Holder | Amount | Position Size
($ in 1000's) | As of |
Fisher Asset Management LLC | 15,876,496 | $607,594 | 09/30/2019 |
HSBC | 15,876,496 | $607,594 | 09/30/2019 |
Dimensional Fund Advisors LP | 11,095,562 | $424,627 | 09/30/2019 |
HSBC | 11,095,562 | $424,627 | 09/30/2019 |
Renaissance Technologies LLC | 6,464,518 | $247,397 | 09/30/2019 |
HSBC | 6,464,518 | $247,397 | 09/30/2019 |
Bank of America Corp DE | | $172,344 | 09/30/2019 |
HSBC | 4,325,083 | $165,520 | 09/30/2019 |
HSBC.PRA | 259,394 | $6,824 | 09/30/2019 |
Northern Trust Corp | 4,453,789 | $170,446 | 09/30/2019 |
HSBC | 4,453,789 | $170,446 | 09/30/2019 |
Cambiar Investors LLC | 3,586,289 | $137,247 | 09/30/2019 |
HSBC | 3,586,289 | $137,247 | 09/30/2019 |
BlackRock Inc. | | $127,213 | 09/30/2019 |
HSBC.PRA | 4,833,912 | $127,180 | 09/30/2019 |
HSBC | 859 | $33 | 09/30/2019 |
Morgan Stanley | | $114,619 | 09/30/2019 |
HSBC | 2,578,128 | $98,665 | 09/30/2019 |
HSBC.PRA | 607,303 | $15,954 | 09/30/2019 |
LMR Partners LLP | 2,675,144 | $103,062 | 09/30/2019 |
HSBC | 2,675,144 | $103,062 | 09/30/2019 |
JPMorgan Chase & Co. | 2,518,814 | $96,395 | 09/30/2019 |
HSBC | 2,518,814 | $96,395 | 09/30/2019 |
Schafer Cullen Capital Management Inc | | $93,622 | 09/30/2019 |
HSBC | 2,441,185 | $93,424 | 09/30/2019 |
COM | 25,737 | $198 | 09/30/2019 |
Parametric Portfolio Associates LLC | 2,436,427 | $93,242 | 09/30/2019 |
HSBC | 2,436,427 | $93,242 | 09/30/2019 |
Goldman Sachs Group Inc. | | $86,719 | 09/30/2019 |
HSBC | 2,225,918 | $85,185 | 09/30/2019 |
HSBC.PRA | 58,312 | $1,534 | 09/30/2019 |
Harding Loevner LP | 2,193,410 | $83,942 | 09/30/2019 |
HSBC | 2,193,410 | $83,942 | 09/30/2019 |
Segantii Capital Management Ltd | 2,091,933 | $80,581 | 09/30/2019 |
HSBC | 2,091,933 | $80,581 | 09/30/2019 |
Royal Bank of Canada | | $77,143 | 09/30/2019 |
HSBC | 1,887,775 | $72,246 | 09/30/2019 |
HSBC.PRA | 204,346 | $5,375 | 09/30/2019 |
Put | 12,500 | $478 | 09/30/2019 |
Ameriprise Financial Inc. | | $69,520 | 09/30/2019 |
HSBC | 1,817,101 | $69,178 | 09/30/2019 |
HSBC.PRA | 12,995 | $342 | 09/30/2019 |
Verition Fund Management LLC | 1,397,707 | $53,490 | 09/30/2019 |
HSBC | 1,397,707 | $53,490 | 09/30/2019 |
Aperio Group LLC | 1,161,326 | $44,444 | 09/30/2019 |
HSBC | 1,161,326 | $44,444 | 09/30/2019 |
Deutsche Bank AG | 1,041,420 | $39,854 | 09/30/2019 |
HSBC | 1,041,420 | $39,854 | 09/30/2019 |
Wells Fargo & Company MN | | $37,708 | 09/30/2019 |
HSBC | 885,514 | $33,888 | 09/30/2019 |
HSBC.PRA | 145,201 | $3,820 | 09/30/2019 |
Carlson Capital L P | 857,900 | $32,832 | 09/30/2019 |
HSBC | 857,900 | $32,832 | 09/30/2019 |
Cullen Capital Management LLC | | $27,645 | 09/30/2019 |
HSBC | 694,650 | $26,584 | 09/30/2019 |
COM | 137,700 | $1,061 | 09/30/2019 |
Matthews International Capital Management LLC | 663,537 | $25,394 | 09/30/2019 |
HSBC | 663,537 | $25,394 | 09/30/2019 |
Envestnet Asset Management Inc. | 662,567 | $25,356 | 09/30/2019 |
HSBC | 662,567 | $25,356 | 09/30/2019 |
Pinebridge Investments L.P. | | $22,993 | 09/30/2019 |
HSBC.PRA | 873,911 | $22,993 | 09/30/2019 |
UBS Group AG | | $21,572 | 09/30/2019 |
HSBC | 424,759 | $16,256 | 09/30/2019 |
HSBC.PRA | 442,053 | $11,631 | 09/30/2019 |
Put | 165,000 | $6,315 | 09/30/2019 |
NINE MASTS CAPITAL Ltd | 517,143 | $19,923 | 09/30/2019 |
HSBC | 517,143 | $19,923 | 09/30/2019 |
Geode Capital Management LLC | 516,828 | $19,779 | 09/30/2019 |
HSBC | 516,828 | $19,779 | 09/30/2019 |
Brandes Investment Partners LP | 467,093 | $17,876 | 09/30/2019 |
HSBC | 467,093 | $17,876 | 09/30/2019 |
State Street Corp | | $16,149 | 09/30/2019 |
HSBC.PRA | 613,788 | $16,149 | 09/30/2019 |
Raymond James & Associates | | $16,060 | 09/30/2019 |
HSBC | 359,705 | $13,766 | 09/30/2019 |
HSBC.PRA | 87,200 | $2,294 | 09/30/2019 |
Twin Tree Management LP | | $15,442 | 09/30/2019 |
HSBC | 336,008 | $12,859 | 09/30/2019 |
Call | 67,500 | $2,583 | 09/30/2019 |
Mirae Asset Global Investments Co. Ltd. | | $15,054 | 09/30/2019 |
HSBC.PRA | 550,320 | $14,479 | 09/30/2019 |
HSBC | 15,023 | $575 | 09/30/2019 |
Citigroup Inc. | | $13,932 | 09/30/2019 |
HSBC | 766,992 | $29,353 | 09/30/2019 |
Put | 577,900 | $22,116 | 09/30/2019 |
Call | 145,900 | $5,583 | 09/30/2019 |
HSBC.PRA | 42,265 | $1,112 | 09/30/2019 |
Janney Capital Management LLC | 342,313 | $13,100 | 09/30/2019 |
HSBC | 342,313 | $13,100 | 09/30/2019 |
Bank of Montreal Can | | $12,566 | 09/30/2019 |
HSBC | 275,699 | $10,552 | 09/30/2019 |
HSBC.PRA | 76,536 | $2,014 | 09/30/2019 |
Parallax Volatility Advisers L.P. | | $12,505 | 09/30/2019 |
Call | 468,400 | $17,927 | 09/30/2019 |
Put | 147,400 | $5,639 | 09/30/2019 |
HSBC | 5,662 | $217 | 09/30/2019 |
FIL Ltd | 315,849 | $12,088 | 09/30/2019 |
HSBC | 315,849 | $12,088 | 09/30/2019 |
Capital Advisors Inc. OK | 284,462 | $11,873 | 09/30/2019 |
HSBC | 284,462 | $11,873 | 09/30/2019 |
NWQ Investment Management Company LLC | 310,177 | $11,870 | 09/30/2019 |
HSBC | 310,177 | $11,870 | 09/30/2019 |
Invesco Ltd. | | $11,646 | 09/30/2019 |
HSBC.PRA | 259,284 | $6,822 | 09/30/2019 |
HSBC | 126,059 | $4,824 | 09/30/2019 |
Janney Montgomery Scott LLC | | $11,397 | 09/30/2019 |
HSBC | 291,588 | $11,159 | 09/30/2019 |
HSBC.PRA | 9,056 | $238 | 09/30/2019 |
Oppenheimer Asset Management Inc. | 291,445 | $11,153 | 09/30/2019 |
HSBC | 291,445 | $11,153 | 09/30/2019 |
Crossmark Global Holdings Inc. | 288,638 | $11,046 | 09/30/2019 |
HSBC | 288,638 | $11,046 | 09/30/2019 |
Capstone Investment Advisors LLC | | $10,501 | 09/30/2019 |
Call | 274,400 | $10,501 | 09/30/2019 |
Natixis Advisors L.P. | 271,694 | $10,397 | 09/30/2019 |
HSBC | 271,694 | $10,397 | 09/30/2019 |
Millennium Management LLC | 265,014 | $10,142 | 09/30/2019 |
HSBC | 265,014 | $10,142 | 09/30/2019 |
Comerica Bank | 254,900 | $10,058 | 09/30/2019 |
HSBC | 254,900 | $10,058 | 09/30/2019 |
US Bancorp DE | | $9,716 | 09/30/2019 |
HSBC | 246,601 | $9,437 | 09/30/2019 |
HSBC.PRA | 10,625 | $279 | 09/30/2019 |
Clearbridge Investments LLC | 245,986 | $9,414 | 09/30/2019 |
HSBC | 245,986 | $9,414 | 09/30/2019 |
CIBC Private Wealth Group LLC | 242,180 | $9,268 | 09/30/2019 |
HSBC | 242,180 | $9,268 | 09/30/2019 |
Advisor Group Inc. | | $9,197 | 09/30/2019 |
HSBC.PRA | 306,441 | $8,063 | 09/30/2019 |
HSBC | 29,564 | $1,134 | 09/30/2019 |
First Trust Advisors LP | | $9,176 | 09/30/2019 |
HSBC.PRA | 186,486 | $4,895 | 09/30/2019 |
HSBC | 111,868 | $4,281 | 09/30/2019 |
HighTower Advisors LLC | | $8,770 | 09/30/2019 |
HSBC | 222,074 | $8,513 | 09/30/2019 |
HSBC.PRA | 9,750 | $257 | 09/30/2019 |
Canada Pension Plan Investment Board | 229,100 | $8,768 | 09/30/2019 |
HSBC | 229,100 | $8,768 | 09/30/2019 |
Two Sigma Investments LP | | $8,405 | 09/30/2019 |
HSBC | 221,644 | $8,482 | 09/30/2019 |
Put | 14,500 | $555 | 09/30/2019 |
Call | 12,500 | $478 | 09/30/2019 |
Noesis Capital Mangement Corp | | $8,352 | 09/30/2019 |
HSBC | 187,499 | $7,176 | 09/30/2019 |
HSBC.PRA | 44,692 | $1,176 | 09/30/2019 |
OLD Mission Capital LLC | 206,712 | $7,911 | 09/30/2019 |
HSBC | 206,712 | $7,911 | 09/30/2019 |
Guardian Capital Advisors LP | 207,811 | $7,716 | 09/30/2019 |
HSBC | 207,811 | $7,716 | 09/30/2019 |
PARK CIRCLE Co | 185,030 | $7,081 | 09/30/2019 |
HSBC | 185,030 | $7,081 | 09/30/2019 |
Cowen Investment Management LLC | 179,884 | $6,884 | 09/30/2019 |
HSBC | 179,884 | $6,884 | 09/30/2019 |
Susquehanna International Securities Ltd. | | $6,610 | 09/30/2019 |
Call | 726,800 | $27,815 | 09/30/2019 |
Put | 554,100 | $21,205 | 09/30/2019 |
SG Americas Securities LLC | 171,933 | $6,580 | 09/30/2019 |
HSBC | 171,933 | $6,580 | 09/30/2019 |
BOKF NA | 171,208 | $6,552 | 09/30/2019 |
HSBC | 171,208 | $6,552 | 09/30/2019 |
Ferguson Wellman Capital Management Inc. | 168,601 | $6,452 | 09/30/2019 |
HSBC | 168,601 | $6,452 | 09/30/2019 |
Stifel Financial Corp | | $6,168 | 09/30/2019 |
HSBC | 154,111 | $5,899 | 09/30/2019 |
HSBC.PRA | 10,254 | $269 | 09/30/2019 |
CIBC World Markets Inc. | 143,770 | $5,502 | 09/30/2019 |
HSBC | 143,770 | $5,502 | 09/30/2019 |
Point72 Asset Management L.P. | 141,742 | $5,424 | 09/30/2019 |
HSBC | 141,742 | $5,424 | 09/30/2019 |
Tocqueville Asset Management L.P. | 141,484 | $5,415 | 09/30/2019 |
HSBC | 141,484 | $5,415 | 09/30/2019 |
Walleye Trading LLC | | $5,369 | 09/30/2019 |
Call | 247,700 | $9,479 | 09/30/2019 |
Put | 107,400 | $4,110 | 09/30/2019 |
First Republic Investment Management Inc. | 139,422 | $5,336 | 09/30/2019 |
HSBC | 139,422 | $5,336 | 09/30/2019 |
M&T Bank Corp | 136,409 | $5,220 | 09/30/2019 |
HSBC | 136,409 | $5,220 | 09/30/2019 |
Hutchinson Capital Management CA | 129,907 | $4,972 | 09/30/2019 |
HSBC | 129,907 | $4,972 | 09/30/2019 |
Glenmede Trust Co. NA | | $4,848 | 09/30/2019 |
HSBC | 118,837 | $4,546 | 09/30/2019 |
HSBC.PRA | 11,525 | $302 | 09/30/2019 |
DRW Securities LLC | 122,785 | $4,699 | 09/30/2019 |
HSBC | 122,785 | $4,699 | 09/30/2019 |
Hennessy Advisors Inc. | 117,310 | $4,489 | 09/30/2019 |
HSBC | 117,310 | $4,489 | 09/30/2019 |
Bank of New York Mellon Corp | 117,076 | $4,480 | 09/30/2019 |
HSBC | 117,076 | $4,480 | 09/30/2019 |
Brown Advisory Inc. | 110,857 | $4,243 | 09/30/2019 |
HSBC | 110,857 | $4,243 | 09/30/2019 |
Jarislowsky Fraser Ltd | 110,240 | $4,218 | 09/30/2019 |
HSBC | 110,240 | $4,218 | 09/30/2019 |
Manatuck Hill Partners LLC | 107,448 | $4,112 | 09/30/2019 |
HSBC | 107,448 | $4,112 | 09/30/2019 |
Tweedy Browne Co LLC | 106,475 | $4,075 | 09/30/2019 |
HSBC | 106,475 | $4,075 | 09/30/2019 |
American Assets Investment Management LLC | 99,381 | $3,803 | 09/30/2019 |
HSBC | 99,381 | $3,803 | 09/30/2019 |
United Capital Financial Advisers LLC | 95,266 | $3,646 | 09/30/2019 |
HSBC | 95,266 | $3,646 | 09/30/2019 |
Hsbc Holdings PLC | | $3,550 | 09/30/2019 |
HSBC.PRA | 134,943 | $3,550 | 09/30/2019 |
BB&T Corp | 85,366 | $3,267 | 09/30/2019 |
HSBC | 85,366 | $3,267 | 09/30/2019 |
Private Advisor Group LLC | | $3,129 | 09/30/2019 |
HSBC | 70,729 | $2,704 | 09/30/2019 |
HSBC.PRA | 16,135 | $425 | 09/30/2019 |
PNC Financial Services Group Inc. | | $3,098 | 09/30/2019 |
HSBC | 68,839 | $2,634 | 09/30/2019 |
HSBC.PRA | 17,622 | $464 | 09/30/2019 |
Stellar Capital Management LLC | 78,058 | $2,987 | 09/30/2019 |
HSBC | 78,058 | $2,987 | 09/30/2019 |
Maven Securities LTD | 77,300 | $2,972 | 09/30/2019 |
HSBC | 77,300 | $2,972 | 09/30/2019 |
Augustine Asset Management Inc. | 74,162 | $2,838 | 09/30/2019 |
HSBC | 74,162 | $2,838 | 09/30/2019 |
LPL Financial LLC | | $2,796 | 09/30/2019 |
HSBC | 36,643 | $1,402 | 09/30/2019 |
HSBC.PRA | 52,967 | $1,394 | 09/30/2019 |
Commonwealth Equity Services LLC | | $2,647 | 09/30/2019 |
HSBC | 39,859 | $1,525 | 09/30/2019 |
HSBC.PRA | 42,675 | $1,122 | 09/30/2019 |
Bell Bank | 67,800 | $2,595 | 09/30/2019 |
HSBC | 67,800 | $2,595 | 09/30/2019 |
Guggenheim Capital LLC | 66,281 | $2,537 | 09/30/2019 |
HSBC | 66,281 | $2,537 | 09/30/2019 |
ETRADE Capital Management LLC | 62,589 | $2,395 | 09/30/2019 |
HSBC | 62,589 | $2,395 | 09/30/2019 |
Deroy & Devereaux Private Investment Counsel Inc. | | $2,342 | 09/30/2019 |
HSBC.PRA | 89,000 | $2,342 | 09/30/2019 |
Prelude Capital Management LLC | 60,468 | $2,314 | 09/30/2019 |
HSBC | 60,468 | $2,314 | 09/30/2019 |
Strategic Advisors LLC | 59,880 | $2,292 | 09/30/2019 |
HSBC | 59,880 | $2,292 | 09/30/2019 |
Sei Investments Co. | 58,211 | $2,255 | 09/30/2019 |
HSBC | 58,211 | $2,255 | 09/30/2019 |
Grantham Mayo Van Otterloo & Co. LLC | 57,000 | $2,181 | 09/30/2019 |
HSBC | 57,000 | $2,181 | 09/30/2019 |
Neuberger Berman Group LLC | | $2,178 | 09/30/2019 |
HSBC | 50,066 | $1,916 | 09/30/2019 |
HSBC.PRA | 9,943 | $262 | 09/30/2019 |
The Manufacturers Life Insurance Company | | $2,105 | 09/30/2019 |
HSBC.PRA | 80,000 | $2,105 | 09/30/2019 |
A.R.T. Advisors LLC | 51,996 | $1,990 | 09/30/2019 |
HSBC | 51,996 | $1,990 | 09/30/2019 |
First Manhattan Co. | | $1,967 | 09/30/2019 |
HSBC | 50,852 | $1,946 | 09/30/2019 |
HSBC.PRA | 818 | $21 | 09/30/2019 |
Kovitz Investment Group Partners LLC | 50,221 | $1,922 | 09/30/2019 |
HSBC | 50,221 | $1,922 | 09/30/2019 |
Jane Street Group LLC | | $1,904 | 09/30/2019 |
HSBC | 41,943 | $1,605 | 09/30/2019 |
Call | 7,800 | $299 | 09/30/2019 |
D. E. Shaw & Co. Inc. | | $1,880 | 09/30/2019 |
Call | 150,000 | $5,741 | 09/30/2019 |
Put | 100,900 | $3,861 | 09/30/2019 |
World Asset Management Inc | 48,782 | $1,867 | 09/30/2019 |
HSBC | 48,782 | $1,867 | 09/30/2019 |
Credit Suisse AG | 48,739 | $1,866 | 09/30/2019 |
HSBC | 48,739 | $1,866 | 09/30/2019 |
Wetherby Asset Management Inc. | 48,483 | $1,855 | 09/30/2019 |
HSBC | 48,483 | $1,855 | 09/30/2019 |
Raymond James Financial Services Advisors Inc. | | $1,813 | 09/30/2019 |
HSBC | 37,705 | $1,443 | 09/30/2019 |
HSBC.PRA | 14,068 | $370 | 09/30/2019 |
Fifth Third Bancorp | | $1,784 | 09/30/2019 |
HSBC | 45,934 | $1,758 | 09/30/2019 |
HSBC.PRA | 1,000 | $26 | 09/30/2019 |
Level Four Advisory Services LLC | | $1,774 | 09/30/2019 |
HSBC | 28,048 | $1,074 | 09/30/2019 |
HSBC.PRA | 26,597 | $700 | 09/30/2019 |
Suntrust Banks Inc. | 45,163 | $1,728 | 09/30/2019 |
HSBC | 45,163 | $1,728 | 09/30/2019 |
Old Port Advisors | 46,169 | $1,718 | 09/30/2019 |
HSBC | 46,169 | $1,718 | 09/30/2019 |
Camarda Financial Advisors LLC | 44,506 | $1,703 | 09/30/2019 |
HSBC | 44,506 | $1,703 | 09/30/2019 |
Regions Financial Corp | 43,696 | $1,672 | 09/30/2019 |
HSBC | 43,696 | $1,672 | 09/30/2019 |
Keybank National Association OH | 42,707 | $1,634 | 09/30/2019 |
HSBC | 42,707 | $1,634 | 09/30/2019 |
Wealth Advisors of Tampa Bay LLC | 42,325 | $1,620 | 09/30/2019 |
HSBC | 42,325 | $1,620 | 09/30/2019 |
Creative Planning | | $1,567 | 09/30/2019 |
HSBC | 32,323 | $1,237 | 09/30/2019 |
HSBC.PRA | 12,553 | $330 | 09/30/2019 |
Barclays PLC | | $1,531 | 09/30/2019 |
Put | 157,500 | $6,028 | 09/30/2019 |
Call | 139,700 | $5,346 | 09/30/2019 |
HSBC | 54,377 | $2,081 | 09/30/2019 |
HSBC.PRA | 5,000 | $132 | 09/30/2019 |
Todd Asset Management LLC | 39,021 | $1,513 | 09/30/2019 |
HSBC | 39,021 | $1,513 | 09/30/2019 |
Gradient Investments LLC | 38,288 | $1,465 | 09/30/2019 |
HSBC | 38,288 | $1,465 | 09/30/2019 |
Dimension Capital Management LLC | | $1,423 | 09/30/2019 |
HSBC.PRA | 54,220 | $1,423 | 09/30/2019 |
Baird Financial Group Inc. | | $1,400 | 09/30/2019 |
HSBC | 19,566 | $749 | 09/30/2019 |
HSBC.PRA | 24,721 | $651 | 09/30/2019 |
Forte Capital LLC ADV | 36,330 | $1,390 | 09/30/2019 |
HSBC | 36,330 | $1,390 | 09/30/2019 |
Vestmark Advisory Solutions Inc. | 35,148 | $1,345 | 09/30/2019 |
HSBC | 35,148 | $1,345 | 09/30/2019 |
Nomura Holdings Inc. | 35,000 | $1,321 | 09/30/2019 |
HSBC | 35,000 | $1,321 | 09/30/2019 |
Victory Capital Management Inc. | | $1,316 | 09/30/2019 |
HSBC.PRA | 50,000 | $1,316 | 09/30/2019 |
Blair William & Co. IL | | $1,314 | 09/30/2019 |
HSBC | 32,404 | $1,240 | 09/30/2019 |
HSBC.PRA | 2,828 | $74 | 09/30/2019 |
SeaBridge Investment Advisors LLC | 32,960 | $1,261 | 09/30/2019 |
HSBC | 32,960 | $1,261 | 09/30/2019 |
BBVA USA Bancshares Inc. | 32,225 | $1,233 | 09/30/2019 |
HSBC | 32,225 | $1,233 | 09/30/2019 |
Advisors Asset Management Inc. | 31,276 | $1,197 | 09/30/2019 |
HSBC | 31,276 | $1,197 | 09/30/2019 |
Oppenheimer & Co. Inc. | 31,105 | $1,190 | 09/30/2019 |
HSBC | 31,105 | $1,190 | 09/30/2019 |
Two Sigma Securities LLC | | $1,180 | 09/30/2019 |
HSBC | 28,347 | $1,085 | 09/30/2019 |
Call | 16,000 | $612 | 09/30/2019 |
Put | 13,500 | $517 | 09/30/2019 |
Athos Capital Ltd | 30,478 | $1,166 | 09/30/2019 |
HSBC | 30,478 | $1,166 | 09/30/2019 |
Gabelli Funds LLC | 30,000 | $1,148 | 09/30/2019 |
HSBC | 30,000 | $1,148 | 09/30/2019 |
Logan Capital Management Inc. | 29,283 | $1,120 | 09/30/2019 |
HSBC | 29,283 | $1,120 | 09/30/2019 |
FDx Advisors Inc. | 27,823 | $1,065 | 09/30/2019 |
HSBC | 27,823 | $1,065 | 09/30/2019 |
Squarepoint Ops LLC | 27,368 | $1,047 | 09/30/2019 |
HSBC | 27,368 | $1,047 | 09/30/2019 |
Karpas Strategies LLC | 27,200 | $1,041 | 09/30/2019 |
HSBC | 27,200 | $1,041 | 09/30/2019 |
Hochman Cole Investment Advisors Inc. | 27,107 | $1,037 | 09/30/2019 |
HSBC | 27,107 | $1,037 | 09/30/2019 |
Summit X LLC | 26,105 | $1,003 | 09/30/2019 |
HSBC | 26,105 | $1,003 | 09/30/2019 |
Eaton Vance Management | 26,077 | $998 | 09/30/2019 |
HSBC | 26,077 | $998 | 09/30/2019 |
Cambridge Investment Research Advisors Inc. | | $996 | 09/30/2019 |
HSBC | 16,792 | $643 | 09/30/2019 |
HSBC.PRA | 13,427 | $353 | 09/30/2019 |
Profund Advisors LLC | 25,658 | $982 | 09/30/2019 |
HSBC | 25,658 | $982 | 09/30/2019 |
Scotia Capital Inc. | 25,214 | $965 | 09/30/2019 |
HSBC | 25,214 | $965 | 09/30/2019 |
Mariner LLC | 25,191 | $964 | 09/30/2019 |
HSBC | 25,191 | $964 | 09/30/2019 |
Ladenburg Thalmann Financial Services Inc. | | $950 | 09/30/2019 |
HSBC | 19,996 | $766 | 09/30/2019 |
HSBC.PRA | 6,993 | $184 | 09/30/2019 |
Stephens Inc. AR | 24,432 | $935 | 09/30/2019 |
HSBC | 24,432 | $935 | 09/30/2019 |
Two Sigma Advisers LP | 24,211 | $927 | 09/30/2019 |
HSBC | 24,211 | $927 | 09/30/2019 |
BB&T Securities LLC | 24,134 | $922 | 09/30/2019 |
HSBC | 24,134 | $922 | 09/30/2019 |
People s United Financial Inc. | 23,957 | $917 | 09/30/2019 |
HSBC | 23,957 | $917 | 09/30/2019 |
MML Investors Services LLC | | $913 | 09/30/2019 |
HSBC | 16,153 | $618 | 09/30/2019 |
HSBC.PRA | 11,200 | $295 | 09/30/2019 |
Fulton Breakefield Broenniman LLC | | $870 | 09/30/2019 |
HSBC.PRA | 33,062 | $870 | 09/30/2019 |
Pacer Advisors Inc. | 22,354 | $855 | 09/30/2019 |
HSBC | 22,354 | $855 | 09/30/2019 |
Greytown Advisors Inc. | 22,063 | $844 | 09/30/2019 |
HSBC | 22,063 | $844 | 09/30/2019 |
Tuscan Ridge Asset Management LLC | | $838 | 09/30/2019 |
Put | 55,000 | $2,105 | 09/30/2019 |
Call | 52,500 | $2,009 | 09/30/2019 |
HSBC | 24,399 | $934 | 09/30/2019 |
Quadrant Capital Group LLC | 21,819 | $824 | 09/30/2019 |
HSBC | 21,819 | $824 | 09/30/2019 |
Intersect Capital LLC | 20,809 | $796 | 09/30/2019 |
HSBC | 20,809 | $796 | 09/30/2019 |
Checchi Capital Advisers LLC | 20,111 | $770 | 09/30/2019 |
HSBC | 20,111 | $770 | 09/30/2019 |
Bluestein R H & Co. | 20,000 | $765 | 09/30/2019 |
HSBC | 20,000 | $765 | 09/30/2019 |
Pillar Pacific Capital Management LLC | 19,810 | $758 | 09/30/2019 |
HSBC | 19,810 | $758 | 09/30/2019 |
Diversified Trust Co | 19,462 | $745 | 09/30/2019 |
HSBC | 19,462 | $745 | 09/30/2019 |
Donaldson Capital Management LLC | | $725 | 09/30/2019 |
HSBC.PRA | 27,542 | $725 | 09/30/2019 |
We Are One Seven LLC | 18,823 | $720 | 09/30/2019 |
HSBC | 18,823 | $720 | 09/30/2019 |
Earnest Partners LLC | 18,597 | $712 | 09/30/2019 |
HSBC | 18,597 | $712 | 09/30/2019 |
Advisor Partners LLC | 18,491 | $708 | 09/30/2019 |
HSBC | 18,491 | $708 | 09/30/2019 |
Mork Capital Management LLC | 18,400 | $704 | 09/30/2019 |
HSBC | 18,400 | $704 | 09/30/2019 |
Brinker Capital Inc. | 18,174 | $696 | 09/30/2019 |
HSBC | 18,174 | $696 | 09/30/2019 |
Anchor Capital Advisors LLC | | $684 | 09/30/2019 |
HSBC.PRA | 26,000 | $684 | 09/30/2019 |
HRT Financial LLC | 17,320 | $662 | 09/30/2019 |
HSBC | 17,320 | $662 | 09/30/2019 |
Assetmark Inc. | 17,212 | $659 | 09/30/2019 |
HSBC | 17,212 | $659 | 09/30/2019 |
Intrust Bank NA | 17,048 | $652 | 09/30/2019 |
HSBC | 17,048 | $652 | 09/30/2019 |
Zacks Investment Management | | $652 | 09/30/2019 |
HSBC.PRA | 24,784 | $652 | 09/30/2019 |
Comerica Securities Inc. | 16,920 | $648 | 09/30/2019 |
HSBC | 16,920 | $648 | 09/30/2019 |
Courier Capital LLC | 17,302 | $646 | 09/30/2019 |
HSBC | 17,302 | $646 | 09/30/2019 |
Sit Investment Associates Inc. | 16,425 | $629 | 09/30/2019 |
HSBC | 16,425 | $629 | 09/30/2019 |
Voya Financial Advisors Inc. | | $623 | 09/30/2019 |
HSBC | 9,532 | $364 | 09/30/2019 |
HSBC.PRA | 9,836 | $259 | 09/30/2019 |
WealthTrust Axiom LLC | | $598 | 09/30/2019 |
HSBC.PRA | 14,200 | $373 | 09/30/2019 |
HSBC | 5,882 | $225 | 09/30/2019 |
W.G. Shaheen & Associates DBA Whitney & Co | | $598 | 09/30/2019 |
HSBC.PRA | 22,700 | $598 | 09/30/2019 |
Boston Common Asset Management LLC | 15,328 | $587 | 09/30/2019 |
HSBC | 15,328 | $587 | 09/30/2019 |
HAP Trading LLC | | $566 | 09/30/2019 |
HSBC | 21,675 | $830 | 09/30/2019 |
Put | 33,500 | $267 | 09/30/2019 |
Call | 12,800 | $3 | 09/30/2019 |
American National Insurance Co. | 14,300 | $547 | 09/30/2019 |
HSBC | 14,300 | $547 | 09/30/2019 |
United Services Automobile Association | 14,210 | $544 | 09/30/2019 |
HSBC | 14,210 | $544 | 09/30/2019 |
Patton Albertson Miller Group LLC | 13,984 | $535 | 09/30/2019 |
HSBC | 13,984 | $535 | 09/30/2019 |
Kore Private Wealth LLC | | $527 | 09/30/2019 |
HSBC.PRA | 20,000 | $527 | 09/30/2019 |
Aspen Investment Management Inc | 13,700 | $524 | 09/30/2019 |
HSBC | 13,700 | $524 | 09/30/2019 |
Signaturefd LLC | | $513 | 09/30/2019 |
HSBC | 13,409 | $513 | 09/30/2019 |
HSBC.PRA | 14 | $0 | 09/30/2019 |
Steward Partners Investment Advisory LLC | | $504 | 09/30/2019 |
HSBC.PRA | 10,264 | $270 | 09/30/2019 |
HSBC | 6,122 | $234 | 09/30/2019 |
Moors & Cabot Inc. | 13,028 | $496 | 09/30/2019 |
HSBC | 13,028 | $496 | 09/30/2019 |
Moody National Bank Trust Division | 12,881 | $493 | 09/30/2019 |
HSBC | 12,881 | $493 | 09/30/2019 |
D.A. Davidson & CO. | 12,702 | $486 | 09/30/2019 |
HSBC | 12,702 | $486 | 09/30/2019 |
Centaurus Financial Inc. | 12,606 | $482 | 09/30/2019 |
HSBC | 12,606 | $482 | 09/30/2019 |
Newman Dignan & Sheerar Inc. | | $480 | 09/30/2019 |
HSBC.PRA | 18,252 | $480 | 09/30/2019 |
Penserra Capital Management LLC | | $479 | 09/30/2019 |
HSBC.PRA | 18,240 | $479 | 09/30/2019 |
CLARET ASSET MANAGEMENT Corp | 12,483 | $478 | 09/30/2019 |
HSBC | 12,483 | $478 | 09/30/2019 |
Pinnacle Associates Ltd. | 12,410 | $475 | 09/30/2019 |
HSBC | 12,410 | $475 | 09/30/2019 |
Cresset Asset Management LLC | 12,252 | $469 | 09/30/2019 |
HSBC | 12,252 | $469 | 09/30/2019 |
Morningstar Investment Services LLC | 12,227 | $468 | 09/30/2019 |
HSBC | 12,227 | $468 | 09/30/2019 |
Henry James International Management Inc. | 12,240 | $468 | 09/30/2019 |
HSBC | 12,240 | $468 | 09/30/2019 |
Northwestern Mutual Wealth Management Co. | | $454 | 09/30/2019 |
HSBC | 9,796 | $374 | 09/30/2019 |
HSBC.PRA | 3,045 | $80 | 09/30/2019 |
Mercer Global Advisors Inc. ADV | 11,824 | $452 | 09/30/2019 |
HSBC | 11,824 | $452 | 09/30/2019 |
Commerce Bank | 11,524 | $441 | 09/30/2019 |
HSBC | 11,524 | $441 | 09/30/2019 |
Huntington National Bank | | $425 | 09/30/2019 |
HSBC.PRA | 11,575 | $304 | 09/30/2019 |
HSBC | 3,143 | $121 | 09/30/2019 |
M&R Capital Management Inc. | | $425 | 09/30/2019 |
HSBC | 11,107 | $425 | 09/30/2019 |
HSBC.PRA | 37 | $0 | 09/30/2019 |
Eagle Asset Management Inc. | 11,000 | $420 | 09/30/2019 |
HSBC | 11,000 | $420 | 09/30/2019 |
Banco Santander S.A. | 10,821 | $416 | 09/30/2019 |
HSBC | 10,821 | $416 | 09/30/2019 |
Ipswich Investment Management Co. Inc. | 10,758 | $412 | 09/30/2019 |
HSBC | 10,758 | $412 | 09/30/2019 |
MUFG Americas Holdings Corp | | $407 | 09/30/2019 |
HSBC | 10,578 | $405 | 09/30/2019 |
HSBC.PRA | 68 | $2 | 09/30/2019 |
Wedbush Securities Inc. | 10,614 | $406 | 09/30/2019 |
HSBC | 10,614 | $406 | 09/30/2019 |
Integrated Wealth Concepts LLC | 10,621 | $406 | 09/30/2019 |
HSBC | 10,621 | $406 | 09/30/2019 |
Sterling Capital Management LLC | 10,549 | $404 | 09/30/2019 |
HSBC | 10,549 | $404 | 09/30/2019 |
Whittier Trust Co. | 10,266 | $393 | 09/30/2019 |
HSBC | 10,266 | $393 | 09/30/2019 |
Investors Research Corp | 10,266 | $393 | 09/30/2019 |
HSBC | 10,266 | $393 | 09/30/2019 |
Winthrop Partners WNY LLC | 10,273 | $393 | 09/30/2019 |
HSBC | 10,273 | $393 | 09/30/2019 |
Corient Capital Partners LLC | 10,243 | $392 | 09/30/2019 |
HSBC | 10,243 | $392 | 09/30/2019 |
Brandywine Oak Private Wealth LLC | 9,860 | $377 | 09/30/2019 |
HSBC | 9,860 | $377 | 09/30/2019 |
Bank of The West | 9,818 | $376 | 09/30/2019 |
HSBC | 9,818 | $376 | 09/30/2019 |
American Trust Investment Advisors LLC | 9,325 | $357 | 09/30/2019 |
HSBC | 9,325 | $357 | 09/30/2019 |
Reilly Financial Advisors LLC | | $352 | 09/30/2019 |
HSBC.PRA | 13,360 | $352 | 09/30/2019 |
HSBC | 13 | $0 | 09/30/2019 |
CAPROCK Group Inc. | 9,184 | $351 | 09/30/2019 |
HSBC | 9,184 | $351 | 09/30/2019 |
Cohen & Steers Inc. | | $350 | 09/30/2019 |
HSBC.PRA | 13,317 | $350 | 09/30/2019 |
Rehmann Capital Advisory Group | 8,309 | $347 | 06/30/2019 |
HSBC | 8,309 | $347 | 06/30/2019 |
Clarius Group LLC | 9,026 | $345 | 09/30/2019 |
HSBC | 9,026 | $345 | 09/30/2019 |
Paloma Partners Management Co | 8,963 | $343 | 09/30/2019 |
HSBC | 8,963 | $343 | 09/30/2019 |
Raymond James Trust N.A. | 8,915 | $341 | 09/30/2019 |
HSBC | 8,915 | $341 | 09/30/2019 |
Virtu Financial LLC | 8,765 | $335 | 09/30/2019 |
HSBC | 8,765 | $335 | 09/30/2019 |
Quantamental Technologies LLC | 8,762 | $335 | 09/30/2019 |
HSBC | 8,762 | $335 | 09/30/2019 |
South Texas Money Management Ltd. | 8,702 | $333 | 09/30/2019 |
HSBC | 8,702 | $333 | 09/30/2019 |
RMB Capital Management LLC | 8,464 | $324 | 09/30/2019 |
HSBC | 8,464 | $324 | 09/30/2019 |
Cibc Bank USA | 8,360 | $320 | 09/30/2019 |
HSBC | 8,360 | $320 | 09/30/2019 |
Ameritas Investment Corp | | $312 | 09/30/2019 |
HSBC.PRA | 10,460 | $275 | 09/30/2019 |
HSBC | 980 | $37 | 09/30/2019 |
Windsor Capital Management LLC | | $308 | 09/30/2019 |
HSBC.PRA | 11,722 | $308 | 09/30/2019 |
Stratos Wealth Partners LTD. | | $308 | 09/30/2019 |
HSBC.PRA | 11,693 | $308 | 09/30/2019 |
Hilltop Holdings Inc. | 7,920 | $303 | 09/30/2019 |
HSBC | 7,920 | $303 | 09/30/2019 |
Canandaigua National Bank & Trust Co. | 7,847 | $300 | 09/30/2019 |
HSBC | 7,847 | $300 | 09/30/2019 |
Qtron Investments LLC | 7,831 | $300 | 09/30/2019 |
HSBC | 7,831 | $300 | 09/30/2019 |
Benjamin F. Edwards & Company Inc. | 7,709 | $295 | 09/30/2019 |
HSBC | 7,709 | $295 | 09/30/2019 |
Berkeley Capital Partners LLC | 7,720 | $295 | 09/30/2019 |
HSBC | 7,720 | $295 | 09/30/2019 |
Trexquant Investment LP | 7,521 | $288 | 09/30/2019 |
HSBC | 7,521 | $288 | 09/30/2019 |
Lake Street Advisors Group LLC | 7,368 | $282 | 09/30/2019 |
HSBC | 7,368 | $282 | 09/30/2019 |
Shufro Rose & Co. LLC | | $278 | 09/30/2019 |
HSBC.PRA | 10,585 | $278 | 09/30/2019 |
Wrapmanager Inc. | 7,239 | $277 | 09/30/2019 |
HSBC | 7,239 | $277 | 09/30/2019 |
Atlantic Union Bankshares Corp | | $272 | 09/30/2019 |
HSBC.PRA | 10,350 | $272 | 09/30/2019 |
Dorsey & Whitney Trust CO LLC | 7,098 | $272 | 09/30/2019 |
HSBC | 7,098 | $272 | 09/30/2019 |
BTC Capital Management Inc. | 7,111 | $272 | 09/30/2019 |
HSBC | 7,111 | $272 | 09/30/2019 |
Park Avenue Securities LLC | 6,998 | $268 | 09/30/2019 |
HSBC | 6,998 | $268 | 09/30/2019 |
Alpha Cubed Investments LLC | | $263 | 09/30/2019 |
HSBC.PRA | 10,000 | $263 | 09/30/2019 |
Cetera Advisors LLC | 6,868 | $261 | 09/30/2019 |
HSBC | 6,868 | $261 | 09/30/2019 |
New England Research & Management Inc. | | $255 | 09/30/2019 |
HSBC.PRA | 9,700 | $255 | 09/30/2019 |
YorkBridge Wealth Partners LLC | 6,672 | $255 | 09/30/2019 |
HSBC | 6,672 | $255 | 09/30/2019 |
FMR LLC | 6,638 | $254 | 09/30/2019 |
HSBC | 6,638 | $254 | 09/30/2019 |
National Asset Management Inc. | 6,495 | $250 | 09/30/2019 |
HSBC | 6,495 | $250 | 09/30/2019 |
Klingenstein Fields & Co. LLC | 6,502 | $249 | 09/30/2019 |
HSBC | 6,502 | $249 | 09/30/2019 |
Fort Washington Investment Advisors Inc. OH | 6,455 | $247 | 09/30/2019 |
HSBC | 6,455 | $247 | 09/30/2019 |
Cetera Investment Advisers | 6,435 | $247 | 09/30/2019 |
HSBC | 6,435 | $247 | 09/30/2019 |
Weather Gauge Advisory LLC | 6,380 | $244 | 09/30/2019 |
HSBC | 6,380 | $244 | 09/30/2019 |
Baldwin Investment Management LLC | 6,316 | $242 | 09/30/2019 |
HSBC | 6,316 | $242 | 09/30/2019 |
Smith Moore & CO. | 6,307 | $241 | 09/30/2019 |
HSBC | 6,307 | $241 | 09/30/2019 |
Rockefeller Capital Management L.P. | | $240 | 09/30/2019 |
HSBC.PRA | 7,000 | $184 | 09/30/2019 |
HSBC | 1,474 | $56 | 09/30/2019 |
Greenleaf Trust | 6,220 | $238 | 09/30/2019 |
HSBC | 6,220 | $238 | 09/30/2019 |
Waters Parkerson & CO. LLC | 6,213 | $238 | 09/30/2019 |
HSBC | 6,213 | $238 | 09/30/2019 |
Altfest L J & Co. Inc. | | $237 | 09/30/2019 |
HSBC.PRA | 9,000 | $237 | 09/30/2019 |
Edgewood Management LLC | | $237 | 09/30/2019 |
HSBC.PRA | 9,000 | $237 | 09/30/2019 |
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA | | $237 | 09/30/2019 |
HSBC.PRA | 9,000 | $237 | 09/30/2019 |
Segall Bryant & Hamill LLC | | $237 | 09/30/2019 |
HSBC.PRA | 9,130 | $237 | 09/30/2019 |
Spears Abacus Advisors LLC | | $236 | 09/30/2019 |
HSBC.PRA | 9,000 | $236 | 09/30/2019 |
Blue Square Asset Management LLC | 6,175 | $236 | 09/30/2019 |
HSBC | 6,175 | $236 | 09/30/2019 |
SOL Capital Management CO | 6,038 | $231 | 09/30/2019 |
HSBC | 6,038 | $231 | 09/30/2019 |
Bridgecreek Investment Management LLC | 6,025 | $231 | 09/30/2019 |
HSBC | 6,025 | $231 | 09/30/2019 |
Shoker Investment Counsel Inc. | | $230 | 09/30/2019 |
HSBC.PRA | 8,756 | $230 | 09/30/2019 |
Traynor Capital Management Inc. | 6,031 | $230 | 09/30/2019 |
HSBC | 6,031 | $230 | 09/30/2019 |
Qube Research & Technologies Ltd | 5,925 | $227 | 09/30/2019 |
HSBC | 5,925 | $227 | 09/30/2019 |
Monarch Capital Management Inc. | | $221 | 09/30/2019 |
HSBC.PRA | 8,400 | $221 | 09/30/2019 |
Duncker Streett & Co. Inc. | | $220 | 09/30/2019 |
HSBC.PRA | 8,349 | $220 | 09/30/2019 |
Sage Rhino Capital LLC | 5,716 | $219 | 09/30/2019 |
HSBC | 5,716 | $219 | 09/30/2019 |
Telemus Capital LLC | 5,647 | $216 | 09/30/2019 |
HSBC | 5,647 | $216 | 09/30/2019 |
Cornerstone Wealth Management LLC | 5,598 | $214 | 09/30/2019 |
HSBC | 5,598 | $214 | 09/30/2019 |
Hayek Kallen Investment Management | | $210 | 09/30/2019 |
HSBC.PRA | 8,000 | $210 | 09/30/2019 |
Ballentine Partners LLC | 5,473 | $209 | 09/30/2019 |
HSBC | 5,473 | $209 | 09/30/2019 |
TD Asset Management Inc. | 5,402 | $207 | 09/30/2019 |
HSBC | 5,402 | $207 | 09/30/2019 |
Rodgers Brothers Inc. | 5,408 | $207 | 09/30/2019 |
HSBC | 5,408 | $207 | 09/30/2019 |
Lenox Wealth Management Inc. | 5,243 | $200 | 09/30/2019 |
HSBC | 5,243 | $200 | 09/30/2019 |
Wealthcare Advisory Partners LLC | | $198 | 09/30/2019 |
HSBC.PRA | 4,600 | $121 | 09/30/2019 |
HSBC | 2,003 | $77 | 09/30/2019 |
Baldwin Brothers Inc. MA | | $190 | 09/30/2019 |
HSBC.PRA | 3,900 | $103 | 09/30/2019 |
HSBC | 2,265 | $87 | 09/30/2019 |
Parkside Financial Bank & Trust | 4,845 | $185 | 09/30/2019 |
HSBC | 4,845 | $185 | 09/30/2019 |
Private Capital Group LLC | 4,584 | $175 | 09/30/2019 |
HSBC | 4,584 | $175 | 09/30/2019 |
Bogart Wealth LLC | 4,415 | $169 | 09/30/2019 |
HSBC | 4,415 | $169 | 09/30/2019 |
1 North Wealth Services LLC | 4,386 | $168 | 09/30/2019 |
HSBC | 4,386 | $168 | 09/30/2019 |
Enterprise Financial Services Corp | | $161 | 09/30/2019 |
HSBC | 3,867 | $148 | 09/30/2019 |
HSBC.PRA | 524 | $13 | 09/30/2019 |
Lindbrook Capital LLC | 4,218 | $161 | 09/30/2019 |
HSBC | 4,218 | $161 | 09/30/2019 |
Weil Company Inc. | 4,000 | $153 | 09/30/2019 |
HSBC | 4,000 | $153 | 09/30/2019 |
Cullen Frost Bankers Inc. | 3,674 | $141 | 09/30/2019 |
HSBC | 3,674 | $141 | 09/30/2019 |
CWM LLC | | $139 | 09/30/2019 |
HSBC.PRA | 4,305 | $113 | 09/30/2019 |
HSBC | 678 | $26 | 09/30/2019 |
Parallel Advisors LLC | 3,506 | $134 | 09/30/2019 |
HSBC | 3,506 | $134 | 09/30/2019 |
Boston Partners | 3,170 | $132 | 09/30/2019 |
HSBC | 3,170 | $132 | 09/30/2019 |
Edmond DE Rothschild Holding S.A. | | $116 | 09/30/2019 |
HSBC.PRA | 3,060 | $81 | 09/30/2019 |
HSBC | 907 | $35 | 09/30/2019 |
Optimum Investment Advisors | | $115 | 09/30/2019 |
HSBC.PRA | 4,150 | $109 | 09/30/2019 |
HSBC | 155 | $6 | 09/30/2019 |
Global Retirement Partners LLC | | $113 | 09/30/2019 |
HSBC.PRA | 2,218 | $58 | 09/30/2019 |
HSBC | 1,429 | $55 | 09/30/2019 |
New York State Common Retirement Fund | 2,929 | $112 | 09/30/2019 |
HSBC | 2,929 | $112 | 09/30/2019 |
GSB Wealth Management LLC | | $105 | 09/30/2019 |
HSBC.PRA | 3,999 | $105 | 09/30/2019 |
JNBA Financial Advisors | 2,713 | $104 | 09/30/2019 |
HSBC | 2,713 | $104 | 09/30/2019 |
Capital Bank & Trust Co | 2,619 | $100 | 09/30/2019 |
HSBC | 2,619 | $100 | 09/30/2019 |
Van ECK Associates Corp | | $94 | 09/30/2019 |
HSBC.PRA | 3,584 | $94 | 09/30/2019 |
Bessemer Group Inc. | 2,227 | $86 | 09/30/2019 |
HSBC | 2,227 | $86 | 09/30/2019 |
First Interstate Bank | 2,215 | $85 | 09/30/2019 |
HSBC | 2,215 | $85 | 09/30/2019 |
UBS Asset Management Americas Inc. | 2,167 | $83 | 09/30/2019 |
HSBC | 2,167 | $83 | 09/30/2019 |
Zions Bancorporation N.A. | 2,076 | $79 | 09/30/2019 |
HSBC | 2,076 | $79 | 09/30/2019 |
Tower Research Capital LLC TRC | 1,866 | $72 | 09/30/2019 |
HSBC | 1,866 | $72 | 09/30/2019 |
Advisory Services Network LLC | | $70 | 09/30/2019 |
HSBC | 1,426 | $60 | 09/30/2019 |
HSBC.PRA | 400 | $10 | 09/30/2019 |
Community Bank N.A. | | $67 | 09/30/2019 |
HSBC.PRA | 2,400 | $64 | 09/30/2019 |
HSBC | 80 | $3 | 09/30/2019 |
Jacobi Capital Management LLC | 1,708 | $65 | 09/30/2019 |
HSBC | 1,708 | $65 | 09/30/2019 |
CENTRAL TRUST Co | | $63 | 09/30/2019 |
HSBC.PRA | 2,100 | $55 | 09/30/2019 |
HSBC | 212 | $8 | 09/30/2019 |
Carroll Financial Associates Inc. | | $61 | 09/30/2019 |
HSBC.PRA | 1,945 | $51 | 09/30/2019 |
HSBC | 270 | $10 | 09/30/2019 |
Evoke Wealth LLC | 1,606 | $61 | 09/30/2019 |
HSBC | 1,606 | $61 | 09/30/2019 |
Whittier Trust Co. of Nevada Inc. | 1,540 | $59 | 09/30/2019 |
HSBC | 1,540 | $59 | 09/30/2019 |
Sandy Spring Bank | | $59 | 09/30/2019 |
HSBC.PRA | 2,230 | $59 | 09/30/2019 |
Toronto Dominion Bank | 1,457 | $56 | 09/30/2019 |
HSBC | 1,457 | $56 | 09/30/2019 |
Liberty Wealth Management LLC | 1,410 | $54 | 09/30/2019 |
HSBC | 1,410 | $54 | 09/30/2019 |
Clean Yield Group | | $53 | 09/30/2019 |
HSBC.PRA | 2,000 | $53 | 09/30/2019 |
Ropes Wealth Advisors LLC | 1,364 | $52 | 09/30/2019 |
HSBC | 1,364 | $52 | 09/30/2019 |
Proequities Inc. | | $51 | 09/30/2019 |
HSBC | 1,335 | $51 | 09/30/2019 |
Put | 0 | $0 | 09/30/2019 |
Call | 0 | $0 | 09/30/2019 |
HSBC.PRA | 0 | $0 | 09/30/2019 |
Brown Brothers Harriman & Co. | 1,252 | $48 | 09/30/2019 |
HSBC | 1,252 | $48 | 09/30/2019 |
AdvisorNet Financial Inc | | $46 | 09/30/2019 |
HSBC.PRA | 910 | $24 | 09/30/2019 |
HSBC | 565 | $22 | 09/30/2019 |
Capital Investment Advisory Services LLC | 1,097 | $42 | 09/30/2019 |
HSBC | 1,097 | $42 | 09/30/2019 |
Citizens Financial Group Inc RI | 1,000 | $38 | 09/30/2019 |
HSBC | 1,000 | $38 | 09/30/2019 |
Northwest Investment Counselors LLC | 1,000 | $38 | 09/30/2019 |
HSBC | 1,000 | $38 | 09/30/2019 |
SRS Capital Advisors Inc. | 1,003 | $38 | 09/30/2019 |
HSBC | 1,003 | $38 | 09/30/2019 |
FinTrust Capital Advisors LLC | 956 | $37 | 09/30/2019 |
HSBC | 956 | $37 | 09/30/2019 |
Synovus Financial Corp | 880 | $34 | 09/30/2019 |
HSBC | 880 | $34 | 09/30/2019 |
Bluefin Trading LLC | | $34 | 09/30/2019 |
Call | 33,600 | $34 | 09/30/2019 |
Lenox Wealth Advisors LLC | 879 | $34 | 09/30/2019 |
HSBC | 879 | $34 | 09/30/2019 |
Flagship Harbor Advisors LLC | 910 | $34 | 09/30/2019 |
HSBC | 910 | $34 | 09/30/2019 |
FTB Advisors Inc. | 863 | $32 | 09/30/2019 |
HSBC | 863 | $32 | 09/30/2019 |
Winslow Evans & Crocker Inc. | | $32 | 09/30/2019 |
HSBC | 488 | $20 | 09/30/2019 |
HSBC.PRA | 400 | $12 | 09/30/2019 |
IFP Advisors Inc | 834 | $32 | 09/30/2019 |
HSBC | 834 | $32 | 09/30/2019 |
Jackson Grant Investment Advisers Inc. | | $32 | 09/30/2019 |
HSBC.PRA | 1,232 | $32 | 09/30/2019 |
Hanson & Doremus Investment Management | 809 | $31 | 09/30/2019 |
HSBC | 809 | $31 | 09/30/2019 |
Front Row Advisors LLC | 736 | $28 | 09/30/2019 |
HSBC | 736 | $28 | 09/30/2019 |
Northern Oak Wealth Management Inc. | | $26 | 09/30/2019 |
HSBC.PRA | 1,000 | $26 | 09/30/2019 |
Hexavest Inc. | 668 | $26 | 09/30/2019 |
HSBC | 668 | $26 | 09/30/2019 |
Financial Architects Inc | | $26 | 09/30/2019 |
HSBC.PRA | 1,000 | $26 | 09/30/2019 |
Endurance Wealth Management Inc. | | $26 | 09/30/2019 |
HSBC.PRA | 1,000 | $26 | 09/30/2019 |
Sowell Financial Services LLC | | $26 | 09/30/2019 |
HSBC | 512 | $20 | 09/30/2019 |
HSBC.PRA | 239 | $6 | 09/30/2019 |
BDO Wealth Advisors LLC | | $26 | 09/30/2019 |
HSBC.PRA | 1,000 | $26 | 09/30/2019 |
Harvest Group Wealth Management LLC | 657 | $25 | 09/30/2019 |
HSBC | 657 | $25 | 09/30/2019 |
Farmers National Bank | 609 | $25 | 06/30/2019 |
HSBC | 609 | $25 | 06/30/2019 |
Cornerstone Advisors Inc. | 636 | $24 | 09/30/2019 |
HSBC | 636 | $24 | 09/30/2019 |
Adirondack Trust Co. | 607 | $23 | 09/30/2019 |
HSBC | 607 | $23 | 09/30/2019 |
Asset Dedication LLC | 590 | $23 | 09/30/2019 |
HSBC | 590 | $23 | 09/30/2019 |
Fieldpoint Private Securities LLC | 605 | $23 | 09/30/2019 |
HSBC | 605 | $23 | 09/30/2019 |
Princeton Global Asset Management LLC | 600 | $23 | 09/30/2019 |
HSBC | 600 | $23 | 09/30/2019 |
Truehand Inc | 566 | $22 | 09/30/2019 |
HSBC | 566 | $22 | 09/30/2019 |
Pinnacle Bank | 572 | $22 | 09/30/2019 |
HSBC | 572 | $22 | 09/30/2019 |
Nelson Roberts Investment Advisors LLC | | $21 | 09/30/2019 |
HSBC.PRA | 500 | $13 | 09/30/2019 |
HSBC | 200 | $8 | 09/30/2019 |
JFS Wealth Advisors LLC | | $21 | 09/30/2019 |
HSBC.PRA | 400 | $11 | 09/30/2019 |
HSBC | 262 | $10 | 09/30/2019 |
Shine Investment Advisory Services Inc. | 496 | $19 | 09/30/2019 |
HSBC | 496 | $19 | 09/30/2019 |
BNP Paribas Arbitrage SA | 496 | $19 | 09/30/2019 |
HSBC | 496 | $19 | 09/30/2019 |
CLS Investments LLC | | $19 | 09/30/2019 |
HSBC | 422 | $16 | 09/30/2019 |
HSBC.PRA | 115 | $3 | 09/30/2019 |
Cutler Group LP | | $19 | 09/30/2019 |
Call | 24,900 | $20 | 09/30/2019 |
Put | 10,700 | $1 | 09/30/2019 |
Sawyer & Company Inc | 500 | $19 | 09/30/2019 |
HSBC | 500 | $19 | 09/30/2019 |
Quad Cities Investment Group LLC | 500 | $19 | 09/30/2019 |
HSBC | 500 | $19 | 09/30/2019 |
Enterprise Trust & Investment Co | 501 | $19 | 09/30/2019 |
HSBC | 501 | $19 | 09/30/2019 |
Cordasco Financial Network | 431 | $16 | 09/30/2019 |
HSBC | 431 | $16 | 09/30/2019 |
Berman Capital Advisors LLC | 416 | $15 | 09/30/2019 |
HSBC | 416 | $15 | 09/30/2019 |
Bedel Financial Consulting Inc. | 400 | $15 | 09/30/2019 |
HSBC | 400 | $15 | 09/30/2019 |
Coastal Investment Advisors Inc. | 390 | $15 | 09/30/2019 |
HSBC | 390 | $15 | 09/30/2019 |
Nisa Investment Advisors LLC | 366 | $14 | 09/30/2019 |
HSBC | 366 | $14 | 09/30/2019 |
First PREMIER Bank | 353 | $14 | 09/30/2019 |
HSBC | 353 | $14 | 09/30/2019 |
North Star Investment Management Corp. | | $13 | 09/30/2019 |
HSBC.PRA | 500 | $13 | 09/30/2019 |
Estabrook Capital Management | | $13 | 09/30/2019 |
HSBC.PRA | 500 | $13 | 09/30/2019 |
Farmers & Merchants Investments Inc. | 307 | $12 | 09/30/2019 |
HSBC | 307 | $12 | 09/30/2019 |
Truvestments Capital LLC | 310 | $12 | 09/30/2019 |
HSBC | 310 | $12 | 09/30/2019 |
Pathstone Family Office LLC | 290 | $11 | 09/30/2019 |
HSBC | 290 | $11 | 09/30/2019 |
Whitnell & Co. | | $11 | 09/30/2019 |
HSBC.PRA | 400 | $11 | 09/30/2019 |
McCollum Christoferson Group LLC | | $11 | 09/30/2019 |
Call | 40,000 | $11 | 09/30/2019 |
Bartlett & Co. LLC | 254 | $10 | 09/30/2019 |
HSBC | 254 | $10 | 09/30/2019 |
QCI Asset Management Inc. NY | 235 | $9 | 09/30/2019 |
HSBC | 235 | $9 | 09/30/2019 |
Plante Moran Financial Advisors LLC | 224 | $9 | 09/30/2019 |
HSBC | 224 | $9 | 09/30/2019 |
Allworth Financial LP | 227 | $9 | 09/30/2019 |
HSBC | 227 | $9 | 09/30/2019 |
McIlrath & Eck LLC | 247 | $9 | 09/30/2019 |
HSBC | 247 | $9 | 09/30/2019 |
Old North State Trust LLC | 232 | $9 | 09/30/2019 |
HSBC | 232 | $9 | 09/30/2019 |
Quest Capital Management Inc. ADV | 215 | $8 | 09/30/2019 |
HSBC | 215 | $8 | 09/30/2019 |
Atlas Capital Advisors LLC | 198 | $8 | 09/30/2019 |
HSBC | 198 | $8 | 09/30/2019 |
Valeo Financial Advisors LLC | 218 | $8 | 09/30/2019 |
HSBC | 218 | $8 | 09/30/2019 |
Aspire Private Capital LLC | 202 | $8 | 09/30/2019 |
HSBC | 202 | $8 | 09/30/2019 |
Pin Oak Investment Advisors Inc. | 184 | $7 | 09/30/2019 |
HSBC | 184 | $7 | 09/30/2019 |
NEXT Financial Group Inc | 175 | $7 | 09/30/2019 |
HSBC | 175 | $7 | 09/30/2019 |
American Research & Management Co. | 150 | $6 | 09/30/2019 |
HSBC | 150 | $6 | 09/30/2019 |
Candriam Luxembourg S.C.A. | 151 | $6 | 09/30/2019 |
HSBC | 151 | $6 | 09/30/2019 |
Evolution Wealth Advisors LLC | 145 | $6 | 09/30/2019 |
HSBC | 145 | $6 | 09/30/2019 |
Coastal Capital Group Inc. | 163 | $6 | 09/30/2019 |
HSBC | 163 | $6 | 09/30/2019 |
Lazard Asset Management LLC | 149 | $5 | 09/30/2019 |
HSBC | 149 | $5 | 09/30/2019 |
Nelson Van Denburg & Campbell Wealth Management Group LLC | 146 | $5 | 09/30/2019 |
HSBC | 146 | $5 | 09/30/2019 |
Truewealth LLC | 129 | $5 | 09/30/2019 |
HSBC | 129 | $5 | 09/30/2019 |
Squar Milner Financial Services LLC | 140 | $5 | 09/30/2019 |
HSBC | 140 | $5 | 09/30/2019 |
Prestige Wealth Management Group LLC | 143 | $5 | 09/30/2019 |
HSBC | 143 | $5 | 09/30/2019 |
Weaver Consulting Group | 111 | $5 | 09/30/2019 |
HSBC | 111 | $5 | 09/30/2019 |
Valley National Advisers Inc. | 100 | $4 | 09/30/2019 |
HSBC | 100 | $4 | 09/30/2019 |
Trust Co. of Vermont | 100 | $4 | 09/30/2019 |
HSBC | 100 | $4 | 09/30/2019 |
Cribstone Capital Management LLC | 100 | $4 | 09/30/2019 |
HSBC | 100 | $4 | 09/30/2019 |
Norway Savings Bank | 100 | $4 | 09/30/2019 |
HSBC | 100 | $4 | 09/30/2019 |
Trustcore Financial Services LLC | 100 | $4 | 09/30/2019 |
HSBC | 100 | $4 | 09/30/2019 |
Golden State Wealth Management LLC | 104 | $4 | 09/30/2019 |
HSBC | 104 | $4 | 09/30/2019 |
Kistler Tiffany Companies LLC | | $3 | 09/30/2019 |
HSBC.PRA | 111 | $3 | 09/30/2019 |
Gemmer Asset Management LLC | 91 | $3 | 09/30/2019 |
HSBC | 91 | $3 | 09/30/2019 |
AllSquare Wealth Management LLC | 88 | $3 | 09/30/2019 |
HSBC | 88 | $3 | 09/30/2019 |
BerganKDV Wealth Management LLC | 84 | $3 | 09/30/2019 |
HSBC | 84 | $3 | 09/30/2019 |
Nvwm LLC | 75 | $3 | 09/30/2019 |
HSBC | 75 | $3 | 09/30/2019 |
Delta Asset Management LLC TN | 51 | $2 | 09/30/2019 |
HSBC | 51 | $2 | 09/30/2019 |
Thompson Siegel & Walmsley LLC | 42 | $2 | 09/30/2019 |
HSBC | 42 | $2 | 09/30/2019 |
Usca Ria LLC | 44 | $2 | 09/30/2019 |
HSBC | 44 | $2 | 09/30/2019 |
Executive Wealth Management LLC | 70 | $2 | 09/30/2019 |
HSBC | 70 | $2 | 09/30/2019 |
Advisory Alpha LLC | 49 | $2 | 09/30/2019 |
HSBC | 49 | $2 | 09/30/2019 |
Financial Gravity Wealth Inc. | 43 | $2 | 09/30/2019 |
HSBC | 43 | $2 | 09/30/2019 |
Delphi Private Advisors LLC | 54 | $2 | 06/30/2019 |
HSBC | 54 | $2 | 06/30/2019 |
WestEnd Advisors LLC | 20 | $1 | 09/30/2019 |
HSBC | 20 | $1 | 09/30/2019 |
Barnett & Company Inc. | 20 | $1 | 09/30/2019 |
HSBC | 20 | $1 | 09/30/2019 |
Perkins Coie Trust Co | 36 | $1 | 09/30/2019 |
HSBC | 36 | $1 | 09/30/2019 |
LifePlan Financial Group Inc | 34 | $1 | 09/30/2019 |
HSBC | 34 | $1 | 09/30/2019 |
Patriot Financial Group Insurance Agency LLC | 22 | $1 | 09/30/2019 |
HSBC | 22 | $1 | 09/30/2019 |
FNY Investment Advisers LLC | 40 | $1 | 09/30/2019 |
HSBC | 40 | $1 | 09/30/2019 |
Kayne Anderson Rudnick Investment Management LLC | 8 | $0 | 09/30/2019 |
HSBC | 8 | $0 | 09/30/2019 |
O Shaughnessy Asset Management LLC | 9 | $0 | 09/30/2019 |
HSBC | 9 | $0 | 09/30/2019 |
Johnson Financial Group Inc. | 6 | $0 | 09/30/2019 |
HSBC | 6 | $0 | 09/30/2019 |
Capula Management Ltd | | $0 | 09/30/2019 |
Put | 150,000 | $5,741 | 09/30/2019 |
Call | 150,000 | $5,741 | 09/30/2019 |
SG3 Management LLC | | $-383 | 09/30/2019 |
Put | 10,000 | $383 | 09/30/2019 |
Wolverine Trading LLC | | $-1,892 | 09/30/2019 |
Put | 228,000 | $8,696 | 09/30/2019 |
Call | 178,400 | $6,804 | 09/30/2019 |
Group One Trading L.P. | | $-2,964 | 09/30/2019 |
Put | 103,200 | $3,949 | 09/30/2019 |
Call | 25,100 | $961 | 09/30/2019 |
HSBC | 638 | $24 | 09/30/2019 |
Citadel Advisors LLC | | $-6,690 | 09/30/2019 |
Put | 1,413,200 | $54,083 | 09/30/2019 |
HSBC | 626,388 | $23,972 | 09/30/2019 |
Call | 612,000 | $23,421 | 09/30/2019 |
Jet Capital Investors L P | | $-8,419 | 09/30/2019 |
Put | 220,000 | $8,419 | 09/30/2019 |
Caption Management LLC | | $-12,436 | 09/30/2019 |
Put | 450,000 | $17,220 | 09/30/2019 |
HSBC | 125,000 | $4,784 | 09/30/2019 |
Susquehanna International Group LLP | | $-15,271 | 09/30/2019 |
Put | 1,887,100 | $72,220 | 09/30/2019 |
Call | 1,334,200 | $51,060 | 09/30/2019 |
HSBC | 153,902 | $5,889 | 09/30/2019 |
PEAK6 Investments LLC | | $-32,901 | 09/30/2019 |
Put | 1,178,400 | $44,496 | 09/30/2019 |
Call | 168,600 | $6,366 | 09/30/2019 |
HSBC | 138,488 | $5,229 | 09/30/2019 |
Maplelane Capital LLC | 1 | $-52,813 | 09/30/2019 |
Put | 1,380,000 | $52,813 | 09/30/2019 |
HSBC | 1 | $0 | 09/30/2019 |