC33,625$458 09/30/2019
Perennial Advisors LLC31,407$428 09/30/2019
     NMFC31,407$428 09/30/2019
Envestnet Asset Management Inc.30,794$420 09/30/2019
     NMFC30,794$420 09/30/2019
B. Riley Wealth Management Inc.30,786$420 09/30/2019
     NMFC30,786$420 09/30/2019
Cornercap Investment Counsel Inc.30,230$412 09/30/2019
     NMFC30,230$412 09/30/2019
P.A.W. Capital Corp30,000$409 09/30/2019
     NMFC30,000$409 09/30/2019
First Allied Advisory Services Inc.29,121$399 09/30/2019
     NMFC29,121$399 09/30/2019
CIBC Private Wealth Group LLC29,141$397 09/30/2019
     NMFC29,141$397 09/30/2019
Telemus Capital LLC26,000$354 09/30/2019
     NMFC26,000$354 09/30/2019
Raymond James Financial Services Advisors Inc.24,618$336 09/30/2019
     NMFC24,618$336 09/30/2019
Parametric Portfolio Associates LLC24,562$335 09/30/2019
     NMFC24,562$335 09/30/2019
Balyasny Asset Management LLC24,038$328 09/30/2019
     NMFC24,038$328 09/30/2019
Creative Planning24,095$328 09/30/2019
     NMFC24,095$328 09/30/2019
Dean Capital Investments Management LLC24,030$328 09/30/2019
     NMFC24,030$328 09/30/2019
Bard Associates Inc.22,453$306 09/30/2019
     NMFC22,453$306 09/30/2019
Wolverine Asset Management LLC20,955$285 09/30/2019
     NMFC20,955$285 09/30/2019
Caxton Associates LP20,675$282 09/30/2019
     NMFC20,675$282 09/30/2019
ACK Asset Management LLC20,675$282 09/30/2019
     NMFC20,675$282 09/30/2019
Mycio Wealth Partners LLC20,000$273 09/30/2019
     NMFC20,000$273 09/30/2019
Infrastructure Capital Advisors LLC20,000$273 09/30/2019
     NMFC20,000$273 09/30/2019
Stifel Financial Corp19,367$267 09/30/2019
     NMFC19,367$267 09/30/2019
Bailard Inc.18,946$258 09/30/2019
     NMFC18,946$258 09/30/2019
Wambolt & Associates LLC18,789$256 09/30/2019
     NMFC18,789$256 09/30/2019
Allen Investment Management LLC18,558$253 09/30/2019
     NMFC18,558$253 09/30/2019
Shelton Capital Management18,000$245 09/30/2019
     NMFC18,000$245 09/30/2019
Dynamic Technology Lab Private Ltd17,818$243 09/30/2019
     NMFC17,818$243 09/30/2019
Eagle Global Advisors LLC16,850$230 09/30/2019
     NMFC16,850$230 09/30/2019
TCW Group Inc.15,800$215 09/30/2019
     NMFC15,800$215 09/30/2019
Moloney Securities Asset Management LLC15,530$212 09/30/2019
     NMFC15,530$212 09/30/2019
Cubist Systematic Strategies LLC15,200$207 09/30/2019
     NMFC15,200$207 09/30/2019
Eastern Bank13,800$188 09/30/2019
     NMFC13,800$188 09/30/2019
CWA Asset Management Group LLC13,569$185 09/30/2019
     NMFC13,569$185 09/30/2019
AJ Wealth Strategies LLC13,579$185 09/30/2019
     NMFC13,579$185 09/30/2019
Cipher Capital LP13,272$181 09/30/2019
     NMFC13,272$181 09/30/2019
Victory Capital Management Inc.13,194$180 09/30/2019
     NMFC13,194$180 09/30/2019
Tocqueville Asset Management L.P.11,900$162 09/30/2019
     NMFC11,900$162 09/30/2019
CIBC World Markets Inc.11,830$161 09/30/2019
     NMFC11,830$161 09/30/2019
Brown Advisory Inc.11,645$159 09/30/2019
     NMFC11,645$159 09/30/2019
Coastal Bridge Advisors LLC10,910$149 09/30/2019
     NMFC10,910$149 09/30/2019
Financial Counselors Inc.10,461$143 09/30/2019
     NMFC10,461$143 09/30/2019
Armor Investment Advisors LLC10,380$141 09/30/2019
     NMFC10,380$141 09/30/2019
Prelude Capital Management LLC9,050$123 09/30/2019
     NMFC9,050$123 09/30/2019
Steward Partners Investment Advisory LLC9,019$122 09/30/2019
     NMFC9,019$122 09/30/2019
Capital Analysts LLC5,600$76 09/30/2019
     NMFC5,600$76 09/30/2019
Proequities Inc. $71 09/30/2019
     NMFC5,201$71 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
     NOTE 50$0 09/30/2019
     NOTE 50$0 09/30/2019
RPG Investment Advisory LLC3,005$41 09/30/2019
     NMFC3,005$41 09/30/2019
Lenox Wealth Advisors LLC1,897$26 09/30/2019
     NMFC1,897$26 09/30/2019
HWG Holdings LP1,720$23 09/30/2019
     NMFC1,720$23 09/30/2019
Benjamin F. Edwards & Company Inc.1,606$22 09/30/2019
     NMFC1,606$22 09/30/2019
Tower Research Capital LLC TRC 1,455$20 09/30/2019
     NMFC1,455$20 09/30/2019
Quantamental Technologies LLC1,500$20 09/30/2019
     NMFC1,500$20 09/30/2019
US Bancorp DE1,300$18 09/30/2019
     NMFC1,300$18 09/30/2019
Financial Architects Inc1,200$16 09/30/2019
     NMFC1,200$16 09/30/2019
Parallel Advisors LLC1,000$14 09/30/2019
     NMFC1,000$14 09/30/2019
Private Ocean LLC914$13 09/30/2019
     NMFC914$13 09/30/2019
Huntington National Bank884$12 09/30/2019
     NMFC884$12 09/30/2019
Quad Cities Investment Group LLC900$12 09/30/2019
     NMFC900$12 09/30/2019
Enterprise Financial Services Corp425$5 09/30/2019
     NMFC425$5 09/30/2019
Massmutual Trust Co. FSB ADV400$5 09/30/2019
     NMFC400$5 09/30/2019
Glenmede Trust Co. NA365$4 09/30/2019
     NMFC365$4 09/30/2019
Citigroup Inc.290$4 09/30/2019
     NMFC290$4 09/30/2019
Edge Wealth Management LLC300$4 09/30/2019
     NMFC300$4 09/30/2019
Selective Wealth Management Inc.267$4 09/30/2019
     NMFC267$4 09/30/2019
Sowell Financial Services LLC240$3 09/30/2019
     NMFC240$3 09/30/2019
Cordasco Financial Network159$2 09/30/2019
     NMFC159$2 09/30/2019
Pathstone Family Office LLC77$1 09/30/2019
     NMFC77$1 09/30/2019
Carroll Financial Associates Inc.100$1 09/30/2019
     NMFC100$1 09/30/2019
Wealthcare Advisory Partners LLC76$1 09/30/2019
     NMFC76$1 09/30/2019
Coastal Investment Advisors Inc.39$1 09/30/2019
     NMFC39$1 09/30/2019
Barclays PLC15$0 09/30/2019
     NMFC15$0 09/30/2019
FMR LLC21$0 09/30/2019
     NMFC21$0 09/30/2019
Simplex Trading LLC $-7 09/30/2019
     Put16$21 09/30/2019
     NMFC1,094$14 09/30/2019
Group One Trading L.P.22,200$-10 09/30/2019
     Put23,000$313 09/30/2019
     NMFC22,200$303 09/30/2019

See Summary: Institutional Holders of NMFC
See Details: Top 10 Hedge Funds Holding NMFC
Also See: NMFC Insider Buying
Also See: NMFC Holdings Changes

Quotes delayed 20 minutes
Get Free SEC filing alerts for NMFC:
NMFC SEC Filing Email Alerts ServiceExternal link

Funds Holding NMFC | www.HoldingsChannel.com

Copyright © 2013 - 2019, All Rights Reserved Nothing in Holdings Channel is intended to be investment advice, nor does it represent the opinion of, counsel from, or recommendations by BNK Invest Inc. or any of its affiliates, subsidiaries or partners. None of the information contained herein constitutes a recommendation that any particular security, portfolio, transaction, or investment strategy is suitable for any specific person. All viewers agree that under no circumstances will BNK Invest, Inc,. its subsidiaries, partners, officers, employees, affiliates, or agents be held liable for any loss or damage caused by your reliance on information obtained. By visiting, using or viewing this site, you agree to the following Full Disclaimer & Terms of Use and Privacy Policy. Video widget and videos powered by Market News Video. Quote data delayed at least 20 minutes; data powered by Ticker Technologies, and Mergent. Contact Holdings Channel; Meet Our Editorial Staff.