HoldingsChannel.com
Funds Holding HTGC
HolderAmountPosition Size
($ in 1000's)
 As of
SHANDA ASSET MANAGEMENT HOLDINGS Ltd5,505,755$42,064 03/31/2020
     HTGC5,505,755$42,064 03/31/2020
Steelhead Partners LLC $42,057 03/31/2020
     DBCV 445,761,000$42,057 03/31/2020
JPMorgan Chase & Co. $27,646 03/31/2020
     BOND19,204,000$17,284 03/31/2020
     HTGC1,356,225$10,362 03/31/2020
UBS Asset Management Americas Inc. $25,262 03/31/2020
     CORP BOND US28,500,000$25,262 03/31/2020
Price T Rowe Associates Inc. MD2,362,589$18,050 03/31/2020
     HTGC2,362,589$18,050 03/31/2020
CNH Partners LLC $17,871 03/31/2020
     DBCV 419,425,000$17,871 03/31/2020
Sound Income Strategies LLC2,262,342$17,284 03/31/2020
     HTGC2,262,342$17,284 03/31/2020
Royal Bank of Canada $14,685 03/31/2020
     HTGC1,918,033$14,653 03/31/2020
     DBCV 435,000$32 03/31/2020
Raymond James & Associates $12,046 03/31/2020
     DBCV 411,127,500$10,209 03/31/2020
     HTGC240,436$1,837 03/31/2020
Granite Investment Partners LLC1,321,673$10,098 03/31/2020
     HTGC1,321,673$10,098 03/31/2020
Radcliffe Capital Management L.P. $9,275 03/31/2020
     CONVRT BOND8,597,000$7,888 03/31/2020
     HTGC181,600$1,387 03/31/2020
Wells Fargo & Company MN $9,029 03/31/2020
     HTGC1,178,533$9,003 03/31/2020
     DBCV 428,000$26 03/31/2020
Advisors Capital Management LLC1,149,258$8,780 03/31/2020
     HTGC1,149,258$8,780 03/31/2020
Muzinich & Co. Inc.958,926$7,326 03/31/2020
     HTGC958,926$7,326 03/31/2020
Sumitomo Mitsui Trust Holdings Inc.948,317$7,245 03/31/2020
     HTGC948,317$7,245 03/31/2020
Deutsche Bank AG $6,738 03/31/2020
     HTGC749,955$5,730 03/31/2020
     DBCV 41,099,000$1,008 03/31/2020
Van ECK Associates Corp879,250$6,717 03/31/2020
     HTGC879,250$6,717 03/31/2020
Millennium Management LLC826,265$6,313 03/31/2020
     HTGC826,265$6,313 03/31/2020
Palisade Capital Management LLC NJ $6,204 03/31/2020
     DBCV 46,420,000$5,834 03/31/2020
     HTGC48,467$370 03/31/2020
Morgan Stanley656,491$5,016 03/31/2020
     HTGC656,491$5,016 03/31/2020
Centaurus Financial Inc.649,310$4,961 03/31/2020
     HTGC649,310$4,961 03/31/2020
S&T Bank PA623,889$4,766 03/31/2020
     HTGC623,889$4,766 03/31/2020
Macquarie Group Ltd.601,594$4,596 03/31/2020
     HTGC601,594$4,596 03/31/2020
BlackRock Inc.595,256$4,548 03/31/2020
     HTGC595,256$4,548 03/31/2020
Legal & General Group Plc585,931$4,479 03/31/2020
     HTGC585,931$4,479 03/31/2020
Confluence Investment Management LLC527,438$4,030 03/31/2020
     HTGC527,438$4,030 03/31/2020
Stifel Financial Corp479,199$3,668 03/31/2020
     HTGC479,199$3,668 03/31/2020
Bank of Montreal Can526,020$3,630 03/31/2020
     HTGC526,020$3,630 03/31/2020
Guggenheim Capital LLC468,595$3,580 03/31/2020
     HTGC468,595$3,580 03/31/2020
Wellesley Asset Management $3,296 03/31/2020
     43,583$3,296 03/31/2020
Marshall Wace LLP366,181$2,798 03/31/2020
     HTGC366,181$2,798 03/31/2020
Gilman Hill Asset Management LLC365,963$2,796 03/31/2020
     HTGC365,963$2,796 03/31/2020
LSV Asset Management364,560$2,785 03/31/2020
     HTGC364,560$2,785 03/31/2020
Susquehanna International Group LLP $2,740 03/31/2020
     HTGC403,971$3,086 03/31/2020
     Put115,000$879 03/31/2020
     Call69,800$533 03/31/2020
Mckinley Capital Management LLC Delaware338,836$2,589 03/31/2020
     HTGC338,836$2,589 03/31/2020
Northern Trust Corp335,468$2,563 03/31/2020
     HTGC335,468$2,563 03/31/2020
Citadel Advisors LLC $2,445 03/31/2020
     HTGC335,300$2,562 03/31/2020
     Put28,700$219 03/31/2020
     Call13,300$102 03/31/2020
Miller Howard Investments Inc. NY308,552$2,357 03/31/2020
     HTGC308,552$2,357 03/31/2020
Advisors Asset Management Inc.276,760$2,114 03/31/2020
     HTGC276,760$2,114 03/31/2020
Goldman Sachs Group Inc.259,070$1,979 03/31/2020
     HTGC259,070$1,979 03/31/2020
Bank of New York Mellon Corp $1,969 03/31/2020
     DBCV1,650,000$1,485 03/31/2020
     HTGC63,367$484 03/31/2020
Alliancebernstein L.P.252,404$1,928 03/31/2020
     HTGC252,404$1,928 03/31/2020
Advisory Research Inc.248,276$1,897 03/31/2020
     HTGC248,276$1,897 03/31/2020
Parametric Portfolio Associates LLC237,041$1,811 03/31/2020
     HTGC237,041$1,811 03/31/2020
California Public Employees Retirement System226,500$1,730 03/31/2020
     HTGC226,500$1,730 03/31/2020
Rockefeller Capital Management L.P.205,464$1,570 03/31/2020
     HTGC205,464$1,570 03/31/2020
A. D. Beadell Investment Counsel Inc.201,989$1,543 03/31/2020
     HTGC201,989$1,543 03/31/2020
Virtus ETF Advisers LLC183,823$1,404 03/31/2020
     HTGC183,823$1,404 03/31/2020
Arrowstreet Capital Limited Partnership175,194$1,338 03/31/2020
     HTGC175,194$1,338 03/31/2020
Polaris Capital Management LLC175,174$1,338 03/31/2020
     HTGC175,174$1,338 03/31/2020
Janney Montgomery Scott LLC174,274$1,331 03/31/2020
     HTGC174,274$1,331 03/31/2020
Triad Investment Management164,417$1,256 03/31/2020
     HTGC164,417$1,256 03/31/2020
PNC Financial Services Group Inc.158,832$1,214 03/31/2020
     HTGC158,832$1,214 03/31/2020
Cubist Systematic Strategies LLC153,128$1,170 03/31/2020
     HTGC153,128$1,170 03/31/2020
Ladenburg Thalmann Financial Services Inc. $1,154 12/31/2019
     HTGC81,045$1,137 12/31/2019
     DBCV 417,000$17 12/31/2019
Baird Financial Group Inc.146,598$1,120 03/31/2020
     HTGC146,598$1,120 03/31/2020
Commonwealth Equity Services LLC145,109$1,108 03/31/2020
     HTGC145,109$1,108 03/31/2020
Advisor Group Holdings Inc. $1,032 03/31/2020
     HTGC133,197$1,017 03/31/2020
     DBCV 417,000$15 03/31/2020
Advisor Group Inc.70,504$988 12/31/2019
     HTGC70,504$988 12/31/2019
Sigma Planning Corp119,635$914 03/31/2020
     HTGC119,635$914 03/31/2020
Bramshill Investments LLC115,911$886 03/31/2020
     HTGC115,911$886 03/31/2020
North Star Investment Management Corp. $878 03/31/2020
     Convertible575,000$528 03/31/2020
     HTGC45,774$350 03/31/2020
Balyasny Asset Management LLC108,661$830 03/31/2020
     HTGC108,661$830 03/31/2020
Ziegler Capital Management LLC107,305$820 03/31/2020
     HTGC107,305$820 03/31/2020
UBS Group AG100,710$769 03/31/2020
     HTGC100,710$769 03/31/2020
HighTower Advisors LLC99,986$768 03/31/2020
     HTGC99,986$768 03/31/2020
Invesco Ltd.94,136$719 03/31/2020
     HTGC94,136$719 03/31/2020
Jag Capital Management LLC88,143$673 03/31/2020
     HTGC88,143$673 03/31/2020
American Century Companies Inc.86,211$659 03/31/2020
     HTGC86,211$659 03/31/2020
Standard Life Aberdeen plc85,000$650 03/31/2020
     HTGC85,000$650 03/31/2020
New York State Common Retirement Fund82,683$632 03/31/2020
     HTGC82,683$632 03/31/2020
Creegan & Nassoura Financial Group LLC75,895$580 03/31/2020
     HTGC75,895$580 03/31/2020
Truist Financial Corp $529 03/31/2020
     HTGC67,531$516 03/31/2020
     DBCV 414,000$13 03/31/2020
Taylor Frigon Capital Management LLC68,110$520 03/31/2020
     HTGC68,110$520 03/31/2020
Boston Private Wealth LLC66,572$509 03/31/2020
     HTGC66,572$509 03/31/2020
Arkadios Wealth Advisors65,206$498 03/31/2020
     HTGC65,206$498 03/31/2020
DNB Asset Management AS64,415$492 03/31/2020
     HTGC64,415$492 03/31/2020
LPL Financial LLC62,134$475 03/31/2020
     HTGC62,134$475 03/31/2020
Naples Global Advisors LLC58,607$448 03/31/2020
     HTGC58,607$448 03/31/2020
Greenwich Investment Management Inc.58,380$446 03/31/2020
     HTGC58,380$446 03/31/2020
Caxton Associates LP55,517$424 03/31/2020
     HTGC55,517$424 03/31/2020
Aperio Group LLC51,334$392 03/31/2020
     HTGC51,334$392 03/31/2020
Avantax Advisory Services Inc.49,978$383 03/31/2020
     HTGC49,978$383 03/31/2020
Neuberger Berman Group LLC50,072$383 03/31/2020
     HTGC50,072$383 03/31/2020
Wakefield Asset Management LLLP43,564$333 03/31/2020
     HTGC43,564$333 03/31/2020
Tower Research Capital LLC TRC 42,592$325 03/31/2020
     HTGC42,592$325 03/31/2020
Old Port Advisors42,407$324 03/31/2020
     HTGC42,407$324 03/31/2020
Cambridge Investment Research Advisors Inc.42,138$322 03/31/2020
     HTGC42,138$322 03/31/2020
Trillium Asset Management LLC41,639$318 03/31/2020
     HTGC41,639$318 03/31/2020
Cerity Partners LLC41,384$317 03/31/2020
     HTGC41,384$317 03/31/2020
Sterling Investment Advisors Ltd.38,800$296 03/31/2020
     HTGC38,800$296 03/31/2020
Qube Research & Technologies Ltd38,207$292 03/31/2020
     HTGC38,207$292 03/31/2020
Steward Partners Investment Advisory LLC37,502$286 03/31/2020
     HTGC37,502$286 03/31/2020
Great West Life Assurance Co. Can36,548$282 03/31/2020
     HTGC36,548$282 03/31/2020
Cetera Advisors LLC35,789$273 03/31/2020
     HTGC35,789$273 03/31/2020
Two Sigma Investments LP35,256$269 03/31/2020
     HTGC35,256$269 03/31/2020
Envestnet Asset Management Inc.34,914$267 03/31/2020
     HTGC34,914$267 03/31/2020
Carnegie Capital Asset Management LLC34,640$265 03/31/2020
     HTGC34,640$265 03/31/2020
Tudor Investment Corp Et Al33,820$258 03/31/2020
     HTGC33,820$258 03/31/2020
Credit Suisse AG31,072$237 03/31/2020
     HTGC31,072$237 03/31/2020
Two Sigma Advisers LP29,900$228 03/31/2020
     HTGC29,900$228 03/31/2020
DC Investments Management LLC28,465$217 03/31/2020
     HTGC28,465$217 03/31/2020
Alps Advisors Inc.26,925$206 03/31/2020
     HTGC26,925$206 03/31/2020
Archer Investment Corp26,800$205 03/31/2020
     HTGC26,800$205 03/31/2020
Eagle Global Advisors LLC26,000$199 03/31/2020
     HTGC26,000$199 03/31/2020
Driehaus Capital Management LLC25,777$197 03/31/2020
     HTGC25,777$197 03/31/2020
Bank of America Corp DE25,478$195 03/31/2020
     HTGC25,478$195 03/31/2020
Aigen Investment Management LP25,074$192 03/31/2020
     HTGC25,074$192 03/31/2020
Wealthsource Partners LLC25,010$191 03/31/2020
     HTGC25,010$191 03/31/2020
Trexquant Investment LP24,541$187 03/31/2020
     HTGC24,541$187 03/31/2020
Belpointe Asset Management LLC13,354$187 12/31/2019
     HTGC13,354$187 12/31/2019
Creative Planning23,760$182 03/31/2020
     HTGC23,760$182 03/31/2020
Mirae Asset Global Investments Co. Ltd.23,856$182 03/31/2020
     HTGC23,856$182 03/31/2020
Sei Investments Co.20,935$171 03/31/2020
     HTGC20,935$171 03/31/2020
Private Advisor Group LLC21,893$167 03/31/2020
     HTGC21,893$167 03/31/2020
Bayesian Capital Management LP21,468$164 03/31/2020
     HTGC21,468$164 03/31/2020
Raymond James Financial Services Advisors Inc.21,129$161 03/31/2020
     HTGC21,129$161 03/31/2020
D. E. Shaw & Co. Inc.20,751$159 03/31/2020
     HTGC20,751$159 03/31/2020
Lido Advisors LLC20,801$159 03/31/2020
     HTGC20,801$159 03/31/2020
Stratos Wealth Partners LTD.19,180$147 03/31/2020
     HTGC19,180$147 03/31/2020
Victory Capital Management Inc.19,130$146 03/31/2020
     HTGC19,130$146 03/31/2020
B. Riley Wealth Management Inc.19,105$146 03/31/2020
     HTGC19,105$146 03/31/2020
Calton & Associates Inc.18,608$142 03/31/2020
     HTGC18,608$142 03/31/2020
Telemus Capital LLC10,000$140 12/31/2019
     HTGC10,000$140 12/31/2019
Ameriprise Financial Inc.17,594$135 03/31/2020
     HTGC17,594$135 03/31/2020
Wolverine Asset Management LLC17,430$133 03/31/2020
     HTGC17,430$133 03/31/2020
Shelton Capital Management16,750$128 03/31/2020
     HTGC16,750$128 03/31/2020
Squarepoint Ops LLC16,648$127 03/31/2020
     HTGC16,648$127 03/31/2020
ExodusPoint Capital Management LP16,277$124 03/31/2020
     HTGC16,277$124 03/31/2020
US Bancorp DE16,172$123 03/31/2020
     HTGC16,172$123 03/31/2020
Alberta Investment Management Corp16,009$122 03/31/2020
     HTGC16,009$122 03/31/2020
Kovack Advisors Inc.15,760$120 03/31/2020
     HTGC15,760$120 03/31/2020
Vestmark Advisory Solutions Inc.15,746$120 03/31/2020
     HTGC15,746$120 03/31/2020
Jane Street Group LLC15,550$119 03/31/2020
     HTGC15,550$119 03/31/2020
Quest Investment Management LLC15,315$117 03/31/2020
     HTGC15,315$117 03/31/2020
First National Bank of Mount Dora Trust Investment Services15,190$116 03/31/2020
     HTGC15,190$116 03/31/2020
SG Americas Securities LLC14,327$109 03/31/2020
     HTGC14,327$109 03/31/2020
Coastal Bridge Advisors LLC14,315$109 03/31/2020
     HTGC14,315$109 03/31/2020
Citigroup Inc.13,846$106 03/31/2020
     HTGC13,846$106 03/31/2020
Mid Atlantic Financial Management Inc. ADV13,615$104 03/31/2020
     HTGC13,615$104 03/31/2020
Stelac Advisory Services LLC13,275$101 03/31/2020
     HTGC13,275$101 03/31/2020
Sit Investment Associates Inc.13,100$100 03/31/2020
     HTGC13,100$100 03/31/2020
First Allied Advisory Services Inc.12,789$98 03/31/2020
     HTGC12,789$98 03/31/2020
Magnus Financial Group LLC12,100$92 03/31/2020
     HTGC12,100$92 03/31/2020
Proequities Inc. $85 03/31/2020
     HTGC11,164$85 03/31/2020
     Put0$0 03/31/2020
     Call0$0 03/31/2020
     DBCV 40$0 03/31/2020
Allianz Asset Management GmbH11,027$84 03/31/2020
     HTGC11,027$84 03/31/2020
Sunbelt Securities Inc.10,617$81 03/31/2020
     HTGC10,617$81 03/31/2020
Gotham Asset Management LLC10,074$77 03/31/2020
     HTGC10,074$77 03/31/2020
Marshall Wace North America L.P.9,394$71 03/31/2020
     HTGC9,394$71 03/31/2020
Advisory Services Network LLC8,387$64 03/31/2020
     HTGC8,387$64 03/31/2020
Lazard Asset Management LLC7,000$53 03/31/2020
     HTGC7,000$53 03/31/2020
Lindbrook Capital LLC6,000$46 03/31/2020
     HTGC6,000$46 03/31/2020
Private Ocean LLC4,670$35 03/31/2020
     HTGC4,670$35 03/31/2020
Optimum Investment Advisors3,500$27 03/31/2020
     HTGC3,500$27 03/31/2020
Covington Capital Management3,500$27 03/31/2020
     HTGC3,500$27 03/31/2020
Highlander Capital Management LLC3,532$27 03/31/2020
     HTGC3,532$27 03/31/2020
Parallel Advisors LLC3,186$24 03/31/2020
     HTGC3,186$24 03/31/2020
Tradewinds Capital Management LLC2,308$18 03/31/2020
     HTGC2,308$18 03/31/2020
Advisory Alpha LLC1,957$17 03/31/2020
     HTGC1,957$17 03/31/2020
Atticus Wealth Management LLC2,180$17 03/31/2020
     HTGC2,180$17 03/31/2020
Private Capital Group LLC2,148$16 03/31/2020
     HTGC2,148$16 03/31/2020
Trustcore Financial Services LLC1,955$15 03/31/2020
     HTGC1,955$15 03/31/2020
tru Independence LLC2,000$15 03/31/2020
     HTGC2,000$15 03/31/2020
Group One Trading L.P. $14 03/31/2020
     HTGC1,200$9 03/31/2020
     Call700$5 03/31/2020
BNP Paribas Arbitrage SA1,823$14 03/31/2020
     HTGC1,823$14 03/31/2020
Lake Point Wealth Management1,850$14 03/31/2020
     HTGC1,850$14 03/31/2020
Northwestern Mutual Wealth Management Co.1,500$11 03/31/2020
     HTGC1,500$11 03/31/2020
Plante Moran Financial Advisors LLC1,392$11 03/31/2020
     HTGC1,392$11 03/31/2020
Ancora Advisors LLC1,250$10 03/31/2020
     HTGC1,250$10 03/31/2020
Cordasco Financial Network1,278$10 03/31/2020
     HTGC1,278$10 03/31/2020
Orion Portfolio Solutions LLC1,157$9 03/31/2020
     HTGC1,157$9 03/31/2020
RMR Wealth Builders671$9 12/31/2019
     HTGC671$9 12/31/2019
Fifth Third Bancorp1,047$8 03/31/2020
     HTGC1,047$8 03/31/2020
Allworth Financial LP1,110$8 03/31/2020
     HTGC1,110$8 03/31/2020
Nelson Van Denburg & Campbell Wealth Management Group LLC1,060$8 03/31/2020
     HTGC1,060$8 03/31/2020
BDO Wealth Advisors LLC1,028$8 03/31/2020
     HTGC1,028$8 03/31/2020
First Manhattan Co.825$6 03/31/2020
     HTGC825$6 03/31/2020
Delta Asset Management LLC TN800$6 03/31/2020
     HTGC800$6 03/31/2020
CWM LLC737$6 03/31/2020
     HTGC737$6 03/31/2020
Sowell Financial Services LLC820$6 03/31/2020
     HTGC820$6 03/31/2020
ClariVest Asset Management LLC645$5 03/31/2020
     HTGC645$5 03/31/2020
Signaturefd LLC648$5 03/31/2020
     HTGC648$5 03/31/2020
Synovus Financial Corp504$4 03/31/2020
     HTGC504$4 03/31/2020
Benjamin F. Edwards & Company Inc.500$4 03/31/2020
     HTGC500$4 03/31/2020
Quantbot Technologies LP600$4 03/31/2020
     HTGC600$4 03/31/2020
Jacobi Capital Management LLC500$4 03/31/2020
     HTGC500$4 03/31/2020
Vectors Research Management LLC350$3 03/31/2020
     HTGC350$3 03/31/2020
CENTRAL TRUST Co250$2 03/31/2020
     HTGC250$2 03/31/2020
Manchester Financial Inc.243$2 03/31/2020
     HTGC243$2 03/31/2020
Valeo Financial Advisors LLC217$2 03/31/2020
     HTGC217$2 03/31/2020
Ameritas Investment Company LLC100$1 03/31/2020
     HTGC100$1 03/31/2020
Western Asset Management Company LLC2$1 03/31/2020
     HTGC2$1 03/31/2020
AlphaMark Advisors LLC90$1 03/31/2020
     HTGC90$1 03/31/2020
Wealthcare Advisory Partners LLC99$1 03/31/2020
     HTGC99$1 03/31/2020
Global Wealth Management Investment Advisory Inc.170$1 03/31/2020
     HTGC170$1 03/31/2020
FMR LLC1$0 03/31/2020
     HTGC1$0 03/31/2020
Enterprise Financial Services Corp0$0 03/31/2020
     HTGC0$0 03/31/2020
Cutler Group LP $-8 03/31/2020
     Put2,400$12 03/31/2020
     HTGC500$3 03/31/2020
     Call10,500$1 03/31/2020
Wolverine Trading LLC $-14 03/31/2020
     Put11,900$94 03/31/2020
     Call10,100$80 03/31/2020
Atom Investors LP $-20 03/31/2020
     Put2,600$20 03/31/2020
Simplex Trading LLC160$-50 03/31/2020
     Put553$422 03/31/2020
     HTGC32,812$250 03/31/2020
     Call160$122 03/31/2020

See Summary: Institutional Holders of HTGC
See Details: Top 10 Hedge Funds Holding HTGC
Also See: HTGC Insider Buying
Also See: HTGC Holdings Changes

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