HoldingsChannel.com
Funds Holding BABA
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc. $18,827,264 12/31/2019
     BABA88,988,283$18,874,414 12/31/2019
     Put222,300$47,150 12/31/2019
Price T Rowe Associates Inc. MD70,616,361$14,977,731 12/31/2019
     BABA70,616,361$14,977,731 12/31/2019
Vanguard Group Inc.62,425,564$13,240,462 12/31/2019
     BABA62,425,564$13,240,462 12/31/2019
State Street Corp35,607,263$12,969,965 12/31/2019
     BABA35,607,263$12,969,965 12/31/2019
Baillie Gifford & Co.51,700,537$10,965,684 12/31/2019
     BABA51,700,537$10,965,684 12/31/2019
Invesco Ltd.31,176,364$6,612,507 12/31/2019
     BABA31,176,364$6,612,507 12/31/2019
Capital Research Global Investors28,287,902$5,999,869 12/31/2019
     BABA28,287,902$5,999,869 12/31/2019
UBS Asset Management Americas Inc.26,753,779$5,674,477 12/31/2019
     BABA26,753,779$5,674,477 12/31/2019
Temasek Holdings Private Ltd25,387,675$5,384,726 12/31/2019
     BABA25,387,675$5,384,726 12/31/2019
Schroder Investment Management Group24,650,702$5,228,414 12/31/2019
     BABA24,650,702$5,228,414 12/31/2019
Norges Bank24,015,334$5,093,652 12/31/2019
     BABA24,015,334$5,093,652 12/31/2019
Hsbc Holdings PLC $5,066,875 12/31/2019
     BABA25,977,034$5,515,620 12/31/2019
     Put2,462,200$522,587 12/31/2019
     Call342,700$73,842 12/31/2019
JPMorgan Chase & Co. $5,057,696 12/31/2019
     BABA24,167,804$5,125,992 12/31/2019
     Put1,317,000$279,336 12/31/2019
     Call995,000$211,040 12/31/2019
FMR LLC20,886,445$4,430,015 12/31/2019
     BABA20,886,445$4,430,015 12/31/2019
FIL Ltd16,965,840$3,598,454 12/31/2019
     BABA16,965,840$3,598,454 12/31/2019
Magellan Asset Management Ltd15,663,856$3,322,304 12/31/2019
     BABA15,663,856$3,322,304 12/31/2019
Jennison Associates LLC15,171,252$3,217,823 12/31/2019
     BABA15,171,252$3,217,823 12/31/2019
Wellington Management Group LLP14,976,986$3,176,619 12/31/2019
     BABA14,976,986$3,176,619 12/31/2019
Primecap Management Co. CA14,974,946$3,176,186 12/31/2019
     BABA14,974,946$3,176,186 12/31/2019
Canada Pension Plan Investment Board14,001,461$2,969,710 12/31/2019
     BABA14,001,461$2,969,710 12/31/2019
Loomis Sayles & Co. L P13,948,645$2,958,507 12/31/2019
     BABA13,948,645$2,958,507 12/31/2019
Morgan Stanley13,913,120$2,950,973 12/31/2019
     BABA13,913,120$2,950,973 12/31/2019
Fisher Asset Management LLC13,180,526$2,795,590 12/31/2019
     BABA13,180,526$2,795,590 12/31/2019
Legal & General Group Plc12,058,031$2,557,509 12/31/2019
     BABA12,058,031$2,557,509 12/31/2019
Bank of America Corp DE11,092,767$2,352,775 12/31/2019
     BABA11,092,767$2,352,775 12/31/2019
Sands Capital Management LLC10,720,902$2,273,903 12/31/2019
     BABA10,720,902$2,273,903 12/31/2019
Deutsche Bank AG $1,986,224 12/31/2019
     BABA9,363,541$1,985,999 12/31/2019
     Call1,063$225 12/31/2019
Northern Trust Corp9,111,638$1,932,578 12/31/2019
     BABA9,111,638$1,932,578 12/31/2019
Investec Asset Management LTD8,074,459$1,712,593 12/31/2019
     BABA8,074,459$1,712,593 12/31/2019
GQG Partners LLC7,640,310$1,620,851 12/31/2019
     BABA7,640,310$1,620,851 12/31/2019
Goldman Sachs Group Inc. $1,515,703 12/31/2019
     BABA6,720,069$1,425,327 12/31/2019
     Call2,813,300$596,701 12/31/2019
     Put2,387,200$506,325 12/31/2019
Franklin Resources Inc.7,092,494$1,504,326 12/31/2019
     BABA7,092,494$1,504,326 12/31/2019
Credit Suisse AG6,892,574$1,461,913 12/31/2019
     BABA6,892,574$1,461,913 12/31/2019
Vontobel Asset Management Inc.6,886,504$1,459,470 12/31/2019
     BABA6,886,504$1,459,470 12/31/2019
Ameriprise Financial Inc.6,753,277$1,432,534 12/31/2019
     BABA6,753,277$1,432,534 12/31/2019
Sumitomo Mitsui Trust Holdings Inc.6,562,142$1,391,830 12/31/2019
     BABA6,562,142$1,391,830 12/31/2019
Lone Pine Capital LLC6,239,786$1,323,459 12/31/2019
     BABA6,239,786$1,323,459 12/31/2019
Federated Hermes Inc.6,110,593$1,296,056 12/31/2019
     BABA6,110,593$1,296,056 12/31/2019
Wells Fargo & Company MN $1,290,585 12/31/2019
     BABA6,082,832$1,290,169 12/31/2019
     Call18,700$513 12/31/2019
     Put79,400$97 12/31/2019
Amundi Pioneer Asset Management Inc.5,800,466$1,230,278 12/31/2019
     BABA5,800,466$1,230,278 12/31/2019
William Blair Investment Management LLC5,671,743$1,202,870 12/31/2019
     BABA5,671,743$1,202,870 12/31/2019
Harding Loevner LP5,619,370$1,191,868 12/31/2019
     BABA5,619,370$1,191,868 12/31/2019
Janus Henderson Group PLC5,305,240$1,125,285 12/31/2019
     BABA5,305,240$1,125,285 12/31/2019
Egerton Capital UK LLP5,158,187$1,094,051 12/31/2019
     BABA5,158,187$1,094,051 12/31/2019
Nuveen Asset Management LLC5,123,463$1,086,686 12/31/2019
     BABA5,123,463$1,086,686 12/31/2019
American Century Companies Inc.4,472,606$948,640 12/31/2019
     BABA4,472,606$948,640 12/31/2019
Genesis Investment Management LLP4,372,181$927,340 12/31/2019
     BABA4,372,181$927,340 12/31/2019
APG Asset Management N.V.4,729,942$893,738 12/31/2019
     BABA4,729,942$893,738 12/31/2019
Geode Capital Management LLC4,240,522$892,519 12/31/2019
     BABA4,240,522$892,519 12/31/2019
Clearbridge Investments LLC3,979,918$874,667 12/31/2019
     BABA3,979,918$874,667 12/31/2019
California Public Employees Retirement System4,118,685$873,573 12/31/2019
     BABA4,118,685$873,573 12/31/2019
AQR Capital Management LLC4,105,871$870,856 12/31/2019
     BABA4,105,871$870,856 12/31/2019
Davis Selected Advisers4,090,570$867,610 12/31/2019
     BABA4,090,570$867,610 12/31/2019
Swiss National Bank4,067,122$862,637 12/31/2019
     BABA4,067,122$862,637 12/31/2019
Coatue Management LLC4,001,391$848,695 12/31/2019
     BABA4,001,391$848,695 12/31/2019
Greenwoods Asset Management Ltd3,997,045$847,773 12/31/2019
     BABA3,997,045$847,773 12/31/2019
Fred Alger Management LLC3,898,188$826,806 12/31/2019
     BABA3,898,188$826,806 12/31/2019
Massachusetts Financial Services Co. MA3,891,504$825,387 12/31/2019
     BABA3,891,504$825,387 12/31/2019
Bank of New York Mellon Corp3,860,254$818,760 12/31/2019
     BABA3,860,254$818,760 12/31/2019
Soroban Capital Partners LP3,825,344$811,355 12/31/2019
     BABA3,825,344$811,355 12/31/2019
Matthews International Capital Management LLC3,782,056$802,174 12/31/2019
     BABA3,782,056$802,174 12/31/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main3,706,273$788,851 12/31/2019
     BABA3,706,273$788,851 12/31/2019
Allianz Asset Management GmbH3,708,579$786,590 12/31/2019
     BABA3,708,579$786,590 12/31/2019
Silver Lake Group L.L.C.3,587,218$760,849 12/31/2019
     BABA3,587,218$760,849 12/31/2019
Lazard Asset Management LLC3,543,921$751,665 12/31/2019
     BABA3,543,921$751,665 12/31/2019
Tiger Global Management LLC3,515,662$745,672 12/31/2019
     BABA3,515,662$745,672 12/31/2019
Waddell & Reed Financial Inc.3,399,787$721,095 12/31/2019
     BABA3,399,787$721,095 12/31/2019
Acadian Asset Management LLC3,333,217$706,974 12/31/2019
     BABA3,333,217$706,974 12/31/2019
WELLCOME TRUST LTD THE as trustee of the WELLCOME TRUST3,327,640$705,792 12/31/2019
     BABA3,327,640$705,792 12/31/2019
Green Court Capital Management Ltd3,245,518$688,374 12/31/2019
     BABA3,245,518$688,374 12/31/2019
Russell Investments Group Ltd.3,224,923$684,945 12/31/2019
     BABA3,224,923$684,945 12/31/2019
Nordea Investment Management AB3,161,401$673,386 12/31/2019
     BABA3,161,401$673,386 12/31/2019
Susquehanna International Group LLP $654,129 12/31/2019
     Put11,326,600$2,411,546 12/31/2019
     Call9,663,500$2,057,456 12/31/2019
     BABA4,753,508$1,008,219 12/31/2019
Alliancebernstein L.P.3,066,631$650,433 12/31/2019
     BABA3,066,631$650,433 12/31/2019
DSM Capital Partners LLC3,049,051$646,703 12/31/2019
     BABA3,049,051$646,703 12/31/2019
Axiom International Investors LLC DE2,923,751$620,128 12/31/2019
     BABA2,923,751$620,128 12/31/2019
Dodge & Cox2,921,500$619,650 12/31/2019
     BABA2,921,500$619,650 12/31/2019
Standard Life Aberdeen plc2,789,801$591,716 12/31/2019
     BABA2,789,801$591,716 12/31/2019
Dimensional Fund Advisors LP2,751,504$583,644 12/31/2019
     BABA2,751,504$583,644 12/31/2019
Primavera Capital Management Ltd2,736,371$580,384 12/31/2019
     BABA2,736,371$580,384 12/31/2019
Commerzbank Aktiengesellschaft FI2,727,931$578,594 12/31/2019
     BABA2,727,931$578,594 12/31/2019
Artisan Partners Limited Partnership $551,200 12/31/2019
     BABA2,420,874$513,467 12/31/2019
     Call177,900$37,733 12/31/2019
USS Investment Management Ltd2,512,500$532,952 12/31/2019
     BABA2,512,500$532,952 12/31/2019
Bessemer Group Inc.2,497,035$529,620 12/31/2019
     BABA2,497,035$529,620 12/31/2019
Neuberger Berman Group LLC2,470,941$524,087 12/31/2019
     BABA2,470,941$524,087 12/31/2019
Sculptor Capital LP2,454,995$520,704 12/31/2019
     BABA2,454,995$520,704 12/31/2019
Sanders Capital LLC2,184,294$513,683 12/31/2019
     BABA2,184,294$513,683 12/31/2019
Appaloosa LP2,400,000$509,040 12/31/2019
     BABA2,400,000$509,040 12/31/2019
Flossbach Von Storch AG2,389,286$506,768 12/31/2019
     BABA2,389,286$506,768 12/31/2019
Charles Schwab Investment Management Inc.2,327,481$493,659 12/31/2019
     BABA2,327,481$493,659 12/31/2019
Jane Street Group LLC $492,808 12/31/2019
     Call3,161,200$670,491 12/31/2019
     Put1,967,700$417,349 12/31/2019
     BABA1,129,971$239,666 12/31/2019
Alecta Pensionsforsakring Omsesidigt2,285,000$486,385 12/31/2019
     BABA2,285,000$486,385 12/31/2019
Macquarie Group Ltd.2,290,225$485,757 12/31/2019
     BABA2,290,225$485,757 12/31/2019
Prudential PLC2,254,771$478,237 12/31/2019
     BABA2,254,771$478,237 12/31/2019
Teacher Retirement System of Texas2,228,423$472,649 12/31/2019
     BABA2,228,423$472,649 12/31/2019
Brown Advisory Inc. $466,756 12/31/2019
     BABA2,200,643$466,756 12/31/2019
     Call400$0 12/31/2019
Principal Financial Group Inc.2,196,162$465,806 12/31/2019
     BABA2,196,162$465,806 12/31/2019
Swedbank2,187,750$465,794 12/31/2019
     BABA2,187,750$465,794 12/31/2019
Thornburg Investment Management Inc.2,192,925$465,119 12/31/2019
     BABA2,192,925$465,119 12/31/2019
Martin Currie Ltd.2,101,915$461,938 12/31/2019
     BABA2,101,915$461,938 12/31/2019
Mondrian Investment Partners LTD2,134,932$452,819 12/31/2019
     BABA2,134,932$452,819 12/31/2019
Causeway Capital Management LLC2,128,139$451,378 12/31/2019
     BABA2,128,139$451,378 12/31/2019
Citigroup Inc. $449,081 12/31/2019
     Put4,433,200$940,282 12/31/2019
     Call3,402,200$721,607 12/31/2019
     BABA3,148,312$667,756 12/31/2019
TT International2,052,268$435,286 12/31/2019
     BABA2,052,268$435,286 12/31/2019
Citadel Advisors LLC $430,047 12/31/2019
     Call6,861,200$1,455,261 12/31/2019
     Put5,521,900$1,171,195 12/31/2019
     BABA688,266$145,981 12/31/2019
Millennium Management LLC $425,193 12/31/2019
     BABA2,246,582$476,500 12/31/2019
     Put357,800$75,889 12/31/2019
     Call115,900$24,582 12/31/2019
Bamco Inc. NY1,985,165$421,053 12/31/2019
     BABA1,985,165$421,053 12/31/2019
Hillhouse Capital Advisors LTD.1,979,716$419,898 12/31/2019
     BABA1,979,716$419,898 12/31/2019
Maverick Capital Ltd.1,914,349$406,033 12/31/2019
     BABA1,914,349$406,033 12/31/2019
AXA1,907,060$404,487 12/31/2019
     BABA1,907,060$404,487 12/31/2019
Banco Santander S.A.1,871,661$396,979 12/31/2019
     BABA1,871,661$396,979 12/31/2019
BNP Paribas Arbitrage SA $395,144 12/31/2019
     BABA1,768,011$374,995 12/31/2019
     Call4,578$97,099 12/31/2019
     Put3,628$76,950 12/31/2019
Winslow Capital Management LLC1,853,988$393,231 12/31/2019
     BABA1,853,988$393,231 12/31/2019
Steadfast Capital Management LP1,847,599$391,876 12/31/2019
     BABA1,847,599$391,876 12/31/2019
Discovery Value Fund1,835,044$389,213 12/31/2019
     BABA1,835,044$389,213 12/31/2019
Grantham Mayo Van Otterloo & Co. LLC1,828,773$387,883 12/31/2019
     BABA1,828,773$387,883 12/31/2019
Mirae Asset Global Investments Co. Ltd.1,775,838$376,655 12/31/2019
     BABA1,775,838$376,655 12/31/2019
Sei Investments Co.1,755,579$372,310 12/31/2019
     BABA1,755,579$372,310 12/31/2019
Caisse DE Depot ET Placement DU Quebec1,754,226$372,071 12/31/2019
     BABA1,754,226$372,071 12/31/2019
TD Asset Management Inc.1,750,421$371,264 12/31/2019
     BABA1,750,421$371,264 12/31/2019
Platinum Investment Management Ltd.1,723,315$365,515 12/31/2019
     BABA1,723,315$365,515 12/31/2019
Mitsubishi UFJ Trust & Banking Corp1,717,926$364,372 12/31/2019
     BABA1,717,926$364,372 12/31/2019
Great West Life Assurance Co. Can1,728,087$363,804 12/31/2019
     BABA1,728,087$363,804 12/31/2019
UBS Group AG $355,653 12/31/2019
     Put5,055,626$1,072,298 12/31/2019
     Call3,689,511$782,545 12/31/2019
     BABA3,042,937$645,406 12/31/2019
Nomura Asset Management Co. Ltd.1,665,631$353,281 12/31/2019
     BABA1,665,631$353,281 12/31/2019
Handelsbanken Fonder AB1,650,455$350,062 12/31/2019
     BABA1,650,455$350,062 12/31/2019
Conifer Management L.L.C.1,600,000$339,360 12/31/2019
     BABA1,600,000$339,360 12/31/2019
AIA Investment Management HK Ltd1,574,893$335,232 12/31/2019
     BABA1,574,893$335,232 12/31/2019
Man Group plc1,567,060$332,373 12/31/2019
     BABA1,567,060$332,373 12/31/2019
The Manufacturers Life Insurance Company 1,538,838$326,388 12/31/2019
     BABA1,538,838$326,388 12/31/2019
Bank of Montreal Can $325,353 12/31/2019
     BABA1,524,964$323,444 12/31/2019
     Call140,500$29,800 12/31/2019
     Put131,500$27,891 12/31/2019
Mackenzie Financial Corp1,518,147$321,999 12/31/2019
     BABA1,518,147$321,999 12/31/2019
Hardman Johnston Global Advisors LLC1,517,917$321,950 12/31/2019
     BABA1,517,917$321,950 12/31/2019
Tybourne Capital Management HK Ltd.1,464,270$310,572 12/31/2019
     BABA1,464,270$310,572 12/31/2019
Barings LLC1,453,715$308,333 12/31/2019
     BABA1,453,715$308,333 12/31/2019
Eminence Capital LP1,453,642$308,317 12/31/2019
     BABA1,453,642$308,317 12/31/2019
New York State Common Retirement Fund1,424,899$302,221 12/31/2019
     BABA1,424,899$302,221 12/31/2019
Raymond James & Associates $300,413 12/31/2019
     BABA1,415,767$300,284 12/31/2019
     Call23,000$129 12/31/2019
BRILLIANCE ASSET MANAGEMENT Ltd1,389,137$294,636 12/31/2019
     BABA1,389,137$294,636 12/31/2019
Parametric Portfolio Associates LLC1,380,645$292,835 12/31/2019
     BABA1,380,645$292,835 12/31/2019
State of New Jersey Common Pension Fund D1,370,280$290,636 12/31/2019
     BABA1,370,280$290,636 12/31/2019
Fullerton Fund Management Co Ltd.1,361,280$288,727 12/31/2019
     BABA1,361,280$288,727 12/31/2019
Melvin Capital Management LP1,341,485$284,529 12/31/2019
     BABA1,341,485$284,529 12/31/2019
Royal Bank of Canada $278,172 12/31/2019
     BABA6,054,114$1,284,077 12/31/2019
     Put5,550,200$1,177,197 12/31/2019
     Call807,600$171,292 12/31/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.1,269,207$269,199 12/31/2019
     BABA1,269,207$269,199 12/31/2019
Polar Capital LLP1,260,669$267,388 12/31/2019
     BABA1,260,669$267,388 12/31/2019
Aviva PLC1,254,678$266,117 12/31/2019
     BABA1,254,678$266,117 12/31/2019
Korea Investment CORP1,248,429$264,792 12/31/2019
     BABA1,248,429$264,792 12/31/2019
Victory Capital Management Inc.1,238,800$262,749 12/31/2019
     BABA1,238,800$262,749 12/31/2019
Alberta Investment Management Corp1,234,461$261,829 12/31/2019
     BABA1,234,461$261,829 12/31/2019
Point72 Asset Management L.P.1,217,800$258,295 12/31/2019
     BABA1,217,800$258,295 12/31/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp1,206,875$255,978 12/31/2019
     BABA1,206,875$255,978 12/31/2019
Coronation Fund Managers Ltd.1,201,686$254,878 12/31/2019
     BABA1,201,686$254,878 12/31/2019
Driehaus Capital Management LLC1,156,153$245,220 12/31/2019
     BABA1,156,153$245,220 12/31/2019
C WorldWide Group Holding A S1,150,451$244,011 12/31/2019
     BABA1,150,451$244,011 12/31/2019
Farallon Capital Management LLC1,132,500$240,203 12/31/2019
     BABA1,132,500$240,203 12/31/2019
AMF Pensionsforsakring AB1,096,847$232,641 12/31/2019
     BABA1,096,847$232,641 12/31/2019
Newport Asia LLC1,083,200$229,746 12/31/2019
     BABA1,083,200$229,746 12/31/2019
Dragoneer Investment Group LLC1,076,070$228,234 12/31/2019
     BABA1,076,070$228,234 12/31/2019
BFAM Partners Cayman Ltd $228,008 12/31/2019
     Call1,075,000$228,008 12/31/2019
Comgest Global Investors S.A.S.1,074,517$227,908 12/31/2019
     BABA1,074,517$227,908 12/31/2019
Prudential Financial Inc.1,073,903$227,775 12/31/2019
     BABA1,073,903$227,775 12/31/2019
Sustainable Growth Advisers LP1,043,807$221,391 12/31/2019
     BABA1,043,807$221,391 12/31/2019
AGF Investments Inc.1,040,825$220,759 12/31/2019
     BABA1,040,825$220,759 12/31/2019
Serenity Capital LLC1,010,061$214,234 12/31/2019
     BABA1,010,061$214,234 12/31/2019
TRG Investments LLC995,272$211,097 12/31/2019
     BABA995,272$211,097 12/31/2019
Veritas Asset Management LLP991,815$210,363 12/31/2019
     BABA991,815$210,363 12/31/2019
KBC Group NV984,621$208,838 12/31/2019
     BABA984,621$208,838 12/31/2019
Marshall Wace LLP969,855$205,706 12/31/2019
     BABA969,855$205,706 12/31/2019
Marshall Wace North America L.P.969,391$205,608 12/31/2019
     BABA969,391$205,608 12/31/2019
Royal London Asset Management Ltd.916,609$195,132 12/31/2019
     BABA916,609$195,132 12/31/2019
Origin Asset Management LLP919,600$195,047 12/31/2019
     BABA919,600$195,047 12/31/2019
Van ECK Associates Corp910,272$193,068 12/31/2019
     BABA910,272$193,068 12/31/2019
AMP Capital Investors Ltd900,097$191,641 12/31/2019
     BABA900,097$191,641 12/31/2019
Krane Funds Advisors LLC898,519$190,576 12/31/2019
     BABA898,519$190,576 12/31/2019
Alkeon Capital Management LLC892,140$189,223 12/31/2019
     BABA892,140$189,223 12/31/2019
AIA Investment Management Private Ltd879,035$186,935 12/31/2019
     BABA879,035$186,935 12/31/2019
Whale Rock Capital Management LLC869,376$184,395 12/31/2019
     BABA869,376$184,395 12/31/2019
CI Investments Inc. $180,038 12/31/2019
     BABA847,369$179,727 12/31/2019
     Call2,234$311 12/31/2019
Overlook Holdings Ltd843,354$178,884 12/31/2019
     BABA843,354$178,884 12/31/2019
Zurcher Kantonalbank Zurich Cantonalbank 841,367$178,454 12/31/2019
     BABA841,367$178,454 12/31/2019
PointState Capital LP $172,209 12/31/2019
     BABA430,222$91,250 12/31/2019
     Call381,700$80,959 12/31/2019
Candriam Luxembourg S.C.A.803,160$170,371 12/31/2019
     BABA803,160$170,371 12/31/2019
Investec Asset Management North America Inc.780,653$165,577 12/31/2019
     BABA780,653$165,577 12/31/2019
Riverstone Group LLC767,476$162,782 12/31/2019
     BABA767,476$162,782 12/31/2019
PEAK6 Investments LLC $162,570 12/31/2019
     Call1,852,100$392,830 12/31/2019
     Put1,089,600$231,104 12/31/2019
     BABA3,979$844 12/31/2019
Natixis Advisors L.P.759,413$161,071 12/31/2019
     BABA759,413$161,071 12/31/2019
Pinpoint Asset Management Ltd709,509$160,583 12/31/2019
     BABA709,509$160,583 12/31/2019
Broad Peak Investment Holdings Ltd.751,937$159,486 12/31/2019
     BABA751,937$159,486 12/31/2019
Asset Management One Co. Ltd.736,979$156,313 12/31/2019
     BABA736,979$156,313 12/31/2019
Capital International Inc. CA736,362$156,182 12/31/2019
     BABA736,362$156,182 12/31/2019
Segantii Capital Management Ltd713,160$151,825 12/31/2019
     BABA713,160$151,825 12/31/2019
Scge Management L.P.715,000$151,652 12/31/2019
     BABA715,000$151,652 12/31/2019
Natixis712,136$151,619 12/31/2019
     BABA712,136$151,619 12/31/2019
Healthcare of Ontario Pension Plan Trust Fund712,000$151,015 12/31/2019
     BABA712,000$151,015 12/31/2019
Altshuler Shaham Ltd $150,569 12/31/2019
     BABA709,122$150,406 12/31/2019
     Call30$163 12/31/2019
Lord Abbett & CO. LLC706,628$149,876 12/31/2019
     BABA706,628$149,876 12/31/2019
Arrowstreet Capital Limited Partnership701,682$148,827 12/31/2019
     BABA701,682$148,827 12/31/2019
Naya Capital Management UK Ltd.696,514$147,731 12/31/2019
     BABA696,514$147,731 12/31/2019
Joho Capital LLC688,471$146,025 12/31/2019
     BABA688,471$146,025 12/31/2019
Anglepoint Asset Management LTD.685,738$145,445 12/31/2019
     BABA685,738$145,445 12/31/2019
Harvest Fund Management Co. Ltd644,333$145,002 12/31/2019
     BABA644,333$145,002 12/31/2019
DekaBank Deutsche Girozentrale650,070$139,947 12/31/2019
     BABA650,070$139,947 12/31/2019
Stifel Financial Corp654,657$138,764 12/31/2019
     BABA654,657$138,764 12/31/2019
Nikko Asset Management Americas Inc.647,584$137,353 12/31/2019
     BABA647,584$137,353 12/31/2019
Los Angeles Capital Management & Equity Research Inc.639,270$135,589 12/31/2019
     BABA639,270$135,589 12/31/2019
Select Equity Group L.P.637,212$135,153 12/31/2019
     BABA637,212$135,153 12/31/2019
Myriad Asset Management Ltd.634,920$134,666 12/31/2019
     BABA634,920$134,666 12/31/2019
Capital International Investors628,426$133,289 12/31/2019
     BABA628,426$133,289 12/31/2019
SG Americas Securities LLC $130,486 12/31/2019
     BABA506,353$107,397 12/31/2019
     Call1,079,500$25,946 12/31/2019
     Put1,826,600$2,857 12/31/2019
Castle Hook Partners LP614,514$130,338 12/31/2019
     BABA614,514$130,338 12/31/2019
Thrivent Financial for Lutherans608,976$129,164 12/31/2019
     BABA608,976$129,164 12/31/2019
1832 Asset Management L.P.602,509$129,001 12/31/2019
     BABA602,509$129,001 12/31/2019
Fiera Capital Corp603,163$127,930 12/31/2019
     BABA603,163$127,930 12/31/2019
Soma Equity Partners LP600,000$127,260 12/31/2019
     BABA600,000$127,260 12/31/2019
CIBC Private Wealth Group LLC595,842$126,378 12/31/2019
     BABA595,842$126,378 12/31/2019
Raymond James Financial Services Advisors Inc.590,200$125,181 12/31/2019
     BABA590,200$125,181 12/31/2019
Sarasin & Partners LLP589,347$125,001 12/31/2019
     BABA589,347$125,001 12/31/2019
Moore Capital Management LP580,741$123,175 12/31/2019
     BABA580,741$123,175 12/31/2019
Scopia Capital Management LP551,540$116,982 12/31/2019
     BABA551,540$116,982 12/31/2019
Rovida Advisors Inc.528,246$112,046 12/31/2019
     BABA528,246$112,046 12/31/2019
Taikang Asset Management Hong Kong Co Ltd507,265$107,591 12/31/2019
     BABA507,265$107,591 12/31/2019
Skandinaviska Enskilda Banken AB publ 502,604$106,602 12/31/2019
     BABA502,604$106,602 12/31/2019
Taconic Capital Advisors LP500,000$106,050 12/31/2019
     BABA500,000$106,050 12/31/2019
First Trust Advisors LP497,719$105,566 12/31/2019
     BABA497,719$105,566 12/31/2019
Nan Fung Trinity HK Ltd.495,441$105,083 12/31/2019
     BABA495,441$105,083 12/31/2019
NN Investment Partners Holdings N.V.495,055$105,001 12/31/2019
     BABA495,055$105,001 12/31/2019
First Pacific Advisors LP490,116$103,954 12/31/2019
     BABA490,116$103,954 12/31/2019
Wishbone Management LP480,000$101,808 12/31/2019
     BABA480,000$101,808 12/31/2019
Manning & Napier Group LLC478,575$101,504 12/31/2019
     BABA478,575$101,504 12/31/2019
Compagnie Lombard Odier SCmA $101,140 12/31/2019
     BABA476,914$101,140 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
GW&K Investment Management LLC472,216$100,157 12/31/2019
     BABA472,216$100,157 12/31/2019
Tree Line Advisors Hong Kong Ltd.470,000$99,687 12/31/2019
     BABA470,000$99,687 12/31/2019
Two Sigma Investments LP $99,607 12/31/2019
     BABA509,723$108,112 12/31/2019
     Put119,100$25,261 12/31/2019
     Call79,000$16,756 12/31/2019
GAM Holding AG464,743$98,572 12/31/2019
     BABA464,743$98,572 12/31/2019
Intermede Investment Partners Ltd461,365$97,856 12/31/2019
     BABA461,365$97,856 12/31/2019
Aperio Group LLC457,193$96,971 12/31/2019
     BABA457,193$96,971 12/31/2019
Prime Capital Management Co Ltd457,185$96,969 12/31/2019
     BABA457,185$96,969 12/31/2019
Artal Group S.A.450,000$95,445 12/31/2019
     BABA450,000$95,445 12/31/2019
Trinity Street Asset Management LLP449,426$95,323 12/31/2019
     BABA449,426$95,323 12/31/2019
Indus Capital Partners LLC447,649$94,946 12/31/2019
     BABA447,649$94,946 12/31/2019
Barclays PLC $93,936 12/31/2019
     Put2,575,300$546,221 12/31/2019
     BABA1,624,888$344,638 12/31/2019
     Call1,393,300$295,519 12/31/2019
Lomas Capital Management LLC442,025$93,754 12/31/2019
     BABA442,025$93,754 12/31/2019
Holocene Advisors LP435,733$92,419 12/31/2019
     BABA435,733$92,419 12/31/2019
Tesco Pension Investment Ltd435,639$92,399 12/31/2019
     BABA435,639$92,399 12/31/2019
Newbrook Capital Advisors LP426,733$90,510 12/31/2019
     BABA426,733$90,510 12/31/2019
Bain Capital Public Equity Management II LLC $89,322 12/31/2019
     BABA419,795$89,039 12/31/2019
     Call2,038$283 12/31/2019
Westpac Banking Corp417,557$88,564 12/31/2019
     BABA417,557$88,564 12/31/2019
TB Alternative Assets Ltd.413,792$87,765 12/31/2019
     BABA413,792$87,765 12/31/2019
Columbus Hill Capital Management L.P.413,755$87,757 12/31/2019
     BABA413,755$87,757 12/31/2019
Kayne Anderson Rudnick Investment Management LLC406,532$86,225 12/31/2019
     BABA406,532$86,225 12/31/2019
LPL Financial LLC406,099$86,140 12/31/2019
     BABA406,099$86,140 12/31/2019
D. E. Shaw & Co. Inc. $86,009 12/31/2019
     BABA1,876,515$398,008 12/31/2019
     Put1,861,000$394,718 12/31/2019
     Call390,000$82,719 12/31/2019
Hitchwood Capital Management LP400,000$84,840 12/31/2019
     BABA400,000$84,840 12/31/2019
Polen Capital Management LLC396,478$84,093 12/31/2019
     BABA396,478$84,093 12/31/2019
Zevenbergen Capital Investments LLC396,182$84,030 12/31/2019
     BABA396,182$84,030 12/31/2019
Pictet Asset Management Ltd.3,101,621$82,478 12/31/2019
     BABA3,101,621$82,478 12/31/2019
Putnam Investments LLC388,360$82,371 12/31/2019
     BABA388,360$82,371 12/31/2019
British Airways Pensions Investment Management Ltd382,607$81,151 12/31/2019
     BABA382,607$81,151 12/31/2019
Fort Washington Investment Advisors Inc. OH382,385$81,104 12/31/2019
     BABA382,385$81,104 12/31/2019
ClariVest Asset Management LLC381,467$80,908 12/31/2019
     BABA381,467$80,908 12/31/2019
BI Asset Management Fondsmaeglerselskab A S379,035$80,393 12/31/2019
     BABA379,035$80,393 12/31/2019
Blair William & Co. IL376,335$79,821 12/31/2019
     BABA376,335$79,821 12/31/2019
DNB Asset Management AS376,227$79,798 12/31/2019
     BABA376,227$79,798 12/31/2019
Valinor Management L.P.373,147$79,145 12/31/2019
     BABA373,147$79,145 12/31/2019
Light Street Capital Management LLC368,500$78,159 12/31/2019
     BABA368,500$78,159 12/31/2019
Gilder Gagnon Howe & Co. LLC366,847$77,808 12/31/2019
     BABA366,847$77,808 12/31/2019
Nissay Asset Management Corp Japan ADV366,766$77,791 12/31/2019
     BABA366,766$77,791 12/31/2019
Athanor Capital LP364,162$77,239 12/31/2019
     BABA364,162$77,239 12/31/2019
Perseverance Asset Management International362,610$76,910 12/31/2019
     BABA362,610$76,910 12/31/2019
Seafarer Capital Partners LLC360,000$76,356 12/31/2019
     BABA360,000$76,356 12/31/2019
Allen Investment Management LLC359,863$76,327 12/31/2019
     BABA359,863$76,327 12/31/2019
Truist Financial Corp358,599$76,058 12/31/2019
     BABA358,599$76,058 12/31/2019
Shell Asset Management Co.356,504$75,614 12/31/2019
     BABA356,504$75,614 12/31/2019
Calamos Advisors LLC $74,132 12/31/2019
     BABA257,517$54,619 12/31/2019
     Call92,000$19,513 12/31/2019
Tairen Capital Ltd346,492$73,491 12/31/2019
     BABA346,492$73,491 12/31/2019
Brandes Investment Partners LP345,185$73,214 12/31/2019
     BABA345,185$73,214 12/31/2019
Menora Mivtachim Holdings LTD.333,737$70,786 12/31/2019
     BABA333,737$70,786 12/31/2019
Public Employees Retirement Association of Colorado332,900$70,608 12/31/2019
     BABA332,900$70,608 12/31/2019
Viking Global Investors LP328,938$69,768 12/31/2019
     BABA328,938$69,768 12/31/2019
Luxor Capital Group LP324,550$68,837 12/31/2019
     BABA324,550$68,837 12/31/2019
Jarislowsky Fraser Ltd321,449$68,179 12/31/2019
     BABA321,449$68,179 12/31/2019
Panagora Asset Management Inc.316,347$67,097 12/31/2019
     BABA316,347$67,097 12/31/2019
Bridgewater Associates LP311,204$66,006 12/31/2019
     BABA311,204$66,006 12/31/2019
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund311,016$65,966 12/31/2019
     BABA311,016$65,966 12/31/2019
Xact Kapitalforvaltning AB309,310$65,605 12/31/2019
     BABA309,310$65,605 12/31/2019
BP PLC309,231$65,591 12/31/2019
     BABA309,231$65,591 12/31/2019
Dai Ichi Life Insurance Company Ltd307,230$65,163 12/31/2019
     BABA307,230$65,163 12/31/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.300,286$65,162 12/31/2019
     BABA300,286$65,162 12/31/2019
Employees Retirement System of Texas306,300$64,966 12/31/2019
     BABA306,300$64,966 12/31/2019
Envestnet Asset Management Inc.300,744$63,788 12/31/2019
     BABA300,744$63,788 12/31/2019
Ashmore Group plc295,508$62,677 12/31/2019
     BABA295,508$62,677 12/31/2019
Owl Creek Asset Management L.P.295,147$62,601 12/31/2019
     BABA295,147$62,601 12/31/2019
Altimeter Capital Management LP294,350$62,432 12/31/2019
     BABA294,350$62,432 12/31/2019
Bollard Group LLC293,447$62,240 12/31/2019
     BABA293,447$62,240 12/31/2019
Miller Value Partners LLC290,720$61,662 12/31/2019
     BABA290,720$61,662 12/31/2019
MERIAN GLOBAL INVESTORS UK Ltd289,300$61,360 12/31/2019
     BABA289,300$61,360 12/31/2019
State of Wisconsin Investment Board288,553$61,202 12/31/2019
     BABA288,553$61,202 12/31/2019
Harbor Spring Capital LLC286,000$60,661 12/31/2019
     BABA286,000$60,661 12/31/2019
Kylin Management LLC282,100$59,833 12/31/2019
     BABA282,100$59,833 12/31/2019
AJO LP279,700$59,324 12/31/2019
     BABA279,700$59,324 12/31/2019
Edmond DE Rothschild Holding S.A.278,060$58,975 12/31/2019
     BABA278,060$58,975 12/31/2019
Commonwealth Equity Services LLC273,291$57,965 12/31/2019
     BABA273,291$57,965 12/31/2019
Gulf International Bank UK Ltd267,828$56,806 12/31/2019
     BABA267,828$56,806 12/31/2019
LA Financiere DE L Echiquier267,280$56,690 12/31/2019
     BABA267,280$56,690 12/31/2019
Zeal Asset Management Ltd269,278$56,636 12/31/2019
     BABA269,278$56,636 12/31/2019
Eaton Vance Management263,059$55,794 12/31/2019
     BABA263,059$55,794 12/31/2019
Global Thematic Partners LLC261,982$55,567 12/31/2019
     BABA261,982$55,567 12/31/2019
Crescent Park Management L.P.254,300$53,937 12/31/2019
     BABA254,300$53,937 12/31/2019
Migdal Insurance & Financial Holdings Ltd.251,981$53,445 12/31/2019
     BABA251,981$53,445 12/31/2019
Grosvenor Holdings L.L.C.250,432$53,117 12/31/2019
     BABA250,432$53,117 12/31/2019
Kingstown Capital Management L.P.250,000$53,025 12/31/2019
     BABA250,000$53,025 12/31/2019
Wasatch Advisors Inc.249,808$52,984 12/31/2019
     BABA249,808$52,984 12/31/2019
Stonehage Fleming Financial Services Holdings Ltd248,694$52,753 12/31/2019
     BABA248,694$52,753 12/31/2019
D1 Capital Partners L.P.240,000$50,904 12/31/2019
     BABA240,000$50,904 12/31/2019
Pendal Group Ltd239,129$50,719 12/31/2019
     BABA239,129$50,719 12/31/2019
Voya Investment Management LLC234,733$49,787 12/31/2019
     BABA234,733$49,787 12/31/2019
HHR Asset Management LLC233,926$49,615 12/31/2019
     BABA233,926$49,615 12/31/2019
KAMES CAPITAL plc233,700$49,570 12/31/2019
     BABA233,700$49,570 12/31/2019
Douglas Lane & Associates LLC228,627$48,492 12/31/2019
     BABA228,627$48,492 12/31/2019
Group One Trading L.P. $48,413 12/31/2019
     Call309,900$65,730 12/31/2019
     Put171,600$36,396 12/31/2019
     BABA89,951$19,079 12/31/2019
Neumann Advisory Hong Kong Ltd226,141$47,965 12/31/2019
     BABA226,141$47,965 12/31/2019
Penserra Capital Management LLC226,022$47,937 12/31/2019
     BABA226,022$47,937 12/31/2019
HighTower Advisors LLC $47,909 12/31/2019
     BABA226,412$47,909 12/31/2019
     Put600$0 12/31/2019
Lombard Odier Asset Management Switzerland SA225,125$47,749 12/31/2019
     BABA225,125$47,749 12/31/2019
Bloom Tree Partners LLC224,103$47,532 12/31/2019
     BABA224,103$47,532 12/31/2019
Cortland Associates Inc. MO222,084$47,104 12/31/2019
     BABA222,084$47,104 12/31/2019
Lakewood Capital Management LP220,000$46,662 12/31/2019
     BABA220,000$46,662 12/31/2019
Ontario Teachers Pension Plan Board218,700$46,386 12/31/2019
     BABA218,700$46,386 12/31/2019
Quantitative Investment Management LLC216,219$45,860 12/31/2019
     BABA216,219$45,860 12/31/2019
Simplex Trading LLC $45,193 12/31/2019
     Call15,509$328,945 12/31/2019
     Put14,340$304,151 12/31/2019
     BABA96,177$20,399 12/31/2019
Brown Brothers Harriman & Co.208,935$44,315 12/31/2019
     BABA208,935$44,315 12/31/2019
FountainCap Research & Investment Hong Kong Co. Ltd.208,430$44,208 12/31/2019
     BABA208,430$44,208 12/31/2019
Boston Common Asset Management LLC202,995$43,055 12/31/2019
     BABA202,995$43,055 12/31/2019
NWI Management LP202,000$42,844 12/31/2019
     BABA202,000$42,844 12/31/2019
Highline Capital Management L.P.201,457$42,729 12/31/2019
     BABA201,457$42,729 12/31/2019
Corvex Management LP $42,420 12/31/2019
     Call200,000$42,420 12/31/2019
Ardevora Asset Management LLP199,935$42,406 12/31/2019
     BABA199,935$42,406 12/31/2019
Locust Wood Capital Advisers LLC $42,276 12/31/2019
     BABA159,320$33,792 12/31/2019
     Call40,000$8,484 12/31/2019
ICONIQ Capital LLC199,272$42,266 12/31/2019
     BABA199,272$42,266 12/31/2019
WT Asset Management Ltd198,800$42,166 12/31/2019
     BABA198,800$42,166 12/31/2019
Schonfeld Strategic Advisors LLC198,300$42,060 12/31/2019
     BABA198,300$42,060 12/31/2019
Dupont Capital Management Corp195,915$41,554 12/31/2019
     BABA195,915$41,554 12/31/2019
Kemnay Advisory Services Inc.188,736$40,031 12/31/2019
     BABA188,736$40,031 12/31/2019
Baird Financial Group Inc.186,881$39,638 12/31/2019
     BABA186,881$39,638 12/31/2019
Hosking Partners LLP186,748$39,609 12/31/2019
     BABA186,748$39,609 12/31/2019
CIBC World Markets Inc.185,268$39,295 12/31/2019
     BABA185,268$39,295 12/31/2019
Scotia Capital Inc.184,434$39,135 12/31/2019
     BABA184,434$39,135 12/31/2019
Wolverine Trading LLC $38,376 12/31/2019
     Call963,500$205,139 12/31/2019
     Put855,100$182,059 12/31/2019
     BABA71,844$15,296 12/31/2019
North Peak Capital Management LLC180,634$38,312 12/31/2019
     BABA180,634$38,312 12/31/2019
Alta Park Capital LP175,393$37,201 12/31/2019
     BABA175,393$37,201 12/31/2019
Daiwa Securities Group Inc.178,740$36,333 12/31/2019
     BABA178,740$36,333 12/31/2019
NS Partners Ltd170,325$36,126 12/31/2019
     BABA170,325$36,126 12/31/2019
James Hambro & Partners169,048$35,858 12/31/2019
     BABA169,048$35,858 12/31/2019
Virginia Retirement Systems ET AL167,200$35,463 12/31/2019
     BABA167,200$35,463 12/31/2019
Tiger Pacific Capital LP166,668$35,350 12/31/2019
     BABA166,668$35,350 12/31/2019
Marsico Capital Management LLC166,358$35,285 12/31/2019
     BABA166,358$35,285 12/31/2019
Westwood Management Corp IL164,000$34,784 12/31/2019
     BABA164,000$34,784 12/31/2019
Oaktree Capital Management LP161,982$34,356 12/31/2019
     BABA161,982$34,356 12/31/2019
FNY Investment Advisers LLC $34,294 12/31/2019
     BABA162,079$34,376 12/31/2019
     Put415$88 12/31/2019
     Call30$6 12/31/2019
Karst Peak Capital Ltd161,394$34,232 12/31/2019
     BABA161,394$34,232 12/31/2019
PNC Financial Services Group Inc.155,620$33,008 12/31/2019
     BABA155,620$33,008 12/31/2019
AIA Group Ltd155,627$33,008 12/31/2019
     BABA155,627$33,008 12/31/2019
Cutler Group LP $32,694 12/31/2019
     BABA99,148$21,029 12/31/2019
     Call814,100$14,286 12/31/2019
     Put894,600$2,621 12/31/2019
AO Asset Management LP153,765$32,614 12/31/2019
     BABA153,765$32,614 12/31/2019
Teachers Retirement System of The State of Kentucky153,755$32,611 12/31/2019
     BABA153,755$32,611 12/31/2019
Keenan Capital LLC153,000$32,451 12/31/2019
     BABA153,000$32,451 12/31/2019
Cavalry Management Group LLC152,839$32,417 12/31/2019
     BABA152,839$32,417 12/31/2019
ARK Investment Management LLC152,094$32,259 12/31/2019
     BABA152,094$32,259 12/31/2019
Captrust Financial Advisors146,744$32,250 12/31/2019
     BABA146,744$32,250 12/31/2019
Sumitomo Mitsui DS Asset Management Company Ltd152,003$32,239 12/31/2019
     BABA152,003$32,239 12/31/2019
Growth Interface Management LLC152,000$32,239 12/31/2019
     BABA152,000$32,239 12/31/2019
Comerica Bank154,509$32,227 12/31/2019
     BABA154,509$32,227 12/31/2019
Bluefin Trading LLC $31,972 12/31/2019
     BABA138,042$29,278 12/31/2019
     Call367,500$3,870 12/31/2019
     Put582,300$1,176 12/31/2019
Capital Growth Management LP150,000$31,815 12/31/2019
     BABA150,000$31,815 12/31/2019
Scopus Asset Management L.P.150,000$31,815 12/31/2019
     BABA150,000$31,815 12/31/2019
Atalanta Sosnoff Capital LLC149,116$31,627 12/31/2019
     BABA149,116$31,627 12/31/2019
Castleark Management LLC148,915$31,585 12/31/2019
     BABA148,915$31,585 12/31/2019
Sloane Robinson LLP147,700$31,328 12/31/2019
     BABA147,700$31,328 12/31/2019
First Republic Investment Management Inc.145,950$30,956 12/31/2019
     BABA145,950$30,956 12/31/2019
Tocqueville Asset Management L.P.145,937$30,953 12/31/2019
     BABA145,937$30,953 12/31/2019
Credit Agricole S A145,569$30,876 12/31/2019
     BABA145,569$30,876 12/31/2019
Public Sector Pension Investment Board $30,485 12/31/2019
     BABA343,729$72,905 12/31/2019
     Put200,000$42,420 12/31/2019
TCW Group Inc.143,574$30,452 12/31/2019
     BABA143,574$30,452 12/31/2019
Athos Capital Ltd140,965$29,899 12/31/2019
     BABA140,965$29,899 12/31/2019
WASHINGTON TRUST Co138,813$29,442 12/31/2019
     BABA138,813$29,442 12/31/2019
River & Mercantile Asset Management LLP138,556$29,390 12/31/2019
     BABA138,556$29,390 12/31/2019
Thomas White International Ltd.137,798$29,226 12/31/2019
     BABA137,798$29,226 12/31/2019
Meitav Dash Investments Ltd.137,208$29,102 12/31/2019
     BABA137,208$29,102 12/31/2019
Ostrum Asset Management136,800$29,015 12/31/2019
     BABA136,800$29,015 12/31/2019
Hexavest Inc.136,796$29,014 12/31/2019
     BABA136,796$29,014 12/31/2019
Ladenburg Thalmann Financial Services Inc.143,232$28,952 12/31/2019
     BABA143,232$28,952 12/31/2019
Todd Asset Management LLC136,441$28,939 12/31/2019
     BABA136,441$28,939 12/31/2019
Crake Asset Management LLP134,350$28,496 12/31/2019
     BABA134,350$28,496 12/31/2019
Banque Cantonale Vaudoise131,562$27,905 12/31/2019
     BABA131,562$27,905 12/31/2019
Falcon Edge Capital LP130,390$27,656 12/31/2019
     BABA130,390$27,656 12/31/2019
MAI Capital Management130,187$27,613 12/31/2019
     BABA130,187$27,613 12/31/2019
Bowen Hanes & Co. Inc.130,000$27,573 12/31/2019
     BABA130,000$27,573 12/31/2019
Hunt Lane Capital LP130,000$27,573 12/31/2019
     BABA130,000$27,573 12/31/2019
Gladstone Capital Management LLP128,934$27,347 12/31/2019
     BABA128,934$27,347 12/31/2019
DAVENPORT & Co LLC126,615$26,855 12/31/2019
     BABA126,615$26,855 12/31/2019
Think Investments LP126,496$26,830 12/31/2019
     BABA126,496$26,830 12/31/2019
Davis Capital Partners LLC125,000$26,512 12/31/2019
     BABA125,000$26,512 12/31/2019
Northwestern Mutual Wealth Management Co.122,123$25,903 12/31/2019
     BABA122,123$25,903 12/31/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH120,700$25,698 12/31/2019
     BABA120,700$25,698 12/31/2019
Advisor Group Inc. $25,669 12/31/2019
     BABA121,046$25,672 12/31/2019
     Put24$6 12/31/2019
     Call1$3 12/31/2019
WCM Investment Management LLC120,660$25,592 12/31/2019
     BABA120,660$25,592 12/31/2019
Oppenheimer & Co. Inc.120,502$25,558 12/31/2019
     BABA120,502$25,558 12/31/2019
Investment House LLC118,878$25,214 12/31/2019
     BABA118,878$25,214 12/31/2019
State of Michigan Retirement System117,506$24,923 12/31/2019
     BABA117,506$24,923 12/31/2019
Strs Ohio115,600$24,518 12/31/2019
     BABA115,600$24,518 12/31/2019
Elephas Investment Management Ltd13,482$24,459 12/31/2019
     BABA13,482$24,459 12/31/2019
DSAM Partners London Ltd113,886$24,155 12/31/2019
     BABA113,886$24,155 12/31/2019
Cambridge Investment Research Advisors Inc.112,776$23,920 12/31/2019
     BABA112,776$23,920 12/31/2019
Chiron Investment Management LLC112,307$23,820 12/31/2019
     BABA112,307$23,820 12/31/2019
Perpetual Ltd112,314$23,780 12/31/2019
     BABA112,314$23,780 12/31/2019
Verde Servicos Internacionais S.A.110,932$23,528 12/31/2019
     BABA110,932$23,528 12/31/2019
Kayak Investment Partners LLC110,014$23,334 12/31/2019
     BABA110,014$23,334 12/31/2019
Aureus Asset Management LLC108,833$23,083 12/31/2019
     BABA108,833$23,083 12/31/2019
Millennium TVP Management Co. LLC108,155$22,940 12/31/2019
     BABA108,155$22,940 12/31/2019
Black Creek Investment Management Inc.107,696$22,842 12/31/2019
     BABA107,696$22,842 12/31/2019
Pinebridge Investments L.P.106,426$22,573 12/31/2019
     BABA106,426$22,573 12/31/2019
Redpoint Investment Management Pty Ltd105,570$22,391 12/31/2019
     BABA105,570$22,391 12/31/2019
Maplelane Capital LLC105,250$22,323 12/31/2019
     BABA105,250$22,323 12/31/2019
Peregrine Capital Management LLC103,669$21,988 12/31/2019
     BABA103,669$21,988 12/31/2019
RBF Capital LLC103,600$21,974 12/31/2019
     BABA103,600$21,974 12/31/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS103,435$21,939 12/31/2019
     BABA103,435$21,939 12/31/2019
Ardsley Advisory Partners LP103,000$21,850 12/31/2019
     BABA103,000$21,850 12/31/2019
All Stars Investment Ltd130,000$21,740 12/31/2019
     BABA130,000$21,740 12/31/2019
Steward Partners Investment Advisory LLC102,229$21,682 12/31/2019
     BABA102,229$21,682 12/31/2019
Nokota Management LP102,000$21,634 12/31/2019
     BABA102,000$21,634 12/31/2019
Connor Clark & Lunn Investment Management Ltd.100,508$21,318 12/31/2019
     BABA100,508$21,318 12/31/2019
Janney Montgomery Scott LLC100,245$21,262 12/31/2019
     BABA100,245$21,262 12/31/2019
LMR Partners LLP102,272$20,938 12/31/2019
     BABA102,272$20,938 12/31/2019
UBS Oconnor LLC96,334$20,432 12/31/2019
     BABA96,334$20,432 12/31/2019
Investure LLC96,302$20,426 12/31/2019
     BABA96,302$20,426 12/31/2019
Banco Bilbao Vizcaya Argentaria S.A.96,069$20,376 12/31/2019
     BABA96,069$20,376 12/31/2019
Private Management Group Inc.95,645$20,286 12/31/2019
     BABA95,645$20,286 12/31/2019
Optimus Prime Fund Management Co. Ltd.95,600$20,277 12/31/2019
     BABA95,600$20,277 12/31/2019
Soros Capital Management LLC94,600$20,065 12/31/2019
     BABA94,600$20,065 12/31/2019
Capital Advisors Inc. OK93,587$19,850 12/31/2019
     BABA93,587$19,850 12/31/2019
Discovery Capital Management LLC CT93,500$19,831 12/31/2019
     BABA93,500$19,831 12/31/2019
SeaTown Holdings Pte. Ltd.93,000$19,725 12/31/2019
     BABA93,000$19,725 12/31/2019
Cambridge Trust Co.92,725$19,667 12/31/2019
     BABA92,725$19,667 12/31/2019
ANTIPODES PARTNERS Ltd916,748$19,442 12/31/2019
     BABA916,748$19,442 12/31/2019
Moody Lynn & Lieberson LLC90,121$19,115 12/31/2019
     BABA90,121$19,115 12/31/2019
Interval Partners LP90,000$19,089 12/31/2019
     BABA90,000$19,089 12/31/2019
Waverton Investment Management Ltd88,694$18,811 12/31/2019
     BABA88,694$18,811 12/31/2019
Cerity Partners LLC88,418$18,753 12/31/2019
     BABA88,418$18,753 12/31/2019
M&G Investment Management Ltd.88,357$18,732 12/31/2019
     BABA88,357$18,732 12/31/2019
M&T Bank Corp87,377$18,533 12/31/2019
     BABA87,377$18,533 12/31/2019
Zweig DiMenna Associates LLC87,307$18,518 12/31/2019
     BABA87,307$18,518 12/31/2019
Mckinley Capital Management LLC Delaware86,637$18,375 12/31/2019
     BABA86,637$18,375 12/31/2019
QVT Financial LP86,551$18,357 12/31/2019
     BABA86,551$18,357 12/31/2019
AIA International Ltd85,340$18,101 12/31/2019
     BABA85,340$18,101 12/31/2019
Incline Global Management LLC84,015$17,820 12/31/2019
     BABA84,015$17,820 12/31/2019
Creative Planning $17,771 12/31/2019
     BABA83,469$17,704 12/31/2019
     Call21,100$67 12/31/2019
     Put1,000$0 12/31/2019
BBVA USA Bancshares Inc.83,729$17,760 12/31/2019
     BABA83,729$17,760 12/31/2019
Capital International Sarl83,407$17,691 12/31/2019
     BABA83,407$17,691 12/31/2019
Main Street Research LLC82,537$17,506 12/31/2019
     BABA82,537$17,506 12/31/2019
First Manhattan Co.82,381$17,473 12/31/2019
     BABA82,381$17,473 12/31/2019
Maso Capital Partners Ltd $17,405 12/31/2019
     Call820$17,392 12/31/2019
     BABA60$13 12/31/2019
EULAV Asset Management82,000$17,392 12/31/2019
     BABA82,000$17,392 12/31/2019
Spears Abacus Advisors LLC81,523$17,291 12/31/2019
     BABA81,523$17,291 12/31/2019
Harel Insurance Investments & Financial Services Ltd.81,236$17,230 12/31/2019
     BABA81,236$17,230 12/31/2019
Miura Global Management LLC80,000$16,968 12/31/2019
     BABA80,000$16,968 12/31/2019
Jupiter Asset Management Ltd.79,689$16,903 12/31/2019
     BABA79,689$16,903 12/31/2019
Mackay Shields LLC78,941$16,744 12/31/2019
     BABA78,941$16,744 12/31/2019
Handelsinvest Investeringsforvaltning78,908$16,736 12/31/2019
     BABA78,908$16,736 12/31/2019
US Bancorp DE78,883$16,732 12/31/2019
     BABA78,883$16,732 12/31/2019
Boston Partners78,304$16,608 12/31/2019
     BABA78,304$16,608 12/31/2019
Point Break Capital Management LLC78,000$16,544 12/31/2019
     BABA78,000$16,544 12/31/2019
Qtron Investments LLC77,302$16,396 12/31/2019
     BABA77,302$16,396 12/31/2019
Jeneq Management LP76,800$16,289 12/31/2019
     BABA76,800$16,289 12/31/2019
CIBC Asset Management Inc76,603$16,247 12/31/2019
     BABA76,603$16,247 12/31/2019
Squarepoint Ops LLC76,064$16,133 12/31/2019
     BABA76,064$16,133 12/31/2019
Adage Capital Partners GP L.L.C.75,000$15,908 12/31/2019
     BABA75,000$15,908 12/31/2019
Honeycomb Asset Management LP75,000$15,908 12/31/2019
     BABA75,000$15,908 12/31/2019
Cullen Frost Bankers Inc.73,975$15,690 12/31/2019
     BABA73,975$15,690 12/31/2019
Aubrey Capital Management Ltd73,050$15,494 12/31/2019
     BABA73,050$15,494 12/31/2019
PARUS FINANCE UK Ltd72,535$15,385 12/31/2019
     BABA72,535$15,385 12/31/2019
Renaissance Group LLC72,468$15,370 12/31/2019
     BABA72,468$15,370 12/31/2019
JS Capital Management LLC72,000$15,271 12/31/2019
     BABA72,000$15,271 12/31/2019
Pinnacle Associates Ltd. $15,228 12/31/2019
     BABA68,798$14,592 12/31/2019
     Call3,000$636 12/31/2019
Essex Investment Management Co. LLC71,778$15,224 12/31/2019
     BABA71,778$15,224 12/31/2019
First Long Island Investors LLC71,338$15,131 12/31/2019
     BABA71,338$15,131 12/31/2019
Harvey Capital Management Inc.70,895$15,036 12/31/2019
     BABA70,895$15,036 12/31/2019
Nan Shan Life Insurance Co. Ltd.70,742$15,004 12/31/2019
     BABA70,742$15,004 12/31/2019
Profund Advisors LLC70,684$14,992 12/31/2019
     BABA70,684$14,992 12/31/2019
Barrett Asset Management LLC70,338$14,919 12/31/2019
     BABA70,338$14,919 12/31/2019
Ruffer LLP70,000$14,856 12/31/2019
     BABA70,000$14,856 12/31/2019
Polar Asset Management Partners Inc.70,000$14,847 12/31/2019
     BABA70,000$14,847 12/31/2019
OLD Mission Capital LLC69,839$14,813 12/31/2019
     BABA69,839$14,813 12/31/2019
Portland Hill Asset Management Ltd69,725$14,794 12/31/2019
     BABA69,725$14,794 12/31/2019
New Silk Road Investment PTE Ltd.69,112$14,680 12/31/2019
     BABA69,112$14,680 12/31/2019
Glen Point Capital LLP69,000$14,635 12/31/2019
     BABA69,000$14,635 12/31/2019
ExodusPoint Capital Management LP $14,511 12/31/2019
     BABA38,410$8,147 12/31/2019
     Call30,000$6,364 12/31/2019
Selkirk Management LLC67,200$14,253 12/31/2019
     BABA67,200$14,253 12/31/2019
Janney Capital Management LLC66,189$14,039 12/31/2019
     BABA66,189$14,039 12/31/2019
Calixto Global Investors LP66,111$14,022 12/31/2019
     BABA66,111$14,022 12/31/2019
Baltimore Washington Financial Advisors Inc.65,946$13,987 12/31/2019
     BABA65,946$13,987 12/31/2019
Beacon Investment Advisory Services Inc.64,949$13,776 12/31/2019
     BABA64,949$13,776 12/31/2019
Zeke Capital Advisors LLC64,314$13,641 12/31/2019
     BABA64,314$13,641 12/31/2019
Tiger Management L.L.C.64,000$13,574 12/31/2019
     BABA64,000$13,574 12/31/2019
Private Wealth Partners LLC63,999$13,574 12/31/2019
     BABA63,999$13,574 12/31/2019
Elo Mutual Pension Insurance Co63,400$13,447 12/31/2019
     BABA63,400$13,447 12/31/2019
Wexford Capital LP63,195$13,404 12/31/2019
     BABA63,195$13,404 12/31/2019
AMS Capital Ltda62,900$13,341 12/31/2019
     BABA62,900$13,341 12/31/2019
Reilly Financial Advisors LLC62,581$13,273 12/31/2019
     BABA62,581$13,273 12/31/2019
Jabodon PT Co.62,278$13,209 12/31/2019
     BABA62,278$13,209 12/31/2019
Paradice Investment Management LLC61,996$13,149 12/31/2019
     BABA61,996$13,149 12/31/2019
Kiwi Wealth Investments Limited Partnership61,139$12,968 12/31/2019
     BABA61,139$12,968 12/31/2019
Deltec Asset Management LLC60,895$12,916 12/31/2019
     BABA60,895$12,916 12/31/2019
Burleson & Company LLC58,040$12,906 12/31/2019
     BABA58,040$12,906 12/31/2019
Candlestick Capital Management LP60,000$12,726 12/31/2019
     BABA60,000$12,726 12/31/2019
Gamble Jones Investment Counsel59,896$12,704 12/31/2019
     BABA59,896$12,704 12/31/2019
Rip Road Capital Partners LP59,718$12,666 12/31/2019
     BABA59,718$12,666 12/31/2019
Horiko Capital Management LLC59,315$12,581 12/31/2019
     BABA59,315$12,581 12/31/2019
Aperture Investors LLC59,102$12,535 12/31/2019
     BABA59,102$12,535 12/31/2019
Ithaka Group LLC58,842$12,480 12/31/2019
     BABA58,842$12,480 12/31/2019
Level Four Advisory Services LLC10,461$12,453 12/31/2019
     BABA10,461$12,453 12/31/2019
Oppenheimer Asset Management Inc.58,326$12,371 12/31/2019
     BABA58,326$12,371 12/31/2019
Rathbone Brothers plc58,085$12,320 12/31/2019
     BABA58,085$12,320 12/31/2019
Bank Hapoalim BM57,213$12,135 12/31/2019
     BABA57,213$12,135 12/31/2019
Goodwin Daniel L57,204$12,132 12/31/2019
     BABA57,204$12,132 12/31/2019
Adell Harriman & Carpenter Inc.57,175$12,127 12/31/2019
     BABA57,175$12,127 12/31/2019
Selective Wealth Management Inc.57,138$12,119 12/31/2019
     BABA57,138$12,119 12/31/2019
Mark Asset Management LP56,042$11,887 12/31/2019
     BABA56,042$11,887 12/31/2019
Pillar Pacific Capital Management LLC55,259$11,720 12/31/2019
     BABA55,259$11,720 12/31/2019
swisspartners Advisors Ltd54,996$11,665 12/31/2019
     BABA54,996$11,665 12/31/2019
Johanson Financial Advisors Inc.2,471,834$11,653 12/31/2019
     BABA2,471,834$11,653 12/31/2019
United Capital Financial Advisers LLC54,497$11,559 12/31/2019
     BABA54,497$11,559 12/31/2019
First Allied Advisory Services Inc.53,987$11,452 12/31/2019
     BABA53,987$11,452 12/31/2019
Rockefeller Capital Management L.P.53,427$11,332 12/31/2019
     BABA53,427$11,332 12/31/2019
Palladium Partners LLC51,666$10,959 12/31/2019
     BABA51,666$10,959 12/31/2019
NINE MASTS CAPITAL Ltd51,372$10,932 12/31/2019
     BABA51,372$10,932 12/31/2019
Covington Capital Management51,371$10,896 12/31/2019
     BABA51,371$10,896 12/31/2019
Bellecapital International Ltd.51,302$10,881 12/31/2019
     BABA51,302$10,881 12/31/2019
Duquesne Family Office LLC50,925$10,801 12/31/2019
     BABA50,925$10,801 12/31/2019
MML Investors Services LLC50,467$10,704 12/31/2019
     BABA50,467$10,704 12/31/2019
Zurich Insurance Group Ltd FI50,213$10,650 12/31/2019
     BABA50,213$10,650 12/31/2019
Lombard Odier Asset Management USA Corp50,000$10,605 12/31/2019
     BABA50,000$10,605 12/31/2019
Motley Fool Asset Management LLC50,000$10,605 12/31/2019
     BABA50,000$10,605 12/31/2019
Ilmarinen Mutual Pension Insurance Co50,000$10,605 12/31/2019
     BABA50,000$10,605 12/31/2019
Badgley Phelps & Bell Inc.49,636$10,528 12/31/2019
     BABA49,636$10,528 12/31/2019
Advisors Asset Management Inc.49,391$10,476 12/31/2019
     BABA49,391$10,476 12/31/2019
BosValen Asset Management Ltd49,200$10,436 12/31/2019
     BABA49,200$10,436 12/31/2019
Perella Weinberg Partners Capital Management LP49,200$10,435 12/31/2019
     BABA49,200$10,435 12/31/2019
TIAA FSB47,817$10,142 12/31/2019
     BABA47,817$10,142 12/31/2019
Gabelli Funds LLC47,636$10,104 12/31/2019
     BABA47,636$10,104 12/31/2019
Atria Investments LLC47,515$10,078 12/31/2019
     BABA47,515$10,078 12/31/2019
Banque Pictet & Cie SA373,873$9,942 12/31/2019
     BABA373,873$9,942 12/31/2019
Alexandria Capital LLC46,082$9,774 12/31/2019
     BABA46,082$9,774 12/31/2019
Berkshire Capital Holdings Inc.53,490$9,754 12/31/2019
     BABA53,490$9,754 12/31/2019
Ativo Capital Management LLC45,827$9,720 12/31/2019
     BABA45,827$9,720 12/31/2019
Wesbanco Bank Inc.45,680$9,689 12/31/2019
     BABA45,680$9,689 12/31/2019
Center Lake Capital Management LLC45,500$9,651 12/31/2019
     BABA45,500$9,651 12/31/2019
Salem Investment Counselors Inc.45,460$9,642 12/31/2019
     BABA45,460$9,642 12/31/2019
Ensign Peak Advisors Inc45,000$9,545 12/31/2019
     BABA45,000$9,545 12/31/2019
Partner Fund Management L.P.44,411$9,420 12/31/2019
     BABA44,411$9,420 12/31/2019
University of Notre Dame DU Lac44,397$9,417 12/31/2019
     BABA44,397$9,417 12/31/2019
Crossmark Global Holdings Inc.44,332$9,403 12/31/2019
     BABA44,332$9,403 12/31/2019
GSA Capital Partners LLP44,201$9,375 12/31/2019
     BABA44,201$9,375 12/31/2019
Diversified Trust Co43,576$9,242 12/31/2019
     BABA43,576$9,242 12/31/2019
RPG Investment Advisory LLC43,012$9,123 12/31/2019
     BABA43,012$9,123 12/31/2019
Edgemoor Investment Advisors Inc.42,871$9,093 12/31/2019
     BABA42,871$9,093 12/31/2019
Ingalls & Snyder LLC42,725$9,062 12/31/2019
     BABA42,725$9,062 12/31/2019
Point72 Hong Kong Ltd42,597$9,035 12/31/2019
     BABA42,597$9,035 12/31/2019
Segall Bryant & Hamill LLC42,569$9,027 12/31/2019
     BABA42,569$9,027 12/31/2019
Hunting Hill Global Capital LLC42,121$8,934 12/31/2019
     BABA42,121$8,934 12/31/2019
Rock Creek Group LP41,900$8,887 12/31/2019
     BABA41,900$8,887 12/31/2019
Premier Asset Management LLC41,692$8,843 12/31/2019
     BABA41,692$8,843 12/31/2019
TPI Fund Managers Ltd41,517$8,806 12/31/2019
     BABA41,517$8,806 12/31/2019
Botty Investors LLC40,800$8,654 12/31/2019
     BABA40,800$8,654 12/31/2019
Marietta Investment Partners LLC40,725$8,638 12/31/2019
     BABA40,725$8,638 12/31/2019
Oribel Capital Management LP $8,611 12/31/2019
     BABA123,200$26,131 12/31/2019
     Put82,600$17,520 12/31/2019
Banco de Sabadell S.A40,023$8,506 12/31/2019
     BABA40,023$8,506 12/31/2019
Sandler Capital Management40,000$8,484 12/31/2019
     BABA40,000$8,484 12/31/2019
Islet Management LP40,000$8,484 12/31/2019
     BABA40,000$8,484 12/31/2019
Congress Park Capital LLC $8,482 12/31/2019
     BABA39,890$8,461 12/31/2019
     Call100$21 12/31/2019
Kings Point Capital Management39,972$8,478 12/31/2019
     BABA39,972$8,478 12/31/2019
Chartwell Investment Partners LLC39,662$8,412 12/31/2019
     BABA39,662$8,412 12/31/2019
MYDA Advisors LLC $8,378 12/31/2019
     Call20,000$4,242 12/31/2019
     BABA19,500$4,136 12/31/2019
Sensato Investors LLC39,400$8,357 12/31/2019
     BABA39,400$8,357 12/31/2019
Cumberland Partners Ltd39,310$8,337 12/31/2019
     BABA39,310$8,337 12/31/2019
KDI Capital Partners LLC38,971$8,266 12/31/2019
     BABA38,971$8,266 12/31/2019
HRT Financial LLC $8,253 12/31/2019
     BABA28,518$6,048 12/31/2019
     PUT10,400$2,205 12/31/2019
Silvercrest Asset Management Group LLC38,611$8,190 12/31/2019
     BABA38,611$8,190 12/31/2019
Quilter Plc38,595$8,186 12/31/2019
     BABA38,595$8,186 12/31/2019
Lombard Odier Asset Management Europe Ltd38,400$8,145 12/31/2019
     BABA38,400$8,145 12/31/2019
Cetera Advisors LLC38,403$8,129 12/31/2019
     BABA38,403$8,129 12/31/2019
Motley Fool Wealth Management LLC38,283$8,120 12/31/2019
     BABA38,283$8,120 12/31/2019
Private Advisor Group LLC37,899$8,038 12/31/2019
     BABA37,899$8,038 12/31/2019
Cigna Investments Inc. New38,202$7,892 12/31/2019
     BABA38,202$7,892 12/31/2019
Andra AP fonden36,700$7,784 12/31/2019
     BABA36,700$7,784 12/31/2019
Hansberger Growth Investors LP36,672$7,778 12/31/2019
     BABA36,672$7,778 12/31/2019
KEYWISE CAPITAL MANAGEMENT HK Ltd36,564$7,755 12/31/2019
     BABA36,564$7,755 12/31/2019
Symmetry Peak Management LLC $7,742 12/31/2019
     Call75,000$15,908 12/31/2019
     Put62,500$13,256 12/31/2019
     BABA24,000$5,090 12/31/2019
Quattro Financial Advisors LLC34,087$7,720 12/31/2019
     BABA34,087$7,720 12/31/2019
Gardner Lewis Asset Management L P36,392$7,719 12/31/2019
     BABA36,392$7,719 12/31/2019
Oberweis Asset Management Inc.36,075$7,652 12/31/2019
     BABA36,075$7,652 12/31/2019
Fulcrum Capital LLC35,395$7,507 12/31/2019
     BABA35,395$7,507 12/31/2019
Cheyne Capital Management UK LLP35,000$7,424 12/31/2019
     BABA35,000$7,424 12/31/2019
Red Cedar Management LP35,000$7,424 12/31/2019
     BABA35,000$7,424 12/31/2019
Moody National Bank Trust Division34,959$7,415 12/31/2019
     BABA34,959$7,415 12/31/2019
Rosenblum Silverman Sutton S F Inc. CA34,663$7,352 12/31/2019
     BABA34,663$7,352 12/31/2019
Boothbay Fund Management LLC $7,275 12/31/2019
     BABA48,999$10,393 12/31/2019
     Put147$3,118 12/31/2019
ProShare Advisors LLC34,255$7,265 12/31/2019
     BABA34,255$7,265 12/31/2019
FORA Capital LLC34,129$7,239 12/31/2019
     BABA34,129$7,239 12/31/2019
Lyell Wealth Management LP34,037$7,219 12/31/2019
     BABA34,037$7,219 12/31/2019
Private Asset Management Inc.33,894$7,189 12/31/2019
     BABA33,894$7,189 12/31/2019
Northstar Investment Advisors LLC33,475$7,100 12/31/2019
     BABA33,475$7,100 12/31/2019
American National Insurance Co.33,109$7,022 12/31/2019
     BABA33,109$7,022 12/31/2019
Caxton Associates LP32,890$6,976 12/31/2019
     BABA32,890$6,976 12/31/2019
Aviance Capital Partners LLC32,889$6,976 12/31/2019
     BABA32,889$6,976 12/31/2019
Hartline Investment Corp32,582$6,911 12/31/2019
     BABA32,582$6,911 12/31/2019
HighVista Strategies LLC32,500$6,893 12/31/2019
     BABA32,500$6,893 12/31/2019
Osborne Partners Capital Management LLC32,462$6,885 12/31/2019
     BABA32,462$6,885 12/31/2019
Evergreen Capital Management LLC32,366$6,865 12/31/2019
     BABA32,366$6,865 12/31/2019
OMERS ADMINISTRATION Corp32,300$6,851 12/31/2019
     BABA32,300$6,851 12/31/2019
Telemus Capital LLC30,850$6,543 12/31/2019
     BABA30,850$6,543 12/31/2019
Sequoia Financial Advisors LLC30,691$6,510 12/31/2019
     BABA30,691$6,510 12/31/2019
Azimuth Capital Management LLC30,690$6,509 12/31/2019
     BABA30,690$6,509 12/31/2019
National Asset Management Inc.30,603$6,470 12/31/2019
     BABA30,603$6,470 12/31/2019
Graham Capital Management L.P.30,000$6,363 12/31/2019
     BABA30,000$6,363 12/31/2019
Claar Advisors LLC30,000$6,363 12/31/2019
     BABA30,000$6,363 12/31/2019
Fagan Associates Inc.29,610$6,280 12/31/2019
     BABA29,610$6,280 12/31/2019
Wisconsin Capital Management LLC29,360$6,227 12/31/2019
     BABA29,360$6,227 12/31/2019
Strategic Wealth Advisors Group LLC29,185$6,206 12/31/2019
     BABA29,185$6,206 12/31/2019
Ashfield Capital Partners LLC29,026$6,156 12/31/2019
     BABA29,026$6,156 12/31/2019
Pragma Gestao DE Patrimonio Ltd.29,000$6,151 12/31/2019
     BABA29,000$6,151 12/31/2019
Ferguson Wellman Capital Management Inc.28,881$6,126 12/31/2019
     BABA28,881$6,126 12/31/2019
Vishria Bird Financial Group LLC28,850$6,119 12/31/2019
     BABA28,850$6,119 12/31/2019
Dixon Hubard Feinour & Brown Inc. VA28,746$6,097 12/31/2019
     BABA28,746$6,097 12/31/2019
Douglass Winthrop Advisors LLC28,617$6,070 12/31/2019
     BABA28,617$6,070 12/31/2019
Trivest Advisors Ltd28,550$6,055 12/31/2019
     BABA28,550$6,055 12/31/2019
Welch Capital Partners LLC NY28,278$5,998 12/31/2019
     BABA28,278$5,998 12/31/2019
Flossbach von Storch AG Zurich27,800$5,896 12/31/2019
     BABA27,800$5,896 12/31/2019
Vestcor Investment Management Corp27,737$5,883 12/31/2019
     BABA27,737$5,883 12/31/2019
Susquehanna International Group Ltd.27,642$5,863 12/31/2019
     BABA27,642$5,863 12/31/2019
Paradigm Financial Advisors LLC $5,850 12/31/2019
     BABA15,580$3,305 12/31/2019
     Call12,000$2,545 12/31/2019
Cobalt Capital Management Inc.27,500$5,833 12/31/2019
     BABA27,500$5,833 12/31/2019
CENTRAL TRUST Co27,279$5,786 12/31/2019
     BABA27,279$5,786 12/31/2019
Wellington Shields Capital Management LLC27,261$5,782 12/31/2019
     BABA27,261$5,782 12/31/2019
Two Sigma Securities LLC $5,769 12/31/2019
     Call287,200$60,915 12/31/2019
     Put260,000$55,146 12/31/2019
ACG Wealth27,047$5,737 12/31/2019
     BABA27,047$5,737 12/31/2019
Miracle Mile Advisors LLC26,707$5,665 12/31/2019
     BABA26,707$5,665 12/31/2019
Fosun International Ltd26,200$5,633 12/31/2019
     BABA26,200$5,633 12/31/2019
GUARDCAP ASSET MANAGEMENT Ltd26,510$5,623 12/31/2019
     BABA26,510$5,623 12/31/2019
Synovus Financial Corp26,522$5,620 12/31/2019
     BABA26,522$5,620 12/31/2019
ETRADE Capital Management LLC26,472$5,615 12/31/2019
     BABA26,472$5,615 12/31/2019
Redwood Investments LLC26,466$5,613 12/31/2019
     BABA26,466$5,613 12/31/2019
SkyTop Capital Management LLC26,000$5,515 12/31/2019
     BABA26,000$5,515 12/31/2019
Cetera Advisor Networks LLC26,028$5,511 12/31/2019
     BABA26,028$5,511 12/31/2019
D.A. Davidson & CO.25,831$5,479 12/31/2019
     BABA25,831$5,479 12/31/2019
Biondo Investment Advisors LLC25,494$5,407 12/31/2019
     BABA25,494$5,407 12/31/2019
Westwood Holdings Group Inc.25,480$5,404 12/31/2019
     BABA25,480$5,404 12/31/2019
Partners Capital Investment Group LLP25,413$5,390 12/31/2019
     BABA25,413$5,390 12/31/2019
X Square Capital LLC25,212$5,347 12/31/2019
     BABA25,212$5,347 12/31/2019
Central Asset Investments & Management Holdings HK Ltd25,045$5,312 12/31/2019
     BABA25,045$5,312 12/31/2019
Thoroughbred Financial Services LLC24,788$5,257 12/31/2019
     BABA24,788$5,257 12/31/2019
Columbus Circle Investors24,769$5,254 12/31/2019
     BABA24,769$5,254 12/31/2019
First Trust Bank Ltd.24,700$5,239 12/31/2019
     BABA24,700$5,239 12/31/2019
Essex Financial Services Inc.24,695$5,238 12/31/2019
     BABA24,695$5,238 12/31/2019
Analyst IMS Investment Management Services Ltd.24,375$5,170 12/31/2019
     BABA24,375$5,170 12/31/2019
Regent Investment Management LLC24,325$5,159 12/31/2019
     BABA24,325$5,159 12/31/2019
GVO Asset Management Ltd24,000$5,090 12/31/2019
     BABA24,000$5,090 12/31/2019
North Fourth Asset Management LP24,000$5,090 12/31/2019
     BABA24,000$5,090 12/31/2019
Griffin Asset Management Inc.23,664$5,019 12/31/2019
     BABA23,664$5,019 12/31/2019
AE Wealth Management LLC23,584$5,002 12/31/2019
     BABA23,584$5,002 12/31/2019
GFG Capital LLC23,533$4,991 12/31/2019
     BABA23,533$4,991 12/31/2019
Knights of Columbus Asset Advisors LLC23,206$4,922 12/31/2019
     BABA23,206$4,922 12/31/2019
Wetherby Asset Management Inc.22,957$4,870 12/31/2019
     BABA22,957$4,870 12/31/2019
Ropes Wealth Advisors LLC22,747$4,825 12/31/2019
     BABA22,747$4,825 12/31/2019
Sawtooth Solutions LLC22,712$4,817 12/31/2019
     BABA22,712$4,817 12/31/2019
Brown Advisory Securities LLC22,655$4,804 12/31/2019
     BABA22,655$4,804 12/31/2019
Itau Unibanco Holding S.A.22,501$4,773 12/31/2019
     BABA22,501$4,773 12/31/2019
Traynor Capital Management Inc.22,392$4,749 12/31/2019
     BABA22,392$4,749 12/31/2019
Engineers Gate Manager LP22,149$4,698 12/31/2019
     BABA22,149$4,698 12/31/2019
Aurora Investment Managers LLC.21,867$4,638 12/31/2019
     BABA21,867$4,638 12/31/2019
Consolidated Investment Group LLC21,700$4,602 12/31/2019
     BABA21,700$4,602 12/31/2019
Grandeur Peak Global Advisors LLC21,675$4,597 12/31/2019
     BABA21,675$4,597 12/31/2019
Cabot Wealth Management Inc.21,658$4,594 12/31/2019
     BABA21,658$4,594 12/31/2019
Brinker Capital Inc.21,557$4,572 12/31/2019
     BABA21,557$4,572 12/31/2019
Cutter & CO Brokerage Inc.21,552$4,571 12/31/2019
     BABA21,552$4,571 12/31/2019
Sentry Investment Management LLC21,532$4,567 12/31/2019
     BABA21,532$4,567 12/31/2019
Carret Asset Management LLC21,314$4,521 12/31/2019
     BABA21,314$4,521 12/31/2019
Richard Bernstein Advisors LLC21,301$4,517 12/31/2019
     BABA21,301$4,517 12/31/2019
North Star Asset Management Inc.20,756$4,402 12/31/2019
     BABA20,756$4,402 12/31/2019
Meridian Management Co.20,716$4,394 12/31/2019
     BABA20,716$4,394 12/31/2019
NTV Asset Management LLC20,525$4,353 12/31/2019
     BABA20,525$4,353 12/31/2019
Parkside Investments LLC20,495$4,346 12/31/2019
     BABA20,495$4,346 12/31/2019
HAP Trading LLC $4,307 12/31/2019
     Call262,900$4,492 12/31/2019
     Put192,200$185 12/31/2019
World Asset Management Inc20,303$4,306 12/31/2019
     BABA20,303$4,306 12/31/2019
American International Group Inc.20,155$4,275 12/31/2019
     BABA20,155$4,275 12/31/2019
Highstreet Asset Management Inc.20,153$4,274 12/31/2019
     BABA20,153$4,274 12/31/2019
Belpointe Asset Management LLC20,153$4,274 12/31/2019
     BABA20,153$4,274 12/31/2019
Clough Capital Partners L P20,147$4,273 12/31/2019
     BABA20,147$4,273 12/31/2019
Private Advisory Group LLC20,104$4,264 12/31/2019
     BABA20,104$4,264 12/31/2019
Bay Colony Advisory Group Inc d b a Bay Colony Advisors20,104$4,264 12/31/2019
     BABA20,104$4,264 12/31/2019
Hudson Bay Capital Management LP20,100$4,263 12/31/2019
     BABA20,100$4,263 12/31/2019
Sandy Spring Bank20,096$4,262 12/31/2019
     BABA20,096$4,262 12/31/2019
Cubist Systematic Strategies LLC20,041$4,251 12/31/2019
     BABA20,041$4,251 12/31/2019
Independent Advisor Alliance19,660$4,170 12/31/2019
     BABA19,660$4,170 12/31/2019
Maven Securities LTD19,602$4,160 12/31/2019
     BABA19,602$4,160 12/31/2019
Bainco International Investors19,593$4,156 12/31/2019
     BABA19,593$4,156 12/31/2019
Worm Capital LLC19,446$4,124 12/31/2019
     BABA19,446$4,124 12/31/2019
Signet Financial Management LLC19,407$4,116 12/31/2019
     BABA19,407$4,116 12/31/2019
Bridgecreek Investment Management LLC19,245$4,082 12/31/2019
     BABA19,245$4,082 12/31/2019
Glenmede Trust Co. NA19,199$4,071 12/31/2019
     BABA19,199$4,071 12/31/2019
Sloy Dahl & Holst LLC19,172$4,066 12/31/2019
     BABA19,172$4,066 12/31/2019
Hamilton Wealth LLC19,042$4,039 12/31/2019
     BABA19,042$4,039 12/31/2019
Bradley Foster & Sargent Inc. CT18,950$4,019 12/31/2019
     BABA18,950$4,019 12/31/2019
Regions Financial Corp18,768$3,981 12/31/2019
     BABA18,768$3,981 12/31/2019
Stratos Wealth Partners LTD.18,764$3,980 12/31/2019
     BABA18,764$3,980 12/31/2019
Sompo Japan Nipponkoa Asset Management CO. LTD.18,760$3,979 12/31/2019
     BABA18,760$3,979 12/31/2019
Avantax Advisory Services Inc.18,767$3,978 12/31/2019
     BABA18,767$3,978 12/31/2019
Means Investment CO. Inc.17,302$3,935 12/31/2019
     BABA17,302$3,935 12/31/2019
Mariner LLC18,536$3,931 12/31/2019
     BABA18,536$3,931 12/31/2019
Horseman Capital Management Ltd18,500$3,924 12/31/2019
     BABA18,500$3,924 12/31/2019
BOKF NA18,493$3,923 12/31/2019
     BABA18,493$3,923 12/31/2019
Financial Counselors Inc.18,438$3,911 12/31/2019
     BABA18,438$3,911 12/31/2019
Okabena Investment Services Inc.18,391$3,901 12/31/2019
     BABA18,391$3,901 12/31/2019
Mercer Global Advisors Inc. ADV18,336$3,889 12/31/2019
     BABA18,336$3,889 12/31/2019
BlueMar Capital Management LLC18,338$3,889 12/31/2019
     BABA18,338$3,889 12/31/2019
Parallel Advisors LLC18,314$3,885 12/31/2019
     BABA18,314$3,885 12/31/2019
Raymond James Trust N.A.18,145$3,849 12/31/2019
     BABA18,145$3,849 12/31/2019
Baker Avenue Asset Management LP18,126$3,844 12/31/2019
     BABA18,126$3,844 12/31/2019
Resources Investment Advisors LLC. $3,843 12/31/2019
     BABA17,577$3,728 12/31/2019
     Call2,000$115 12/31/2019
Family Management Corp18,021$3,822 12/31/2019
     BABA18,021$3,822 12/31/2019
Wedbush Securities Inc.17,978$3,813 12/31/2019
     BABA17,978$3,813 12/31/2019
Picton Mahoney Asset Management17,900$3,796 12/31/2019
     BABA17,900$3,796 12/31/2019
FDx Advisors Inc.17,825$3,781 12/31/2019
     BABA17,825$3,781 12/31/2019
Winch Advisory Services LLC17,662$3,746 12/31/2019
     BABA17,662$3,746 12/31/2019
GWM Advisors LLC17,564$3,725 12/31/2019
     BABA17,564$3,725 12/31/2019
QS Investors LLC16,900$3,715 12/31/2019
     BABA16,900$3,715 12/31/2019
Icon Advisers Inc. Co.17,500$3,712 12/31/2019
     BABA17,500$3,712 12/31/2019
Sigma Planning Corp $3,696 12/31/2019
     BABA16,425$3,484 12/31/2019
     Call1,000$212 12/31/2019
CWM LLC17,342$3,678 12/31/2019
     BABA17,342$3,678 12/31/2019
Hoertkorn Richard Charles17,341$3,678 12/31/2019
     BABA17,341$3,678 12/31/2019
Oxbow Advisors LLC17,120$3,631 12/31/2019
     BABA17,120$3,631 12/31/2019
Stellar Capital Management LLC17,028$3,612 12/31/2019
     BABA17,028$3,612 12/31/2019
Beck Capital Management LLC16,819$3,567 12/31/2019
     BABA16,819$3,567 12/31/2019
OLD Dominion Capital Management Inc.16,716$3,545 12/31/2019
     BABA16,716$3,545 12/31/2019
Formula Growth Ltd.16,607$3,522 12/31/2019
     BABA16,607$3,522 12/31/2019
Cornerstone Advisory LLC16,600$3,521 12/31/2019
     BABA16,600$3,521 12/31/2019
Mawer Investment Management Ltd.16,400$3,478 12/31/2019
     BABA16,400$3,478 12/31/2019
Prelude Capital Management LLC $3,469 12/31/2019
     Put42,100$8,929 12/31/2019
     BABA30,755$6,523 12/31/2019
     Call27,700$5,875 12/31/2019
SlateStone Wealth LLC16,293$3,455 12/31/2019
     BABA16,293$3,455 12/31/2019
Morse Asset Management Inc16,243$3,445 12/31/2019
     BABA16,243$3,445 12/31/2019
Ariose Capital Management Ltd16,000$3,394 12/31/2019
     BABA16,000$3,394 12/31/2019
Atlas Principals LLC16,000$3,394 12/31/2019
     BABA16,000$3,394 12/31/2019
Henry James International Management Inc.15,978$3,389 12/31/2019
     BABA15,978$3,389 12/31/2019
Fayez Sarofim & Co15,959$3,385 12/31/2019
     BABA15,959$3,385 12/31/2019
Huntington National Bank15,887$3,370 12/31/2019
     BABA15,887$3,370 12/31/2019
Guggenheim Capital LLC15,804$3,352 12/31/2019
     BABA15,804$3,352 12/31/2019
Legacy Advisors LLC15,760$3,343 12/31/2019
     BABA15,760$3,343 12/31/2019
Avalon Investment & Advisory15,581$3,305 12/31/2019
     BABA15,581$3,305 12/31/2019
Sheaff Brock Investment Advisors LLC15,509$3,289 12/31/2019
     BABA15,509$3,289 12/31/2019
Crawford Lake Capital Management LLC $3,288 12/31/2019
     Call15,500$3,288 12/31/2019
CAMG Solamere Management LLC15,500$3,288 12/31/2019
     BABA15,500$3,288 12/31/2019
Colony Group LLC15,447$3,276 12/31/2019
     BABA15,447$3,276 12/31/2019
Keybank National Association OH15,405$3,267 12/31/2019
     BABA15,405$3,267 12/31/2019
XR Securities LLC $3,262 12/31/2019
     Call83,900$2,425 12/31/2019
     BABA4,108$871 12/31/2019
     Put24,500$34 12/31/2019
RBA Wealth Management LLC15,351$3,259 12/31/2019
     BABA15,351$3,259 12/31/2019
Mercator Fund Cayman Master LP15,200$3,224 12/31/2019
     BABA15,200$3,224 12/31/2019
Pitcairn Co.15,162$3,216 12/31/2019
     BABA15,162$3,216 12/31/2019
Bell & Brown Wealth Advisors LLC14,126$3,188 12/31/2019
     BABA14,126$3,188 12/31/2019
Hoylecohen LLC15,002$3,182 12/31/2019
     BABA15,002$3,182 12/31/2019
BW Gestao de Investimentos Ltda.15,000$3,182 12/31/2019
     BABA15,000$3,182 12/31/2019
MARSHALL WACE ASIA Ltd14,876$3,156 12/31/2019
     BABA14,876$3,156 12/31/2019
Dimension Capital Management LLC14,657$3,108 12/31/2019
     BABA14,657$3,108 12/31/2019
Pictet North America Advisors SA116,245$3,091 12/31/2019
     BABA116,245$3,091 12/31/2019
IHT Wealth Management LLC14,549$3,086 12/31/2019
     BABA14,549$3,086 12/31/2019
Sumitomo Life Insurance Co.14,500$3,075 12/31/2019
     BABA14,500$3,075 12/31/2019
Stephens Inc. AR14,462$3,067 12/31/2019
     BABA14,462$3,067 12/31/2019
Nicollet Investment Management Inc.14,382$3,050 12/31/2019
     BABA14,382$3,050 12/31/2019
Adalta Capital Management LLC14,335$3,040 12/31/2019
     BABA14,335$3,040 12/31/2019
Quadrant Capital Group LLC $3,036 12/31/2019
     BABA14,363$3,036 12/31/2019
     Call10$0 12/31/2019
IPG Investment Advisors LLC14,291$3,031 12/31/2019
     BABA14,291$3,031 12/31/2019
Ninepoint Partners LP14,218$3,016 12/31/2019
     BABA14,218$3,016 12/31/2019
Lee Financial Group Hawaii Inc.14,188$3,009 12/31/2019
     BABA14,188$3,009 12/31/2019
NorthCoast Asset Management LLC14,164$3,004 12/31/2019
     BABA14,164$3,004 12/31/2019
Berman Capital Advisors LLC14,090$2,987 12/31/2019
     BABA14,090$2,987 12/31/2019
Voya Financial Advisors Inc.13,994$2,979 12/31/2019
     BABA13,994$2,979 12/31/2019
Tradition Asset Management LLC14,031$2,975 12/31/2019
     BABA14,031$2,975 12/31/2019
Amtrust Financial Services Inc.14,000$2,969 12/31/2019
     BABA14,000$2,969 12/31/2019
Atlas Capital Advisors LLC13,890$2,946 12/31/2019
     BABA13,890$2,946 12/31/2019
One Capital Management LLC13,883$2,945 12/31/2019
     BABA13,883$2,945 12/31/2019
Kornitzer Capital Management Inc. KS13,881$2,944 12/31/2019
     BABA13,881$2,944 12/31/2019
Manchester Financial Inc.13,734$2,913 12/31/2019
     BABA13,734$2,913 12/31/2019
Doliver Advisors LP13,670$2,899 12/31/2019
     BABA13,670$2,899 12/31/2019
Parsons Capital Management Inc. RI13,632$2,891 12/31/2019
     BABA13,632$2,891 12/31/2019
Guinness Atkinson Asset Management Inc13,600$2,885 12/31/2019
     BABA13,600$2,885 12/31/2019
Intellectus Partners LLC13,498$2,863 12/31/2019
     BABA13,498$2,863 12/31/2019
Roberts Glore & Co. Inc. IL13,470$2,856 12/31/2019
     BABA13,470$2,856 12/31/2019
Telos Capital Management Inc.13,436$2,850 12/31/2019
     BABA13,436$2,850 12/31/2019
Markston International LLC13,358$2,833 12/31/2019
     BABA13,358$2,833 12/31/2019
Condor Capital Management13,353$2,832 12/31/2019
     BABA13,353$2,832 12/31/2019
Wunderlich Capital Managemnt13,302$2,821 12/31/2019
     BABA13,302$2,821 12/31/2019
Svenska Handelsbanken AB publ 13,200$2,800 12/31/2019
     BABA13,200$2,800 12/31/2019
Cornerstone Wealth Management LLC13,163$2,792 12/31/2019
     BABA13,163$2,792 12/31/2019
IFP Advisors Inc12,878$2,779 12/31/2019
     BABA12,878$2,779 12/31/2019
Cohen Capital Management Inc.13,036$2,765 12/31/2019
     BABA13,036$2,765 12/31/2019
GFS Advisors LLC12,885$2,733 12/31/2019
     BABA12,885$2,733 12/31/2019
O Shares Investment Advisers LLC12,827$2,721 12/31/2019
     BABA12,827$2,721 12/31/2019
VisionPoint Advisory Group LLC12,763$2,707 12/31/2019
     BABA12,763$2,707 12/31/2019
Advisors Capital Management LLC12,665$2,686 12/31/2019
     BABA12,665$2,686 12/31/2019
Busey Wealth Management12,648$2,682 12/31/2019
     BABA12,648$2,682 12/31/2019
Jackson Wealth Management LLC12,539$2,680 12/31/2019
     BABA12,539$2,680 12/31/2019
Comprehensive Financial Management LLC12,634$2,680 12/31/2019
     BABA12,634$2,680 12/31/2019
HGI Capital Management LLC $2,672 12/31/2019
     BABA11,100$2,354 12/31/2019
     Call1,500$318 12/31/2019
Ibex Wealth Advisors12,571$2,666 12/31/2019
     BABA12,571$2,666 12/31/2019
Elite Wealth Management Inc.12,535$2,659 12/31/2019
     BABA12,535$2,659 12/31/2019
Mogy Joel R Investment Counsel Inc.12,525$2,657 12/31/2019
     BABA12,525$2,657 12/31/2019
Trellus Management Company LLC12,500$2,651 12/31/2019
     BABA12,500$2,651 12/31/2019
Compton Capital Management Inc. RI12,357$2,621 12/31/2019
     BABA12,357$2,621 12/31/2019
LeJeune Puetz Investment Counsel LLC12,356$2,621 12/31/2019
     BABA12,356$2,621 12/31/2019
Virtu Financial LLC12,148$2,576 12/31/2019
     BABA12,148$2,576 12/31/2019
Sunbelt Securities Inc.12,129$2,573 12/31/2019
     BABA12,129$2,573 12/31/2019
Oasis Management Co Ltd.12,125$2,572 12/31/2019
     BABA12,125$2,572 12/31/2019
Evolution Wealth Advisors LLC12,077$2,562 12/31/2019
     BABA12,077$2,562 12/31/2019
IMA Wealth Inc.11,950$2,535 12/31/2019
     BABA11,950$2,535 12/31/2019
Seven Eight Capital LP11,839$2,511 12/31/2019
     BABA11,839$2,511 12/31/2019
Glovista Investments LLC11,811$2,509 12/31/2019
     BABA11,811$2,509 12/31/2019
Gofen & Glossberg LLC IL11,805$2,504 12/31/2019
     BABA11,805$2,504 12/31/2019
Interactive Financial Advisors11,801$2,503 12/31/2019
     BABA11,801$2,503 12/31/2019
Walleye Capital LLC $2,501 12/31/2019
     Call10,400$2,206 12/31/2019
     BABA1,590$337 12/31/2019
     Put200$42 12/31/2019
Asahi Life Asset Management CO. LTD.11,747$2,492 12/31/2019
     BABA11,747$2,492 12/31/2019
FUKOKU MUTUAL LIFE INSURANCE Co11,700$2,482 12/31/2019
     BABA11,700$2,482 12/31/2019
Checchi Capital Advisers LLC11,678$2,477 12/31/2019
     BABA11,678$2,477 12/31/2019
Granite Point Capital Management L.P.11,500$2,439 12/31/2019
     BABA11,500$2,439 12/31/2019
L & S Advisors Inc11,427$2,424 12/31/2019
     BABA11,427$2,424 12/31/2019
Integre Asset Management LLC11,212$2,378 12/31/2019
     BABA11,212$2,378 12/31/2019
Equitable Trust Co.11,066$2,347 12/31/2019
     BABA11,066$2,347 12/31/2019
SkyOak Wealt LLC10,981$2,329 12/31/2019
     BABA10,981$2,329 12/31/2019
Boston Private Wealth LLC10,937$2,320 12/31/2019
     BABA10,937$2,320 12/31/2019
Ballast Advisors LLC10,940$2,320 12/31/2019
     BABA10,940$2,320 12/31/2019
Legato Capital Management LLC10,894$2,311 12/31/2019
     BABA10,894$2,311 12/31/2019
Exane Derivatives10,235$2,303 12/31/2019
     BABA10,235$2,303 12/31/2019
Wealthstreet Investment Advisors LLC10,854$2,303 12/31/2019
     BABA10,854$2,303 12/31/2019
Peregrine Asset Advisers Inc.10,834$2,298 12/31/2019
     BABA10,834$2,298 12/31/2019
Price Wealth LLC10,823$2,296 12/31/2019
     BABA10,823$2,296 12/31/2019
Montag A & Associates Inc.10,818$2,294 12/31/2019
     BABA10,818$2,294 12/31/2019
Fifth Third Bancorp10,688$2,267 12/31/2019
     BABA10,688$2,267 12/31/2019
Anderson Hoagland & Co.10,995$2,227 12/31/2019
     BABA10,995$2,227 12/31/2019
Signaturefd LLC10,367$2,199 12/31/2019
     BABA10,367$2,199 12/31/2019
Marble Harbor Investment Counsel LLC10,335$2,192 12/31/2019
     BABA10,335$2,192 12/31/2019
Cyrus Capital Partners L.P.10,280$2,180 12/31/2019
     BABA10,280$2,180 12/31/2019
Equitable Holdings Inc.10,163$2,156 12/31/2019
     BABA10,163$2,156 12/31/2019
Cypress Asset Management Inc. TX10,134$2,149 12/31/2019
     BABA10,134$2,149 12/31/2019
Fernwood Investment Management LLC10,108$2,144 12/31/2019
     BABA10,108$2,144 12/31/2019
Capital Management Associates NY10,090$2,140 12/31/2019
     BABA10,090$2,140 12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC10,926$2,124 03/31/2020
     BABA10,926$2,124 03/31/2020
OLD National Bancorp IN10,012$2,123 12/31/2019
     BABA10,012$2,123 12/31/2019
Kemper Corp Master Retirement Trust10,000$2,121 12/31/2019
     BABA10,000$2,121 12/31/2019
Alight Capital Management LP10,000$2,121 12/31/2019
     BABA10,000$2,121 12/31/2019
Mondrian Capital Management LLC10,000$2,121 12/31/2019
     BABA10,000$2,121 12/31/2019
Tlwm10,000$2,121 12/31/2019
     BABA10,000$2,121 12/31/2019
Lee Capital Holdings LLC10,000$2,121 12/31/2019
     BABA10,000$2,121 12/31/2019
Six Columns Capital LP $2,121 12/31/2019
     BABA60,000$12,726 12/31/2019
     Put50,000$10,605 12/31/2019
Mycio Wealth Partners LLC9,956$2,112 12/31/2019
     BABA9,956$2,112 12/31/2019
Northeast Financial Consultants Inc9,903$2,101 12/31/2019
     BABA9,903$2,101 12/31/2019
Allen Capital Group LLC9,886$2,097 12/31/2019
     BABA9,886$2,097 12/31/2019
Kistler Tiffany Companies LLC9,806$2,080 12/31/2019
     BABA9,806$2,080 12/31/2019
Dubuque Bank & Trust Co.9,792$2,077 12/31/2019
     BABA9,792$2,077 12/31/2019
Balyasny Asset Management LLC9,781$2,075 12/31/2019
     BABA9,781$2,075 12/31/2019
Eagle Global Advisors LLC9,768$2,072 12/31/2019
     BABA9,768$2,072 12/31/2019
Nwam LLC9,751$2,068 12/31/2019
     BABA9,751$2,068 12/31/2019
Vantage Financial Partners Ltd. Inc.9,750$2,068 12/31/2019
     BABA9,750$2,068 12/31/2019
Lincoln National Corp9,677$2,053 12/31/2019
     BABA9,677$2,053 12/31/2019
Simmons Bank9,665$2,050 12/31/2019
     BABA9,665$2,050 12/31/2019
Family Legacy Inc.9,358$2,040 12/31/2019
     BABA9,358$2,040 12/31/2019
Oak Asset Management LLC9,582$2,032 12/31/2019
     BABA9,582$2,032 12/31/2019
Park Avenue Securities LLC9,560$2,028 12/31/2019
     BABA9,560$2,028 12/31/2019
Weld Capital Management LLC9,550$2,026 12/31/2019
     BABA9,550$2,026 12/31/2019
Pittenger & Anderson Inc.9,544$2,024 12/31/2019
     BABA9,544$2,024 12/31/2019
Legacy Capital Partners Inc.9,485$2,012 12/31/2019
     BABA9,485$2,012 12/31/2019
Mount Yale Investment Advisors LLC9,656$1,995 12/31/2019
     BABA9,656$1,995 12/31/2019
Bayesian Capital Management LP9,400$1,994 12/31/2019
     BABA9,400$1,994 12/31/2019
Aigen Investment Management LP9,403$1,994 12/31/2019
     BABA9,403$1,994 12/31/2019
Focused Wealth Management Inc9,359$1,985 12/31/2019
     BABA9,359$1,985 12/31/2019
Koshinski Asset Management Inc.9,287$1,977 12/31/2019
     BABA9,287$1,977 12/31/2019
Carnegie Capital Asset Management LLC9,292$1,971 12/31/2019
     BABA9,292$1,971 12/31/2019
Hayden Royal LLC8,920$1,967 12/31/2019
     BABA8,920$1,967 12/31/2019
Mutual Advisors LLC9,253$1,963 12/31/2019
     BABA9,253$1,963 12/31/2019
Valeo Financial Advisors LLC $1,943 12/31/2019
     BABA8,860$1,879 12/31/2019
     Call300$64 12/31/2019
Asio Capital LLC9,106$1,931 12/31/2019
     BABA9,106$1,931 12/31/2019
Sycomore Asset Management9,050$1,926 12/31/2019
     BABA9,050$1,926 12/31/2019
Buckingham Capital Management Inc.8,849$1,877 12/31/2019
     BABA8,849$1,877 12/31/2019
Chronos Wealth Management LLC8,803$1,867 12/31/2019
     BABA8,803$1,867 12/31/2019
Rational Advisors LLC8,644$1,834 12/31/2019
     BABA8,644$1,834 12/31/2019
Ayrshire Capital Management LLC8,592$1,822 12/31/2019
     BABA8,592$1,822 12/31/2019
Gyon Technologies Capital Management LP8,577$1,819 12/31/2019
     BABA8,577$1,819 12/31/2019
Burns J W & Co. Inc. NY8,548$1,813 12/31/2019
     BABA8,548$1,813 12/31/2019
Newman Dignan & Sheerar Inc.8,534$1,810 12/31/2019
     BABA8,534$1,810 12/31/2019
Surevest Inc.8,536$1,810 12/31/2019
     BABA8,536$1,810 12/31/2019
RDA Financial Network8,525$1,807 12/31/2019
     BABA8,525$1,807 12/31/2019
Strategic Advisors LLC8,512$1,805 12/31/2019
     BABA8,512$1,805 12/31/2019
Advisory Services Network LLC8,510$1,804 12/31/2019
     BABA8,510$1,804 12/31/2019
Arden Trust Co8,424$1,787 12/31/2019
     BABA8,424$1,787 12/31/2019
Field & Main Bank8,415$1,785 12/31/2019
     BABA8,415$1,785 12/31/2019
Pegasus Asset Management Inc.8,418$1,785 12/31/2019
     BABA8,418$1,785 12/31/2019
B. Riley Wealth Management Inc.8,401$1,782 12/31/2019
     BABA8,401$1,782 12/31/2019
Benjamin F. Edwards & Company Inc.8,367$1,775 12/31/2019
     BABA8,367$1,775 12/31/2019
Harbor Investment Advisory LLC8,326$1,766 12/31/2019
     BABA8,326$1,766 12/31/2019
Lucia Wealth Services LLC8,321$1,765 12/31/2019
     BABA8,321$1,765 12/31/2019
Investment Research & Advisory Group Inc.8,322$1,765 12/31/2019
     BABA8,322$1,765 12/31/2019
Wealthspire Advisors L.P.8,313$1,763 12/31/2019
     BABA8,313$1,763 12/31/2019
Confluence Investment Management LLC8,284$1,757 12/31/2019
     BABA8,284$1,757 12/31/2019
Harbour Capital Advisors LLC8,263$1,753 12/31/2019
     BABA8,263$1,753 12/31/2019
Moors & Cabot Inc.8,235$1,743 12/31/2019
     BABA8,235$1,743 12/31/2019
Hidden Lake Asset Management LP8,200$1,739 12/31/2019
     BABA8,200$1,739 12/31/2019
We Are One Seven LLC8,128$1,723 12/31/2019
     BABA8,128$1,723 12/31/2019
Howe & Rusling Inc.8,063$1,710 12/31/2019
     BABA8,063$1,710 12/31/2019
Palisade Capital Management LLC NJ8,055$1,708 12/31/2019
     BABA8,055$1,708 12/31/2019
CAPROCK Group Inc.8,054$1,708 12/31/2019
     BABA8,054$1,708 12/31/2019
HighPoint Advisor Group LLC7,689$1,708 12/31/2019
     BABA7,689$1,708 12/31/2019
Cannell Peter B & Co. Inc.8,050$1,707 12/31/2019
     BABA8,050$1,707 12/31/2019
CRA Financial Services LLC8,050$1,707 12/31/2019
     BABA8,050$1,707 12/31/2019
AdvisorNet Financial Inc8,008$1,698 12/31/2019
     BABA8,008$1,698 12/31/2019
Shelton Capital Management8,003$1,697 12/31/2019
     BABA8,003$1,697 12/31/2019
grace capital8,000$1,697 12/31/2019
     BABA8,000$1,697 12/31/2019
Requisite Capital Management LLC8,000$1,697 12/31/2019
     BABA8,000$1,697 12/31/2019
Lighthouse Financial Advisors Inc.7,962$1,687 12/31/2019
     BABA7,962$1,687 12/31/2019
Northeast Investment Management7,935$1,683 12/31/2019
     BABA7,935$1,683 12/31/2019
Ayalon Holdings Ltd.7,904$1,676 12/31/2019
     BABA7,904$1,676 12/31/2019
JDC JSC L.P.7,900$1,676 12/31/2019
     BABA7,900$1,676 12/31/2019
EP Wealth Advisors LLC7,689$1,631 12/31/2019
     BABA7,689$1,631 12/31/2019
Osborn Williams & Donohoe LLC7,675$1,628 12/31/2019
     BABA7,675$1,628 12/31/2019
Comerica Securities Inc.7,651$1,623 12/31/2019
     BABA7,651$1,623 12/31/2019
Avitas Wealth Management LLC7,589$1,610 12/31/2019
     BABA7,589$1,610 12/31/2019
Qube Research & Technologies Ltd7,517$1,594 12/31/2019
     BABA7,517$1,594 12/31/2019
Schwarz Dygos Wheeler Investment Advisors LLC7,505$1,592 12/31/2019
     BABA7,505$1,592 12/31/2019
Sit Investment Associates Inc.7,475$1,585 12/31/2019
     BABA7,475$1,585 12/31/2019
Cumberland Advisors Inc.7,475$1,585 12/31/2019
     BABA7,475$1,585 12/31/2019
Chase Investment Counsel Corp7,431$1,576 12/31/2019
     BABA7,431$1,576 12/31/2019
Arkadios Wealth Advisors7,129$1,571 12/31/2019
     BABA7,129$1,571 12/31/2019
EFG Asset Management Americas Corp.7,358$1,561 12/31/2019
     BABA7,358$1,561 12/31/2019
Mid Atlantic Financial Management Inc. ADV7,296$1,547 12/31/2019
     BABA7,296$1,547 12/31/2019
Portland Global Advisors LLC7,292$1,547 12/31/2019
     BABA7,292$1,547 12/31/2019
Xcel Wealth Management LLC7,293$1,546 12/31/2019
     BABA7,293$1,546 12/31/2019
Welch & Forbes LLC7,282$1,545 12/31/2019
     BABA7,282$1,545 12/31/2019
Frisch Financial Group Inc.7,260$1,540 12/31/2019
     BABA7,260$1,540 12/31/2019
Executive Wealth Management LLC7,213$1,529 12/31/2019
     BABA7,213$1,529 12/31/2019
FormulaFolio Investments LLC7,189$1,525 12/31/2019
     BABA7,189$1,525 12/31/2019
Fortis Capital Management LLC7,160$1,519 12/31/2019
     BABA7,160$1,519 12/31/2019
Bank of Nova Scotia7,128$1,518 12/31/2019
     BABA7,128$1,518 12/31/2019
Gradient Investments LLC7,145$1,515 12/31/2019
     BABA7,145$1,515 12/31/2019
YHB Investment Advisors Inc.7,129$1,512 12/31/2019
     BABA7,129$1,512 12/31/2019
Bray Capital Advisors7,125$1,511 12/31/2019
     BABA7,125$1,511 12/31/2019
Coastal Investment Advisors Inc.7,553$1,511 12/31/2019
     BABA7,553$1,511 12/31/2019
Sfmg LLC7,107$1,507 12/31/2019
     BABA7,107$1,507 12/31/2019
Rothschild Investment Corp IL7,085$1,503 12/31/2019
     BABA7,085$1,503 12/31/2019
Capital World Investors6,983$1,487 12/31/2019
     BABA6,983$1,487 12/31/2019
Chelsea Counsel Co.6,960$1,476 12/31/2019
     BABA6,960$1,476 12/31/2019
Canal Capital Management LLC6,935$1,471 12/31/2019
     BABA6,935$1,471 12/31/2019
Pekin Hardy Strauss Inc. $1,467 12/31/2019
     BABA6,419$1,361 12/31/2019
     Call500$106 12/31/2019
Phoenix Holdings Ltd.6,953$1,465 12/31/2019
     BABA6,953$1,465 12/31/2019
Krueger & Catalano Capital Partners LLC6,903$1,464 12/31/2019
     BABA6,903$1,464 12/31/2019
Ballentine Partners LLC6,898$1,463 12/31/2019
     BABA6,898$1,463 12/31/2019
Scholtz & Company LLC6,879$1,459 12/31/2019
     BABA6,879$1,459 12/31/2019
KMG Fiduciary Partners LLC6,863$1,456 12/31/2019
     BABA6,863$1,456 12/31/2019
CSat Investment Advisory L.P.6,825$1,448 12/31/2019
     BABA6,825$1,448 12/31/2019
Toroso Investments LLC6,825$1,448 12/31/2019
     BABA6,825$1,448 12/31/2019
First Foundation Advisors6,792$1,441 12/31/2019
     BABA6,792$1,441 12/31/2019
Bailard Inc.6,767$1,435 12/31/2019
     BABA6,767$1,435 12/31/2019
Fairfield Bush & CO.6,756$1,433 12/31/2019
     BABA6,756$1,433 12/31/2019
Boyd Watterson Asset Management LLC OH6,754$1,433 12/31/2019
     BABA6,754$1,433 12/31/2019
Klingenstein Fields & Co. LLC6,743$1,430 12/31/2019
     BABA6,743$1,430 12/31/2019
Cetera Investment Advisers6,750$1,427 12/31/2019
     BABA6,750$1,427 12/31/2019
Greenleaf Trust6,680$1,417 12/31/2019
     BABA6,680$1,417 12/31/2019
Williams Jones Wealth Management LLC.6,666$1,414 12/31/2019
     BABA6,666$1,414 12/31/2019
First Heartland Consultants Inc.6,653$1,411 12/31/2019
     BABA6,653$1,411 12/31/2019
Veritable L.P.6,588$1,397 12/31/2019
     BABA6,588$1,397 12/31/2019
Boothe Investment Group Inc.6,575$1,395 12/31/2019
     BABA6,575$1,395 12/31/2019
Pathstone Family Office LLC6,542$1,388 12/31/2019
     BABA6,542$1,388 12/31/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA6,534$1,386 12/31/2019
     BABA6,534$1,386 12/31/2019
Capital Bank & Trust Co6,532$1,385 12/31/2019
     BABA6,532$1,385 12/31/2019
Kingsview Wealth Management LLC $1,382 12/31/2019
     BABA6,389$1,355 12/31/2019
     Call500$27 12/31/2019
     Put1,100$0 12/31/2019
Paradigm Financial Partners LLC6,509$1,381 12/31/2019
     BABA6,509$1,381 12/31/2019
Highland Capital Management LLC6,500$1,379 12/31/2019
     BABA6,500$1,379 12/31/2019
HBK Sorce Advisory LLC6,476$1,374 12/31/2019
     BABA6,476$1,374 12/31/2019
Geneva Partners LLC6,440$1,366 12/31/2019
     BABA6,440$1,366 12/31/2019
HCR Wealth Advisors6,423$1,362 12/31/2019
     BABA6,423$1,362 12/31/2019
Bristlecone Advisors LLC6,395$1,356 12/31/2019
     BABA6,395$1,356 12/31/2019
Tudor Investment Corp ET AL6,323$1,341 12/31/2019
     BABA6,323$1,341 12/31/2019
Athena Capital Advisors LLC6,250$1,326 12/31/2019
     BABA6,250$1,326 12/31/2019
Nvwm LLC6,248$1,325 12/31/2019
     BABA6,248$1,325 12/31/2019
Lumina Fund Management LLC6,200$1,315 12/31/2019
     BABA6,200$1,315 12/31/2019
Freestone Capital Holdings LLC6,191$1,313 12/31/2019
     BABA6,191$1,313 12/31/2019
Dfpg Investments LLC5,835$1,313 12/31/2019
     BABA5,835$1,313 12/31/2019
Overbrook Management Corp6,136$1,301 12/31/2019
     BABA6,136$1,301 12/31/2019
Fiduciary Trust Co.6,088$1,291 12/31/2019
     BABA6,088$1,291 12/31/2019
Capital Wealth Alliance LLC6,249$1,291 12/31/2019
     BABA6,249$1,291 12/31/2019
NEXT Financial Group Inc6,065$1,286 12/31/2019
     BABA6,065$1,286 12/31/2019
Cresset Asset Management LLC5,996$1,272 12/31/2019
     BABA5,996$1,272 12/31/2019
Verus Capital Partners LLC5,976$1,268 12/31/2019
     BABA5,976$1,268 12/31/2019
9258 Wealth Management LLC5,934$1,259 12/31/2019
     BABA5,934$1,259 12/31/2019
Cpwm LLC5,919$1,255 12/31/2019
     BABA5,919$1,255 12/31/2019
Financial Advocates Investment Management5,899$1,251 12/31/2019
     BABA5,899$1,251 12/31/2019
Vontobel Swiss Wealth Advisors AG5,850$1,241 12/31/2019
     BABA5,850$1,241 12/31/2019
Calton & Associates Inc.5,834$1,238 12/31/2019
     BABA5,834$1,238 12/31/2019
Charter Trust Co.5,804$1,231 12/31/2019
     BABA5,804$1,231 12/31/2019
Herald Investment Management Ltd5,800$1,230 12/31/2019
     BABA5,800$1,230 12/31/2019
Personal Capital Advisors Corp5,696$1,208 12/31/2019
     BABA5,696$1,208 12/31/2019
Abbrea Capital LLC5,651$1,199 12/31/2019
     BABA5,651$1,199 12/31/2019
Kovack Advisors Inc.5,505$1,198 12/31/2019
     BABA5,505$1,198 12/31/2019
Rothschild Capital Partners LLC5,589$1,185 12/31/2019
     BABA5,589$1,185 12/31/2019
Virtue Capital Management LLC5,545$1,176 12/31/2019
     BABA5,545$1,176 12/31/2019
Blue Fin Capital Inc.5,520$1,170 12/31/2019
     BABA5,520$1,170 12/31/2019
Lansdowne Partners UK LLP5,500$1,167 12/31/2019
     BABA5,500$1,167 12/31/2019
Clear Street Markets LLC $1,161 12/31/2019
     Put97$2,058 12/31/2019
     Call95$2,015 12/31/2019
     BABA5,675$1,204 12/31/2019
Proequities Inc. $1,159 12/31/2019
     BABA5,463$1,159 12/31/2019
     Put0$0 12/31/2019
     Call0$0 12/31/2019
Great Valley Advisor Group Inc.5,441$1,153 12/31/2019
     BABA5,441$1,153 12/31/2019
Clearstead Advisors LLC5,422$1,150 12/31/2019
     BABA5,422$1,150 12/31/2019
First Interstate Bank5,419$1,149 12/31/2019
     BABA5,419$1,149 12/31/2019
Wealth Advisors Inc.5,205$1,148 12/31/2019
     BABA5,205$1,148 12/31/2019
Wealthsource Partners LLC5,409$1,147 12/31/2019
     BABA5,409$1,147 12/31/2019
Tiedemann Advisors LLC5,398$1,145 12/31/2019
     BABA5,398$1,145 12/31/2019
Coastline Trust Co5,330$1,130 12/31/2019
     BABA5,330$1,130 12/31/2019
Beaton Management Co. Inc.5,305$1,125 12/31/2019
     BABA5,305$1,125 12/31/2019
Ieq Capital LLC5,282$1,121 12/31/2019
     BABA5,282$1,121 12/31/2019
SignalPoint Asset Management LLC5,241$1,112 12/31/2019
     BABA5,241$1,112 12/31/2019
People s United Financial Inc.5,228$1,109 12/31/2019
     BABA5,228$1,109 12/31/2019
LGL Partners LLC5,205$1,104 12/31/2019
     BABA5,205$1,104 12/31/2019
Legacy Bridge LLC5,170$1,097 12/31/2019
     BABA5,170$1,097 12/31/2019
Gladstone Institutional Advisory LLC5,150$1,092 12/31/2019
     BABA5,150$1,092 12/31/2019
SeaCrest Wealth Management LLC5,132$1,088 12/31/2019
     BABA5,132$1,088 12/31/2019
Corbenic Partners LLC5,115$1,085 12/31/2019
     BABA5,115$1,085 12/31/2019
Clifford Swan Investment Counsel LLC5,102$1,082 12/31/2019
     BABA5,102$1,082 12/31/2019
Tower Research Capital LLC TRC 5,104$1,082 12/31/2019
     BABA5,104$1,082 12/31/2019
Joel Isaacson & Co. LLC5,066$1,074 12/31/2019
     BABA5,066$1,074 12/31/2019
Commerce Bank5,051$1,072 12/31/2019
     BABA5,051$1,072 12/31/2019
Shepherd Financial Partners LLC5,031$1,066 12/31/2019
     BABA5,031$1,066 12/31/2019
Lido Advisors LLC5,016$1,064 12/31/2019
     BABA5,016$1,064 12/31/2019
Evoke Wealth LLC5,008$1,062 12/31/2019
     BABA5,008$1,062 12/31/2019
Meyer Handelman Co.4,992$1,058 12/31/2019
     BABA4,992$1,058 12/31/2019
Yakira Capital Management Inc.4,975$1,055 12/31/2019
     BABA4,975$1,055 12/31/2019
Parkwood LLC4,961$1,052 12/31/2019
     BABA4,961$1,052 12/31/2019
Johnson Investment Counsel Inc.4,878$1,035 12/31/2019
     BABA4,878$1,035 12/31/2019
Krilogy Financial LLC4,879$1,035 12/31/2019
     BABA4,879$1,035 12/31/2019
J.W. Cole Advisors Inc.4,867$1,032 12/31/2019
     BABA4,867$1,032 12/31/2019
Acima Private Wealth LLC4,820$1,022 12/31/2019
     BABA4,820$1,022 12/31/2019
Ameritas Investment Company LLC4,811$1,020 12/31/2019
     BABA4,811$1,020 12/31/2019
Flagship Harbor Advisors LLC4,758$1,009 12/31/2019
     BABA4,758$1,009 12/31/2019
Roosevelt Investment Group Inc.4,742$1,006 12/31/2019
     BABA4,742$1,006 12/31/2019
Verition Fund Management LLC4,744$1,006 12/31/2019
     BABA4,744$1,006 12/31/2019
Circle Wealth Management LLC4,692$995 12/31/2019
     BABA4,692$995 12/31/2019
Global Retirement Partners LLC4,677$992 12/31/2019
     BABA4,677$992 12/31/2019
Narwhal Capital Management4,627$981 12/31/2019
     BABA4,627$981 12/31/2019
Private Trust Co. NA4,608$977 12/31/2019
     BABA4,608$977 12/31/2019
Perennial Investment Advisors LLC4,611$977 12/31/2019
     BABA4,611$977 12/31/2019
Intersect Capital LLC4,578$971 12/31/2019
     BABA4,578$971 12/31/2019
Cibc Bank USA4,570$969 12/31/2019
     BABA4,570$969 12/31/2019
Capital Insight Partners LLC4,552$965 12/31/2019
     BABA4,552$965 12/31/2019
ING Groep NV4,544$964 12/31/2019
     BABA4,544$964 12/31/2019
Prospera Financial Services Inc4,542$963 12/31/2019
     BABA4,542$963 12/31/2019
NuWave Investment Management LLC4,526$960 12/31/2019
     BABA4,526$960 12/31/2019
Bluestein R H & Co.4,500$954 12/31/2019
     BABA4,500$954 12/31/2019
Great Diamond Partners LLC4,502$954 12/31/2019
     BABA4,502$954 12/31/2019
Chesapeake Asset Management LLC4,443$942 12/31/2019
     BABA4,443$942 12/31/2019
First United Bank Trust4,443$942 12/31/2019
     BABA4,443$942 12/31/2019
Zions Bancorporation N.A.4,432$940 12/31/2019
     BABA4,432$940 12/31/2019
Tower Bridge Advisors4,423$938 12/31/2019
     BABA4,423$938 12/31/2019
GM Advisory Group Inc.4,413$936 12/31/2019
     BABA4,413$936 12/31/2019
Jackson Hole Capital Partners LLC4,378$929 12/31/2019
     BABA4,378$929 12/31/2019
Pictet & Cie Europe SA34,846$927 12/31/2019
     BABA34,846$927 12/31/2019
Asset Management Corp IL ADV4,325$917 12/31/2019
     BABA4,325$917 12/31/2019
Sheets Smith Wealth Management4,340$917 12/31/2019
     BABA4,340$917 12/31/2019
Mirador Capital Partners LP4,278$907 12/31/2019
     BABA4,278$907 12/31/2019
Granite Investment Advisors LLC4,255$902 12/31/2019
     BABA4,255$902 12/31/2019
Resource Management LLC4,237$899 12/31/2019
     BABA4,237$899 12/31/2019
Baldwin Brothers Inc. MA4,228$897 12/31/2019
     BABA4,228$897 12/31/2019
Green Square Capital Advisors LLC4,223$896 12/31/2019
     BABA4,223$896 12/31/2019
180 Wealth Advisors LLC3,964$892 12/31/2019
     BABA3,964$892 12/31/2019
united american securities inc. d b a uas asset management 4,200$891 12/31/2019
     BABA4,200$891 12/31/2019
Capital Asset Advisory Services LLC4,070$884 12/31/2019
     BABA4,070$884 12/31/2019
Aft Forsyth & Company Inc.4,059$861 12/31/2019
     BABA4,059$861 12/31/2019
Sowell Financial Services LLC4,059$861 12/31/2019
     BABA4,059$861 12/31/2019
American National Registered Investment Advisor Inc.4,030$855 12/31/2019
     BABA4,030$855 12/31/2019
D.B. Root & Company LLC4,030$854 12/31/2019
     BABA4,030$854 12/31/2019
Patton Albertson Miller Group LLC3,997$848 12/31/2019
     BABA3,997$848 12/31/2019
Tredje AP fonden4,000$848 12/31/2019
     BABA4,000$848 12/31/2019
Icon Wealth Partners LLC3,956$839 12/31/2019
     BABA3,956$839 12/31/2019
Woodstock Corp3,936$835 12/31/2019
     BABA3,936$835 12/31/2019
TrinityPoint Wealth LLC3,914$830 12/31/2019
     BABA3,914$830 12/31/2019
Bay Rivers Group3,901$827 12/31/2019
     BABA3,901$827 12/31/2019
Shorepoint Capital Partners LLC3,887$824 12/31/2019
     BABA3,887$824 12/31/2019
Albion Financial Group UT3,880$823 12/31/2019
     BABA3,880$823 12/31/2019
Hollencrest Capital Management3,876$822 12/31/2019
     BABA3,876$822 12/31/2019
Cedar Brook Financial Partners LLC3,873$821 12/31/2019
     BABA3,873$821 12/31/2019
Transcend Wealth Collective LLC3,872$821 12/31/2019
     BABA3,872$821 12/31/2019
Advisor Partners LLC3,638$819 12/31/2019
     BABA3,638$819 12/31/2019
First Mercantile Trust Co.3,858$818 12/31/2019
     BABA3,858$818 12/31/2019
Davy Global Fund Management Ltd3,806$807 12/31/2019
     BABA3,806$807 12/31/2019
Steel Peak Wealth Management LLC3,802$806 12/31/2019
     BABA3,802$806 12/31/2019
Cobblestone Capital Advisors LLC NY3,791$804 12/31/2019
     BABA3,791$804 12/31/2019
Mark Sheptoff Financial Planning LLC3,718$789 12/31/2019
     BABA3,718$789 12/31/2019
Schnieders Capital Management LLC3,698$784 12/31/2019
     BABA3,698$784 12/31/2019
Bfsg LLC3,657$776 12/31/2019
     BABA3,657$776 12/31/2019
Frontier Investment Mgmt Co.3,636$771 12/31/2019
     BABA3,636$771 12/31/2019
Vanguard Capital Wealth Advisors3,634$770 12/31/2019
     BABA3,634$770 12/31/2019
Flow Traders U.S. LLC3,605$765 12/31/2019
     BABA3,605$765 12/31/2019
Financial Architects Inc3,602$764 12/31/2019
     BABA3,602$764 12/31/2019
Corient Capital Partners LLC3,595$762 12/31/2019
     BABA3,595$762 12/31/2019
Integrated Wealth Concepts LLC3,592$762 12/31/2019
     BABA3,592$762 12/31/2019
Mitchell Capital Management Co.3,579$759 12/31/2019
     BABA3,579$759 12/31/2019
Hancock Whitney Corp3,569$757 12/31/2019
     BABA3,569$757 12/31/2019
Altfest L J & Co. Inc.3,560$755 12/31/2019
     BABA3,560$755 12/31/2019
Tuttle Tactical Management3,561$755 12/31/2019
     BABA3,561$755 12/31/2019
Good Life Advisors LLC3,572$755 12/31/2019
     BABA3,572$755 12/31/2019
XTX Markets LLC3,552$753 12/31/2019
     BABA3,552$753 12/31/2019
First Bank & Trust3,539$751 12/31/2019
     BABA3,539$751 12/31/2019
Armor Investment Advisors LLC3,515$746 12/31/2019
     BABA3,515$746 12/31/2019
Leavell Investment Management Inc.3,507$744 12/31/2019
     BABA3,507$744 12/31/2019
Bessemer Securities LLC3,495$741 12/31/2019
     BABA3,495$741 12/31/2019
Northstar Wealth Partners LLC3,498$741 12/31/2019
     BABA3,498$741 12/31/2019
Venture Visionary Partners LLC3,492$740 12/31/2019
     BABA3,492$740 12/31/2019
Patten & Patten Inc. TN3,469$736 12/31/2019
     BABA3,469$736 12/31/2019
Peapack Gladstone Financial Corp3,464$735 12/31/2019
     BABA3,464$735 12/31/2019
Wrapmanager Inc.3,460$734 12/31/2019
     BABA3,460$734 12/31/2019
Bank Pictet & Cie Asia Ltd.27,441$730 12/31/2019
     BABA27,441$730 12/31/2019
Blue Edge Capital LLC3,427$727 12/31/2019
     BABA3,427$727 12/31/2019
Crumly & Associates Inc.3,412$724 12/31/2019
     BABA3,412$724 12/31/2019
CHICAGO TRUST Co NA3,398$721 12/31/2019
     BABA3,398$721 12/31/2019
Optiver US LLC $721 12/31/2019
     CALL18$382 12/31/2019
     BABA1,400$297 12/31/2019
     PUT2$42 12/31/2019
King Wealth3,395$720 12/31/2019
     BABA3,395$720 12/31/2019
Gunderson Capital Management Inc.23,067$720 12/31/2019
     BABA23,067$720 12/31/2019
Seeyond3,384$718 12/31/2019
     BABA3,384$718 12/31/2019
Arthur M. Cohen & Associates LLC3,380$717 12/31/2019
     BABA3,380$717 12/31/2019
Laurel Wealth Advisors Inc.3,364$714 12/31/2019
     BABA3,364$714 12/31/2019
Foresight Wealth Management LLC3,366$714 12/31/2019
     BABA3,366$714 12/31/2019
Valley National Advisers Inc.3,356$712 12/31/2019
     BABA3,356$712 12/31/2019
JCIC Asset Management Inc.3,355$712 12/31/2019
     BABA3,355$712 12/31/2019
Pinnacle Wealth Planning Services Inc.3,351$710 12/31/2019
     BABA3,351$710 12/31/2019
InterOcean Capital LLC3,342$709 12/31/2019
     BABA3,342$709 12/31/2019
Integrated Advisors Network LLC3,318$704 12/31/2019
     BABA3,318$704 12/31/2019
Centaurus Financial Inc.3,310$702 12/31/2019
     BABA3,310$702 12/31/2019
Wilbanks Smith & Thomas Asset Management LLC3,301$700 12/31/2019
     BABA3,301$700 12/31/2019
Ausdal Financial Partners Inc.3,303$700 12/31/2019
     BABA3,303$700 12/31/2019
Creative Financial Designs Inc. ADV3,148$692 12/31/2019
     BABA3,148$692 12/31/2019
Beirne Wealth Consulting Services LLC3,260$691 12/31/2019
     BABA3,260$691 12/31/2019
Arete Wealth Advisors LLC3,246$690 12/31/2019
     BABA3,246$690 12/31/2019
Segment Wealth Management LLC3,243$688 12/31/2019
     BABA3,243$688 12/31/2019
Fulton Bank N.A.3,239$687 12/31/2019
     BABA3,239$687 12/31/2019
BBR Partners LLC3,234$686 12/31/2019
     BABA3,234$686 12/31/2019
Columbia Asset Management3,235$686 12/31/2019
     BABA3,235$686 12/31/2019
Venturi Wealth Management LLC3,230$685 12/31/2019
     BABA3,230$685 12/31/2019
Adams Wealth Management3,226$684 12/31/2019
     BABA3,226$684 12/31/2019
Gateway Advisory LLC3,191$677 12/31/2019
     BABA3,191$677 12/31/2019
Claro Advisors LLC3,191$677 12/31/2019
     BABA3,191$677 12/31/2019
Lake Street Financial LLC3,190$677 12/31/2019
     BABA3,190$677 12/31/2019
Wharton Business Group LLC3,177$674 12/31/2019
     BABA3,177$674 12/31/2019
Eqis Capital Management Inc.3,178$674 12/31/2019
     BABA3,178$674 12/31/2019
Night Owl Capital Management LLC3,173$673 12/31/2019
     BABA3,173$673 12/31/2019
Mandatum Life Insurance Co Ltd3,175$673 12/31/2019
     BABA3,175$673 12/31/2019
FinTrust Capital Advisors LLC $667 12/31/2019
     BABA3,144$667 12/31/2019
     Call50,200$0 12/31/2019
NorthRock Partners LLC3,145$667 12/31/2019
     BABA3,145$667 12/31/2019
Groesbeck Investment Management Corp NJ3,140$666 12/31/2019
     BABA3,140$666 12/31/2019
Institute for Wealth Management LLC.3,140$666 12/31/2019
     BABA3,140$666 12/31/2019
Capital Advisory Group Advisory Services LLC3,138$666 12/31/2019
     BABA3,138$666 12/31/2019
Whittier Trust Co.3,131$664 12/31/2019
     BABA3,131$664 12/31/2019
Amarillo National Bank3,120$661 12/31/2019
     BABA3,120$661 12/31/2019
O Shaughnessy Asset Management LLC3,118$661 12/31/2019
     BABA3,118$661 12/31/2019
Landsberg Bennett & Dubbaneh LLC3,102$660 12/31/2019
     BABA3,102$660 12/31/2019
FLC Capital Advisors3,078$653 12/31/2019
     BABA3,078$653 12/31/2019
Beacon Pointe Wealth Advisors LLC3,068$651 12/31/2019
     BABA3,068$651 12/31/2019
Quantitative Systematic Strategies LLC3,049$647 12/31/2019
     BABA3,049$647 12/31/2019
Alpine Woods Capital Investors LLC3,000$636 12/31/2019
     BABA3,000$636 12/31/2019
Anson Funds Management LP3,000$636 12/31/2019
     BABA3,000$636 12/31/2019
Jupiter Wealth Management LLC2,787$631 12/31/2019
     BABA2,787$631 12/31/2019
Sound View Wealth Advisors Group LLC2,977$631 12/31/2019
     BABA2,977$631 12/31/2019
Buckingham Asset Management LLC2,964$629 12/31/2019
     BABA2,964$629 12/31/2019
IFG Advisors LLC2,950$626 12/31/2019
     BABA2,950$626 12/31/2019
Winslow Evans & Crocker Inc.2,922$622 12/31/2019
     BABA2,922$622 12/31/2019
Sonora Investment Management LLC2,912$618 12/31/2019
     BABA2,912$618 12/31/2019
Iron Financial LLC2,913$618 12/31/2019
     BABA2,913$618 12/31/2019
HMS Capital Management LLC $618 12/31/2019
     BABA5,613$1,191 12/31/2019
     Put2,700$573 12/31/2019
Argent Trust Co2,903$615 12/31/2019
     BABA2,903$615 12/31/2019
WMS Partners LLC2,892$613 12/31/2019
     BABA2,892$613 12/31/2019
Live Oak Private Wealth LLC2,879$611 12/31/2019
     BABA2,879$611 12/31/2019
Summit X LLC2,890$609 12/31/2019
     BABA2,890$609 12/31/2019
OneAscent Financial Services LLC2,824$599 12/31/2019
     BABA2,824$599 12/31/2019
First Business Financial Services Inc.2,795$593 12/31/2019
     BABA2,795$593 12/31/2019
Burney Co.2,762$586 12/31/2019
     BABA2,762$586 12/31/2019
Vigilare Wealth Management2,720$580 12/31/2019
     BABA2,720$580 12/31/2019
Bogart Wealth LLC2,731$579 12/31/2019
     BABA2,731$579 12/31/2019
Highlander Capital Management LLC2,675$567 12/31/2019
     BABA2,675$567 12/31/2019
Fortem Financial Group LLC2,668$566 12/31/2019
     BABA2,668$566 12/31/2019
Keystone Financial Group2,659$564 12/31/2019
     BABA2,659$564 12/31/2019
Northstar Group Inc.2,626$557 12/31/2019
     BABA2,626$557 12/31/2019
Ethic Inc.2,628$557 12/31/2019
     BABA2,628$557 12/31/2019
Chevy Chase Trust Holdings Inc.2,615$555 12/31/2019
     BABA2,615$555 12/31/2019
Ambassador Advisors LLC2,616$555 12/31/2019
     BABA2,616$555 12/31/2019
Stratos Wealth Advisors LLC2,615$555 12/31/2019
     BABA2,615$555 12/31/2019
CWA Asset Management Group LLC2,613$554 12/31/2019
     BABA2,613$554 12/31/2019
Old Port Advisors2,558$554 12/31/2019
     BABA2,558$554 12/31/2019
Global Trust Asset Management LLC2,600$551 12/31/2019
     BABA2,600$551 12/31/2019
Trustcore Financial Services LLC2,585$548 12/31/2019
     BABA2,585$548 12/31/2019
Nations Financial Group Inc. IA ADV2,564$544 12/31/2019
     BABA2,564$544 12/31/2019
Strategy Asset Managers LLC2,560$543 12/31/2019
     BABA2,560$543 12/31/2019
Carroll Financial Associates Inc.2,560$542 12/31/2019
     BABA2,560$542 12/31/2019
BigSur Wealth Management LLC2,555$542 12/31/2019
     BABA2,555$542 12/31/2019
Gryphon Financial Partners LLC2,540$539 12/31/2019
     BABA2,540$539 12/31/2019
Sontag Advisory LLC2,538$538 12/31/2019
     BABA2,538$538 12/31/2019
Indie Asset Partners LLC2,514$533 12/31/2019
     BABA2,514$533 12/31/2019
Mizuho Securities Co. Ltd.2,500$530 12/31/2019
     BABA2,500$530 12/31/2019
E&G Advisors LP2,497$530 12/31/2019
     BABA2,497$530 12/31/2019
Lakeview Capital Partners LLC2,490$528 12/31/2019
     BABA2,490$528 12/31/2019
Element Pointe Advisors LLC2,458$521 12/31/2019
     BABA2,458$521 12/31/2019
Smith Moore & CO.2,452$520 12/31/2019
     BABA2,452$520 12/31/2019
Regentatlantic Capital LLC2,447$519 12/31/2019
     BABA2,447$519 12/31/2019
North Star Investment Management Corp.2,445$519 12/31/2019
     BABA2,445$519 12/31/2019
Landscape Capital Management L.L.C.2,445$519 12/31/2019
     BABA2,445$519 12/31/2019
Optimum Investment Advisors2,438$517 12/31/2019
     BABA2,438$517 12/31/2019
Wall Street Access Asset Management LLC2,435$516 12/31/2019
     BABA2,435$516 12/31/2019
Quad Cities Investment Group LLC2,442$516 12/31/2019
     BABA2,442$516 12/31/2019
Intercontinental Wealth Advisors LLC2,328$513 12/31/2019
     BABA2,328$513 12/31/2019
Americana Partners LLC2,405$510 12/31/2019
     BABA2,405$510 12/31/2019
Blue Square Asset Management LLC2,400$509 12/31/2019
     BABA2,400$509 12/31/2019
Homrich & Berg2,379$505 12/31/2019
     BABA2,379$505 12/31/2019
Kore Private Wealth LLC2,370$503 12/31/2019
     BABA2,370$503 12/31/2019
Moloney Securities Asset Management LLC2,366$502 12/31/2019
     BABA2,366$502 12/31/2019
Brighton Jones LLC2,361$501 12/31/2019
     BABA2,361$501 12/31/2019
Column Capital Advisors LLC2,333$494 12/31/2019
     BABA2,333$494 12/31/2019
Ellis Investment Partners LLC2,233$490 12/31/2019
     BABA2,233$490 12/31/2019
Regal Investment Advisors LLC2,304$489 12/31/2019
     BABA2,304$489 12/31/2019
Fort Sheridan Advisors LLC2,300$488 12/31/2019
     BABA2,300$488 12/31/2019
Jag Capital Management LLC2,295$487 12/31/2019
     BABA2,295$487 12/31/2019
Beacon Financial Group2,936$487 12/31/2019
     BABA2,936$487 12/31/2019
Braun Stacey Associates Inc.2,292$486 12/31/2019
     BABA2,292$486 12/31/2019
Ancora Advisors LLC2,282$484 12/31/2019
     BABA2,282$484 12/31/2019
Hudock Capital Group LLC2,203$484 12/31/2019
     BABA2,203$484 12/31/2019
Perigon Wealth Management LLC2,233$484 12/31/2019
     BABA2,233$484 12/31/2019
Edge Capital Group LLC2,277$483 12/31/2019
     BABA2,277$483 12/31/2019
Western Wealth Management LLC2,278$483 12/31/2019
     BABA2,278$483 12/31/2019
Sullivan Bruyette Speros & Blaney LLC2,266$481 12/31/2019
     BABA2,266$481 12/31/2019
Verdence Capital Advisors LLC2,268$481 12/31/2019
     BABA2,268$481 12/31/2019
Laidlaw Wealth Management LLC2,241$475 12/31/2019
     BABA2,241$475 12/31/2019
Weatherly Asset Management L. P.2,216$470 12/31/2019
     BABA2,216$470 12/31/2019
Horan Capital Management2,206$468 12/31/2019
     BABA2,206$468 12/31/2019
Exencial Wealth Advisors LLC2,207$468 12/31/2019
     BABA2,207$468 12/31/2019
Robertson Stephens Wealth Management LLC2,210$468 12/31/2019
     BABA2,210$468 12/31/2019
Altavista Wealth Management Inc.2,200$467 12/31/2019
     BABA2,200$467 12/31/2019
Tarbox Family Office Inc.2,200$467 12/31/2019
     BABA2,200$467 12/31/2019
FFT Wealth Management LLC2,200$467 12/31/2019
     BABA2,200$467 12/31/2019
JT Stratford LLC2,200$467 12/31/2019
     BABA2,200$467 12/31/2019
Red Door Wealth Management LLC2,063$467 12/31/2019
     BABA2,063$467 12/31/2019
Strategic Global Advisors LLC2,191$465 12/31/2019
     BABA2,191$465 12/31/2019
PBMares Wealth Management LLC2,134$453 12/31/2019
     BABA2,134$453 12/31/2019
DeDora Capital Inc.2,132$452 12/31/2019
     BABA2,132$452 12/31/2019
Rowland Carmichael Advisors Inc. ADV2,123$450 12/31/2019
     BABA2,123$450 12/31/2019
RWC Asset Management LLP2,119$449 12/31/2019
     BABA2,119$449 12/31/2019
KCM Investment Advisors LLC2,107$447 12/31/2019
     BABA2,107$447 12/31/2019
Taylor Cottrill Erickson & Associates Inc.2,100$445 12/31/2019
     BABA2,100$445 12/31/2019
Fiduciary Financial Services of The Southwest Inc. TX2,081$441 12/31/2019
     BABA2,081$441 12/31/2019
Diligent Investors LLC2,066$438 12/31/2019
     BABA2,066$438 12/31/2019
Webster Bank N. A.2,060$437 12/31/2019
     BABA2,060$437 12/31/2019
Clear Creek Financial Management LLC1,921$437 12/31/2019
     BABA1,921$437 12/31/2019
Wade G W & Inc.2,054$436 12/31/2019
     BABA2,054$436 12/31/2019
Fox Run Management L.L.C.2,042$433 12/31/2019
     BABA2,042$433 12/31/2019
Vicus Capital2,038$432 12/31/2019
     BABA2,038$432 12/31/2019
Savant Capital LLC2,020$428 12/31/2019
     BABA2,020$428 12/31/2019
SOL Capital Management CO2,007$426 12/31/2019
     BABA2,007$426 12/31/2019
Adams Chetwood Wealth Management LLC2,010$426 12/31/2019
     BABA2,010$426 12/31/2019
Putnam FL Investment Management Co.2,000$424 12/31/2019
     BABA2,000$424 12/31/2019
Jeereddi Investments LP2,000$424 12/31/2019
     BABA2,000$424 12/31/2019
Arcus Capital Partners LLC2,000$424 12/31/2019
     BABA2,000$424 12/31/2019
Cottage Street Advisors LLC2,000$424 12/31/2019
     BABA2,000$424 12/31/2019
Strategic Wealth Management Group LLC1,994$423 12/31/2019
     BABA1,994$423 12/31/2019
Everett Harris & Co. CA1,989$422 12/31/2019
     BABA1,989$422 12/31/2019
Princeton Capital Management LLC1,950$422 12/31/2019
     BABA1,950$422 12/31/2019
Keel Point LLC1,975$419 12/31/2019
     BABA1,975$419 12/31/2019
ARGI Investment Services LLC1,925$417 12/31/2019
     BABA1,925$417 12/31/2019
AllSquare Wealth Management LLC1,965$417 12/31/2019
     BABA1,965$417 12/31/2019
Fieldpoint Private Securities LLC1,967$417 12/31/2019
     BABA1,967$417 12/31/2019
KG&L Capital Management LLC1,963$416 12/31/2019
     BABA1,963$416 12/31/2019
Ruane Cunniff & Goldfarb L.P.1,945$413 12/31/2019
     BABA1,945$413 12/31/2019
Covenant Partners LLC1,941$412 12/31/2019
     BABA1,941$412 12/31/2019
Mission Wealth Management LP1,938$411 12/31/2019
     BABA1,938$411 12/31/2019
WBH Advisory Inc.1,927$408 12/31/2019
     BABA1,927$408 12/31/2019
Menard Financial Group LLC1,915$406 12/31/2019
     BABA1,915$406 12/31/2019
SevenBridge Financial Group LLC1,904$404 12/31/2019
     BABA1,904$404 12/31/2019
TBH Global Asset Management LLC1,905$404 12/31/2019
     BABA1,905$404 12/31/2019
Gamco Investors INC. ET AL1,885$400 12/31/2019
     BABA1,885$400 12/31/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management1,881$399 12/31/2019
     BABA1,881$399 12/31/2019
Intl Fcstone Inc.1,871$397 12/31/2019
     BABA1,871$397 12/31/2019
Blue Chip Wealth Management Inc.1,869$396 12/31/2019
     BABA1,869$396 12/31/2019
Brandywine Oak Private Wealth LLC1,868$396 12/31/2019
     BABA1,868$396 12/31/2019
Berry Group LLC1,841$390 12/31/2019
     BABA1,841$390 12/31/2019
Capital One National Association1,835$389 12/31/2019
     BABA1,835$389 12/31/2019
Toth Financial Advisory Corp1,835$389 12/31/2019
     BABA1,835$389 12/31/2019
Horizon Kinetics Asset Management LLC1,836$389 12/31/2019
     BABA1,836$389 12/31/2019
Investors Financial Group LLC1,836$389 12/31/2019
     BABA1,836$389 12/31/2019
Platte River Wealth Advisors LLC1,882$389 12/31/2019
     BABA1,882$389 12/31/2019
Summit Trail Advisors LLC1,830$388 12/31/2019
     BABA1,830$388 12/31/2019
Holistic Financial Partners1,827$388 12/31/2019
     BABA1,827$388 12/31/2019
Bellevue Asset Management LLC1,822$386 12/31/2019
     BABA1,822$386 12/31/2019
Balasa Dinverno & Foltz LLC1,817$385 12/31/2019
     BABA1,817$385 12/31/2019
Successful Portfolios LLC1,810$384 12/31/2019
     BABA1,810$384 12/31/2019
London & Capital Asset Management Ltd1,812$384 12/31/2019
     BABA1,812$384 12/31/2019
Security National Trust Co.1,799$381 12/31/2019
     BABA1,799$381 12/31/2019
Lenox Wealth Advisors LLC1,795$381 12/31/2019
     BABA1,795$381 12/31/2019
Hilltop Holdings Inc.1,785$379 12/31/2019
     BABA1,785$379 12/31/2019
Close Asset Management Ltd1,781$378 12/31/2019
     BABA1,781$378 12/31/2019
Merriman Wealth Management LLC1,772$376 12/31/2019
     BABA1,772$376 12/31/2019
Quadrant Private Wealth Management LLC1,771$376 12/31/2019
     BABA1,771$376 12/31/2019
Sonata Capital Group Inc.1,754$372 12/31/2019
     BABA1,754$372 12/31/2019
Alesco Advisors LLC1,755$372 12/31/2019
     BABA1,755$372 12/31/2019
Dorsey & Whitney Trust CO LLC1,750$372 12/31/2019
     BABA1,750$372 12/31/2019
All Terrain Financial Advisors LLC $370 12/31/2019
     Call1,000$212 12/31/2019
     BABA746$158 12/31/2019
Omnia Family Wealth LLC1,739$369 12/31/2019
     BABA1,739$369 12/31/2019
Naples Global Advisors LLC1,736$368 12/31/2019
     BABA1,736$368 12/31/2019
Capstone Financial Advisors Inc.1,737$368 12/31/2019
     BABA1,737$368 12/31/2019
RMB Capital Management LLC1,731$367 12/31/2019
     BABA1,731$367 12/31/2019
Avestar Capital LLC1,725$365 12/31/2019
     BABA1,725$365 12/31/2019
Dynamic Advisor Solutions LLC1,718$364 12/31/2019
     BABA1,718$364 12/31/2019
Cypress Wealth Services LLC1,701$361 12/31/2019
     BABA1,701$361 12/31/2019
Bank of The West1,696$360 12/31/2019
     BABA1,696$360 12/31/2019
GYL Financial Synergies LLC1,696$360 12/31/2019
     BABA1,696$360 12/31/2019
Clal Insurance Enterprises Holdings Ltd75,508$356 12/31/2019
     BABA75,508$356 12/31/2019
Edge Wealth Management LLC1,675$355 12/31/2019
     BABA1,675$355 12/31/2019
JNBA Financial Advisors1,673$355 12/31/2019
     BABA1,673$355 12/31/2019
Associated Banc Corp1,668$354 12/31/2019
     BABA1,668$354 12/31/2019
Sterling Investment Advisors Ltd.1,659$351 12/31/2019
     BABA1,659$351 12/31/2019
Private Wealth Advisors Inc.1,664$350 12/31/2019
     BABA1,664$350 12/31/2019
Private Vista LLC1,650$350 12/31/2019
     BABA1,650$350 12/31/2019
Winthrop Advisory Group LLC1,646$349 12/31/2019
     BABA1,646$349 12/31/2019
Ironwood Investment Counsel LLC1,643$348 12/31/2019
     BABA1,643$348 12/31/2019
TRUE Private Wealth Advisors1,639$347 12/31/2019
     BABA1,639$347 12/31/2019
Ahrens Investment Partners LLC1,636$347 12/31/2019
     BABA1,636$347 12/31/2019