HoldingsChannel.com
Funds Holding NEM
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc.113,749,606$4,313,384 09/30/2019
     NEM113,749,606$4,313,384 09/30/2019
Vanguard Group Inc.91,081,678$3,453,818 09/30/2019
     NEM91,081,678$3,453,818 09/30/2019
State Street Corp38,085,968$1,444,220 09/30/2019
     NEM38,085,968$1,444,220 09/30/2019
Van ECK Associates Corp37,510,554$1,422,400 09/30/2019
     NEM37,510,554$1,422,400 09/30/2019
First Eagle Investment Management LLC20,816,497$789,362 09/30/2019
     NEM20,816,497$789,362 09/30/2019
Flossbach Von Storch AG15,526,170$588,752 09/30/2019
     NEM15,526,170$588,752 09/30/2019
Deutsche Bank AG $521,144 09/30/2019
     NEM13,743,831$521,159 09/30/2019
     Put457$17 09/30/2019
     Call55$2 09/30/2019
Geode Capital Management LLC13,152,749$498,055 09/30/2019
     NEM13,152,749$498,055 09/30/2019
Northern Trust Corp12,251,126$464,562 09/30/2019
     NEM12,251,126$464,562 09/30/2019
Bank of New York Mellon Corp11,853,515$449,485 09/30/2019
     NEM11,853,515$449,485 09/30/2019
FMR LLC11,514,152$436,617 09/30/2019
     NEM11,514,152$436,617 09/30/2019
Price T Rowe Associates Inc. MD9,203,269$348,988 09/30/2019
     NEM9,203,269$348,988 09/30/2019
APG Asset Management N.V.8,994,598$312,815 09/30/2019
     NEM8,994,598$312,815 09/30/2019
Renaissance Technologies LLC7,268,179$275,608 09/30/2019
     NEM7,268,179$275,608 09/30/2019
California Public Employees Retirement System6,975,394$264,507 09/30/2019
     NEM6,975,394$264,507 09/30/2019
Nuveen Asset Management LLC6,915,574$262,238 09/30/2019
     NEM6,915,574$262,238 09/30/2019
Ameriprise Financial Inc.6,109,915$231,684 09/30/2019
     NEM6,109,915$231,684 09/30/2019
Swiss National Bank6,059,058$229,759 09/30/2019
     NEM6,059,058$229,759 09/30/2019
Legal & General Group Plc5,941,647$225,362 09/30/2019
     NEM5,941,647$225,362 09/30/2019
Dimensional Fund Advisors LP5,399,059$204,758 09/30/2019
     NEM5,399,059$204,758 09/30/2019
UBS Group AG $197,496 09/30/2019
     NEM5,022,814$190,466 09/30/2019
     Call371,200$14,076 09/30/2019
     Put185,800$7,046 09/30/2019
UBS Asset Management Americas Inc.4,989,208$189,191 09/30/2019
     NEM4,989,208$189,191 09/30/2019
Barclays PLC $184,359 09/30/2019
     NEM4,877,956$184,972 09/30/2019
     Put329,768$12,504 09/30/2019
     Call313,600$11,891 09/30/2019
Royal Bank of Canada $180,584 09/30/2019
     NEM4,069,814$154,328 09/30/2019
     Call1,017,400$38,580 09/30/2019
     Put325,000$12,324 09/30/2019
Morgan Stanley4,667,873$177,006 09/30/2019
     NEM4,667,873$177,006 09/30/2019
Invesco Ltd.4,607,077$174,700 09/30/2019
     NEM4,607,077$174,700 09/30/2019
Goldman Sachs Group Inc. $156,529 09/30/2019
     NEM4,490,443$170,277 09/30/2019
     Put807,052$30,603 09/30/2019
     Call444,500$16,855 09/30/2019
Wells Fargo & Company MN $153,995 09/30/2019
     NEM4,061,357$154,007 09/30/2019
     Put21,300$12 09/30/2019
Carmignac Gestion3,993,701$151,444 09/30/2019
     NEM3,993,701$151,444 09/30/2019
Sumitomo Mitsui Trust Holdings Inc.3,881,679$147,193 09/30/2019
     NEM3,881,679$147,193 09/30/2019
Janus Henderson Group PLC3,750,065$142,207 09/30/2019
     NEM3,750,065$142,207 09/30/2019
Charles Schwab Investment Management Inc.3,666,849$139,047 09/30/2019
     NEM3,666,849$139,047 09/30/2019
JPMorgan Chase & Co. $129,837 09/30/2019
     NEM3,228,369$122,419 09/30/2019
     Call655,000$24,838 09/30/2019
     Put459,400$17,420 09/30/2019
Bank of America Corp DE $129,750 09/30/2019
     NEM3,514,373$133,266 09/30/2019
     Put543,200$20,599 09/30/2019
     Call450,500$17,083 09/30/2019
Great West Life Assurance Co. Can3,344,680$126,845 09/30/2019
     NEM3,344,680$126,845 09/30/2019
Gabelli Funds LLC $122,330 09/30/2019
     NEM3,199,309$121,318 09/30/2019
     Call100$1,012 09/30/2019
Bank of Montreal Can $120,571 09/30/2019
     NEM2,577,355$97,735 09/30/2019
     Call602,200$22,836 09/30/2019
Parametric Portfolio Associates LLC3,012,891$114,249 09/30/2019
     NEM3,012,891$114,249 09/30/2019
Credit Suisse AG $112,463 09/30/2019
     NEM3,875,166$146,947 09/30/2019
     Put1,982,500$75,176 09/30/2019
     Call1,073,100$40,692 09/30/2019
Amundi Pioneer Asset Management Inc. $110,078 09/30/2019
     NEM2,552,421$96,787 09/30/2019
     Call350,500$13,291 09/30/2019
Commerzbank Aktiengesellschaft FI $109,275 09/30/2019
     NEM2,890,517$109,608 09/30/2019
     Put8,777$333 09/30/2019
RWC Asset Management LLP2,798,159$106,105 09/30/2019
     NEM2,798,159$106,105 09/30/2019
Capital International Investors2,681,100$101,667 09/30/2019
     NEM2,681,100$101,667 09/30/2019
Brandywine Global Investment Management LLC2,592,308$98,301 09/30/2019
     NEM2,592,308$98,301 09/30/2019
Hexavest Inc.2,563,594$97,210 09/30/2019
     NEM2,563,594$97,210 09/30/2019
Man Group plc2,399,138$90,975 09/30/2019
     NEM2,399,138$90,975 09/30/2019
Wellesley Asset Management $89,268 09/30/2019
     080,706$89,268 09/30/2019
Capital World Investors2,291,160$86,881 09/30/2019
     NEM2,291,160$86,881 09/30/2019
International Value Advisers LLC2,209,267$83,775 09/30/2019
     NEM2,209,267$83,775 09/30/2019
AQR Capital Management LLC2,111,311$80,061 09/30/2019
     NEM2,111,311$80,061 09/30/2019
Ruffer LLP2,036,982$77,253 09/30/2019
     NEM2,036,982$77,253 09/30/2019
Alberta Investment Management Corp1,895,400$71,874 09/30/2019
     NEM1,895,400$71,874 09/30/2019
Neuberger Berman Group LLC1,878,672$71,240 09/30/2019
     NEM1,878,672$71,240 09/30/2019
Victory Capital Management Inc.1,837,733$69,687 09/30/2019
     NEM1,837,733$69,687 09/30/2019
Nordea Investment Management AB1,725,045$65,798 09/30/2019
     NEM1,725,045$65,798 09/30/2019
Federated Investors Inc. PA1,729,555$65,585 09/30/2019
     NEM1,729,555$65,585 09/30/2019
Alliancebernstein L.P.1,699,437$64,443 09/30/2019
     NEM1,699,437$64,443 09/30/2019
Citigroup Inc. $61,784 09/30/2019
     Call2,068,836$78,450 09/30/2019
     Put1,994,372$75,626 09/30/2019
     NEM1,554,817$58,960 09/30/2019
Russell Investments Group Ltd.1,618,007$61,631 09/30/2019
     NEM1,618,007$61,631 09/30/2019
Schroder Investment Management Group1,589,116$61,022 09/30/2019
     NEM1,589,116$61,022 09/30/2019
Majedie Asset Management Ltd1,559,252$59,185 09/30/2019
     NEM1,559,252$59,185 09/30/2019
LGT Capital Partners LTD.1,519,190$57,608 09/30/2019
     NEM1,519,190$57,608 09/30/2019
New York State Common Retirement Fund1,516,850$57,519 09/30/2019
     NEM1,516,850$57,519 09/30/2019
Principal Financial Group Inc.1,420,208$53,854 09/30/2019
     NEM1,420,208$53,854 09/30/2019
Franklin Resources Inc.1,394,415$52,876 09/30/2019
     NEM1,394,415$52,876 09/30/2019
American Century Companies Inc.1,367,490$51,855 09/30/2019
     NEM1,367,490$51,855 09/30/2019
California State Teachers Retirement System1,358,716$51,523 09/30/2019
     NEM1,358,716$51,523 09/30/2019
Martingale Asset Management L P1,317,841$49,973 09/30/2019
     NEM1,317,841$49,973 09/30/2019
Global Thematic Partners LLC1,276,560$49,109 09/30/2019
     NEM1,276,560$49,109 09/30/2019
National Pension Service1,279,664$48,525 09/30/2019
     NEM1,279,664$48,525 09/30/2019
Rhumbline Advisers1,279,624$48,523 09/30/2019
     NEM1,279,624$48,523 09/30/2019
Tobam1,261,192$47,824 09/30/2019
     NEM1,261,192$47,824 09/30/2019
Allianz Asset Management GmbH $45,884 09/30/2019
     NEM1,291,821$48,997 09/30/2019
     Put173,200$6,568 09/30/2019
     Call91,100$3,455 09/30/2019
Connor Clark & Lunn Investment Management Ltd.1,198,295$45,343 09/30/2019
     NEM1,198,295$45,343 09/30/2019
Glenmede Trust Co. NA1,188,686$45,074 09/30/2019
     NEM1,188,686$45,074 09/30/2019
The Manufacturers Life Insurance Company 1,165,038$44,737 09/30/2019
     NEM1,165,038$44,737 09/30/2019
Cibc World Markets Corp $44,596 09/30/2019
     NEM1,001,961$37,994 09/30/2019
     Call174,100$6,602 09/30/2019
Scheer Rowlett & Associates Investment Management Ltd.1,165,397$44,098 09/30/2019
     NEM1,165,397$44,098 09/30/2019
Foundation Resource Management Inc.1,123,498$42,603 09/30/2019
     NEM1,123,498$42,603 09/30/2019
TD Asset Management Inc.1,113,492$42,176 09/30/2019
     NEM1,113,492$42,176 09/30/2019
Mitsubishi UFJ Trust & Banking Corp1,060,711$40,711 09/30/2019
     NEM1,060,711$40,711 09/30/2019
New York State Teachers Retirement System1,040,357$39,450 09/30/2019
     NEM1,040,357$39,450 09/30/2019
Canada Pension Plan Investment Board1,036,419$39,301 09/30/2019
     NEM1,036,419$39,301 09/30/2019
Virginia Retirement Systems ET AL1,022,400$38,769 09/30/2019
     NEM1,022,400$38,769 09/30/2019
Boston Partners1,000,711$37,947 09/30/2019
     NEM1,000,711$37,947 09/30/2019
Adage Capital Partners GP L.L.C.991,600$37,601 09/30/2019
     NEM991,600$37,601 09/30/2019
Becker Capital Management Inc.983,486$37,294 09/30/2019
     NEM983,486$37,294 09/30/2019
Two Sigma Advisers LP983,363$37,289 09/30/2019
     NEM983,363$37,289 09/30/2019
Minneapolis Portfolio Management Group LLC950,932$36,059 09/30/2019
     NEM950,932$36,059 09/30/2019
State Board of Administration of Florida Retirement System949,845$36,018 09/30/2019
     NEM949,845$36,018 09/30/2019
Shell Asset Management Co.947,506$35,929 09/30/2019
     NEM947,506$35,929 09/30/2019
Citadel Advisors LLC $34,729 09/30/2019
     Call900,500$34,147 09/30/2019
     NEM718,638$27,251 09/30/2019
     Put703,300$26,669 09/30/2019
Tocqueville Asset Management L.P.912,768$34,612 09/30/2019
     NEM912,768$34,612 09/30/2019
Retirement Systems of Alabama877,045$33,258 09/30/2019
     NEM877,045$33,258 09/30/2019
Bank of Nova Scotia865,781$32,830 09/30/2019
     NEM865,781$32,830 09/30/2019
Prudential Financial Inc.864,212$32,783 09/30/2019
     NEM864,212$32,783 09/30/2019
Korea Investment CORP863,568$32,739 09/30/2019
     NEM863,568$32,739 09/30/2019
D. E. Shaw & Co. Inc. $32,696 09/30/2019
     NEM1,132,049$42,854 09/30/2019
     Put306,500$11,622 09/30/2019
     Call38,600$1,464 09/30/2019
BNP Paribas Arbitrage SA $32,598 09/30/2019
     Put15,210$57,676 09/30/2019
     NEM1,475,144$55,937 09/30/2019
     Call9,055$34,337 09/30/2019
Toronto Dominion Bank845,685$32,060 09/30/2019
     NEM845,685$32,060 09/30/2019
Investec Asset Management LTD842,628$31,952 09/30/2019
     NEM842,628$31,952 09/30/2019
CIBC Asset Management Inc826,493$31,299 09/30/2019
     NEM826,493$31,299 09/30/2019
State of Wisconsin Investment Board820,769$31,123 09/30/2019
     NEM820,769$31,123 09/30/2019
Polaris Greystone Financial Group LLC812,839$30,782 09/30/2019
     NEM812,839$30,782 09/30/2019
Heathbridge Capital Management Ltd.811,400$30,768 09/30/2019
     NEM811,400$30,768 09/30/2019
Anchor Bolt Capital LP772,039$29,276 09/30/2019
     NEM772,039$29,276 09/30/2019
Gamco Investors INC. ET AL765,445$29,026 09/30/2019
     NEM765,445$29,026 09/30/2019
Acadian Asset Management LLC736,158$27,918 09/30/2019
     NEM736,158$27,918 09/30/2019
Chevy Chase Trust Holdings Inc.722,418$27,393 09/30/2019
     NEM722,418$27,393 09/30/2019
Mn Services Vermogensbeheer B.V.718,880$27,260 09/30/2019
     NEM718,880$27,260 09/30/2019
Delek Group Ltd.700,000$26,309 06/30/2019
     NEM700,000$26,309 06/30/2019
Phoenix Holdings Ltd.718,000$25,973 09/30/2019
     NEM718,000$25,973 09/30/2019
Asset Management One Co. Ltd.678,129$25,714 09/30/2019
     NEM678,129$25,714 09/30/2019
Hsbc Holdings PLC $25,567 09/30/2019
     NEM702,200$26,628 09/30/2019
     Put33,000$1,251 09/30/2019
     Call5,000$190 09/30/2019
Bridgewater Associates LP669,124$25,373 09/30/2019
     NEM669,124$25,373 09/30/2019
Alps Advisors Inc.667,017$25,293 09/30/2019
     NEM667,017$25,293 09/30/2019
Personal Capital Advisors Corp657,603$24,936 09/30/2019
     NEM657,603$24,936 09/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 636,016$24,118 09/30/2019
     NEM636,016$24,118 09/30/2019
Mackenzie Financial Corp628,890$23,848 09/30/2019
     NEM628,890$23,848 09/30/2019
Sei Investments Co.130,768$23,813 09/30/2019
     NEM130,768$23,813 09/30/2019
King Luther Capital Management Corp611,175$23,176 09/30/2019
     NEM611,175$23,176 09/30/2019
State of New Jersey Common Pension Fund D600,100$22,756 09/30/2019
     NEM600,100$22,756 09/30/2019
Baird Financial Group Inc.597,323$22,651 09/30/2019
     NEM597,323$22,651 09/30/2019
Jennison Associates LLC582,986$22,107 09/30/2019
     NEM582,986$22,107 09/30/2019
Aperio Group LLC578,879$21,951 09/30/2019
     NEM578,879$21,951 09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main557,074$21,119 09/30/2019
     NEM557,074$21,119 09/30/2019
Jefferies Group LLC $20,621 09/30/2019
     Call390,000$14,789 09/30/2019
     NEM206,982$7,849 09/30/2019
     Put53,200$2,017 09/30/2019
Westwood Holdings Group Inc.538,608$20,424 09/30/2019
     NEM538,608$20,424 09/30/2019
Chiron Investment Management LLC531,913$20,170 09/30/2019
     NEM531,913$20,170 09/30/2019
Pictet Asset Management Ltd.502,582$19,058 09/30/2019
     NEM502,582$19,058 09/30/2019
Terril Brothers Inc.494,611$18,756 09/30/2019
     NEM494,611$18,756 09/30/2019
Ossiam480,492$18,220 09/30/2019
     NEM480,492$18,220 09/30/2019
Bessemer Group Inc.478,440$18,143 09/30/2019
     NEM478,440$18,143 09/30/2019
AMF Pensionsforsakring AB475,719$18,039 09/30/2019
     NEM475,719$18,039 09/30/2019
GAM Holding AG471,812$17,889 09/30/2019
     NEM471,812$17,889 09/30/2019
AXA464,335$17,608 09/30/2019
     NEM464,335$17,608 09/30/2019
Artemis Investment Management LLP464,872$17,589 09/30/2019
     NEM464,872$17,589 09/30/2019
State of Tennessee Treasury Department453,477$17,196 09/30/2019
     NEM453,477$17,196 09/30/2019
KBC Group NV426,382$16,169 09/30/2019
     NEM426,382$16,169 09/30/2019
Voya Investment Management LLC414,577$15,721 09/30/2019
     NEM414,577$15,721 09/30/2019
Standard Life Aberdeen plc409,458$15,529 09/30/2019
     NEM409,458$15,529 09/30/2019
Voloridge Investment Management LLC396,592$15,039 09/30/2019
     NEM396,592$15,039 09/30/2019
Nomura Asset Management Co. Ltd.392,613$14,888 09/30/2019
     NEM392,613$14,888 09/30/2019
Stack Financial Management Inc379,706$14,398 09/30/2019
     NEM379,706$14,398 09/30/2019
DekaBank Deutsche Girozentrale369,610$14,221 09/30/2019
     NEM369,610$14,221 09/30/2019
Scout Investments Inc.372,772$14,136 09/30/2019
     NEM372,772$14,136 09/30/2019
Wilkins Investment Counsel Inc.372,560$14,127 09/30/2019
     NEM372,560$14,127 09/30/2019
Treasurer of the State of North Carolina354,260$13,434 09/30/2019
     NEM354,260$13,434 09/30/2019
Paragon Associates & Paragon Associates II Joint Venture350,000$13,276 09/30/2019
     NEM350,000$13,276 09/30/2019
ArrowMark Colorado Holdings LLC346,000$13,120 09/30/2019
     NEM346,000$13,120 09/30/2019
Hussman Strategic Advisors Inc.337,250$12,789 09/30/2019
     NEM337,250$12,789 09/30/2019
Millennium Management LLC $12,514 09/30/2019
     Call306,800$11,633 09/30/2019
     NEM30,017$1,138 09/30/2019
     Put906,800$257 09/30/2019
Scotia Capital Inc.332,368$12,501 09/30/2019
     NEM332,368$12,501 09/30/2019
Panagora Asset Management Inc.317,267$12,031 09/30/2019
     NEM317,267$12,031 09/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp312,231$11,840 09/30/2019
     NEM312,231$11,840 09/30/2019
AMP Capital Investors Ltd308,026$11,828 09/30/2019
     NEM308,026$11,828 09/30/2019
Royal London Asset Management Ltd.308,889$11,715 09/30/2019
     NEM308,889$11,715 09/30/2019
Madison Investment Holdings Inc.305,900$11,600 09/30/2019
     NEM305,900$11,600 09/30/2019
Greenhouse Funds LLLP298,848$11,332 09/30/2019
     NEM298,848$11,332 09/30/2019
Robeco Institutional Asset Management B.V.297,017$11,260 09/30/2019
     NEM297,017$11,260 09/30/2019
Semper Augustus Investments Group LLC290,657$11,022 09/30/2019
     NEM290,657$11,022 09/30/2019
MUFG Securities EMEA plc290,000$10,997 09/30/2019
     NEM290,000$10,997 09/30/2019
Aviva PLC288,674$10,946 09/30/2019
     NEM288,674$10,946 09/30/2019
Public Employees Retirement System of Ohio286,851$10,877 09/30/2019
     NEM286,851$10,877 09/30/2019
Cheviot Value Management LLC286,231$10,854 09/30/2019
     NEM286,231$10,854 09/30/2019
American International Group Inc.281,614$10,679 09/30/2019
     NEM281,614$10,679 09/30/2019
Prudential PLC280,949$10,672 09/30/2019
     NEM280,949$10,672 09/30/2019
State of Alaska Department of Revenue270,472$10,255 09/30/2019
     NEM270,472$10,255 09/30/2019
Banque Pictet & Cie SA267,608$10,148 09/30/2019
     NEM267,608$10,148 09/30/2019
Raymond James & Associates $10,079 09/30/2019
     NEM264,775$10,040 09/30/2019
     Call72,200$39 09/30/2019
Guggenheim Capital LLC264,051$10,013 09/30/2019
     NEM264,051$10,013 09/30/2019
Arizona State Retirement System259,168$9,828 09/30/2019
     NEM259,168$9,828 09/30/2019
Group One Trading L.P. $9,817 09/30/2019
     Put651,900$24,720 09/30/2019
     Call499,800$18,952 09/30/2019
     NEM410,988$15,585 09/30/2019
CIBC World Markets Inc.255,403$9,685 09/30/2019
     NEM255,403$9,685 09/30/2019
Carillon Tower Advisers Inc.254,400$9,647 09/30/2019
     NEM254,400$9,647 09/30/2019
Prospector Partners LLC250,000$9,480 09/30/2019
     NEM250,000$9,480 09/30/2019
ASA Gold & Precious Metals Ltd250,000$9,480 09/30/2019
     NEM250,000$9,480 09/30/2019
CI Investments Inc.244,775$9,282 09/30/2019
     NEM244,775$9,282 09/30/2019
SG Americas Securities LLC $9,078 09/30/2019
     NEM192,259$7,290 09/30/2019
     Call935,600$3,592 09/30/2019
     Put1,541,500$1,804 09/30/2019
Greenline Partners LLC234,590$8,896 09/30/2019
     NEM234,590$8,896 09/30/2019
Meyer Handelman Co.233,494$8,853 09/30/2019
     NEM233,494$8,853 09/30/2019
Wellington Management Group LLP230,566$8,739 09/30/2019
     NEM230,566$8,739 09/30/2019
Xact Kapitalforvaltning AB230,274$8,732 09/30/2019
     NEM230,274$8,732 09/30/2019
Stifel Financial Corp224,602$8,518 09/30/2019
     NEM224,602$8,518 09/30/2019
WINTON GROUP Ltd224,569$8,516 09/30/2019
     NEM224,569$8,516 09/30/2019
MetLife Investment Management LLC223,123$8,461 09/30/2019
     NEM223,123$8,461 09/30/2019
Sun Valley Gold LLC222,000$8,418 09/30/2019
     NEM222,000$8,418 09/30/2019
Capital International Inc. CA218,497$8,285 09/30/2019
     NEM218,497$8,285 09/30/2019
Caption Management LLC $8,103 09/30/2019
     Call213,700$8,103 09/30/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund211,785$8,031 09/30/2019
     NEM211,785$8,031 09/30/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.206,321$7,824 09/30/2019
     NEM206,321$7,824 09/30/2019
Gulf International Bank UK Ltd202,420$7,675 09/30/2019
     NEM202,420$7,675 09/30/2019
Glenview Trust Co199,164$7,553 09/30/2019
     NEM199,164$7,553 09/30/2019
Employees Retirement System of Texas198,000$7,508 09/30/2019
     NEM198,000$7,508 09/30/2019
State of Michigan Retirement System197,155$7,476 09/30/2019
     NEM197,155$7,476 09/30/2019
West Family Investments Inc.192,763$7,310 09/30/2019
     NEM192,763$7,310 09/30/2019
Knightsbridge Asset Management LLC192,615$7,304 09/30/2019
     NEM192,615$7,304 09/30/2019
AGF Investments Inc.191,947$7,279 09/30/2019
     NEM191,947$7,279 09/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.190,018$7,205 09/30/2019
     NEM190,018$7,205 09/30/2019
Skandinaviska Enskilda Banken AB publ 185,111$7,019 09/30/2019
     NEM185,111$7,019 09/30/2019
BP PLC185,000$7,015 09/30/2019
     NEM185,000$7,015 09/30/2019
Rathbone Brothers plc184,712$7,004 09/30/2019
     NEM184,712$7,004 09/30/2019
First Manhattan Co.182,271$6,911 09/30/2019
     NEM182,271$6,911 09/30/2019
Point72 Asset Management L.P.178,936$6,785 09/30/2019
     NEM178,936$6,785 09/30/2019
MERIAN GLOBAL INVESTORS UK Ltd174,881$6,631 09/30/2019
     NEM174,881$6,631 09/30/2019
Accident Compensation Corp169,581$6,431 09/30/2019
     NEM169,581$6,431 09/30/2019
Cabot Wealth Management Inc.167,017$6,333 09/30/2019
     NEM167,017$6,333 09/30/2019
Game Creek Capital LP166,250$6,304 09/30/2019
     NEM166,250$6,304 09/30/2019
Comerica Bank155,747$6,089 09/30/2019
     NEM155,747$6,089 09/30/2019
Public Sector Pension Investment Board158,648$6,016 09/30/2019
     NEM158,648$6,016 09/30/2019
Rampart Investment Management Company LLC158,076$5,994 09/30/2019
     NEM158,076$5,994 09/30/2019
Mirae Asset Global Investments Co. Ltd.157,956$5,989 09/30/2019
     NEM157,956$5,989 09/30/2019
Thrivent Financial for Lutherans157,157$5,959 09/30/2019
     NEM157,157$5,959 09/30/2019
DNB Asset Management AS155,990$5,915 09/30/2019
     NEM155,990$5,915 09/30/2019
F&V Capital Management LLC155,465$5,895 09/30/2019
     NEM155,465$5,895 09/30/2019
Utah Retirement Systems155,271$5,888 09/30/2019
     NEM155,271$5,888 09/30/2019
Texas Permanent School Fund152,725$5,791 09/30/2019
     NEM152,725$5,791 09/30/2019
Dai Ichi Life Insurance Company Ltd152,550$5,785 09/30/2019
     NEM152,550$5,785 09/30/2019
SailingStone Capital Partners LLC149,812$5,681 09/30/2019
     NEM149,812$5,681 09/30/2019
ProShare Advisors LLC149,102$5,654 09/30/2019
     NEM149,102$5,654 09/30/2019
Profund Advisors LLC149,052$5,652 09/30/2019
     NEM149,052$5,652 09/30/2019
Meiji Yasuda Asset Management Co Ltd.147,847$5,606 09/30/2019
     NEM147,847$5,606 09/30/2019
Mackay Shields LLC146,891$5,570 09/30/2019
     NEM146,891$5,570 09/30/2019
Public Employees Retirement Association of Colorado146,862$5,569 09/30/2019
     NEM146,862$5,569 09/30/2019
Strs Ohio146,710$5,563 09/30/2019
     NEM146,710$5,563 09/30/2019
Raymond James Financial Services Advisors Inc.146,090$5,540 09/30/2019
     NEM146,090$5,540 09/30/2019
Financial Counselors Inc.142,668$5,410 09/30/2019
     NEM142,668$5,410 09/30/2019
Credit Agricole S A141,953$5,383 09/30/2019
     NEM141,953$5,383 09/30/2019
Twin Capital Management Inc.139,368$5,285 09/30/2019
     NEM139,368$5,285 09/30/2019
Sentry Investment Management LLC139,100$5,275 09/30/2019
     NEM139,100$5,275 09/30/2019
Nisa Investment Advisors LLC138,092$5,236 09/30/2019
     NEM138,092$5,236 09/30/2019
Mutual of America Capital Management LLC136,290$5,168 09/30/2019
     NEM136,290$5,168 09/30/2019
Railway Pension Investments Ltd134,800$5,111 09/30/2019
     NEM134,800$5,111 09/30/2019
TSP Capital Management Group LLC134,306$5,093 09/30/2019
     NEM134,306$5,093 09/30/2019
Edmond DE Rothschild Holding S.A.133,870$5,076 09/30/2019
     NEM133,870$5,076 09/30/2019
Capital International Sarl133,295$5,055 09/30/2019
     NEM133,295$5,055 09/30/2019
Van Hulzen Asset Management LLC132,700$5,032 09/30/2019
     NEM132,700$5,032 09/30/2019
Intact Investment Management Inc.130,500$4,949 09/30/2019
     NEM130,500$4,949 09/30/2019
DORCHESTER WEALTH MANAGEMENT Co129,655$4,917 09/30/2019
     NEM129,655$4,917 09/30/2019
Bennicas & Associates Inc.126,984$4,815 09/30/2019
     NEM126,984$4,815 09/30/2019
Oxford Asset Management LLP125,350$4,753 09/30/2019
     NEM125,350$4,753 09/30/2019
Caxton Associates LP125,000$4,740 09/30/2019
     NEM125,000$4,740 09/30/2019
ACK Asset Management LLC125,000$4,740 09/30/2019
     NEM125,000$4,740 09/30/2019
Metropolitan Life Insurance Co NY124,176$4,709 09/30/2019
     NEM124,176$4,709 09/30/2019
PNC Financial Services Group Inc.121,101$4,592 09/30/2019
     NEM121,101$4,592 09/30/2019
Compagnie Lombard Odier SCmA119,994$4,550 09/30/2019
     NEM119,994$4,550 09/30/2019
Norinchukin Bank The118,512$4,494 09/30/2019
     NEM118,512$4,494 09/30/2019
Otter Creek Advisors LLC117,290$4,448 09/30/2019
     NEM117,290$4,448 09/30/2019
Mason Street Advisors LLC116,809$4,429 09/30/2019
     NEM116,809$4,429 09/30/2019
Amalgamated Bank115,126$4,366 09/30/2019
     NEM115,126$4,366 09/30/2019
Teacher Retirement System of Texas114,210$4,331 09/30/2019
     NEM114,210$4,331 09/30/2019
Caisse DE Depot ET Placement DU Quebec113,400$4,300 09/30/2019
     NEM113,400$4,300 09/30/2019
Glen Harbor Capital Management LLC113,288$4,296 09/30/2019
     NEM113,288$4,296 09/30/2019
Oppenheimer & Co. Inc.112,775$4,277 09/30/2019
     NEM112,775$4,277 09/30/2019
Empire Life Investments Inc.111,629$4,233 09/30/2019
     NEM111,629$4,233 09/30/2019
Vident Investment Advisory LLC111,011$4,209 09/30/2019
     NEM111,011$4,209 09/30/2019
Natixis Advisors L.P.109,479$4,151 09/30/2019
     NEM109,479$4,151 09/30/2019
Moody National Bank Trust Division109,135$4,139 09/30/2019
     NEM109,135$4,139 09/30/2019
Duality Advisers LP108,620$4,119 09/30/2019
     NEM108,620$4,119 09/30/2019
W.G. Shaheen & Associates DBA Whitney & Co105,036$4,085 09/30/2019
     NEM105,036$4,085 09/30/2019
Andra AP fonden106,900$4,054 09/30/2019
     NEM106,900$4,054 09/30/2019
LPL Financial LLC105,206$3,989 09/30/2019
     NEM105,206$3,989 09/30/2019
Global Strategic Management Inc.103,748$3,936 09/30/2019
     NEM103,748$3,936 09/30/2019
American National Insurance Co.103,693$3,932 09/30/2019
     NEM103,693$3,932 09/30/2019
Ontario Teachers Pension Plan Board103,622$3,929 09/30/2019
     NEM103,622$3,929 09/30/2019
Capital Markets Trading UK LLP $3,923 09/30/2019
     Put232,100$8,801 09/30/2019
     Call208,000$7,887 09/30/2019
     NEM127,545$4,837 09/30/2019
Essex Investment Management Co. LLC100,300$3,803 09/30/2019
     NEM100,300$3,803 09/30/2019
Twin Tree Management LP100,138$3,797 09/30/2019
     NEM100,138$3,797 09/30/2019
Lesa Sroufe & Co96,407$3,656 09/30/2019
     NEM96,407$3,656 09/30/2019
Assenagon Asset Management S.A. $3,615 09/30/2019
     Put380,000$14,410 09/30/2019
     Call380,000$14,410 09/30/2019
     NEM95,324$3,615 09/30/2019
Nissay Asset Management Corp Japan ADV94,940$3,600 09/30/2019
     NEM94,940$3,600 09/30/2019
Capital Guardian Trust Co.92,990$3,577 06/30/2019
     NEM92,990$3,577 06/30/2019
Forest Hill Capital LLC93,850$3,559 09/30/2019
     NEM93,850$3,559 09/30/2019
Meadow Creek Investment Management LLC93,296$3,538 09/30/2019
     NEM93,296$3,538 09/30/2019
Hillsdale Investment Management Inc.92,600$3,503 09/30/2019
     NEM92,600$3,503 09/30/2019
AlphaCrest Capital Management LLC89,711$3,402 09/30/2019
     NEM89,711$3,402 09/30/2019
Adams Natural Resources Fund Inc.89,700$3,401 09/30/2019
     NEM89,700$3,401 09/30/2019
Pacer Advisors Inc.88,354$3,350 09/30/2019
     NEM88,354$3,350 09/30/2019
Marketfield Asset Management LLC88,318$3,349 09/30/2019
     NEM88,318$3,349 09/30/2019
Patton Fund Management Inc.88,055$3,339 09/30/2019
     NEM88,055$3,339 09/30/2019
Hartford Investment Management Co.87,806$3,330 09/30/2019
     NEM87,806$3,330 09/30/2019
Capital Analysts LLC87,214$3,307 09/30/2019
     NEM87,214$3,307 09/30/2019
IFM Investors Pty Ltd87,047$3,301 09/30/2019
     NEM87,047$3,301 09/30/2019
Eaton Vance Management85,060$3,225 09/30/2019
     NEM85,060$3,225 09/30/2019
Moore Capital Management LP85,000$3,223 09/30/2019
     NEM85,000$3,223 09/30/2019
HighTower Advisors LLC84,168$3,184 09/30/2019
     NEM84,168$3,184 09/30/2019
Securian Asset Management Inc83,890$3,181 09/30/2019
     NEM83,890$3,181 09/30/2019
Oxbow Advisors LLC83,276$3,158 09/30/2019
     NEM83,276$3,158 09/30/2019
Oregon Public Employees Retirement Fund82,916$3,144 09/30/2019
     NEM82,916$3,144 09/30/2019
Teachers Retirement System of The State of Kentucky82,808$3,140 09/30/2019
     NEM82,808$3,140 09/30/2019
Atom Investors LP82,315$3,121 09/30/2019
     NEM82,315$3,121 09/30/2019
Nomura Holdings Inc.83,734$3,120 09/30/2019
     NEM83,734$3,120 09/30/2019
Nikko Asset Management Americas Inc.81,652$3,096 09/30/2019
     NEM81,652$3,096 09/30/2019
Jane Street Group LLC $3,054 09/30/2019
     NEM133,302$5,056 09/30/2019
     Put98,800$3,746 09/30/2019
     Call46,000$1,744 09/30/2019
Fosun International Ltd79,093$3,037 09/30/2019
     NEM79,093$3,037 09/30/2019
Schafer Cullen Capital Management Inc79,594$3,018 09/30/2019
     NEM79,594$3,018 09/30/2019
Northpointe Capital LLC76,459$2,899 09/30/2019
     NEM76,459$2,899 09/30/2019
Wolverine Trading LLC $2,888 09/30/2019
     Put499,300$19,173 09/30/2019
     Call413,400$15,875 09/30/2019
     NEM161,087$6,186 09/30/2019
High Pointe Capital Management LLC75,890$2,878 09/30/2019
     NEM75,890$2,878 09/30/2019
HRT Financial LLC $2,843 09/30/2019
     PUT51,600$1,956 09/30/2019
     CALL13,300$504 09/30/2019
     NEM10,113$383 09/30/2019
Boyer & Corporon Wealth Management LLC74,842$2,838 09/30/2019
     NEM74,842$2,838 09/30/2019
Robinson Value Management Ltd.72,690$2,796 06/30/2019
     NEM72,690$2,796 06/30/2019
US Bancorp DE73,542$2,788 09/30/2019
     NEM73,542$2,788 09/30/2019
Elkfork Partners LLC73,304$2,780 09/30/2019
     NEM73,304$2,780 09/30/2019
Segall Bryant & Hamill LLC73,147$2,774 09/30/2019
     NEM73,147$2,774 09/30/2019
Kovitz Investment Group Partners LLC71,820$2,723 09/30/2019
     NEM71,820$2,723 09/30/2019
Gateway Investment Advisers LLC71,684$2,718 09/30/2019
     NEM71,684$2,718 09/30/2019
Cambridge Investment Research Advisors Inc.70,102$2,658 09/30/2019
     NEM70,102$2,658 09/30/2019
Canal Insurance CO70,000$2,654 09/30/2019
     NEM70,000$2,654 09/30/2019
Sumitomo Mitsui DS Asset Management Company Ltd69,985$2,653 09/30/2019
     NEM69,985$2,653 09/30/2019
Usca Ria LLC69,395$2,631 09/30/2019
     NEM69,395$2,631 09/30/2019
Penn Mutual Asset Management LLC68,200$2,586 09/30/2019
     NEM68,200$2,586 09/30/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS66,112$2,507 09/30/2019
     NEM66,112$2,507 09/30/2019
Westpac Banking Corp65,486$2,483 09/30/2019
     NEM65,486$2,483 09/30/2019
Commonwealth Equity Services LLC65,477$2,482 09/30/2019
     NEM65,477$2,482 09/30/2019
Atlantic Trust LLC65,140$2,470 09/30/2019
     NEM65,140$2,470 09/30/2019
Bruce & Co. Inc.65,000$2,464 09/30/2019
     NEM65,000$2,464 09/30/2019
Stone Ridge Asset Management LLC64,746$2,455 09/30/2019
     NEM64,746$2,455 09/30/2019
Kornitzer Capital Management Inc. KS64,300$2,438 09/30/2019
     NEM64,300$2,438 09/30/2019
Wealthfront Advisers LLC63,835$2,421 09/30/2019
     NEM63,835$2,421 09/30/2019
New Mexico Educational Retirement Board63,280$2,400 09/30/2019
     NEM63,280$2,400 09/30/2019
Blair William & Co. IL61,711$2,340 09/30/2019
     NEM61,711$2,340 09/30/2019
Seeyond60,616$2,299 09/30/2019
     NEM60,616$2,299 09/30/2019
Highland Capital Management Fund Advisors L.P.60,000$2,275 09/30/2019
     NEM60,000$2,275 09/30/2019
Stevens Capital Management LP59,611$2,260 09/30/2019
     NEM59,611$2,260 09/30/2019
Swaine & Leidel Wealth Services LLC57,988$2,199 09/30/2019
     NEM57,988$2,199 09/30/2019
Wedbush Securities Inc.57,843$2,193 09/30/2019
     NEM57,843$2,193 09/30/2019
Alpha Cubed Investments LLC56,707$2,150 09/30/2019
     NEM56,707$2,150 09/30/2019
Tredje AP fonden56,580$2,146 09/30/2019
     NEM56,580$2,146 09/30/2019
Engineers Gate Manager LP56,050$2,125 09/30/2019
     NEM56,050$2,125 09/30/2019
Ladenburg Thalmann Financial Services Inc.55,659$2,111 09/30/2019
     NEM55,659$2,111 09/30/2019
Washington Capital Management Inc.55,024$2,087 09/30/2019
     NEM55,024$2,087 09/30/2019
Machina Capital S.A.S.54,665$2,073 09/30/2019
     NEM54,665$2,073 09/30/2019
Squarepoint Ops LLC54,521$2,067 09/30/2019
     NEM54,521$2,067 09/30/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH53,975$2,064 09/30/2019
     NEM53,975$2,064 09/30/2019
ING Groep NV54,252$2,057 09/30/2019
     NEM54,252$2,057 09/30/2019
Tyers Asset Management LLC53,312$2,022 09/30/2019
     NEM53,312$2,022 09/30/2019
Simplex Trading LLC $2,012 09/30/2019
     Call4,419$16,756 09/30/2019
     Put4,148$15,728 09/30/2019
     NEM25,951$984 09/30/2019
World Asset Management Inc52,643$1,996 09/30/2019
     NEM52,643$1,996 09/30/2019
FARMERS & MERCHANTS TRUST Co OF LONG BEACH51,963$1,970 09/30/2019
     NEM51,963$1,970 09/30/2019
Great Valley Advisor Group Inc.51,803$1,964 09/30/2019
     NEM51,803$1,964 09/30/2019
James Investment Research Inc.51,352$1,947 09/30/2019
     NEM51,352$1,947 09/30/2019
Allstate Corp50,277$1,907 09/30/2019
     NEM50,277$1,907 09/30/2019
U S Global Investors Inc.50,000$1,896 09/30/2019
     NEM50,000$1,896 09/30/2019
Mountain Lake Investment Management LLC50,000$1,896 09/30/2019
     NEM50,000$1,896 09/30/2019
Ionic Capital Management LLC $1,896 09/30/2019
     Call50,000$1,896 09/30/2019
Pinebridge Investments L.P.48,088$1,824 09/30/2019
     NEM48,088$1,824 09/30/2019
Malaga Cove Capital LLC45,658$1,731 09/30/2019
     NEM45,658$1,731 09/30/2019
Cohen & Steers Inc.45,184$1,713 09/30/2019
     NEM45,184$1,713 09/30/2019
CSS LLC IL44,000$1,668 09/30/2019
     NEM44,000$1,668 09/30/2019
WealthTrust Axiom LLC42,279$1,603 09/30/2019
     NEM42,279$1,603 09/30/2019
Patten Group Inc.42,146$1,598 09/30/2019
     NEM42,146$1,598 09/30/2019
IndexIQ Advisors LLC42,049$1,594 09/30/2019
     NEM42,049$1,594 09/30/2019
WASHINGTON TRUST Co40,100$1,593 09/30/2019
     NEM40,100$1,593 09/30/2019
Suntrust Banks Inc.41,617$1,578 09/30/2019
     NEM41,617$1,578 09/30/2019
DAVENPORT & Co LLC40,756$1,568 09/30/2019
     NEM40,756$1,568 09/30/2019
Element Capital Management LLC41,152$1,560 09/30/2019
     NEM41,152$1,560 09/30/2019
Cannell Peter B & Co. Inc.40,788$1,547 09/30/2019
     NEM40,788$1,547 09/30/2019
Crossmark Global Holdings Inc.40,161$1,523 09/30/2019
     NEM40,161$1,523 09/30/2019
Sicart Associates LLC40,156$1,523 09/30/2019
     NEM40,156$1,523 09/30/2019
Los Angeles Capital Management & Equity Research Inc.40,060$1,519 09/30/2019
     NEM40,060$1,519 09/30/2019
Louisiana State Employees Retirement System39,400$1,494 09/30/2019
     NEM39,400$1,494 09/30/2019
AE Wealth Management LLC39,203$1,487 09/30/2019
     NEM39,203$1,487 09/30/2019
Keybank National Association OH37,366$1,417 09/30/2019
     NEM37,366$1,417 09/30/2019
Ballentine Partners LLC37,356$1,417 09/30/2019
     NEM37,356$1,417 09/30/2019
Virtu Financial LLC36,801$1,396 09/30/2019
     NEM36,801$1,396 09/30/2019
Mercer Global Advisors Inc. ADV36,588$1,387 09/30/2019
     NEM36,588$1,387 09/30/2019
Bank of Hawaii36,307$1,377 09/30/2019
     NEM36,307$1,377 09/30/2019
Riverhead Capital Management LLC36,070$1,368 09/30/2019
     NEM36,070$1,368 09/30/2019
Lombard Odier Asset Management Switzerland SA35,823$1,358 09/30/2019
     NEM35,823$1,358 09/30/2019
Oakbrook Investments LLC35,497$1,346 09/30/2019
     NEM35,497$1,346 09/30/2019
Private Advisor Group LLC35,257$1,337 09/30/2019
     NEM35,257$1,337 09/30/2019
Amica Mutual Insurance Co.35,244$1,336 09/30/2019
     NEM35,244$1,336 09/30/2019
New England Asset Management Inc.35,002$1,327 09/30/2019
     NEM35,002$1,327 09/30/2019
Daiwa Securities Group Inc.34,703$1,316 09/30/2019
     NEM34,703$1,316 09/30/2019
Creative Planning34,514$1,309 09/30/2019
     NEM34,514$1,309 09/30/2019
CWM Advisors LLC34,524$1,309 09/30/2019
     NEM34,524$1,309 09/30/2019
Envestnet Asset Management Inc.34,077$1,292 09/30/2019
     NEM34,077$1,292 09/30/2019
Commerce Bank33,712$1,279 09/30/2019
     NEM33,712$1,279 09/30/2019
M&T Bank Corp33,594$1,274 09/30/2019
     NEM33,594$1,274 09/30/2019
Radnor Capital Management LLC33,354$1,265 09/30/2019
     NEM33,354$1,265 09/30/2019
Loews Corp32,800$1,244 09/30/2019
     NEM32,800$1,244 09/30/2019
Empyrean Capital Partners LP32,798$1,244 09/30/2019
     NEM32,798$1,244 09/30/2019
Seven Eight Capital LP32,522$1,233 09/30/2019
     NEM32,522$1,233 09/30/2019
Janney Montgomery Scott LLC32,467$1,231 09/30/2019
     NEM32,467$1,231 09/30/2019
Stonehage Fleming Financial Services Holdings Ltd32,304$1,225 09/30/2019
     NEM32,304$1,225 09/30/2019
Neville Rodie & Shaw Inc.32,043$1,215 09/30/2019
     NEM32,043$1,215 09/30/2019
Smith Moore & CO.31,517$1,195 09/30/2019
     NEM31,517$1,195 09/30/2019
Northwestern Mutual Investment Management Company LLC31,223$1,184 09/30/2019
     NEM31,223$1,184 09/30/2019
Fruth Investment Management30,743$1,165 09/30/2019
     NEM30,743$1,165 09/30/2019
Sumitomo Life Insurance Co.30,119$1,142 09/30/2019
     NEM30,119$1,142 09/30/2019
Susquehanna International Group LLP $1,142 09/30/2019
     Put4,445,200$168,562 09/30/2019
     Call3,564,100$135,150 09/30/2019
     NEM911,244$34,554 09/30/2019
Wealthstreet Investment Advisors LLC29,043$1,128 09/30/2019
     NEM29,043$1,128 09/30/2019
Capital International Ltd. CA29,321$1,112 09/30/2019
     NEM29,321$1,112 09/30/2019
Two Sigma Securities LLC $1,103 09/30/2019
     Put249,600$9,465 09/30/2019
     Call216,300$8,202 09/30/2019
     NEM62,383$2,366 09/30/2019
Impax Asset Management Group plc28,147$1,067 09/30/2019
     NEM28,147$1,067 09/30/2019
Mariner LLC27,294$1,035 09/30/2019
     NEM27,294$1,035 09/30/2019
Advisor Group Inc.27,214$1,031 09/30/2019
     NEM27,214$1,031 09/30/2019
Capital Fund Management S.A. $1,005 09/30/2019
     Call1,920,100$72,810 09/30/2019
     Put1,893,600$71,805 09/30/2019
ExodusPoint Capital Management LP26,513$1,005 09/30/2019
     NEM26,513$1,005 09/30/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors26,265$996 09/30/2019
     NEM26,265$996 09/30/2019
Municipal Employees Retirement System of Michigan26,150$991 09/30/2019
     NEM26,150$991 09/30/2019
Berkeley Capital Partners LLC25,832$980 09/30/2019
     NEM25,832$980 09/30/2019
Bach Investment Advisors Ltd $971 09/30/2019
     Call25,600$971 09/30/2019
NumerixS Investment Technologies Inc25,517$968 09/30/2019
     NEM25,517$968 09/30/2019
Cigna Investments Inc. New23,960$952 09/30/2019
     NEM23,960$952 09/30/2019
Twin Focus Capital Partners LLC25,000$948 09/30/2019
     NEM25,000$948 09/30/2019
Quantbot Technologies LP24,975$947 09/30/2019
     NEM24,975$947 09/30/2019
Boston Financial Mangement LLC24,500$929 09/30/2019
     NEM24,500$929 09/30/2019
Paradigm Asset Management Co. LLC24,200$918 09/30/2019
     NEM24,200$918 09/30/2019
Pettee Investors Inc.24,134$915 09/30/2019
     NEM24,134$915 09/30/2019
Cubist Systematic Strategies LLC23,460$890 09/30/2019
     NEM23,460$890 09/30/2019
Tokio Marine Asset Management Co. Ltd.23,270$881 09/30/2019
     NEM23,270$881 09/30/2019
Cullen Capital Management LLC23,200$880 09/30/2019
     NEM23,200$880 09/30/2019
PointState Capital LP23,100$876 09/30/2019
     NEM23,100$876 09/30/2019
Freestone Capital Holdings LLC23,032$873 09/30/2019
     NEM23,032$873 09/30/2019
LS Investment Advisors LLC22,959$871 09/30/2019
     NEM22,959$871 09/30/2019
Brown Advisory Inc.22,596$857 09/30/2019
     NEM22,596$857 09/30/2019
Advisor Partners LLC22,133$839 09/30/2019
     NEM22,133$839 09/30/2019
Lowe Wealth Advisors LLC21,856$829 09/30/2019
     NEM21,856$829 09/30/2019
CLARET ASSET MANAGEMENT Corp21,642$821 09/30/2019
     NEM21,642$821 09/30/2019
Pendal Group Ltd20,785$788 09/30/2019
     NEM20,785$788 09/30/2019
Cedar Wealth Management LLC20,711$785 09/30/2019
     NEM20,711$785 09/30/2019
NuWave Investment Management LLC20,531$779 09/30/2019
     NEM20,531$779 09/30/2019
Investors Research Corp20,292$769 09/30/2019
     NEM20,292$769 09/30/2019
Lehman & Derafelo Financial Resources LLC20,229$767 09/30/2019
     NEM20,229$767 09/30/2019
QS Investors LLC20,126$764 09/30/2019
     NEM20,126$764 09/30/2019
Rockshelter Capital Management LLC20,140$764 09/30/2019
     NEM20,140$764 09/30/2019
Pictet North America Advisors SA19,868$753 09/30/2019
     NEM19,868$753 09/30/2019
Wetherby Asset Management Inc.19,701$747 09/30/2019
     NEM19,701$747 09/30/2019
Everence Capital Management Inc.19,630$744 09/30/2019
     NEM19,630$744 09/30/2019
Macquarie Group Ltd.19,591$742 09/30/2019
     NEM19,591$742 09/30/2019
HAP Trading LLC $724 09/30/2019
     NEM19,075$723 09/30/2019
     Call53,176$84 09/30/2019
     Put58,496$83 09/30/2019
NN Investment Partners Holdings N.V.19,100$724 09/30/2019
     NEM19,100$724 09/30/2019
Oppenheimer & Close LLC18,897$716 09/30/2019
     NEM18,897$716 09/30/2019
First Republic Investment Management Inc.18,776$712 09/30/2019
     NEM18,776$712 09/30/2019
Zeke Capital Advisors LLC18,490$701 09/30/2019
     NEM18,490$701 09/30/2019
Moors & Cabot Inc.18,586$701 09/30/2019
     NEM18,586$701 09/30/2019
Point72 Hong Kong Ltd17,933$680 09/30/2019
     NEM17,933$680 09/30/2019
Bard Associates Inc.17,624$668 09/30/2019
     NEM17,624$668 09/30/2019
D.A. Davidson & CO.17,509$664 09/30/2019
     NEM17,509$664 09/30/2019
First Trust Advisors LP17,388$659 09/30/2019
     NEM17,388$659 09/30/2019
Tower Research Capital LLC TRC 17,311$657 09/30/2019
     NEM17,311$657 09/30/2019
Schonfeld Strategic Advisors LLC17,200$652 09/30/2019
     NEM17,200$652 09/30/2019
Legacy Capital Partners Inc.17,017$645 09/30/2019
     NEM17,017$645 09/30/2019
Verition Fund Management LLC16,903$641 09/30/2019
     NEM16,903$641 09/30/2019
Veritable L.P.16,799$637 09/30/2019
     NEM16,799$637 09/30/2019
Ancora Advisors LLC16,646$631 09/30/2019
     NEM16,646$631 09/30/2019
Rockefeller Capital Management L.P.16,509$626 09/30/2019
     NEM16,509$626 09/30/2019
Highstreet Asset Management Inc.16,337$619 09/30/2019
     NEM16,337$619 09/30/2019
Lee Financial Co16,259$617 09/30/2019
     NEM16,259$617 09/30/2019
Point View Wealth Management Inc.16,244$616 09/30/2019
     NEM16,244$616 09/30/2019
Hollencrest Capital Management16,214$615 09/30/2019
     NEM16,214$615 09/30/2019
HBK Investments L P15,985$606 09/30/2019
     NEM15,985$606 09/30/2019
Redpoint Investment Management Pty Ltd15,971$606 09/30/2019
     NEM15,971$606 09/30/2019
ETRADE Capital Management LLC15,960$605 09/30/2019
     NEM15,960$605 09/30/2019
Saturna Capital CORP15,400$584 09/30/2019
     NEM15,400$584 09/30/2019
Sprott Inc.15,289$580 09/30/2019
     NEM15,289$580 09/30/2019
BB&T Securities LLC15,151$574 09/30/2019
     NEM15,151$574 09/30/2019
Walleye Trading LLC $572 09/30/2019
     Put291,056$11,037 09/30/2019
     Call269,908$10,235 09/30/2019
     NEM36,229$1,374 09/30/2019
TCW Group Inc.15,020$570 09/30/2019
     NEM15,020$570 09/30/2019
Tiverton Asset Management LLC14,682$557 09/30/2019
     NEM14,682$557 09/30/2019
Exane Derivatives14,643$555 09/30/2019
     NEM14,643$555 09/30/2019
Chelsea Counsel Co.14,128$544 06/30/2019
     NEM14,128$544 06/30/2019
Advisors Asset Management Inc.14,035$532 09/30/2019
     NEM14,035$532 09/30/2019
Hyman Charles D14,000$531 09/30/2019
     NEM14,000$531 09/30/2019
Brighton Jones LLC13,990$531 09/30/2019
     NEM13,990$531 09/30/2019
Winslow Evans & Crocker Inc.13,906$530 09/30/2019
     NEM13,906$530 09/30/2019
Northwestern Mutual Wealth Management Co.13,857$525 09/30/2019
     NEM13,857$525 09/30/2019
Ameritas Investment Partners Inc.13,810$524 09/30/2019
     NEM13,810$524 09/30/2019
Reitz Capital Advisors LLC13,745$521 09/30/2019
     NEM13,745$521 09/30/2019
NEXT Financial Group Inc13,275$503 09/30/2019
     NEM13,275$503 09/30/2019
Private Advisors LLC13,159$499 09/30/2019
     NEM13,159$499 09/30/2019
Synovus Financial Corp12,952$489 09/30/2019
     NEM12,952$489 09/30/2019
Foster & Motley Inc.12,813$486 09/30/2019
     NEM12,813$486 09/30/2019
Paloma Partners Management Co $485 09/30/2019
     Call12,800$485 09/30/2019
Piedmont Investment Advisors Inc.12,774$484 09/30/2019
     NEM12,774$484 09/30/2019
Odey Asset Management Group Ltd12,500$474 09/30/2019
     NEM12,500$474 09/30/2019
Headinvest LLC12,401$470 09/30/2019
     NEM12,401$470 09/30/2019
Cleararc Capital Inc.12,362$469 09/30/2019
     NEM12,362$469 09/30/2019
Sage Rhino Capital LLC12,196$462 09/30/2019
     NEM12,196$462 09/30/2019
Dean Capital Investments Management LLC12,057$457 09/30/2019
     NEM12,057$457 09/30/2019
American National Registered Investment Advisor Inc.11,973$454 09/30/2019
     NEM11,973$454 09/30/2019
MML Investors Services LLC11,864$450 09/30/2019
     NEM11,864$450 09/30/2019
Sowell Financial Services LLC11,767$446 09/30/2019
     NEM11,767$446 09/30/2019
Brave Asset Management Inc.11,740$445 09/30/2019
     NEM11,740$445 09/30/2019
AGF Investments LLC11,518$437 09/30/2019
     NEM11,518$437 09/30/2019
Douglass Winthrop Advisors LLC11,500$436 09/30/2019
     NEM11,500$436 09/30/2019
Gotham Asset Management LLC11,499$436 09/30/2019
     NEM11,499$436 09/30/2019
Dupont Capital Management Corp11,468$435 09/30/2019
     NEM11,468$435 09/30/2019
Cerebellum GP LLC11,416$433 09/30/2019
     NEM11,416$433 09/30/2019
First Hawaiian Bank11,047$419 09/30/2019
     NEM11,047$419 09/30/2019
Pekin Hardy Strauss Inc.10,996$417 09/30/2019
     NEM10,996$417 09/30/2019
United Capital Financial Advisers LLC10,927$414 09/30/2019
     NEM10,927$414 09/30/2019
Qube Research & Technologies Ltd10,854$412 09/30/2019
     NEM10,854$412 09/30/2019
First Allied Advisory Services Inc.10,888$411 09/30/2019
     NEM10,888$411 09/30/2019
Meridian Investment Counsel Inc.10,802$410 09/30/2019
     NEM10,802$410 09/30/2019
Conning Inc.10,788$409 09/30/2019
     NEM10,788$409 09/30/2019
Achmea Investment Management B.V.10,741$407 09/30/2019
     NEM10,741$407 09/30/2019
Clean Yield Group10,686$405 09/30/2019
     NEM10,686$405 09/30/2019
CAPROCK Group Inc.10,535$399 09/30/2019
     NEM10,535$399 09/30/2019
Boenning & Scattergood Inc.10,227$388 09/30/2019
     NEM10,227$388 09/30/2019
OLD Mission Capital LLC10,218$387 09/30/2019
     NEM10,218$387 09/30/2019
GWM Advisors LLC10,174$386 09/30/2019
     NEM10,174$386 09/30/2019
JJJ Advisors Inc.10,113$383 09/30/2019
     NEM10,113$383 09/30/2019
Polar Asset Management Partners Inc. $379 09/30/2019
     Call10,000$379 09/30/2019
IBM Retirement Fund9,964$378 09/30/2019
     NEM9,964$378 09/30/2019
Cetera Advisor Networks LLC9,805$371 09/30/2019
     NEM9,805$371 09/30/2019
Tuscan Ridge Asset Management LLC $371 09/30/2019
     Call49,800$1,888 09/30/2019
     Put40,000$1,517 09/30/2019
Greenleaf Trust9,705$368 09/30/2019
     NEM9,705$368 09/30/2019
Washington Trust Bank9,503$361 09/30/2019
     NEM9,503$361 09/30/2019
Enlightenment Research LLC9,500$360 09/30/2019
     NEM9,500$360 09/30/2019
Stephens Inc. AR9,350$355 09/30/2019
     NEM9,350$355 09/30/2019
Lombard Odier Asset Management Europe Ltd9,352$355 09/30/2019
     NEM9,352$355 09/30/2019
Corient Capital Partners LLC9,275$352 09/30/2019
     NEM9,275$352 09/30/2019
Private Harbour Investment Management & Counsel LLC9,199$349 09/30/2019
     NEM9,199$349 09/30/2019
Lake Street Advisors Group LLC9,782$349 09/30/2019
     NEM9,782$349 09/30/2019
Weld Capital Management LLC9,029$342 09/30/2019
     NEM9,029$342 09/30/2019
GABELLI & Co INVESTMENT ADVISERS INC.9,000$341 09/30/2019
     NEM9,000$341 09/30/2019
Atlas Capital Advisors LLC8,935$339 09/30/2019
     NEM8,935$339 09/30/2019
Livforsakringsbolaget Skandia Omsesidigt8,843$335 09/30/2019
     NEM8,843$335 09/30/2019
Telemetry Investments L.L.C.8,576$325 09/30/2019
     NEM8,576$325 09/30/2019
National Asset Management Inc.8,529$324 09/30/2019
     NEM8,529$324 09/30/2019
Fiera Capital Corp8,457$320 09/30/2019
     NEM8,457$320 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA8,288$314 09/30/2019
     NEM8,288$314 09/30/2019
Landsberg Bennett & Dubbaneh LLC8,007$307 09/30/2019
     NEM8,007$307 09/30/2019
MAI Capital Management8,023$304 09/30/2019
     NEM8,023$304 09/30/2019
Bluestein R H & Co.8,000$303 09/30/2019
     NEM8,000$303 09/30/2019
Cypress Capital Management LLC7,775$295 09/30/2019
     NEM7,775$295 09/30/2019
Greatmark Investment Partners Inc.7,713$292 09/30/2019
     NEM7,713$292 09/30/2019
Successful Portfolios LLC7,654$290 09/30/2019
     NEM7,654$290 09/30/2019
Rodgers Brothers Inc.7,615$289 09/30/2019
     NEM7,615$289 09/30/2019
Captrust Financial Advisors7,487$284 09/30/2019
     NEM7,487$284 09/30/2019
Clarus Wealth Advisors7,435$282 09/30/2019
     NEM7,435$282 09/30/2019
ETF Managers Group LLC7,259$279 09/30/2019
     NEM7,259$279 09/30/2019
Regions Financial Corp7,324$278 09/30/2019
     NEM7,324$278 09/30/2019
Putnam Investments LLC7,327$278 09/30/2019
     NEM7,327$278 09/30/2019
Armor Investment Advisors LLC7,270$276 09/30/2019
     NEM7,270$276 09/30/2019
Marietta Investment Partners LLC7,230$274 09/30/2019
     NEM7,230$274 09/30/2019
Keating Investment Counselors Inc.7,052$267 09/30/2019
     NEM7,052$267 09/30/2019
Barings LLC6,854$260 09/30/2019
     NEM6,854$260 09/30/2019
Evergreen Capital Management LLC6,714$255 09/30/2019
     NEM6,714$255 09/30/2019
Pearl River Capital LLC6,672$253 09/30/2019
     NEM6,672$253 09/30/2019
OLD National Bancorp IN6,600$250 09/30/2019
     NEM6,600$250 09/30/2019
Cidel Asset Management Inc.6,595$250 09/30/2019
     NEM6,595$250 09/30/2019
Busey Wealth Management6,480$246 09/30/2019
     NEM6,480$246 09/30/2019
CWM LLC6,499$246 09/30/2019
     NEM6,499$246 09/30/2019
Shelton Capital Management6,444$244 09/30/2019
     NEM6,444$244 09/30/2019
Fifth Third Bancorp6,368$241 09/30/2019
     NEM6,368$241 09/30/2019
First Interstate Bank6,313$239 09/30/2019
     NEM6,313$239 09/30/2019
Horizon Investments LLC6,310$239 09/30/2019
     NEM6,310$239 09/30/2019
Gables Capital Management Inc.6,156$233 09/30/2019
     NEM6,156$233 09/30/2019
Cullen Frost Bankers Inc.6,126$232 09/30/2019
     NEM6,126$232 09/30/2019
Oberweis Asset Management Inc.6,111$232 09/30/2019
     NEM6,111$232 09/30/2019
Inverness Counsel LLC NY6,093$231 09/30/2019
     NEM6,093$231 09/30/2019
Quantitative Systematic Strategies LLC6,007$228 09/30/2019
     NEM6,007$228 09/30/2019
Bronfman E.L. Rothschild L.P.5,666$215 09/30/2019
     NEM5,666$215 09/30/2019
CoreCommodity Management LLC5,586$212 09/30/2019
     NEM5,586$212 09/30/2019
Clarius Group LLC5,588$212 09/30/2019
     NEM5,588$212 09/30/2019
Westport Asset Management Inc.5,505$209 09/30/2019
     NEM5,505$209 09/30/2019
AdvisorNet Financial Inc5,506$209 09/30/2019
     NEM5,506$209 09/30/2019
Capital Innovations LLC9,280$208 09/30/2019
     NEM9,280$208 09/30/2019
Clear Harbor Asset Management LLC5,448$207 09/30/2019
     NEM5,448$207 09/30/2019
Beirne Wealth Consulting Services LLC5,465$207 09/30/2019
     NEM5,465$207 09/30/2019
Quadrant Capital Group LLC5,617$205 09/30/2019
     NEM5,617$205 09/30/2019
Perigon Wealth Management LLC5,418$204 09/30/2019
     NEM5,418$204 09/30/2019
Amica Retiree Medical Trust5,030$191 09/30/2019
     NEM5,030$191 09/30/2019
Massmutual Trust Co. FSB ADV4,405$167 09/30/2019
     NEM4,405$167 09/30/2019
Smithfield Trust Co.4,385$166 09/30/2019
     NEM4,385$166 09/30/2019
Neo Ivy Capital Management4,100$164 09/30/2019
     NEM4,100$164 09/30/2019
Steward Partners Investment Advisory LLC4,082$154 09/30/2019
     NEM4,082$154 09/30/2019
C M Bidwell & Associates Ltd.3,920$149 09/30/2019
     NEM3,920$149 09/30/2019
Colrain Capital LLC3,936$149 09/30/2019
     NEM3,936$149 09/30/2019
Highlander Capital Management LLC3,934$149 09/30/2019
     NEM3,934$149 09/30/2019
Sullivan Bruyette Speros & Blaney LLC3,848$146 09/30/2019
     NEM3,848$146 09/30/2019
FUKOKU MUTUAL LIFE INSURANCE Co3,800$144 09/30/2019
     NEM3,800$144 09/30/2019
Gamble Jones Investment Counsel3,586$136 09/30/2019
     NEM3,586$136 09/30/2019
Evoke Wealth LLC3,554$135 09/30/2019
     NEM3,554$135 09/30/2019
Signaturefd LLC3,440$130 09/30/2019
     NEM3,440$130 09/30/2019
Parallel Advisors LLC3,380$128 09/30/2019
     NEM3,380$128 09/30/2019
FIL Ltd3,233$123 09/30/2019
     NEM3,233$123 09/30/2019
Belpointe Asset Management LLC2,790$107 06/30/2019
     NEM2,790$107 06/30/2019
IFP Advisors Inc2,756$106 09/30/2019
     NEM2,756$106 09/30/2019
Assetmark Inc.2,743$104 09/30/2019
     NEM2,743$104 09/30/2019
Private Capital Group LLC2,632$100 09/30/2019
     NEM2,632$100 09/30/2019
Valeo Financial Advisors LLC $98 09/30/2019
     NEM1,575$60 09/30/2019
     Call1,000$38 09/30/2019
MCF Advisors LLC2,485$94 09/30/2019
     NEM2,485$94 09/30/2019
Guardian Life Insurance Co. of America2,399$91 09/30/2019
     NEM2,399$91 09/30/2019
Rational Advisors LLC2,289$87 09/30/2019
     NEM2,289$87 09/30/2019
Mizuho Securities Co. Ltd.2,200$83 09/30/2019
     NEM2,200$83 09/30/2019
Meeder Asset Management Inc.2,125$81 09/30/2019
     NEM2,125$81 09/30/2019
Barnett & Company Inc.1,942$74 09/30/2019
     NEM1,942$74 09/30/2019
Resources Management Corp CT ADV1,900$72 09/30/2019
     NEM1,900$72 09/30/2019
Clearbridge Investments LLC1,911$72 09/30/2019
     NEM1,911$72 09/30/2019
Executive Wealth Management LLC1,910$72 09/30/2019
     NEM1,910$72 09/30/2019
Estabrook Capital Management1,817$69 09/30/2019
     NEM1,817$69 09/30/2019
Versant Capital Management Inc1,841$69 09/30/2019
     NEM1,841$69 09/30/2019
CENTRAL TRUST Co1,815$68 09/30/2019
     NEM1,815$68 09/30/2019
Burt Wealth Advisors1,662$63 09/30/2019
     NEM1,662$63 09/30/2019
TCI Wealth Advisors Inc.1,629$62 09/30/2019
     NEM1,629$62 09/30/2019
Cornerstone Advisors Inc.1,569$59 09/30/2019
     NEM1,569$59 09/30/2019
Advisory Services Network LLC1,486$57 09/30/2019
     NEM1,486$57 09/30/2019
Mirova1,448$55 09/30/2019
     NEM1,448$55 09/30/2019
Lazard Asset Management LLC1,378$52 09/30/2019
     NEM1,378$52 09/30/2019
Adirondack Trust Co.1,312$50 09/30/2019
     NEM1,312$50 09/30/2019
Jacobi Capital Management LLC1,300$49 09/30/2019
     NEM1,300$49 09/30/2019
Huntington National Bank1,262$48 09/30/2019
     NEM1,262$48 09/30/2019
1832 Asset Management L.P.1,274$48 09/30/2019
     NEM1,274$48 09/30/2019
Baystate Wealth Management LLC1,252$47 09/30/2019
     NEM1,252$47 09/30/2019
Close Asset Management Ltd1,200$46 09/30/2019
     NEM1,200$46 09/30/2019
Berman Capital Advisors LLC1,197$45 09/30/2019
     NEM1,197$45 09/30/2019
FTB Advisors Inc.1,090$42 09/30/2019
     NEM1,090$42 09/30/2019
Zions Bancorporation N.A.1,109$42 09/30/2019
     NEM1,109$42 09/30/2019
SeaBridge Investment Advisors LLC1,000$38 09/30/2019
     NEM1,000$38 09/30/2019
Certified Advisory Corp960$36 09/30/2019
     NEM960$36 09/30/2019
CSat Investment Advisory L.P.926$35 09/30/2019
     NEM926$35 09/30/2019
Squar Milner Financial Services LLC880$33 09/30/2019
     NEM880$33 09/30/2019
North Star Investment Management Corp.816$31 09/30/2019
     NEM816$31 09/30/2019
Parkside Financial Bank & Trust822$31 09/30/2019
     NEM822$31 09/30/2019
Brown Brothers Harriman & Co.796$30 09/30/2019
     NEM796$30 09/30/2019
M&R Capital Management Inc.810$30 09/30/2019
     NEM810$30 09/30/2019
Legacy Bridge LLC800$30 09/30/2019
     NEM800$30 09/30/2019
Gemmer Asset Management LLC759$29 09/30/2019
     NEM759$29 09/30/2019
Wealthcare Advisory Partners LLC759$29 09/30/2019
     NEM759$29 09/30/2019
Flagship Harbor Advisors LLC780$29 09/30/2019
     NEM780$29 09/30/2019
FinTrust Capital Advisors LLC722$27 09/30/2019
     NEM722$27 09/30/2019
Reilly Financial Advisors LLC696$26 09/30/2019
     NEM696$26 09/30/2019
Edge Wealth Management LLC706$26 09/30/2019
     NEM706$26 09/30/2019
Valley National Advisers Inc.656$25 09/30/2019
     NEM656$25 09/30/2019
Sun Life Financial INC670$25 09/30/2019
     NEM670$25 09/30/2019
Advantage Investment Management LLC656$25 09/30/2019
     NEM656$25 09/30/2019
Sterling Investment Advisors Ltd.656$25 09/30/2019
     NEM656$25 09/30/2019
Centerpoint Advisors LLC656$25 09/30/2019
     NEM656$25 09/30/2019
Truehand Inc625$24 09/30/2019
     NEM625$24 09/30/2019
Whittier Trust Co. of Nevada Inc.600$23 09/30/2019
     NEM600$23 09/30/2019
Glassman Wealth Services612$23 09/30/2019
     NEM612$23 09/30/2019
Weaver Consulting Group570$22 09/30/2019
     NEM570$22 09/30/2019
Strategic Wealth Partners Ltd.557$20 09/30/2019
     NEM557$20 09/30/2019
Endurance Wealth Management Inc.500$19 09/30/2019
     NEM500$19 09/30/2019
Candriam Luxembourg S.C.A.504,284$19 09/30/2019
     NEM504,284$19 09/30/2019
Kistler Tiffany Companies LLC501$19 09/30/2019
     NEM501$19 09/30/2019
Coastal Capital Group Inc.500$19 09/30/2019
     NEM500$19 09/30/2019
IMA Wealth Inc.468$18 09/30/2019
     NEM468$18 09/30/2019
Cardinal Capital Management Inc.440$17 09/30/2019
     NEM440$17 09/30/2019
Farmers & Merchants Investments Inc.410$16 09/30/2019
     NEM410$16 09/30/2019
Tarbox Family Office Inc.378$14 09/30/2019
     NEM378$14 09/30/2019
Cribstone Capital Management LLC364$14 09/30/2019
     NEM364$14 09/30/2019
Sonora Investment Management LLC339$13 09/30/2019
     NEM339$13 09/30/2019
Stonebridge Capital Advisors LLC340$13 09/30/2019
     NEM340$13 09/30/2019
Private Ocean LLC319$13 09/30/2019
     NEM319$13 09/30/2019
Lindbrook Capital LLC332$13 09/30/2019
     NEM332$13 09/30/2019
Bartlett & Co. LLC289$11 09/30/2019
     NEM289$11 09/30/2019
Carroll Financial Associates Inc.304$11 09/30/2019
     NEM304$11 09/30/2019
Mark Sheptoff Financial Planning LLC280$11 09/30/2019
     NEM280$11 09/30/2019
San Francisco Sentry Investment Group CA256$10 09/30/2019
     NEM256$10 09/30/2019
Gradient Investments LLC266$10 09/30/2019
     NEM266$10 09/30/2019
Hudock Capital Group LLC283$10 09/30/2019
     NEM283$10 09/30/2019
Taylor Hoffman Wealth Management266$10 09/30/2019
     NEM266$10 09/30/2019
Trust Co. of Vermont237$9 09/30/2019
     NEM237$9 09/30/2019
Citizens Financial Group Inc RI223$8 09/30/2019
     NEM223$8 09/30/2019
Whittier Trust Co.202$8 09/30/2019
     NEM202$8 09/30/2019
Harvest Group Wealth Management LLC210$8 09/30/2019
     NEM210$8 09/30/2019
Nvwm LLC200$8 09/30/2019
     NEM200$8 09/30/2019
Global Retirement Partners LLC206$8 09/30/2019
     NEM206$8 09/30/2019
Creative Financial Designs Inc. ADV184$7 09/30/2019
     NEM184$7 09/30/2019
Rehmann Capital Advisory Group171$7 06/30/2019
     NEM171$7 06/30/2019
HM Payson & Co.168$6 09/30/2019
     NEM168$6 09/30/2019
Hilton Capital Management LLC164$6 09/30/2019
     NEM164$6 09/30/2019
Prestige Wealth Management Group LLC158$6 09/30/2019
     NEM158$6 09/30/2019
Oppenheimer Asset Management Inc.141$5 09/30/2019
     NEM141$5 09/30/2019
Capital Bank & Trust Co125$5 09/30/2019
     NEM125$5 09/30/2019
Garrett Wealth Advisory Group LLC125$5 09/30/2019
     NEM125$5 09/30/2019
Proequities Inc. $4 09/30/2019
     NEM118$4 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
Quest Capital Management Inc. ADV100$4 09/30/2019
     NEM100$4 09/30/2019
Macroview Investment Management LLC98$4 09/30/2019
     NEM98$4 09/30/2019
Whitener Capital Management Inc.100$3 09/30/2019
     NEM100$3 09/30/2019
Enterprise Financial Services Corp91$3 09/30/2019
     NEM91$3 09/30/2019
Lenox Wealth Management Inc.85$3 09/30/2019
     NEM85$3 09/30/2019
Cutler Group LP $3 09/30/2019
     Call6,000$8 09/30/2019
     Put8,100$5 09/30/2019
Patriot Financial Group Insurance Agency LLC70$3 09/30/2019
     NEM70$3 09/30/2019
CX Institutional91$3 09/30/2019
     NEM91$3 09/30/2019
Personal Wealth Partners91$3 09/30/2019
     NEM91$3 09/30/2019
Ameritas Investment Corp64$2 09/30/2019
     NEM64$2 09/30/2019
Earnest Partners LLC58$2 09/30/2019
     NEM58$2 09/30/2019
Manchester Capital Management LLC51$2 09/30/2019
     NEM51$2 09/30/2019
Advisory Alpha LLC46$2 09/30/2019
     NEM46$2 09/30/2019
Oakworth Capital Inc.49$2 09/30/2019
     NEM49$2 09/30/2019
Tradewinds Capital Management LLC49$2 09/30/2019
     NEM49$2 09/30/2019
Ironwood Financial llc47$2 09/30/2019
     NEM47$2 09/30/2019
First Personal Financial Services41$2 09/30/2019
     NEM41$2 09/30/2019
Sawyer & Company Inc44$2 09/30/2019
     NEM44$2 09/30/2019
Pflug Koory LLC65$2 09/30/2019
     NEM65$2 09/30/2019
City Holding Co.30$1 09/30/2019
     NEM30$1 09/30/2019
Kayne Anderson Rudnick Investment Management LLC19$1 09/30/2019
     NEM19$1 09/30/2019
Financial Architects Inc38$1 09/30/2019
     NEM38$1 09/30/2019
Perkins Coie Trust Co33$1 09/30/2019
     NEM33$1 09/30/2019
Allworth Financial LP25$1 09/30/2019
     NEM25$1 09/30/2019
JFS Wealth Advisors LLC30$1 09/30/2019
     NEM30$1 09/30/2019
Willingdon Wealth Management22$1 09/30/2019
     NEM22$1 09/30/2019
Balentine LLC21$1 09/30/2019
     NEM21$1 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC27$1 09/30/2019
     NEM27$1 09/30/2019
MUFG Americas Holdings Corp0$0 09/30/2019
     NEM0$0 09/30/2019
Clear Investment Research LLC4$0 09/30/2019
     NEM4$0 09/30/2019
Ellevest Inc.8$0 09/30/2019
     NEM8$0 09/30/2019
Larson Financial Group LLC12$0 09/30/2019
     NEM12$0 09/30/2019
Capula Management Ltd $-527 09/30/2019
     Put78,500$2,977 09/30/2019
     NEM52,226$1,980 09/30/2019
     Call12,400$470 09/30/2019
IMC Chicago LLC $-557 09/30/2019
     Put57,500$2,180 09/30/2019
     Call42,800$1,623 09/30/2019
Two Sigma Investments LP $-796 09/30/2019
     Put258,900$9,817 09/30/2019
     Call237,900$9,021 09/30/2019
Wolverine Asset Management LLC $-1,009 09/30/2019
     Put40,000$1,516 09/30/2019
     NEM13,395$507 09/30/2019
Parallax Volatility Advisers L.P. $-1,266 09/30/2019
     Put1,846,600$70,025 09/30/2019
     Call1,352,900$51,303 09/30/2019
     NEM460,328$17,456 09/30/2019
Mint Tower Capital Management B.V. $-2,309 09/30/2019
     Put150,300$5,699 09/30/2019
     Call47,200$1,790 09/30/2019
     NEM42,181$1,600 09/30/2019
Capstone Investment Advisors LLC $-10,963 09/30/2019
     Put385,200$14,607 09/30/2019
     Call96,100$3,644 09/30/2019
PEAK6 Investments LLC70,100$-13,723 09/30/2019
     Put532,512$20,193 09/30/2019
     NEM100,535$3,812 09/30/2019
     Call70,100$2,658 09/30/2019

See Summary: Institutional Holders of NEM
See Details: Top 10 Hedge Funds Holding NEM
Also See: NEM Insider Buying
Also See: NEM Holdings Changes
Analysts Forecast: Newmont Mining Price Target

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