HoldingsChannel.com
Funds Holding HTGC
HolderAmountPosition Size
($ in 1000's)
 As of
JPMorgan Chase & Co. $47,632 06/30/2019
     HTGC1,960,459$24,917 06/30/2019
     BOND22,683,000$22,715 06/30/2019
SHANDA ASSET MANAGEMENT HOLDINGS Ltd3,505,755$44,944 06/30/2019
     HTGC3,505,755$44,944 06/30/2019
Price T Rowe Associates Inc. MD2,388,538$30,621 06/30/2019
     HTGC2,388,538$30,621 06/30/2019
Steelhead Partners LLC $30,515 06/30/2019
     DBCV 430,387,000$30,515 06/30/2019
Royal Bank of Canada $27,811 06/30/2019
     HTGC2,168,039$27,795 06/30/2019
     DBCV 416,000$16 06/30/2019
UBS Asset Management Americas Inc. $27,142 06/30/2019
     CORP BOND US27,200,000$27,142 06/30/2019
Sound Income Strategies LLC1,903,877$25,455 09/30/2019
     HTGC1,903,877$25,455 09/30/2019
UBS Group AG1,388,241$17,797 06/30/2019
     HTGC1,388,241$17,797 06/30/2019
CNH Partners LLC $17,475 06/30/2019
     DBCV 417,425,000$17,475 06/30/2019
Granite Investment Partners LLC1,339,276$17,170 06/30/2019
     HTGC1,339,276$17,170 06/30/2019
Millennium Management LLC4,203,685$16,016 06/30/2019
     HTGC4,203,685$16,016 06/30/2019
Muzinich & Co. Inc.1,156,524$14,827 06/30/2019
     HTGC1,156,524$14,827 06/30/2019
Raymond James & Associates $14,007 06/30/2019
     DBCV 411,515,000$11,519 06/30/2019
     HTGC194,045$2,488 06/30/2019
Advisors Capital Management LLC1,024,464$13,134 06/30/2019
     HTGC1,024,464$13,134 06/30/2019
Wells Fargo & Company MN $12,921 06/30/2019
     HTGC1,005,692$12,893 06/30/2019
     DBCV 428,000$28 06/30/2019
Oaktree Capital Management LP $11,540 06/30/2019
     CV SR UNSEC NT11,507,000$11,540 06/30/2019
Centaurus Financial Inc.837,974$10,743 06/30/2019
     HTGC837,974$10,743 06/30/2019
Van ECK Associates Corp823,355$10,555 06/30/2019
     HTGC823,355$10,555 06/30/2019
Confluence Investment Management LLC782,087$10,026 06/30/2019
     HTGC782,087$10,026 06/30/2019
Morgan Stanley761,619$9,764 06/30/2019
     HTGC761,619$9,764 06/30/2019
S&T Bank PA632,113$8,103 06/30/2019
     HTGC632,113$8,103 06/30/2019
Wellesley Asset Management $7,878 06/30/2019
     47,856$7,878 06/30/2019
Palisade Capital Management LLC NJ $7,010 06/30/2019
     DBCV 46,420,000$6,432 06/30/2019
     HTGC45,100$578 06/30/2019
Deutsche Bank AG $6,851 06/30/2019
     DBCV 43,936,000$3,936 06/30/2019
     HTGC227,459$2,915 06/30/2019
Guggenheim Capital LLC517,018$6,628 06/30/2019
     HTGC517,018$6,628 06/30/2019
Bank of Montreal Can503,271$6,451 06/30/2019
     HTGC503,271$6,451 06/30/2019
Legal & General Group Plc500,978$6,420 06/30/2019
     HTGC500,978$6,420 06/30/2019
Stifel Financial Corp475,971$6,089 06/30/2019
     HTGC475,971$6,089 06/30/2019
BlackRock Inc.434,057$5,565 06/30/2019
     HTGC434,057$5,565 06/30/2019
Monarch Partners Asset Management LLC386,487$4,955 06/30/2019
     HTGC386,487$4,955 06/30/2019
LSV Asset Management385,160$4,937 06/30/2019
     HTGC385,160$4,937 06/30/2019
Two Sigma Investments LP382,319$4,901 06/30/2019
     HTGC382,319$4,901 06/30/2019
Gilman Hill Asset Management LLC377,995$4,846 06/30/2019
     HTGC377,995$4,846 06/30/2019
Mckinley Capital Management LLC Delaware328,221$4,208 06/30/2019
     HTGC328,221$4,208 06/30/2019
Miller Howard Investments Inc. NY308,552$3,956 06/30/2019
     HTGC308,552$3,956 06/30/2019
Parametric Portfolio Associates LLC294,737$3,779 06/30/2019
     HTGC294,737$3,779 06/30/2019
Virtus ETF Advisers LLC262,743$3,368 06/30/2019
     HTGC262,743$3,368 06/30/2019
Trillium Asset Management LLC255,398$3,274 06/30/2019
     HTGC255,398$3,274 06/30/2019
Citadel Advisors LLC $3,264 06/30/2019
     HTGC269,108$3,450 06/30/2019
     Put14,500$186 06/30/2019
Northern Trust Corp251,944$3,230 06/30/2019
     HTGC251,944$3,230 06/30/2019
Advisors Asset Management Inc.249,465$3,198 06/30/2019
     HTGC249,465$3,198 06/30/2019
Alliancebernstein L.P.247,107$3,168 06/30/2019
     HTGC247,107$3,168 06/30/2019
Advisory Research Inc.244,474$3,134 06/30/2019
     HTGC244,474$3,134 06/30/2019
Goldman Sachs Group Inc.235,538$3,020 06/30/2019
     HTGC235,538$3,020 06/30/2019
Thrivent Financial for Lutherans $2,801 06/30/2019
     DBCV 42,800,000$2,801 06/30/2019
Polaris Capital Management LLC213,445$2,736 06/30/2019
     HTGC213,445$2,736 06/30/2019
A. D. Beadell Investment Counsel Inc.205,165$2,630 06/30/2019
     HTGC205,165$2,630 06/30/2019
Westwood Holdings Group Inc. $2,454 06/30/2019
     CONVERTIBLE BOND2,400,000$2,454 06/30/2019
Greenwich Investment Management Inc.174,455$2,237 06/30/2019
     HTGC174,455$2,237 06/30/2019
Susquehanna International Group LLP $2,216 06/30/2019
     HTGC335,230$4,298 06/30/2019
     Put162,400$2,082 06/30/2019
Putnam Investments LLC165,844$2,126 06/30/2019
     HTGC165,844$2,126 06/30/2019
California Public Employees Retirement System161,300$2,068 06/30/2019
     HTGC161,300$2,068 06/30/2019
Janney Montgomery Scott LLC159,407$2,044 06/30/2019
     HTGC159,407$2,044 06/30/2019
PNC Financial Services Group Inc.155,549$1,994 06/30/2019
     HTGC155,549$1,994 06/30/2019
Credit Agricole S A133,330$1,709 06/30/2019
     HTGC133,330$1,709 06/30/2019
Macquarie Group Ltd.133,061$1,706 06/30/2019
     HTGC133,061$1,706 06/30/2019
Commonwealth Equity Services LLC132,611$1,700 06/30/2019
     HTGC132,611$1,700 06/30/2019
D. E. Shaw & Co. Inc.128,343$1,645 06/30/2019
     HTGC128,343$1,645 06/30/2019
Invesco Ltd.124,857$1,601 06/30/2019
     HTGC124,857$1,601 06/30/2019
LPL Financial LLC122,279$1,568 06/30/2019
     HTGC122,279$1,568 06/30/2019
Alphasimplex Group LLC120,022$1,539 06/30/2019
     HTGC120,022$1,539 06/30/2019
Bramshill Investments LLC116,458$1,493 06/30/2019
     HTGC116,458$1,493 06/30/2019
Taylor Frigon Capital Management LLC115,335$1,478 06/30/2019
     HTGC115,335$1,478 06/30/2019
HighTower Advisors LLC110,551$1,418 06/30/2019
     HTGC110,551$1,418 06/30/2019
Skandinaviska Enskilda Banken AB publ 108,800$1,395 06/30/2019
     HTGC108,800$1,395 06/30/2019
Bank of New York Mellon Corp $1,291 06/30/2019
     HTGC77,282$991 06/30/2019
     DBCV300,000$300 06/30/2019
Delphi Management Inc. MA96,487$1,290 09/30/2019
     HTGC96,487$1,290 09/30/2019
Lord Abbett & CO. LLC90,900$1,165 06/30/2019
     HTGC90,900$1,165 06/30/2019
New York State Common Retirement Fund87,812$1,126 06/30/2019
     HTGC87,812$1,126 06/30/2019
Credit Suisse AG86,643$1,111 06/30/2019
     HTGC86,643$1,111 06/30/2019
Ladenburg Thalmann Financial Services Inc. $1,032 06/30/2019
     HTGC79,176$1,015 06/30/2019
     DBCV 417,000$17 06/30/2019
Jag Capital Management LLC74,430$954 06/30/2019
     HTGC74,430$954 06/30/2019
PVG Asset Management Corp73,980$948 06/30/2019
     HTGC73,980$948 06/30/2019
North Star Investment Management Corp. $936 09/30/2019
     Convertible508,000$520 09/30/2019
     HTGC31,099$416 09/30/2019
Cetera Advisors LLC72,818$932 06/30/2019
     HTGC72,818$932 06/30/2019
Two Sigma Advisers LP69,944$897 06/30/2019
     HTGC69,944$897 06/30/2019
Driehaus Capital Management LLC69,053$885 06/30/2019
     HTGC69,053$885 06/30/2019
DNB Asset Management AS66,739$856 06/30/2019
     HTGC66,739$856 06/30/2019
Glovista Investments LLC63,817$818 06/30/2019
     HTGC63,817$818 06/30/2019
Aptus Capital Advisors LLC60,175$771 06/30/2019
     HTGC60,175$771 06/30/2019
Naples Global Advisors LLC59,540$763 06/30/2019
     HTGC59,540$763 06/30/2019
Advisor Group Inc. $712 06/30/2019
     HTGC55,106$706 06/30/2019
     DBCV 46$6 06/30/2019
Alken Asset Management Ltd. $701 06/30/2019
     US DOMESTIC700,000$701 06/30/2019
CIBC Private Wealth Group LLC54,487$699 06/30/2019
     HTGC54,487$699 06/30/2019
Magnetar Financial LLC50,000$641 06/30/2019
     HTGC50,000$641 06/30/2019
Aperio Group LLC48,510$622 06/30/2019
     HTGC48,510$622 06/30/2019
Arrowstreet Capital Limited Partnership46,800$600 06/30/2019
     HTGC46,800$600 06/30/2019
Summit Global Investments46,712$599 06/30/2019
     HTGC46,712$599 06/30/2019
Carnegie Capital Asset Management LLC45,874$588 06/30/2019
     HTGC45,874$588 06/30/2019
Cambridge Investment Research Advisors Inc.44,834$575 06/30/2019
     HTGC44,834$575 06/30/2019
Old Port Advisors43,423$572 09/30/2019
     HTGC43,423$572 09/30/2019
BB&T Securities LLC $547 06/30/2019
     HTGC41,705$534 06/30/2019
     DBCV 414,000$13 06/30/2019
Envestnet Asset Management Inc.37,745$484 06/30/2019
     HTGC37,745$484 06/30/2019
Sigma Planning Corp37,464$480 06/30/2019
     HTGC37,464$480 06/30/2019
Neuberger Berman Group LLC33,454$429 06/30/2019
     HTGC33,454$429 06/30/2019
Cubist Systematic Strategies LLC33,061$424 06/30/2019
     HTGC33,061$424 06/30/2019
Tudor Investment Corp Et Al29,987$384 06/30/2019
     HTGC29,987$384 06/30/2019
Great West Life Assurance Co. Can30,045$384 06/30/2019
     HTGC30,045$384 06/30/2019
TCW Group Inc.29,200$374 06/30/2019
     HTGC29,200$374 06/30/2019
Creative Planning28,430$364 06/30/2019
     HTGC28,430$364 06/30/2019
Mirae Asset Global Investments Co. Ltd.27,741$356 06/30/2019
     HTGC27,741$356 06/30/2019
Dean Capital Investments Management LLC26,348$338 06/30/2019
     HTGC26,348$338 06/30/2019
Wealthsource Partners LLC25,635$329 06/30/2019
     HTGC25,635$329 06/30/2019
GSA Capital Partners LLP25,244$324 06/30/2019
     HTGC25,244$324 06/30/2019
Rational Advisors LLC25,000$321 06/30/2019
     HTGC25,000$321 06/30/2019
Monashee Investment Management LLC25,000$321 06/30/2019
     HTGC25,000$321 06/30/2019
Stephens Inc. AR23,516$301 06/30/2019
     HTGC23,516$301 06/30/2019
Salzhauer Michael23,000$295 06/30/2019
     HTGC23,000$295 06/30/2019
Eagle Global Advisors LLC22,900$294 06/30/2019
     HTGC22,900$294 06/30/2019
Bank of America Corp DE20,829$267 06/30/2019
     HTGC20,829$267 06/30/2019
Suntrust Banks Inc.20,582$264 06/30/2019
     HTGC20,582$264 06/30/2019
Private Advisor Group LLC20,623$264 06/30/2019
     HTGC20,623$264 06/30/2019
Wiley BROS. Aintree Capital LLC19,350$259 09/30/2019
     HTGC19,350$259 09/30/2019
EJF Capital LLC20,000$256 06/30/2019
     HTGC20,000$256 06/30/2019
SG Americas Securities LLC19,057$244 06/30/2019
     HTGC19,057$244 06/30/2019
Sei Investments Co.17,568$228 06/30/2019
     HTGC17,568$228 06/30/2019
Private Portfolio Partners LLC17,587$225 06/30/2019
     HTGC17,587$225 06/30/2019
OxFORD Asset Management LLP17,439$224 06/30/2019
     HTGC17,439$224 06/30/2019
Opus Capital Group LLC17,345$222 06/30/2019
     HTGC17,345$222 06/30/2019
Raymond James Financial Services Advisors Inc.16,890$217 06/30/2019
     HTGC16,890$217 06/30/2019
Alberta Investment Management Corp16,009$205 06/30/2019
     HTGC16,009$205 06/30/2019
CIBC World Markets Inc.15,578$200 06/30/2019
     HTGC15,578$200 06/30/2019
WESPAC Advisors LLC15,336$197 06/30/2019
     HTGC15,336$197 06/30/2019
Quest Investment Management LLC15,315$196 06/30/2019
     HTGC15,315$196 06/30/2019
Telemus Capital LLC15,000$195 06/30/2019
     HTGC15,000$195 06/30/2019
US Bancorp DE14,176$182 06/30/2019
     HTGC14,176$182 06/30/2019
Wedbush Securities Inc.13,657$175 06/30/2019
     HTGC13,657$175 06/30/2019
Sit Investment Associates Inc.13,100$168 06/30/2019
     HTGC13,100$168 06/30/2019
Financial Counselors Inc.13,115$168 06/30/2019
     HTGC13,115$168 06/30/2019
Citigroup Inc.12,874$165 06/30/2019
     HTGC12,874$165 06/30/2019
OneAscent Financial Services LLC12,906$165 06/30/2019
     HTGC12,906$165 06/30/2019
Comerica Bank12,615$164 06/30/2019
     HTGC12,615$164 06/30/2019
Atria Investments LLC12,806$164 06/30/2019
     HTGC12,806$164 06/30/2019
First Allied Advisory Services Inc.12,556$161 06/30/2019
     HTGC12,556$161 06/30/2019
Kovack Advisors Inc.12,418$159 06/30/2019
     HTGC12,418$159 06/30/2019
Trexquant Investment LP11,680$150 06/30/2019
     HTGC11,680$150 06/30/2019
Proequities Inc. $146 06/30/2019
     HTGC11,398$146 06/30/2019
     Put0$0 06/30/2019
     Call0$0 06/30/2019
     DBCV 40$0 06/30/2019
Magnus Financial Group LLC11,000$141 06/30/2019
     HTGC11,000$141 06/30/2019
First National Bank of Mount Dora Trust Investment Services10,100$135 09/30/2019
     HTGC10,100$135 09/30/2019
H D Vest Advisory Services10,474$134 06/30/2019
     HTGC10,474$134 06/30/2019
Stelac Advisory Services LLC10,436$134 06/30/2019
     HTGC10,436$134 06/30/2019
Quantamental Technologies LLC9,889$127 06/30/2019
     HTGC9,889$127 06/30/2019
Prelude Capital Management LLC7,700$99 06/30/2019
     HTGC7,700$99 06/30/2019
Advisory Services Network LLC7,611$98 06/30/2019
     HTGC7,611$98 06/30/2019
Jefferies Group LLC $97 06/30/2019
     DBCV 497,000$97 06/30/2019
Lazard Asset Management LLC7,000$89 06/30/2019
     HTGC7,000$89 06/30/2019
Optimum Investment Advisors6,500$83 06/30/2019
     HTGC6,500$83 06/30/2019
Smithfield Trust Co.4,895$63 06/30/2019
     HTGC4,895$63 06/30/2019
Private Ocean LLC4,670$59 06/30/2019
     HTGC4,670$59 06/30/2019
Private Capital Group LLC4,444$56 06/30/2019
     HTGC4,444$56 06/30/2019
Parallel Advisors LLC3,983$51 06/30/2019
     HTGC3,983$51 06/30/2019
Covington Capital Management3,500$45 06/30/2019
     HTGC3,500$45 06/30/2019
Highlander Capital Management LLC3,532$45 06/30/2019
     HTGC3,532$45 06/30/2019
Cutler Group LP $45 06/30/2019
     HTGC3,900$49 06/30/2019
     Put9,900$4 06/30/2019
Quantbot Technologies LP3,474$44 06/30/2019
     HTGC3,474$44 06/30/2019
West Oak Capital LLC3,000$40 09/30/2019
     HTGC3,000$40 09/30/2019
Rehmann Capital Advisory Group2,602$33 06/30/2019
     HTGC2,602$33 06/30/2019
Cordasco Financial Network2,526$32 06/30/2019
     HTGC2,526$32 06/30/2019
Tradewinds Capital Management LLC2,151$28 06/30/2019
     HTGC2,151$28 06/30/2019
Trustcore Financial Services LLC1,955$25 06/30/2019
     HTGC1,955$25 06/30/2019
BNP Paribas Arbitrage SA1,878$24 06/30/2019
     HTGC1,878$24 06/30/2019
James Investment Research Inc.1,800$23 06/30/2019
     HTGC1,800$23 06/30/2019
Lake Point Wealth Management1,750$22 06/30/2019
     HTGC1,750$22 06/30/2019
AdvisorNet Financial Inc1,200$15 06/30/2019
     HTGC1,200$15 06/30/2019
Allworth Financial LP1,051$14 09/30/2019
     HTGC1,051$14 09/30/2019
Steward Partners Investment Advisory LLC1,146$14 06/30/2019
     HTGC1,146$14 06/30/2019
Gemmer Asset Management LLC950$13 09/30/2019
     HTGC950$13 09/30/2019
Plante Moran Financial Advisors LLC933$12 06/30/2019
     HTGC933$12 06/30/2019
Advantage Investment Management LLC800$11 09/30/2019
     HTGC800$11 09/30/2019
Trust Co. of Vermont748$10 06/30/2019
     HTGC748$10 06/30/2019
Barclays PLC700$9 06/30/2019
     HTGC700$9 06/30/2019
Benjamin F. Edwards & Company Inc.600$8 06/30/2019
     HTGC600$8 06/30/2019
Wealthcare Advisory Partners LLC609$8 06/30/2019
     HTGC609$8 06/30/2019
Enterprise Financial Services Corp600$7 06/30/2019
     HTGC600$7 06/30/2019
Alpha Omega Wealth Management LLC549$7 06/30/2019
     HTGC549$7 06/30/2019
Jacobi Capital Management LLC500$6 06/30/2019
     HTGC500$6 06/30/2019
Taylor Hoffman Wealth Management500$6 06/30/2019
     HTGC500$6 06/30/2019
Next Capital Management LLC432$6 06/30/2019
     HTGC432$6 06/30/2019
Thompson Siegel & Walmsley LLC356$5 06/30/2019
     HTGC356$5 06/30/2019
Massmutual Trust Co. FSB ADV374$5 06/30/2019
     HTGC374$5 06/30/2019
Larson Financial Group LLC200$3 09/30/2019
     HTGC200$3 09/30/2019
First Manhattan Co.300$3 06/30/2019
     HTGC300$3 06/30/2019
Quad Cities Investment Group LLC300$3 06/30/2019
     HTGC300$3 06/30/2019
Western Asset Management Company LLC2$1 06/30/2019
     HTGC2$1 06/30/2019
FMR LLC1$0 06/30/2019
     HTGC1$0 06/30/2019
Hilton Capital Management LLC25$0 06/30/2019
     HTGC25$0 06/30/2019
Aspire Private Capital LLC25$0 06/30/2019
     HTGC25$0 06/30/2019
Simplex Trading LLC $-100 06/30/2019
     Put94$120 06/30/2019
     HTGC1,519$19 06/30/2019
     Call1$1 06/30/2019
Wolverine Trading LLC10,880$-311 06/30/2019
     Put35,100$450 06/30/2019
     HTGC10,880$139 06/30/2019

See Summary: Institutional Holders of HTGC
See Details: Top 10 Hedge Funds Holding HTGC
Also See: HTGC Insider Buying
Also See: HTGC Holdings Changes

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