HoldingsChannel.com
Funds Holding DOCU
HolderAmountPosition Size
($ in 1000's)
 As of
Price T Rowe Associates Inc. MD23,456,415$1,738,355 12/31/2019
     DOCU23,456,415$1,738,355 12/31/2019
Vanguard Group Inc.12,540,039$929,343 12/31/2019
     DOCU12,540,039$929,343 12/31/2019
BlackRock Inc. $566,676 12/31/2019
     DOCU7,610,454$564,010 12/31/2019
     NOTE 02,147,000$2,666 12/31/2019
Capital Research Global Investors6,481,326$480,331 12/31/2019
     DOCU6,481,326$480,331 12/31/2019
Capital World Investors5,181,990$384,037 12/31/2019
     DOCU5,181,990$384,037 12/31/2019
Kayne Anderson Rudnick Investment Management LLC5,128,643$380,084 12/31/2019
     DOCU5,128,643$380,084 12/31/2019
D. E. Shaw & Co. Inc. $367,464 12/31/2019
     DOCU4,868,358$360,794 12/31/2019
     Call90,000$6,670 12/31/2019
Bain Capital Venture Investors LLC4,817,645$357,036 12/31/2019
     DOCU4,817,645$357,036 12/31/2019
Wellington Management Group LLP $341,935 12/31/2019
     DOCU4,607,605$341,470 12/31/2019
     NOTE 0375,000$465 12/31/2019
Bain Capital Public Equity Management II LLC3,060,342$226,802 12/31/2019
     DOCU3,060,342$226,802 12/31/2019
Franklin Resources Inc. $225,963 12/31/2019
     DOCU1,741,102$129,033 12/31/2019
     NOTE 077,750,000$96,930 12/31/2019
First Trust Advisors LP3,019,517$223,776 12/31/2019
     DOCU3,019,517$223,776 12/31/2019
State Street Corp $220,329 12/31/2019
     DOCU2,646,933$196,164 12/31/2019
     NOTE 019,425,000$24,165 12/31/2019
Morgan Stanley $199,443 12/31/2019
     DOCU2,644,541$195,987 12/31/2019
     NOTE 02,780,000$3,456 12/31/2019
American Century Companies Inc.2,610,546$193,468 12/31/2019
     DOCU2,610,546$193,468 12/31/2019
JPMorgan Chase & Co. $190,913 12/31/2019
     DOCU1,843,880$136,650 12/31/2019
     Call367,000$27,198 12/31/2019
     BOND21,708,000$27,065 12/31/2019
Freestone Capital Holdings LLC41,139$188,139 12/31/2019
     DOCU41,139$188,139 12/31/2019
Bank of New York Mellon Corp $172,339 12/31/2019
     DOCU2,295,995$170,157 12/31/2019
     NOTE1,750,000$2,182 12/31/2019
Clearbridge Investments LLC2,131,609$161,789 12/31/2019
     DOCU2,131,609$161,789 12/31/2019
Putnam Investments LLC $133,227 12/31/2019
     DOCU1,612,767$119,522 12/31/2019
     CONV11,037,000$13,705 12/31/2019
Allianz Asset Management GmbH $132,587 12/31/2019
     NOTE 093,115,000$115,620 12/31/2019
     DOCU228,946$16,967 12/31/2019
Matrix Capital Management Company LP1,741,166$129,038 12/31/2019
     DOCU1,741,166$129,038 12/31/2019
FMR LLC $124,092 12/31/2019
     DOCU1,450,925$107,528 12/31/2019
     NOTE 013,340,000$16,564 12/31/2019
Jericho Capital Asset Management L.P.1,624,861$120,418 12/31/2019
     DOCU1,624,861$120,418 12/31/2019
Wasatch Advisors Inc.1,594,551$118,172 12/31/2019
     DOCU1,594,551$118,172 12/31/2019
Geode Capital Management LLC1,519,381$112,527 12/31/2019
     DOCU1,519,381$112,527 12/31/2019
Two Sigma Advisers LP1,436,600$106,466 12/31/2019
     DOCU1,436,600$106,466 12/31/2019
Goldman Sachs Group Inc. $106,179 12/31/2019
     DOCU1,121,314$83,101 12/31/2019
     Call273,000$20,232 12/31/2019
     CNV3,104,000$3,854 12/31/2019
     Put13,600$1,008 12/31/2019
Lord Abbett & CO. LLC1,425,045$105,610 12/31/2019
     DOCU1,425,045$105,610 12/31/2019
Victory Capital Management Inc.1,396,766$103,514 12/31/2019
     DOCU1,396,766$103,514 12/31/2019
Two Sigma Investments LP $96,473 12/31/2019
     DOCU1,303,246$96,584 12/31/2019
     Put46,000$3,409 12/31/2019
     Call44,500$3,298 12/31/2019
Eaton Vance Management1,300,114$96,351 12/31/2019
     DOCU1,300,114$96,351 12/31/2019
Wells Fargo & Company MN $92,738 12/31/2019
     DOCU1,239,505$91,859 12/31/2019
     NOTE 0707,000$879 12/31/2019
Waddell & Reed Financial Inc.1,155,964$85,668 12/31/2019
     DOCU1,155,964$85,668 12/31/2019
Susquehanna International Group LLP $81,404 12/31/2019
     Call1,975,800$146,427 12/31/2019
     Put1,076,300$79,765 12/31/2019
     DOCU198,913$14,742 12/31/2019
Norges Bank1,065,776$78,985 12/31/2019
     DOCU1,065,776$78,985 12/31/2019
Blair William & Co. IL1,041,767$77,205 12/31/2019
     DOCU1,041,767$77,205 12/31/2019
Massachusetts Financial Services Co. MA963,595$71,411 12/31/2019
     DOCU963,595$71,411 12/31/2019
1832 Asset Management L.P.966,500$70,156 12/31/2019
     DOCU966,500$70,156 12/31/2019
Charles Schwab Investment Management Inc.829,571$61,480 12/31/2019
     DOCU829,571$61,480 12/31/2019
Northern Trust Corp820,735$60,824 12/31/2019
     DOCU820,735$60,824 12/31/2019
DeepCurrents Investment Group LLC $58,284 12/31/2019
     NOTE 046,762,000$58,284 12/31/2019
Sumitomo Mitsui Trust Holdings Inc.767,793$56,901 12/31/2019
     DOCU767,793$56,901 12/31/2019
Bank of America Corp DE $41,561 12/31/2019
     DOCU464,106$34,395 12/31/2019
     NOTE 05,771,000$7,166 12/31/2019
Scout Investments Inc.550,723$40,814 12/31/2019
     DOCU550,723$40,814 12/31/2019
Stephens Investment Management Group LLC526,121$38,991 12/31/2019
     DOCU526,121$38,991 12/31/2019
Deutsche Bank AG $37,868 12/31/2019
     DOCU372,780$27,620 12/31/2019
     NOTE 08,254,000$10,248 12/31/2019
Nuveen Asset Management LLC484,274$35,889 12/31/2019
     DOCU484,274$35,889 12/31/2019
Worldquant Millennium Advisors LLC481,702$35,699 12/31/2019
     DOCU481,702$35,699 12/31/2019
Legal & General Group Plc459,933$34,085 12/31/2019
     DOCU459,933$34,085 12/31/2019
TD Asset Management Inc.427,894$31,711 12/31/2019
     DOCU427,894$31,711 12/31/2019
Spyglass Capital Management LLC424,884$31,488 12/31/2019
     DOCU424,884$31,488 12/31/2019
Glynn Capital Management LLC418,011$30,979 12/31/2019
     DOCU418,011$30,979 12/31/2019
Royal Bank of Canada $30,301 12/31/2019
     DOCU270,645$20,058 12/31/2019
     NOTE 07,115,000$8,835 12/31/2019
     Call19,000$1,408 12/31/2019
Federated Hermes Inc.393,352$29,151 12/31/2019
     DOCU393,352$29,151 12/31/2019
Echo Street Capital Management LLC391,037$28,980 12/31/2019
     DOCU391,037$28,980 12/31/2019
Carillon Tower Advisers Inc.379,250$28,106 12/31/2019
     DOCU379,250$28,106 12/31/2019
Ladenburg Thalmann Financial Services Inc.369,656$27,354 12/31/2019
     DOCU369,656$27,354 12/31/2019
Nikko Asset Management Americas Inc.368,588$27,316 12/31/2019
     DOCU368,588$27,316 12/31/2019
California Public Employees Retirement System362,870$26,892 12/31/2019
     DOCU362,870$26,892 12/31/2019
ThornTree Capital Partners LP345,873$25,633 12/31/2019
     DOCU345,873$25,633 12/31/2019
Parametric Portfolio Associates LLC339,844$25,186 12/31/2019
     DOCU339,844$25,186 12/31/2019
UBS Asset Management Americas Inc.334,273$24,773 12/31/2019
     DOCU334,273$24,773 12/31/2019
Swiss National Bank328,717$24,361 12/31/2019
     DOCU328,717$24,361 12/31/2019
Thrivent Financial for Lutherans324,116$24,020 12/31/2019
     DOCU324,116$24,020 12/31/2019
Cota Capital Management LLC302,200$22,396 12/31/2019
     DOCU302,200$22,396 12/31/2019
Raymond James & Associates301,033$22,310 12/31/2019
     DOCU301,033$22,310 12/31/2019
Tiger Global Management LLC300,000$22,233 12/31/2019
     DOCU300,000$22,233 12/31/2019
PEAK6 Investments LLC $21,536 12/31/2019
     Call336,800$24,960 12/31/2019
     Put46,200$3,424 12/31/2019
Barclays PLC $20,790 12/31/2019
     Call342,200$25,360 12/31/2019
     Put94,900$7,033 12/31/2019
     DOCU33,251$2,463 12/31/2019
New York State Common Retirement Fund279,000$20,677 12/31/2019
     DOCU279,000$20,677 12/31/2019
California State Teachers Retirement System276,727$20,508 12/31/2019
     DOCU276,727$20,508 12/31/2019
Neuberger Berman Group LLC271,919$20,152 12/31/2019
     DOCU271,919$20,152 12/31/2019
Stifel Financial Corp250,304$18,537 12/31/2019
     DOCU250,304$18,537 12/31/2019
Invesco Ltd. $17,222 12/31/2019
     NOTE 013,435,000$16,682 12/31/2019
     DOCU7,277$540 12/31/2019
ICONIQ Capital LLC225,081$16,681 12/31/2019
     DOCU225,081$16,681 12/31/2019
Quadrature Capital Ltd219,822$16,293 12/31/2019
     DOCU219,822$16,293 12/31/2019
Credit Suisse AG $16,122 12/31/2019
     DOCU229,824$17,032 12/31/2019
     Put50,000$3,706 12/31/2019
     NOTE 02,252,000$2,796 12/31/2019
Edge Wealth Management LLC216,351$16,019 12/31/2019
     DOCU216,351$16,019 12/31/2019
Lazard Asset Management LLC $15,978 12/31/2019
     Bond 30 360P2 U12,786,000$15,940 12/31/2019
     DOCU524$38 12/31/2019
Rockefeller Capital Management L.P.195,252$14,471 12/31/2019
     DOCU195,252$14,471 12/31/2019
Dimensional Fund Advisors LP192,790$14,287 12/31/2019
     DOCU192,790$14,287 12/31/2019
Verition Fund Management LLC $14,120 12/31/2019
     NOTE 011,326,000$14,120 12/31/2019
Janus Henderson Group PLC181,671$13,463 12/31/2019
     DOCU181,671$13,463 12/31/2019
Citigroup Inc. $13,406 12/31/2019
     DOCU202,027$14,972 12/31/2019
     Put107,300$7,952 12/31/2019
     Call86,100$6,381 12/31/2019
     NOTE 04,000$5 12/31/2019
Columbus Circle Investors179,219$13,282 12/31/2019
     DOCU179,219$13,282 12/31/2019
LPL Financial LLC177,163$13,130 12/31/2019
     DOCU177,163$13,130 12/31/2019
Granite Investment Partners LLC175,383$12,998 12/31/2019
     DOCU175,383$12,998 12/31/2019
Cowbird Capital LP174,375$12,923 12/31/2019
     DOCU174,375$12,923 12/31/2019
Ameriprise Financial Inc. $12,921 12/31/2019
     CONV BND8,500,000$10,554 12/31/2019
     DOCU31,941$2,367 12/31/2019
AlpInvest Partners B.V.170,785$12,657 12/31/2019
     DOCU170,785$12,657 12/31/2019
QVT Financial LP $12,599 12/31/2019
     Call170,000$12,599 12/31/2019
State Board of Administration of Florida Retirement System168,087$12,457 12/31/2019
     DOCU168,087$12,457 12/31/2019
Lateef Investment Management L.P.166,325$12,326 12/31/2019
     DOCU166,325$12,326 12/31/2019
Jane Street Group LLC $12,201 12/31/2019
     Call180,000$13,340 12/31/2019
     Put24,900$1,845 12/31/2019
     DOCU9,530$706 12/31/2019
Engineers Gate Manager LP157,762$11,692 12/31/2019
     DOCU157,762$11,692 12/31/2019
Rhumbline Advisers156,410$11,592 12/31/2019
     DOCU156,410$11,592 12/31/2019
Alta Park Capital LP152,242$11,283 12/31/2019
     DOCU152,242$11,283 12/31/2019
Railway Pension Investments Ltd149,018$11,044 12/31/2019
     DOCU149,018$11,044 12/31/2019
Artemis Investment Management LLP150,585$10,890 12/31/2019
     DOCU150,585$10,890 12/31/2019
Citadel Advisors LLC $9,847 12/31/2019
     Put635,100$47,067 12/31/2019
     Call559,800$41,487 12/31/2019
     DOCU208,156$15,427 12/31/2019
Raymond James Financial Services Advisors Inc.130,740$9,689 12/31/2019
     DOCU130,740$9,689 12/31/2019
Westwood Holdings Group Inc. $9,655 12/31/2019
     CONVERTIBLE BOND7,750,000$9,655 12/31/2019
Commonwealth Equity Services LLC126,199$9,352 12/31/2019
     DOCU126,199$9,352 12/31/2019
Walleye Trading LLC $9,345 12/31/2019
     Call261,100$19,350 12/31/2019
     Put135,000$10,005 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $8,888 12/31/2019
     NOTE 07,200,000$8,888 12/31/2019
Amundi Pioneer Asset Management Inc. $8,724 12/31/2019
     SR GLBL COCO 233,862,000$4,795 12/31/2019
     DOCU53,006$3,929 12/31/2019
Hamilton Lane Advisors LLC107,607$7,975 12/31/2019
     DOCU107,607$7,975 12/31/2019
K2 Principal Fund L.P. $7,465 12/31/2019
     NOTE 06,000$7,465 12/31/2019
Brown University100,000$7,411 12/31/2019
     DOCU100,000$7,411 12/31/2019
Advent Capital Management DE $7,204 12/31/2019
     CONV5,782,000$7,204 12/31/2019
Public Employees Retirement System of Ohio96,887$7,180 12/31/2019
     DOCU96,887$7,180 12/31/2019
Mn Services Vermogensbeheer B.V.94,100$6,974 12/31/2019
     DOCU94,100$6,974 12/31/2019
Alliancebernstein L.P.90,913$6,738 12/31/2019
     DOCU90,913$6,738 12/31/2019
Sage Rhino Capital LLC88,695$6,637 12/31/2019
     DOCU88,695$6,637 12/31/2019
GAM Holding AG89,308$6,618 12/31/2019
     DOCU89,308$6,618 12/31/2019
Oppenheimer & Co. Inc.88,529$6,561 12/31/2019
     DOCU88,529$6,561 12/31/2019
Squarepoint Ops LLC83,319$6,175 12/31/2019
     DOCU83,319$6,175 12/31/2019
AQR Capital Management LLC83,261$6,154 12/31/2019
     DOCU83,261$6,154 12/31/2019
Wolverine Trading LLC $6,062 12/31/2019
     Call190,600$14,057 12/31/2019
     Put108,400$7,995 12/31/2019
Parallax Volatility Advisers L.P. $5,911 12/31/2019
     Call250,400$18,556 12/31/2019
     Put172,400$12,774 12/31/2019
     DOCU1,738$129 12/31/2019
Voloridge Investment Management LLC79,395$5,884 12/31/2019
     DOCU79,395$5,884 12/31/2019
Simplex Trading LLC $5,855 12/31/2019
     Call1,526$11,309 12/31/2019
     Put736$5,454 12/31/2019
Oaktree Capital Management LP $5,851 12/31/2019
     CONVERTIBLE BOND4,694,000$5,851 12/31/2019
State of New Jersey Common Pension Fund D78,600$5,825 12/31/2019
     DOCU78,600$5,825 12/31/2019
Man Group plc $5,784 12/31/2019
     DOCU51,191$3,794 12/31/2019
     NOTE 01,600,000$1,990 12/31/2019
State of Wisconsin Investment Board76,711$5,685 12/31/2019
     DOCU76,711$5,685 12/31/2019
Mitsubishi UFJ Trust & Banking Corp76,497$5,670 12/31/2019
     DOCU76,497$5,670 12/31/2019
HighTower Advisors LLC $5,652 12/31/2019
     DOCU76,383$5,655 12/31/2019
     Put2,100$3 12/31/2019
Potrero Capital Research LLC73,975$5,482 12/31/2019
     DOCU73,975$5,482 12/31/2019
BNP Paribas Arbitrage SA $5,416 12/31/2019
     DOCU39,580$2,933 12/31/2019
     BOND2,000,000$2,483 12/31/2019
Selective Wealth Management Inc.72,922$5,404 12/31/2019
     DOCU72,922$5,404 12/31/2019
Envestnet Asset Management Inc.68,955$5,110 12/31/2019
     DOCU68,955$5,110 12/31/2019
Janney Montgomery Scott LLC68,845$5,102 12/31/2019
     DOCU68,845$5,102 12/31/2019
Cipher Capital LP66,598$4,935 12/31/2019
     DOCU66,598$4,935 12/31/2019
APG Asset Management N.V.72,771$4,805 12/31/2019
     DOCU72,771$4,805 12/31/2019
Nicholas Investment Partners LP $4,793 12/31/2019
     NOTE 03,860,000$4,793 12/31/2019
Capital Fund Management S.A. $4,771 12/31/2019
     Call48,700$3,609 12/31/2019
     DOCU35,969$2,666 12/31/2019
     Put20,300$1,504 12/31/2019
Connor Clark & Lunn Investment Management Ltd.60,325$4,471 12/31/2019
     DOCU60,325$4,471 12/31/2019
CNH Partners LLC59,294$4,382 12/31/2019
     DOCU59,294$4,382 12/31/2019
Filament LLC58,466$4,332 12/31/2019
     DOCU58,466$4,332 12/31/2019
Voya Investment Management LLC57,049$4,228 12/31/2019
     DOCU57,049$4,228 12/31/2019
Palisade Capital Management LLC NJ $4,208 12/31/2019
     NOTE 03,380,000$4,208 12/31/2019
Sarasin & Partners LLP56,056$4,154 12/31/2019
     DOCU56,056$4,154 12/31/2019
Cubist Systematic Strategies LLC55,467$4,111 12/31/2019
     DOCU55,467$4,111 12/31/2019
Calamos Wealth Management LLC55,346$4,102 12/31/2019
     DOCU55,346$4,102 12/31/2019
First Republic Investment Management Inc.52,462$3,888 12/31/2019
     DOCU52,462$3,888 12/31/2019
Advisor Group Inc.51,480$3,815 12/31/2019
     DOCU51,480$3,815 12/31/2019
Asset Management One Co. Ltd.51,110$3,788 12/31/2019
     DOCU51,110$3,788 12/31/2019
Caption Management LLC $3,705 12/31/2019
     Call50,000$3,705 12/31/2019
US Bancorp DE49,228$3,648 12/31/2019
     DOCU49,228$3,648 12/31/2019
Cambridge Investment Research Advisors Inc.48,430$3,589 12/31/2019
     DOCU48,430$3,589 12/31/2019
Sei Investments Co.48,047$3,561 12/31/2019
     DOCU48,047$3,561 12/31/2019
Bayesian Capital Management LP47,900$3,550 12/31/2019
     DOCU47,900$3,550 12/31/2019
Fjarde AP Fonden Fourth Swedish National Pension Fund46,300$3,431 12/31/2019
     DOCU46,300$3,431 12/31/2019
Landscape Capital Management L.L.C.45,865$3,399 12/31/2019
     DOCU45,865$3,399 12/31/2019
Bank of Montreal Can45,543$3,375 12/31/2019
     DOCU45,543$3,375 12/31/2019
Pier 88 Investment Partners LLC $3,257 12/31/2019
     Convertible Bonds2,506,401$3,114 12/31/2019
     DOCU1,930$143 12/31/2019
Amalgamated Bank41,862$3,102 12/31/2019
     DOCU41,862$3,102 12/31/2019
Glenmede Trust Co. NA40,368$2,990 12/31/2019
     DOCU40,368$2,990 12/31/2019
Atria Investments LLC39,975$2,963 12/31/2019
     DOCU39,975$2,963 12/31/2019
B. Riley Wealth Management Inc.39,750$2,946 12/31/2019
     DOCU39,750$2,946 12/31/2019
Treasurer of the State of North Carolina39,650$2,938 12/31/2019
     DOCU39,650$2,938 12/31/2019
Blueshift Asset Management LLC38,135$2,826 12/31/2019
     DOCU38,135$2,826 12/31/2019
Marshall Wace North America L.P.36,722$2,722 12/31/2019
     DOCU36,722$2,722 12/31/2019
Profund Advisors LLC36,693$2,719 12/31/2019
     DOCU36,693$2,719 12/31/2019
Gilder Gagnon Howe & Co. LLC36,554$2,709 12/31/2019
     DOCU36,554$2,709 12/31/2019
Diker Management LLC36,400$2,698 12/31/2019
     DOCU36,400$2,698 12/31/2019
Andra AP fonden36,300$2,690 12/31/2019
     DOCU36,300$2,690 12/31/2019
M&T Bank Corp34,967$2,590 12/31/2019
     DOCU34,967$2,590 12/31/2019
Daiwa Securities Group Inc.34,911$2,587 12/31/2019
     DOCU34,911$2,587 12/31/2019
Pictet Asset Management Ltd.34,900$2,586 12/31/2019
     DOCU34,900$2,586 12/31/2019
Renaissance Technologies LLC34,000$2,520 12/31/2019
     DOCU34,000$2,520 12/31/2019
AMP Capital Investors Ltd32,816$2,420 12/31/2019
     DOCU32,816$2,420 12/31/2019
Twinbeech Capital LP31,008$2,298 12/31/2019
     DOCU31,008$2,298 12/31/2019
Millennium Management LLC30,983$2,296 12/31/2019
     DOCU30,983$2,296 12/31/2019
Sanders Morris Harris LLC30,090$2,284 12/31/2019
     DOCU30,090$2,284 12/31/2019
Russell Investments Group Ltd. $2,278 12/31/2019
     DOCU21,652$1,602 12/31/2019
     Corporate544,000$676 12/31/2019
Baird Financial Group Inc.30,647$2,271 12/31/2019
     DOCU30,647$2,271 12/31/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.30,046$2,270 12/31/2019
     DOCU30,046$2,270 12/31/2019
Sunbelt Securities Inc.121$2,242 12/31/2019
     DOCU121$2,242 12/31/2019
Xact Kapitalforvaltning AB30,200$2,238 12/31/2019
     DOCU30,200$2,238 12/31/2019
Peregrine Asset Advisers Inc.29,659$2,198 12/31/2019
     DOCU29,659$2,198 12/31/2019
Utah Retirement Systems29,549$2,190 12/31/2019
     DOCU29,549$2,190 12/31/2019
Bridgeway Capital Management Inc.28,300$2,097 12/31/2019
     DOCU28,300$2,097 12/31/2019
Edmond DE Rothschild Holding S.A. $2,057 12/31/2019
     NOTE 01,653,000$2,057 12/31/2019
ClariVest Asset Management LLC27,600$2,046 12/31/2019
     DOCU27,600$2,046 12/31/2019
IMC Chicago LLC $2,038 12/31/2019
     Call77,600$5,751 12/31/2019
     Put50,100$3,713 12/31/2019
Great West Life Assurance Co. Can27,622$2,031 12/31/2019
     DOCU27,622$2,031 12/31/2019
Gulf International Bank UK Ltd26,200$1,941 12/31/2019
     DOCU26,200$1,941 12/31/2019
Patten & Patten Inc. TN25,830$1,914 12/31/2019
     DOCU25,830$1,914 12/31/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp24,572$1,821 12/31/2019
     DOCU24,572$1,821 12/31/2019
Meridian Investment Counsel Inc.24,328$1,803 12/31/2019
     DOCU24,328$1,803 12/31/2019
Vestmark Advisory Solutions Inc.24,324$1,803 12/31/2019
     DOCU24,324$1,803 12/31/2019
Harbor Investment Advisory LLC24,098$1,786 12/31/2019
     DOCU24,098$1,786 12/31/2019
MAI Capital Management23,423$1,736 12/31/2019
     DOCU23,423$1,736 12/31/2019
CSat Investment Advisory L.P.23,040$1,707 12/31/2019
     DOCU23,040$1,707 12/31/2019
Toroso Investments LLC23,040$1,707 12/31/2019
     DOCU23,040$1,707 12/31/2019
Truist Financial Corp22,474$1,666 12/31/2019
     DOCU22,474$1,666 12/31/2019
BOKF NA22,440$1,663 12/31/2019
     DOCU22,440$1,663 12/31/2019
Zurcher Kantonalbank Zurich Cantonalbank 22,357$1,657 12/31/2019
     DOCU22,357$1,657 12/31/2019
Brighton Jones LLC22,012$1,631 12/31/2019
     DOCU22,012$1,631 12/31/2019
D.A. Davidson & CO.20,353$1,508 12/31/2019
     DOCU20,353$1,508 12/31/2019
Oregon Public Employees Retirement Fund20,300$1,504 12/31/2019
     DOCU20,300$1,504 12/31/2019
Principal Financial Group Inc.19,904$1,475 12/31/2019
     DOCU19,904$1,475 12/31/2019
Cognios Capital LLC19,914$1,475 12/31/2019
     DOCU19,914$1,475 12/31/2019
Tributary Capital Management LLC19,800$1,467 12/31/2019
     DOCU19,800$1,467 12/31/2019
Busey Wealth Management19,670$1,458 12/31/2019
     DOCU19,670$1,458 12/31/2019
Macquarie Group Ltd.19,363$1,435 12/31/2019
     DOCU19,363$1,435 12/31/2019
Toronto Dominion Bank19,351$1,434 12/31/2019
     DOCU19,351$1,434 12/31/2019
Covington Capital Management18,905$1,401 12/31/2019
     DOCU18,905$1,401 12/31/2019
BlueCrest Capital Management Ltd18,800$1,393 12/31/2019
     DOCU18,800$1,393 12/31/2019
Empowered Funds LLC17,608$1,305 12/31/2019
     DOCU17,608$1,305 12/31/2019
Financial Consulate Inc.17,519$1,298 12/31/2019
     DOCU17,519$1,298 12/31/2019
WINTON GROUP Ltd17,091$1,267 12/31/2019
     DOCU17,091$1,267 12/31/2019
Aspiriant LLC16,739$1,241 12/31/2019
     DOCU16,739$1,241 12/31/2019
Modus Advisors LLC13,095$1,210 03/31/2020
     DOCU13,095$1,210 03/31/2020
Oxford Asset Management LLP15,843$1,174 12/31/2019
     DOCU15,843$1,174 12/31/2019
Nomura Asset Management Co. Ltd.15,800$1,171 12/31/2019
     DOCU15,800$1,171 12/31/2019
Kingfisher Capital LLC15,413$1,142 12/31/2019
     DOCU15,413$1,142 12/31/2019
Belpointe Asset Management LLC15,158$1,123 12/31/2019
     DOCU15,158$1,123 12/31/2019
Wiley BROS. Aintree Capital LLC12,065$1,115 03/31/2020
     DOCU12,065$1,115 03/31/2020
Stevens Capital Management LP14,428$1,069 12/31/2019
     DOCU14,428$1,069 12/31/2019
Qube Research & Technologies Ltd14,295$1,059 12/31/2019
     DOCU14,295$1,059 12/31/2019
Keybank National Association OH14,241$1,055 12/31/2019
     DOCU14,241$1,055 12/31/2019
Ancora Advisors LLC13,968$1,035 12/31/2019
     DOCU13,968$1,035 12/31/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.13,954$1,034 12/31/2019
     DOCU13,954$1,034 12/31/2019
Public Employees Retirement Association of Colorado13,944$1,033 12/31/2019
     DOCU13,944$1,033 12/31/2019
KBC Group NV $1,006 12/31/2019
     DOCU6,864$509 12/31/2019
     NOTE 0400,000$497 12/31/2019
Affinity Wealth Management LLC13,269$983 12/31/2019
     DOCU13,269$983 12/31/2019
Dowling & Yahnke LLC13,185$977 12/31/2019
     DOCU13,185$977 12/31/2019
Resonant Capital Advisors LLC13,139$974 12/31/2019
     DOCU13,139$974 12/31/2019
Comprehensive Financial Management LLC13,093$970 12/31/2019
     DOCU13,093$970 12/31/2019
Princeton Portfolio Strategies Group LLC12,865$953 12/31/2019
     DOCU12,865$953 12/31/2019
ARK Investment Management LLC12,772$947 12/31/2019
     DOCU12,772$947 12/31/2019
Benjamin F. Edwards & Company Inc.12,465$924 12/31/2019
     DOCU12,465$924 12/31/2019
ExodusPoint Capital Management LP12,231$906 12/31/2019
     DOCU12,231$906 12/31/2019
IFM Investors Pty Ltd10,020$883 03/31/2020
     DOCU10,020$883 03/31/2020
Financial Advocates Investment Management11,874$880 12/31/2019
     DOCU11,874$880 12/31/2019
DekaBank Deutsche Girozentrale11,743$879 12/31/2019
     DOCU11,743$879 12/31/2019
Karani Asset Management LLC11,863$879 12/31/2019
     DOCU11,863$879 12/31/2019
Piedmont Investment Advisors Inc.11,715$868 12/31/2019
     DOCU11,715$868 12/31/2019
Dai Ichi Life Insurance Company Ltd11,387$844 12/31/2019
     DOCU11,387$844 12/31/2019
Metropolitan Life Insurance Co NY11,219$831 12/31/2019
     DOCU11,219$831 12/31/2019
Virtu Financial LLC10,902$808 12/31/2019
     DOCU10,902$808 12/31/2019
DNB Asset Management AS10,812$801 12/31/2019
     DOCU10,812$801 12/31/2019
Scotia Capital Inc.10,537$781 12/31/2019
     DOCU10,537$781 12/31/2019
Berkeley Capital Partners LLC10,409$771 12/31/2019
     DOCU10,409$771 12/31/2019
Walleye Capital LLC $770 12/31/2019
     Call6,500$482 12/31/2019
     DOCU4,190$310 12/31/2019
     Put300$22 12/31/2019
Invictus RG10,255$760 12/31/2019
     DOCU10,255$760 12/31/2019
Malaga Cove Capital LLC10,156$753 12/31/2019
     DOCU10,156$753 12/31/2019
Nissay Asset Management Corp Japan ADV10,021$743 12/31/2019
     DOCU10,021$743 12/31/2019
Essex Investment Management Co. LLC10,000$741 12/31/2019
     DOCU10,000$741 12/31/2019
Gotham Asset Management LLC9,881$732 12/31/2019
     DOCU9,881$732 12/31/2019
Guggenheim Capital LLC9,859$731 12/31/2019
     DOCU9,859$731 12/31/2019
Seeyond9,682$718 12/31/2019
     DOCU9,682$718 12/31/2019
Skandinaviska Enskilda Banken AB publ 9,500$704 12/31/2019
     DOCU9,500$704 12/31/2019
MML Investors Services LLC9,393$696 12/31/2019
     DOCU9,393$696 12/31/2019
Achmea Investment Management B.V.9,257$686 12/31/2019
     DOCU9,257$686 12/31/2019
Jefferies Group LLC9,169$680 12/31/2019
     DOCU9,169$680 12/31/2019
Cerity Partners LLC8,990$666 12/31/2019
     DOCU8,990$666 12/31/2019
1776 Wealth LLC8,905$659 12/31/2019
     DOCU8,905$659 12/31/2019
Two Sigma Securities LLC $645 12/31/2019
     Call24,500$1,816 12/31/2019
     Put15,800$1,171 12/31/2019
Morse Asset Management Inc8,665$642 12/31/2019
     DOCU8,665$642 12/31/2019
Creative Planning8,530$632 12/31/2019
     DOCU8,530$632 12/31/2019
Kamunting Street Capital Management L.P. $621 12/31/2019
     NOTE 0500,000$621 12/31/2019
First Allied Advisory Services Inc.8,357$621 12/31/2019
     DOCU8,357$621 12/31/2019
Level Four Advisory Services LLC8,405$621 12/31/2019
     DOCU8,405$621 12/31/2019
Doheny Asset Management CA8,350$619 12/31/2019
     DOCU8,350$619 12/31/2019
Saturna Capital CORP8,300$615 12/31/2019
     DOCU8,300$615 12/31/2019
AE Wealth Management LLC8,270$613 12/31/2019
     DOCU8,270$613 12/31/2019
Wetherby Asset Management Inc.8,232$610 12/31/2019
     DOCU8,232$610 12/31/2019
Westpac Banking Corp8,214$609 12/31/2019
     DOCU8,214$609 12/31/2019
DAVENPORT & Co LLC8,205$608 12/31/2019
     DOCU8,205$608 12/31/2019
Summit X LLC8,298$605 12/31/2019
     DOCU8,298$605 12/31/2019
Radnor Capital Management LLC6,460$597 03/31/2020
     DOCU6,460$597 03/31/2020
PSI Advisors LLC8,050$596 12/31/2019
     DOCU8,050$596 12/31/2019
Banco Bilbao Vizcaya Argentaria S.A.7,932$587 12/31/2019
     DOCU7,932$587 12/31/2019
EP Wealth Advisors LLC7,827$580 12/31/2019
     DOCU7,827$580 12/31/2019
Lake Street Advisors Group LLC7,734$573 12/31/2019
     DOCU7,734$573 12/31/2019
Usca Ria LLC7,700$571 12/31/2019
     DOCU7,700$571 12/31/2019
Sompo Japan Nipponkoa Asset Management CO. LTD.7,700$571 12/31/2019
     DOCU7,700$571 12/31/2019
WT Wealth Management7,632$565 12/31/2019
     DOCU7,632$565 12/31/2019
Prudential Financial Inc.7,520$557 12/31/2019
     DOCU7,520$557 12/31/2019
Fort Point Capital Partners LLC7,286$540 12/31/2019
     DOCU7,286$540 12/31/2019
Lido Advisors LLC7,274$539 12/31/2019
     DOCU7,274$539 12/31/2019
Comerica Bank6,747$534 12/31/2019
     DOCU6,747$534 12/31/2019
Intersect Capital LLC7,146$530 12/31/2019
     DOCU7,146$530 12/31/2019
Cresset Asset Management LLC7,102$526 12/31/2019
     DOCU7,102$526 12/31/2019
O Shares Investment Advisers LLC7,059$523 12/31/2019
     DOCU7,059$523 12/31/2019
Hilltop Holdings Inc.6,997$519 12/31/2019
     DOCU6,997$519 12/31/2019
Brandywine Trust Co.6,816$505 12/31/2019
     DOCU6,816$505 12/31/2019
Advisors Asset Management Inc.6,766$501 12/31/2019
     DOCU6,766$501 12/31/2019
Clarus Wealth Advisors6,303$498 03/31/2020
     DOCU6,303$498 03/31/2020
Advisory Research Inc.6,721$498 12/31/2019
     DOCU6,721$498 12/31/2019
Teza Capital Management LLC6,714$498 12/31/2019
     DOCU6,714$498 12/31/2019
DSAM Partners London Ltd6,685$495 12/31/2019
     DOCU6,685$495 12/31/2019
Aperio Group LLC6,657$494 12/31/2019
     DOCU6,657$494 12/31/2019
Parallel Advisors LLC6,534$484 12/31/2019
     DOCU6,534$484 12/31/2019
Symmetry Peak Management LLC6,500$482 12/31/2019
     DOCU6,500$482 12/31/2019
Natixis6,496$479 12/31/2019
     DOCU6,496$479 12/31/2019
Capital Asset Advisory Services LLC5,614$479 12/31/2019
     DOCU5,614$479 12/31/2019
CIBC Asset Management Inc6,361$471 12/31/2019
     DOCU6,361$471 12/31/2019
Acorn Financial Advisory Services Inc. ADV6,293$466 12/31/2019
     DOCU6,293$466 12/31/2019
Private Advisor Group LLC6,108$453 12/31/2019
     DOCU6,108$453 12/31/2019
PNC Financial Services Group Inc.6,090$451 12/31/2019
     DOCU6,090$451 12/31/2019
Cetera Advisor Networks LLC6,262$450 12/31/2019
     DOCU6,262$450 12/31/2019
Hohimer Wealth Management LLC6,051$448 12/31/2019
     DOCU6,051$448 12/31/2019
Bollard Group LLC6,029$447 12/31/2019
     DOCU6,029$447 12/31/2019
CIBC World Markets Inc.6,021$446 12/31/2019
     DOCU6,021$446 12/31/2019
ProShare Advisors LLC5,961$442 12/31/2019
     DOCU5,961$442 12/31/2019
Standard Life Aberdeen plc5,967$442 12/31/2019
     DOCU5,967$442 12/31/2019
Jupiter Wealth Management LLC5,995$436 12/31/2019
     DOCU5,995$436 12/31/2019
IFP Advisors Inc5,645$429 12/31/2019
     DOCU5,645$429 12/31/2019
Sumitomo Mitsui DS Asset Management Company Ltd5,735$425 12/31/2019
     DOCU5,735$425 12/31/2019
Trexquant Investment LP5,700$422 12/31/2019
     DOCU5,700$422 12/31/2019
Mid Atlantic Financial Management Inc. ADV5,636$418 12/31/2019
     DOCU5,636$418 12/31/2019
Pearl River Capital LLC5,618$416 12/31/2019
     DOCU5,618$416 12/31/2019
Coatue Management LLC5,516$409 12/31/2019
     DOCU5,516$409 12/31/2019
Brandywine Managers LLC5,500$408 12/31/2019
     DOCU5,500$408 12/31/2019
FineMark National Bank & Trust5,470$405 12/31/2019
     DOCU5,470$405 12/31/2019
Stokes Family Office LLC5,424$402 12/31/2019
     DOCU5,424$402 12/31/2019
Tortoise Index Solutions LLC5,384$399 12/31/2019
     DOCU5,384$399 12/31/2019
Iron Financial LLC5,366$398 12/31/2019
     DOCU5,366$398 12/31/2019
HighPoint Advisor Group LLC5,402$395 12/31/2019
     DOCU5,402$395 12/31/2019
TBH Global Asset Management LLC5,330$395 12/31/2019
     DOCU5,330$395 12/31/2019
Merriman Wealth Management LLC5,304$393 12/31/2019
     DOCU5,304$393 12/31/2019
Paragon Advisors LLC4,227$391 03/31/2020
     DOCU4,227$391 03/31/2020
GSA Capital Partners LLP5,261$390 12/31/2019
     DOCU5,261$390 12/31/2019
Harbour Capital Advisors LLC4,215$389 03/31/2020
     DOCU4,215$389 03/31/2020
Schonfeld Strategic Advisors LLC5,240$388 12/31/2019
     DOCU5,240$388 12/31/2019
Coldstream Capital Management Inc.5,189$385 12/31/2019
     DOCU5,189$385 12/31/2019
Dubuque Bank & Trust Co.5,030$373 12/31/2019
     DOCU5,030$373 12/31/2019
Bluestein R H & Co.5,000$371 12/31/2019
     DOCU5,000$371 12/31/2019
Nan Shan Life Insurance Co. Ltd.5,000$371 12/31/2019
     DOCU5,000$371 12/31/2019
Steward Partners Investment Advisory LLC4,968$368 12/31/2019
     DOCU4,968$368 12/31/2019
Berman Capital Advisors LLC4,956$367 12/31/2019
     DOCU4,956$367 12/31/2019
NumerixS Investment Technologies Inc4,936$366 12/31/2019
     DOCU4,936$366 12/31/2019
Meitav Dash Investments Ltd.4,861$360 12/31/2019
     DOCU4,861$360 12/31/2019
Oppenheimer Asset Management Inc.4,818$357 12/31/2019
     DOCU4,818$357 12/31/2019
Pendal Group Ltd4,755$352 12/31/2019
     DOCU4,755$352 12/31/2019
Los Angeles Capital Management & Equity Research Inc.4,725$350 12/31/2019
     DOCU4,725$350 12/31/2019
IBM Retirement Fund3,752$347 03/31/2020
     DOCU3,752$347 03/31/2020
Verus Capital Partners LLC4,674$346 12/31/2019
     DOCU4,674$346 12/31/2019
Equitable Holdings Inc.4,530$336 12/31/2019
     DOCU4,530$336 12/31/2019
FORA Capital LLC4,510$334 12/31/2019
     DOCU4,510$334 12/31/2019
World Asset Management Inc4,481$332 12/31/2019
     DOCU4,481$332 12/31/2019
Shell Asset Management Co.4,413$327 12/31/2019
     DOCU4,413$327 12/31/2019
Robeco Institutional Asset Management B.V.4,362$324 12/31/2019
     DOCU4,362$324 12/31/2019
G&S Capital LLC4,380$324 12/31/2019
     DOCU4,380$324 12/31/2019
Hsbc Holdings PLC4,321$323 12/31/2019
     DOCU4,321$323 12/31/2019
Symphony Asset Management LLC4,343$322 12/31/2019
     DOCU4,343$322 12/31/2019
The Manufacturers Life Insurance Company 4,302$319 12/31/2019
     DOCU4,302$319 12/31/2019
Voit & Company LLC4,305$319 12/31/2019
     DOCU4,305$319 12/31/2019
Cutler Group LP $316 12/31/2019
     Call38,500$285 12/31/2019
     DOCU500$37 12/31/2019
     Put20,200$6 12/31/2019
Voya Financial Advisors Inc.4,186$309 12/31/2019
     DOCU4,186$309 12/31/2019
HBK Sorce Advisory LLC4,151$308 12/31/2019
     DOCU4,151$308 12/31/2019
FNY Investment Advisers LLC4,000$296 12/31/2019
     DOCU4,000$296 12/31/2019
Avantax Advisory Services Inc.3,889$287 12/31/2019
     DOCU3,889$287 12/31/2019
First Foundation Advisors3,747$278 12/31/2019
     DOCU3,747$278 12/31/2019
Flagship Harbor Advisors LLC3,681$273 12/31/2019
     DOCU3,681$273 12/31/2019
Centaurus Financial Inc.3,663$271 12/31/2019
     DOCU3,663$271 12/31/2019
Ensign Peak Advisors Inc3,659$271 12/31/2019
     DOCU3,659$271 12/31/2019
Stephens Inc. AR3,591$266 12/31/2019
     DOCU3,591$266 12/31/2019
American International Group Inc.3,582$265 12/31/2019
     DOCU3,582$265 12/31/2019
Commerce Bank3,576$265 12/31/2019
     DOCU3,576$265 12/31/2019
Wintrust Investments LLC3,569$264 12/31/2019
     DOCU3,569$264 12/31/2019
MANA Advisors LLC3,429$254 12/31/2019
     DOCU3,429$254 12/31/2019
Valeo Financial Advisors LLC3,411$253 12/31/2019
     DOCU3,411$253 12/31/2019
Evergreen Capital Management LLC3,377$250 12/31/2019
     DOCU3,377$250 12/31/2019
Segall Bryant & Hamill LLC3,348$248 12/31/2019
     DOCU3,348$248 12/31/2019
Little House Capital LLC3,343$247 12/31/2019
     DOCU3,343$247 12/31/2019
Seven Eight Capital LP3,325$246 12/31/2019
     DOCU3,325$246 12/31/2019
GWM Advisors LLC3,326$246 12/31/2019
     DOCU3,326$246 12/31/2019
Oakbrook Investments LLC3,300$245 12/31/2019
     DOCU3,300$245 12/31/2019
Avestar Capital LLC3,260$241 12/31/2019
     DOCU3,260$241 12/31/2019
Independent Advisor Alliance3,240$240 12/31/2019
     DOCU3,240$240 12/31/2019
SG Americas Securities LLC3,201$237 12/31/2019
     DOCU3,201$237 12/31/2019
LaFleur & Godfrey LLC3,165$235 12/31/2019
     DOCU3,165$235 12/31/2019
Ieq Capital LLC3,164$234 12/31/2019
     DOCU3,164$234 12/31/2019
Orion Portfolio Solutions LLC3,085$229 12/31/2019
     DOCU3,085$229 12/31/2019
Ostrum Asset Management $224 12/31/2019
     Convertible Bond180$224 12/31/2019
HAP Trading LLC $223 12/31/2019
     Call17,200$223 12/31/2019
Sawtooth Solutions LLC2,992$222 12/31/2019
     DOCU2,992$222 12/31/2019
Cornerstone Advisors Inc.2,991$222 12/31/2019
     DOCU2,991$222 12/31/2019
Resources Investment Advisors LLC.3,000$222 12/31/2019
     DOCU3,000$222 12/31/2019
Nordea Investment Management AB2,981$220 12/31/2019
     DOCU2,981$220 12/31/2019
Global Trust Asset Management LLC2,400$212 03/31/2020
     DOCU2,400$212 03/31/2020
Driehaus Capital Management LLC2,814$209 12/31/2019
     DOCU2,814$209 12/31/2019
Northwestern Mutual Wealth Management Co.2,817$209 12/31/2019
     DOCU2,817$209 12/31/2019
Cetera Advisors LLC2,721$203 12/31/2019
     DOCU2,721$203 12/31/2019
Squar Milner Financial Services LLC2,626$194 12/31/2019
     DOCU2,626$194 12/31/2019
Wealthcare Advisory Partners LLC2,584$192 12/31/2019
     DOCU2,584$192 12/31/2019
Mackay Shields LLC $179 12/31/2019
     NOTE 0144,000$179 12/31/2019
CENTRAL TRUST Co2,250$167 12/31/2019
     DOCU2,250$167 12/31/2019
Penserra Capital Management LLC2,046$164 12/31/2019
     DOCU2,046$164 12/31/2019
Hudock Capital Group LLC2,003$152 12/31/2019
     DOCU2,003$152 12/31/2019
Whittier Trust Co. of Nevada Inc.2,005$149 12/31/2019
     DOCU2,005$149 12/31/2019
Shine Investment Advisory Services Inc.1,990$147 12/31/2019
     DOCU1,990$147 12/31/2019
Prelude Capital Management LLC1,861$138 12/31/2019
     DOCU1,861$138 12/31/2019
NEXT Financial Group Inc1,762$131 12/31/2019
     DOCU1,762$131 12/31/2019
Quantbot Technologies LP1,733$128 12/31/2019
     DOCU1,733$128 12/31/2019
Harel Insurance Investments & Financial Services Ltd.1,574$117 12/31/2019
     DOCU1,574$117 12/31/2019
LS Investment Advisors LLC1,578$117 12/31/2019
     DOCU1,578$117 12/31/2019
Compagnie Lombard Odier SCmA1,400$104 12/31/2019
     DOCU1,400$104 12/31/2019
Sowell Financial Services LLC1,264$94 12/31/2019
     DOCU1,264$94 12/31/2019
Harvest Fund Management Co. Ltd1,252$91 12/31/2019
     DOCU1,252$91 12/31/2019
Livforsakringsbolaget Skandia Omsesidigt1,200$89 12/31/2019
     DOCU1,200$89 12/31/2019
Mine & Arao Wealth Creation & Management LLC.1,200$89 12/31/2019
     DOCU1,200$89 12/31/2019
State of Alaska Department of Revenue899$83 03/31/2020
     DOCU899$83 03/31/2020
Chevy Chase Trust Holdings Inc.979$73 12/31/2019
     DOCU979$73 12/31/2019
Caz Investments LP933$69 12/31/2019
     DOCU933$69 12/31/2019
Advisory Services Network LLC879$65 12/31/2019
     DOCU879$65 12/31/2019
Total Clarity Wealth Management Inc.860$64 12/31/2019
     DOCU860$64 12/31/2019
Aigen Investment Management LP827$61 12/31/2019
     DOCU827$61 12/31/2019
Keebeck Wealth Management LLC784$58 12/31/2019
     DOCU784$58 12/31/2019
Sonora Investment Management LLC645$48 12/31/2019
     DOCU645$48 12/31/2019
Migdal Insurance & Financial Holdings Ltd.573$42 12/31/2019
     DOCU573$42 12/31/2019
Acadian Asset Management LLC496$37 12/31/2019
     DOCU496$37 12/31/2019
Regal Wealth Group Inc.500$37 12/31/2019
     DOCU500$37 12/31/2019
Zions Bancorporation N.A.480$36 12/31/2019
     DOCU480$36 12/31/2019
Arkadios Wealth Advisors388$34 12/31/2019
     DOCU388$34 12/31/2019
Clean Yield Group450$33 12/31/2019
     DOCU450$33 12/31/2019
Winslow Evans & Crocker Inc.396$32 12/31/2019
     DOCU396$32 12/31/2019
North Star Investment Management Corp.400$30 12/31/2019
     DOCU400$30 12/31/2019
Tower Research Capital LLC TRC 376$28 12/31/2019
     DOCU376$28 12/31/2019
Whittier Trust Co.267$20 12/31/2019
     DOCU267$20 12/31/2019
Lindbrook Capital LLC250$19 12/31/2019
     DOCU250$19 12/31/2019
FTB Advisors Inc.252$18 12/31/2019
     DOCU252$18 12/31/2019
Ellevest Inc.218$16 12/31/2019
     DOCU218$16 12/31/2019
Advisory Alpha LLC200$15 12/31/2019
     DOCU200$15 12/31/2019
Bellevue Asset Management LLC200$15 12/31/2019
     DOCU200$15 12/31/2019
Capital Wealth Alliance LLC194$15 12/31/2019
     DOCU194$15 12/31/2019
Asio Capital LLC200$14 12/31/2019
     DOCU200$14 12/31/2019
CenterStar Asset Management LLC $13 12/31/2019
     Call77,000$13 12/31/2019
Parkside Financial Bank & Trust157$12 12/31/2019
     DOCU157$12 12/31/2019
Signaturefd LLC142$11 12/31/2019
     DOCU142$11 12/31/2019
Prime Capital Investment Advisors LLC146$11 12/31/2019
     DOCU146$11 12/31/2019
Sofos Investments Inc.150$11 12/31/2019
     DOCU150$11 12/31/2019
Global Wealth Management Investment Advisory Inc.150$11 12/31/2019
     DOCU150$11 12/31/2019
Adirondack Trust Co.90$7 12/31/2019
     DOCU90$7 12/31/2019
Earnest Partners LLC95$7 12/31/2019
     DOCU95$7 12/31/2019
Pinnacle Financial Partners Inc.95$7 12/31/2019
     DOCU95$7 12/31/2019
FinTrust Capital Advisors LLC100$7 12/31/2019
     DOCU100$7 12/31/2019
Patriot Financial Group Insurance Agency LLC100$7 12/31/2019
     DOCU100$7 12/31/2019
Savior LLC100$7 12/31/2019
     DOCU100$7 12/31/2019
Meeder Asset Management Inc.85$6 12/31/2019
     DOCU85$6 12/31/2019
Exchange Traded Concepts LLC63$5 12/31/2019
     DOCU63$5 12/31/2019
TCI Wealth Advisors Inc.72$5 12/31/2019
     DOCU72$5 12/31/2019
Huntington National Bank50$4 12/31/2019
     DOCU50$4 12/31/2019
Manchester Financial Inc.50$4 12/31/2019
     DOCU50$4 12/31/2019
Toth Financial Advisory Corp45$3 12/31/2019
     DOCU45$3 12/31/2019
Bedel Financial Consulting Inc.47$3 12/31/2019
     DOCU47$3 12/31/2019
Private Capital Group LLC53$3 12/31/2019
     DOCU53$3 12/31/2019
Liberty Wealth Management LLC39$3 12/31/2019
     DOCU39$3 12/31/2019
Procyon Private Wealth Partners LLC44$3 12/31/2019
     DOCU44$3 12/31/2019
Tradewinds Capital Management LLC27$2 12/31/2019
     DOCU27$2 12/31/2019
Weaver Consulting Group35$2 12/31/2019
     DOCU35$2 12/31/2019
Altshuler Shaham Ltd9$1 12/31/2019
     DOCU9$1 12/31/2019
O Shaughnessy Asset Management LLC19$1 12/31/2019
     DOCU19$1 12/31/2019
Glassman Wealth Services9$1 12/31/2019
     DOCU9$1 12/31/2019
HBC Financial Services PLLC10$1 12/31/2019
     DOCU10$1 12/31/2019
Proequities Inc. $0 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
     DOCU0$0 12/31/2019
     NOTE 00$0 12/31/2019
Quadrant Capital Group LLC3$0 12/31/2019
     DOCU3$0 12/31/2019
UBS Group AG $-269 12/31/2019
     Put260,000$19,269 12/31/2019
     DOCU256,378$19,000 12/31/2019
Otter Creek Advisors LLC $-1,630 12/31/2019
     Put22,000$1,630 12/31/2019
Twin Tree Management LP $-2,275 12/31/2019
     Put116,300$8,619 12/31/2019
     Call85,600$6,344 12/31/2019
Maplelane Capital LLC1$-15,564 12/31/2019
     Put210,000$15,564 12/31/2019
     DOCU1$0 12/31/2019

See Summary: Institutional Holders of DOCU
See Details: Top 10 Hedge Funds Holding DOCU
Also See: DOCU Holdings Changes

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