HoldingsChannel.com
Funds Holding HSBC
HolderAmountPosition Size
($ in 1000's)		 As of
Fisher Asset Management LLC15,876,496$607,594 09/30/2019
     HSBC15,876,496$607,594 09/30/2019
Dimensional Fund Advisors LP11,095,562$424,627 09/30/2019
     HSBC11,095,562$424,627 09/30/2019
Renaissance Technologies LLC6,464,518$247,397 09/30/2019
     HSBC6,464,518$247,397 09/30/2019
Bank of America Corp DE $172,344 09/30/2019
     HSBC4,325,083$165,520 09/30/2019
     HSBC.PRA259,394$6,824 09/30/2019
Northern Trust Corp4,453,789$170,446 09/30/2019
     HSBC4,453,789$170,446 09/30/2019
Cambiar Investors LLC3,586,289$137,247 09/30/2019
     HSBC3,586,289$137,247 09/30/2019
BlackRock Inc. $127,213 09/30/2019
     HSBC.PRA4,833,912$127,180 09/30/2019
     HSBC859$33 09/30/2019
Morgan Stanley $114,619 09/30/2019
     HSBC2,578,128$98,665 09/30/2019
     HSBC.PRA607,303$15,954 09/30/2019
LMR Partners LLP2,675,144$103,062 09/30/2019
     HSBC2,675,144$103,062 09/30/2019
JPMorgan Chase & Co.2,518,814$96,395 09/30/2019
     HSBC2,518,814$96,395 09/30/2019
Schafer Cullen Capital Management Inc $93,622 09/30/2019
     HSBC2,441,185$93,424 09/30/2019
     COM25,737$198 09/30/2019
Parametric Portfolio Associates LLC2,436,427$93,242 09/30/2019
     HSBC2,436,427$93,242 09/30/2019
Goldman Sachs Group Inc. $86,719 09/30/2019
     HSBC2,225,918$85,185 09/30/2019
     HSBC.PRA58,312$1,534 09/30/2019
Harding Loevner LP2,193,410$83,942 09/30/2019
     HSBC2,193,410$83,942 09/30/2019
Segantii Capital Management Ltd2,091,933$80,581 09/30/2019
     HSBC2,091,933$80,581 09/30/2019
Royal Bank of Canada $77,143 09/30/2019
     HSBC1,887,775$72,246 09/30/2019
     HSBC.PRA204,346$5,375 09/30/2019
     Put12,500$478 09/30/2019
Ameriprise Financial Inc. $69,520 09/30/2019
     HSBC1,817,101$69,178 09/30/2019
     HSBC.PRA12,995$342 09/30/2019
Verition Fund Management LLC1,397,707$53,490 09/30/2019
     HSBC1,397,707$53,490 09/30/2019
Aperio Group LLC1,161,326$44,444 09/30/2019
     HSBC1,161,326$44,444 09/30/2019
Deutsche Bank AG1,041,420$39,854 09/30/2019
     HSBC1,041,420$39,854 09/30/2019
Wells Fargo & Company MN $37,708 09/30/2019
     HSBC885,514$33,888 09/30/2019
     HSBC.PRA145,201$3,820 09/30/2019
Carlson Capital L P857,900$32,832 09/30/2019
     HSBC857,900$32,832 09/30/2019
Cullen Capital Management LLC $27,645 09/30/2019
     HSBC694,650$26,584 09/30/2019
     COM137,700$1,061 09/30/2019
Matthews International Capital Management LLC663,537$25,394 09/30/2019
     HSBC663,537$25,394 09/30/2019
Envestnet Asset Management Inc.662,567$25,356 09/30/2019
     HSBC662,567$25,356 09/30/2019
Pinebridge Investments L.P. $22,993 09/30/2019
     HSBC.PRA873,911$22,993 09/30/2019
UBS Group AG $21,572 09/30/2019
     HSBC424,759$16,256 09/30/2019
     HSBC.PRA442,053$11,631 09/30/2019
     Put165,000$6,315 09/30/2019
NINE MASTS CAPITAL Ltd517,143$19,923 09/30/2019
     HSBC517,143$19,923 09/30/2019
Geode Capital Management LLC516,828$19,779 09/30/2019
     HSBC516,828$19,779 09/30/2019
Brandes Investment Partners LP467,093$17,876 09/30/2019
     HSBC467,093$17,876 09/30/2019
State Street Corp $16,149 09/30/2019
     HSBC.PRA613,788$16,149 09/30/2019
Raymond James & Associates $16,060 09/30/2019
     HSBC359,705$13,766 09/30/2019
     HSBC.PRA87,200$2,294 09/30/2019
Twin Tree Management LP $15,442 09/30/2019
     HSBC336,008$12,859 09/30/2019
     Call67,500$2,583 09/30/2019
Mirae Asset Global Investments Co. Ltd. $15,054 09/30/2019
     HSBC.PRA550,320$14,479 09/30/2019
     HSBC15,023$575 09/30/2019
Citigroup Inc. $13,932 09/30/2019
     HSBC766,992$29,353 09/30/2019
     Put577,900$22,116 09/30/2019
     Call145,900$5,583 09/30/2019
     HSBC.PRA42,265$1,112 09/30/2019
Janney Capital Management LLC342,313$13,100 09/30/2019
     HSBC342,313$13,100 09/30/2019
Bank of Montreal Can $12,566 09/30/2019
     HSBC275,699$10,552 09/30/2019
     HSBC.PRA76,536$2,014 09/30/2019
Parallax Volatility Advisers L.P. $12,505 09/30/2019
     Call468,400$17,927 09/30/2019
     Put147,400$5,639 09/30/2019
     HSBC5,662$217 09/30/2019
FIL Ltd315,849$12,088 09/30/2019
     HSBC315,849$12,088 09/30/2019
Capital Advisors Inc. OK284,462$11,873 09/30/2019
     HSBC284,462$11,873 09/30/2019
NWQ Investment Management Company LLC310,177$11,870 09/30/2019
     HSBC310,177$11,870 09/30/2019
Invesco Ltd. $11,646 09/30/2019
     HSBC.PRA259,284$6,822 09/30/2019
     HSBC126,059$4,824 09/30/2019
Janney Montgomery Scott LLC $11,397 09/30/2019
     HSBC291,588$11,159 09/30/2019
     HSBC.PRA9,056$238 09/30/2019
Oppenheimer Asset Management Inc.291,445$11,153 09/30/2019
     HSBC291,445$11,153 09/30/2019
Crossmark Global Holdings Inc.288,638$11,046 09/30/2019
     HSBC288,638$11,046 09/30/2019
Capstone Investment Advisors LLC $10,501 09/30/2019
     Call274,400$10,501 09/30/2019
Natixis Advisors L.P.271,694$10,397 09/30/2019
     HSBC271,694$10,397 09/30/2019
Millennium Management LLC265,014$10,142 09/30/2019
     HSBC265,014$10,142 09/30/2019
Comerica Bank254,900$10,058 09/30/2019
     HSBC254,900$10,058 09/30/2019
US Bancorp DE $9,716 09/30/2019
     HSBC246,601$9,437 09/30/2019
     HSBC.PRA10,625$279 09/30/2019
Clearbridge Investments LLC245,986$9,414 09/30/2019
     HSBC245,986$9,414 09/30/2019
CIBC Private Wealth Group LLC242,180$9,268 09/30/2019
     HSBC242,180$9,268 09/30/2019
Advisor Group Inc. $9,197 09/30/2019
     HSBC.PRA306,441$8,063 09/30/2019
     HSBC29,564$1,134 09/30/2019
First Trust Advisors LP $9,176 09/30/2019
     HSBC.PRA186,486$4,895 09/30/2019
     HSBC111,868$4,281 09/30/2019
HighTower Advisors LLC $8,770 09/30/2019
     HSBC222,074$8,513 09/30/2019
     HSBC.PRA9,750$257 09/30/2019
Canada Pension Plan Investment Board229,100$8,768 09/30/2019
     HSBC229,100$8,768 09/30/2019
Two Sigma Investments LP $8,405 09/30/2019
     HSBC221,644$8,482 09/30/2019
     Put14,500$555 09/30/2019
     Call12,500$478 09/30/2019
Noesis Capital Mangement Corp $8,352 09/30/2019
     HSBC187,499$7,176 09/30/2019
     HSBC.PRA44,692$1,176 09/30/2019
OLD Mission Capital LLC206,712$7,911 09/30/2019
     HSBC206,712$7,911 09/30/2019
Guardian Capital Advisors LP207,811$7,716 09/30/2019
     HSBC207,811$7,716 09/30/2019
PARK CIRCLE Co185,030$7,081 09/30/2019
     HSBC185,030$7,081 09/30/2019
Cowen Investment Management LLC179,884$6,884 09/30/2019
     HSBC179,884$6,884 09/30/2019
Susquehanna International Securities Ltd. $6,610 09/30/2019
     Call726,800$27,815 09/30/2019
     Put554,100$21,205 09/30/2019
SG Americas Securities LLC171,933$6,580 09/30/2019
     HSBC171,933$6,580 09/30/2019
BOKF NA171,208$6,552 09/30/2019
     HSBC171,208$6,552 09/30/2019
Ferguson Wellman Capital Management Inc.168,601$6,452 09/30/2019
     HSBC168,601$6,452 09/30/2019
Stifel Financial Corp $6,168 09/30/2019
     HSBC154,111$5,899 09/30/2019
     HSBC.PRA10,254$269 09/30/2019
CIBC World Markets Inc.143,770$5,502 09/30/2019
     HSBC143,770$5,502 09/30/2019
Point72 Asset Management L.P.141,742$5,424 09/30/2019
     HSBC141,742$5,424 09/30/2019
Tocqueville Asset Management L.P.141,484$5,415 09/30/2019
     HSBC141,484$5,415 09/30/2019
Walleye Trading LLC $5,369 09/30/2019
     Call247,700$9,479 09/30/2019
     Put107,400$4,110 09/30/2019
First Republic Investment Management Inc.139,422$5,336 09/30/2019
     HSBC139,422$5,336 09/30/2019
M&T Bank Corp136,409$5,220 09/30/2019
     HSBC136,409$5,220 09/30/2019
Hutchinson Capital Management CA129,907$4,972 09/30/2019
     HSBC129,907$4,972 09/30/2019
Glenmede Trust Co. NA $4,848 09/30/2019
     HSBC118,837$4,546 09/30/2019
     HSBC.PRA11,525$302 09/30/2019
DRW Securities LLC122,785$4,699 09/30/2019
     HSBC122,785$4,699 09/30/2019
Hennessy Advisors Inc.117,310$4,489 09/30/2019
     HSBC117,310$4,489 09/30/2019
Bank of New York Mellon Corp117,076$4,480 09/30/2019
     HSBC117,076$4,480 09/30/2019
Brown Advisory Inc.110,857$4,243 09/30/2019
     HSBC110,857$4,243 09/30/2019
Jarislowsky Fraser Ltd110,240$4,218 09/30/2019
     HSBC110,240$4,218 09/30/2019
Manatuck Hill Partners LLC107,448$4,112 09/30/2019
     HSBC107,448$4,112 09/30/2019
Tweedy Browne Co LLC106,475$4,075 09/30/2019
     HSBC106,475$4,075 09/30/2019
American Assets Investment Management LLC99,381$3,803 09/30/2019
     HSBC99,381$3,803 09/30/2019
United Capital Financial Advisers LLC95,266$3,646 09/30/2019
     HSBC95,266$3,646 09/30/2019
Hsbc Holdings PLC $3,550 09/30/2019
     HSBC.PRA134,943$3,550 09/30/2019
BB&T Corp85,366$3,267 09/30/2019
     HSBC85,366$3,267 09/30/2019
Private Advisor Group LLC $3,129 09/30/2019
     HSBC70,729$2,704 09/30/2019
     HSBC.PRA16,135$425 09/30/2019
PNC Financial Services Group Inc. $3,098 09/30/2019
     HSBC68,839$2,634 09/30/2019
     HSBC.PRA17,622$464 09/30/2019
Stellar Capital Management LLC78,058$2,987 09/30/2019
     HSBC78,058$2,987 09/30/2019
Maven Securities LTD77,300$2,972 09/30/2019
     HSBC77,300$2,972 09/30/2019
Augustine Asset Management Inc.74,162$2,838 09/30/2019
     HSBC74,162$2,838 09/30/2019
LPL Financial LLC $2,796 09/30/2019
     HSBC36,643$1,402 09/30/2019
     HSBC.PRA52,967$1,394 09/30/2019
Commonwealth Equity Services LLC $2,647 09/30/2019
     HSBC39,859$1,525 09/30/2019
     HSBC.PRA42,675$1,122 09/30/2019
Bell Bank67,800$2,595 09/30/2019
     HSBC67,800$2,595 09/30/2019
Guggenheim Capital LLC66,281$2,537 09/30/2019
     HSBC66,281$2,537 09/30/2019
ETRADE Capital Management LLC62,589$2,395 09/30/2019
     HSBC62,589$2,395 09/30/2019
Deroy & Devereaux Private Investment Counsel Inc. $2,342 09/30/2019
     HSBC.PRA89,000$2,342 09/30/2019
Prelude Capital Management LLC60,468$2,314 09/30/2019
     HSBC60,468$2,314 09/30/2019
Strategic Advisors LLC59,880$2,292 09/30/2019
     HSBC59,880$2,292 09/30/2019
Sei Investments Co.58,211$2,255 09/30/2019
     HSBC58,211$2,255 09/30/2019
Grantham Mayo Van Otterloo & Co. LLC57,000$2,181 09/30/2019
     HSBC57,000$2,181 09/30/2019
Neuberger Berman Group LLC $2,178 09/30/2019
     HSBC50,066$1,916 09/30/2019
     HSBC.PRA9,943$262 09/30/2019
The Manufacturers Life Insurance Company  $2,105 09/30/2019
     HSBC.PRA80,000$2,105 09/30/2019
A.R.T. Advisors LLC51,996$1,990 09/30/2019
     HSBC51,996$1,990 09/30/2019
First Manhattan Co. $1,967 09/30/2019
     HSBC50,852$1,946 09/30/2019
     HSBC.PRA818$21 09/30/2019
Kovitz Investment Group Partners LLC50,221$1,922 09/30/2019
     HSBC50,221$1,922 09/30/2019
Jane Street Group LLC $1,904 09/30/2019
     HSBC41,943$1,605 09/30/2019
     Call7,800$299 09/30/2019
D. E. Shaw & Co. Inc. $1,880 09/30/2019
     Call150,000$5,741 09/30/2019
     Put100,900$3,861 09/30/2019
World Asset Management Inc48,782$1,867 09/30/2019
     HSBC48,782$1,867 09/30/2019
Credit Suisse AG48,739$1,866 09/30/2019
     HSBC48,739$1,866 09/30/2019
Wetherby Asset Management Inc.48,483$1,855 09/30/2019
     HSBC48,483$1,855 09/30/2019
Raymond James Financial Services Advisors Inc. $1,813 09/30/2019
     HSBC37,705$1,443 09/30/2019
     HSBC.PRA14,068$370 09/30/2019
Fifth Third Bancorp $1,784 09/30/2019
     HSBC45,934$1,758 09/30/2019
     HSBC.PRA1,000$26 09/30/2019
Level Four Advisory Services LLC $1,774 09/30/2019
     HSBC28,048$1,074 09/30/2019
     HSBC.PRA26,597$700 09/30/2019
Suntrust Banks Inc.45,163$1,728 09/30/2019
     HSBC45,163$1,728 09/30/2019
Old Port Advisors46,169$1,718 09/30/2019
     HSBC46,169$1,718 09/30/2019
Camarda Financial Advisors LLC44,506$1,703 09/30/2019
     HSBC44,506$1,703 09/30/2019
Regions Financial Corp43,696$1,672 09/30/2019
     HSBC43,696$1,672 09/30/2019
Keybank National Association OH42,707$1,634 09/30/2019
     HSBC42,707$1,634 09/30/2019
Wealth Advisors of Tampa Bay LLC42,325$1,620 09/30/2019
     HSBC42,325$1,620 09/30/2019
Creative Planning $1,567 09/30/2019
     HSBC32,323$1,237 09/30/2019
     HSBC.PRA12,553$330 09/30/2019
Barclays PLC $1,531 09/30/2019
     Put157,500$6,028 09/30/2019
     Call139,700$5,346 09/30/2019
     HSBC54,377$2,081 09/30/2019
     HSBC.PRA5,000$132 09/30/2019
Todd Asset Management LLC39,021$1,513 09/30/2019
     HSBC39,021$1,513 09/30/2019
Gradient Investments LLC38,288$1,465 09/30/2019
     HSBC38,288$1,465 09/30/2019
Dimension Capital Management LLC $1,423 09/30/2019
     HSBC.PRA54,220$1,423 09/30/2019
Baird Financial Group Inc. $1,400 09/30/2019
     HSBC19,566$749 09/30/2019
     HSBC.PRA24,721$651 09/30/2019
Forte Capital LLC ADV36,330$1,390 09/30/2019
     HSBC36,330$1,390 09/30/2019
Vestmark Advisory Solutions Inc.35,148$1,345 09/30/2019
     HSBC35,148$1,345 09/30/2019
Nomura Holdings Inc.35,000$1,321 09/30/2019
     HSBC35,000$1,321 09/30/2019
Victory Capital Management Inc. $1,316 09/30/2019
     HSBC.PRA50,000$1,316 09/30/2019
Blair William & Co. IL $1,314 09/30/2019
     HSBC32,404$1,240 09/30/2019
     HSBC.PRA2,828$74 09/30/2019
SeaBridge Investment Advisors LLC32,960$1,261 09/30/2019
     HSBC32,960$1,261 09/30/2019
BBVA USA Bancshares Inc.32,225$1,233 09/30/2019
     HSBC32,225$1,233 09/30/2019
Advisors Asset Management Inc.31,276$1,197 09/30/2019
     HSBC31,276$1,197 09/30/2019
Oppenheimer & Co. Inc.31,105$1,190 09/30/2019
     HSBC31,105$1,190 09/30/2019
Two Sigma Securities LLC $1,180 09/30/2019
     HSBC28,347$1,085 09/30/2019
     Call16,000$612 09/30/2019
     Put13,500$517 09/30/2019
Athos Capital Ltd30,478$1,166 09/30/2019
     HSBC30,478$1,166 09/30/2019
Gabelli Funds LLC30,000$1,148 09/30/2019
     HSBC30,000$1,148 09/30/2019
Logan Capital Management Inc.29,283$1,120 09/30/2019
     HSBC29,283$1,120 09/30/2019
FDx Advisors Inc.27,823$1,065 09/30/2019
     HSBC27,823$1,065 09/30/2019
Squarepoint Ops LLC27,368$1,047 09/30/2019
     HSBC27,368$1,047 09/30/2019
Karpas Strategies LLC27,200$1,041 09/30/2019
     HSBC27,200$1,041 09/30/2019
Hochman Cole Investment Advisors Inc.27,107$1,037 09/30/2019
     HSBC27,107$1,037 09/30/2019
Summit X LLC26,105$1,003 09/30/2019
     HSBC26,105$1,003 09/30/2019
Eaton Vance Management26,077$998 09/30/2019
     HSBC26,077$998 09/30/2019
Cambridge Investment Research Advisors Inc. $996 09/30/2019
     HSBC16,792$643 09/30/2019
     HSBC.PRA13,427$353 09/30/2019
Profund Advisors LLC25,658$982 09/30/2019
     HSBC25,658$982 09/30/2019
Scotia Capital Inc.25,214$965 09/30/2019
     HSBC25,214$965 09/30/2019
Mariner LLC25,191$964 09/30/2019
     HSBC25,191$964 09/30/2019
Ladenburg Thalmann Financial Services Inc. $950 09/30/2019
     HSBC19,996$766 09/30/2019
     HSBC.PRA6,993$184 09/30/2019
Stephens Inc. AR24,432$935 09/30/2019
     HSBC24,432$935 09/30/2019
Two Sigma Advisers LP24,211$927 09/30/2019
     HSBC24,211$927 09/30/2019
BB&T Securities LLC24,134$922 09/30/2019
     HSBC24,134$922 09/30/2019
People s United Financial Inc.23,957$917 09/30/2019
     HSBC23,957$917 09/30/2019
MML Investors Services LLC $913 09/30/2019
     HSBC16,153$618 09/30/2019
     HSBC.PRA11,200$295 09/30/2019
Fulton Breakefield Broenniman LLC $870 09/30/2019
     HSBC.PRA33,062$870 09/30/2019
Pacer Advisors Inc.22,354$855 09/30/2019
     HSBC22,354$855 09/30/2019
Greytown Advisors Inc.22,063$844 09/30/2019
     HSBC22,063$844 09/30/2019
Tuscan Ridge Asset Management LLC $838 09/30/2019
     Put55,000$2,105 09/30/2019
     Call52,500$2,009 09/30/2019
     HSBC24,399$934 09/30/2019
Quadrant Capital Group LLC21,819$824 09/30/2019
     HSBC21,819$824 09/30/2019
Intersect Capital LLC20,809$796 09/30/2019
     HSBC20,809$796 09/30/2019
Checchi Capital Advisers LLC20,111$770 09/30/2019
     HSBC20,111$770 09/30/2019
Bluestein R H & Co.20,000$765 09/30/2019
     HSBC20,000$765 09/30/2019
Pillar Pacific Capital Management LLC19,810$758 09/30/2019
     HSBC19,810$758 09/30/2019
Diversified Trust Co19,462$745 09/30/2019
     HSBC19,462$745 09/30/2019
Donaldson Capital Management LLC $725 09/30/2019
     HSBC.PRA27,542$725 09/30/2019
We Are One Seven LLC18,823$720 09/30/2019
     HSBC18,823$720 09/30/2019
Earnest Partners LLC18,597$712 09/30/2019
     HSBC18,597$712 09/30/2019
Advisor Partners LLC18,491$708 09/30/2019
     HSBC18,491$708 09/30/2019
Mork Capital Management LLC18,400$704 09/30/2019
     HSBC18,400$704 09/30/2019
Brinker Capital Inc.18,174$696 09/30/2019
     HSBC18,174$696 09/30/2019
Anchor Capital Advisors LLC $684 09/30/2019
     HSBC.PRA26,000$684 09/30/2019
HRT Financial LLC17,320$662 09/30/2019
     HSBC17,320$662 09/30/2019
Assetmark Inc.17,212$659 09/30/2019
     HSBC17,212$659 09/30/2019
Intrust Bank NA17,048$652 09/30/2019
     HSBC17,048$652 09/30/2019
Zacks Investment Management $652 09/30/2019
     HSBC.PRA24,784$652 09/30/2019
Comerica Securities Inc.16,920$648 09/30/2019
     HSBC16,920$648 09/30/2019
Courier Capital LLC17,302$646 09/30/2019
     HSBC17,302$646 09/30/2019
Sit Investment Associates Inc.16,425$629 09/30/2019
     HSBC16,425$629 09/30/2019
Voya Financial Advisors Inc. $623 09/30/2019
     HSBC9,532$364 09/30/2019
     HSBC.PRA9,836$259 09/30/2019
WealthTrust Axiom LLC $598 09/30/2019
     HSBC.PRA14,200$373 09/30/2019
     HSBC5,882$225 09/30/2019
W.G. Shaheen & Associates DBA Whitney & Co $598 09/30/2019
     HSBC.PRA22,700$598 09/30/2019
Boston Common Asset Management LLC15,328$587 09/30/2019
     HSBC15,328$587 09/30/2019
HAP Trading LLC $566 09/30/2019
     HSBC21,675$830 09/30/2019
     Put33,500$267 09/30/2019
     Call12,800$3 09/30/2019
American National Insurance Co.14,300$547 09/30/2019
     HSBC14,300$547 09/30/2019
United Services Automobile Association14,210$544 09/30/2019
     HSBC14,210$544 09/30/2019
Patton Albertson Miller Group LLC13,984$535 09/30/2019
     HSBC13,984$535 09/30/2019
Kore Private Wealth LLC $527 09/30/2019
     HSBC.PRA20,000$527 09/30/2019
Aspen Investment Management Inc13,700$524 09/30/2019
     HSBC13,700$524 09/30/2019
Signaturefd LLC $513 09/30/2019
     HSBC13,409$513 09/30/2019
     HSBC.PRA14$0 09/30/2019
Steward Partners Investment Advisory LLC $504 09/30/2019
     HSBC.PRA10,264$270 09/30/2019
     HSBC6,122$234 09/30/2019
Moors & Cabot Inc.13,028$496 09/30/2019
     HSBC13,028$496 09/30/2019
Moody National Bank Trust Division12,881$493 09/30/2019
     HSBC12,881$493 09/30/2019
D.A. Davidson & CO.12,702$486 09/30/2019
     HSBC12,702$486 09/30/2019
Centaurus Financial Inc.12,606$482 09/30/2019
     HSBC12,606$482 09/30/2019
Newman Dignan & Sheerar Inc. $480 09/30/2019
     HSBC.PRA18,252$480 09/30/2019
Penserra Capital Management LLC $479 09/30/2019
     HSBC.PRA18,240$479 09/30/2019
CLARET ASSET MANAGEMENT Corp12,483$478 09/30/2019
     HSBC12,483$478 09/30/2019
Pinnacle Associates Ltd.12,410$475 09/30/2019
     HSBC12,410$475 09/30/2019
Cresset Asset Management LLC12,252$469 09/30/2019
     HSBC12,252$469 09/30/2019
Morningstar Investment Services LLC12,227$468 09/30/2019
     HSBC12,227$468 09/30/2019
Henry James International Management Inc.12,240$468 09/30/2019
     HSBC12,240$468 09/30/2019
Northwestern Mutual Wealth Management Co. $454 09/30/2019
     HSBC9,796$374 09/30/2019
     HSBC.PRA3,045$80 09/30/2019
Mercer Global Advisors Inc. ADV11,824$452 09/30/2019
     HSBC11,824$452 09/30/2019
Commerce Bank11,524$441 09/30/2019
     HSBC11,524$441 09/30/2019
Huntington National Bank $425 09/30/2019
     HSBC.PRA11,575$304 09/30/2019
     HSBC3,143$121 09/30/2019
M&R Capital Management Inc. $425 09/30/2019
     HSBC11,107$425 09/30/2019
     HSBC.PRA37$0 09/30/2019
Eagle Asset Management Inc.11,000$420 09/30/2019
     HSBC11,000$420 09/30/2019
Banco Santander S.A.10,821$416 09/30/2019
     HSBC10,821$416 09/30/2019
Ipswich Investment Management Co. Inc.10,758$412 09/30/2019
     HSBC10,758$412 09/30/2019
MUFG Americas Holdings Corp $407 09/30/2019
     HSBC10,578$405 09/30/2019
     HSBC.PRA68$2 09/30/2019
Wedbush Securities Inc.10,614$406 09/30/2019
     HSBC10,614$406 09/30/2019
Integrated Wealth Concepts LLC10,621$406 09/30/2019
     HSBC10,621$406 09/30/2019
Sterling Capital Management LLC10,549$404 09/30/2019
     HSBC10,549$404 09/30/2019
Whittier Trust Co.10,266$393 09/30/2019
     HSBC10,266$393 09/30/2019
Investors Research Corp10,266$393 09/30/2019
     HSBC10,266$393 09/30/2019
Winthrop Partners WNY LLC10,273$393 09/30/2019
     HSBC10,273$393 09/30/2019
Corient Capital Partners LLC10,243$392 09/30/2019
     HSBC10,243$392 09/30/2019
Brandywine Oak Private Wealth LLC9,860$377 09/30/2019
     HSBC9,860$377 09/30/2019
Bank of The West9,818$376 09/30/2019
     HSBC9,818$376 09/30/2019
American Trust Investment Advisors LLC9,325$357 09/30/2019
     HSBC9,325$357 09/30/2019
Reilly Financial Advisors LLC $352 09/30/2019
     HSBC.PRA13,360$352 09/30/2019
     HSBC13$0 09/30/2019
CAPROCK Group Inc.9,184$351 09/30/2019
     HSBC9,184$351 09/30/2019
Cohen & Steers Inc. $350 09/30/2019
     HSBC.PRA13,317$350 09/30/2019
Rehmann Capital Advisory Group8,309$347 06/30/2019
     HSBC8,309$347 06/30/2019
Clarius Group LLC9,026$345 09/30/2019
     HSBC9,026$345 09/30/2019
Paloma Partners Management Co8,963$343 09/30/2019
     HSBC8,963$343 09/30/2019
Raymond James Trust N.A.8,915$341 09/30/2019
     HSBC8,915$341 09/30/2019
Virtu Financial LLC8,765$335 09/30/2019
     HSBC8,765$335 09/30/2019
Quantamental Technologies LLC8,762$335 09/30/2019
     HSBC8,762$335 09/30/2019
South Texas Money Management Ltd.8,702$333 09/30/2019
     HSBC8,702$333 09/30/2019
RMB Capital Management LLC8,464$324 09/30/2019
     HSBC8,464$324 09/30/2019
Cibc Bank USA8,360$320 09/30/2019
     HSBC8,360$320 09/30/2019
Ameritas Investment Corp $312 09/30/2019
     HSBC.PRA10,460$275 09/30/2019
     HSBC980$37 09/30/2019
Windsor Capital Management LLC $308 09/30/2019
     HSBC.PRA11,722$308 09/30/2019
Stratos Wealth Partners LTD. $308 09/30/2019
     HSBC.PRA11,693$308 09/30/2019
Hilltop Holdings Inc.7,920$303 09/30/2019
     HSBC7,920$303 09/30/2019
Canandaigua National Bank & Trust Co.7,847$300 09/30/2019
     HSBC7,847$300 09/30/2019
Qtron Investments LLC7,831$300 09/30/2019
     HSBC7,831$300 09/30/2019
Benjamin F. Edwards & Company Inc.7,709$295 09/30/2019
     HSBC7,709$295 09/30/2019
Berkeley Capital Partners LLC7,720$295 09/30/2019
     HSBC7,720$295 09/30/2019
Trexquant Investment LP7,521$288 09/30/2019
     HSBC7,521$288 09/30/2019
Lake Street Advisors Group LLC7,368$282 09/30/2019
     HSBC7,368$282 09/30/2019
Shufro Rose & Co. LLC $278 09/30/2019
     HSBC.PRA10,585$278 09/30/2019
Wrapmanager Inc.7,239$277 09/30/2019
     HSBC7,239$277 09/30/2019
Atlantic Union Bankshares Corp $272 09/30/2019
     HSBC.PRA10,350$272 09/30/2019
Dorsey & Whitney Trust CO LLC7,098$272 09/30/2019
     HSBC7,098$272 09/30/2019
BTC Capital Management Inc.7,111$272 09/30/2019
     HSBC7,111$272 09/30/2019
Park Avenue Securities LLC6,998$268 09/30/2019
     HSBC6,998$268 09/30/2019
Alpha Cubed Investments LLC $263 09/30/2019
     HSBC.PRA10,000$263 09/30/2019
Cetera Advisors LLC6,868$261 09/30/2019
     HSBC6,868$261 09/30/2019
New England Research & Management Inc. $255 09/30/2019
     HSBC.PRA9,700$255 09/30/2019
YorkBridge Wealth Partners LLC6,672$255 09/30/2019
     HSBC6,672$255 09/30/2019
FMR LLC6,638$254 09/30/2019
     HSBC6,638$254 09/30/2019
National Asset Management Inc.6,495$250 09/30/2019
     HSBC6,495$250 09/30/2019
Klingenstein Fields & Co. LLC6,502$249 09/30/2019
     HSBC6,502$249 09/30/2019
Fort Washington Investment Advisors Inc. OH6,455$247 09/30/2019
     HSBC6,455$247 09/30/2019
Cetera Investment Advisers6,435$247 09/30/2019
     HSBC6,435$247 09/30/2019
Weather Gauge Advisory LLC6,380$244 09/30/2019
     HSBC6,380$244 09/30/2019
Baldwin Investment Management LLC6,316$242 09/30/2019
     HSBC6,316$242 09/30/2019
Smith Moore & CO.6,307$241 09/30/2019
     HSBC6,307$241 09/30/2019
Rockefeller Capital Management L.P. $240 09/30/2019
     HSBC.PRA7,000$184 09/30/2019
     HSBC1,474$56 09/30/2019
Greenleaf Trust6,220$238 09/30/2019
     HSBC6,220$238 09/30/2019
Waters Parkerson & CO. LLC6,213$238 09/30/2019
     HSBC6,213$238 09/30/2019
Altfest L J & Co. Inc. $237 09/30/2019
     HSBC.PRA9,000$237 09/30/2019
Edgewood Management LLC $237 09/30/2019
     HSBC.PRA9,000$237 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA $237 09/30/2019
     HSBC.PRA9,000$237 09/30/2019
Segall Bryant & Hamill LLC $237 09/30/2019
     HSBC.PRA9,130$237 09/30/2019
Spears Abacus Advisors LLC $236 09/30/2019
     HSBC.PRA9,000$236 09/30/2019
Blue Square Asset Management LLC6,175$236 09/30/2019
     HSBC6,175$236 09/30/2019
SOL Capital Management CO6,038$231 09/30/2019
     HSBC6,038$231 09/30/2019
Bridgecreek Investment Management LLC6,025$231 09/30/2019
     HSBC6,025$231 09/30/2019
Shoker Investment Counsel Inc. $230 09/30/2019
     HSBC.PRA8,756$230 09/30/2019
Traynor Capital Management Inc.6,031$230 09/30/2019
     HSBC6,031$230 09/30/2019
Qube Research & Technologies Ltd5,925$227 09/30/2019
     HSBC5,925$227 09/30/2019
Monarch Capital Management Inc. $221 09/30/2019
     HSBC.PRA8,400$221 09/30/2019
Duncker Streett & Co. Inc. $220 09/30/2019
     HSBC.PRA8,349$220 09/30/2019
Sage Rhino Capital LLC5,716$219 09/30/2019
     HSBC5,716$219 09/30/2019
Telemus Capital LLC5,647$216 09/30/2019
     HSBC5,647$216 09/30/2019
Cornerstone Wealth Management LLC5,598$214 09/30/2019
     HSBC5,598$214 09/30/2019
Hayek Kallen Investment Management $210 09/30/2019
     HSBC.PRA8,000$210 09/30/2019
Ballentine Partners LLC5,473$209 09/30/2019
     HSBC5,473$209 09/30/2019
TD Asset Management Inc.5,402$207 09/30/2019
     HSBC5,402$207 09/30/2019
Rodgers Brothers Inc.5,408$207 09/30/2019
     HSBC5,408$207 09/30/2019
Lenox Wealth Management Inc.5,243$200 09/30/2019
     HSBC5,243$200 09/30/2019
Wealthcare Advisory Partners LLC $198 09/30/2019
     HSBC.PRA4,600$121 09/30/2019
     HSBC2,003$77 09/30/2019
Baldwin Brothers Inc. MA $190 09/30/2019
     HSBC.PRA3,900$103 09/30/2019
     HSBC2,265$87 09/30/2019
Parkside Financial Bank & Trust4,845$185 09/30/2019
     HSBC4,845$185 09/30/2019
Private Capital Group LLC4,584$175 09/30/2019
     HSBC4,584$175 09/30/2019
Bogart Wealth LLC4,415$169 09/30/2019
     HSBC4,415$169 09/30/2019
1 North Wealth Services LLC4,386$168 09/30/2019
     HSBC4,386$168 09/30/2019
Enterprise Financial Services Corp $161 09/30/2019
     HSBC3,867$148 09/30/2019
     HSBC.PRA524$13 09/30/2019
Lindbrook Capital LLC4,218$161 09/30/2019
     HSBC4,218$161 09/30/2019
Weil Company Inc.4,000$153 09/30/2019
     HSBC4,000$153 09/30/2019
Cullen Frost Bankers Inc.3,674$141 09/30/2019
     HSBC3,674$141 09/30/2019
CWM LLC $139 09/30/2019
     HSBC.PRA4,305$113 09/30/2019
     HSBC678$26 09/30/2019
Parallel Advisors LLC3,506$134 09/30/2019
     HSBC3,506$134 09/30/2019
Boston Partners3,170$132 09/30/2019
     HSBC3,170$132 09/30/2019
Edmond DE Rothschild Holding S.A. $116 09/30/2019
     HSBC.PRA3,060$81 09/30/2019
     HSBC907$35 09/30/2019
Optimum Investment Advisors $115 09/30/2019
     HSBC.PRA4,150$109 09/30/2019
     HSBC155$6 09/30/2019
Global Retirement Partners LLC $113 09/30/2019
     HSBC.PRA2,218$58 09/30/2019
     HSBC1,429$55 09/30/2019
New York State Common Retirement Fund2,929$112 09/30/2019
     HSBC2,929$112 09/30/2019
GSB Wealth Management LLC $105 09/30/2019
     HSBC.PRA3,999$105 09/30/2019
JNBA Financial Advisors2,713$104 09/30/2019
     HSBC2,713$104 09/30/2019
Capital Bank & Trust Co2,619$100 09/30/2019
     HSBC2,619$100 09/30/2019
Van ECK Associates Corp $94 09/30/2019
     HSBC.PRA3,584$94 09/30/2019
Bessemer Group Inc.2,227$86 09/30/2019
     HSBC2,227$86 09/30/2019
First Interstate Bank2,215$85 09/30/2019
     HSBC2,215$85 09/30/2019
UBS Asset Management Americas Inc.2,167$83 09/30/2019
     HSBC2,167$83 09/30/2019
Zions Bancorporation N.A.2,076$79 09/30/2019
     HSBC2,076$79 09/30/2019
Tower Research Capital LLC TRC 1,866$72 09/30/2019
     HSBC1,866$72 09/30/2019
Advisory Services Network LLC $70 09/30/2019
     HSBC1,426$60 09/30/2019
     HSBC.PRA400$10 09/30/2019
Community Bank N.A. $67 09/30/2019
     HSBC.PRA2,400$64 09/30/2019
     HSBC80$3 09/30/2019
Jacobi Capital Management LLC1,708$65 09/30/2019
     HSBC1,708$65 09/30/2019
CENTRAL TRUST Co $63 09/30/2019
     HSBC.PRA2,100$55 09/30/2019
     HSBC212$8 09/30/2019
Carroll Financial Associates Inc. $61 09/30/2019
     HSBC.PRA1,945$51 09/30/2019
     HSBC270$10 09/30/2019
Evoke Wealth LLC1,606$61 09/30/2019
     HSBC1,606$61 09/30/2019
Whittier Trust Co. of Nevada Inc.1,540$59 09/30/2019
     HSBC1,540$59 09/30/2019
Sandy Spring Bank $59 09/30/2019
     HSBC.PRA2,230$59 09/30/2019
Toronto Dominion Bank1,457$56 09/30/2019
     HSBC1,457$56 09/30/2019
Liberty Wealth Management LLC1,410$54 09/30/2019
     HSBC1,410$54 09/30/2019
Clean Yield Group $53 09/30/2019
     HSBC.PRA2,000$53 09/30/2019
Ropes Wealth Advisors LLC1,364$52 09/30/2019
     HSBC1,364$52 09/30/2019
Proequities Inc. $51 09/30/2019
     HSBC1,335$51 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
     HSBC.PRA0$0 09/30/2019
Brown Brothers Harriman & Co.1,252$48 09/30/2019
     HSBC1,252$48 09/30/2019
AdvisorNet Financial Inc $46 09/30/2019
     HSBC.PRA910$24 09/30/2019
     HSBC565$22 09/30/2019
Capital Investment Advisory Services LLC1,097$42 09/30/2019
     HSBC1,097$42 09/30/2019
Citizens Financial Group Inc RI1,000$38 09/30/2019
     HSBC1,000$38 09/30/2019
Northwest Investment Counselors LLC1,000$38 09/30/2019
     HSBC1,000$38 09/30/2019
SRS Capital Advisors Inc.1,003$38 09/30/2019
     HSBC1,003$38 09/30/2019
FinTrust Capital Advisors LLC956$37 09/30/2019
     HSBC956$37 09/30/2019
Synovus Financial Corp880$34 09/30/2019
     HSBC880$34 09/30/2019
Bluefin Trading LLC $34 09/30/2019
     Call33,600$34 09/30/2019
Lenox Wealth Advisors LLC879$34 09/30/2019
     HSBC879$34 09/30/2019
Flagship Harbor Advisors LLC910$34 09/30/2019
     HSBC910$34 09/30/2019
FTB Advisors Inc.863$32 09/30/2019
     HSBC863$32 09/30/2019
Winslow Evans & Crocker Inc. $32 09/30/2019
     HSBC488$20 09/30/2019
     HSBC.PRA400$12 09/30/2019
IFP Advisors Inc834$32 09/30/2019
     HSBC834$32 09/30/2019
Jackson Grant Investment Advisers Inc. $32 09/30/2019
     HSBC.PRA1,232$32 09/30/2019
Hanson & Doremus Investment Management809$31 09/30/2019
     HSBC809$31 09/30/2019
Front Row Advisors LLC736$28 09/30/2019
     HSBC736$28 09/30/2019
Northern Oak Wealth Management Inc. $26 09/30/2019
     HSBC.PRA1,000$26 09/30/2019
Hexavest Inc.668$26 09/30/2019
     HSBC668$26 09/30/2019
Financial Architects Inc $26 09/30/2019
     HSBC.PRA1,000$26 09/30/2019
Endurance Wealth Management Inc. $26 09/30/2019
     HSBC.PRA1,000$26 09/30/2019
Sowell Financial Services LLC $26 09/30/2019
     HSBC512$20 09/30/2019
     HSBC.PRA239$6 09/30/2019
BDO Wealth Advisors LLC $26 09/30/2019
     HSBC.PRA1,000$26 09/30/2019
Harvest Group Wealth Management LLC657$25 09/30/2019
     HSBC657$25 09/30/2019
Farmers National Bank609$25 06/30/2019
     HSBC609$25 06/30/2019
Cornerstone Advisors Inc.636$24 09/30/2019
     HSBC636$24 09/30/2019
Adirondack Trust Co.607$23 09/30/2019
     HSBC607$23 09/30/2019
Asset Dedication LLC590$23 09/30/2019
     HSBC590$23 09/30/2019
Fieldpoint Private Securities LLC605$23 09/30/2019
     HSBC605$23 09/30/2019
Princeton Global Asset Management LLC600$23 09/30/2019
     HSBC600$23 09/30/2019
Truehand Inc566$22 09/30/2019
     HSBC566$22 09/30/2019
Pinnacle Bank572$22 09/30/2019
     HSBC572$22 09/30/2019
Nelson Roberts Investment Advisors LLC $21 09/30/2019
     HSBC.PRA500$13 09/30/2019
     HSBC200$8 09/30/2019
JFS Wealth Advisors LLC $21 09/30/2019
     HSBC.PRA400$11 09/30/2019
     HSBC262$10 09/30/2019
Shine Investment Advisory Services Inc.496$19 09/30/2019
     HSBC496$19 09/30/2019
BNP Paribas Arbitrage SA496$19 09/30/2019
     HSBC496$19 09/30/2019
CLS Investments LLC $19 09/30/2019
     HSBC422$16 09/30/2019
     HSBC.PRA115$3 09/30/2019
Cutler Group LP $19 09/30/2019
     Call24,900$20 09/30/2019
     Put10,700$1 09/30/2019
Sawyer & Company Inc500$19 09/30/2019
     HSBC500$19 09/30/2019
Quad Cities Investment Group LLC500$19 09/30/2019
     HSBC500$19 09/30/2019
Enterprise Trust & Investment Co501$19 09/30/2019
     HSBC501$19 09/30/2019
Cordasco Financial Network431$16 09/30/2019
     HSBC431$16 09/30/2019
Berman Capital Advisors LLC416$15 09/30/2019
     HSBC416$15 09/30/2019
Bedel Financial Consulting Inc.400$15 09/30/2019
     HSBC400$15 09/30/2019
Coastal Investment Advisors Inc.390$15 09/30/2019
     HSBC390$15 09/30/2019
Nisa Investment Advisors LLC366$14 09/30/2019
     HSBC366$14 09/30/2019
First PREMIER Bank353$14 09/30/2019
     HSBC353$14 09/30/2019
North Star Investment Management Corp. $13 09/30/2019
     HSBC.PRA500$13 09/30/2019
Estabrook Capital Management $13 09/30/2019
     HSBC.PRA500$13 09/30/2019
Farmers & Merchants Investments Inc.307$12 09/30/2019
     HSBC307$12 09/30/2019
Truvestments Capital LLC310$12 09/30/2019
     HSBC310$12 09/30/2019
Pathstone Family Office LLC290$11 09/30/2019
     HSBC290$11 09/30/2019
Whitnell & Co. $11 09/30/2019
     HSBC.PRA400$11 09/30/2019
McCollum Christoferson Group LLC $11 09/30/2019
     Call40,000$11 09/30/2019
Bartlett & Co. LLC254$10 09/30/2019
     HSBC254$10 09/30/2019
QCI Asset Management Inc. NY235$9 09/30/2019
     HSBC235$9 09/30/2019
Plante Moran Financial Advisors LLC224$9 09/30/2019
     HSBC224$9 09/30/2019
Allworth Financial LP227$9 09/30/2019
     HSBC227$9 09/30/2019
McIlrath & Eck LLC247$9 09/30/2019
     HSBC247$9 09/30/2019
Old North State Trust LLC232$9 09/30/2019
     HSBC232$9 09/30/2019
Quest Capital Management Inc. ADV215$8 09/30/2019
     HSBC215$8 09/30/2019
Atlas Capital Advisors LLC198$8 09/30/2019
     HSBC198$8 09/30/2019
Valeo Financial Advisors LLC218$8 09/30/2019
     HSBC218$8 09/30/2019
Aspire Private Capital LLC202$8 09/30/2019
     HSBC202$8 09/30/2019
Pin Oak Investment Advisors Inc.184$7 09/30/2019
     HSBC184$7 09/30/2019
NEXT Financial Group Inc175$7 09/30/2019
     HSBC175$7 09/30/2019
American Research & Management Co.150$6 09/30/2019
     HSBC150$6 09/30/2019
Candriam Luxembourg S.C.A.151$6 09/30/2019
     HSBC151$6 09/30/2019
Evolution Wealth Advisors LLC145$6 09/30/2019
     HSBC145$6 09/30/2019
Coastal Capital Group Inc.163$6 09/30/2019
     HSBC163$6 09/30/2019
Lazard Asset Management LLC149$5 09/30/2019
     HSBC149$5 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC146$5 09/30/2019
     HSBC146$5 09/30/2019
Truewealth LLC129$5 09/30/2019
     HSBC129$5 09/30/2019
Squar Milner Financial Services LLC140$5 09/30/2019
     HSBC140$5 09/30/2019
Prestige Wealth Management Group LLC143$5 09/30/2019
     HSBC143$5 09/30/2019
Weaver Consulting Group111$5 09/30/2019
     HSBC111$5 09/30/2019
Valley National Advisers Inc.100$4 09/30/2019
     HSBC100$4 09/30/2019
Trust Co. of Vermont100$4 09/30/2019
     HSBC100$4 09/30/2019
Cribstone Capital Management LLC100$4 09/30/2019
     HSBC100$4 09/30/2019
Norway Savings Bank100$4 09/30/2019
     HSBC100$4 09/30/2019
Trustcore Financial Services LLC100$4 09/30/2019
     HSBC100$4 09/30/2019
Golden State Wealth Management LLC104$4 09/30/2019
     HSBC104$4 09/30/2019
Kistler Tiffany Companies LLC $3 09/30/2019
     HSBC.PRA111$3 09/30/2019
Gemmer Asset Management LLC91$3 09/30/2019
     HSBC91$3 09/30/2019
AllSquare Wealth Management LLC88$3 09/30/2019
     HSBC88$3 09/30/2019
BerganKDV Wealth Management LLC84$3 09/30/2019
     HSBC84$3 09/30/2019
Nvwm LLC75$3 09/30/2019
     HSBC75$3 09/30/2019
Delta Asset Management LLC TN51$2 09/30/2019
     HSBC51$2 09/30/2019
Thompson Siegel & Walmsley LLC42$2 09/30/2019
     HSBC42$2 09/30/2019
Usca Ria LLC44$2 09/30/2019
     HSBC44$2 09/30/2019
Executive Wealth Management LLC70$2 09/30/2019
     HSBC70$2 09/30/2019
Advisory Alpha LLC49$2 09/30/2019
     HSBC49$2 09/30/2019
Financial Gravity Wealth Inc.43$2 09/30/2019
     HSBC43$2 09/30/2019
Delphi Private Advisors LLC54$2 06/30/2019
     HSBC54$2 06/30/2019
WestEnd Advisors LLC20$1 09/30/2019
     HSBC20$1 09/30/2019
Barnett & Company Inc.20$1 09/30/2019
     HSBC20$1 09/30/2019
Perkins Coie Trust Co36$1 09/30/2019
     HSBC36$1 09/30/2019
LifePlan Financial Group Inc34$1 09/30/2019
     HSBC34$1 09/30/2019
Patriot Financial Group Insurance Agency LLC22$1 09/30/2019
     HSBC22$1 09/30/2019
FNY Investment Advisers LLC40$1 09/30/2019
     HSBC40$1 09/30/2019
Kayne Anderson Rudnick Investment Management LLC8$0 09/30/2019
     HSBC8$0 09/30/2019
O Shaughnessy Asset Management LLC9$0 09/30/2019
     HSBC9$0 09/30/2019
Johnson Financial Group Inc.6$0 09/30/2019
     HSBC6$0 09/30/2019
Capula Management Ltd $0 09/30/2019
     Put150,000$5,741 09/30/2019
     Call150,000$5,741 09/30/2019
SG3 Management LLC $-383 09/30/2019
     Put10,000$383 09/30/2019
Wolverine Trading LLC $-1,892 09/30/2019
     Put228,000$8,696 09/30/2019
     Call178,400$6,804 09/30/2019
Group One Trading L.P. $-2,964 09/30/2019
     Put103,200$3,949 09/30/2019
     Call25,100$961 09/30/2019
     HSBC638$24 09/30/2019
Citadel Advisors LLC $-6,690 09/30/2019
     Put1,413,200$54,083 09/30/2019
     HSBC626,388$23,972 09/30/2019
     Call612,000$23,421 09/30/2019
Jet Capital Investors L P $-8,419 09/30/2019
     Put220,000$8,419 09/30/2019
Caption Management LLC $-12,436 09/30/2019
     Put450,000$17,220 09/30/2019
     HSBC125,000$4,784 09/30/2019
Susquehanna International Group LLP $-15,271 09/30/2019
     Put1,887,100$72,220 09/30/2019
     Call1,334,200$51,060 09/30/2019
     HSBC153,902$5,889 09/30/2019
PEAK6 Investments LLC $-32,901 09/30/2019
     Put1,178,400$44,496 09/30/2019
     Call168,600$6,366 09/30/2019
     HSBC138,488$5,229 09/30/2019
Maplelane Capital LLC1$-52,813 09/30/2019
     Put1,380,000$52,813 09/30/2019
     HSBC1$0 09/30/2019

See Summary: Institutional Holders of HSBC
See Details: Top 10 Hedge Funds Holding HSBC
Also See: HSBC Holdings Changes

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