HoldingsChannel.com
Funds Holding LPLA
HolderAmountPosition Size
($ in 1000's)
 As of
Vanguard Group Inc.9,580,669$521,476 03/31/2020
     LPLA9,580,669$521,476 03/31/2020
Janus Henderson Group PLC8,994,339$489,562 03/31/2020
     LPLA8,994,339$489,562 03/31/2020
BlackRock Inc.3,961,471$215,622 03/31/2020
     LPLA3,961,471$215,622 03/31/2020
Samlyn Capital LLC3,773,455$205,390 03/31/2020
     LPLA3,773,455$205,390 03/31/2020
Invesco Ltd.2,361,099$128,514 03/31/2020
     LPLA2,361,099$128,514 03/31/2020
Clarkston Capital Partners LLC2,176,889$118,488 03/31/2020
     LPLA2,176,889$118,488 03/31/2020
Bank of New York Mellon Corp2,166,784$117,940 03/31/2020
     LPLA2,166,784$117,940 03/31/2020
FMR LLC2,112,021$114,957 03/31/2020
     LPLA2,112,021$114,957 03/31/2020
American Century Companies Inc.2,097,691$114,177 03/31/2020
     LPLA2,097,691$114,177 03/31/2020
Fairview Capital Investment Management LLC2,061,553$112,210 03/31/2020
     LPLA2,061,553$112,210 03/31/2020
Southpoint Capital Advisors LP1,925,000$104,778 03/31/2020
     LPLA1,925,000$104,778 03/31/2020
First Pacific Advisors LP1,642,898$89,423 03/31/2020
     LPLA1,642,898$89,423 03/31/2020
Geode Capital Management LLC1,379,721$75,097 03/31/2020
     LPLA1,379,721$75,097 03/31/2020
Voya Investment Management LLC1,304,996$71,031 03/31/2020
     LPLA1,304,996$71,031 03/31/2020
Point72 Asset Management L.P.1,298,869$70,697 03/31/2020
     LPLA1,298,869$70,697 03/31/2020
Junto Capital Management LP1,227,373$66,806 03/31/2020
     LPLA1,227,373$66,806 03/31/2020
State Street Corp1,130,636$61,541 03/31/2020
     LPLA1,130,636$61,541 03/31/2020
Westfield Capital Management Co. LP1,027,545$55,929 03/31/2020
     LPLA1,027,545$55,929 03/31/2020
Dimensional Fund Advisors LP970,415$52,822 03/31/2020
     LPLA970,415$52,822 03/31/2020
Nuveen Asset Management LLC920,316$50,093 03/31/2020
     LPLA920,316$50,093 03/31/2020
Frontier Capital Management Co. LLC880,710$47,937 03/31/2020
     LPLA880,710$47,937 03/31/2020
ArrowMark Colorado Holdings LLC823,560$44,826 03/31/2020
     LPLA823,560$44,826 03/31/2020
Deutsche Bank AG693,910$37,769 03/31/2020
     LPLA693,910$37,769 03/31/2020
Eagle Asset Management Inc.657,091$35,765 03/31/2020
     LPLA657,091$35,765 03/31/2020
Vaughan Nelson Investment Management L.P.631,841$34,392 03/31/2020
     LPLA631,841$34,392 03/31/2020
Waddell & Reed Financial Inc.616,412$33,551 03/31/2020
     LPLA616,412$33,551 03/31/2020
Alliancebernstein L.P.606,216$32,996 03/31/2020
     LPLA606,216$32,996 03/31/2020
Charles Schwab Investment Management Inc.581,807$31,668 03/31/2020
     LPLA581,807$31,668 03/31/2020
Citadel Advisors LLC $31,256 03/31/2020
     LPLA562,747$30,630 03/31/2020
     Call29,500$1,606 03/31/2020
     Put18,000$980 03/31/2020
Barclays PLC542,116$29,506 03/31/2020
     LPLA542,116$29,506 03/31/2020
Arrowstreet Capital Limited Partnership506,701$27,580 03/31/2020
     LPLA506,701$27,580 03/31/2020
Nomura Holdings Inc. $26,284 03/31/2020
     Call464,800$25,200 03/31/2020
     LPLA20,000$1,084 03/31/2020
Soros Fund Management LLC478,222$26,030 03/31/2020
     LPLA478,222$26,030 03/31/2020
Bank of America Corp DE451,064$24,551 03/31/2020
     LPLA451,064$24,551 03/31/2020
Carillon Tower Advisers Inc.471,866$24,504 03/31/2020
     LPLA471,866$24,504 03/31/2020
Northern Trust Corp424,370$23,098 03/31/2020
     LPLA424,370$23,098 03/31/2020
BNP Paribas Arbitrage SA419,100$22,812 03/31/2020
     LPLA419,100$22,812 03/31/2020
AQR Capital Management LLC395,776$21,542 03/31/2020
     LPLA395,776$21,542 03/31/2020
Goldman Sachs Group Inc.356,154$19,385 03/31/2020
     LPLA356,154$19,385 03/31/2020
Jacobs Levy Equity Management Inc.346,129$18,840 03/31/2020
     LPLA346,129$18,840 03/31/2020
Raymond James & Associates333,576$18,157 03/31/2020
     LPLA333,576$18,157 03/31/2020
Balyasny Asset Management LLC323,138$17,588 03/31/2020
     LPLA323,138$17,588 03/31/2020
APG Asset Management N.V.315,100$17,151 03/31/2020
     LPLA315,100$17,151 03/31/2020
Wells Fargo & Company MN311,495$16,954 03/31/2020
     LPLA311,495$16,954 03/31/2020
MARSHALL WACE ASIA Ltd284,016$15,459 03/31/2020
     LPLA284,016$15,459 03/31/2020
Artemis Investment Management LLP282,048$14,986 03/31/2020
     LPLA282,048$14,986 03/31/2020
New Mountain Vantage Advisers L.L.C.274,961$14,966 03/31/2020
     LPLA274,961$14,966 03/31/2020
Victory Capital Management Inc.263,831$14,360 03/31/2020
     LPLA263,831$14,360 03/31/2020
Man Group plc257,354$14,008 03/31/2020
     LPLA257,354$14,008 03/31/2020
Panagora Asset Management Inc.254,662$13,861 03/31/2020
     LPLA254,662$13,861 03/31/2020
Gillson Capital LP242,703$13,210 03/31/2020
     LPLA242,703$13,210 03/31/2020
Reinhart Partners Inc.166,836$13,080 06/30/2020
     LPLA166,836$13,080 06/30/2020
Eaton Vance Management223,237$12,151 03/31/2020
     LPLA223,237$12,151 03/31/2020
D. E. Shaw & Co. Inc. $11,636 03/31/2020
     LPLA185,383$10,090 03/31/2020
     Call28,400$1,546 03/31/2020
Mackay Shields LLC213,565$11,624 03/31/2020
     LPLA213,565$11,624 03/31/2020
Federated Hermes Inc.195,129$10,621 03/31/2020
     LPLA195,129$10,621 03/31/2020
California Public Employees Retirement System188,067$10,236 03/31/2020
     LPLA188,067$10,236 03/31/2020
JPMorgan Chase & Co.172,034$9,363 03/31/2020
     LPLA172,034$9,363 03/31/2020
Principal Financial Group Inc.171,822$9,353 03/31/2020
     LPLA171,822$9,353 03/31/2020
Hennessy Advisors Inc.164,000$8,927 03/31/2020
     LPLA164,000$8,927 03/31/2020
Swiss National Bank156,800$8,535 03/31/2020
     LPLA156,800$8,535 03/31/2020
Lazard Asset Management LLC152,839$8,318 03/31/2020
     LPLA152,839$8,318 03/31/2020
First Trust Advisors LP150,897$8,213 03/31/2020
     LPLA150,897$8,213 03/31/2020
New York State Common Retirement Fund148,700$8,094 03/31/2020
     LPLA148,700$8,094 03/31/2020
Parametric Portfolio Associates LLC148,132$8,063 03/31/2020
     LPLA148,132$8,063 03/31/2020
Russell Investments Group Ltd.148,025$8,056 03/31/2020
     LPLA148,025$8,056 03/31/2020
Primecap Management Co. CA145,000$7,892 03/31/2020
     LPLA145,000$7,892 03/31/2020
Susquehanna International Group LLP $7,642 03/31/2020
     Call155,000$8,437 03/31/2020
     Put25,300$1,377 03/31/2020
     LPLA10,694$582 03/31/2020
Los Angeles Capital Management & Equity Research Inc.140,281$7,635 03/31/2020
     LPLA140,281$7,635 03/31/2020
California State Teachers Retirement System138,673$7,548 03/31/2020
     LPLA138,673$7,548 03/31/2020
Picton Mahoney Asset Management137,435$7,479 03/31/2020
     LPLA137,435$7,479 03/31/2020
Parian Global Management LP137,300$7,473 03/31/2020
     LPLA137,300$7,473 03/31/2020
UBS Asset Management Americas Inc.134,977$7,347 03/31/2020
     LPLA134,977$7,347 03/31/2020
PineBridge Investments L.P.132,344$7,203 03/31/2020
     LPLA132,344$7,203 03/31/2020
Boston Partners131,668$7,166 03/31/2020
     LPLA131,668$7,166 03/31/2020
Credit Suisse AG121,847$6,633 03/31/2020
     LPLA121,847$6,633 03/31/2020
Morgan Stanley120,229$6,542 03/31/2020
     LPLA120,229$6,542 03/31/2020
Prudential Financial Inc.118,968$6,475 03/31/2020
     LPLA118,968$6,475 03/31/2020
Millennium Management LLC118,572$6,454 03/31/2020
     LPLA118,572$6,454 03/31/2020
Employees Retirement System of Texas117,988$6,422 03/31/2020
     LPLA117,988$6,422 03/31/2020
Azora Capital LP111,688$6,079 03/31/2020
     LPLA111,688$6,079 03/31/2020
Brandywine Global Investment Management LLC110,706$6,026 03/31/2020
     LPLA110,706$6,026 03/31/2020
State Board of Administration of Florida Retirement System109,603$5,966 03/31/2020
     LPLA109,603$5,966 03/31/2020
Allianz Asset Management GmbH105,599$5,748 03/31/2020
     LPLA105,599$5,748 03/31/2020
Prana Capital Management LP105,106$5,721 03/31/2020
     LPLA105,106$5,721 03/31/2020
Advantage Alpha Capital Partners LP91,023$4,954 03/31/2020
     LPLA91,023$4,954 03/31/2020
Two Sigma Advisers LP90,050$4,901 03/31/2020
     LPLA90,050$4,901 03/31/2020
Legal & General Group Plc87,573$4,767 03/31/2020
     LPLA87,573$4,767 03/31/2020
Martingale Asset Management L P82,191$4,474 03/31/2020
     LPLA82,191$4,474 03/31/2020
Nordea Investment Management AB80,150$4,471 03/31/2020
     LPLA80,150$4,471 03/31/2020
Rhumbline Advisers79,834$4,345 03/31/2020
     LPLA79,834$4,345 03/31/2020
Captrust Financial Advisors79,070$4,106 03/31/2020
     LPLA79,070$4,106 03/31/2020
BlueMar Capital Management LLC74,043$4,030 03/31/2020
     LPLA74,043$4,030 03/31/2020
Great West Life Assurance Co. Can68,358$3,729 03/31/2020
     LPLA68,358$3,729 03/31/2020
Sei Investments Co.64,859$3,475 03/31/2020
     LPLA64,859$3,475 03/31/2020
Ameriprise Financial Inc.62,528$3,404 03/31/2020
     LPLA62,528$3,404 03/31/2020
Putnam Investments LLC61,872$3,368 03/31/2020
     LPLA61,872$3,368 03/31/2020
State of New Jersey Common Pension Fund D60,688$3,303 03/31/2020
     LPLA60,688$3,303 03/31/2020
Point72 Europe London LLP59,026$3,213 03/31/2020
     LPLA59,026$3,213 03/31/2020
Citigroup Inc.55,188$3,004 03/31/2020
     LPLA55,188$3,004 03/31/2020
Natixis Advisors L.P.54,658$2,975 03/31/2020
     LPLA54,658$2,975 03/31/2020
United Capital Financial Advisers LLC54,641$2,974 03/31/2020
     LPLA54,641$2,974 03/31/2020
Calamos Advisors LLC52,921$2,880 03/31/2020
     LPLA52,921$2,880 03/31/2020
Adage Capital Partners GP L.L.C.50,000$2,722 03/31/2020
     LPLA50,000$2,722 03/31/2020
Aperio Group LLC48,509$2,640 03/31/2020
     LPLA48,509$2,640 03/31/2020
Three Peaks Capital Management LLC46,603$2,537 03/31/2020
     LPLA46,603$2,537 03/31/2020
Marshall Wace LLP44,943$2,446 03/31/2020
     LPLA44,943$2,446 03/31/2020
SPX Equities Gestao de Recursos Ltda43,484$2,367 03/31/2020
     LPLA43,484$2,367 03/31/2020
MUFG Securities EMEA plc42,943$2,337 03/31/2020
     LPLA42,943$2,337 03/31/2020
Bank of Montreal Can45,419$2,334 03/31/2020
     LPLA45,419$2,334 03/31/2020
Leuthold Group LLC42,646$2,321 03/31/2020
     LPLA42,646$2,321 03/31/2020
Voloridge Investment Management LLC42,074$2,290 03/31/2020
     LPLA42,074$2,290 03/31/2020
Canada Pension Plan Investment Board41,553$2,262 03/31/2020
     LPLA41,553$2,262 03/31/2020
NN Investment Partners Holdings N.V.40,648$2,213 03/31/2020
     LPLA40,648$2,213 03/31/2020
Caption Management LLC $2,177 03/31/2020
     Call40,000$2,177 03/31/2020
Trillium Asset Management LLC39,851$2,169 03/31/2020
     LPLA39,851$2,169 03/31/2020
Daiwa Securities Group Inc.38,015$2,069 03/31/2020
     LPLA38,015$2,069 03/31/2020
Globeflex Capital L P35,915$1,955 03/31/2020
     LPLA35,915$1,955 03/31/2020
Public Employees Retirement System of Ohio35,819$1,950 03/31/2020
     LPLA35,819$1,950 03/31/2020
Origin Asset Management LLP35,500$1,932 03/31/2020
     LPLA35,500$1,932 03/31/2020
Price T Rowe Associates Inc. MD35,118$1,911 03/31/2020
     LPLA35,118$1,911 03/31/2020
Interval Partners LP34,386$1,872 03/31/2020
     LPLA34,386$1,872 03/31/2020
Envestnet Asset Management Inc.23,454$1,839 06/30/2020
     LPLA23,454$1,839 06/30/2020
Treasurer of the State of North Carolina33,233$1,809 03/31/2020
     LPLA33,233$1,809 03/31/2020
ClariVest Asset Management LLC31,917$1,737 03/31/2020
     LPLA31,917$1,737 03/31/2020
AJO LP31,213$1,698 03/31/2020
     LPLA31,213$1,698 03/31/2020
PEAK6 Investments LLC $1,632 03/31/2020
     Call35,100$1,910 03/31/2020
     Put5,100$278 03/31/2020
Vident Investment Advisory LLC29,570$1,610 03/31/2020
     LPLA29,570$1,610 03/31/2020
Glenmede Trust Co. NA17,099$1,577 03/31/2020
     LPLA17,099$1,577 03/31/2020
Twin Capital Management Inc.28,663$1,560 03/31/2020
     LPLA28,663$1,560 03/31/2020
Knights of Columbus Asset Advisors LLC28,665$1,560 03/31/2020
     LPLA28,665$1,560 03/31/2020
Franklin Resources Inc.28,584$1,556 03/31/2020
     LPLA28,584$1,556 03/31/2020
Kalos Management Inc.23,498$1,535 03/31/2020
     LPLA23,498$1,535 03/31/2020
Horizon Investment Services LLC27,741$1,510 03/31/2020
     LPLA27,741$1,510 03/31/2020
Pathstone Family Office LLC26,979$1,468 03/31/2020
     LPLA26,979$1,468 03/31/2020
Zacks Investment Management26,756$1,456 03/31/2020
     LPLA26,756$1,456 03/31/2020
Cibc World Markets Corp26,500$1,442 03/31/2020
     LPLA26,500$1,442 03/31/2020
Hsbc Holdings PLC25,408$1,402 03/31/2020
     LPLA25,408$1,402 03/31/2020
Bowling Portfolio Management LLC24,982$1,360 03/31/2020
     LPLA24,982$1,360 03/31/2020
Maverick Capital Ltd.24,496$1,333 03/31/2020
     LPLA24,496$1,333 03/31/2020
LPL Financial LLC24,435$1,330 03/31/2020
     LPLA24,435$1,330 03/31/2020
Private Advisor Group LLC24,319$1,324 03/31/2020
     LPLA24,319$1,324 03/31/2020
Laurion Capital Management LP24,061$1,310 03/31/2020
     LPLA24,061$1,310 03/31/2020
Squarepoint Ops LLC23,823$1,297 03/31/2020
     LPLA23,823$1,297 03/31/2020
Winthrop Advisory Group LLC22,162$1,206 03/31/2020
     LPLA22,162$1,206 03/31/2020
BOKF NA21,877$1,191 03/31/2020
     LPLA21,877$1,191 03/31/2020
Amalgamated Bank21,074$1,147 03/31/2020
     LPLA21,074$1,147 03/31/2020
Walleye Trading LLC $1,145 03/31/2020
     Call25,400$1,383 03/31/2020
     Put8,900$484 03/31/2020
     LPLA4,526$246 03/31/2020
AXA21,000$1,143 03/31/2020
     LPLA21,000$1,143 03/31/2020
Fulton Bank N. A.14,377$1,127 06/30/2020
     LPLA14,377$1,127 06/30/2020
Grantham Mayo Van Otterloo & Co. LLC20,100$1,094 03/31/2020
     LPLA20,100$1,094 03/31/2020
Castleark Management LLC19,755$1,075 03/31/2020
     LPLA19,755$1,075 03/31/2020
Signature Estate & Investment Advisors LLC19,357$1,053 03/31/2020
     LPLA19,357$1,053 03/31/2020
Arizona State Retirement System18,976$1,033 03/31/2020
     LPLA18,976$1,033 03/31/2020
Engineers Gate Manager LP18,603$1,013 03/31/2020
     LPLA18,603$1,013 03/31/2020
UBS Group AG18,303$996 03/31/2020
     LPLA18,303$996 03/31/2020
Cornerstone Wealth Management LLC18,270$994 03/31/2020
     LPLA18,270$994 03/31/2020
Capital Fund Management S.A.18,156$988 03/31/2020
     LPLA18,156$988 03/31/2020
Bullseye Asset Management LLC17,456$951 03/31/2020
     LPLA17,456$951 03/31/2020
Congress Asset Management Co. MA17,053$928 03/31/2020
     LPLA17,053$928 03/31/2020
Healthcare of Ontario Pension Plan Trust Fund17,055$928 03/31/2020
     LPLA17,055$928 03/31/2020
Kemnay Advisory Services Inc.16,634$905 03/31/2020
     LPLA16,634$905 03/31/2020
Renaissance Technologies LLC16,100$876 03/31/2020
     LPLA16,100$876 03/31/2020
Argent Capital Management LLC15,526$845 03/31/2020
     LPLA15,526$845 03/31/2020
CIBC Asset Management Inc15,499$844 03/31/2020
     LPLA15,499$844 03/31/2020
Ensign Peak Advisors Inc15,400$838 03/31/2020
     LPLA15,400$838 03/31/2020
Comerica Bank15,663$837 03/31/2020
     LPLA15,663$837 03/31/2020
Utah Retirement Systems15,309$833 03/31/2020
     LPLA15,309$833 03/31/2020
Lee Capital Holdings LLC15,190$827 03/31/2020
     LPLA15,190$827 03/31/2020
AlphaCrest Capital Management LLC15,046$819 03/31/2020
     LPLA15,046$819 03/31/2020
WINTON GROUP Ltd14,878$810 03/31/2020
     LPLA14,878$810 03/31/2020
Acadian Asset Management LLC14,748$804 03/31/2020
     LPLA14,748$804 03/31/2020
Xact Kapitalforvaltning AB14,481$788 03/31/2020
     LPLA14,481$788 03/31/2020
Advisor Group Holdings Inc.13,382$720 03/31/2020
     LPLA13,382$720 03/31/2020
Commonwealth Equity Services LLC12,455$677 03/31/2020
     LPLA12,455$677 03/31/2020
ARP Americas LP12,403$675 03/31/2020
     LPLA12,403$675 03/31/2020
CIBC World Markets Inc.12,030$655 03/31/2020
     LPLA12,030$655 03/31/2020
Public Employees Retirement Association of Colorado12,011$654 03/31/2020
     LPLA12,011$654 03/31/2020
Nicholas Investment Partners LP11,790$642 03/31/2020
     LPLA11,790$642 03/31/2020
Ironwood Investment Counsel LLC11,630$633 03/31/2020
     LPLA11,630$633 03/31/2020
Guggenheim Capital LLC11,503$626 03/31/2020
     LPLA11,503$626 03/31/2020
Mackenzie Financial Corp11,477$625 03/31/2020
     LPLA11,477$625 03/31/2020
Eqis Capital Management Inc.6,305$596 03/31/2020
     LPLA6,305$596 03/31/2020
State of Wisconsin Investment Board10,919$594 03/31/2020
     LPLA10,919$594 03/31/2020
Sheaff Brock Investment Advisors LLC10,779$587 03/31/2020
     LPLA10,779$587 03/31/2020
Cadence Capital Management LLC10,236$557 03/31/2020
     LPLA10,236$557 03/31/2020
Retirement Capital Strategies10,041$547 03/31/2020
     LPLA10,041$547 03/31/2020
Connor Clark & Lunn Investment Management Ltd.9,880$538 03/31/2020
     LPLA9,880$538 03/31/2020
Raymond James Trust N.A.9,631$524 03/31/2020
     LPLA9,631$524 03/31/2020
Mitsubishi UFJ Trust & Banking Corp9,600$523 03/31/2020
     LPLA9,600$523 03/31/2020
Meeder Asset Management Inc.9,390$511 03/31/2020
     LPLA9,390$511 03/31/2020
Sumitomo Mitsui Trust Holdings Inc.9,207$501 03/31/2020
     LPLA9,207$501 03/31/2020
Redwood Investment Management LLC9,168$499 03/31/2020
     LPLA9,168$499 03/31/2020
Advisors Asset Management Inc.8,925$486 03/31/2020
     LPLA8,925$486 03/31/2020
Virginia Retirement Systems ET AL8,800$479 03/31/2020
     LPLA8,800$479 03/31/2020
Hancock Whitney Corp8,700$474 03/31/2020
     LPLA8,700$474 03/31/2020
Shell Asset Management Co.8,706$474 03/31/2020
     LPLA8,706$474 03/31/2020
Strs Ohio8,405$457 03/31/2020
     LPLA8,405$457 03/31/2020
Financial Advocates Investment Management8,057$439 03/31/2020
     LPLA8,057$439 03/31/2020
Highland Capital Management Fund Advisors L.P.8,000$435 03/31/2020
     LPLA8,000$435 03/31/2020
Stifel Financial Corp8,040$433 03/31/2020
     LPLA8,040$433 03/31/2020
Wolverine Trading LLC $425 03/31/2020
     Call19,800$1,092 03/31/2020
     Put12,100$667 03/31/2020
Hillsdale Investment Management Inc.7,310$398 03/31/2020
     LPLA7,310$398 03/31/2020
State of Alaska Department of Revenue5,010$392 06/30/2020
     LPLA5,010$392 06/30/2020
Piedmont Investment Advisors Inc.7,143$389 03/31/2020
     LPLA7,143$389 03/31/2020
James Investment Research Inc.7,137$388 03/31/2020
     LPLA7,137$388 03/31/2020
New York State Teachers Retirement System7,100$386 03/31/2020
     LPLA7,100$386 03/31/2020
Zurcher Kantonalbank Zurich Cantonalbank 6,973$380 03/31/2020
     LPLA6,973$380 03/31/2020
Nelson Van Denburg & Campbell Wealth Management Group LLC4,690$367 06/30/2020
     LPLA4,690$367 06/30/2020
King Luther Capital Management Corp6,705$365 03/31/2020
     LPLA6,705$365 03/31/2020
Truist Financial Corp6,685$364 03/31/2020
     LPLA6,685$364 03/31/2020
PNC Financial Services Group Inc.6,650$362 03/31/2020
     LPLA6,650$362 03/31/2020
O Shares Investment Advisers LLC6,503$354 03/31/2020
     LPLA6,503$354 03/31/2020
Bank of The West6,000$327 03/31/2020
     LPLA6,000$327 03/31/2020
Navellier & Associates Inc5,908$322 03/31/2020
     LPLA5,908$322 03/31/2020
First Mercantile Trust Co.5,883$320 03/31/2020
     LPLA5,883$320 03/31/2020
NorthCoast Asset Management LLC5,792$316 03/31/2020
     LPLA5,792$316 03/31/2020
Stone Ridge Asset Management LLC5,753$313 03/31/2020
     LPLA5,753$313 03/31/2020
Qube Research & Technologies Ltd5,757$313 03/31/2020
     LPLA5,757$313 03/31/2020
Metropolitan Life Insurance Co NY5,642$307 03/31/2020
     LPLA5,642$307 03/31/2020
Brown Brothers Harriman & Co.5,510$300 03/31/2020
     LPLA5,510$300 03/31/2020
Independent Advisor Alliance5,473$298 03/31/2020
     LPLA5,473$298 03/31/2020
Aigen Investment Management LP5,320$290 03/31/2020
     LPLA5,320$290 03/31/2020
ProShare Advisors LLC5,123$279 03/31/2020
     LPLA5,123$279 03/31/2020
Sciencast Management LP5,651$279 03/31/2020
     LPLA5,651$279 03/31/2020
Synovus Financial Corp5,146$277 03/31/2020
     LPLA5,146$277 03/31/2020
Logan Capital Management Inc.4,600$250 03/31/2020
     LPLA4,600$250 03/31/2020
Schroder Investment Management Group4,655$248 03/31/2020
     LPLA4,655$248 03/31/2020
Simplex Trading LLC $239 03/31/2020
     Call57$310 03/31/2020
     Put48$261 03/31/2020
     LPLA3,506$190 03/31/2020
Van Leeuwen & Company LLC4,322$235 03/31/2020
     LPLA4,322$235 03/31/2020
Greenleaf Trust4,276$233 03/31/2020
     LPLA4,276$233 03/31/2020
First Republic Investment Management Inc.3,910$213 03/31/2020
     LPLA3,910$213 03/31/2020
Quantitative Systematic Strategies LLC3,814$208 03/31/2020
     LPLA3,814$208 03/31/2020
IHT Wealth Management LLC3,727$203 03/31/2020
     LPLA3,727$203 03/31/2020
Royal Bank of Canada3,606$197 03/31/2020
     LPLA3,606$197 03/31/2020
Tower Research Capital LLC TRC 3,546$193 03/31/2020
     LPLA3,546$193 03/31/2020
O Shaughnessy Asset Management LLC2,868$156 03/31/2020
     LPLA2,868$156 03/31/2020
Contravisory Investment Management Inc.2,805$153 03/31/2020
     LPLA2,805$153 03/31/2020
Cullen Frost Bankers Inc.2,700$147 03/31/2020
     LPLA2,700$147 03/31/2020
Cubist Systematic Strategies LLC2,586$141 03/31/2020
     LPLA2,586$141 03/31/2020
IFP Advisors Inc2,165$122 03/31/2020
     LPLA2,165$122 03/31/2020
Advisory Services Network LLC2,160$118 03/31/2020
     LPLA2,160$118 03/31/2020
Macquarie Group Ltd.2,124$116 03/31/2020
     LPLA2,124$116 03/31/2020
American International Group Inc.1,830$100 03/31/2020
     LPLA1,830$100 03/31/2020
Assetmark Inc.1,303$71 03/31/2020
     LPLA1,303$71 03/31/2020
NumerixS Investment Technologies Inc1,248$68 03/31/2020
     LPLA1,248$68 03/31/2020
US Bancorp DE1,120$61 03/31/2020
     LPLA1,120$61 03/31/2020
Private Capital Group LLC1,030$56 03/31/2020
     LPLA1,030$56 03/31/2020
Pittenger & Anderson Inc.1,000$54 03/31/2020
     LPLA1,000$54 03/31/2020
CWM Advisors LLC750$41 03/31/2020
     LPLA750$41 03/31/2020
Tsfg LLC438$34 06/30/2020
     LPLA438$34 06/30/2020
Proequities Inc. $30 03/31/2020
     LPLA558$30 03/31/2020
     Put0$0 03/31/2020
     Call0$0 03/31/2020
Sandy Spring Bank481$26 03/31/2020
     LPLA481$26 03/31/2020
Point72 Hong Kong Ltd458$25 03/31/2020
     LPLA458$25 03/31/2020
Golden State Wealth Management LLC454$25 03/31/2020
     LPLA454$25 03/31/2020
DekaBank Deutsche Girozentrale430$24 03/31/2020
     LPLA430$24 03/31/2020
Patriot Financial Group Insurance Agency LLC431$23 03/31/2020
     LPLA431$23 03/31/2020
Pearl River Capital LLC416$23 03/31/2020
     LPLA416$23 03/31/2020
Flagship Harbor Advisors LLC370$20 03/31/2020
     LPLA370$20 03/31/2020
CSat Investment Advisory L.P.311$17 03/31/2020
     LPLA311$17 03/31/2020
Jacobi Capital Management LLC319$17 03/31/2020
     LPLA319$17 03/31/2020
Gables Capital Management Inc.312$17 03/31/2020
     LPLA312$17 03/31/2020
CWM LLC218$12 03/31/2020
     LPLA218$12 03/31/2020
Center for Financial Planning Inc.219$12 03/31/2020
     LPLA219$12 03/31/2020
Citizens Financial Group Inc RI199$11 03/31/2020
     LPLA199$11 03/31/2020
Signaturefd LLC184$10 03/31/2020
     LPLA184$10 03/31/2020
QS Investors LLC167$10 03/31/2020
     LPLA167$10 03/31/2020
CenterStar Asset Management LLC $10 03/31/2020
     LPLA511$28 03/31/2020
     Put600$18 03/31/2020
Quadrant Capital Group LLC139$8 03/31/2020
     LPLA139$8 03/31/2020
Global Retirement Partners LLC154$8 03/31/2020
     LPLA154$8 03/31/2020
Northwestern Mutual Wealth Management Co.127$7 03/31/2020
     LPLA127$7 03/31/2020
Covington Capital Management133$7 03/31/2020
     LPLA133$7 03/31/2020
Alpha Windward LLC102$6 03/31/2020
     LPLA102$6 03/31/2020
CX Institutional102$6 03/31/2020
     LPLA102$6 03/31/2020
Manchester Financial Inc.95$5 03/31/2020
     LPLA95$5 03/31/2020
Fifth Third Bancorp80$4 03/31/2020
     LPLA80$4 03/31/2020
Delta Asset Management LLC TN78$4 03/31/2020
     LPLA78$4 03/31/2020
Steward Partners Investment Advisory LLC85$4 03/31/2020
     LPLA85$4 03/31/2020
Claraphi Advisory Network LLC47$3 03/31/2020
     LPLA47$3 03/31/2020
Kore Private Wealth LLC47$3 03/31/2020
     LPLA47$3 03/31/2020
Associated Banc Corp28$2 03/31/2020
     LPLA28$2 03/31/2020
Enterprise Financial Services Corp32$2 03/31/2020
     LPLA32$2 03/31/2020
Earnest Partners LLC29$2 03/31/2020
     LPLA29$2 03/31/2020
Sowell Financial Services LLC43$2 03/31/2020
     LPLA43$2 03/31/2020
Truvestments Capital LLC40$2 03/31/2020
     LPLA40$2 03/31/2020
Parallel Advisors LLC29$1 03/31/2020
     LPLA29$1 03/31/2020
Berman Capital Advisors LLC22$1 03/31/2020
     LPLA22$1 03/31/2020
Valeo Financial Advisors LLC25$1 03/31/2020
     LPLA25$1 03/31/2020
Sofos Investments Inc.21$1 03/31/2020
     LPLA21$1 03/31/2020
Investment Research & Advisory Group Inc.23$1 03/31/2020
     LPLA23$1 03/31/2020
Ellevest Inc.6$0 06/30/2020
     LPLA6$0 06/30/2020
Huntington National Bank1$0 03/31/2020
     LPLA1$0 03/31/2020
AGF Investments LLC1$0 03/31/2020
     LPLA1$0 03/31/2020
Glassman Wealth Services6$0 03/31/2020
     LPLA6$0 03/31/2020
Bedel Financial Consulting Inc.3$0 03/31/2020
     LPLA3$0 03/31/2020
Versant Capital Management Inc0$0 03/31/2020
     LPLA0$0 03/31/2020
MBE Wealth Management LLC14$0 03/31/2020
     LPLA14$0 03/31/2020
Orion Portfolio Solutions LLC4$0 03/31/2020
     LPLA4$0 03/31/2020
Group One Trading L.P.2,758$-68 03/31/2020
     Put4,000$218 03/31/2020
     LPLA2,758$150 03/31/2020

See Summary: Institutional Holders of LPLA
See Details: Top 10 Hedge Funds Holding LPLA
Also See: LPLA Insider Buying
Also See: LPLA Holdings Changes

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