HoldingsChannel.com
Funds Holding HTGC
HolderAmountPosition Size
($ in 1000's)
 As of
SHANDA ASSET MANAGEMENT HOLDINGS Ltd3,505,755$49,151 12/31/2019
     HTGC3,505,755$49,151 12/31/2019
Sunbelt Securities Inc.12,315$43,166 12/31/2019
     HTGC12,315$43,166 12/31/2019
JPMorgan Chase & Co. $33,873 12/31/2019
     BOND19,421,000$19,966 12/31/2019
     HTGC991,966$13,907 12/31/2019
Price T Rowe Associates Inc. MD2,353,493$32,996 12/31/2019
     HTGC2,353,493$32,996 12/31/2019
Royal Bank of Canada $30,960 12/31/2019
     HTGC2,163,972$30,339 12/31/2019
     DBCV 4602,000$621 12/31/2019
Sound Income Strategies LLC2,094,980$29,372 12/31/2019
     HTGC2,094,980$29,372 12/31/2019
UBS Asset Management Americas Inc. $27,083 12/31/2019
     CORP BOND US26,500,000$27,083 12/31/2019
Granite Investment Partners LLC1,367,625$19,174 12/31/2019
     HTGC1,367,625$19,174 12/31/2019
CNH Partners LLC $17,841 12/31/2019
     DBCV 417,425,000$17,841 12/31/2019
Oaktree Capital Management LP $16,272 12/31/2019
     CONVERTIBLE BOND15,893,000$16,272 12/31/2019
UBS Group AG1,128,723$15,825 12/31/2019
     HTGC1,128,723$15,825 12/31/2019
Advisors Capital Management LLC1,127,276$15,804 12/31/2019
     HTGC1,127,276$15,804 12/31/2019
Wells Fargo & Company MN $15,676 12/31/2019
     HTGC1,116,068$15,647 12/31/2019
     DBCV 428,000$29 12/31/2019
Muzinich & Co. Inc.1,080,258$15,145 12/31/2019
     HTGC1,080,258$15,145 12/31/2019
Raymond James & Associates $14,588 12/31/2019
     DBCV 411,430,000$11,674 12/31/2019
     HTGC207,813$2,914 12/31/2019
Van ECK Associates Corp898,808$12,601 12/31/2019
     HTGC898,808$12,601 12/31/2019
Centaurus Financial Inc.820,171$11,499 12/31/2019
     HTGC820,171$11,499 12/31/2019
Millennium Management LLC804,712$11,282 12/31/2019
     HTGC804,712$11,282 12/31/2019
Confluence Investment Management LLC751,010$10,529 12/31/2019
     HTGC751,010$10,529 12/31/2019
Morgan Stanley747,792$10,484 12/31/2019
     HTGC747,792$10,484 12/31/2019
S&T Bank PA643,585$9,023 12/31/2019
     HTGC643,585$9,023 12/31/2019
Macquarie Group Ltd.592,634$8,309 12/31/2019
     HTGC592,634$8,309 12/31/2019
BlackRock Inc.582,994$8,174 12/31/2019
     HTGC582,994$8,174 12/31/2019
Arrowstreet Capital Limited Partnership564,686$7,917 12/31/2019
     HTGC564,686$7,917 12/31/2019
Legal & General Group Plc551,343$7,733 12/31/2019
     HTGC551,343$7,733 12/31/2019
Stifel Financial Corp543,366$7,603 12/31/2019
     HTGC543,366$7,603 12/31/2019
Bank of Montreal Can503,829$7,064 12/31/2019
     HTGC503,829$7,064 12/31/2019
Palisade Capital Management LLC NJ $6,989 12/31/2019
     DBCV 46,420,000$6,609 12/31/2019
     HTGC27,100$380 12/31/2019
Guggenheim Capital LLC494,727$6,936 12/31/2019
     HTGC494,727$6,936 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $5,629 12/31/2019
     DBCV 45,500,000$5,629 12/31/2019
Citadel Advisors LLC $5,471 12/31/2019
     HTGC416,332$5,837 12/31/2019
     Put26,100$366 12/31/2019
Gilman Hill Asset Management LLC372,180$5,218 12/31/2019
     HTGC372,180$5,218 12/31/2019
LSV Asset Management364,560$5,111 12/31/2019
     HTGC364,560$5,111 12/31/2019
SMH Capital Advisors Inc. $4,860 12/31/2019
     DBCV 44,758,000$4,860 12/31/2019
Northern Trust Corp310,475$4,353 12/31/2019
     HTGC310,475$4,353 12/31/2019
Miller Howard Investments Inc. NY308,552$4,326 12/31/2019
     HTGC308,552$4,326 12/31/2019
Mckinley Capital Management LLC Delaware299,045$4,193 12/31/2019
     HTGC299,045$4,193 12/31/2019
Parametric Portfolio Associates LLC286,738$4,020 12/31/2019
     HTGC286,738$4,020 12/31/2019
Virtus ETF Advisers LLC280,145$3,928 12/31/2019
     HTGC280,145$3,928 12/31/2019
Wellesley Asset Management $3,737 12/31/2019
     43,650$3,737 12/31/2019
Trillium Asset Management LLC263,689$3,697 12/31/2019
     HTGC263,689$3,697 12/31/2019
Goldman Sachs Group Inc.251,191$3,521 12/31/2019
     HTGC251,191$3,521 12/31/2019
Advisors Asset Management Inc.249,829$3,503 12/31/2019
     HTGC249,829$3,503 12/31/2019
Alliancebernstein L.P.247,107$3,464 12/31/2019
     HTGC247,107$3,464 12/31/2019
Susquehanna International Group LLP $3,455 12/31/2019
     HTGC203,165$2,848 12/31/2019
     Call68,700$963 12/31/2019
     Put25,400$356 12/31/2019
Advisory Research Inc.228,701$3,206 12/31/2019
     HTGC228,701$3,206 12/31/2019
California Public Employees Retirement System219,600$3,079 12/31/2019
     HTGC219,600$3,079 12/31/2019
Assenagon Asset Management S.A.218,919$3,069 12/31/2019
     HTGC218,919$3,069 12/31/2019
Rockefeller Capital Management L.P.212,329$2,977 12/31/2019
     HTGC212,329$2,977 12/31/2019
Thrivent Financial for Lutherans $2,860 12/31/2019
     DBCV 42,800,000$2,860 12/31/2019
A. D. Beadell Investment Counsel Inc.201,989$2,831 12/31/2019
     HTGC201,989$2,831 12/31/2019
Bank of New York Mellon Corp $2,669 12/31/2019
     DBCV1,650,000$1,696 12/31/2019
     HTGC69,416$973 12/31/2019
Polaris Capital Management LLC172,476$2,418 12/31/2019
     HTGC172,476$2,418 12/31/2019
Janney Montgomery Scott LLC168,671$2,365 12/31/2019
     HTGC168,671$2,365 12/31/2019
LPL Financial LLC161,739$2,268 12/31/2019
     HTGC161,739$2,268 12/31/2019
PNC Financial Services Group Inc.156,780$2,198 12/31/2019
     HTGC156,780$2,198 12/31/2019
Invesco Ltd.145,401$2,039 12/31/2019
     HTGC145,401$2,039 12/31/2019
Deutsche Bank AG $2,018 12/31/2019
     DBCV 41,099,000$1,122 12/31/2019
     HTGC64,018$896 12/31/2019
American Century Companies Inc.138,358$1,940 12/31/2019
     HTGC138,358$1,940 12/31/2019
Commonwealth Equity Services LLC135,207$1,895 12/31/2019
     HTGC135,207$1,895 12/31/2019
Glovista Investments LLC129,606$1,817 12/31/2019
     HTGC129,606$1,817 12/31/2019
Monarch Partners Asset Management LLC123,816$1,736 12/31/2019
     HTGC123,816$1,736 12/31/2019
Bramshill Investments LLC116,458$1,633 12/31/2019
     HTGC116,458$1,633 12/31/2019
Jag Capital Management LLC113,364$1,589 12/31/2019
     HTGC113,364$1,589 12/31/2019
HighTower Advisors LLC111,153$1,553 12/31/2019
     HTGC111,153$1,553 12/31/2019
Taylor Frigon Capital Management LLC110,578$1,550 12/31/2019
     HTGC110,578$1,550 12/31/2019
Skandinaviska Enskilda Banken AB publ 108,800$1,525 12/31/2019
     HTGC108,800$1,525 12/31/2019
Two Sigma Investments LP95,188$1,335 12/31/2019
     HTGC95,188$1,335 12/31/2019
Delphi Management Inc. MA96,487$1,290 09/30/2019
     HTGC96,487$1,290 09/30/2019
Aperio Group LLC86,215$1,209 12/31/2019
     HTGC86,215$1,209 12/31/2019
Sigma Planning Corp85,563$1,200 12/31/2019
     HTGC85,563$1,200 12/31/2019
Caxton Associates LP84,151$1,180 12/31/2019
     HTGC84,151$1,180 12/31/2019
New York State Common Retirement Fund82,612$1,158 12/31/2019
     HTGC82,612$1,158 12/31/2019
Ladenburg Thalmann Financial Services Inc. $1,154 12/31/2019
     HTGC81,045$1,137 12/31/2019
     DBCV 417,000$17 12/31/2019
North Star Investment Management Corp. $1,095 12/31/2019
     Convertible575,000$587 12/31/2019
     HTGC36,238$508 12/31/2019
Arkadios Wealth Advisors69,222$1,056 12/31/2019
     HTGC69,222$1,056 12/31/2019
Neuberger Berman Group LLC72,377$1,015 12/31/2019
     HTGC72,377$1,015 12/31/2019
Advisor Group Inc.70,504$988 12/31/2019
     HTGC70,504$988 12/31/2019
Truist Financial Corp $969 12/31/2019
     HTGC68,125$955 12/31/2019
     DBCV 414,000$14 12/31/2019
DNB Asset Management AS68,833$965 12/31/2019
     HTGC68,833$965 12/31/2019
Creegan & Nassoura Financial Group LLC68,695$963 12/31/2019
     HTGC68,695$963 12/31/2019
D. E. Shaw & Co. Inc.68,101$955 12/31/2019
     HTGC68,101$955 12/31/2019
Boston Private Wealth LLC66,572$933 12/31/2019
     HTGC66,572$933 12/31/2019
KEMPER Corp $919 12/31/2019
     DBCV900,000$919 12/31/2019
Naples Global Advisors LLC60,417$847 12/31/2019
     HTGC60,417$847 12/31/2019
Balyasny Asset Management LLC51,400$721 12/31/2019
     HTGC51,400$721 12/31/2019
Alken Asset Management Ltd. $720 12/31/2019
     US DOMESTIC700,000$720 12/31/2019
Avantax Advisory Services Inc.49,257$690 12/31/2019
     HTGC49,257$690 12/31/2019
Cambridge Investment Research Advisors Inc.48,691$683 12/31/2019
     HTGC48,691$683 12/31/2019
Old Port Advisors43,587$611 12/31/2019
     HTGC43,587$611 12/31/2019
Envestnet Asset Management Inc.43,510$610 12/31/2019
     HTGC43,510$610 12/31/2019
Cerity Partners LLC43,304$607 12/31/2019
     HTGC43,304$607 12/31/2019
ExodusPoint Capital Management LP41,712$585 12/31/2019
     HTGC41,712$585 12/31/2019
Driehaus Capital Management LLC41,500$582 12/31/2019
     HTGC41,500$582 12/31/2019
BB&T Securities LLC $571 09/30/2019
     HTGC41,563$557 09/30/2019
     DBCV 414,000$14 09/30/2019
Greenwich Investment Management Inc.39,335$551 12/31/2019
     HTGC39,335$551 12/31/2019
Steward Partners Investment Advisory LLC39,226$549 12/31/2019
     HTGC39,226$549 12/31/2019
Cetera Advisors LLC38,040$534 12/31/2019
     HTGC38,040$534 12/31/2019
Wakefield Asset Management LLLP37,803$530 12/31/2019
     HTGC37,803$530 12/31/2019
Baird Financial Group Inc.36,110$506 12/31/2019
     HTGC36,110$506 12/31/2019
Carnegie Capital Asset Management LLC35,165$493 12/31/2019
     HTGC35,165$493 12/31/2019
Great West Life Assurance Co. Can34,373$478 12/31/2019
     HTGC34,373$478 12/31/2019
Mirae Asset Global Investments Co. Ltd.30,462$427 12/31/2019
     HTGC30,462$427 12/31/2019
Bank of America Corp DE30,161$422 12/31/2019
     HTGC30,161$422 12/31/2019
Raymond James Financial Services Advisors Inc.27,761$389 12/31/2019
     HTGC27,761$389 12/31/2019
Wealthsource Partners LLC26,160$367 12/31/2019
     HTGC26,160$367 12/31/2019
Archer Investment Corp25,000$351 12/31/2019
     HTGC25,000$351 12/31/2019
Creative Planning24,504$344 12/31/2019
     HTGC24,504$344 12/31/2019
Dean Capital Investments Management LLC24,547$344 12/31/2019
     HTGC24,547$344 12/31/2019
Eagle Global Advisors LLC22,900$321 12/31/2019
     HTGC22,900$321 12/31/2019
Capital Advisory Group Advisory Services LLC22,789$320 12/31/2019
     HTGC22,789$320 12/31/2019
Private Advisor Group LLC20,809$292 12/31/2019
     HTGC20,809$292 12/31/2019
Aigen Investment Management LP20,339$285 12/31/2019
     HTGC20,339$285 12/31/2019
Suntrust Banks Inc.20,594$275 09/30/2019
     HTGC20,594$275 09/30/2019
Wiley BROS. Aintree Capital LLC19,350$271 12/31/2019
     HTGC19,350$271 12/31/2019
Credit Suisse AG18,956$266 12/31/2019
     HTGC18,956$266 12/31/2019
Victory Capital Management Inc.18,892$265 12/31/2019
     HTGC18,892$265 12/31/2019
CIBC Private Wealth Group LLC18,487$259 12/31/2019
     HTGC18,487$259 12/31/2019
SG Americas Securities LLC18,041$253 12/31/2019
     HTGC18,041$253 12/31/2019
Salzhauer Michael18,000$252 12/31/2019
     HTGC18,000$252 12/31/2019
Qube Research & Technologies Ltd17,344$243 12/31/2019
     HTGC17,344$243 12/31/2019
Sei Investments Co.17,275$240 12/31/2019
     HTGC17,275$240 12/31/2019
Ameriprise Financial Inc.16,627$233 12/31/2019
     HTGC16,627$233 12/31/2019
Kovack Advisors Inc.16,617$233 12/31/2019
     HTGC16,617$233 12/31/2019
Alberta Investment Management Corp16,009$224 12/31/2019
     HTGC16,009$224 12/31/2019
Quest Investment Management LLC15,315$215 12/31/2019
     HTGC15,315$215 12/31/2019
US Bancorp DE14,386$202 12/31/2019
     HTGC14,386$202 12/31/2019
Opus Capital Group LLC14,401$202 12/31/2019
     HTGC14,401$202 12/31/2019
Schonfeld Strategic Advisors LLC13,700$192 12/31/2019
     HTGC13,700$192 12/31/2019
Mid Atlantic Financial Management Inc. ADV13,512$189 12/31/2019
     HTGC13,512$189 12/31/2019
First Allied Advisory Services Inc.13,456$189 12/31/2019
     HTGC13,456$189 12/31/2019
Belpointe Asset Management LLC13,354$187 12/31/2019
     HTGC13,354$187 12/31/2019
Sit Investment Associates Inc.13,100$184 12/31/2019
     HTGC13,100$184 12/31/2019
Cubist Systematic Strategies LLC13,097$184 12/31/2019
     HTGC13,097$184 12/31/2019
Lido Advisors LLC13,001$182 12/31/2019
     HTGC13,001$182 12/31/2019
Sheaff Brock Investment Advisors LLC12,850$180 12/31/2019
     HTGC12,850$180 12/31/2019
Citigroup Inc.12,180$171 12/31/2019
     HTGC12,180$171 12/31/2019
Proequities Inc. $167 12/31/2019
     HTGC11,886$167 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
     DBCV 40$0 12/31/2019
B. Riley Wealth Management Inc.11,130$156 12/31/2019
     HTGC11,130$156 12/31/2019
Allianz Asset Management GmbH11,010$154 12/31/2019
     HTGC11,010$154 12/31/2019
Magnus Financial Group LLC11,000$154 12/31/2019
     HTGC11,000$154 12/31/2019
Comerica Bank10,293$150 12/31/2019
     HTGC10,293$150 12/31/2019
Stelac Advisory Services LLC10,436$146 12/31/2019
     HTGC10,436$146 12/31/2019
First National Bank of Mount Dora Trust Investment Services10,100$141 12/31/2019
     HTGC10,100$141 12/31/2019
CFO4Life Group LLC10,040$141 12/31/2019
     HTGC10,040$141 12/31/2019
Telemus Capital LLC10,000$140 12/31/2019
     HTGC10,000$140 12/31/2019
Prelude Capital Management LLC9,200$129 12/31/2019
     HTGC9,200$129 12/31/2019
Advisory Services Network LLC7,975$112 12/31/2019
     HTGC7,975$112 12/31/2019
Quantbot Technologies LP7,296$102 12/31/2019
     HTGC7,296$102 12/31/2019
Lazard Asset Management LLC7,000$98 12/31/2019
     HTGC7,000$98 12/31/2019
Parallel Advisors LLC6,651$93 12/31/2019
     HTGC6,651$93 12/31/2019
Optimum Investment Advisors6,500$91 12/31/2019
     HTGC6,500$91 12/31/2019
Smithfield Trust Co.4,895$69 12/31/2019
     HTGC4,895$69 12/31/2019
Private Ocean LLC4,670$66 12/31/2019
     HTGC4,670$66 12/31/2019
Highlander Capital Management LLC3,532$50 12/31/2019
     HTGC3,532$50 12/31/2019
Advisory Alpha LLC3,557$50 12/31/2019
     HTGC3,557$50 12/31/2019
Covington Capital Management3,500$49 12/31/2019
     HTGC3,500$49 12/31/2019
Chevy Chase Trust Holdings Inc.3,305$46 12/31/2019
     HTGC3,305$46 12/31/2019
Valeo Financial Advisors LLC3,210$45 12/31/2019
     HTGC3,210$45 12/31/2019
Massmutual Trust Co. FSB ADV3,374$45 09/30/2019
     HTGC3,374$45 09/30/2019
Stephens Inc. AR $33 12/31/2019
     DBCV 432,000$33 12/31/2019
Tradewinds Capital Management LLC2,253$32 12/31/2019
     HTGC2,253$32 12/31/2019
Private Capital Group LLC2,148$30 12/31/2019
     HTGC2,148$30 12/31/2019
BNP Paribas Arbitrage SA2,088$29 12/31/2019
     HTGC2,088$29 12/31/2019
Trustcore Financial Services LLC1,955$27 12/31/2019
     HTGC1,955$27 12/31/2019
Lake Point Wealth Management1,750$25 12/31/2019
     HTGC1,750$25 12/31/2019
Northwestern Mutual Wealth Management Co.1,500$21 12/31/2019
     HTGC1,500$21 12/31/2019
PSI Advisors LLC1,350$18 12/31/2019
     HTGC1,350$18 12/31/2019
Plante Moran Financial Advisors LLC1,218$17 12/31/2019
     HTGC1,218$17 12/31/2019
Cordasco Financial Network1,240$17 12/31/2019
     HTGC1,240$17 12/31/2019
Atticus Wealth Management LLC1,180$17 12/31/2019
     HTGC1,180$17 12/31/2019
Fifth Third Bancorp1,047$15 12/31/2019
     HTGC1,047$15 12/31/2019
Allworth Financial LP1,077$15 12/31/2019
     HTGC1,077$15 12/31/2019
West Oak Capital LLC1,000$14 12/31/2019
     HTGC1,000$14 12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC1,060$14 12/31/2019
     HTGC1,060$14 12/31/2019
Sowell Financial Services LLC820$11 12/31/2019
     HTGC820$11 12/31/2019
Advantage Investment Management LLC800$11 09/30/2019
     HTGC800$11 09/30/2019
Ancora Advisors LLC639$9 12/31/2019
     HTGC639$9 12/31/2019
Vectors Research Management LLC650$9 12/31/2019
     HTGC650$9 12/31/2019
Enterprise Financial Services Corp600$8 12/31/2019
     HTGC600$8 12/31/2019
Brown Brothers Harriman & Co.523$7 12/31/2019
     HTGC523$7 12/31/2019
Benjamin F. Edwards & Company Inc.500$7 12/31/2019
     HTGC500$7 12/31/2019
Jacobi Capital Management LLC500$7 12/31/2019
     HTGC500$7 12/31/2019
Taylor Hoffman Wealth Management500$7 12/31/2019
     HTGC500$7 12/31/2019
CWM LLC395$6 12/31/2019
     HTGC395$6 12/31/2019
Thompson Siegel & Walmsley LLC356$5 12/31/2019
     HTGC356$5 12/31/2019
First Manhattan Co.300$4 12/31/2019
     HTGC300$4 12/31/2019
Signaturefd LLC256$4 12/31/2019
     HTGC256$4 12/31/2019
Global Wealth Management Investment Advisory Inc.170$2 12/31/2019
     HTGC170$2 12/31/2019
Western Asset Management Company LLC2$1 12/31/2019
     HTGC2$1 12/31/2019
AlphaMark Advisors LLC90$1 12/31/2019
     HTGC90$1 12/31/2019
Cutler Group LP $1 12/31/2019
     Call12,000$1 12/31/2019
     Put3,000$0 12/31/2019
Wealthcare Advisory Partners LLC99$1 12/31/2019
     HTGC99$1 12/31/2019
Barclays PLC2$0 12/31/2019
     HTGC2$0 12/31/2019
FMR LLC1$0 12/31/2019
     HTGC1$0 12/31/2019
Tower Research Capital LLC TRC 35$0 12/31/2019
     HTGC35$0 12/31/2019
Aspire Private Capital LLC25$0 12/31/2019
     HTGC25$0 12/31/2019
Simplex Trading LLC313$-38 12/31/2019
     Put36$50 12/31/2019
     Call6$8 12/31/2019
     HTGC313$4 12/31/2019

See Summary: Institutional Holders of HTGC
See Details: Top 10 Hedge Funds Holding HTGC
Also See: HTGC Insider Buying
Also See: HTGC Holdings Changes

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