HoldingsChannel.com
Funds Holding CEF
HolderAmountPosition Size
($ in 1000's)
 As of
Parallax Volatility Advisers L.P.4,158,543$60,964 12/31/2019
     CEF4,158,543$60,964 12/31/2019
CENTRAL TRUST Co2,257,257$33,092 12/31/2019
     CEF2,257,257$33,092 12/31/2019
Royal Bank of Canada2,078,542$30,472 12/31/2019
     CEF2,078,542$30,472 12/31/2019
Hunting Hill Global Capital LLC1,646,549$24,139 12/31/2019
     CEF1,646,549$24,139 12/31/2019
Managed Asset Portfolios LLC1,521,477$22,305 12/31/2019
     CEF1,521,477$22,305 12/31/2019
Boothbay Fund Management LLC1,284,052$18,824 12/31/2019
     CEF1,284,052$18,824 12/31/2019
Artemis Investment Management LLP1,220,000$17,881 12/31/2019
     CEF1,220,000$17,881 12/31/2019
Evergreen Capital Management LLC1,202,470$17,628 12/31/2019
     CEF1,202,470$17,628 12/31/2019
Morgan Stanley1,115,054$16,347 12/31/2019
     CEF1,115,054$16,347 12/31/2019
Alpine Group USVI LLC1,075,000$15,233 09/30/2019
     CEF1,075,000$15,233 09/30/2019
Bank of America Corp DE967,853$14,188 12/31/2019
     CEF967,853$14,188 12/31/2019
OTA Financial Group L.P.833,789$12,223 12/31/2019
     CEF833,789$12,223 12/31/2019
Periscope Capital Inc.815,184$11,951 12/31/2019
     CEF815,184$11,951 12/31/2019
Polar Asset Management Partners Inc.723,070$10,600 12/31/2019
     CEF723,070$10,600 12/31/2019
Cowen Investment Management LLC685,872$10,055 12/31/2019
     CEF685,872$10,055 12/31/2019
Raymond James & Associates646,008$9,471 12/31/2019
     CEF646,008$9,471 12/31/2019
Beaumont Financial Partners LLC632,497$9,272 12/31/2019
     CEF632,497$9,272 12/31/2019
Wells Fargo & Company MN618,995$9,075 12/31/2019
     CEF618,995$9,075 12/31/2019
Neuberger Berman Group LLC618,664$9,069 12/31/2019
     CEF618,664$9,069 12/31/2019
Howland Capital Management LLC576,610$8,453 12/31/2019
     CEF576,610$8,453 12/31/2019
PYA Waltman Capital LLC553,659$8,117 12/31/2019
     CEF553,659$8,117 12/31/2019
Private Advisor Group LLC544,797$7,987 12/31/2019
     CEF544,797$7,987 12/31/2019
Price T Rowe Associates Inc. MD506,929$7,432 12/31/2019
     CEF506,929$7,432 12/31/2019
Baird Financial Group Inc.503,804$7,386 12/31/2019
     CEF503,804$7,386 12/31/2019
Fore Capital LLC480,000$7,037 12/31/2019
     CEF480,000$7,037 12/31/2019
Pekin Hardy Strauss Inc.436,473$6,399 12/31/2019
     CEF436,473$6,399 12/31/2019
Cannell Peter B & Co. Inc.385,100$5,646 12/31/2019
     CEF385,100$5,646 12/31/2019
Ladenburg Thalmann Financial Services Inc.356,576$5,228 12/31/2019
     CEF356,576$5,228 12/31/2019
Ameriprise Financial Inc.341,529$5,007 12/31/2019
     CEF341,529$5,007 12/31/2019
Mercer Global Advisors Inc. ADV331,447$4,859 12/31/2019
     CEF331,447$4,859 12/31/2019
Commonwealth Equity Services LLC291,704$4,276 12/31/2019
     CEF291,704$4,276 12/31/2019
Hollencrest Capital Management284,900$4,177 12/31/2019
     CEF284,900$4,177 12/31/2019
Bourgeon Capital Management LLC284,665$4,173 12/31/2019
     CEF284,665$4,173 12/31/2019
Quilter Plc281,346$4,124 12/31/2019
     CEF281,346$4,124 12/31/2019
UBS Group AG267,594$3,923 12/31/2019
     CEF267,594$3,923 12/31/2019
Bennicas & Associates Inc.259,757$3,808 12/31/2019
     CEF259,757$3,808 12/31/2019
CIBC World Markets Inc.251,756$3,691 12/31/2019
     CEF251,756$3,691 12/31/2019
Livingston Group Asset Management CO operating as Southport Capital Management 229,789$3,369 12/31/2019
     CEF229,789$3,369 12/31/2019
Cetera Advisor Networks LLC202,176$2,956 12/31/2019
     CEF202,176$2,956 12/31/2019
Stifel Financial Corp187,492$2,704 12/31/2019
     CEF187,492$2,704 12/31/2019
Capital Wealth Alliance LLC166,739$2,571 12/31/2019
     CEF166,739$2,571 12/31/2019
Catalyst Capital Advisors LLC167,500$2,456 12/31/2019
     CEF167,500$2,456 12/31/2019
Van Den Berg Management I Inc.162,945$2,389 12/31/2019
     CEF162,945$2,389 12/31/2019
Truist Financial Corp156,235$2,290 12/31/2019
     CEF156,235$2,290 12/31/2019
Roberts Glore & Co. Inc. IL152,654$2,236 12/31/2019
     CEF152,654$2,236 12/31/2019
BB&T Securities LLC157,830$2,236 09/30/2019
     CEF157,830$2,236 09/30/2019
Cambridge Investment Research Advisors Inc.132,956$1,949 12/31/2019
     CEF132,956$1,949 12/31/2019
Raymond James Financial Services Advisors Inc.129,510$1,899 12/31/2019
     CEF129,510$1,899 12/31/2019
Athena Capital Advisors LLC118,200$1,733 12/31/2019
     CEF118,200$1,733 12/31/2019
Peak Financial Management Inc.114,340$1,676 12/31/2019
     CEF114,340$1,676 12/31/2019
Janney Montgomery Scott LLC111,338$1,632 12/31/2019
     CEF111,338$1,632 12/31/2019
TIAA FSB109,285$1,602 12/31/2019
     CEF109,285$1,602 12/31/2019
Chicago Capital LLC109,020$1,598 12/31/2019
     CEF109,020$1,598 12/31/2019
HighTower Advisors LLC100,204$1,469 12/31/2019
     CEF100,204$1,469 12/31/2019
Mariner Investment Group LLC100,000$1,466 12/31/2019
     CEF100,000$1,466 12/31/2019
Telemus Capital LLC89,698$1,315 12/31/2019
     CEF89,698$1,315 12/31/2019
Brookstone Capital Management84,912$1,245 12/31/2019
     CEF84,912$1,245 12/31/2019
Glovista Investments LLC82,600$1,211 12/31/2019
     CEF82,600$1,211 12/31/2019
Scotia Capital Inc.83,035$1,205 12/31/2019
     CEF83,035$1,205 12/31/2019
Arcadia Investment Management Corp MI80,000$1,173 12/31/2019
     CEF80,000$1,173 12/31/2019
LPL Financial LLC79,918$1,172 12/31/2019
     CEF79,918$1,172 12/31/2019
Madden Advisory Services Inc.78,931$1,157 12/31/2019
     CEF78,931$1,157 12/31/2019
Fiera Capital Corp75,000$1,102 12/31/2019
     CEF75,000$1,102 12/31/2019
Oppenheimer & Co. Inc.75,044$1,100 12/31/2019
     CEF75,044$1,100 12/31/2019
Barry Investment Advisors LLC68,262$1,017 12/31/2019
     CEF68,262$1,017 12/31/2019
Titus Wealth Management69,330$982 09/30/2019
     CEF69,330$982 09/30/2019
Oppenheimer & Close LLC66,745$978 12/31/2019
     CEF66,745$978 12/31/2019
Annex Advisory Services LLC13,279$906 12/31/2019
     CEF13,279$906 12/31/2019
Stratos Wealth Partners LTD.61,580$903 12/31/2019
     CEF61,580$903 12/31/2019
Hyman Charles D61,090$896 12/31/2019
     CEF61,090$896 12/31/2019
First Allied Advisory Services Inc.60,596$888 12/31/2019
     CEF60,596$888 12/31/2019
US Bancorp DE60,486$887 12/31/2019
     CEF60,486$887 12/31/2019
MML Investors Services LLC58,889$863 12/31/2019
     CEF58,889$863 12/31/2019
Jane Street Group LLC54,233$795 12/31/2019
     CEF54,233$795 12/31/2019
St. James Investment Company LLC53,163$779 12/31/2019
     CEF53,163$779 12/31/2019
Sprott Inc.52,690$772 12/31/2019
     CEF52,690$772 12/31/2019
Van Hulzen Asset Management LLC52,000$762 12/31/2019
     CEF52,000$762 12/31/2019
Argent Trust Co51,935$761 12/31/2019
     CEF51,935$761 12/31/2019
IPG Investment Advisors LLC50,985$747 12/31/2019
     CEF50,985$747 12/31/2019
Cetera Advisors LLC51,071$746 12/31/2019
     CEF51,071$746 12/31/2019
Cornerstone Wealth Management LLC52,581$745 09/30/2019
     CEF52,581$745 09/30/2019
Boenning & Scattergood Inc.48,305$708 12/31/2019
     CEF48,305$708 12/31/2019
Advisory Services Network LLC47,404$695 12/31/2019
     CEF47,404$695 12/31/2019
Lincoln National Corp46,294$679 12/31/2019
     CEF46,294$679 12/31/2019
Ancora Advisors LLC44,710$655 12/31/2019
     CEF44,710$655 12/31/2019
CSS LLC IL44,353$650 12/31/2019
     CEF44,353$650 12/31/2019
Flagship Harbor Advisors LLC43,297$635 12/31/2019
     CEF43,297$635 12/31/2019
Bank of Montreal Can42,670$626 12/31/2019
     CEF42,670$626 12/31/2019
Advisor Group Inc.40,530$595 12/31/2019
     CEF40,530$595 12/31/2019
Kalos Management Inc.40,131$588 12/31/2019
     CEF40,131$588 12/31/2019
Creative Planning40,007$587 12/31/2019
     CEF40,007$587 12/31/2019
Cobblestone Capital Advisors LLC NY38,192$560 12/31/2019
     CEF38,192$560 12/31/2019
WealthTrust Axiom LLC36,750$538 12/31/2019
     CEF36,750$538 12/31/2019
Steward Partners Investment Advisory LLC36,537$535 12/31/2019
     CEF36,537$535 12/31/2019
Mutual Advisors LLC35,509$521 12/31/2019
     CEF35,509$521 12/31/2019
Legacy Capital Partners Inc.35,000$513 12/31/2019
     CEF35,000$513 12/31/2019
Euro Pacific Asset Management LLC34,528$506 12/31/2019
     CEF34,528$506 12/31/2019
Twin Focus Capital Partners LLC33,500$491 12/31/2019
     CEF33,500$491 12/31/2019
United Capital Financial Advisers LLC32,622$478 12/31/2019
     CEF32,622$478 12/31/2019
Nations Financial Group Inc. IA ADV30,085$441 12/31/2019
     CEF30,085$441 12/31/2019
Ieq Capital LLC29,739$436 12/31/2019
     CEF29,739$436 12/31/2019
Inverness Counsel LLC NY27,972$410 12/31/2019
     CEF27,972$410 12/31/2019
Gluskin Sheff & Assoc Inc.28,120$405 12/31/2019
     CEF28,120$405 12/31/2019
Toronto Dominion Bank26,000$381 12/31/2019
     CEF26,000$381 12/31/2019
Moloney Securities Asset Management LLC25,994$381 12/31/2019
     CEF25,994$381 12/31/2019
BLB&B Advisors LLC25,348$372 12/31/2019
     CEF25,348$372 12/31/2019
Welch & Forbes LLC25,100$368 12/31/2019
     CEF25,100$368 12/31/2019
GoodHaven Capital Management LLC25,000$366 12/31/2019
     CEF25,000$366 12/31/2019
Partnervest Advisory Services LLC24,305$356 12/31/2019
     CEF24,305$356 12/31/2019
First Manhattan Co.24,199$354 12/31/2019
     CEF24,199$354 12/31/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors23,480$353 12/31/2019
     CEF23,480$353 12/31/2019
Intrepid Capital Management Inc.21,260$312 12/31/2019
     CEF21,260$312 12/31/2019
Comerica Bank20,150$308 12/31/2019
     CEF20,150$308 12/31/2019
LGL Partners LLC20,600$302 12/31/2019
     CEF20,600$302 12/31/2019
Carmichael Hill & Associates Inc.19,633$288 12/31/2019
     CEF19,633$288 12/31/2019
Belpointe Asset Management LLC19,957$283 09/30/2019
     CEF19,957$283 09/30/2019
J.W. Cole Advisors Inc.18,885$277 12/31/2019
     CEF18,885$277 12/31/2019
Segall Bryant & Hamill LLC18,610$274 12/31/2019
     CEF18,610$274 12/31/2019
Thomas J. Herzfeld Advisors Inc.8,000$265 12/31/2019
     CEF8,000$265 12/31/2019
Mariner LLC17,661$259 12/31/2019
     CEF17,661$259 12/31/2019
Chase Investment Counsel Corp17,610$258 12/31/2019
     CEF17,610$258 12/31/2019
Kingsview Wealth Management LLC17,450$256 12/31/2019
     CEF17,450$256 12/31/2019
Obermeyer Wood Investment Counsel Lllp17,200$252 12/31/2019
     CEF17,200$252 12/31/2019
Almanack Investment Partners LLC.16,751$246 12/31/2019
     CEF16,751$246 12/31/2019
Bartlett & Co. LLC17,000$241 09/30/2019
     CEF17,000$241 09/30/2019
Copperwynd Financial LLC16,042$235 12/31/2019
     CEF16,042$235 12/31/2019
United Income Inc.16,100$229 09/30/2019
     CEF16,100$229 09/30/2019
TBH Global Asset Management LLC15,075$221 12/31/2019
     CEF15,075$221 12/31/2019
Wedbush Securities Inc.14,726$216 12/31/2019
     CEF14,726$216 12/31/2019
Oarsman Capital Inc.13,825$203 12/31/2019
     CEF13,825$203 12/31/2019
D.A. Davidson & CO.13,775$202 12/31/2019
     CEF13,775$202 12/31/2019
Valeo Financial Advisors LLC13,693$201 12/31/2019
     CEF13,693$201 12/31/2019
Huntington National Bank13,000$191 12/31/2019
     CEF13,000$191 12/31/2019
Capital One National Association12,850$188 12/31/2019
     CEF12,850$188 12/31/2019
Ford Financial Group Inc.12,853$188 12/31/2019
     CEF12,853$188 12/31/2019
Intl Fcstone Inc.12,250$180 12/31/2019
     CEF12,250$180 12/31/2019
Financial Counselors Inc.12,000$176 12/31/2019
     CEF12,000$176 12/31/2019
Raymond James Trust N.A.11,857$174 12/31/2019
     CEF11,857$174 12/31/2019
PHH Investments Ltd.11,440$168 12/31/2019
     CEF11,440$168 12/31/2019
Rathbone Brothers plc10,920$160 12/31/2019
     CEF10,920$160 12/31/2019
IFG Advisory LLC10,530$154 12/31/2019
     CEF10,530$154 12/31/2019
Tocqueville Asset Management L.P.10,200$150 12/31/2019
     CEF10,200$150 12/31/2019
Usca Ria LLC10,250$150 12/31/2019
     CEF10,250$150 12/31/2019
AdvisorNet Financial Inc9,520$140 12/31/2019
     CEF9,520$140 12/31/2019
Whittier Trust Co.9,018$132 12/31/2019
     CEF9,018$132 12/31/2019
JPMorgan Chase & Co.8,333$123 12/31/2019
     CEF8,333$123 12/31/2019
PNC Financial Services Group Inc.6,000$88 12/31/2019
     CEF6,000$88 12/31/2019
Vigilant Capital Management LLC6,000$88 12/31/2019
     CEF6,000$88 12/31/2019
NEXT Financial Group Inc5,996$88 12/31/2019
     CEF5,996$88 12/31/2019
Fifth Third Bancorp5,463$80 12/31/2019
     CEF5,463$80 12/31/2019
Advantage Investment Management LLC5,575$79 09/30/2019
     CEF5,575$79 09/30/2019
Americana Partners LLC5,250$76 12/31/2019
     CEF5,250$76 12/31/2019
Fieldpoint Private Securities LLC4,600$67 12/31/2019
     CEF4,600$67 12/31/2019
Northwestern Mutual Wealth Management Co.4,389$64 12/31/2019
     CEF4,389$64 12/31/2019
Carroll Financial Associates Inc.4,270$62 12/31/2019
     CEF4,270$62 12/31/2019
Semmax Financial Advisors Inc.3,650$54 12/31/2019
     CEF3,650$54 12/31/2019
First Personal Financial Services3,510$51 12/31/2019
     CEF3,510$51 12/31/2019
Brown Brothers Harriman & Co.3,390$50 12/31/2019
     CEF3,390$50 12/31/2019
Macroview Investment Management LLC3,000$44 12/31/2019
     CEF3,000$44 12/31/2019
Heritage Wealth Advisors3,000$44 12/31/2019
     CEF3,000$44 12/31/2019
Savior LLC2,770$41 12/31/2019
     CEF2,770$41 12/31/2019
Manchester Financial Inc.2,455$36 12/31/2019
     CEF2,455$36 12/31/2019
BlackRock Inc.1,707$25 12/31/2019
     CEF1,707$25 12/31/2019
Allworth Financial LP1,622$24 12/31/2019
     CEF1,622$24 12/31/2019
Citigroup Inc.1,540$23 12/31/2019
     CEF1,540$23 12/31/2019
Salomon & Ludwin LLC1,600$23 12/31/2019
     CEF1,600$23 12/31/2019
Barclays PLC1,500$22 12/31/2019
     CEF1,500$22 12/31/2019
OLD Second National Bank of Aurora1,500$22 12/31/2019
     CEF1,500$22 12/31/2019
Stonebridge Capital Advisors LLC1,400$21 12/31/2019
     CEF1,400$21 12/31/2019
FinTrust Capital Advisors LLC1,384$20 12/31/2019
     CEF1,384$20 12/31/2019
Trust Co1,200$18 12/31/2019
     CEF1,200$18 12/31/2019
Endurance Wealth Management Inc.1,000$15 12/31/2019
     CEF1,000$15 12/31/2019
Edge Wealth Management LLC1,000$15 12/31/2019
     CEF1,000$15 12/31/2019
Princeton Global Asset Management LLC900$13 12/31/2019
     CEF900$13 12/31/2019
Lighthouse Financial Advisors Inc.726$10 12/31/2019
     CEF726$10 12/31/2019
First PREMIER Bank500$7 12/31/2019
     CEF500$7 12/31/2019
SRS Capital Advisors Inc.300$4 12/31/2019
     CEF300$4 12/31/2019
Sound Income Strategies LLC250$4 12/31/2019
     CEF250$4 12/31/2019
ERTS Wealth Advisors LLC280$4 12/31/2019
     CEF280$4 12/31/2019
Barrett Asset Management LLC200$3 12/31/2019
     CEF200$3 12/31/2019
Tower Research Capital LLC TRC 100$1 12/31/2019
     CEF100$1 12/31/2019
FMR LLC1$0 12/31/2019
     CEF1$0 12/31/2019
Proequities Inc.0$0 12/31/2019
     CEF0$0 12/31/2019

See Summary: Institutional Holders of CEF
See Details: Top 10 Hedge Funds Holding CEF
Also See: CEF Holdings Changes

Quotes delayed 20 minutes

Funds Holding CEF | www.HoldingsChannel.com

Copyright © 2013 - 2020, All Rights Reserved Nothing in Holdings Channel is intended to be investment advice, nor does it represent the opinion of, counsel from, or recommendations by BNK Invest Inc. or any of its affiliates, subsidiaries or partners. None of the information contained herein constitutes a recommendation that any particular security, portfolio, transaction, or investment strategy is suitable for any specific person. All viewers agree that under no circumstances will BNK Invest, Inc,. its subsidiaries, partners, officers, employees, affiliates, or agents be held liable for any loss or damage caused by your reliance on information obtained. By visiting, using or viewing this site, you agree to the following Full Disclaimer & Terms of Use and Privacy Policy. Video widget and videos powered by Market News Video. Quote data delayed at least 20 minutes; data powered by Ticker Technologies, and Mergent. Contact Holdings Channel; Meet Our Editorial Staff.