HoldingsChannel.com
Funds Holding NLY
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc.155,343,528$787,592 03/31/2020
     NLY155,343,528$787,592 03/31/2020
Vanguard Group Inc.138,572,441$702,563 03/31/2020
     NLY138,572,441$702,563 03/31/2020
State Street Corp44,631,713$237,643 03/31/2020
     NLY44,631,713$237,643 03/31/2020
Wells Fargo & Company MN24,497,922$124,206 03/31/2020
     NLY24,497,922$124,206 03/31/2020
LSV Asset Management22,443,684$113,789 03/31/2020
     NLY22,443,684$113,789 03/31/2020
FMR LLC18,466,776$93,626 03/31/2020
     NLY18,466,776$93,626 03/31/2020
Geode Capital Management LLC18,179,174$92,098 03/31/2020
     NLY18,179,174$92,098 03/31/2020
Legal & General Group Plc11,986,026$61,111 03/31/2020
     NLY11,986,026$61,111 03/31/2020
California Public Employees Retirement System11,915,014$60,409 03/31/2020
     NLY11,915,014$60,409 03/31/2020
Renaissance Technologies LLC11,887,462$60,269 03/31/2020
     NLY11,887,462$60,269 03/31/2020
Northern Trust Corp11,841,167$60,035 03/31/2020
     NLY11,841,167$60,035 03/31/2020
D. E. Shaw & Co. Inc.10,731,415$54,408 03/31/2020
     NLY10,731,415$54,408 03/31/2020
Nuveen Asset Management LLC10,269,268$52,065 03/31/2020
     NLY10,269,268$52,065 03/31/2020
Thompson Siegel & Walmsley LLC10,230,732$51,870 03/31/2020
     NLY10,230,732$51,870 03/31/2020
UBS Asset Management Americas Inc.9,312,768$47,216 03/31/2020
     NLY9,312,768$47,216 03/31/2020
Ameriprise Financial Inc.9,282,948$45,707 03/31/2020
     NLY9,282,948$45,707 03/31/2020
Westside Investment Management Inc.14,000$45,655 03/31/2020
     NLY14,000$45,655 03/31/2020
Brandywine Global Investment Management LLC8,058,027$40,855 03/31/2020
     NLY8,058,027$40,855 03/31/2020
Sumitomo Mitsui Trust Holdings Inc.6,371,789$32,305 03/31/2020
     NLY6,371,789$32,305 03/31/2020
APG Asset Management N.V.6,288,655$31,883 03/31/2020
     NLY6,288,655$31,883 03/31/2020
Credit Suisse AG5,972,462$30,281 03/31/2020
     NLY5,972,462$30,281 03/31/2020
Morgan Stanley5,252,071$26,629 03/31/2020
     NLY5,252,071$26,629 03/31/2020
King Street Capital Management L.P.5,000,000$25,350 03/31/2020
     NLY5,000,000$25,350 03/31/2020
Bank of New York Mellon Corp4,897,132$24,828 03/31/2020
     NLY4,897,132$24,828 03/31/2020
Janus Henderson Group PLC4,876,745$24,724 03/31/2020
     NLY4,876,745$24,724 03/31/2020
Citadel Advisors LLC $23,402 03/31/2020
     NLY5,233,986$26,536 03/31/2020
     Put984,200$4,990 03/31/2020
     Call366,000$1,856 03/31/2020
Russell Investments Group Ltd.4,318,279$22,391 03/31/2020
     NLY4,318,279$22,391 03/31/2020
Charles Schwab Investment Management Inc.4,163,591$21,110 03/31/2020
     NLY4,163,591$21,110 03/31/2020
Massachusetts Financial Services Co. MA3,920,081$19,875 03/31/2020
     NLY3,920,081$19,875 03/31/2020
Point72 Asset Management L.P.3,729,338$18,908 03/31/2020
     NLY3,729,338$18,908 03/31/2020
Parametric Portfolio Associates LLC3,721,944$18,870 03/31/2020
     NLY3,721,944$18,870 03/31/2020
MPS Loria Financial Planners LLC72,517$18,440 03/31/2020
     NLY72,517$18,440 03/31/2020
Goldman Sachs Group Inc.3,550,904$18,003 03/31/2020
     NLY3,550,904$18,003 03/31/2020
Mitsubishi UFJ Trust & Banking Corp3,375,675$17,115 03/31/2020
     NLY3,375,675$17,115 03/31/2020
Allianz Asset Management GmbH3,297,981$16,721 03/31/2020
     NLY3,297,981$16,721 03/31/2020
Bank of America Corp DE3,153,757$15,989 03/31/2020
     NLY3,153,757$15,989 03/31/2020
New York State Common Retirement Fund3,029,500$15,360 03/31/2020
     NLY3,029,500$15,360 03/31/2020
Mirae Asset Global Investments Co. Ltd.2,969,051$15,053 03/31/2020
     NLY2,969,051$15,053 03/31/2020
Van ECK Associates Corp2,924,915$14,829 03/31/2020
     NLY2,924,915$14,829 03/31/2020
Moore Capital Management LP2,750,000$13,943 03/31/2020
     NLY2,750,000$13,943 03/31/2020
UBS Group AG2,632,346$13,345 03/31/2020
     NLY2,632,346$13,345 03/31/2020
California State Teachers Retirement System2,585,139$13,107 03/31/2020
     NLY2,585,139$13,107 03/31/2020
Susquehanna International Group LLP $13,084 03/31/2020
     NLY2,124,597$10,772 03/31/2020
     Call1,445,200$7,327 03/31/2020
     Put989,100$5,015 03/31/2020
Bank of Montreal Can2,857,528$13,029 03/31/2020
     NLY2,857,528$13,029 03/31/2020
Westwood Holdings Group Inc.2,509,908$12,725 03/31/2020
     NLY2,509,908$12,725 03/31/2020
Royal Bank of Canada2,474,375$12,546 03/31/2020
     NLY2,474,375$12,546 03/31/2020
National Pension Service2,448,850$12,416 03/31/2020
     NLY2,448,850$12,416 03/31/2020
Penn Mutual Asset Management LLC2,332,800$11,827 03/31/2020
     NLY2,332,800$11,827 03/31/2020
JPMorgan Chase & Co. $11,590 03/31/2020
     NLY2,246,192$11,387 03/31/2020
     Call40,000$203 03/31/2020
Citigroup Inc. $10,533 03/31/2020
     NLY2,163,120$10,967 03/31/2020
     Put239,100$1,212 03/31/2020
     Call153,400$778 03/31/2020
Bessemer Group Inc.2,003,270$10,157 03/31/2020
     NLY2,003,270$10,157 03/31/2020
Amundi Pioneer Asset Management Inc.1,967,024$9,972 03/31/2020
     NLY1,967,024$9,972 03/31/2020
Invesco Ltd.1,752,129$8,882 03/31/2020
     NLY1,752,129$8,882 03/31/2020
CIBC Asset Management Inc1,748,945$8,867 03/31/2020
     NLY1,748,945$8,867 03/31/2020
Great West Life Assurance Co. Can1,735,980$8,857 03/31/2020
     NLY1,735,980$8,857 03/31/2020
Prudential Financial Inc.1,688,282$8,560 03/31/2020
     NLY1,688,282$8,560 03/31/2020
State Board of Administration of Florida Retirement System1,669,721$8,465 03/31/2020
     NLY1,669,721$8,465 03/31/2020
Advisor Group Holdings Inc.4,488,455$7,940 03/31/2020
     NLY4,488,455$7,940 03/31/2020
Shell Asset Management Co.1,534,156$7,778 03/31/2020
     NLY1,534,156$7,778 03/31/2020
NN Investment Partners Holdings N.V.1,526,740$7,741 03/31/2020
     NLY1,526,740$7,741 03/31/2020
Rhumbline Advisers1,524,857$7,731 03/31/2020
     NLY1,524,857$7,731 03/31/2020
Deutsche Bank AG1,447,282$7,337 03/31/2020
     NLY1,447,282$7,337 03/31/2020
One Fin Capital Management LP1,400,000$7,098 03/31/2020
     NLY1,400,000$7,098 03/31/2020
Canada Pension Plan Investment Board1,367,390$6,933 03/31/2020
     NLY1,367,390$6,933 03/31/2020
Nomura Asset Management Co. Ltd.1,332,408$6,755 03/31/2020
     NLY1,332,408$6,755 03/31/2020
Asset Management One Co. Ltd.1,303,948$6,611 03/31/2020
     NLY1,303,948$6,611 03/31/2020
Stifel Financial Corp1,154,278$5,881 03/31/2020
     NLY1,154,278$5,881 03/31/2020
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main1,159,885$5,880 03/31/2020
     NLY1,159,885$5,880 03/31/2020
BNP PARIBAS ASSET MANAGEMENT Holding S.A.1,154,323$5,853 03/31/2020
     NLY1,154,323$5,853 03/31/2020
Evergreen Capital Management LLC1,135,762$5,758 03/31/2020
     NLY1,135,762$5,758 03/31/2020
Edge Wealth Management LLC $5,705 03/31/2020
     NLY.PRF278,037$4,971 03/31/2020
     NLY108,319$559 03/31/2020
     NLY.PRG10,000$175 03/31/2020
Alliancebernstein L.P.1,105,035$5,603 03/31/2020
     NLY1,105,035$5,603 03/31/2020
LPL Financial LLC1,095,601$5,555 03/31/2020
     NLY1,095,601$5,555 03/31/2020
State of Wisconsin Investment Board1,094,342$5,548 03/31/2020
     NLY1,094,342$5,548 03/31/2020
West Family Investments Inc.1,056,094$5,354 03/31/2020
     NLY1,056,094$5,354 03/31/2020
Davidson Investment Advisors1,055,295$5,350 03/31/2020
     NLY1,055,295$5,350 03/31/2020
BNP Paribas Arbitrage SA1,045,971$5,303 03/31/2020
     NLY1,045,971$5,303 03/31/2020
Aperio Group LLC1,038,655$5,266 03/31/2020
     NLY1,038,655$5,266 03/31/2020
Centiva Capital LP $5,247 03/31/2020
     Call1,035,900$5,247 03/31/2020
     NLY100,000$507 03/31/2020
     Put100,000$507 03/31/2020
Catalyst Capital Advisors LLC1,008,555$5,114 03/31/2020
     NLY1,008,555$5,114 03/31/2020
WINTON GROUP Ltd1,003,263$5,087 03/31/2020
     NLY1,003,263$5,087 03/31/2020
Advisors Asset Management Inc.1,000,213$5,071 03/31/2020
     NLY1,000,213$5,071 03/31/2020
Gateway Investment Advisers LLC996,353$5,052 03/31/2020
     NLY996,353$5,052 03/31/2020
Victory Capital Management Inc.990,192$5,020 03/31/2020
     NLY990,192$5,020 03/31/2020
Treasurer of the State of North Carolina933,637$4,734 03/31/2020
     NLY933,637$4,734 03/31/2020
Arizona State Retirement System932,000$4,725 03/31/2020
     NLY932,000$4,725 03/31/2020
Alberta Investment Management Corp920,300$4,666 03/31/2020
     NLY920,300$4,666 03/31/2020
State of New Jersey Common Pension Fund D884,311$4,483 03/31/2020
     NLY884,311$4,483 03/31/2020
Vestcor Inc882,059$4,472 03/31/2020
     NLY882,059$4,472 03/31/2020
Cetera Advisors LLC834,547$4,231 03/31/2020
     NLY834,547$4,231 03/31/2020
Andra AP fonden768,300$3,895 03/31/2020
     NLY768,300$3,895 03/31/2020
Neuberger Berman Group LLC764,083$3,874 03/31/2020
     NLY764,083$3,874 03/31/2020
State of Alaska Department of Revenue584,731$3,835 06/30/2020
     NLY584,731$3,835 06/30/2020
Thrivent Financial for Lutherans750,078$3,803 03/31/2020
     NLY750,078$3,803 03/31/2020
Commonwealth Equity Services LLC736,322$3,733 03/31/2020
     NLY736,322$3,733 03/31/2020
Pekin Hardy Strauss Inc.733,239$3,718 03/31/2020
     NLY733,239$3,718 03/31/2020
Botty Investors LLC678,883$3,609 03/31/2020
     NLY678,883$3,609 03/31/2020
Price T Rowe Associates Inc. MD699,442$3,546 03/31/2020
     NLY699,442$3,546 03/31/2020
Cambridge Investment Research Advisors Inc.665,368$3,373 03/31/2020
     NLY665,368$3,373 03/31/2020
D.A. Davidson & CO.646,977$3,311 03/31/2020
     NLY646,977$3,311 03/31/2020
Raymond James & Associates650,871$3,300 03/31/2020
     NLY650,871$3,300 03/31/2020
Rock Point Advisors LLC643,921$3,265 03/31/2020
     NLY643,921$3,265 03/31/2020
Two Sigma Investments LP633,777$3,213 03/31/2020
     NLY633,777$3,213 03/31/2020
Fjarde AP Fonden Fourth Swedish National Pension Fund612,997$3,108 03/31/2020
     NLY612,997$3,108 03/31/2020
Symons Capital Management Inc.608,161$3,083 03/31/2020
     NLY608,161$3,083 03/31/2020
1832 Asset Management L.P.539,200$3,079 03/31/2020
     NLY539,200$3,079 03/31/2020
Royal London Asset Management Ltd.538,278$3,049 03/31/2020
     NLY538,278$3,049 03/31/2020
Cipher Capital LP595,401$3,019 03/31/2020
     NLY595,401$3,019 03/31/2020
Toronto Dominion Bank575,725$2,919 03/31/2020
     NLY575,725$2,919 03/31/2020
Public Employees Retirement System of Ohio567,457$2,877 03/31/2020
     NLY567,457$2,877 03/31/2020
Squarepoint Ops LLC560,707$2,843 03/31/2020
     NLY560,707$2,843 03/31/2020
Barclays PLC $2,738 03/31/2020
     NLY584,318$2,963 03/31/2020
     Put102,500$520 03/31/2020
     Call58,100$295 03/31/2020
Pictet Asset Management Ltd.535,310$2,714 03/31/2020
     NLY535,310$2,714 03/31/2020
Mackenzie Financial Corp521,832$2,646 03/31/2020
     NLY521,832$2,646 03/31/2020
Ellington Management Group LLC512,983$2,601 03/31/2020
     NLY512,983$2,601 03/31/2020
Standard Life Aberdeen plc503,467$2,552 03/31/2020
     NLY503,467$2,552 03/31/2020
Forsta AP Fonden494,500$2,507 03/31/2020
     NLY494,500$2,507 03/31/2020
Optimal Asset Management Inc.485,748$2,463 03/31/2020
     NLY485,748$2,463 03/31/2020
Qube Research & Technologies Ltd470,799$2,387 03/31/2020
     NLY470,799$2,387 03/31/2020
Tobam468,444$2,375 03/31/2020
     NLY468,444$2,375 03/31/2020
Putnam Investments LLC467,325$2,369 03/31/2020
     NLY467,325$2,369 03/31/2020
Zurcher Kantonalbank Zurich Cantonalbank 457,048$2,317 03/31/2020
     NLY457,048$2,317 03/31/2020
Macquarie Group Ltd.453,960$2,301 03/31/2020
     NLY453,960$2,301 03/31/2020
Northwestern Mutual Wealth Management Co.448,855$2,277 03/31/2020
     NLY448,855$2,277 03/31/2020
PNC Financial Services Group Inc.430,766$2,183 03/31/2020
     NLY430,766$2,183 03/31/2020
Nisa Investment Advisors LLC421,860$2,139 03/31/2020
     NLY421,860$2,139 03/31/2020
Raymond James Financial Services Advisors Inc.420,396$2,131 03/31/2020
     NLY420,396$2,131 03/31/2020
Hsbc Holdings PLC411,936$2,097 03/31/2020
     NLY411,936$2,097 03/31/2020
HighTower Advisors LLC410,018$2,085 03/31/2020
     NLY410,018$2,085 03/31/2020
Baird Financial Group Inc.410,793$2,083 03/31/2020
     NLY410,793$2,083 03/31/2020
Aviva PLC402,871$2,043 03/31/2020
     NLY402,871$2,043 03/31/2020
Rational Advisors LLC403,000$2,043 03/31/2020
     NLY403,000$2,043 03/31/2020
AMP Capital Investors Ltd360,166$2,043 03/31/2020
     NLY360,166$2,043 03/31/2020
SG Americas Securities LLC390,129$1,978 03/31/2020
     NLY390,129$1,978 03/31/2020
QS Investors LLC387,210$1,964 03/31/2020
     NLY387,210$1,964 03/31/2020
Caisse DE Depot ET Placement DU Quebec384,900$1,951 03/31/2020
     NLY384,900$1,951 03/31/2020
Partners Group Holding AG372,291$1,888 03/31/2020
     NLY372,291$1,888 03/31/2020
Janney Montgomery Scott LLC370,258$1,877 03/31/2020
     NLY370,258$1,877 03/31/2020
Karpas Strategies LLC370,100$1,876 03/31/2020
     NLY370,100$1,876 03/31/2020
Korea Investment CORP356,200$1,806 03/31/2020
     NLY356,200$1,806 03/31/2020
Robeco Institutional Asset Management B.V.348,057$1,766 03/31/2020
     NLY348,057$1,766 03/31/2020
Strs Ohio344,165$1,744 03/31/2020
     NLY344,165$1,744 03/31/2020
Candriam Luxembourg S.C.A.188,956$1,740 03/31/2020
     NLY188,956$1,740 03/31/2020
Balyasny Asset Management LLC337,786$1,713 03/31/2020
     NLY337,786$1,713 03/31/2020
Private Advisor Group LLC329,467$1,670 03/31/2020
     NLY329,467$1,670 03/31/2020
Gulf International Bank UK Ltd325,751$1,651 03/31/2020
     NLY325,751$1,651 03/31/2020
Pensionfund DSM Netherlands250,000$1,640 06/30/2020
     NLY250,000$1,640 06/30/2020
RMR Advisors LLC319,998$1,622 03/31/2020
     NLY319,998$1,622 03/31/2020
Oppenheimer & Co. Inc.314,965$1,597 03/31/2020
     NLY314,965$1,597 03/31/2020
Miller Value Partners LLC310,000$1,572 03/31/2020
     NLY310,000$1,572 03/31/2020
Bell Bank308,277$1,563 03/31/2020
     NLY308,277$1,563 03/31/2020
Envestnet Asset Management Inc.300,491$1,523 03/31/2020
     NLY300,491$1,523 03/31/2020
C WorldWide Group Holding A S299,061$1,516 03/31/2020
     NLY299,061$1,516 03/31/2020
Cetera Advisor Networks LLC296,818$1,505 03/31/2020
     NLY296,818$1,505 03/31/2020
Dai Ichi Life Insurance Company Ltd281,598$1,428 03/31/2020
     NLY281,598$1,428 03/31/2020
Utah Retirement Systems272,226$1,380 03/31/2020
     NLY272,226$1,380 03/31/2020
Nordea Investment Management AB250,834$1,371 03/31/2020
     NLY250,834$1,371 03/31/2020
Oregon Public Employees Retirement Fund268,152$1,360 03/31/2020
     NLY268,152$1,360 03/31/2020
Voya Investment Management LLC255,507$1,295 03/31/2020
     NLY255,507$1,295 03/31/2020
Guggenheim Capital LLC254,285$1,289 03/31/2020
     NLY254,285$1,289 03/31/2020
Capital Investment Advisors LLC252,522$1,280 03/31/2020
     NLY252,522$1,280 03/31/2020
Millennium Management LLC250,953$1,272 03/31/2020
     NLY250,953$1,272 03/31/2020
James Investment Research Inc.248,530$1,260 03/31/2020
     NLY248,530$1,260 03/31/2020
KBC Group NV245,645$1,245 03/31/2020
     NLY245,645$1,245 03/31/2020
Skandinaviska Enskilda Banken AB publ 244,331$1,239 03/31/2020
     NLY244,331$1,239 03/31/2020
Garner Asset Management Corp243,515$1,235 03/31/2020
     NLY243,515$1,235 03/31/2020
Worldquant Millennium Advisors LLC243,384$1,234 03/31/2020
     NLY243,384$1,234 03/31/2020
First Republic Investment Management Inc.241,877$1,226 03/31/2020
     NLY241,877$1,226 03/31/2020
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.238,700$1,210 03/31/2020
     NLY238,700$1,210 03/31/2020
DNB Asset Management AS183,817$1,206 06/30/2020
     NLY183,817$1,206 06/30/2020
AMF Pensionsforsakring AB237,476$1,204 03/31/2020
     NLY237,476$1,204 03/31/2020
Townsquare Capital LLC194,836$1,195 03/31/2020
     NLY194,836$1,195 03/31/2020
Engineers Gate Manager LP225,987$1,146 03/31/2020
     NLY225,987$1,146 03/31/2020
SeaBridge Investment Advisors LLC225,640$1,144 03/31/2020
     NLY225,640$1,144 03/31/2020
Bramshill Investments LLC224,147$1,136 03/31/2020
     NLY224,147$1,136 03/31/2020
Public Employees Retirement Association of Colorado217,641$1,103 03/31/2020
     NLY217,641$1,103 03/31/2020
Ossiam216,946$1,100 03/31/2020
     NLY216,946$1,100 03/31/2020
Nissay Asset Management Corp Japan ADV216,436$1,097 03/31/2020
     NLY216,436$1,097 03/31/2020
Pensionfund Sabic165,000$1,082 06/30/2020
     NLY165,000$1,082 06/30/2020
Xact Kapitalforvaltning AB213,384$1,082 03/31/2020
     NLY213,384$1,082 03/31/2020
TD Asset Management Inc.213,048$1,080 03/31/2020
     NLY213,048$1,080 03/31/2020
Meridian Investment Counsel Inc.211,650$1,073 03/31/2020
     NLY211,650$1,073 03/31/2020
JT Stratford LLC210,925$1,069 03/31/2020
     NLY210,925$1,069 03/31/2020
Creative Planning207,483$1,052 03/31/2020
     NLY207,483$1,052 03/31/2020
Vontobel Swiss Wealth Advisors AG200,000$1,014 03/31/2020
     NLY200,000$1,014 03/31/2020
Group One Trading L.P. $1,011 03/31/2020
     Call419,100$2,125 03/31/2020
     Put219,800$1,114 03/31/2020
Hollencrest Capital Management197,115$1,000 03/31/2020
     NLY197,115$1,000 03/31/2020
Evoke Wealth LLC186,636$993 03/31/2020
     NLY186,636$993 03/31/2020
Truist Financial Corp194,177$985 03/31/2020
     NLY194,177$985 03/31/2020
Amalgamated Bank191,880$973 03/31/2020
     NLY191,880$973 03/31/2020
DekaBank Deutsche Girozentrale170,757$953 03/31/2020
     NLY170,757$953 03/31/2020
Mercer Global Advisors Inc. ADV176,538$895 03/31/2020
     NLY176,538$895 03/31/2020
Athanor Capital LP176,243$894 03/31/2020
     NLY176,243$894 03/31/2020
Voya Financial Advisors Inc.157,379$892 03/31/2020
     NLY157,379$892 03/31/2020
Parametrica Management Ltd175,969$892 03/31/2020
     NLY175,969$892 03/31/2020
US Bancorp DE175,183$888 03/31/2020
     NLY175,183$888 03/31/2020
Banque Cantonale Vaudoise169,627$859 03/31/2020
     NLY169,627$859 03/31/2020
Quantitative Investment Management LLC166,733$845 03/31/2020
     NLY166,733$845 03/31/2020
TCW Group Inc.165,767$840 03/31/2020
     NLY165,767$840 03/31/2020
Capital Square LLC165,646$840 03/31/2020
     NLY165,646$840 03/31/2020
Camden Capital LLC163,904$831 03/31/2020
     NLY163,904$831 03/31/2020
ProShare Advisors LLC163,539$829 03/31/2020
     NLY163,539$829 03/31/2020
USS Investment Management Ltd162,272$822 03/31/2020
     NLY162,272$822 03/31/2020
Principal Financial Group Inc.157,499$799 03/31/2020
     NLY157,499$799 03/31/2020
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp156,416$793 03/31/2020
     NLY156,416$793 03/31/2020
WealthTrust Axiom LLC156,480$793 03/31/2020
     NLY156,480$793 03/31/2020
IFP Advisors Inc $793 03/31/2020
     NLY125,012$793 03/31/2020
     NLY.PRD0$0 03/31/2020
IFM Investors Pty Ltd138,629$786 03/31/2020
     NLY138,629$786 03/31/2020
Westpac Banking Corp153,655$779 03/31/2020
     NLY153,655$779 03/31/2020
Wedbush Securities Inc.152,274$772 03/31/2020
     NLY152,274$772 03/31/2020
Kovack Advisors Inc. $771 03/31/2020
     NLY98,257$498 03/31/2020
     NLY.PRG15,581$273 03/31/2020
Oxbow Advisors LLC $763 03/31/2020
     NLY.PRF42,980$763 03/31/2020
Taylor Frigon Capital Management LLC150,075$761 03/31/2020
     NLY150,075$761 03/31/2020
Western Wealth Management LLC142,490$723 03/31/2020
     NLY142,490$723 03/31/2020
Great Valley Advisor Group Inc.142,346$722 03/31/2020
     NLY142,346$722 03/31/2020
Boenning & Scattergood Inc.139,834$709 03/31/2020
     NLY139,834$709 03/31/2020
First Allied Advisory Services Inc.138,735$703 03/31/2020
     NLY138,735$703 03/31/2020
Schonfeld Strategic Advisors LLC137,900$699 03/31/2020
     NLY137,900$699 03/31/2020
Carnegie Capital Asset Management LLC135,573$691 03/31/2020
     NLY135,573$691 03/31/2020
Comerica Bank115,919$686 03/31/2020
     NLY115,919$686 03/31/2020
Wiley BROS. Aintree Capital LLC103,930$682 06/30/2020
     NLY103,930$682 06/30/2020
Condor Capital Management133,080$675 03/31/2020
     NLY133,080$675 03/31/2020
Parallax Volatility Advisers L.P. $671 03/31/2020
     NLY102,756$521 03/31/2020
     Call29,600$150 03/31/2020
Strategic Wealth Advisors Group LLC147,837$648 03/31/2020
     NLY147,837$648 03/31/2020
Wellington Management Group LLP125,778$638 03/31/2020
     NLY125,778$638 03/31/2020
National Asset Management Inc.121,675$617 03/31/2020
     NLY121,675$617 03/31/2020
CenturyLink Investment Management Co120,264$610 03/31/2020
     NLY120,264$610 03/31/2020
Williams Jones Wealth Management LLC.119,000$603 03/31/2020
     NLY119,000$603 03/31/2020
IHT Wealth Management LLC117,099$594 03/31/2020
     NLY117,099$594 03/31/2020
OPSEU Pension Plan Trust Fund123,080$590 03/31/2020
     NLY123,080$590 03/31/2020
Brookstone Capital Management116,098$589 03/31/2020
     NLY116,098$589 03/31/2020
Integrated Advisors Network LLC116,019$588 03/31/2020
     NLY116,019$588 03/31/2020
WESPAC Advisors LLC112,825$572 03/31/2020
     NLY112,825$572 03/31/2020
Emerald Mutual Fund Advisers Trust112,590$571 03/31/2020
     NLY112,590$571 03/31/2020
Alaska Permanent Fund Corp112,190$569 03/31/2020
     NLY112,190$569 03/31/2020
Fieldpoint Private Securities LLC111,960$568 03/31/2020
     NLY111,960$568 03/31/2020
Capital One Financial Corp107,872$547 03/31/2020
     NLY107,872$547 03/31/2020
United Capital Financial Advisers LLC106,697$541 03/31/2020
     NLY106,697$541 03/31/2020
Sumitomo Mitsui DS Asset Management Company Ltd106,092$537 03/31/2020
     NLY106,092$537 03/31/2020
PVG Asset Management Corp105,034$533 03/31/2020
     NLY105,034$533 03/31/2020
D.B. Root & Company LLC104,468$529 03/31/2020
     NLY104,468$529 03/31/2020
Cedar Wealth Management LLC100,342$509 03/31/2020
     NLY100,342$509 03/31/2020
Adage Capital Partners GP L.L.C.100,000$507 03/31/2020
     NLY100,000$507 03/31/2020
American Assets Investment Management LLC100,000$507 03/31/2020
     NLY100,000$507 03/31/2020
Jackson Hole Capital Partners LLC99,172$503 03/31/2020
     NLY99,172$503 03/31/2020
M&T Bank Corp98,966$502 03/31/2020
     NLY98,966$502 03/31/2020
Wedgewood Partners Inc.98,500$499 03/31/2020
     NLY98,500$499 03/31/2020
Burney Co.97,924$496 03/31/2020
     NLY97,924$496 03/31/2020
Marshall Wace North America L.P.92,573$469 03/31/2020
     NLY92,573$469 03/31/2020
Panagora Asset Management Inc.91,418$463 03/31/2020
     NLY91,418$463 03/31/2020
Altavista Wealth Management Inc. $458 03/31/2020
     NLY.PRF25,795$458 03/31/2020
Sei Investments Co.114,890$455 03/31/2020
     NLY114,890$455 03/31/2020
OLD National Bancorp IN89,238$452 03/31/2020
     NLY89,238$452 03/31/2020
Stratos Wealth Partners LTD.89,068$452 03/31/2020
     NLY89,068$452 03/31/2020
Legacy Advisors LLC89,050$451 03/31/2020
     NLY89,050$451 03/31/2020
Snow Capital Management LP88,582$449 03/31/2020
     NLY88,582$449 03/31/2020
OMERS ADMINISTRATION Corp87,900$446 03/31/2020
     NLY87,900$446 03/31/2020
AGF Investments LLC85,889$435 03/31/2020
     NLY85,889$435 03/31/2020
Quinn Opportunity Partners LLC85,246$432 03/31/2020
     NLY85,246$432 03/31/2020
United Asset Strategies Inc.82,853$420 03/31/2020
     NLY82,853$420 03/31/2020
Twinbeech Capital LP82,929$420 03/31/2020
     NLY82,929$420 03/31/2020
Nwam LLC82,125$416 03/31/2020
     NLY82,125$416 03/31/2020
Blair William & Co. IL80,260$407 03/31/2020
     NLY80,260$407 03/31/2020
DT Investment Partners LLC79,619$404 03/31/2020
     NLY79,619$404 03/31/2020
Vident Investment Advisory LLC79,233$402 03/31/2020
     NLY79,233$402 03/31/2020
CWA Asset Management Group LLC76,300$387 03/31/2020
     NLY76,300$387 03/31/2020
Wesbanco Bank Inc.74,325$377 03/31/2020
     NLY74,325$377 03/31/2020
Proequities Inc. $369 03/31/2020
     NLY69,352$369 03/31/2020
     Put0$0 03/31/2020
     Call0$0 03/31/2020
PEAK6 Investments LLC $357 03/31/2020
     NLY79,398$403 03/31/2020
     Put9,000$46 03/31/2020
Dana Investment Advisors Inc.69,650$353 03/31/2020
     NLY69,650$353 03/31/2020
American Financial Group Inc.68,260$346 03/31/2020
     NLY68,260$346 03/31/2020
AE Wealth Management LLC67,768$344 03/31/2020
     NLY67,768$344 03/31/2020
MML Investors Services LLC67,572$343 03/31/2020
     NLY67,572$343 03/31/2020
Gotham Asset Management LLC66,977$340 03/31/2020
     NLY66,977$340 03/31/2020
Albert D Mason Inc.63,925$324 03/31/2020
     NLY63,925$324 03/31/2020
Wall Street Access Asset Management LLC63,987$324 03/31/2020
     NLY63,987$324 03/31/2020
Sigma Planning Corp63,793$323 03/31/2020
     NLY63,793$323 03/31/2020
NumerixS Investment Technologies Inc63,229$321 03/31/2020
     NLY63,229$321 03/31/2020
Greenleaf Trust62,979$319 03/31/2020
     NLY62,979$319 03/31/2020
H&H Retirement Design & Management INC62,460$317 03/31/2020
     NLY62,460$317 03/31/2020
Squar Milner Financial Services LLC61,983$314 03/31/2020
     NLY61,983$314 03/31/2020
Caption Management LLC60,000$305 03/31/2020
     NLY60,000$305 03/31/2020
GSA Capital Partners LLP59,328$301 03/31/2020
     NLY59,328$301 03/31/2020
Daiwa Securities Group Inc.59,332$301 03/31/2020
     NLY59,332$301 03/31/2020
Cullen Frost Bankers Inc.59,272$300 03/31/2020
     NLY59,272$300 03/31/2020
Avantax Advisory Services Inc.57,541$291 03/31/2020
     NLY57,541$291 03/31/2020
Ingalls & Snyder LLC56,945$289 03/31/2020
     NLY56,945$289 03/31/2020
Legacy Capital Partners Inc.43,464$285 06/30/2020
     NLY43,464$285 06/30/2020
Wright Investors Service Inc.56,303$285 03/31/2020
     NLY56,303$285 03/31/2020
Moloney Securities Asset Management LLC55,632$282 03/31/2020
     NLY55,632$282 03/31/2020
AlphaCrest Capital Management LLC54,200$275 03/31/2020
     NLY54,200$275 03/31/2020
Texas Yale Capital Corp.53,873$273 03/31/2020
     NLY53,873$273 03/31/2020
Assetmark Inc.53,565$272 03/31/2020
     NLY53,565$272 03/31/2020
Premier Asset Management LLC53,275$270 03/31/2020
     NLY53,275$270 03/31/2020
Nepsis Inc.53,037$269 03/31/2020
     NLY53,037$269 03/31/2020
Quadrant Private Wealth Management LLC52,700$267 03/31/2020
     NLY52,700$267 03/31/2020
World Asset Management Inc52,287$265 03/31/2020
     NLY52,287$265 03/31/2020
Dumont & Blake Investment Advisors LLC51,868$263 03/31/2020
     NLY51,868$263 03/31/2020
Camelot Portfolios LLC51,644$262 03/31/2020
     NLY51,644$262 03/31/2020
Rafferty Asset Management LLC50,942$258 03/31/2020
     NLY50,942$258 03/31/2020
GYL Financial Synergies LLC50,891$258 03/31/2020
     NLY50,891$258 03/31/2020
Garrison Bradford & Associates Inc.49,608$252 03/31/2020
     NLY49,608$252 03/31/2020
Berkeley Capital Partners LLC49,668$252 03/31/2020
     NLY49,668$252 03/31/2020
Frontier Wealth Management LLC48,656$247 03/31/2020
     NLY48,656$247 03/31/2020
First Trust Advisors LP48,553$246 03/31/2020
     NLY48,553$246 03/31/2020
Empirical Financial Services LLC d.b.a. Empirical Wealth Management48,133$244 03/31/2020
     NLY48,133$244 03/31/2020
Mariner LLC47,912$243 03/31/2020
     NLY47,912$243 03/31/2020
Stephens Inc. AR47,053$239 03/31/2020
     NLY47,053$239 03/31/2020
Weather Gauge Advisory LLC45,843$232 03/31/2020
     NLY45,843$232 03/31/2020
DAVENPORT & Co LLC45,073$229 03/31/2020
     NLY45,073$229 03/31/2020
IBM Retirement Fund44,915$228 03/31/2020
     NLY44,915$228 03/31/2020
Sheaff Brock Investment Advisors LLC45,052$228 03/31/2020
     NLY45,052$228 03/31/2020
Edgewood Management LLC44,500$226 03/31/2020
     NLY44,500$226 03/31/2020
ExodusPoint Capital Management LP44,662$226 03/31/2020
     NLY44,662$226 03/31/2020
Lincoln National Corp44,148$224 03/31/2020
     NLY44,148$224 03/31/2020
Essex Financial Services Inc.44,000$223 03/31/2020
     NLY44,000$223 03/31/2020
Jane Street Group LLC $223 03/31/2020
     Put161,800$820 03/31/2020
     Call146,700$744 03/31/2020
     NLY58,987$299 03/31/2020
HighPoint Advisor Group LLC36,372$215 03/31/2020
     NLY36,372$215 03/31/2020
Tower Research Capital LLC TRC 41,924$212 03/31/2020
     NLY41,924$212 03/31/2020
Archetype Wealth Partners LLC40,450$205 03/31/2020
     NLY40,450$205 03/31/2020
Orinda Asset Management LLC40,000$203 03/31/2020
     NLY40,000$203 03/31/2020
Patton Albertson Miller Group LLC39,607$201 03/31/2020
     NLY39,607$201 03/31/2020
TCG Advisors LP39,500$200 03/31/2020
     NLY39,500$200 03/31/2020
Gyon Technologies Capital Management LP38,856$197 03/31/2020
     NLY38,856$197 03/31/2020
Barrett Asset Management LLC38,757$196 03/31/2020
     NLY38,757$196 03/31/2020
Commerce Bank38,234$194 03/31/2020
     NLY38,234$194 03/31/2020
American Financial Advisors LLC32,494$193 03/31/2020
     NLY32,494$193 03/31/2020
Cullinan Associates Inc.29,000$190 06/30/2020
     NLY29,000$190 06/30/2020
White Lighthouse Investment Management Inc.36,850$187 03/31/2020
     NLY36,850$187 03/31/2020
Beacon Financial Advisory LLC28,478$186 06/30/2020
     NLY28,478$186 06/30/2020
NovaPoint Capital LLC36,693$186 03/31/2020
     NLY36,693$186 03/31/2020
Alphasimplex Group LLC36,318$184 03/31/2020
     NLY36,318$184 03/31/2020
Advisory Services Network LLC36,290$184 03/31/2020
     NLY36,290$184 03/31/2020
Secure Asset Management LLC36,328$184 03/31/2020
     NLY36,328$184 03/31/2020
AXA36,120$183 03/31/2020
     NLY36,120$183 03/31/2020
Keystone Financial Group35,862$182 03/31/2020
     NLY35,862$182 03/31/2020
Claraphi Advisory Network LLC35,768$181 03/31/2020
     NLY35,768$181 03/31/2020
Barnett & Company Inc.35,390$179 03/31/2020
     NLY35,390$179 03/31/2020
Metropolitan Life Insurance Co NY34,674$176 03/31/2020
     NLY34,674$176 03/31/2020
Kingsview Wealth Management LLC34,773$176 03/31/2020
     NLY34,773$176 03/31/2020
NEXT Financial Group Inc34,520$175 03/31/2020
     NLY34,520$175 03/31/2020
Cresset Asset Management LLC32,850$175 03/31/2020
     NLY32,850$175 03/31/2020
Mid Atlantic Financial Management Inc. ADV34,225$174 03/31/2020
     NLY34,225$174 03/31/2020
The Manufacturers Life Insurance Company 33,995$172 03/31/2020
     NLY33,995$172 03/31/2020
Meiji Yasuda Life Insurance Co33,967$172 03/31/2020
     NLY33,967$172 03/31/2020
BLB&B Advisors LLC33,850$172 03/31/2020
     NLY33,850$172 03/31/2020
Brave Asset Management Inc.33,438$170 03/31/2020
     NLY33,438$170 03/31/2020
Northern Oak Wealth Management Inc.33,450$170 03/31/2020
     NLY33,450$170 03/31/2020
Point View Wealth Management Inc.33,448$170 03/31/2020
     NLY33,448$170 03/31/2020
Meiji Yasuda Asset Management Co Ltd.33,444$170 03/31/2020
     NLY33,444$170 03/31/2020
Cooper Financial Group33,065$168 03/31/2020
     NLY33,065$168 03/31/2020
Quilter Plc32,421$164 03/31/2020
     NLY32,421$164 03/31/2020
Wealthstreet Investment Advisors LLC32,000$162 03/31/2020
     NLY32,000$162 03/31/2020
First Foundation Advisors31,723$161 03/31/2020
     NLY31,723$161 03/31/2020
AGF Investments Inc.31,411$159 03/31/2020
     NLY31,411$159 03/31/2020
Samalin Investment Counsel LLC31,178$158 03/31/2020
     NLY31,178$158 03/31/2020
Strategic Blueprint LLC30,800$156 03/31/2020
     NLY30,800$156 03/31/2020
Allstate Corp30,443$154 03/31/2020
     NLY30,443$154 03/31/2020
Stockman Wealth Management Inc.30,427$154 03/31/2020
     NLY30,427$154 03/31/2020
Sippican Capital Advisors29,680$150 03/31/2020
     NLY29,680$150 03/31/2020
Level Four Advisory Services LLC29,480$150 03/31/2020
     NLY29,480$150 03/31/2020
Profund Advisors LLC29,287$148 03/31/2020
     NLY29,287$148 03/31/2020
AQR Capital Management LLC28,891$146 03/31/2020
     NLY28,891$146 03/31/2020
Eqis Capital Management Inc.14,599$146 03/31/2020
     NLY14,599$146 03/31/2020
Segall Bryant & Hamill LLC27,640$143 03/31/2020
     NLY27,640$143 03/31/2020
D L Carlson Investment Group Inc.14,000$143 03/31/2020
     NLY14,000$143 03/31/2020
Flagship Harbor Advisors LLC27,403$139 03/31/2020
     NLY27,403$139 03/31/2020
Prime Capital Investment Advisors LLC27,164$138 03/31/2020
     NLY27,164$138 03/31/2020
Jump Trading LLC26,855$136 03/31/2020
     NLY26,855$136 03/31/2020
B. Riley Wealth Management Inc.26,757$136 03/31/2020
     NLY26,757$136 03/31/2020
Emerald Investment Partners LLC26,743$136 03/31/2020
     NLY26,743$136 03/31/2020
Apriem Advisors26,530$135 03/31/2020
     NLY26,530$135 03/31/2020
Cubist Systematic Strategies LLC26,634$135 03/31/2020
     NLY26,634$135 03/31/2020
Ballast Advisors LLC25,387$129 03/31/2020
     NLY25,387$129 03/31/2020
Barr E S & Co.25,000$127 03/31/2020
     NLY25,000$127 03/31/2020
Hennessy Advisors Inc.25,000$127 03/31/2020
     NLY25,000$127 03/31/2020
Checchi Capital Advisers LLC25,090$127 03/31/2020
     NLY25,090$127 03/31/2020
Koshinski Asset Management Inc.25,091$127 03/31/2020
     NLY25,091$127 03/31/2020
Guidance Point Advisors LLC25,180$127 03/31/2020
     NLY25,180$127 03/31/2020
Hudson Valley Investment Advisors Inc. ADV18,700$123 06/30/2020
     NLY18,700$123 06/30/2020
Arkadios Wealth Advisors24,117$122 03/31/2020
     NLY24,117$122 03/31/2020
Powell Investment Advisors LLC23,017$122 03/31/2020
     NLY23,017$122 03/31/2020
Alexandria Capital LLC23,739$120 03/31/2020
     NLY23,739$120 03/31/2020
Dynamic Advisor Solutions LLC23,753$120 03/31/2020
     NLY23,753$120 03/31/2020
American International Group Inc.23,279$118 03/31/2020
     NLY23,279$118 03/31/2020
Tower Bridge Advisors22,700$115 03/31/2020
     NLY22,700$115 03/31/2020
Scotia Capital Inc.22,593$115 03/31/2020
     NLY22,593$115 03/31/2020
Quantbot Technologies LP22,830$115 03/31/2020
     NLY22,830$115 03/31/2020
TCF National Bank22,600$115 03/31/2020
     NLY22,600$115 03/31/2020
Natixis22,030$112 03/31/2020
     NLY22,030$112 03/31/2020
Cerity Partners LLC22,060$112 03/31/2020
     NLY22,060$112 03/31/2020
Wetherby Asset Management Inc.21,872$111 03/31/2020
     NLY21,872$111 03/31/2020
Verus Capital Partners LLC $111 03/31/2020
     NLY21,026$107 03/31/2020
     NLY.PRD208$4 03/31/2020
Baillie Gifford & Co.21,682$110 03/31/2020
     NLY21,682$110 03/31/2020
SeaCrest Wealth Management LLC21,708$110 03/31/2020
     NLY21,708$110 03/31/2020
TFG Advisers LLC21,746$110 03/31/2020
     NLY21,746$110 03/31/2020
Optimum Investment Advisors21,520$109 03/31/2020
     NLY21,520$109 03/31/2020
Regent Investment Management LLC21,271$108 03/31/2020
     NLY21,271$108 03/31/2020
Sage Capital Advisors llc21,218$108 03/31/2020
     NLY21,218$108 03/31/2020
Gryphon Financial Partners LLC21,200$107 03/31/2020
     NLY21,200$107 03/31/2020
Fisher Asset Management LLC20,819$106 03/31/2020
     NLY20,819$106 03/31/2020
Highlander Capital Management LLC $106 03/31/2020
     NLY.PRD4,100$79 03/31/2020
     NLY5,250$27 03/31/2020
Independent Advisor Alliance20,930$106 03/31/2020
     NLY20,930$106 03/31/2020
Smith Moore & CO.20,659$105 03/31/2020
     NLY20,659$105 03/31/2020
Tiedemann Advisors LLC19,670$105 03/31/2020
     NLY19,670$105 03/31/2020
Livforsakringsbolaget Skandia Omsesidigt15,585$102 06/30/2020
     NLY15,585$102 06/30/2020
Firestone Capital Management20,200$102 03/31/2020
     NLY20,200$102 03/31/2020
Glenmede Trust Co. NA10,800$101 03/31/2020
     NLY10,800$101 03/31/2020
Graham Capital Management L.P.20,000$101 03/31/2020
     NLY20,000$101 03/31/2020
Vigilant Capital Management LLC20,000$101 03/31/2020
     NLY20,000$101 03/31/2020
Savant Capital LLC19,480$99 03/31/2020
     NLY19,480$99 03/31/2020
Kalos Management Inc.16,837$98 03/31/2020
     NLY16,837$98 03/31/2020
Corient Capital Partners LLC19,211$98 03/31/2020
     NLY19,211$98 03/31/2020
Cetera Investment Advisers19,174$97 03/31/2020
     NLY19,174$97 03/31/2020
Telos Capital Management Inc.19,009$96 03/31/2020
     NLY19,009$96 03/31/2020
Successful Portfolios LLC18,648$95 03/31/2020
     NLY18,648$95 03/31/2020
Barings LLC18,236$93 03/31/2020
     NLY18,236$93 03/31/2020
Bank of Nova Scotia18,343$93 03/31/2020
     NLY18,343$93 03/31/2020
TCI Wealth Advisors Inc.17,837$90 03/31/2020
     NLY17,837$90 03/31/2020
Good Life Advisors LLC $89 03/31/2020
     NLY17,242$89 03/31/2020
     Call1,000$0 03/31/2020
Sonora Investment Management LLC $88 03/31/2020
     NLY16,774$85 03/31/2020
     NLY.PRI119$2 03/31/2020
     NLY.PRF58$1 03/31/2020
Lombard Odier Asset Management Europe Ltd17,342$88 03/31/2020
     NLY17,342$88 03/31/2020
Mutual Advisors LLC17,420$88 03/31/2020
     NLY17,420$88 03/31/2020
Riverstone Advisors LLC17,420$88 03/31/2020
     NLY17,420$88 03/31/2020
1ST Source Bank17,163$87 03/31/2020
     NLY17,163$87 03/31/2020
First Heartland Consultants Inc.17,149$87 03/31/2020
     NLY17,149$87 03/31/2020
Penserra Capital Management LLC14,031$86 03/31/2020
     NLY14,031$86 03/31/2020
Fiduciary Group LLC17,000$86 03/31/2020
     NLY17,000$86 03/31/2020
Rockefeller Capital Management L.P.16,973$86 03/31/2020
     NLY16,973$86 03/31/2020
Colony Group LLC16,838$85 03/31/2020
     NLY16,838$85 03/31/2020
Fort Pitt Capital Group LLC16,699$85 03/31/2020
     NLY16,699$85 03/31/2020
Parallel Advisors LLC16,846$85 03/31/2020
     NLY16,846$85 03/31/2020
Busey Wealth Management16,480$83 03/31/2020
     NLY16,480$83 03/31/2020
UMA Financial Services Inc.13,816$83 03/31/2020
     NLY13,816$83 03/31/2020
Equitable Holdings Inc.16,196$82 03/31/2020
     NLY16,196$82 03/31/2020
Valmark Advisers Inc.16,220$82 03/31/2020
     NLY16,220$82 03/31/2020
Eastern Bank15,900$81 03/31/2020
     NLY15,900$81 03/31/2020
Signaturefd LLC15,831$80 03/31/2020
     NLY15,831$80 03/31/2020
Lido Advisors LLC15,038$80 03/31/2020
     NLY15,038$80 03/31/2020
Regions Financial Corp15,700$79 03/31/2020
     NLY15,700$79 03/31/2020
Quad Cities Investment Group LLC15,572$79 03/31/2020
     NLY15,572$79 03/31/2020
AIA Investment Management Private Ltd15,494$79 03/31/2020
     NLY15,494$79 03/31/2020
Narwhal Capital Management15,405$78 03/31/2020
     NLY15,405$78 03/31/2020
Partnervest Advisory Services LLC15,441$78 03/31/2020
     NLY15,441$78 03/31/2020
Zhang Financial LLC15,399$78 03/31/2020
     NLY15,399$78 03/31/2020
BRYN MAWR TRUST Co15,250$77 03/31/2020
     NLY15,250$77 03/31/2020
Wealthsource Partners LLC15,204$77 03/31/2020
     NLY15,204$77 03/31/2020
Diversified Trust Co11,558$76 06/30/2020
     NLY11,558$76 06/30/2020
Franklin Resources Inc.15,048$76 03/31/2020
     NLY15,048$76 03/31/2020
Formidable Asset Management LLC14,973$76 03/31/2020
     NLY14,973$76 03/31/2020
Genovese Burford & Brothers Wealth & Retirement Plan Management LLC15,000$76 03/31/2020
     NLY15,000$76 03/31/2020
CENTRAL TRUST Co14,600$74 03/31/2020
     NLY14,600$74 03/31/2020
Centaurus Financial Inc.14,535$74 03/31/2020
     NLY14,535$74 03/31/2020
Cutter & CO Brokerage Inc.14,671$74 03/31/2020
     NLY14,671$74 03/31/2020
Aviance Capital Partners LLC14,567$74 03/31/2020
     NLY14,567$74 03/31/2020
Cigna Investments Inc. New14,382$73 03/31/2020
     NLY14,382$73 03/31/2020
High Falls Advisors Inc14,362$73 03/31/2020
     NLY14,362$73 03/31/2020
King Luther Capital Management Corp14,250$72 03/31/2020
     NLY14,250$72 03/31/2020
Ellevest Inc.10,787$71 06/30/2020
     NLY10,787$71 06/30/2020
Kayne Anderson Rudnick Investment Management LLC14,031$71 03/31/2020
     NLY14,031$71 03/31/2020
Mraz Amerine & Associates Inc.14,000$71 03/31/2020
     NLY14,000$71 03/31/2020
Trustco Bank Corp N Y13,850$70 03/31/2020
     NLY13,850$70 03/31/2020
NuWave Investment Management LLC13,759$70 03/31/2020
     NLY13,759$70 03/31/2020
Sowell Financial Services LLC13,794$70 03/31/2020
     NLY13,794$70 03/31/2020
Fiera Capital Corp13,733$69 03/31/2020
     NLY13,733$69 03/31/2020
Fort Sheridan Advisors LLC13,517$69 03/31/2020
     NLY13,517$69 03/31/2020
Dimensional Fund Advisors LP13,451$68 03/31/2020
     NLY13,451$68 03/31/2020
Schroder Investment Management Group15,963$68 03/31/2020
     NLY15,963$68 03/31/2020
Employers Holdings Inc.13,390$68 03/31/2020
     NLY13,390$68 03/31/2020
Proffitt & Goodson Inc.13,308$67 03/31/2020
     NLY13,308$67 03/31/2020
Wellington Shields Capital Management LLC13,202$67 03/31/2020
     NLY13,202$67 03/31/2020
Huntington National Bank13,061$66 03/31/2020
     NLY13,061$66 03/31/2020
Buckingham Asset Management LLC12,919$66 03/31/2020
     NLY12,919$66 03/31/2020
Sicart Associates LLC12,363$66 03/31/2020
     NLY12,363$66 03/31/2020
MANA Advisors LLC13,067$66 03/31/2020
     NLY13,067$66 03/31/2020
Seeyond210,527$66 03/31/2020
     NLY210,527$66 03/31/2020
Lake Point Wealth Management13,000$66 03/31/2020
     NLY13,000$66 03/31/2020
Synovus Financial Corp13,014$65 03/31/2020
     NLY13,014$65 03/31/2020
CIBC World Markets Inc.12,905$65 03/31/2020
     NLY12,905$65 03/31/2020
Hohimer Wealth Management LLC10,897$65 03/31/2020
     NLY10,897$65 03/31/2020
Atlantic Union Bankshares Corp12,650$64 03/31/2020
     NLY12,650$64 03/31/2020
Sawtooth Solutions LLC12,607$64 03/31/2020
     NLY12,607$64 03/31/2020
Comerica Securities Inc.11,846$63 03/31/2020
     NLY11,846$63 03/31/2020
M&G Investment Management Ltd.12,622$63 03/31/2020
     NLY12,622$63 03/31/2020
Cowen Prime Services LLC12,500$63 03/31/2020
     NLY12,500$63 03/31/2020
Atticus Wealth Management LLC12,406$63 03/31/2020
     NLY12,406$63 03/31/2020
ETRADE Capital Management LLC11,863$61 03/31/2020
     NLY11,863$61 03/31/2020
Clarus Wealth Advisors15,100$61 03/31/2020
     NLY15,100$61 03/31/2020
Soltis Investment Advisors LLC12,017$61 03/31/2020
     NLY12,017$61 03/31/2020
Sequoia Financial Advisors LLC11,839$60 03/31/2020
     NLY11,839$60 03/31/2020
Huber Financial Advisors LLC11,880$60 03/31/2020
     NLY11,880$60 03/31/2020
Dixon Hubard Feinour & Brown Inc. VA11,650$59 03/31/2020
     NLY11,650$59 03/31/2020
BOKF NA11,482$58 03/31/2020
     NLY11,482$58 03/31/2020
Enterprise Financial Services Corp11,500$58 03/31/2020
     NLY11,500$58 03/31/2020
Los Angeles Capital Management & Equity Research Inc.11,369$58 03/31/2020
     NLY11,369$58 03/31/2020
Frontier Investment Mgmt Co.11,380$58 03/31/2020
     NLY11,380$58 03/31/2020
Krilogy Financial LLC11,354$58 03/31/2020
     NLY11,354$58 03/31/2020
Norris Perne & French LLP MI11,175$57 03/31/2020
     NLY11,175$57 03/31/2020
Moneta Group Investment Advisors LLC11,243$57 03/31/2020
     NLY11,243$57 03/31/2020
Mcmillion Capital Management Inc.10,890$55 03/31/2020
     NLY10,890$55 03/31/2020
Peterson Wealth Management10,750$55 03/31/2020
     NLY10,750$55 03/31/2020
Covington Capital Management10,667$54 03/31/2020
     NLY10,667$54 03/31/2020
Moors & Cabot Inc.10,802$54 03/31/2020
     NLY10,802$54 03/31/2020
Carroll Financial Associates Inc.10,636$53 03/31/2020
     NLY10,636$53 03/31/2020
Quadrant Capital Group LLC10,132$53 03/31/2020
     NLY10,132$53 03/31/2020
Equity Investment Corp10,468$53 03/31/2020
     NLY10,468$53 03/31/2020
Cypress Wealth Services LLC10,537$53 03/31/2020
     NLY10,537$53 03/31/2020
Requisite Capital Management LLC10,000$53 03/31/2020
     NLY10,000$53 03/31/2020
Raymond James Trust N.A.10,261$52 03/31/2020
     NLY10,261$52 03/31/2020
Aptus Capital Advisors LLC10,300$52 03/31/2020
     NLY10,300$52 03/31/2020
Resources Investment Advisors LLC.10,270$52 03/31/2020
     NLY10,270$52 03/31/2020
Next Capital Management LLC10,310$52 03/31/2020
     NLY10,310$52 03/31/2020
Gluskin Sheff & Assoc Inc.10,000$51 03/31/2020
     NLY10,000$51 03/31/2020
Deprince Race & Zollo Inc.10,000$51 03/31/2020
     NLY10,000$51 03/31/2020
Bourne Lent Asset Management Inc.10,000$51 03/31/2020
     NLY10,000$51 03/31/2020
Thompson Investment Management Inc.10,015$51 03/31/2020
     NLY10,015$51 03/31/2020
Brighton Jones LLC10,082$51 03/31/2020
     NLY10,082$51 03/31/2020
Hollow Brook Wealth Management LLC10,000$51 03/31/2020
     NLY10,000$51 03/31/2020
Lavaca Capital LLC10,000$51 03/31/2020
     NLY10,000$51 03/31/2020
Meeder Asset Management Inc.9,942$50 03/31/2020
     NLY9,942$50 03/31/2020
Steward Partners Investment Advisory LLC9,977$50 03/31/2020
     NLY9,977$50 03/31/2020
Global Wealth Management Investment Advisory Inc.9,775$50 03/31/2020
     NLY9,775$50 03/31/2020
M&R Capital Management Inc.7,500$49 06/30/2020
     NLY7,500$49 06/30/2020
Private Capital Group LLC9,008$48 03/31/2020
     NLY9,008$48 03/31/2020
Financial Architects Inc9,000$46 03/31/2020
     NLY9,000$46 03/31/2020
AllSquare Wealth Management LLC8,990$46 03/31/2020
     NLY8,990$46 03/31/2020
Golden State Wealth Management LLC9,167$46 03/31/2020
     NLY9,167$46 03/31/2020
AdvisorNet Financial Inc8,468$43 03/31/2020
     NLY8,468$43 03/31/2020
Patriot Financial Group Insurance Agency LLC8,550$43 03/31/2020
     NLY8,550$43 03/31/2020
Ameritas Investment Company LLC8,684$42 03/31/2020
     NLY8,684$42 03/31/2020
Sandy Spring Bank8,215$42 03/31/2020
     NLY8,215$42 03/31/2020
North Star Investment Management Corp.8,032$41 03/31/2020
     NLY8,032$41 03/31/2020
Orion Portfolio Solutions LLC7,913$40 03/31/2020
     NLY7,913$40 03/31/2020
City Holding Co.7,150$37 03/31/2020
     NLY7,150$37 03/31/2020
Accurate Investment Solutions Inc.7,293$37 03/31/2020
     NLY7,293$37 03/31/2020
OLD Second National Bank of Aurora6,898$35 03/31/2020
     NLY6,898$35 03/31/2020
Two Sigma Securities LLC $35 03/31/2020
     NLY32,133$163 03/31/2020
     Put25,300$128 03/31/2020
BerganKDV Wealth Management LLC6,828$35 03/31/2020
     NLY6,828$35 03/31/2020
CWM Advisors LLC6,643$34 03/31/2020
     NLY6,643$34 03/31/2020
Wolverine Trading LLC $33 03/31/2020
     Put110,800$628 03/31/2020
     Call88,600$502 03/31/2020
     NLY27,955$159 03/31/2020
Liberty Wealth Management LLC6,368$32 03/31/2020
     NLY6,368$32 03/31/2020
CSat Investment Advisory L.P.6,163$31 03/31/2020
     NLY6,163$31 03/31/2020
Lenox Wealth Advisors LLC $31 03/31/2020
     NLY.PRI1,765$31 03/31/2020
Crewe Advisors LLC6,051$31 03/31/2020
     NLY6,051$31 03/31/2020
Allred Capital Management LLC5,950$30 03/31/2020
     NLY5,950$30 03/31/2020
Clearbridge Investments LLC5,650$29 03/31/2020
     NLY5,650$29 03/31/2020
Willingdon Wealth Management5,620$28 03/31/2020
     NLY5,620$28 03/31/2020
Jacobi Capital Management LLC5,453$28 03/31/2020
     NLY5,453$28 03/31/2020
Trustcore Financial Services LLC5,451$28 03/31/2020
     NLY5,451$28 03/31/2020
LS Investment Advisors LLC5,406$27 03/31/2020
     NLY5,406$27 03/31/2020
EPG Wealth Management LLC5,399$27 03/31/2020
     NLY5,399$27 03/31/2020
Associated Banc Corp4,975$25 03/31/2020
     NLY4,975$25 03/31/2020
Whittier Trust Co.4,731$24 03/31/2020
     NLY4,731$24 03/31/2020
Carmichael Hill & Associates Inc. $24 03/31/2020
     Call4,800$24 03/31/2020
Core Wealth Advisors Inc.4,810$24 03/31/2020
     NLY4,810$24 03/31/2020
Valeo Financial Advisors LLC3,850$23 03/31/2020
     NLY3,850$23 03/31/2020
Global Trust Asset Management LLC4,000$23 03/31/2020
     NLY4,000$23 03/31/2020
Global Retirement Partners LLC4,483$23 03/31/2020
     NLY4,483$23 03/31/2020
Arden Trust Co4,250$22 03/31/2020
     NLY4,250$22 03/31/2020
Webster Bank N. A.4,200$21 03/31/2020
     NLY4,200$21 03/31/2020
Joseph P. Lucia & Associates LLC4,150$21 03/31/2020
     NLY4,150$21 03/31/2020
HC Financial Advisors Inc.4,000$20 03/31/2020
     NLY4,000$20 03/31/2020
WASHINGTON TRUST Co4,000$20 03/31/2020
     NLY4,000$20 03/31/2020
Horrell Capital Management Inc.4,000$20 03/31/2020
     NLY4,000$20 03/31/2020
CWM LLC3,870$20 03/31/2020
     NLY3,870$20 03/31/2020
Hanson & Doremus Investment Management3,520$18 03/31/2020
     NLY3,520$18 03/31/2020
Tradewinds Capital Management LLC3,484$18 03/31/2020
     NLY3,484$18 03/31/2020
Community Capital Management Inc. $18 03/31/2020
     Call50,000$18 03/31/2020
Rocky Mountain Advisers LLC3,311$17 03/31/2020
     NLY3,311$17 03/31/2020
Wealthcare Advisory Partners LLC3,278$17 03/31/2020
     NLY3,278$17 03/31/2020
Prestige Wealth Management Group LLC3,332$17 03/31/2020
     NLY3,332$17 03/31/2020
Davis Capital Management3,395$17 03/31/2020
     NLY3,395$17 03/31/2020
FinTrust Capital Advisors LLC3,121$16 03/31/2020
     NLY3,121$16 03/31/2020
Asset Dedication LLC2,979$15 03/31/2020
     NLY2,979$15 03/31/2020
Pacitti Group Inc.3,068$15 03/31/2020
     NLY3,068$15 03/31/2020
Royal Fund Management LLC3,085$15 03/31/2020
     NLY3,085$15 03/31/2020
Valley National Advisers Inc.2,700$14 03/31/2020
     NLY2,700$14 03/31/2020
HM Payson & Co.2,800$14 03/31/2020
     NLY2,800$14 03/31/2020
Harbor Investment Advisory LLC2,665$14 03/31/2020
     NLY2,665$14 03/31/2020
JNBA Financial Advisors2,841$14 03/31/2020
     NLY2,841$14 03/31/2020
Sterling Investment Advisors Ltd.2,801$14 03/31/2020
     NLY2,801$14 03/31/2020
Fifth Third Bancorp2,646$13 03/31/2020
     NLY2,646$13 03/31/2020
Salem Investment Counselors Inc.2,500$13 03/31/2020
     NLY2,500$13 03/31/2020
Quantum Capital Management2,578$13 03/31/2020
     NLY2,578$13 03/31/2020
Harwood Advisory Group LLC2,572$13 03/31/2020
     NLY2,572$13 03/31/2020
Founders Capital Management2,500$13 03/31/2020
     NLY2,500$13 03/31/2020
Banco de Sabadell S.A2,300$13 03/31/2020
     NLY2,300$13 03/31/2020
Bedel Financial Consulting Inc.2,527$13 03/31/2020
     NLY2,527$13 03/31/2020
Benjamin F. Edwards & Company Inc.2,442$12 03/31/2020
     NLY2,442$12 03/31/2020
AlphaCore Capital LLC2,362$12 03/31/2020
     NLY2,362$12 03/31/2020
Truvestments Capital LLC2,528$12 03/31/2020
     NLY2,528$12 03/31/2020
Wealth Quarterback LLC2,402$12 03/31/2020
     NLY2,402$12 03/31/2020
Winch Advisory Services LLC2,142$11 03/31/2020
     NLY2,142$11 03/31/2020
Mark Sheptoff Financial Planning LLC2,237$11 03/31/2020
     NLY2,237$11 03/31/2020
Loomis Sayles & Co. L P1,908$10 03/31/2020
     NLY1,908$10 03/31/2020
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA1,965$10 03/31/2020
     NLY1,965$10 03/31/2020
Plante Moran Financial Advisors LLC2,058$10 03/31/2020
     NLY2,058$10 03/31/2020
American Research & Management Co.2,000$10 03/31/2020
     NLY2,000$10 03/31/2020
Elmwood Wealth Management Inc.1,000$10 03/31/2020
     NLY1,000$10 03/31/2020
SRS Capital Advisors Inc.1,867$9 03/31/2020
     NLY1,867$9 03/31/2020
Berman Capital Advisors LLC1,815$9 03/31/2020
     NLY1,815$9 03/31/2020
Resources Management Corp CT ADV1,550$8 03/31/2020
     NLY1,550$8 03/31/2020
Peoples Financial Services CORP.1,400$7 03/31/2020
     NLY1,400$7 03/31/2020
Markston International LLC1,400$7 03/31/2020
     NLY1,400$7 03/31/2020
Point72 Hong Kong Ltd1,465$7 03/31/2020
     NLY1,465$7 03/31/2020
Ancora Advisors LLC1,250$6 03/31/2020
     NLY1,250$6 03/31/2020
Pathstone Family Office LLC1,183$6 03/31/2020
     NLY1,183$6 03/31/2020
Winslow Evans & Crocker Inc.1,000$6 03/31/2020
     NLY1,000$6 03/31/2020
Bellevue Asset Management LLC1,000$6 03/31/2020
     NLY1,000$6 03/31/2020
Reilly Financial Advisors LLC1,000$5 03/31/2020
     NLY1,000$5 03/31/2020
Exchange Traded Concepts LLC1,055$5 03/31/2020
     NLY1,055$5 03/31/2020
PARK CIRCLE Co1,000$5 03/31/2020
     NLY1,000$5 03/31/2020
NewSquare Capital LLC949$5 03/31/2020
     NLY949$5 03/31/2020
LifePlan Financial Group Inc1,000$5 03/31/2020
     NLY1,000$5 03/31/2020
Oakworth Capital Inc.1,000$5 03/31/2020
     NLY1,000$5 03/31/2020
Selective Wealth Management Inc.1,000$5 03/31/2020
     NLY1,000$5 03/31/2020
Lindbrook Capital LLC911$5 03/31/2020
     NLY911$5 03/31/2020
Sound Income Strategies LLC727$4 03/31/2020
     NLY727$4 03/31/2020
Tsfg LLC533$3 06/30/2020
     NLY533$3 06/30/2020
Brown Brothers Harriman & Co.648$3 03/31/2020
     NLY648$3 03/31/2020
FIL Ltd597$3 03/31/2020
     NLY597$3 03/31/2020
Creative Financial Designs Inc. ADV666$3 03/31/2020
     NLY666$3 03/31/2020
Delta Asset Management LLC TN516$3 03/31/2020
     NLY516$3 03/31/2020
Manchester Financial Inc.525$3 03/31/2020
     NLY525$3 03/31/2020
Earnest Partners LLC664$3 03/31/2020
     NLY664$3 03/31/2020
Trust Co. of Vermont500$3 03/31/2020
     NLY500$3 03/31/2020
Baystate Wealth Management LLC517$3 03/31/2020
     NLY517$3 03/31/2020
Stonebridge Capital Advisors LLC500$3 03/31/2020
     NLY500$3 03/31/2020
Investors Research Corp601$3 03/31/2020
     NLY601$3 03/31/2020
Kore Private Wealth LLC587$3 03/31/2020
     NLY587$3 03/31/2020
Savior LLC500$3 03/31/2020
     NLY500$3 03/31/2020
Sowa Financial Group Inc.500$3 03/31/2020
     NLY500$3 03/31/2020
Ameritas Investment Partners Inc.500$2 03/31/2020
     NLY500$2 03/31/2020
Clear Street Markets LLC $2 03/31/2020
     NLY47,200$239 03/31/2020
     Put467$237 03/31/2020
Allworth Financial LP307$2 03/31/2020
     NLY307$2 03/31/2020
Focused Wealth Management Inc420$2 03/31/2020
     NLY420$2 03/31/2020
Cordasco Financial Network345$2 03/31/2020
     NLY345$2 03/31/2020
D Orazio & Associates Inc.362$2 03/31/2020
     NLY362$2 03/31/2020
Pacific Center for Financial Services456$2 03/31/2020
     NLY456$2 03/31/2020
HHM Wealth Advisors LLC400$2 03/31/2020
     NLY400$2 03/31/2020
Semmax Financial Advisors Inc.474$2 03/31/2020
     NLY474$2 03/31/2020
MBE Wealth Management LLC592$2 03/31/2020
     NLY592$2 03/31/2020
Jackson Square Capital LLC392$2 03/31/2020
     NLY392$2 03/31/2020
Pin Oak Investment Advisors Inc.164$1 03/31/2020
     NLY164$1 03/31/2020
Woodley Farra Manion Portfolio Management Inc.100$1 03/31/2020
     NLY100$1 03/31/2020
AlphaMark Advisors LLC212$1 03/31/2020
     NLY212$1 03/31/2020
Lenox Wealth Management Inc.300$1 03/31/2020
     NLY300$1 03/31/2020
Johnson Financial Group Inc.250$1 03/31/2020
     NLY250$1 03/31/2020
Exane Derivatives117$1 03/31/2020
     NLY117$1 03/31/2020
Glassman Wealth Services224$1 03/31/2020
     NLY224$1 03/31/2020
Pearl River Capital LLC100$1 03/31/2020
     NLY100$1 03/31/2020
Front Row Advisors LLC86$1 03/31/2020
     NLY86$1 03/31/2020
Ellis Investment Partners LLC255$1 03/31/2020
     NLY255$1 03/31/2020
Bay Harbor Wealth Management LLC169$1 03/31/2020
     NLY169$1 03/31/2020
Your Advocates Ltd. LLP120$1 03/31/2020
     NLY120$1 03/31/2020
Lion Street Advisors LLC198$1 03/31/2020
     NLY198$1 03/31/2020
Lloyd Advisory Services LLC.278$1 03/31/2020
     NLY278$1 03/31/2020
Procyon Private Wealth Partners LLC100$1 03/31/2020
     NLY100$1 03/31/2020
Global Financial Private Capital Inc60$0 03/31/2020
     NLY60$0 03/31/2020
Versant Capital Management Inc193$0 03/31/2020
     NLY193$0 03/31/2020
First National Bank of South Miami178$0 03/31/2020
     NLY178$0 03/31/2020
Cedar Mountain Advisors LLC35$0 03/31/2020
     NLY35$0 03/31/2020
Cutler Group LP $-22 03/31/2020
     Put16,000$39 03/31/2020
     Call131,600$17 03/31/2020
HAP Trading LLC $-67 03/31/2020
     Put31,600$77 03/31/2020
     Call50,800$10 03/31/2020
Nomura Holdings Inc.1,671,675$-841 03/31/2020
     Put1,836,100$9,400 03/31/2020
     NLY1,671,675$8,559 03/31/2020

See Summary: Institutional Holders of NLY
See Details: Top 10 Hedge Funds Holding NLY
Also See: NLY Insider Buying
Also See: NLY Holdings Changes

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