HoldingsChannel.com
Funds Holding NLY
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc.146,351,085$1,336,187 06/30/2019
     NLY146,351,085$1,336,187 06/30/2019
Vanguard Group Inc.134,709,321$1,229,897 06/30/2019
     NLY134,709,321$1,229,897 06/30/2019
State Street Corp43,634,603$408,977 06/30/2019
     NLY43,634,603$408,977 06/30/2019
State Treasurer State of Michigan33,107,190$302,269 06/30/2019
     NLY33,107,190$302,269 06/30/2019
FMR LLC32,806,771$299,526 06/30/2019
     NLY32,806,771$299,526 06/30/2019
LSV Asset Management24,215,423$221,086 06/30/2019
     NLY24,215,423$221,086 06/30/2019
Wells Fargo & Company MN22,558,179$205,957 06/30/2019
     NLY22,558,179$205,957 06/30/2019
UBS Group AG16,918,244$154,464 06/30/2019
     NLY16,918,244$154,464 06/30/2019
Geode Capital Management LLC16,339,376$149,467 06/30/2019
     NLY16,339,376$149,467 06/30/2019
Thompson Siegel & Walmsley LLC14,718,056$134,376 06/30/2019
     NLY14,718,056$134,376 06/30/2019
Northern Trust Corp12,726,883$116,197 06/30/2019
     NLY12,726,883$116,197 06/30/2019
Legal & General Group Plc11,536,189$105,315 06/30/2019
     NLY11,536,189$105,315 06/30/2019
California Public Employees Retirement System10,528,626$96,126 06/30/2019
     NLY10,528,626$96,126 06/30/2019
Citadel Advisors LLC $80,242 06/30/2019
     NLY9,081,826$82,917 06/30/2019
     Put584,800$5,339 06/30/2019
     Call291,800$2,664 06/30/2019
Brandywine Global Investment Management LLC8,577,127$78,310 06/30/2019
     NLY8,577,127$78,310 06/30/2019
Janus Henderson Group PLC8,206,102$74,920 06/30/2019
     NLY8,206,102$74,920 06/30/2019
Allianz Asset Management GmbH7,954,054$72,620 06/30/2019
     NLY7,954,054$72,620 06/30/2019
UBS Asset Management Americas Inc.7,859,969$71,762 06/30/2019
     NLY7,859,969$71,762 06/30/2019
Goldman Sachs Group Inc.6,902,582$63,021 06/30/2019
     NLY6,902,582$63,021 06/30/2019
Two Sigma Investments LP6,615,803$60,402 06/30/2019
     NLY6,615,803$60,402 06/30/2019
Alberta Investment Management Corp6,308,200$57,594 06/30/2019
     NLY6,308,200$57,594 06/30/2019
Sumitomo Mitsui Trust Holdings Inc.6,026,119$55,018 06/30/2019
     NLY6,026,119$55,018 06/30/2019
Credit Suisse AG5,905,649$53,918 06/30/2019
     NLY5,905,649$53,918 06/30/2019
Bank of New York Mellon Corp5,722,283$52,245 06/30/2019
     NLY5,722,283$52,245 06/30/2019
APG Asset Management N.V.6,417,560$51,451 06/30/2019
     NLY6,417,560$51,451 06/30/2019
Bank of America Corp DE5,437,085$49,642 06/30/2019
     NLY5,437,085$49,642 06/30/2019
Nuveen Asset Management LLC4,274,532$39,026 06/30/2019
     NLY4,274,532$39,026 06/30/2019
Charles Schwab Investment Management Inc.4,076,157$37,216 06/30/2019
     NLY4,076,157$37,216 06/30/2019
Massachusetts Financial Services Co. MA3,803,583$34,727 06/30/2019
     NLY3,803,583$34,727 06/30/2019
Russell Investments Group Ltd.3,734,529$34,074 06/30/2019
     NLY3,734,529$34,074 06/30/2019
Waddell & Reed Financial Inc.3,562,100$32,522 06/30/2019
     NLY3,562,100$32,522 06/30/2019
Citigroup Inc. $32,025 06/30/2019
     NLY3,686,904$33,662 06/30/2019
     Put259,200$2,366 06/30/2019
     Call79,800$729 06/30/2019
Parametric Portfolio Associates LLC3,266,941$29,827 06/30/2019
     NLY3,266,941$29,827 06/30/2019
New York State Common Retirement Fund3,228,050$29,472 06/30/2019
     NLY3,228,050$29,472 06/30/2019
Mirae Asset Global Investments Co. Ltd.3,155,471$28,810 06/30/2019
     NLY3,155,471$28,810 06/30/2019
Morgan Stanley2,993,602$27,332 06/30/2019
     NLY2,993,602$27,332 06/30/2019
Mitsubishi UFJ Trust & Banking Corp2,913,397$26,512 06/30/2019
     NLY2,913,397$26,512 06/30/2019
Deutsche Bank AG2,648,557$24,177 06/30/2019
     NLY2,648,557$24,177 06/30/2019
Bank of Montreal Can2,631,968$24,030 06/30/2019
     NLY2,631,968$24,030 06/30/2019
Royal Bank of Canada $23,893 06/30/2019
     NLY2,189,633$19,993 06/30/2019
     Call427,200$3,901 06/30/2019
     Put100$1 06/30/2019
Van ECK Associates Corp2,615,352$23,878 06/30/2019
     NLY2,615,352$23,878 06/30/2019
Wellington Management Group LLP2,508,156$22,899 06/30/2019
     NLY2,508,156$22,899 06/30/2019
Tobam2,483,701$22,676 06/30/2019
     NLY2,483,701$22,676 06/30/2019
California State Teachers Retirement System2,481,872$22,659 06/30/2019
     NLY2,481,872$22,659 06/30/2019
Invesco Ltd.2,475,399$22,601 06/30/2019
     NLY2,475,399$22,601 06/30/2019
Soros Fund Management LLC2,364,306$21,586 06/30/2019
     NLY2,364,306$21,586 06/30/2019
Prudential Financial Inc.2,136,013$19,502 06/30/2019
     NLY2,136,013$19,502 06/30/2019
Putnam Investments LLC1,961,812$17,912 06/30/2019
     NLY1,961,812$17,912 06/30/2019
Hsbc Holdings PLC1,920,062$17,530 06/30/2019
     NLY1,920,062$17,530 06/30/2019
Amundi Pioneer Asset Management Inc.1,878,241$17,149 06/30/2019
     NLY1,878,241$17,149 06/30/2019
Balyasny Asset Management LLC1,799,903$16,433 06/30/2019
     NLY1,799,903$16,433 06/30/2019
National Pension Service1,772,670$16,184 06/30/2019
     NLY1,772,670$16,184 06/30/2019
Penn Mutual Asset Management LLC1,751,800$15,994 06/30/2019
     NLY1,751,800$15,994 06/30/2019
BNP Paribas Arbitrage SA1,703,076$15,549 06/30/2019
     NLY1,703,076$15,549 06/30/2019
Barclays PLC $15,545 06/30/2019
     NLY1,702,403$15,544 06/30/2019
     Call54,000$493 06/30/2019
     Put53,900$492 06/30/2019
Bessemer Group Inc.1,665,094$15,202 06/30/2019
     NLY1,665,094$15,202 06/30/2019
State Board of Administration of Florida Retirement System1,641,894$14,990 06/30/2019
     NLY1,641,894$14,990 06/30/2019
Great West Life Assurance Co. Can1,586,122$14,449 06/30/2019
     NLY1,586,122$14,449 06/30/2019
JPMorgan Chase & Co.1,551,941$14,123 06/30/2019
     NLY1,551,941$14,123 06/30/2019
Gillson Capital LP1,523,587$13,910 06/30/2019
     NLY1,523,587$13,910 06/30/2019
Rhumbline Advisers1,504,492$13,736 06/30/2019
     NLY1,504,492$13,736 06/30/2019
Adage Capital Partners GP L.L.C.1,500,000$13,695 06/30/2019
     NLY1,500,000$13,695 06/30/2019
Guggenheim Capital LLC1,453,884$13,274 06/30/2019
     NLY1,453,884$13,274 06/30/2019
Advisors Asset Management Inc.1,394,262$12,730 06/30/2019
     NLY1,394,262$12,730 06/30/2019
BB&T Securities LLC1,337,166$12,209 06/30/2019
     NLY1,337,166$12,209 06/30/2019
Mackenzie Financial Corp1,327,189$12,117 06/30/2019
     NLY1,327,189$12,117 06/30/2019
State of Wisconsin Investment Board1,312,367$11,982 06/30/2019
     NLY1,312,367$11,982 06/30/2019
Voya Investment Management LLC1,264,907$11,549 06/30/2019
     NLY1,264,907$11,549 06/30/2019
Asset Management One Co. Ltd.1,185,534$10,823 06/30/2019
     NLY1,185,534$10,823 06/30/2019
Bridgewater Associates LP1,175,716$10,734 06/30/2019
     NLY1,175,716$10,734 06/30/2019
Nomura Asset Management Co. Ltd.1,136,614$10,378 06/30/2019
     NLY1,136,614$10,378 06/30/2019
Shell Asset Management Co.1,122,691$10,250 06/30/2019
     NLY1,122,691$10,250 06/30/2019
West Family Investments Inc.1,118,922$10,216 06/30/2019
     NLY1,118,922$10,216 06/30/2019
Treasurer of the State of North Carolina1,101,630$10,058 06/30/2019
     NLY1,101,630$10,058 06/30/2019
Alliancebernstein L.P.1,083,172$9,889 06/30/2019
     NLY1,083,172$9,889 06/30/2019
Ameriprise Financial Inc.1,080,486$9,697 06/30/2019
     NLY1,080,486$9,697 06/30/2019
Stifel Financial Corp1,060,747$9,694 06/30/2019
     NLY1,060,747$9,694 06/30/2019
Korea Investment CORP1,060,052$9,678 06/30/2019
     NLY1,060,052$9,678 06/30/2019
Neuberger Berman Group LLC1,012,934$9,248 06/30/2019
     NLY1,012,934$9,248 06/30/2019
TD Asset Management Inc.1,007,589$9,199 06/30/2019
     NLY1,007,589$9,199 06/30/2019
Macquarie Group Ltd.985,201$8,995 06/30/2019
     NLY985,201$8,995 06/30/2019
Evergreen Capital Management LLC972,856$8,882 06/30/2019
     NLY972,856$8,882 06/30/2019
Islet Management LP950,000$8,674 06/30/2019
     NLY950,000$8,674 06/30/2019
Commonwealth Bank of Australia941,017$8,585 06/30/2019
     NLY941,017$8,585 06/30/2019
Algebris UK Ltd931,078$8,501 06/30/2019
     NLY931,078$8,501 06/30/2019
Andra AP fonden867,000$7,916 06/30/2019
     NLY867,000$7,916 06/30/2019
Symons Capital Management Inc.860,516$7,857 06/30/2019
     NLY860,516$7,857 06/30/2019
Seeyond846,401$7,728 06/30/2019
     NLY846,401$7,728 06/30/2019
SG Americas Securities LLC828,931$7,568 06/30/2019
     NLY828,931$7,568 06/30/2019
Edge Wealth Management LLC $7,423 06/30/2019
     NLY.PRF275,485$6,997 06/30/2019
     NLY42,219$386 06/30/2019
     NLY.PRC1,584$40 06/30/2019
Davidson Investment Advisors779,220$7,114 06/30/2019
     NLY779,220$7,114 06/30/2019
State of Alaska Department of Revenue792,781$6,976 09/30/2019
     NLY792,781$6,976 09/30/2019
Dai Ichi Life Insurance Company Ltd762,783$6,964 06/30/2019
     NLY762,783$6,964 06/30/2019
LPL Financial LLC762,365$6,960 06/30/2019
     NLY762,365$6,960 06/30/2019
First Trust Advisors LP748,999$6,838 06/30/2019
     NLY748,999$6,838 06/30/2019
Ladenburg Thalmann Financial Services Inc.736,567$6,723 06/30/2019
     NLY736,567$6,723 06/30/2019
Cetera Advisors LLC735,531$6,712 06/30/2019
     NLY735,531$6,712 06/30/2019
Price T Rowe Associates Inc. MD727,203$6,639 06/30/2019
     NLY727,203$6,639 06/30/2019
Schroder Investment Management Group718,354$6,559 06/30/2019
     NLY718,354$6,559 06/30/2019
D. E. Shaw & Co. Inc.716,356$6,540 06/30/2019
     NLY716,356$6,540 06/30/2019
Alyeska Investment Group L.P.683,085$6,237 06/30/2019
     NLY683,085$6,237 06/30/2019
Confluence Investment Management LLC687,897$6,054 09/30/2019
     NLY687,897$6,054 09/30/2019
Advisor Group Inc.659,813$6,024 06/30/2019
     NLY659,813$6,024 06/30/2019
Arizona State Retirement System654,807$5,978 06/30/2019
     NLY654,807$5,978 06/30/2019
Commonwealth Equity Services LLC633,234$5,781 06/30/2019
     NLY633,234$5,781 06/30/2019
CWA Asset Management Group LLC571,937$5,222 06/30/2019
     NLY571,937$5,222 06/30/2019
Susquehanna International Group LLP $5,036 06/30/2019
     NLY1,665,617$15,207 06/30/2019
     Put1,376,100$12,564 06/30/2019
     Call262,100$2,393 06/30/2019
AQR Capital Management LLC551,124$5,032 06/30/2019
     NLY551,124$5,032 06/30/2019
Worldquant Millennium Advisors LLC543,918$4,966 06/30/2019
     NLY543,918$4,966 06/30/2019
AustralianSuper Pty Ltd536,737$4,900 06/30/2019
     NLY536,737$4,900 06/30/2019
Standard Life Aberdeen plc535,729$4,892 06/30/2019
     NLY535,729$4,892 06/30/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund529,997$4,839 06/30/2019
     NLY529,997$4,839 06/30/2019
Aviva PLC528,796$4,828 06/30/2019
     NLY528,796$4,828 06/30/2019
AMP Capital Investors Ltd517,392$4,709 06/30/2019
     NLY517,392$4,709 06/30/2019
Renaissance Technologies LLC511,400$4,669 06/30/2019
     NLY511,400$4,669 06/30/2019
Public Employees Retirement System of Ohio498,450$4,551 06/30/2019
     NLY498,450$4,551 06/30/2019
Pictet Asset Management Ltd.498,310$4,550 06/30/2019
     NLY498,310$4,550 06/30/2019
Aperio Group LLC494,411$4,514 06/30/2019
     NLY494,411$4,514 06/30/2019
United Services Automobile Association472,548$4,314 06/30/2019
     NLY472,548$4,314 06/30/2019
Cambridge Investment Research Advisors Inc.472,365$4,313 06/30/2019
     NLY472,365$4,313 06/30/2019
QS Investors LLC462,494$4,223 06/30/2019
     NLY462,494$4,223 06/30/2019
D.A. Davidson & CO.462,263$4,220 06/30/2019
     NLY462,263$4,220 06/30/2019
Raymond James & Associates461,906$4,217 06/30/2019
     NLY461,906$4,217 06/30/2019
1832 Asset Management L.P.461,800$4,203 06/30/2019
     NLY461,800$4,203 06/30/2019
Jane Street Group LLC $4,173 06/30/2019
     NLY474,279$4,331 06/30/2019
     Put17,300$158 06/30/2019
PVG Asset Management Corp455,635$4,159 06/30/2019
     NLY455,635$4,159 06/30/2019
Northwestern Mutual Wealth Management Co.447,381$4,085 06/30/2019
     NLY447,381$4,085 06/30/2019
KBC Group NV442,473$4,040 06/30/2019
     NLY442,473$4,040 06/30/2019
Yorktown Management & Research Co Inc442,000$4,035 06/30/2019
     NLY442,000$4,035 06/30/2019
Rock Point Advisors LLC435,746$3,978 06/30/2019
     NLY435,746$3,978 06/30/2019
HighTower Advisors LLC381,438$3,483 06/30/2019
     NLY381,438$3,483 06/30/2019
Gateway Investment Advisers LLC393,210$3,460 09/30/2019
     NLY393,210$3,460 09/30/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.376,593$3,438 06/30/2019
     NLY376,593$3,438 06/30/2019
Sovarnum Capital L.P.375,000$3,424 06/30/2019
     NLY375,000$3,424 06/30/2019
DT Investment Partners LLC373,771$3,413 06/30/2019
     NLY373,771$3,413 06/30/2019
Janney Montgomery Scott LLC371,786$3,394 06/30/2019
     NLY371,786$3,394 06/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 383,185$3,372 09/30/2019
     NLY383,185$3,372 09/30/2019
Nissay Asset Management Corp Japan ADV357,217$3,261 06/30/2019
     NLY357,217$3,261 06/30/2019
Meiji Yasuda Asset Management Co Ltd.349,844$3,194 06/30/2019
     NLY349,844$3,194 06/30/2019
Narwhal Capital Management334,578$3,055 06/30/2019
     NLY334,578$3,055 06/30/2019
Nisa Investment Advisors LLC345,967$3,045 09/30/2019
     NLY345,967$3,045 09/30/2019
Xact Kapitalforvaltning AB324,180$2,960 06/30/2019
     NLY324,180$2,960 06/30/2019
ProShare Advisors LLC320,812$2,929 06/30/2019
     NLY320,812$2,929 06/30/2019
RMR Advisors LLC319,998$2,922 06/30/2019
     NLY319,998$2,922 06/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp319,868$2,920 06/30/2019
     NLY319,868$2,920 06/30/2019
Strs Ohio313,112$2,858 06/30/2019
     NLY313,112$2,858 06/30/2019
First Republic Investment Management Inc.307,409$2,807 06/30/2019
     NLY307,409$2,807 06/30/2019
Jefferies Group LLC $2,778 06/30/2019
     NLY294,100$2,685 06/30/2019
     Call10,200$93 06/30/2019
Buckhead Capital Management LLC299,281$2,732 06/30/2019
     NLY299,281$2,732 06/30/2019
Raymond James Financial Services Advisors Inc.299,272$2,732 06/30/2019
     NLY299,272$2,732 06/30/2019
Gulf International Bank UK Ltd308,680$2,716 09/30/2019
     NLY308,680$2,716 09/30/2019
Sei Investments Co.298,182$2,676 06/30/2019
     NLY298,182$2,676 06/30/2019
Baird Financial Group Inc.285,136$2,604 06/30/2019
     NLY285,136$2,604 06/30/2019
Squarepoint Ops LLC283,430$2,588 06/30/2019
     NLY283,430$2,588 06/30/2019
Oppenheimer & Co. Inc.282,775$2,581 06/30/2019
     NLY282,775$2,581 06/30/2019
Arbor Wealth Management LLC280,062$2,557 06/30/2019
     NLY280,062$2,557 06/30/2019
Westpac Banking Corp279,193$2,549 06/30/2019
     NLY279,193$2,549 06/30/2019
Utah Retirement Systems272,126$2,484 06/30/2019
     NLY272,126$2,484 06/30/2019
Stone Ridge Asset Management LLC269,937$2,464 06/30/2019
     NLY269,937$2,464 06/30/2019
Partners Group Holding AG266,450$2,433 06/30/2019
     NLY266,450$2,433 06/30/2019
Bell Bank264,552$2,415 06/30/2019
     NLY264,552$2,415 06/30/2019
Caisse DE Depot ET Placement DU Quebec257,400$2,350 06/30/2019
     NLY257,400$2,350 06/30/2019
Beck Capital Management LLC256,228$2,339 06/30/2019
     NLY256,228$2,339 06/30/2019
Lowe Wealth Advisors LLC262,506$2,310 09/30/2019
     NLY262,506$2,310 09/30/2019
Weld Capital Management LLC252,958$2,310 06/30/2019
     NLY252,958$2,310 06/30/2019
Cetera Advisor Networks LLC249,757$2,285 06/30/2019
     NLY249,757$2,285 06/30/2019
Pensionfund DSM Netherlands250,000$2,283 09/30/2019
     NLY250,000$2,283 09/30/2019
Claybrook Capital LLC250,000$2,283 06/30/2019
     NLY250,000$2,283 06/30/2019
Oregon Public Employees Retirement Fund249,552$2,278 06/30/2019
     NLY249,552$2,278 06/30/2019
Martingale Asset Management L P248,693$2,271 06/30/2019
     NLY248,693$2,271 06/30/2019
NN Investment Partners Holdings N.V.246,538$2,250 06/30/2019
     NLY246,538$2,250 06/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.246,063$2,247 06/30/2019
     NLY246,063$2,247 06/30/2019
Nordea Investment Management AB244,895$2,237 06/30/2019
     NLY244,895$2,237 06/30/2019
Envestnet Asset Management Inc.251,929$2,217 09/30/2019
     NLY251,929$2,217 09/30/2019
Rafferty Asset Management LLC239,456$2,186 06/30/2019
     NLY239,456$2,186 06/30/2019
Mn Services Vermogensbeheer B.V.238,122$2,174 06/30/2019
     NLY238,122$2,174 06/30/2019
Bramshill Investments LLC236,065$2,155 06/30/2019
     NLY236,065$2,155 06/30/2019
Garner Asset Management Corp234,185$2,138 06/30/2019
     NLY234,185$2,138 06/30/2019
Assetmark Inc.228,183$2,083 06/30/2019
     NLY228,183$2,083 06/30/2019
Allstate Corp225,455$2,058 06/30/2019
     NLY225,455$2,058 06/30/2019
PNC Financial Services Group Inc.219,866$2,007 06/30/2019
     NLY219,866$2,007 06/30/2019
Toronto Dominion Bank218,539$1,995 06/30/2019
     NLY218,539$1,995 06/30/2019
Creative Planning218,253$1,993 06/30/2019
     NLY218,253$1,993 06/30/2019
Triad Investment Management545,356$1,966 09/30/2019
     NLY545,356$1,966 09/30/2019
Capital Investment Advisors LLC209,685$1,914 06/30/2019
     NLY209,685$1,914 06/30/2019
Muhlenkamp & Co. Inc.205,859$1,879 06/30/2019
     NLY205,859$1,879 06/30/2019
Cubist Systematic Strategies LLC205,341$1,875 06/30/2019
     NLY205,341$1,875 06/30/2019
Twin Capital Management Inc.202,870$1,852 06/30/2019
     NLY202,870$1,852 06/30/2019
DekaBank Deutsche Girozentrale193,917$1,810 06/30/2019
     NLY193,917$1,810 06/30/2019
Railway Pension Investments Ltd194,564$1,776 06/30/2019
     NLY194,564$1,776 06/30/2019
Amalgamated Bank189,373$1,729 06/30/2019
     NLY189,373$1,729 06/30/2019
DNB Asset Management AS196,328$1,728 09/30/2019
     NLY196,328$1,728 09/30/2019
BerganKDV Wealth Management LLC181,850$1,660 06/30/2019
     NLY181,850$1,660 06/30/2019
Virginia Retirement Systems ET AL176,900$1,615 06/30/2019
     NLY176,900$1,615 06/30/2019
WESPAC Advisors LLC173,702$1,586 06/30/2019
     NLY173,702$1,586 06/30/2019
Meridian Investment Counsel Inc.171,750$1,568 06/30/2019
     NLY171,750$1,568 06/30/2019
Private Advisor Group LLC171,577$1,555 06/30/2019
     NLY171,577$1,555 06/30/2019
Candriam Luxembourg S.C.A.169,424$1,540 06/30/2019
     NLY169,424$1,540 06/30/2019
Western Wealth Management LLC167,840$1,535 06/30/2019
     NLY167,840$1,535 06/30/2019
NewSquare Capital LLC173,769$1,529 09/30/2019
     NLY173,769$1,529 09/30/2019
Pensionfund Sabic165,000$1,506 09/30/2019
     NLY165,000$1,506 09/30/2019
Skandinaviska Enskilda Banken AB publ 162,693$1,485 06/30/2019
     NLY162,693$1,485 06/30/2019
Townsquare Capital LLC153,543$1,446 06/30/2019
     NLY153,543$1,446 06/30/2019
Strategic Wealth Advisors Group LLC158,650$1,445 06/30/2019
     NLY158,650$1,445 06/30/2019
Public Employees Retirement Association of Colorado157,148$1,435 06/30/2019
     NLY157,148$1,435 06/30/2019
WealthTrust Axiom LLC156,494$1,428 06/30/2019
     NLY156,494$1,428 06/30/2019
First Allied Advisory Services Inc.155,998$1,424 06/30/2019
     NLY155,998$1,424 06/30/2019
Taylor Frigon Capital Management LLC155,210$1,417 06/30/2019
     NLY155,210$1,417 06/30/2019
Apriem Advisors150,230$1,372 06/30/2019
     NLY150,230$1,372 06/30/2019
Catalyst Capital Advisors LLC147,510$1,347 06/30/2019
     NLY147,510$1,347 06/30/2019
Wedbush Securities Inc.148,540$1,307 09/30/2019
     NLY148,540$1,307 09/30/2019
United Capital Financial Advisers LLC139,902$1,277 06/30/2019
     NLY139,902$1,277 06/30/2019
Comerica Bank133,586$1,244 06/30/2019
     NLY133,586$1,244 06/30/2019
CIBC Asset Management Inc133,315$1,217 06/30/2019
     NLY133,315$1,217 06/30/2019
Oxbow Advisors LLC $1,200 06/30/2019
     NLY.PRF47,250$1,200 06/30/2019
Group One Trading L.P. $1,181 06/30/2019
     Call203,000$1,853 06/30/2019
     Put102,400$935 06/30/2019
     NLY28,818$263 06/30/2019
Principal Financial Group Inc.124,634$1,138 06/30/2019
     NLY124,634$1,138 06/30/2019
Carnegie Capital Asset Management LLC124,263$1,135 06/30/2019
     NLY124,263$1,135 06/30/2019
Cullen Frost Bankers Inc.122,645$1,120 06/30/2019
     NLY122,645$1,120 06/30/2019
Voya Financial Advisors Inc.121,790$1,108 06/30/2019
     NLY121,790$1,108 06/30/2019
Fieldpoint Private Securities LLC120,115$1,097 06/30/2019
     NLY120,115$1,097 06/30/2019
Burney Co.118,098$1,078 06/30/2019
     NLY118,098$1,078 06/30/2019
Shamrock Asset Management LLC117,019$1,068 06/30/2019
     NLY117,019$1,068 06/30/2019
Panagora Asset Management Inc.116,497$1,064 06/30/2019
     NLY116,497$1,064 06/30/2019
US Bancorp DE115,470$1,055 06/30/2019
     NLY115,470$1,055 06/30/2019
Sumitomo Mitsui DS Asset Management Company Ltd118,475$1,042 09/30/2019
     NLY118,475$1,042 09/30/2019
Achmea Investment Management B.V.113,931$1,040 06/30/2019
     NLY113,931$1,040 06/30/2019
Boenning & Scattergood Inc.115,871$1,020 09/30/2019
     NLY115,871$1,020 09/30/2019
IFM Investors Pty Ltd111,759$1,020 06/30/2019
     NLY111,759$1,020 06/30/2019
Rational Advisors LLC109,496$999 06/30/2019
     NLY109,496$999 06/30/2019
Tudor Investment Corp Et Al107,102$978 06/30/2019
     NLY107,102$978 06/30/2019
Mercer Global Advisors Inc. ADV106,782$975 06/30/2019
     NLY106,782$975 06/30/2019
Pekin Hardy Strauss Inc.104,483$954 06/30/2019
     NLY104,483$954 06/30/2019
Vident Investment Advisory LLC101,285$925 06/30/2019
     NLY101,285$925 06/30/2019
American Assets Investment Management LLC100,000$913 06/30/2019
     NLY100,000$913 06/30/2019
WINTON GROUP Ltd99,578$909 06/30/2019
     NLY99,578$909 06/30/2019
Profund Advisors LLC98,648$901 06/30/2019
     NLY98,648$901 06/30/2019
Fiduciary Financial Services of The Southwest Inc. TX97,154$887 06/30/2019
     NLY97,154$887 06/30/2019
Two Sigma Securities LLC $852 06/30/2019
     NLY127,997$1,169 06/30/2019
     Put50,200$458 06/30/2019
     Call15,400$141 06/30/2019
Great Valley Advisor Group Inc.90,195$823 06/30/2019
     NLY90,195$823 06/30/2019
Hollencrest Capital Management89,661$818 06/30/2019
     NLY89,661$818 06/30/2019
Menta Capital LLC88,600$809 06/30/2019
     NLY88,600$809 06/30/2019
Brookstone Capital Management91,515$805 09/30/2019
     NLY91,515$805 09/30/2019
Tower Research Capital LLC TRC 87,812$802 06/30/2019
     NLY87,812$802 06/30/2019
Legacy Advisors LLC90,550$797 09/30/2019
     NLY90,550$797 09/30/2019
Bell Rock Capital LLC $782 06/30/2019
     NLY.PRG23,000$556 06/30/2019
     NLY.PRF9,000$226 06/30/2019
D.B. Root & Company LLC83,764$764 06/30/2019
     NLY83,764$764 06/30/2019
Northwest Capital Management Inc81,488$744 06/30/2019
     NLY81,488$744 06/30/2019
Stratos Wealth Partners LTD.81,352$743 06/30/2019
     NLY81,352$743 06/30/2019
White Lighthouse Investment Management Inc.80,093$731 06/30/2019
     NLY80,093$731 06/30/2019
Blair William & Co. IL79,383$725 06/30/2019
     NLY79,383$725 06/30/2019
BLB&B Advisors LLC78,700$719 06/30/2019
     NLY78,700$719 06/30/2019
United Asset Strategies Inc.75,838$692 06/30/2019
     NLY75,838$692 06/30/2019
Sheaff Brock Investment Advisors LLC75,387$688 06/30/2019
     NLY75,387$688 06/30/2019
OLD National Bancorp IN74,813$683 06/30/2019
     NLY74,813$683 06/30/2019
MML Investors Services LLC73,261$669 06/30/2019
     NLY73,261$669 06/30/2019
AE Wealth Management LLC70,734$646 06/30/2019
     NLY70,734$646 06/30/2019
Jackson Hole Capital Partners LLC70,793$646 06/30/2019
     NLY70,793$646 06/30/2019
American Financial Group Inc.68,260$623 06/30/2019
     NLY68,260$623 06/30/2019
Wolverine Asset Management LLC68,052$621 06/30/2019
     NLY68,052$621 06/30/2019
World Asset Management Inc67,541$617 06/30/2019
     NLY67,541$617 06/30/2019
Nwam LLC70,023$616 09/30/2019
     NLY70,023$616 09/30/2019
Wesbanco Bank Inc.67,550$616 06/30/2019
     NLY67,550$616 06/30/2019
Altavista Wealth Management Inc. $616 06/30/2019
     NLY.PRF24,245$616 06/30/2019
Robeco Institutional Asset Management B.V.68,130$599 09/30/2019
     NLY68,130$599 09/30/2019
Squar Milner Financial Services LLC64,723$591 06/30/2019
     NLY64,723$591 06/30/2019
Quadrant Private Wealth Management LLC64,393$588 06/30/2019
     NLY64,393$588 06/30/2019
Cedar Wealth Management LLC63,762$582 06/30/2019
     NLY63,762$582 06/30/2019
M&T Bank Corp63,228$577 06/30/2019
     NLY63,228$577 06/30/2019
Suntrust Banks Inc.62,563$571 06/30/2019
     NLY62,563$571 06/30/2019
Alphasimplex Group LLC62,523$571 06/30/2019
     NLY62,523$571 06/30/2019
Sigma Planning Corp62,522$571 06/30/2019
     NLY62,522$571 06/30/2019
Claraphi Advisory Network LLC62,021$566 06/30/2019
     NLY62,021$566 06/30/2019
Wall Street Access Asset Management LLC61,928$565 06/30/2019
     NLY61,928$565 06/30/2019
Essex Financial Services Inc.60,550$553 06/30/2019
     NLY60,550$553 06/30/2019
Wedgewood Partners Inc.60,500$552 06/30/2019
     NLY60,500$552 06/30/2019
TCG Advisors LP59,316$537 06/30/2019
     NLY59,316$537 06/30/2019
Ingalls & Snyder LLC60,145$529 09/30/2019
     NLY60,145$529 09/30/2019
Berkeley Capital Partners LLC57,616$526 06/30/2019
     NLY57,616$526 06/30/2019
Emerald Investment Partners LLC57,243$523 06/30/2019
     NLY57,243$523 06/30/2019
Canada Pension Plan Investment Board56,669$517 06/30/2019
     NLY56,669$517 06/30/2019
Tiverton Asset Management LLC55,636$508 06/30/2019
     NLY55,636$508 06/30/2019
Level Four Advisory Services LLC55,694$508 06/30/2019
     NLY55,694$508 06/30/2019
Nepsis Inc.55,225$504 06/30/2019
     NLY55,225$504 06/30/2019
Moloney Securities Asset Management LLC55,027$502 06/30/2019
     NLY55,027$502 06/30/2019
Lincoln National Corp54,532$498 06/30/2019
     NLY54,532$498 06/30/2019
Dean Capital Investments Management LLC54,195$495 06/30/2019
     NLY54,195$495 06/30/2019
Clear Street Markets LLC56,100$494 09/30/2019
     NLY56,100$494 09/30/2019
Prudential PLC53,548$488 06/30/2019
     NLY53,548$488 06/30/2019
Daiwa Securities Group Inc.53,332$487 06/30/2019
     NLY53,332$487 06/30/2019
Texas Yale Capital Corp.52,775$482 06/30/2019
     NLY52,775$482 06/30/2019
Ossiam52,306$478 06/30/2019
     NLY52,306$478 06/30/2019
Dumont & Blake Investment Advisors LLC51,158$467 06/30/2019
     NLY51,158$467 06/30/2019
Camelot Portfolios LLC52,785$465 09/30/2019
     NLY52,785$465 09/30/2019
Frontier Wealth Management LLC50,273$459 06/30/2019
     NLY50,273$459 06/30/2019
Albert D Mason Inc.49,615$453 06/30/2019
     NLY49,615$453 06/30/2019
Selway Asset Management47,597$435 06/30/2019
     NLY47,597$435 06/30/2019
Garrison Bradford & Associates Inc.46,200$422 06/30/2019
     NLY46,200$422 06/30/2019
West Chester Capital Advisors Inc.46,262$422 06/30/2019
     NLY46,262$422 06/30/2019
GYL Financial Synergies LLC46,032$420 06/30/2019
     NLY46,032$420 06/30/2019
Wright Investors Service Inc.44,970$411 06/30/2019
     NLY44,970$411 06/30/2019
Tiemann Investment Advisors LLC44,766$409 06/30/2019
     NLY44,766$409 06/30/2019
Lakeview Capital Partners LLC44,690$408 06/30/2019
     NLY44,690$408 06/30/2019
Unio Capital LLC44,406$408 06/30/2019
     NLY44,406$408 06/30/2019
Weather Gauge Advisory LLC46,181$406 09/30/2019
     NLY46,181$406 09/30/2019
BOKF NA43,310$395 06/30/2019
     NLY43,310$395 06/30/2019
Mariner LLC43,191$394 06/30/2019
     NLY43,191$394 06/30/2019
IHT Wealth Management LLC40,609$371 06/30/2019
     NLY40,609$371 06/30/2019
Advisory Services Network LLC40,080$366 06/30/2019
     NLY40,080$366 06/30/2019
Cedar Brook Financial Partners LLC39,980$365 06/30/2019
     NLY39,980$365 06/30/2019
Nomura Holdings Inc.40,000$364 06/30/2019
     NLY40,000$364 06/30/2019
Kings Point Capital Management39,008$356 06/30/2019
     NLY39,008$356 06/30/2019
Legacy Capital Partners Inc.38,900$355 06/30/2019
     NLY38,900$355 06/30/2019
Barrett Asset Management LLC38,757$354 06/30/2019
     NLY38,757$354 06/30/2019
Santori & Peters Inc.39,810$350 09/30/2019
     NLY39,810$350 09/30/2019
Courage Miller Partners LLC38,074$347 06/30/2019
     NLY38,074$347 06/30/2019
Telemetry Investments L.L.C.37,786$345 06/30/2019
     NLY37,786$345 06/30/2019
Virtu Financial LLC37,405$342 06/30/2019
     NLY37,405$342 06/30/2019
Mid Atlantic Financial Management Inc. ADV $340 06/30/2019
     NLY37,309$341 06/30/2019
     Put10,000$1 06/30/2019
AXA37,280$340 06/30/2019
     NLY37,280$340 06/30/2019
NEXT Financial Group Inc38,359$338 09/30/2019
     NLY38,359$338 09/30/2019
Coastal Investment Advisors Inc.37,658$333 09/30/2019
     NLY37,658$333 09/30/2019
Barnett & Company Inc.36,290$331 06/30/2019
     NLY36,290$331 06/30/2019
Stephens Inc. AR37,352$329 09/30/2019
     NLY37,352$329 09/30/2019
Keystone Financial Group35,900$328 06/30/2019
     NLY35,900$328 06/30/2019
Clearbridge Investments LLC35,650$325 06/30/2019
     NLY35,650$325 06/30/2019
Kovack Advisors Inc.35,351$323 06/30/2019
     NLY35,351$323 06/30/2019
Schafer Cullen Capital Management Inc34,440$318 06/30/2019
     NLY34,440$318 06/30/2019
AGF Investments LLC34,595$316 06/30/2019
     NLY34,595$316 06/30/2019
IBM Retirement Fund34,014$311 06/30/2019
     NLY34,014$311 06/30/2019
American Financial Advisors LLC33,723$307 06/30/2019
     NLY33,723$307 06/30/2019
Metropolitan Life Insurance Co NY33,525$306 06/30/2019
     NLY33,525$306 06/30/2019
Brave Asset Management Inc.33,438$305 06/30/2019
     NLY33,438$305 06/30/2019
HighPoint Advisor Group LLC31,966$302 06/30/2019
     NLY31,966$302 06/30/2019
Seelaus Asset Management LLC32,644$298 06/30/2019
     NLY32,644$298 06/30/2019
Wealthstreet Investment Advisors LLC32,000$292 06/30/2019
     NLY32,000$292 06/30/2019
Gryphon Financial Partners LLC31,900$291 06/30/2019
     NLY31,900$291 06/30/2019
Northern Oak Wealth Management Inc.31,600$288 06/30/2019
     NLY31,600$288 06/30/2019
Cresset Asset Management LLC30,290$284 06/30/2019
     NLY30,290$284 06/30/2019
Dana Investment Advisors Inc.30,783$281 06/30/2019
     NLY30,783$281 06/30/2019
Stockman Wealth Management Inc.30,527$279 06/30/2019
     NLY30,527$279 06/30/2019
National Asset Management Inc.30,496$279 06/30/2019
     NLY30,496$279 06/30/2019
Guidance Point Advisors LLC30,815$271 09/30/2019
     NLY30,815$271 09/30/2019
Sippican Capital Advisors30,630$270 09/30/2019
     NLY30,630$270 09/30/2019
The Manufacturers Life Insurance Company 29,314$268 06/30/2019
     NLY29,314$268 06/30/2019
Annex Advisory Services LLC29,178$266 06/30/2019
     NLY29,178$266 06/30/2019
AlphaCrest Capital Management LLC29,173$266 06/30/2019
     NLY29,173$266 06/30/2019
Sawtooth Solutions LLC28,982$265 06/30/2019
     NLY28,982$265 06/30/2019
Patton Albertson Miller Group LLC27,880$263 06/30/2019
     NLY27,880$263 06/30/2019
Commerzbank Aktiengesellschaft FI29,705$261 09/30/2019
     NLY29,705$261 09/30/2019
Colony Group LLC28,384$259 06/30/2019
     NLY28,384$259 06/30/2019
Concorde Asset Management LLC28,250$258 06/30/2019
     NLY28,250$258 06/30/2019
Oakbrook Investments LLC29,200$257 09/30/2019
     NLY29,200$257 09/30/2019
Synovus Financial Corp27,936$257 06/30/2019
     NLY27,936$257 06/30/2019
Fiduciary Group LLC28,000$256 06/30/2019
     NLY28,000$256 06/30/2019
Commerce Bank27,901$254 06/30/2019
     NLY27,901$254 06/30/2019
Harvey Capital Management Inc. $250 09/30/2019
     NLY.PRG10,000$250 09/30/2019
H D Vest Advisory Services27,119$248 06/30/2019
     NLY27,119$248 06/30/2019
Busey Wealth Management26,627$243 06/30/2019
     NLY26,627$243 06/30/2019
BB&T Corp26,050$238 06/30/2019
     NLY26,050$238 06/30/2019
Professional Planning25,918$228 09/30/2019
     NLY25,918$228 09/30/2019
Barr E S & Co.25,000$228 06/30/2019
     NLY25,000$228 06/30/2019
Aviance Capital Partners LLC24,767$226 06/30/2019
     NLY24,767$226 06/30/2019
Bristlecone Advisors LLC24,787$226 06/30/2019
     NLY24,787$226 06/30/2019
Segall Bryant & Hamill LLC24,592$225 06/30/2019
     NLY24,592$225 06/30/2019
LS Investment Advisors LLC24,362$222 06/30/2019
     NLY24,362$222 06/30/2019
Centaurus Financial Inc.24,207$221 06/30/2019
     NLY24,207$221 06/30/2019
Paragon Capital Management Ltd24,468$215 09/30/2019
     NLY24,468$215 09/30/2019
American International Group Inc.23,588$215 06/30/2019
     NLY23,588$215 06/30/2019
Chemical Bank22,800$208 06/30/2019
     NLY22,800$208 06/30/2019
Regent Investment Management LLC23,171$204 09/30/2019
     NLY23,171$204 09/30/2019
Tocqueville Asset Management L.P.22,303$204 06/30/2019
     NLY22,303$204 06/30/2019
Alexandria Capital LLC22,335$204 06/30/2019
     NLY22,335$204 06/30/2019
Exane Derivatives22,985$202 09/30/2019
     NLY22,985$202 09/30/2019
Walleye Trading LLC $202 06/30/2019
     NLY27,394$250 06/30/2019
     Put9,300$85 06/30/2019
     Call4,000$37 06/30/2019
QCM Cayman Ltd.22,063$201 06/30/2019
     NLY22,063$201 06/30/2019
Cutler Group LP $201 06/30/2019
     NLY25,337$231 06/30/2019
     Put25,800$30 06/30/2019
     Call20,100$0 06/30/2019
Optimum Investment Advisors $197 09/30/2019
     NLY22,345$197 09/30/2019
     Call1,000$0 09/30/2019
Franklin Resources Inc.21,544$197 06/30/2019
     NLY21,544$197 06/30/2019
Trustco Bank Corp N Y21,550$197 06/30/2019
     NLY21,550$197 06/30/2019
Pinnacle Associates Ltd.21,411$195 06/30/2019
     NLY21,411$195 06/30/2019
Good Life Advisors LLC20,982$193 06/30/2019
     NLY20,982$193 06/30/2019
Westbourne Investment Advisors Inc.20,650$189 06/30/2019
     NLY20,650$189 06/30/2019
Meiji Yasuda Life Insurance Co20,259$185 06/30/2019
     NLY20,259$185 06/30/2019
Independent Advisor Alliance20,302$185 06/30/2019
     NLY20,302$185 06/30/2019
Schonfeld Strategic Advisors LLC19,200$175 06/30/2019
     NLY19,200$175 06/30/2019
Successful Portfolios LLC19,648$173 09/30/2019
     NLY19,648$173 09/30/2019
SeaCrest Wealth Management LLC19,700$173 09/30/2019
     NLY19,700$173 09/30/2019
Lake Street Financial LLC19,650$173 09/30/2019
     NLY19,650$173 09/30/2019
Lido Advisors LLC18,614$173 06/30/2019
     NLY18,614$173 06/30/2019
Flinton Capital Management LLC18,904$173 06/30/2019
     NLY18,904$173 06/30/2019
Integrated Wealth Concepts LLC18,174$173 06/30/2019
     NLY18,174$173 06/30/2019
First Foundation Advisors18,456$169 06/30/2019
     NLY18,456$169 06/30/2019
Wealthsource Partners LLC18,534$169 06/30/2019
     NLY18,534$169 06/30/2019
Flagship Harbor Advisors LLC18,561$169 06/30/2019
     NLY18,561$169 06/30/2019
Planning Solutions Group LLC18,306$167 06/30/2019
     NLY18,306$167 06/30/2019
Lester Murray Antman dba SimplyRich17,948$164 06/30/2019
     NLY17,948$164 06/30/2019
Baillie Gifford & Co.17,762$162 06/30/2019
     NLY17,762$162 06/30/2019
Dynamic Advisor Solutions LLC17,651$161 06/30/2019
     NLY17,651$161 06/30/2019
Hudson Valley Investment Advisors Inc. ADV18,200$160 09/30/2019
     NLY18,200$160 09/30/2019
Lombard Odier Asset Management Europe Ltd17,342$158 06/30/2019
     NLY17,342$158 06/30/2019
Checchi Capital Advisers LLC17,274$158 06/30/2019
     NLY17,274$158 06/30/2019
Smith Moore & CO.16,889$154 06/30/2019
     NLY16,889$154 06/30/2019
Cutter & CO Brokerage Inc.16,458$150 06/30/2019
     NLY16,458$150 06/30/2019
Arete Wealth Advisors LLC16,039$147 06/30/2019
     NLY16,039$147 06/30/2019
Cetera Investment Advisers15,791$147 06/30/2019
     NLY15,791$147 06/30/2019
Mraz Amerine & Associates Inc.16,000$146 06/30/2019
     NLY16,000$146 06/30/2019
Eastern Bank15,900$145 06/30/2019
     NLY15,900$145 06/30/2019
CENTRAL TRUST Co15,600$144 06/30/2019
     NLY15,600$144 06/30/2019
Highlander Capital Management LLC $144 06/30/2019
     NLY.PRD4,100$104 06/30/2019
     NLY4,405$40 06/30/2019
JT Stratford LLC15,821$144 06/30/2019
     NLY15,821$144 06/30/2019
Livforsakringsbolaget Skandia Omsesidigt15,585$142 06/30/2019
     NLY15,585$142 06/30/2019
Tyers Asset Management LLC15,568$142 06/30/2019
     NLY15,568$142 06/30/2019
Fiera Capital Corp15,475$141 06/30/2019
     NLY15,475$141 06/30/2019
Mutual Advisors LLC15,106$138 06/30/2019
     NLY15,106$138 06/30/2019
Cigna Investments Inc. New14,364$137 06/30/2019
     NLY14,364$137 06/30/2019
Vanguard Capital Wealth Advisors15,500$136 09/30/2019
     NLY15,500$136 09/30/2019
Los Angeles Capital Management & Equity Research Inc.14,879$136 06/30/2019
     NLY14,879$136 06/30/2019
Regions Financial Corp14,467$132 06/30/2019
     NLY14,467$132 06/30/2019
Wellington Shields Capital Management LLC14,211$130 06/30/2019
     NLY14,211$130 06/30/2019
Carroll Financial Associates Inc.14,731$129 09/30/2019
     NLY14,731$129 09/30/2019
D L Carlson Investment Group Inc.14,000$128 06/30/2019
     NLY14,000$128 06/30/2019
Point72 Hong Kong Ltd13,967$128 06/30/2019
     NLY13,967$128 06/30/2019
American Financial Network Advisory Services LLC13,763$125 06/30/2019
     NLY13,763$125 06/30/2019
Atlantic Union Bankshares Corp13,976$123 09/30/2019
     NLY13,976$123 09/30/2019
King Luther Capital Management Corp13,450$123 06/30/2019
     NLY13,450$123 06/30/2019
Timber Hill LLC13,500$123 06/30/2019
     NLY13,500$123 06/30/2019
Cooper Financial Group13,810$122 09/30/2019
     NLY13,810$122 09/30/2019
High Falls Advisors Inc13,382$122 06/30/2019
     NLY13,382$122 06/30/2019
FCA Corp TX13,200$121 06/30/2019
     NLY13,200$121 06/30/2019
Pzena Investment Management LLC13,089$120 06/30/2019
     NLY13,089$120 06/30/2019
Proffitt & Goodson Inc.13,157$120 06/30/2019
     NLY13,157$120 06/30/2019
Pearl River Capital LLC13,190$120 06/30/2019
     NLY13,190$120 06/30/2019
Riverstone Advisors LLC13,120$120 06/30/2019
     NLY13,120$120 06/30/2019
CIBC World Markets Inc.13,050$119 06/30/2019
     NLY13,050$119 06/30/2019
Raymond James Trust N.A.12,949$118 06/30/2019
     NLY12,949$118 06/30/2019
We Are One Seven LLC13,166$116 09/30/2019
     NLY13,166$116 09/30/2019
Equity Investment Corp12,466$114 06/30/2019
     NLY12,466$114 06/30/2019
Lake Point Wealth Management12,500$114 06/30/2019
     NLY12,500$114 06/30/2019
Neuburgh Advisers LLC12,232$112 06/30/2019
     NLY12,232$112 06/30/2019
Sterling Investment Advisors Ltd.12,659$111 09/30/2019
     NLY12,659$111 09/30/2019
Huntington National Bank12,161$111 06/30/2019
     NLY12,161$111 06/30/2019
Truepoint Inc.12,000$110 06/30/2019
     NLY12,000$110 06/30/2019
Fort Sheridan Advisors LLC12,090$110 06/30/2019
     NLY12,090$110 06/30/2019
Pensionmark Financial Group LLC11,746$110 06/30/2019
     NLY11,746$110 06/30/2019
RB Capital Management LLC12,657$109 09/30/2019
     NLY12,657$109 09/30/2019
Dixon Hubard Feinour & Brown Inc. VA11,800$108 06/30/2019
     NLY11,800$108 06/30/2019
Financial Architects Inc11,800$108 06/30/2019
     NLY11,800$108 06/30/2019
Karpas Strategies LLC11,700$107 06/30/2019
     NLY11,700$107 06/30/2019
Altshuler Shaham Ltd11,458$107 06/30/2019
     NLY11,458$107 06/30/2019
Cypress Wealth Services LLC11,879$105 09/30/2019
     NLY11,879$105 09/30/2019
Mycio Wealth Partners LLC11,214$102 06/30/2019
     NLY11,214$102 06/30/2019
FormulaFolio Investments LLC11,136$102 06/30/2019
     NLY11,136$102 06/30/2019
Diversified Trust Co11,500$101 09/30/2019
     NLY11,500$101 09/30/2019
Formidable Asset Management LLC10,473$100 06/30/2019
     NLY10,473$100 06/30/2019
Huber Financial Advisors LLC10,989$100 06/30/2019
     NLY10,989$100 06/30/2019
First Heartland Consultants Inc.10,793$99 06/30/2019
     NLY10,793$99 06/30/2019
Steward Partners Investment Advisory LLC10,869$99 06/30/2019
     NLY10,869$99 06/30/2019
Claro Advisors LLC10,817$99 06/30/2019
     NLY10,817$99 06/30/2019
Scotia Capital Inc.10,781$98 06/30/2019
     NLY10,781$98 06/30/2019
O Dell Group LLC10,592$97 06/30/2019
     NLY10,592$97 06/30/2019
Joseph P. Lucia & Associates LLC10,934$96 09/30/2019
     NLY10,934$96 09/30/2019
Valmark Advisers Inc.10,245$94 06/30/2019
     NLY10,245$94 06/30/2019
Van Cleef Asset Management Inc10,300$94 06/30/2019
     NLY10,300$94 06/30/2019
Requisite Capital Management LLC10,000$94 06/30/2019
     NLY10,000$94 06/30/2019
Fisher Asset Management LLC10,235$93 06/30/2019
     NLY10,235$93 06/30/2019
Foster & Motley Inc.10,168$93 06/30/2019
     NLY10,168$93 06/30/2019
Keeley Teton Advisors LLC10,194$93 06/30/2019
     NLY10,194$93 06/30/2019
Glenmede Trust Co. NA10,127$91 06/30/2019
     NLY10,127$91 06/30/2019
Gluskin Sheff & Assoc Inc.10,000$91 06/30/2019
     NLY10,000$91 06/30/2019
Hollow Brook Wealth Management LLC10,000$91 06/30/2019
     NLY10,000$91 06/30/2019
Genovese Burford & Brothers Wealth & Retirement Plan Management LLC10,000$91 06/30/2019
     NLY10,000$91 06/30/2019
Biltmore Capital Advisors LLC10,000$91 06/30/2019
     NLY10,000$91 06/30/2019
Wealthstar Advisors LLC10,000$90 06/30/2019
     NLY10,000$90 06/30/2019
Patriot Financial Group Insurance Agency LLC9,641$87 06/30/2019
     NLY9,641$87 06/30/2019
Trustcore Financial Services LLC9,228$84 06/30/2019
     NLY9,228$84 06/30/2019
James Investment Research Inc.9,000$82 06/30/2019
     NLY9,000$82 06/30/2019
Meadow Creek Investment Management LLC8,896$81 06/30/2019
     NLY8,896$81 06/30/2019
TCI Wealth Advisors Inc.8,761$77 09/30/2019
     NLY8,761$77 09/30/2019
Point72 Asset Management L.P.8,400$77 06/30/2019
     NLY8,400$77 06/30/2019
AllSquare Wealth Management LLC8,390$77 06/30/2019
     NLY8,390$77 06/30/2019
North Star Investment Management Corp.8,553$75 09/30/2019
     NLY8,553$75 09/30/2019
FinTrust Capital Advisors LLC8,240$75 06/30/2019
     NLY8,240$75 06/30/2019
Capital Investment Advisory Services LLC8,400$74 09/30/2019
     NLY8,400$74 09/30/2019
City Holding Co.8,275$73 09/30/2019
     NLY8,275$73 09/30/2019
Whittier Trust Co. of Nevada Inc.8,259$73 09/30/2019
     NLY8,259$73 09/30/2019
FNY Investment Advisers LLC8,000$73 06/30/2019
     NLY8,000$73 06/30/2019
Advantage Investment Management LLC8,200$72 09/30/2019
     NLY8,200$72 09/30/2019
Enterprise Financial Services Corp7,321$67 06/30/2019
     NLY7,321$67 06/30/2019
M&R Capital Management Inc.7,500$66 09/30/2019
     NLY7,500$66 09/30/2019
Private Capital Group LLC $65 06/30/2019
     NLY6,020$64 06/30/2019
     NLY.PRD50$1 06/30/2019
Liberty Wealth Management LLC6,792$62 06/30/2019
     NLY6,792$62 06/30/2019
Crewe Advisors LLC6,451$59 06/30/2019
     NLY6,451$59 06/30/2019
Victory Capital Management Inc.5,999$55 06/30/2019
     NLY5,999$55 06/30/2019
Certified Advisory Corp5,981$55 06/30/2019
     NLY5,981$55 06/30/2019
Signaturefd LLC6,008$53 09/30/2019
     NLY6,008$53 09/30/2019
Truvestments Capital LLC5,600$49 09/30/2019
     NLY5,600$49 09/30/2019
Johnson Financial Group Inc.5,273$48 06/30/2019
     NLY5,273$48 06/30/2019
Jacobi Capital Management LLC5,120$47 06/30/2019
     NLY5,120$47 06/30/2019
Quad Cities Investment Group LLC5,182$47 06/30/2019
     NLY5,182$47 06/30/2019
Lenox Wealth Advisors LLC $46 09/30/2019
     NLY.PRI1,765$46 09/30/2019
Hilton Capital Management LLC5,000$46 06/30/2019
     NLY5,000$46 06/30/2019
Next Capital Management LLC5,055$46 06/30/2019
     NLY5,055$46 06/30/2019
OLD Second National Bank of Aurora4,894$45 06/30/2019
     NLY4,894$45 06/30/2019
Destination Wealth Management4,892$45 06/30/2019
     NLY4,892$45 06/30/2019
Westside Investment Management Inc.5,000$45 06/30/2019
     NLY5,000$45 06/30/2019
Whitnell & Co.4,975$45 06/30/2019
     NLY4,975$45 06/30/2019
Quadrant Capital Group LLC5,039$44 06/30/2019
     NLY5,039$44 06/30/2019
HM Payson & Co.4,700$43 06/30/2019
     NLY4,700$43 06/30/2019
Webster Bank N. A.4,600$41 09/30/2019
     NLY4,600$41 09/30/2019
Whittier Trust Co.4,398$39 09/30/2019
     NLY4,398$39 09/30/2019
Essex Savings Bank4,214$38 06/30/2019
     NLY4,214$38 06/30/2019
AdvisorNet Financial Inc4,068$37 06/30/2019
     NLY4,068$37 06/30/2019
Golden State Wealth Management LLC4,108$37 06/30/2019
     NLY4,108$37 06/30/2019
Horrell Capital Management Inc.4,000$35 09/30/2019
     NLY4,000$35 09/30/2019
NuWave Investment Management LLC4,048$35 09/30/2019
     NLY4,048$35 09/30/2019
Global Trust Asset Management LLC4,000$35 09/30/2019
     NLY4,000$35 09/30/2019
CSat Investment Advisory L.P.3,784$35 06/30/2019
     NLY3,784$35 06/30/2019
Penserra Capital Management LLC3,712$33 06/30/2019
     NLY3,712$33 06/30/2019
Prelude Capital Management LLC3,500$32 06/30/2019
     NLY3,500$32 06/30/2019
Hanson & Doremus Investment Management3,520$31 09/30/2019
     NLY3,520$31 09/30/2019
Rocky Mountain Advisers LLC3,311$30 06/30/2019
     NLY3,311$30 06/30/2019
JNBA Financial Advisors3,250$30 06/30/2019
     NLY3,250$30 06/30/2019
Asset Dedication LLC2,970$26 09/30/2019
     NLY2,970$26 09/30/2019
Valeo Financial Advisors LLC2,850$25 09/30/2019
     NLY2,850$25 09/30/2019
First Manhattan Co.2,833$25 06/30/2019
     NLY2,833$25 06/30/2019
Salem Investment Counselors Inc.2,500$23 06/30/2019
     NLY2,500$23 06/30/2019
Proficio Capital Partners LLC2,525$23 06/30/2019
     NLY2,525$23 06/30/2019
Founders Capital Management2,500$22 09/30/2019
     NLY2,500$22 09/30/2019
Global Wealth Management Investment Advisory Inc.2,282$21 06/30/2019
     NLY2,282$21 06/30/2019
Wealthcare Advisory Partners LLC2,268$20 09/30/2019
     NLY2,268$20 09/30/2019
Fifth Third Bancorp2,184$20 06/30/2019
     NLY2,184$20 06/30/2019
Mark Sheptoff Financial Planning LLC2,237$20 06/30/2019
     NLY2,237$20 06/30/2019
Alpha Omega Wealth Management LLC2,145$20 06/30/2019
     NLY2,145$20 06/30/2019
Hexavest Inc.2,161$19 09/30/2019
     NLY2,161$19 09/30/2019
Millennium Management LLC18,043$19 06/30/2019
     NLY18,043$19 06/30/2019
Willingdon Wealth Management2,120$19 06/30/2019
     NLY2,120$19 06/30/2019
Winch Advisory Services LLC2,075$19 06/30/2019
     NLY2,075$19 06/30/2019
LifePlan Financial Group Inc2,000$18 09/30/2019
     NLY2,000$18 09/30/2019
Sound Income Strategies LLC2,102$18 09/30/2019
     NLY2,102$18 09/30/2019
American Research & Management Co.2,000$18 06/30/2019
     NLY2,000$18 06/30/2019
Bedel Financial Consulting Inc.1,904$17 09/30/2019
     NLY1,904$17 09/30/2019
Smithfield Trust Co.1,900$17 06/30/2019
     NLY1,900$17 06/30/2019
Rehmann Capital Advisory Group1,899$17 06/30/2019
     NLY1,899$17 06/30/2019
Monetary Management Group Inc.1,750$16 06/30/2019
     NLY1,750$16 06/30/2019
Parallel Advisors LLC1,644$15 06/30/2019
     NLY1,644$15 06/30/2019
Semmax Financial Advisors Inc.1,580$14 06/30/2019
     NLY1,580$14 06/30/2019
Allworth Financial LP1,513$13 09/30/2019
     NLY1,513$13 09/30/2019
Plante Moran Financial Advisors LLC1,381$13 06/30/2019
     NLY1,381$13 06/30/2019
Ibex Wealth Advisors1,519$13 06/30/2019
     NLY1,519$13 06/30/2019
Peoples Financial Services CORP.1,400$12 09/30/2019
     NLY1,400$12 09/30/2019
Tradewinds Capital Management LLC1,384$12 09/30/2019
     NLY1,384$12 09/30/2019
Markston International LLC1,200$11 06/30/2019
     NLY1,200$11 06/30/2019
First Interstate Bank1,215$11 06/30/2019
     NLY1,215$11 06/30/2019
CWM LLC1,154$11 06/30/2019
     NLY1,154$11 06/30/2019
Taylor Hoffman Wealth Management1,204$11 06/30/2019
     NLY1,204$11 06/30/2019
Versant Capital Management Inc1,150$10 09/30/2019
     NLY1,150$10 09/30/2019
Doyle Wealth Management1,044$10 06/30/2019
     NLY1,044$10 06/30/2019
Meeder Asset Management Inc.966$9 09/30/2019
     NLY966$9 09/30/2019
Reilly Financial Advisors LLC1,000$9 09/30/2019
     NLY1,000$9 09/30/2019
Larson Financial Group LLC1,000$9 09/30/2019
     NLY1,000$9 09/30/2019
Benjamin F. Edwards & Company Inc.990$9 06/30/2019
     NLY990$9 06/30/2019
Oakworth Capital Inc.1,000$9 06/30/2019
     NLY1,000$9 06/30/2019
Mascoma Wealth Management LLC1,000$9 06/30/2019
     NLY1,000$9 06/30/2019
YorkBridge Wealth Partners LLC1,000$9 06/30/2019
     NLY1,000$9 06/30/2019
Global Financial Private Capital LLC851$8 06/30/2019
     NLY851$8 06/30/2019
Proequities Inc. $7 06/30/2019
     NLY771$7 06/30/2019
     Put0$0 06/30/2019
     Call0$0 06/30/2019
Trustmark National Bank Trust Department800$7 06/30/2019
     NLY800$7 06/30/2019
BDO Wealth Advisors LLC713$7 06/30/2019
     NLY713$7 06/30/2019
Creative Financial Designs Inc. ADV666$6 06/30/2019
     NLY666$6 06/30/2019
Earnest Partners LLC664$6 06/30/2019
     NLY664$6 06/30/2019
SRS Capital Advisors Inc.643$6 06/30/2019
     NLY643$6 06/30/2019
Berman Capital Advisors LLC686$6 06/30/2019
     NLY686$6 06/30/2019
FIL Ltd597$5 06/30/2019
     NLY597$5 06/30/2019
Delta Asset Management LLC TN516$5 06/30/2019
     NLY516$5 06/30/2019
Pin Oak Investment Advisors Inc.494$5 06/30/2019
     NLY494$5 06/30/2019
Trust Co. of Vermont575$5 06/30/2019
     NLY575$5 06/30/2019
Benjamin Edwards Inc.500$5 06/30/2019
     NLY500$5 06/30/2019
Baystate Wealth Management LLC517$5 06/30/2019
     NLY517$5 06/30/2019
Stonebridge Capital Advisors LLC500$5 06/30/2019
     NLY500$5 06/30/2019
Investors Research Corp601$5 06/30/2019
     NLY601$5 06/30/2019
Elmwood Wealth Management Inc.500$5 06/30/2019
     NLY500$5 06/30/2019
Vectors Research Management LLC500$5 06/30/2019
     NLY500$5 06/30/2019
Gradient Investments LLC425$4 09/30/2019
     NLY425$4 09/30/2019
Ameritas Investment Partners Inc.500$4 06/30/2019
     NLY500$4 06/30/2019
Focused Wealth Management Inc420$4 06/30/2019
     NLY420$4 06/30/2019
Pacific Center for Financial Services444$4 06/30/2019
     NLY444$4 06/30/2019
Aspire Private Capital LLC411$4 06/30/2019
     NLY411$4 06/30/2019
Cordasco Financial Network345$3 09/30/2019
     NLY345$3 09/30/2019
Parkside Financial Bank & Trust306$3 06/30/2019
     NLY306$3 06/30/2019
Price Wealth Management Inc.303$3 06/30/2019
     NLY303$3 06/30/2019
Executive Wealth Management LLC279$3 06/30/2019
     NLY279$3 06/30/2019
D Orazio & Associates Inc.335$3 06/30/2019
     NLY335$3 06/30/2019
Salomon & Ludwin LLC300$3 06/30/2019
     NLY300$3 06/30/2019
Anderson Fisher LLC358$3 06/30/2019
     NLY358$3 06/30/2019
Ellis Investment Partners LLC255$2 09/30/2019
     NLY255$2 09/30/2019
Valley National Advisers Inc.200$2 06/30/2019
     NLY200$2 06/30/2019
Lenox Wealth Management Inc.300$2 06/30/2019
     NLY300$2 06/30/2019
Cornerstone Advisors Inc.245$2 06/30/2019
     NLY245$2 06/30/2019
Tarbox Family Office Inc.230$2 06/30/2019
     NLY230$2 06/30/2019
Ellevest Inc.86$1 09/30/2019
     NLY86$1 09/30/2019
Glassman Wealth Services60$1 06/30/2019
     NLY60$1 06/30/2019
Front Row Advisors LLC86$1 06/30/2019
     NLY86$1 06/30/2019
Coastal Capital Group Inc.125$1 06/30/2019
     NLY125$1 06/30/2019
Accurate Investment Solutions Inc.0$0 09/30/2019
     NLY0$0 09/30/2019
Financial Gravity Wealth Inc.16$0 09/30/2019
     NLY16$0 09/30/2019
Brown Brothers Harriman & Co.20$0 06/30/2019
     NLY20$0 06/30/2019
MERIAN GLOBAL INVESTORS UK Ltd62$0 06/30/2019
     NLY62$0 06/30/2019
CLS Investments LLC1$0 06/30/2019
     NLY1$0 06/30/2019
Avestar Capital LLC53$0 06/30/2019
     NLY53$0 06/30/2019
Lindbrook Capital LLC60$0 06/30/2019
     NLY60$0 06/30/2019
HAP Trading LLC $-43 06/30/2019
     Put34,600$43 06/30/2019
Simplex Trading LLC $-84 09/30/2019
     Put1,077$947 09/30/2019
     NLY64,765$569 09/30/2019
     Call335$294 09/30/2019
Wolverine Trading LLC $-296 06/30/2019
     Put85,500$781 06/30/2019
     Call53,100$485 06/30/2019
PEAK6 Investments LLC102,025$-514 06/30/2019
     Put158,300$1,445 06/30/2019
     NLY102,025$931 06/30/2019

See Summary: Institutional Holders of NLY
See Details: Top 10 Hedge Funds Holding NLY
Also See: NLY Insider Buying
Also See: NLY Holdings Changes

Quotes delayed 20 minutes
Get Free SEC filing alerts for NLY:
NLY SEC Filing Email Alerts ServiceExternal link

Funds Holding NLY | www.HoldingsChannel.com

Copyright © 2013 - 2019, All Rights Reserved Nothing in Holdings Channel is intended to be investment advice, nor does it represent the opinion of, counsel from, or recommendations by BNK Invest Inc. or any of its affiliates, subsidiaries or partners. None of the information contained herein constitutes a recommendation that any particular security, portfolio, transaction, or investment strategy is suitable for any specific person. All viewers agree that under no circumstances will BNK Invest, Inc,. its subsidiaries, partners, officers, employees, affiliates, or agents be held liable for any loss or damage caused by your reliance on information obtained. By visiting, using or viewing this site, you agree to the following Full Disclaimer & Terms of Use and Privacy Policy. Video widget and videos powered by Market News Video. Quote data delayed at least 20 minutes; data powered by Ticker Technologies, and Mergent. Contact Holdings Channel; Meet Our Editorial Staff.