HoldingsChannel.com
Funds Holding BABA
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc.77,299,011$12,926,716 09/30/2019
     BABA77,299,011$12,926,716 09/30/2019
Price T Rowe Associates Inc. MD71,563,247$11,967,522 09/30/2019
     BABA71,563,247$11,967,522 09/30/2019
Vanguard Group Inc.51,532,795$8,617,830 09/30/2019
     BABA51,532,795$8,617,830 09/30/2019
Baillie Gifford & Co.49,631,398$8,299,858 09/30/2019
     BABA49,631,398$8,299,858 09/30/2019
Invesco Ltd.33,419,723$5,588,779 09/30/2019
     BABA33,419,723$5,588,779 09/30/2019
State Street Corp30,001,297$5,017,117 09/30/2019
     BABA30,001,297$5,017,117 09/30/2019
Hsbc Holdings PLC $4,631,213 09/30/2019
     BABA27,459,068$4,591,981 09/30/2019
     Call255,700$42,761 09/30/2019
     Put21,100$3,529 09/30/2019
Capital Research Global Investors27,238,650$4,555,111 09/30/2019
     BABA27,238,650$4,555,111 09/30/2019
Schroder Investment Management Group27,146,487$4,505,775 09/30/2019
     BABA27,146,487$4,505,775 09/30/2019
Temasek Holdings Private Ltd26,075,175$4,360,552 09/30/2019
     BABA26,075,175$4,360,552 09/30/2019
JPMorgan Chase & Co. $4,138,942 09/30/2019
     BABA25,164,911$4,208,326 09/30/2019
     Put1,168,400$195,392 09/30/2019
     Call753,500$126,008 09/30/2019
UBS Asset Management Americas Inc.23,812,035$3,982,087 09/30/2019
     BABA23,812,035$3,982,087 09/30/2019
FMR LLC21,644,131$3,619,547 09/30/2019
     BABA21,644,131$3,619,547 09/30/2019
Capital World Investors18,337,977$3,066,653 09/30/2019
     BABA18,337,977$3,066,653 09/30/2019
FIL Ltd17,378,493$2,906,206 09/30/2019
     BABA17,378,493$2,906,206 09/30/2019
Magellan Asset Management Ltd15,129,683$2,530,137 09/30/2019
     BABA15,129,683$2,530,137 09/30/2019
Primecap Management Co. CA15,098,435$2,524,911 09/30/2019
     BABA15,098,435$2,524,911 09/30/2019
Wellington Management Group LLP14,658,975$2,451,420 09/30/2019
     BABA14,658,975$2,451,420 09/30/2019
Morgan Stanley14,053,543$2,350,175 09/30/2019
     BABA14,053,543$2,350,175 09/30/2019
Jennison Associates LLC14,041,300$2,348,127 09/30/2019
     BABA14,041,300$2,348,127 09/30/2019
Fisher Asset Management LLC13,465,815$2,251,888 09/30/2019
     BABA13,465,815$2,251,888 09/30/2019
Bank of America Corp DE13,246,736$2,215,250 09/30/2019
     BABA13,246,736$2,215,250 09/30/2019
Loomis Sayles & Co. L P12,989,983$2,172,315 09/30/2019
     BABA12,989,983$2,172,315 09/30/2019
Canada Pension Plan Investment Board11,664,174$1,950,600 09/30/2019
     BABA11,664,174$1,950,600 09/30/2019
Sands Capital Management LLC11,349,346$1,897,951 09/30/2019
     BABA11,349,346$1,897,951 09/30/2019
Goldman Sachs Group Inc. $1,835,322 09/30/2019
     BABA10,194,436$1,704,816 09/30/2019
     Call3,065,700$512,677 09/30/2019
     Put2,285,300$382,171 09/30/2019
Legal & General Group Plc10,816,783$1,808,889 09/30/2019
     BABA10,816,783$1,808,889 09/30/2019
Melvin Capital Management LP $1,331,198 09/30/2019
     Call4,180,000$699,021 09/30/2019
     BABA3,780,282$632,177 09/30/2019
Investec Asset Management LTD7,893,516$1,320,033 09/30/2019
     BABA7,893,516$1,320,033 09/30/2019
Northern Trust Corp7,842,125$1,311,439 09/30/2019
     BABA7,842,125$1,311,439 09/30/2019
Tiger Global Management LLC7,780,262$1,301,093 09/30/2019
     BABA7,780,262$1,301,093 09/30/2019
Deutsche Bank AG $1,295,582 09/30/2019
     BABA7,750,194$1,296,056 09/30/2019
     Put4,445$743 09/30/2019
     Call1,617$269 09/30/2019
Lone Pine Capital LLC7,292,562$1,219,535 09/30/2019
     BABA7,292,562$1,219,535 09/30/2019
Ameriprise Financial Inc.7,228,981$1,208,876 09/30/2019
     BABA7,228,981$1,208,876 09/30/2019
Franklin Resources Inc.7,133,292$1,192,872 09/30/2019
     BABA7,133,292$1,192,872 09/30/2019
UBS Group AG $1,148,324 09/30/2019
     BABA7,153,853$1,196,340 09/30/2019
     Put4,085,540$683,225 09/30/2019
     Call3,798,415$635,209 09/30/2019
Vontobel Asset Management Inc.6,539,816$1,102,270 09/30/2019
     BABA6,539,816$1,102,270 09/30/2019
Credit Suisse AG $1,026,622 09/30/2019
     BABA5,895,174$985,851 09/30/2019
     Call733,200$122,613 09/30/2019
     Put489,400$81,842 09/30/2019
William Blair Investment Management LLC5,991,331$1,001,938 09/30/2019
     BABA5,991,331$1,001,938 09/30/2019
Harding Loevner LP5,854,757$979,091 09/30/2019
     BABA5,854,757$979,091 09/30/2019
Janus Henderson Group PLC5,757,619$962,866 09/30/2019
     BABA5,757,619$962,866 09/30/2019
Sumitomo Mitsui Trust Holdings Inc.5,733,621$958,833 09/30/2019
     BABA5,733,621$958,833 09/30/2019
Genesis Investment Management LLP4,372,181$927,340 12/31/2019
     BABA4,372,181$927,340 12/31/2019
Egerton Capital UK LLP5,532,323$925,170 09/30/2019
     BABA5,532,323$925,170 09/30/2019
Amundi Pioneer Asset Management Inc.4,991,923$834,799 09/30/2019
     BABA4,991,923$834,799 09/30/2019
Federated Investors Inc. PA4,846,596$810,496 09/30/2019
     BABA4,846,596$810,496 09/30/2019
Swiss National Bank4,814,286$802,887 09/30/2019
     BABA4,814,286$802,887 09/30/2019
Allianz Asset Management GmbH4,777,995$798,942 09/30/2019
     BABA4,777,995$798,942 09/30/2019
D. E. Shaw & Co. Inc. $789,559 09/30/2019
     BABA6,333,099$1,059,084 09/30/2019
     Put1,943,300$324,978 09/30/2019
     Call331,600$55,453 09/30/2019
Wells Fargo & Company MN $769,690 09/30/2019
     BABA4,603,731$769,883 09/30/2019
     Put60,700$198 09/30/2019
     Call21,000$5 09/30/2019
Citigroup Inc. $763,054 09/30/2019
     BABA4,610,505$771,014 09/30/2019
     Put2,766,700$462,675 09/30/2019
     Call2,719,100$454,715 09/30/2019
Nuveen Asset Management LLC4,552,650$761,340 09/30/2019
     BABA4,552,650$761,340 09/30/2019
Greenwoods Asset Management Ltd4,335,586$725,040 09/30/2019
     BABA4,335,586$725,040 09/30/2019
WELLCOME TRUST LTD THE as trustee of the WELLCOME TRUST3,327,640$705,792 12/31/2019
     BABA3,327,640$705,792 12/31/2019
Davis Selected Advisers4,176,607$698,454 09/30/2019
     BABA4,176,607$698,454 09/30/2019
American Century Companies Inc.4,155,118$694,860 09/30/2019
     BABA4,155,118$694,860 09/30/2019
Sculptor Capital LP $658,181 09/30/2019
     BABA2,226,279$372,301 09/30/2019
     Call1,709,500$285,880 09/30/2019
APG Asset Management N.V.4,278,242$656,256 09/30/2019
     BABA4,278,242$656,256 09/30/2019
Coatue Management LLC3,909,005$653,703 09/30/2019
     BABA3,909,005$653,703 09/30/2019
Soroban Capital Partners LP3,835,544$641,418 09/30/2019
     BABA3,835,544$641,418 09/30/2019
Clearbridge Investments LLC3,796,325$634,859 09/30/2019
     BABA3,796,325$634,859 09/30/2019
Matthews International Capital Management LLC3,795,656$634,748 09/30/2019
     BABA3,795,656$634,748 09/30/2019
Barclays PLC $627,838 09/30/2019
     Call4,588,900$767,401 09/30/2019
     Put2,871,100$480,133 09/30/2019
     BABA2,036,530$340,570 09/30/2019
Waddell & Reed Financial Inc.3,744,138$626,132 09/30/2019
     BABA3,744,138$626,132 09/30/2019
Massachusetts Financial Services Co. MA3,734,457$624,513 09/30/2019
     BABA3,734,457$624,513 09/30/2019
AQR Capital Management LLC3,688,444$616,819 09/30/2019
     BABA3,688,444$616,819 09/30/2019
Bank of New York Mellon Corp $602,155 09/30/2019
     BABA3,599,262$601,904 09/30/2019
     Call1,500$251 09/30/2019
Silver Lake Group L.L.C.3,587,218$599,890 09/30/2019
     BABA3,587,218$599,890 09/30/2019
Fred Alger Management LLC3,585,928$599,675 09/30/2019
     BABA3,585,928$599,675 09/30/2019
D1 Capital Partners L.P.3,465,000$579,452 09/30/2019
     BABA3,465,000$579,452 09/30/2019
Commerzbank Aktiengesellschaft FI2,727,931$578,594 12/31/2019
     BABA2,727,931$578,594 12/31/2019
Pictet Asset Management Ltd. $569,040 09/30/2019
     BABA3,331,836$557,183 09/30/2019
     Call70,900$11,857 09/30/2019
Geode Capital Management LLC3,374,743$561,134 09/30/2019
     BABA3,374,743$561,134 09/30/2019
Green Court Capital Management Ltd3,346,718$559,672 09/30/2019
     BABA3,346,718$559,672 09/30/2019
Alliancebernstein L.P.3,306,010$552,864 09/30/2019
     BABA3,306,010$552,864 09/30/2019
Lazard Asset Management LLC3,282,174$548,877 09/30/2019
     BABA3,282,174$548,877 09/30/2019
Dodge & Cox3,269,400$546,742 09/30/2019
     BABA3,269,400$546,742 09/30/2019
Primavera Capital Management Ltd3,236,371$541,218 09/30/2019
     BABA3,236,371$541,218 09/30/2019
DSM Capital Partners LLC2,984,192$499,047 09/30/2019
     BABA2,984,192$499,047 09/30/2019
Alecta Pensionsforsakring Omsesidigt2,285,000$486,385 12/31/2019
     BABA2,285,000$486,385 12/31/2019
Nordea Investment Management AB2,830,695$478,918 09/30/2019
     BABA2,830,695$478,918 09/30/2019
Acadian Asset Management LLC2,849,823$476,576 09/30/2019
     BABA2,849,823$476,576 09/30/2019
California Public Employees Retirement System2,826,308$472,643 09/30/2019
     BABA2,826,308$472,643 09/30/2019
Standard Life Aberdeen plc2,677,975$447,864 09/30/2019
     BABA2,677,975$447,864 09/30/2019
Bessemer Group Inc.2,675,259$447,383 09/30/2019
     BABA2,675,259$447,383 09/30/2019
Axiom International Investors LLC DE2,649,817$443,129 09/30/2019
     BABA2,649,817$443,129 09/30/2019
Neuberger Berman Group LLC2,640,684$441,602 09/30/2019
     BABA2,640,684$441,602 09/30/2019
Flossbach Von Storch AG2,571,171$429,977 09/30/2019
     BABA2,571,171$429,977 09/30/2019
Susquehanna International Group LLP $428,426 09/30/2019
     Put12,370,000$2,068,636 09/30/2019
     Call8,906,400$1,489,418 09/30/2019
     BABA6,025,499$1,007,644 09/30/2019
Dimensional Fund Advisors LP2,516,225$420,739 09/30/2019
     BABA2,516,225$420,739 09/30/2019
Mirae Asset Global Investments Co. Ltd.2,504,752$418,868 09/30/2019
     BABA2,504,752$418,868 09/30/2019
Select Equity Group L.P.2,499,509$417,993 09/30/2019
     BABA2,499,509$417,993 09/30/2019
Maplelane Capital LLC $415,901 09/30/2019
     Call1,930,000$322,754 09/30/2019
     BABA557,001$93,147 09/30/2019
Jane Street Group LLC $415,555 09/30/2019
     Call3,614,300$604,419 09/30/2019
     Put1,550,800$259,340 09/30/2019
     BABA421,434$70,476 09/30/2019
BNP Paribas Arbitrage SA $409,010 09/30/2019
     BABA2,356,291$394,043 09/30/2019
     Call2,242$37,493 09/30/2019
     Put1,347$22,526 09/30/2019
USS Investment Management Ltd2,434,500$407,146 09/30/2019
     BABA2,434,500$407,146 09/30/2019
Macquarie Group Ltd.2,417,569$404,289 09/30/2019
     BABA2,417,569$404,289 09/30/2019
Citadel Advisors LLC $394,687 09/30/2019
     Call7,045,200$1,178,169 09/30/2019
     Put5,664,700$947,308 09/30/2019
     BABA979,641$163,826 09/30/2019
Brown Advisory Inc. $378,160 09/30/2019
     BABA2,261,316$378,160 09/30/2019
     Call600$0 09/30/2019
Millennium Management LLC $374,906 09/30/2019
     Call1,425,500$238,386 09/30/2019
     BABA993,162$166,086 09/30/2019
     Put176,800$29,566 09/30/2019
Eminence Capital LP $370,900 09/30/2019
     BABA1,480,703$247,618 09/30/2019
     Call737,200$123,282 09/30/2019
Viking Global Investors LP2,205,268$368,787 09/30/2019
     BABA2,205,268$368,787 09/30/2019
Hillhouse Capital Advisors LTD.2,178,468$364,305 09/30/2019
     BABA2,178,468$364,305 09/30/2019
Prudential PLC2,176,340$363,949 09/30/2019
     BABA2,176,340$363,949 09/30/2019
Farallon Capital Management LLC2,174,715$363,678 09/30/2019
     BABA2,174,715$363,678 09/30/2019
Thornburg Investment Management Inc.2,155,582$360,478 09/30/2019
     BABA2,155,582$360,478 09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $360,394 09/30/2019
     BABA2,132,210$356,578 09/30/2019
     Call23,000$3,816 09/30/2019
Bank of Montreal Can $358,236 09/30/2019
     BABA2,119,665$354,473 09/30/2019
     Call50,000$8,362 09/30/2019
     Put27,500$4,599 09/30/2019
Maverick Capital Ltd.2,102,125$351,538 09/30/2019
     BABA2,102,125$351,538 09/30/2019
The Manufacturers Life Insurance Company 2,097,631$348,165 09/30/2019
     BABA2,097,631$348,165 09/30/2019
Swedbank2,081,100$348,022 09/30/2019
     BABA2,081,100$348,022 09/30/2019
Principal Financial Group Inc.2,077,256$347,380 09/30/2019
     BABA2,077,256$347,380 09/30/2019
TT International2,000,995$334,626 09/30/2019
     BABA2,000,995$334,626 09/30/2019
Causeway Capital Management LLC1,989,289$332,669 09/30/2019
     BABA1,989,289$332,669 09/30/2019
Russell Investments Group Ltd.1,986,918$331,153 09/30/2019
     BABA1,986,918$331,153 09/30/2019
Caisse DE Depot ET Placement DU Quebec1,917,892$320,729 09/30/2019
     BABA1,917,892$320,729 09/30/2019
Platinum Investment Management Ltd.1,911,965$319,738 09/30/2019
     BABA1,911,965$319,738 09/30/2019
Point72 Asset Management L.P.1,907,811$319,043 09/30/2019
     BABA1,907,811$319,043 09/30/2019
AXA1,907,458$318,984 09/30/2019
     BABA1,907,458$318,984 09/30/2019
Charles Schwab Investment Management Inc.1,890,827$316,203 09/30/2019
     BABA1,890,827$316,203 09/30/2019
Bamco Inc. NY1,867,595$312,318 09/30/2019
     BABA1,867,595$312,318 09/30/2019
TD Asset Management Inc.1,824,430$305,099 09/30/2019
     BABA1,824,430$305,099 09/30/2019
Discovery Value Fund1,797,874$300,658 09/30/2019
     BABA1,797,874$300,658 09/30/2019
Grantham Mayo Van Otterloo & Co. LLC1,779,298$297,552 09/30/2019
     BABA1,779,298$297,552 09/30/2019
Banco Santander S.A.1,717,851$287,277 09/30/2019
     BABA1,717,851$287,277 09/30/2019
AIA Group Ltd1,727,965$286,681 09/30/2019
     BABA1,727,965$286,681 09/30/2019
Alkeon Capital Management LLC1,695,140$283,478 09/30/2019
     BABA1,695,140$283,478 09/30/2019
Sei Investments Co.1,620,070$271,046 09/30/2019
     BABA1,620,070$271,046 09/30/2019
Man Group plc1,617,796$270,545 09/30/2019
     BABA1,617,796$270,545 09/30/2019
Nomura Asset Management Co. Ltd.1,605,533$268,493 09/30/2019
     BABA1,605,533$268,493 09/30/2019
Mitsubishi UFJ Trust & Banking Corp1,595,053$264,771 09/30/2019
     BABA1,595,053$264,771 09/30/2019
Barings LLC1,576,793$263,687 09/30/2019
     BABA1,576,793$263,687 09/30/2019
Handelsbanken Fonder AB1,571,746$262,843 09/30/2019
     BABA1,571,746$262,843 09/30/2019
Mondrian Investment Partners LTD1,566,617$261,985 09/30/2019
     BABA1,566,617$261,985 09/30/2019
Hardman Johnston Global Advisors LLC1,532,522$256,284 09/30/2019
     BABA1,532,522$256,284 09/30/2019
Mackenzie Financial Corp1,526,616$255,296 09/30/2019
     BABA1,526,616$255,296 09/30/2019
Coronation Fund Managers Ltd.1,201,686$254,878 12/31/2019
     BABA1,201,686$254,878 12/31/2019
Teacher Retirement System of Texas1,477,283$247,046 09/30/2019
     BABA1,477,283$247,046 09/30/2019
Raymond James & Associates1,454,161$243,179 09/30/2019
     BABA1,454,161$243,179 09/30/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.1,357,224$226,969 09/30/2019
     BABA1,357,224$226,969 09/30/2019
BRILLIANCE ASSET MANAGEMENT Ltd1,356,701$226,881 09/30/2019
     BABA1,356,701$226,881 09/30/2019
Marshall Wace North America L.P.1,342,020$224,425 09/30/2019
     BABA1,342,020$224,425 09/30/2019
Strategic Wealth Partners Ltd.2,599$222,784 09/30/2019
     BABA2,599$222,784 09/30/2019
Winslow Capital Management LLC1,323,543$221,336 09/30/2019
     BABA1,323,543$221,336 09/30/2019
Appaloosa LP1,300,000$217,399 09/30/2019
     BABA1,300,000$217,399 09/30/2019
Great West Life Assurance Co. Can1,290,911$215,961 09/30/2019
     BABA1,290,911$215,961 09/30/2019
DekaBank Deutsche Girozentrale854,883$215,262 09/30/2019
     BABA854,883$215,262 09/30/2019
Fullerton Fund Management Co Ltd.1,248,533$208,792 09/30/2019
     BABA1,248,533$208,792 09/30/2019
State of New Jersey Common Pension Fund D1,236,596$206,796 09/30/2019
     BABA1,236,596$206,796 09/30/2019
Victory Capital Management Inc.1,226,283$205,071 09/30/2019
     BABA1,226,283$205,071 09/30/2019
Polar Capital LLP1,132,070$189,316 09/30/2019
     BABA1,132,070$189,316 09/30/2019
Dragoneer Investment Group LLC1,123,070$187,811 09/30/2019
     BABA1,123,070$187,811 09/30/2019
Korea Investment CORP1,120,829$187,436 09/30/2019
     BABA1,120,829$187,436 09/30/2019
Taikang Asset Management Hong Kong Co Ltd1,114,373$186,357 09/30/2019
     BABA1,114,373$186,357 09/30/2019
Nokota Management LP $186,294 09/30/2019
     Call1,000,000$167,230 09/30/2019
     BABA114,000$19,064 09/30/2019
Sustainable Growth Advisers LP1,090,952$182,440 09/30/2019
     BABA1,090,952$182,440 09/30/2019
Parametric Portfolio Associates LLC1,087,068$181,790 09/30/2019
     BABA1,087,068$181,790 09/30/2019
Artisan Partners Limited Partnership1,086,918$181,765 09/30/2019
     BABA1,086,918$181,765 09/30/2019
Newport Asia LLC1,083,200$181,143 09/30/2019
     BABA1,083,200$181,143 09/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 841,367$178,454 12/31/2019
     BABA841,367$178,454 12/31/2019
Aviva PLC1,060,723$177,384 09/30/2019
     BABA1,060,723$177,384 09/30/2019
New York State Common Retirement Fund1,021,194$170,774 09/30/2019
     BABA1,021,194$170,774 09/30/2019
Prudential Financial Inc.1,018,011$170,202 09/30/2019
     BABA1,018,011$170,202 09/30/2019
Serenity Capital LLC1,010,061$168,913 09/30/2019
     BABA1,010,061$168,913 09/30/2019
Martin Currie Ltd.1,002,242$167,605 09/30/2019
     BABA1,002,242$167,605 09/30/2019
TRG Investments LLC995,272$166,439 09/30/2019
     BABA995,272$166,439 09/30/2019
Marshall Wace LLP980,675$163,998 09/30/2019
     BABA980,675$163,998 09/30/2019
Veritas Asset Management LLP974,815$163,018 09/30/2019
     BABA974,815$163,018 09/30/2019
C WorldWide Group Holding A S963,473$161,121 09/30/2019
     BABA963,473$161,121 09/30/2019
Myriad Asset Management Ltd.961,900$160,858 09/30/2019
     BABA961,900$160,858 09/30/2019
Broad Peak Investment Holdings Ltd.751,937$159,486 12/31/2019
     BABA751,937$159,486 12/31/2019
AMF Pensionsforsakring AB930,611$155,626 09/30/2019
     BABA930,611$155,626 09/30/2019
Driehaus Capital Management LLC917,282$153,397 09/30/2019
     BABA917,282$153,397 09/30/2019
ANTIPODES PARTNERS Ltd890,846$148,976 09/30/2019
     BABA890,846$148,976 09/30/2019
Krane Funds Advisors LLC887,850$148,475 09/30/2019
     BABA887,850$148,475 09/30/2019
Harvest Fund Management Co. Ltd843,710$141,094 09/30/2019
     BABA843,710$141,094 09/30/2019
Nomura Holdings Inc.850,004$140,659 09/30/2019
     BABA850,004$140,659 09/30/2019
CI Investments Inc.831,382$139,032 09/30/2019
     BABA831,382$139,032 09/30/2019
AMP Capital Investors Ltd812,353$134,834 09/30/2019
     BABA812,353$134,834 09/30/2019
TB Alternative Assets Ltd.800,000$133,784 09/30/2019
     BABA800,000$133,784 09/30/2019
Scopia Capital Management LP798,691$133,565 09/30/2019
     BABA798,691$133,565 09/30/2019
Altshuler Shaham Ltd795,365$132,012 09/30/2019
     BABA795,365$132,012 09/30/2019
KBC Group NV786,448$131,517 09/30/2019
     BABA786,448$131,517 09/30/2019
New Silk Road Investment PTE Ltd.781,707$130,725 09/30/2019
     BABA781,707$130,725 09/30/2019
Alberta Investment Management Corp777,252$129,980 09/30/2019
     BABA777,252$129,980 09/30/2019
Van ECK Associates Corp775,233$129,642 09/30/2019
     BABA775,233$129,642 09/30/2019
Natixis Advisors L.P.771,377$128,997 09/30/2019
     BABA771,377$128,997 09/30/2019
PointState Capital LP $128,411 09/30/2019
     BABA696,668$116,504 09/30/2019
     Call71,200$11,907 09/30/2019
Riverstone Group LLC767,476$128,345 09/30/2019
     BABA767,476$128,345 09/30/2019
Overlook Holdings Ltd751,954$125,749 09/30/2019
     BABA751,954$125,749 09/30/2019
Simplex Trading LLC $124,704 09/30/2019
     Call16,164$270,310 09/30/2019
     Put11,855$198,251 09/30/2019
     BABA314,811$52,645 09/30/2019
Investec Asset Management North America Inc.745,261$124,630 09/30/2019
     BABA745,261$124,630 09/30/2019
AGF Investments Inc.737,114$123,268 09/30/2019
     BABA737,114$123,268 09/30/2019
Holocene Advisors LP721,646$120,681 09/30/2019
     BABA721,646$120,681 09/30/2019
Royal London Asset Management Ltd.717,709$120,030 09/30/2019
     BABA717,709$120,030 09/30/2019
Capital International Inc. CA714,511$119,488 09/30/2019
     BABA714,511$119,488 09/30/2019
Castle Hook Partners LP710,992$118,899 09/30/2019
     BABA710,992$118,899 09/30/2019
Nikko Asset Management Americas Inc.710,073$118,746 09/30/2019
     BABA710,073$118,746 09/30/2019
Soma Equity Partners LP700,000$117,061 09/30/2019
     BABA700,000$117,061 09/30/2019
Asset Management One Co. Ltd.696,604$116,494 09/30/2019
     BABA696,604$116,494 09/30/2019
Joho Capital LLC688,471$115,133 09/30/2019
     BABA688,471$115,133 09/30/2019
Los Angeles Capital Management & Equity Research Inc.679,456$113,625 09/30/2019
     BABA679,456$113,625 09/30/2019
Origin Asset Management LLP678,900$113,532 09/30/2019
     BABA678,900$113,532 09/30/2019
Capital International Investors673,406$112,614 09/30/2019
     BABA673,406$112,614 09/30/2019
GAM Holding AG655,166$109,564 09/30/2019
     BABA655,166$109,564 09/30/2019
Public Sector Pension Investment Board $109,206 09/30/2019
     BABA723,029$120,912 09/30/2019
     Put400,000$66,892 09/30/2019
     Call330,000$55,186 09/30/2019
Raymond James Financial Services Advisors Inc.646,220$108,067 09/30/2019
     BABA646,220$108,067 09/30/2019
Thrivent Financial for Lutherans629,646$105,297 09/30/2019
     BABA629,646$105,297 09/30/2019
Indus Capital Partners LLC628,871$105,166 09/30/2019
     BABA628,871$105,166 09/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp627,400$104,920 09/30/2019
     BABA627,400$104,920 09/30/2019
Putnam Investments LLC610,897$102,161 09/30/2019
     BABA610,897$102,161 09/30/2019
Manning & Napier Group LLC478,575$101,504 12/31/2019
     BABA478,575$101,504 12/31/2019
Luxor Capital Group LP $101,099 09/30/2019
     BABA304,551$50,930 09/30/2019
     Call300,000$50,169 09/30/2019
Fiera Capital Corp592,908$99,151 09/30/2019
     BABA592,908$99,151 09/30/2019
Scge Management L.P.576,000$96,324 09/30/2019
     BABA576,000$96,324 09/30/2019
Trinity Street Asset Management LLP449,426$95,323 12/31/2019
     BABA449,426$95,323 12/31/2019
Valinor Management L.P.561,228$93,854 09/30/2019
     BABA561,228$93,854 09/30/2019
First Trust Advisors LP560,602$93,749 09/30/2019
     BABA560,602$93,749 09/30/2019
Rovida Advisors Inc.558,246$93,355 09/30/2019
     BABA558,246$93,355 09/30/2019
AIA Investment Management Private Ltd556,180$92,270 09/30/2019
     BABA556,180$92,270 09/30/2019
Stifel Financial Corp547,303$92,216 09/30/2019
     BABA547,303$92,216 09/30/2019
Artal Group S.A. $91,977 09/30/2019
     BABA450,000$75,254 09/30/2019
     Call100,000$16,723 09/30/2019
Sarasin & Partners LLP546,816$91,444 09/30/2019
     BABA546,816$91,444 09/30/2019
Newbrook Capital Advisors LP545,619$91,244 09/30/2019
     BABA545,619$91,244 09/30/2019
CIBC Private Wealth Group LLC540,149$90,328 09/30/2019
     BABA540,149$90,328 09/30/2019
Arrowstreet Capital Limited Partnership522,275$87,340 09/30/2019
     BABA522,275$87,340 09/30/2019
Moore Capital Management LP517,500$86,542 09/30/2019
     BABA517,500$86,542 09/30/2019
1832 Asset Management L.P.518,728$86,106 09/30/2019
     BABA518,728$86,106 09/30/2019
Skandinaviska Enskilda Banken AB publ 505,757$84,578 09/30/2019
     BABA505,757$84,578 09/30/2019
Prime Capital Management Co Ltd488,777$81,738 09/30/2019
     BABA488,777$81,738 09/30/2019
Duquesne Family Office LLC480,937$80,427 09/30/2019
     BABA480,937$80,427 09/30/2019
GW&K Investment Management LLC478,207$79,971 09/30/2019
     BABA478,207$79,971 09/30/2019
DNB Asset Management AS376,227$79,798 12/31/2019
     BABA376,227$79,798 12/31/2019
Compagnie Lombard Odier SCmA $79,560 09/30/2019
     BABA475,789$79,560 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
Tree Line Advisors Hong Kong Ltd.470,000$78,598 09/30/2019
     BABA470,000$78,598 09/30/2019
Bain Capital Public Equity Management II LLC $78,447 09/30/2019
     Call379,191$63,412 09/30/2019
     BABA269,920$15,035 09/30/2019
Orbis Allan Gray Ltd465,226$77,800 09/30/2019
     BABA465,226$77,800 09/30/2019
Marsico Capital Management LLC462,076$77,273 09/30/2019
     BABA462,076$77,273 09/30/2019
Tairen Capital Ltd454,659$76,033 09/30/2019
     BABA454,659$76,033 09/30/2019
Intermede Investment Partners Ltd453,891$75,904 09/30/2019
     BABA453,891$75,904 09/30/2019
Flowering Tree Investment Management Pte. Ltd.445,961$74,578 09/30/2019
     BABA445,961$74,578 09/30/2019
Calamos Advisors LLC $74,132 12/31/2019
     BABA257,517$54,619 12/31/2019
     Call92,000$19,513 12/31/2019
Westpac Banking Corp440,884$73,729 09/30/2019
     BABA440,884$73,729 09/30/2019
Columbus Hill Capital Management L.P.436,140$72,936 09/30/2019
     BABA436,140$72,936 09/30/2019
Tesco Pension Investment Ltd435,639$72,852 09/30/2019
     BABA435,639$72,852 09/30/2019
Aperio Group LLC424,603$71,006 09/30/2019
     BABA424,603$71,006 09/30/2019
Kayne Anderson Rudnick Investment Management LLC414,229$69,272 09/30/2019
     BABA414,229$69,272 09/30/2019
Lomas Capital Management LLC405,116$67,748 09/30/2019
     BABA405,116$67,748 09/30/2019
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund311,016$65,966 12/31/2019
     BABA311,016$65,966 12/31/2019
AJO LP392,558$65,646 09/30/2019
     BABA392,558$65,646 09/30/2019
LA Financiere DE L Echiquier390,051$65,228 09/30/2019
     BABA390,051$65,228 09/30/2019
Zevenbergen Capital Investments LLC377,262$63,090 09/30/2019
     BABA377,262$63,090 09/30/2019
ClariVest Asset Management LLC375,854$62,853 09/30/2019
     BABA375,854$62,853 09/30/2019
Gilder Gagnon Howe & Co. LLC373,466$62,455 09/30/2019
     BABA373,466$62,455 09/30/2019
LPL Financial LLC372,643$62,317 09/30/2019
     BABA372,643$62,317 09/30/2019
Fort Washington Investment Advisors Inc. OH371,224$62,080 09/30/2019
     BABA371,224$62,080 09/30/2019
Interval Partners LP $60,996 09/30/2019
     Call300,000$50,169 09/30/2019
     BABA64,745$10,827 09/30/2019
Highline Capital Management L.P.357,818$59,838 09/30/2019
     BABA357,818$59,838 09/30/2019
Clal Insurance Enterprises Holdings Ltd356,000$59,534 09/30/2019
     BABA356,000$59,534 09/30/2019
KEYWISE CAPITAL MANAGEMENT Ltd353,864$59,177 09/30/2019
     BABA353,864$59,177 09/30/2019
Bloom Tree Partners LLC352,590$58,964 09/30/2019
     BABA352,590$58,964 09/30/2019
Hitchwood Capital Management LP350,000$58,531 09/30/2019
     BABA350,000$58,531 09/30/2019
Owl Creek Asset Management L.P.349,834$58,503 09/30/2019
     BABA349,834$58,503 09/30/2019
Whale Rock Capital Management LLC348,664$58,307 09/30/2019
     BABA348,664$58,307 09/30/2019
Lord Abbett & CO. LLC347,836$58,169 09/30/2019
     BABA347,836$58,169 09/30/2019
Shell Asset Management Co.344,976$57,690 09/30/2019
     BABA344,976$57,690 09/30/2019
Employees Retirement System of Texas339,625$56,795 09/30/2019
     BABA339,625$56,795 09/30/2019
Polar Asset Management Partners Inc. $56,385 09/30/2019
     Call200,000$33,446 09/30/2019
     BABA137,171$22,939 09/30/2019
Menora Mivtachim Holdings LTD.333,737$55,811 09/30/2019
     BABA333,737$55,811 09/30/2019
Public Employees Retirement Association of Colorado332,900$55,671 09/30/2019
     BABA332,900$55,671 09/30/2019
Global Thematic Partners LLC261,982$55,567 12/31/2019
     BABA261,982$55,567 12/31/2019
Banque Pictet & Cie SA331,803$55,487 09/30/2019
     BABA331,803$55,487 09/30/2019
Honeycomb Asset Management LP330,100$55,203 09/30/2019
     BABA330,100$55,203 09/30/2019
British Airways Pensions Investment Management Ltd330,017$55,189 09/30/2019
     BABA330,017$55,189 09/30/2019
Tiger Pacific Capital LP327,169$54,712 09/30/2019
     BABA327,169$54,712 09/30/2019
Blair William & Co. IL322,742$53,972 09/30/2019
     BABA322,742$53,972 09/30/2019
Bridgewater Associates LP321,777$53,811 09/30/2019
     BABA321,777$53,811 09/30/2019
Allen Investment Management LLC316,656$52,954 09/30/2019
     BABA316,656$52,954 09/30/2019
Wasatch Advisors Inc.315,642$52,785 09/30/2019
     BABA315,642$52,785 09/30/2019
MERIAN GLOBAL INVESTORS UK Ltd313,309$52,394 09/30/2019
     BABA313,309$52,394 09/30/2019
NN Investment Partners Holdings N.V.311,317$52,062 09/30/2019
     BABA311,317$52,062 09/30/2019
Segantii Capital Management Ltd309,737$51,797 09/30/2019
     BABA309,737$51,797 09/30/2019
Panagora Asset Management Inc.305,992$51,171 09/30/2019
     BABA305,992$51,171 09/30/2019
Nissay Asset Management Corp Japan ADV305,838$51,145 09/30/2019
     BABA305,838$51,145 09/30/2019
Kylin Management LLC305,800$51,139 09/30/2019
     BABA305,800$51,139 09/30/2019
Two Sigma Advisers LP300,601$50,270 09/30/2019
     BABA300,601$50,270 09/30/2019
Kingstown Capital Management L.P.300,000$50,169 09/30/2019
     BABA300,000$50,169 09/30/2019
KAMES CAPITAL plc233,700$49,570 12/31/2019
     BABA233,700$49,570 12/31/2019
Altimeter Capital Management LP294,350$49,224 09/30/2019
     BABA294,350$49,224 09/30/2019
Bollard Group LLC293,946$49,157 09/30/2019
     BABA293,946$49,157 09/30/2019
Group One Trading L.P. $48,982 09/30/2019
     Call354,800$59,333 09/30/2019
     Put144,600$24,181 09/30/2019
     BABA82,700$13,830 09/30/2019
Polen Capital Management LLC291,745$48,789 09/30/2019
     BABA291,745$48,789 09/30/2019
Elephas Investment Management Ltd67,300$48,088 09/30/2019
     BABA67,300$48,088 09/30/2019
PNC Financial Services Group Inc.287,161$48,024 09/30/2019
     BABA287,161$48,024 09/30/2019
Neumann Advisory Hong Kong Ltd226,141$47,965 12/31/2019
     BABA226,141$47,965 12/31/2019
HHR Asset Management LLC286,612$47,930 09/30/2019
     BABA286,612$47,930 09/30/2019
Harbor Spring Capital LLC286,000$47,828 09/30/2019
     BABA286,000$47,828 09/30/2019
Dai Ichi Life Insurance Company Ltd284,201$47,527 09/30/2019
     BABA284,201$47,527 09/30/2019
Edmond DE Rothschild Holding S.A.280,684$46,936 09/30/2019
     BABA280,684$46,936 09/30/2019
GQG Partners LLC278,743$46,613 09/30/2019
     BABA278,743$46,613 09/30/2019
Two Sigma Investments LP $45,173 09/30/2019
     BABA325,728$54,471 09/30/2019
     Put296,900$49,651 09/30/2019
     Call241,300$40,353 09/30/2019
Tekne Capital Management LLC266,828$44,621 09/30/2019
     BABA266,828$44,621 09/30/2019
BP PLC266,501$44,567 09/30/2019
     BABA266,501$44,567 09/30/2019
Lombard Odier Asset Management Switzerland SA263,025$43,986 09/30/2019
     BABA263,025$43,986 09/30/2019
Jarislowsky Fraser Ltd262,848$43,956 09/30/2019
     BABA262,848$43,956 09/30/2019
Envestnet Asset Management Inc.260,306$43,531 09/30/2019
     BABA260,306$43,531 09/30/2019
LMR Partners LLP259,875$43,459 09/30/2019
     BABA259,875$43,459 09/30/2019
Miller Value Partners LLC259,795$43,446 09/30/2019
     BABA259,795$43,446 09/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.259,426$43,384 09/30/2019
     BABA259,426$43,384 09/30/2019
SeaTown Holdings Pte. Ltd.258,768$43,274 09/30/2019
     BABA258,768$43,274 09/30/2019
Xact Kapitalforvaltning AB257,710$43,097 09/30/2019
     BABA257,710$43,097 09/30/2019
ING Groep NV255,882$42,791 09/30/2019
     BABA255,882$42,791 09/30/2019
Grosvenor Holdings L.L.C.255,000$42,644 09/30/2019
     BABA255,000$42,644 09/30/2019
Wolverine Trading LLC $42,430 09/30/2019
     Call938,300$155,739 09/30/2019
     Put859,800$142,710 09/30/2019
     BABA177,136$29,401 09/30/2019
Migdal Insurance & Financial Holdings Ltd.253,258$42,351 09/30/2019
     BABA253,258$42,351 09/30/2019
Balyasny Asset Management LLC252,721$42,263 09/30/2019
     BABA252,721$42,263 09/30/2019
Commonwealth Equity Services LLC251,132$41,996 09/30/2019
     BABA251,132$41,996 09/30/2019
Stonehage Fleming Financial Services Holdings Ltd248,994$41,640 09/30/2019
     BABA248,994$41,640 09/30/2019
WT Asset Management Ltd248,247$41,514 09/30/2019
     BABA248,247$41,514 09/30/2019
Locust Wood Capital Advisers LLC $40,906 09/30/2019
     BABA204,610$34,217 09/30/2019
     Call40,000$6,689 09/30/2019
Yong Rong HK Asset Management Ltd244,600$40,905 09/30/2019
     BABA244,600$40,905 09/30/2019
Crescent Park Management L.P.240,300$40,185 09/30/2019
     BABA240,300$40,185 09/30/2019
Gladstone Capital Management LLP240,141$40,159 09/30/2019
     BABA240,141$40,159 09/30/2019
Sloane Robinson LLP236,000$39,468 09/30/2019
     BABA236,000$39,468 09/30/2019
Boston Common Asset Management LLC227,726$38,083 09/30/2019
     BABA227,726$38,083 09/30/2019
Gulf International Bank UK Ltd225,890$37,775 09/30/2019
     BABA225,890$37,775 09/30/2019
HighTower Advisors LLC $37,744 09/30/2019
     BABA225,230$37,748 09/30/2019
     Put600$5 09/30/2019
     Call0$1 09/30/2019
Eaton Vance Management224,983$37,624 09/30/2019
     BABA224,983$37,624 09/30/2019
Ashmore Group plc219,874$36,770 09/30/2019
     BABA219,874$36,770 09/30/2019
State of Wisconsin Investment Board219,052$36,632 09/30/2019
     BABA219,052$36,632 09/30/2019
ICONIQ Capital LLC217,153$36,314 09/30/2019
     BABA217,153$36,314 09/30/2019
Point72 Hong Kong Ltd212,685$35,567 09/30/2019
     BABA212,685$35,567 09/30/2019
Karst Peak Capital Ltd212,400$35,520 09/30/2019
     BABA212,400$35,520 09/30/2019
Pendal Group Ltd212,325$35,507 09/30/2019
     BABA212,325$35,507 09/30/2019
Brown Brothers Harriman & Co.206,158$34,476 09/30/2019
     BABA206,158$34,476 09/30/2019
FNY Investment Advisers LLC $34,294 12/31/2019
     BABA162,079$34,376 12/31/2019
     Put415$88 12/31/2019
     Call30$6 12/31/2019
Cortland Associates Inc. MO204,987$34,280 09/30/2019
     BABA204,987$34,280 09/30/2019
NWI Management LP200,000$33,446 09/30/2019
     BABA200,000$33,446 09/30/2019
Kemnay Advisory Services Inc.199,567$33,374 09/30/2019
     BABA199,567$33,374 09/30/2019
Perpetual Ltd194,235$32,481 09/30/2019
     BABA194,235$32,481 09/30/2019
Seafarer Capital Partners LLC191,493$32,448 09/30/2019
     BABA191,493$32,448 09/30/2019
Sumitomo Mitsui DS Asset Management Company Ltd152,003$32,239 12/31/2019
     BABA152,003$32,239 12/31/2019
Douglas Lane & Associates LLC191,785$32,072 09/30/2019
     BABA191,785$32,072 09/30/2019
Penserra Capital Management LLC190,939$31,928 09/30/2019
     BABA190,939$31,928 09/30/2019
Atalanta Sosnoff Capital LLC149,116$31,627 12/31/2019
     BABA149,116$31,627 12/31/2019
South Texas Money Management Ltd.186,971$31,267 09/30/2019
     BABA186,971$31,267 09/30/2019
Voya Investment Management LLC186,246$31,146 09/30/2019
     BABA186,246$31,146 09/30/2019
Darrell & King LLC185,496$31,020 09/30/2019
     BABA185,496$31,020 09/30/2019
Tocqueville Asset Management L.P.145,937$30,953 12/31/2019
     BABA145,937$30,953 12/31/2019
Dupont Capital Management Corp182,597$30,536 09/30/2019
     BABA182,597$30,536 09/30/2019
Scotia Capital Inc.177,339$29,655 09/30/2019
     BABA177,339$29,655 09/30/2019
Hexavest Inc.136,796$29,014 12/31/2019
     BABA136,796$29,014 12/31/2019
BosValen Asset Management Ltd173,290$28,980 09/30/2019
     BABA173,290$28,980 09/30/2019
Ardevora Asset Management LLP170,935$28,585 09/30/2019
     BABA170,935$28,585 09/30/2019
Schonfeld Strategic Advisors LLC170,691$28,545 09/30/2019
     BABA170,691$28,545 09/30/2019
Itau Unibanco Holding S.A.169,431$28,338 09/30/2019
     BABA169,431$28,338 09/30/2019
Pinebridge Investments L.P.167,528$28,016 09/30/2019
     BABA167,528$28,016 09/30/2019
Westwood Management Corp IL162,750$27,217 09/30/2019
     BABA162,750$27,217 09/30/2019
CIBC World Markets Inc.161,201$26,958 09/30/2019
     BABA161,201$26,958 09/30/2019
TCW Group Inc.160,721$26,877 09/30/2019
     BABA160,721$26,877 09/30/2019
DAVENPORT & Co LLC126,615$26,855 12/31/2019
     BABA126,615$26,855 12/31/2019
Athanor Capital LP160,500$26,840 09/30/2019
     BABA160,500$26,840 09/30/2019
Comerica Bank150,890$26,036 09/30/2019
     BABA150,890$26,036 09/30/2019
North Peak Capital Management LLC153,783$25,717 09/30/2019
     BABA153,783$25,717 09/30/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH120,700$25,698 12/31/2019
     BABA120,700$25,698 12/31/2019
Keenan Capital LLC153,000$25,586 09/30/2019
     BABA153,000$25,586 09/30/2019
Hosking Partners LLP152,156$25,445 09/30/2019
     BABA152,156$25,445 09/30/2019
Growth Interface Management LLC152,000$25,419 09/30/2019
     BABA152,000$25,419 09/30/2019
Miura Global Management LLC150,000$25,085 09/30/2019
     BABA150,000$25,085 09/30/2019
Incline Global Management LLC149,500$25,001 09/30/2019
     BABA149,500$25,001 09/30/2019
Falcon Edge Capital LP149,107$24,935 09/30/2019
     BABA149,107$24,935 09/30/2019
State of Michigan Retirement System117,506$24,923 12/31/2019
     BABA117,506$24,923 12/31/2019
WASHINGTON TRUST Co139,549$24,654 09/30/2019
     BABA139,549$24,654 09/30/2019
Virginia Retirement Systems ET AL147,000$24,583 09/30/2019
     BABA147,000$24,583 09/30/2019
Strs Ohio115,600$24,518 12/31/2019
     BABA115,600$24,518 12/31/2019
NS Partners Ltd146,446$24,490 09/30/2019
     BABA146,446$24,490 09/30/2019
BB&T Securities LLC144,211$24,214 09/30/2019
     BABA144,211$24,214 09/30/2019
Meitav Dash Investments Ltd.136,313$24,077 09/30/2019
     BABA136,313$24,077 09/30/2019
Teachers Retirement System of The State of Kentucky143,755$24,040 09/30/2019
     BABA143,755$24,040 09/30/2019
Thomas White International Ltd.141,063$23,590 09/30/2019
     BABA141,063$23,590 09/30/2019
Verde Servicos Internacionais S.A.110,932$23,528 12/31/2019
     BABA110,932$23,528 12/31/2019
Ladenburg Thalmann Financial Services Inc.140,101$23,422 09/30/2019
     BABA140,101$23,422 09/30/2019
Millennium TVP Management Co. LLC138,155$23,104 09/30/2019
     BABA138,155$23,104 09/30/2019
Cavalry Management Group LLC135,331$22,620 09/30/2019
     BABA135,331$22,620 09/30/2019
Hunt Lane Capital LP135,000$22,576 09/30/2019
     BABA135,000$22,576 09/30/2019
Kingdon Capital Management L.L.C.134,360$22,469 09/30/2019
     BABA134,360$22,469 09/30/2019
ARK Investment Management LLC133,930$22,397 09/30/2019
     BABA133,930$22,397 09/30/2019
Portland Hill Asset Management Ltd132,938$22,305 09/30/2019
     BABA132,938$22,305 09/30/2019
Peregrine Capital Management LLC103,669$21,988 12/31/2019
     BABA103,669$21,988 12/31/2019
All Stars Investment Ltd130,000$21,740 12/31/2019
     BABA130,000$21,740 12/31/2019
Steward Partners Investment Advisory LLC102,229$21,682 12/31/2019
     BABA102,229$21,682 12/31/2019
Junto Capital Management LP129,656$21,682 09/30/2019
     BABA129,656$21,682 09/30/2019
Janney Montgomery Scott LLC100,245$21,262 12/31/2019
     BABA100,245$21,262 12/31/2019
Davis Capital Partners LLC125,000$21,181 09/30/2019
     BABA125,000$21,181 09/30/2019
Think Investments LP126,496$21,154 09/30/2019
     BABA126,496$21,154 09/30/2019
AO Asset Management LP124,065$20,747 09/30/2019
     BABA124,065$20,747 09/30/2019
Investment House LLC122,665$20,513 09/30/2019
     BABA122,665$20,513 09/30/2019
Kayak Investment Partners LLC122,427$20,473 09/30/2019
     BABA122,427$20,473 09/30/2019
Hartwell J M Limited Partnership120,775$20,197 09/30/2019
     BABA120,775$20,197 09/30/2019
Credit Agricole S A $20,037 09/30/2019
     BABA139,826$23,382 09/30/2019
     Put20,000$3,345 09/30/2019
Zweig DiMenna Associates LLC118,704$19,851 09/30/2019
     BABA118,704$19,851 09/30/2019
Castleark Management LLC117,640$19,673 09/30/2019
     BABA117,640$19,673 09/30/2019
Daiwa Securities Group Inc.117,612$19,668 09/30/2019
     BABA117,612$19,668 09/30/2019
Northwestern Mutual Wealth Management Co.116,989$19,565 09/30/2019
     BABA116,989$19,565 09/30/2019
Pictet North America Advisors SA115,988$19,397 09/30/2019
     BABA115,988$19,397 09/30/2019
River & Mercantile Asset Management LLP114,750$19,191 09/30/2019
     BABA114,750$19,191 09/30/2019
Capital International Sarl114,607$19,166 09/30/2019
     BABA114,607$19,166 09/30/2019
Advisor Group Inc. $19,110 09/30/2019
     BABA113,893$19,046 09/30/2019
     Call68$64 09/30/2019
Natixis112,694$18,846 09/30/2019
     BABA112,694$18,846 09/30/2019
Waverton Investment Management Ltd88,694$18,811 12/31/2019
     BABA88,694$18,811 12/31/2019
Todd Asset Management LLC111,773$18,692 09/30/2019
     BABA111,773$18,692 09/30/2019
BB&T Corp111,497$18,645 09/30/2019
     BABA111,497$18,645 09/30/2019
Cambridge Investment Research Advisors Inc.110,050$18,404 09/30/2019
     BABA110,050$18,404 09/30/2019
Mckinley Capital Management LLC Delaware86,637$18,375 12/31/2019
     BABA86,637$18,375 12/31/2019
Aureus Asset Management LLC108,604$18,162 09/30/2019
     BABA108,604$18,162 09/30/2019
RBF Capital LLC108,600$18,161 09/30/2019
     BABA108,600$18,161 09/30/2019
Chiron Investment Management LLC108,397$18,127 09/30/2019
     BABA108,397$18,127 09/30/2019
Berkshire Capital Holdings Inc.107,070$17,905 09/30/2019
     BABA107,070$17,905 09/30/2019
Bluefin Trading LLC $17,841 09/30/2019
     BABA120,547$20,159 09/30/2019
     Put511,300$2,509 09/30/2019
     Call309,300$191 09/30/2019
Light Street Capital Management LLC106,000$17,726 09/30/2019
     BABA106,000$17,726 09/30/2019
WCM Investment Management LLC104,765$17,520 09/30/2019
     BABA104,765$17,520 09/30/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS104,261$17,436 09/30/2019
     BABA104,261$17,436 09/30/2019
First Republic Investment Management Inc.104,064$17,403 09/30/2019
     BABA104,064$17,403 09/30/2019
Oppenheimer & Co. Inc.103,073$17,237 09/30/2019
     BABA103,073$17,237 09/30/2019
Harel Insurance Investments & Financial Services Ltd.81,236$17,230 12/31/2019
     BABA81,236$17,230 12/31/2019
Investure LLC102,955$17,217 09/30/2019
     BABA102,955$17,217 09/30/2019
Cutler Group LP $17,107 09/30/2019
     BABA104,746$17,516 09/30/2019
     Put338,400$2,072 09/30/2019
     Call411,700$1,663 09/30/2019
Calixto Global Investors LP98,811$16,524 09/30/2019
     BABA98,811$16,524 09/30/2019
Boston Partners97,053$16,230 09/30/2019
     BABA97,053$16,230 09/30/2019
EULAV Asset Management97,000$16,221 09/30/2019
     BABA97,000$16,221 09/30/2019
Optimus Prime Fund Management Co. Ltd.95,600$15,987 09/30/2019
     BABA95,600$15,987 09/30/2019
Alta Park Capital LP94,701$15,837 09/30/2019
     BABA94,701$15,837 09/30/2019
SG Americas Securities LLC $15,754 09/30/2019
     BABA109,558$18,321 09/30/2019
     Put932,500$7,427 09/30/2019
     Call850,400$4,860 09/30/2019
Redpoint Investment Management Pty Ltd93,951$15,711 09/30/2019
     BABA93,951$15,711 09/30/2019
Cambridge Trust Co.92,444$15,459 09/30/2019
     BABA92,444$15,459 09/30/2019
Cullen Frost Bankers Inc.91,038$15,225 09/30/2019
     BABA91,038$15,225 09/30/2019
Rock Creek Group LP90,800$15,184 09/30/2019
     BABA90,800$15,184 09/30/2019
JS Capital Management LLC90,000$15,051 09/30/2019
     BABA90,000$15,051 09/30/2019
Buckingham Capital Management Inc.89,119$14,903 09/30/2019
     BABA89,119$14,903 09/30/2019
Cerity Partners LLC86,812$14,518 09/30/2019
     BABA86,812$14,518 09/30/2019
CIBC Asset Management Inc86,602$14,482 09/30/2019
     BABA86,602$14,482 09/30/2019
QVT Financial LP86,551$14,474 09/30/2019
     BABA86,551$14,474 09/30/2019
BBVA USA Bancshares Inc.86,514$14,468 09/30/2019
     BABA86,514$14,468 09/30/2019
Private Management Group Inc.86,499$14,465 09/30/2019
     BABA86,499$14,465 09/30/2019
Handelsinvest Investeringsforvaltning85,108$14,233 09/30/2019
     BABA85,108$14,233 09/30/2019
M&T Bank Corp84,332$14,103 09/30/2019
     BABA84,332$14,103 09/30/2019
Main Street Research LLC84,246$14,088 09/30/2019
     BABA84,246$14,088 09/30/2019
Janney Capital Management LLC66,189$14,039 12/31/2019
     BABA66,189$14,039 12/31/2019
Creative Planning $13,812 09/30/2019
     BABA82,596$13,813 09/30/2019
     Put1,000$1 09/30/2019
     Call1,000$0 09/30/2019
Capital Advisors Inc. OK81,244$13,767 09/30/2019
     BABA81,244$13,767 09/30/2019
Zeke Capital Advisors LLC64,314$13,641 12/31/2019
     BABA64,314$13,641 12/31/2019
Partner Fund Management L.P.81,204$13,580 09/30/2019
     BABA81,204$13,580 09/30/2019
Ithaka Group LLC80,285$13,426 09/30/2019
     BABA80,285$13,426 09/30/2019
Ardsley Advisory Partners LP80,250$13,423 09/30/2019
     BABA80,250$13,423 09/30/2019
US Bancorp DE80,254$13,421 09/30/2019
     BABA80,254$13,421 09/30/2019
Spears Abacus Advisors LLC79,995$13,378 09/30/2019
     BABA79,995$13,378 09/30/2019
Aubrey Capital Management Ltd79,740$13,335 09/30/2019
     BABA79,740$13,335 09/30/2019
Reilly Financial Advisors LLC62,581$13,273 12/31/2019
     BABA62,581$13,273 12/31/2019
Qtron Investments LLC78,701$13,161 09/30/2019
     BABA78,701$13,161 09/30/2019
Mackay Shields LLC76,820$12,847 09/30/2019
     BABA76,820$12,847 09/30/2019
Goodwin Daniel L57,204$12,132 12/31/2019
     BABA57,204$12,132 12/31/2019
Selective Wealth Management Inc.57,138$12,119 12/31/2019
     BABA57,138$12,119 12/31/2019
Kiwi Wealth Investments Limited Partnership71,918$12,027 09/30/2019
     BABA71,918$12,027 09/30/2019
Harvey Capital Management Inc.70,895$11,855 09/30/2019
     BABA70,895$11,855 09/30/2019
Johanson Financial Advisors Inc.2,471,834$11,653 12/31/2019
     BABA2,471,834$11,653 12/31/2019
Pinnacle Associates Ltd.69,650$11,648 09/30/2019
     BABA69,650$11,648 09/30/2019
Barrett Asset Management LLC68,693$11,488 09/30/2019
     BABA68,693$11,488 09/30/2019
First Long Island Investors LLC68,121$11,392 09/30/2019
     BABA68,121$11,392 09/30/2019
Suntrust Banks Inc.67,618$11,308 09/30/2019
     BABA67,618$11,308 09/30/2019
Selkirk Management LLC67,200$11,238 09/30/2019
     BABA67,200$11,238 09/30/2019
Essex Investment Management Co. LLC66,225$11,075 09/30/2019
     BABA66,225$11,075 09/30/2019
Comgest Global Investors S.A.S.65,100$10,887 09/30/2019
     BABA65,100$10,887 09/30/2019
Symmetry Peak Management LLC $10,787 09/30/2019
     Call60,000$10,034 09/30/2019
     BABA4,500$753 09/30/2019
Private Advisor Group LLC63,590$10,769 09/30/2019
     BABA63,590$10,769 09/30/2019
Rathbone Brothers plc64,309$10,754 09/30/2019
     BABA64,309$10,754 09/30/2019
Tiger Management L.L.C.64,000$10,703 09/30/2019
     BABA64,000$10,703 09/30/2019
Beacon Investment Advisory Services Inc.63,117$10,555 09/30/2019
     BABA63,117$10,555 09/30/2019
Badgley Phelps & Bell Inc.49,636$10,528 12/31/2019
     BABA49,636$10,528 12/31/2019
AMS Capital Ltda62,900$10,519 09/30/2019
     BABA62,900$10,519 09/30/2019
Gamble Jones Investment Counsel62,056$10,378 09/30/2019
     BABA62,056$10,378 09/30/2019
Baltimore Washington Financial Advisors Inc.61,856$10,344 09/30/2019
     BABA61,856$10,344 09/30/2019
Oribel Capital Management LP $10,285 09/30/2019
     Call61,500$10,285 09/30/2019
TIAA FSB47,817$10,142 12/31/2019
     BABA47,817$10,142 12/31/2019
First Pacific Advisors LP60,530$10,122 09/30/2019
     BABA60,530$10,122 09/30/2019
Burleson & Company LLC59,178$10,056 09/30/2019
     BABA59,178$10,056 09/30/2019
Adell Harriman & Carpenter Inc.60,040$10,040 09/30/2019
     BABA60,040$10,040 09/30/2019
Shellback Capital LP60,000$10,034 09/30/2019
     BABA60,000$10,034 09/30/2019
Ilmarinen Mutual Pension Insurance Co60,000$10,034 09/30/2019
     BABA60,000$10,034 09/30/2019
Mark Asset Management LP59,958$10,027 09/30/2019
     BABA59,958$10,027 09/30/2019
Profund Advisors LLC59,287$9,915 09/30/2019
     BABA59,287$9,915 09/30/2019
Deltec Asset Management LLC58,670$9,811 09/30/2019
     BABA58,670$9,811 09/30/2019
Asturias Capital LLC58,669$9,811 09/30/2019
     BABA58,669$9,811 09/30/2019
Elo Mutual Pension Insurance Co63,400$9,737 09/30/2019
     BABA63,400$9,737 09/30/2019
Bank Hapoalim BM58,060$9,637 09/30/2019
     BABA58,060$9,637 09/30/2019
DSAM Partners London Ltd57,474$9,611 09/30/2019
     BABA57,474$9,611 09/30/2019
Apertura Capital LLC57,000$9,532 09/30/2019
     BABA57,000$9,532 09/30/2019
Oppenheimer Asset Management Inc.56,833$9,504 09/30/2019
     BABA56,833$9,504 09/30/2019
Horiko Capital Management LLC56,500$9,448 09/30/2019
     BABA56,500$9,448 09/30/2019
Pillar Pacific Capital Management LLC55,834$9,337 09/30/2019
     BABA55,834$9,337 09/30/2019
Lombard Odier Asset Management USA Corp55,724$9,319 09/30/2019
     BABA55,724$9,319 09/30/2019
Baird Financial Group Inc.166,241$9,299 09/30/2019
     BABA166,241$9,299 09/30/2019
Diversified Trust Co43,576$9,242 12/31/2019
     BABA43,576$9,242 12/31/2019
Columbus Circle Investors54,255$9,073 09/30/2019
     BABA54,255$9,073 09/30/2019
Ingalls & Snyder LLC42,725$9,062 12/31/2019
     BABA42,725$9,062 12/31/2019
First Allied Advisory Services Inc.54,004$9,033 09/30/2019
     BABA54,004$9,033 09/30/2019
Quantitative Investment Management LLC53,328$8,918 09/30/2019
     BABA53,328$8,918 09/30/2019
Premier Asset Management LLC41,692$8,843 12/31/2019
     BABA41,692$8,843 12/31/2019
Paradice Investment Management LLC52,743$8,820 09/30/2019
     BABA52,743$8,820 09/30/2019
KDI Capital Partners LLC52,186$8,727 09/30/2019
     BABA52,186$8,727 09/30/2019
Saban Capital Group LLC52,110$8,714 09/30/2019
     BABA52,110$8,714 09/30/2019
Advisors Asset Management Inc.52,004$8,697 09/30/2019
     BABA52,004$8,697 09/30/2019
Jupiter Asset Management Ltd.51,799$8,662 09/30/2019
     BABA51,799$8,662 09/30/2019
Crossmark Global Holdings Inc.50,062$8,372 09/30/2019
     BABA50,062$8,372 09/30/2019
Leonard Green & Partners L.P. $8,362 09/30/2019
     Call50,000$8,362 09/30/2019
University of Notre Dame DU Lac49,723$8,315 09/30/2019
     BABA49,723$8,315 09/30/2019
Perella Weinberg Partners Capital Management LP49,200$8,228 09/30/2019
     BABA49,200$8,228 09/30/2019
Gabelli Funds LLC48,826$8,165 09/30/2019
     BABA48,826$8,165 09/30/2019
MML Investors Services LLC47,215$7,896 09/30/2019
     BABA47,215$7,896 09/30/2019
James Hambro & Partners47,002$7,861 09/30/2019
     BABA47,002$7,861 09/30/2019
Ativo Capital Management LLC46,997$7,859 09/30/2019
     BABA46,997$7,859 09/30/2019
Squarepoint Ops LLC46,462$7,770 09/30/2019
     BABA46,462$7,770 09/30/2019
Alexandria Capital LLC46,227$7,731 09/30/2019
     BABA46,227$7,731 09/30/2019
Bellecapital International Ltd.46,213$7,728 09/30/2019
     BABA46,213$7,728 09/30/2019
Quattro Financial Advisors LLC34,087$7,720 12/31/2019
     BABA34,087$7,720 12/31/2019
Seven Eight Capital LP45,598$7,625 09/30/2019
     BABA45,598$7,625 09/30/2019
Covington Capital Management45,546$7,617 09/30/2019
     BABA45,546$7,617 09/30/2019
Connor Clark & Lunn Investment Management Ltd.45,485$7,606 09/30/2019
     BABA45,485$7,606 09/30/2019
UBS Oconnor LLC45,153$7,551 09/30/2019
     BABA45,153$7,551 09/30/2019
Wesbanco Bank Inc.45,047$7,533 09/30/2019
     BABA45,047$7,533 09/30/2019
Jump Trading LLC $7,529 09/30/2019
     Call56,500$9,448 09/30/2019
     Put34,900$5,836 09/30/2019
     BABA23,422$3,917 09/30/2019
Ally Financial Inc.45,000$7,525 09/30/2019
     BABA45,000$7,525 09/30/2019
Graham Capital Management L.P.45,000$7,525 09/30/2019
     BABA45,000$7,525 09/30/2019
Gardner Lewis Asset Management L P44,726$7,480 09/30/2019
     BABA44,726$7,480 09/30/2019
Sensato Investors LLC44,700$7,475 09/30/2019
     BABA44,700$7,475 09/30/2019
Scopus Asset Management L.P.44,239$7,398 09/30/2019
     BABA44,239$7,398 09/30/2019
Marietta Investment Partners LLC43,368$7,252 09/30/2019
     BABA43,368$7,252 09/30/2019
RPG Investment Advisory LLC43,328$7,246 09/30/2019
     BABA43,328$7,246 09/30/2019
Ostrum Asset Management43,300$7,241 09/30/2019
     BABA43,300$7,241 09/30/2019
Private Asset Management Inc.33,894$7,189 12/31/2019
     BABA33,894$7,189 12/31/2019
Moody Lynn & Lieberson LLC42,476$7,103 09/30/2019
     BABA42,476$7,103 09/30/2019
Hansberger Growth Investors LP42,287$7,072 09/30/2019
     BABA42,287$7,072 09/30/2019
ProShare Advisors LLC42,226$7,061 09/30/2019
     BABA42,226$7,061 09/30/2019
GSA Capital Partners LLP42,212$7,059 09/30/2019
     BABA42,212$7,059 09/30/2019
Grandeur Peak Global Advisors LLC41,475$6,936 09/30/2019
     BABA41,475$6,936 09/30/2019
United Capital Financial Advisers LLC41,465$6,934 09/30/2019
     BABA41,465$6,934 09/30/2019
Salem Investment Counselors Inc.41,366$6,918 09/30/2019
     BABA41,366$6,918 09/30/2019
ExodusPoint Capital Management LP40,954$6,849 09/30/2019
     BABA40,954$6,849 09/30/2019
Congress Park Capital LLC $6,840 09/30/2019
     BABA40,801$6,823 09/30/2019
     Call100$17 09/30/2019
Botty Investors LLC40,800$6,823 09/30/2019
     BABA40,800$6,823 09/30/2019
Prelude Capital Management LLC $6,773 09/30/2019
     BABA40,202$6,723 09/30/2019
     Call300$50 09/30/2019
Miracle Mile Advisors LLC40,435$6,762 09/30/2019
     BABA40,435$6,762 09/30/2019
Edgemoor Investment Advisors Inc.39,825$6,660 09/30/2019
     BABA39,825$6,660 09/30/2019
Chartwell Investment Partners LLC39,666$6,634 09/30/2019
     BABA39,666$6,634 09/30/2019
Silvercrest Asset Management Group LLC38,646$6,463 09/30/2019
     BABA38,646$6,463 09/30/2019
Lombard Odier Asset Management Europe Ltd38,400$6,422 09/30/2019
     BABA38,400$6,422 09/30/2019
WS Management Lllp $6,421 09/30/2019
     Put120,000$20,068 09/30/2019
     Call100,000$16,723 09/30/2019
     BABA58,400$9,766 09/30/2019
Cumberland Partners Ltd37,380$6,418 09/30/2019
     BABA37,380$6,418 09/30/2019
Banco de Sabadell S.A37,878$6,417 09/30/2019
     BABA37,878$6,417 09/30/2019
Cetera Advisors LLC37,780$6,322 09/30/2019
     BABA37,780$6,322 09/30/2019
Segall Bryant & Hamill LLC37,549$6,280 09/30/2019
     BABA37,549$6,280 09/30/2019
TPI Fund Managers Ltd37,485$6,269 09/30/2019
     BABA37,485$6,269 09/30/2019
Rockefeller Capital Management L.P.37,076$6,200 09/30/2019
     BABA37,076$6,200 09/30/2019
Zurich Insurance Group Ltd FI36,923$6,175 09/30/2019
     BABA36,923$6,175 09/30/2019
Ferguson Wellman Capital Management Inc.28,881$6,126 12/31/2019
     BABA28,881$6,126 12/31/2019
Vishria Bird Financial Group LLC28,850$6,119 12/31/2019
     BABA28,850$6,119 12/31/2019
Fulcrum Capital LLC36,570$6,116 09/30/2019
     BABA36,570$6,116 09/30/2019
Douglass Winthrop Advisors LLC28,617$6,070 12/31/2019
     BABA28,617$6,070 12/31/2019
Oberweis Asset Management Inc.36,075$6,033 09/30/2019
     BABA36,075$6,033 09/30/2019
Northstar Investment Advisors LLC33,620$5,885 09/30/2019
     BABA33,620$5,885 09/30/2019
Osborne Partners Capital Management LLC35,183$5,884 09/30/2019
     BABA35,183$5,884 09/30/2019
Rosenblum Silverman Sutton S F Inc. CA35,131$5,875 09/30/2019
     BABA35,131$5,875 09/30/2019
Red Cedar Management LP35,000$5,853 09/30/2019
     BABA35,000$5,853 09/30/2019
Moody National Bank Trust Division34,818$5,823 09/30/2019
     BABA34,818$5,823 09/30/2019
National Asset Management Inc.34,658$5,798 09/30/2019
     BABA34,658$5,798 09/30/2019
CENTRAL TRUST Co27,279$5,786 12/31/2019
     BABA27,279$5,786 12/31/2019
Kings Point Capital Management34,116$5,705 09/30/2019
     BABA34,116$5,705 09/30/2019
Cigna Investments Inc. New32,090$5,669 09/30/2019
     BABA32,090$5,669 09/30/2019
American National Insurance Co.33,109$5,537 09/30/2019
     BABA33,109$5,537 09/30/2019
Lyell Wealth Management LP32,555$5,444 09/30/2019
     BABA32,555$5,444 09/30/2019
Pictet & Cie Europe SA32,468$5,430 09/30/2019
     BABA32,468$5,430 09/30/2019
Flow Traders U.S. LLC32,108$5,369 09/30/2019
     BABA32,108$5,369 09/30/2019
Picton Mahoney Asset Management32,100$5,369 09/30/2019
     BABA32,100$5,369 09/30/2019
Hartline Investment Corp31,532$5,273 09/30/2019
     BABA31,532$5,273 09/30/2019
Verition Fund Management LLC $5,250 09/30/2019
     Call78,000$13,044 09/30/2019
     Put54,000$9,030 09/30/2019
     BABA7,390$1,236 09/30/2019
Strategic Wealth Advisors Group LLC31,536$5,211 09/30/2019
     BABA31,536$5,211 09/30/2019
Telemus Capital LLC31,064$5,194 09/30/2019
     BABA31,064$5,194 09/30/2019
Sequoia Financial Advisors LLC30,519$5,104 09/30/2019
     BABA30,519$5,104 09/30/2019
Evergreen Capital Management LLC30,008$5,018 09/30/2019
     BABA30,008$5,018 09/30/2019
Claar Advisors LLC30,000$5,017 09/30/2019
     BABA30,000$5,017 09/30/2019
AE Wealth Management LLC23,584$5,002 12/31/2019
     BABA23,584$5,002 12/31/2019
Acorn Advisory Capital L.P.29,800$4,983 09/30/2019
     BABA29,800$4,983 09/30/2019
Aviance Capital Partners LLC29,746$4,974 09/30/2019
     BABA29,746$4,974 09/30/2019
PARUS FINANCE UK Ltd29,595$4,949 09/30/2019
     BABA29,595$4,949 09/30/2019
Fagan Associates Inc.29,200$4,883 09/30/2019
     BABA29,200$4,883 09/30/2019
Weiss Multi Strategy Advisers LLC $4,850 09/30/2019
     Call29,000$4,850 09/30/2019
Sycomore Asset Management27,964$4,836 09/30/2019
     BABA27,964$4,836 09/30/2019
Flossbach von Storch AG Zurich28,525$4,770 09/30/2019
     BABA28,525$4,770 09/30/2019
ACG Wealth28,416$4,752 09/30/2019
     BABA28,416$4,752 09/30/2019
Dixon Hubard Feinour & Brown Inc. VA28,303$4,733 09/30/2019
     BABA28,303$4,733 09/30/2019
Welch Capital Partners LLC NY28,278$4,729 09/30/2019
     BABA28,278$4,729 09/30/2019
Pentwater Capital Management LP $4,683 09/30/2019
     BABA38,000$6,355 09/30/2019
     Put10,000$1,672 09/30/2019
Ruffer LLP28,000$4,683 09/30/2019
     BABA28,000$4,683 09/30/2019
Foresters Investment Management Company Inc.28,000$4,682 09/30/2019
     BABA28,000$4,682 09/30/2019
Wesleyan Assurance Society28,000$4,682 09/30/2019
     BABA28,000$4,682 09/30/2019
Aurora Investment Managers LLC.21,867$4,638 12/31/2019
     BABA21,867$4,638 12/31/2019
Consolidated Investment Group LLC21,700$4,602 12/31/2019
     BABA21,700$4,602 12/31/2019
Wellington Shields Capital Management LLC27,433$4,588 09/30/2019
     BABA27,433$4,588 09/30/2019
Paradigm Financial Advisors LLC $4,578 09/30/2019
     BABA15,373$2,571 09/30/2019
     Call12,000$2,007 09/30/2019
Ashfield Capital Partners LLC27,104$4,533 09/30/2019
     BABA27,104$4,533 09/30/2019
Private Wealth Partners LLC26,520$4,435 09/30/2019
     BABA26,520$4,435 09/30/2019
Synovus Financial Corp26,483$4,433 09/30/2019
     BABA26,483$4,433 09/30/2019
Cetera Advisor Networks LLC26,254$4,390 09/30/2019
     BABA26,254$4,390 09/30/2019
Wisconsin Capital Management LLC26,225$4,386 09/30/2019
     BABA26,225$4,386 09/30/2019
Biondo Investment Advisors LLC26,019$4,351 09/30/2019
     BABA26,019$4,351 09/30/2019
Westwood Holdings Group Inc.25,770$4,310 09/30/2019
     BABA25,770$4,310 09/30/2019
HRT Financial LLC $4,297 09/30/2019
     PUT25,700$4,297 09/30/2019
X Square Capital LLC25,644$4,288 09/30/2019
     BABA25,644$4,288 09/30/2019
Analyst IMS Investment Management Services Ltd.24,425$4,274 09/30/2019
     BABA24,425$4,274 09/30/2019
World Asset Management Inc25,368$4,242 09/30/2019
     BABA25,368$4,242 09/30/2019
North Star Asset Management Inc.25,195$4,213 09/30/2019
     BABA25,195$4,213 09/30/2019
Thoroughbred Financial Services LLC24,778$4,144 09/30/2019
     BABA24,778$4,144 09/30/2019
First Trust Bank Ltd.24,700$4,131 09/30/2019
     BABA24,700$4,131 09/30/2019
Jefferies Group LLC $4,127 09/30/2019
     Call100,000$16,723 09/30/2019
     Put92,600$15,485 09/30/2019
     BABA17,274$2,889 09/30/2019
Signet Financial Management LLC19,407$4,116 12/31/2019
     BABA19,407$4,116 12/31/2019
Regent Investment Management LLC24,560$4,107 09/30/2019
     BABA24,560$4,107 09/30/2019
HighVista Strategies LLC24,500$4,097 09/30/2019
     BABA24,500$4,097 09/30/2019
Central Asset Investments & Management Holdings HK Ltd24,380$4,077 09/30/2019
     BABA24,380$4,077 09/30/2019
Sloy Dahl & Holst LLC19,172$4,066 12/31/2019
     BABA19,172$4,066 12/31/2019
Hamilton Wealth LLC19,042$4,039 12/31/2019
     BABA19,042$4,039 12/31/2019
Griffin Asset Management Inc.24,074$4,026 09/30/2019
     BABA24,074$4,026 09/30/2019
ETRADE Capital Management LLC24,036$4,020 09/30/2019
     BABA24,036$4,020 09/30/2019
D.A. Davidson & CO.24,011$4,015 09/30/2019
     BABA24,011$4,015 09/30/2019
Redwood Investments LLC23,934$4,002 09/30/2019
     BABA23,934$4,002 09/30/2019
Engineers Gate Manager LP23,900$3,997 09/30/2019
     BABA23,900$3,997 09/30/2019
Essex Financial Services Inc.23,808$3,981 09/30/2019
     BABA23,808$3,981 09/30/2019
Means Investment CO. Inc.17,302$3,935 12/31/2019
     BABA17,302$3,935 12/31/2019
Raymond James Trust N.A.18,145$3,849 12/31/2019
     BABA18,145$3,849 12/31/2019
Capital Fund Management S.A. $3,844 09/30/2019
     Put44,000$7,358 09/30/2019
     BABA36,788$6,152 09/30/2019
     Call30,200$5,050 09/30/2019
Wedbush Securities Inc.17,978$3,813 12/31/2019
     BABA17,978$3,813 12/31/2019
Brown Advisory Securities LLC22,787$3,812 09/30/2019
     BABA22,787$3,812 09/30/2019
Wetherby Asset Management Inc.22,660$3,789 09/30/2019
     BABA22,660$3,789 09/30/2019
Cutter & CO Brokerage Inc.22,529$3,768 09/30/2019
     BABA22,529$3,768 09/30/2019
Ninepoint Partners LP22,218$3,716 09/30/2019
     BABA22,218$3,716 09/30/2019
Bank Pictet & Cie Asia Ltd.22,202$3,713 09/30/2019
     BABA22,202$3,713 09/30/2019
Cabot Wealth Management Inc.21,960$3,672 09/30/2019
     BABA21,960$3,672 09/30/2019
GUARDCAP ASSET MANAGEMENT Ltd21,940$3,669 09/30/2019
     BABA21,940$3,669 09/30/2019
Boston Advisors LLC21,826$3,650 09/30/2019
     BABA21,826$3,650 09/30/2019
Fosun International Ltd21,740$3,613 09/30/2019
     BABA21,740$3,613 09/30/2019
Sentry Investment Management LLC21,532$3,601 09/30/2019
     BABA21,532$3,601 09/30/2019
Highstreet Asset Management Inc.21,453$3,588 09/30/2019
     BABA21,453$3,588 09/30/2019
Richard Bernstein Advisors LLC21,301$3,562 09/30/2019
     BABA21,301$3,562 09/30/2019
CWM LLC21,250$3,554 09/30/2019
     BABA21,250$3,554 09/30/2019
Meridian Management Co.20,840$3,485 09/30/2019
     BABA20,840$3,485 09/30/2019
Alight Capital Management LP20,771$3,474 09/30/2019
     BABA20,771$3,474 09/30/2019
HAP Trading LLC $3,467 09/30/2019
     BABA18,671$3,122 09/30/2019
     Call164,500$1,240 09/30/2019
     Put132,000$895 09/30/2019
Sandy Spring Bank20,685$3,459 09/30/2019
     BABA20,685$3,459 09/30/2019
NTV Asset Management LLC20,650$3,453 09/30/2019
     BABA20,650$3,453 09/30/2019
Traynor Capital Management Inc.20,634$3,450 09/30/2019
     BABA20,634$3,450 09/30/2019
Carret Asset Management LLC20,529$3,433 09/30/2019
     BABA20,529$3,433 09/30/2019
Henry James International Management Inc.15,978$3,389 12/31/2019
     BABA15,978$3,389 12/31/2019
Private Advisory Group LLC20,170$3,373 09/30/2019
     BABA20,170$3,373 09/30/2019
American International Group Inc.20,155$3,371 09/30/2019
     BABA20,155$3,371 09/30/2019
Huntington National Bank15,887$3,370 12/31/2019
     BABA15,887$3,370 12/31/2019
Advent Capital Management DE20,000$3,345 09/30/2019
     BABA20,000$3,345 09/30/2019
Granite Point Capital Management L.P.20,000$3,345 09/30/2019
     BABA20,000$3,345 09/30/2019
Legacy Advisors LLC15,760$3,343 12/31/2019
     BABA15,760$3,343 12/31/2019
Gunderson Capital Management Inc.19,976$3,341 09/30/2019
     BABA19,976$3,341 09/30/2019
Independent Advisor Alliance19,940$3,335 09/30/2019
     BABA19,940$3,335 09/30/2019
Trexquant Investment LP19,927$3,332 09/30/2019
     BABA19,927$3,332 09/30/2019
Sawtooth Solutions LLC19,800$3,312 09/30/2019
     BABA19,800$3,312 09/30/2019
Bainco International Investors19,721$3,298 09/30/2019
     BABA19,721$3,298 09/30/2019
Adalta Capital Management LLC19,680$3,291 09/30/2019
     BABA19,680$3,291 09/30/2019
Icon Advisers Inc. Co.19,600$3,278 09/30/2019
     BABA19,600$3,278 09/30/2019
XR Securities LLC $3,262 12/31/2019
     Call83,900$2,425 12/31/2019
     BABA4,108$871 12/31/2019
     Put24,500$34 12/31/2019
RBA Wealth Management LLC15,351$3,259 12/31/2019
     BABA15,351$3,259 12/31/2019
Regions Financial Corp19,476$3,257 09/30/2019
     BABA19,476$3,257 09/30/2019
Brinker Capital Inc.19,451$3,253 09/30/2019
     BABA19,451$3,253 09/30/2019
Financial Counselors Inc.19,332$3,233 09/30/2019
     BABA19,332$3,233 09/30/2019
Mercator Fund Cayman Master LP15,200$3,224 12/31/2019
     BABA15,200$3,224 12/31/2019
Glenmede Trust Co. NA19,162$3,203 09/30/2019
     BABA19,162$3,203 09/30/2019
Bell & Brown Wealth Advisors LLC14,126$3,188 12/31/2019
     BABA14,126$3,188 12/31/2019
BW Gestao de Investimentos Ltda.15,000$3,182 12/31/2019
     BABA15,000$3,182 12/31/2019
Glovista Investments LLC18,758$3,136 09/30/2019
     BABA18,758$3,136 09/30/2019
Atria Investments LLC18,595$3,110 09/30/2019
     BABA18,595$3,110 09/30/2019
Belpointe Asset Management LLC18,524$3,098 09/30/2019
     BABA18,524$3,098 09/30/2019
BOKF NA18,525$3,097 09/30/2019
     BABA18,525$3,097 09/30/2019
Winch Advisory Services LLC18,425$3,081 09/30/2019
     BABA18,425$3,081 09/30/2019
Sumitomo Life Insurance Co.14,500$3,075 12/31/2019
     BABA14,500$3,075 12/31/2019
Guggenheim Capital LLC18,356$3,070 09/30/2019
     BABA18,356$3,070 09/30/2019
Clough Capital Partners L P18,347$3,068 09/30/2019
     BABA18,347$3,068 09/30/2019
Bradley Foster & Sargent Inc. CT18,307$3,061 09/30/2019
     BABA18,307$3,061 09/30/2019
Pitcairn Co.18,138$3,033 09/30/2019
     BABA18,138$3,033 09/30/2019
Advisory Research Inc.18,093$3,026 09/30/2019
     BABA18,093$3,026 09/30/2019
Cornerstone Advisory LLC18,025$3,014 09/30/2019
     BABA18,025$3,014 09/30/2019
Baker Avenue Asset Management LP17,882$2,990 09/30/2019
     BABA17,882$2,990 09/30/2019
Hoertkorn Richard Charles17,516$2,929 09/30/2019
     BABA17,516$2,929 09/30/2019
Cheyne Capital Management UK LLP17,500$2,927 09/30/2019
     BABA17,500$2,927 09/30/2019
GWM Advisors LLC17,428$2,923 09/30/2019
     BABA17,428$2,923 09/30/2019
Fayez Sarofim & Co17,439$2,916 09/30/2019
     BABA17,439$2,916 09/30/2019
Manchester Financial Inc.13,734$2,913 12/31/2019
     BABA13,734$2,913 12/31/2019
Parkside Investments LLC17,415$2,912 09/30/2019
     BABA17,415$2,912 09/30/2019
Bank of Nova Scotia17,370$2,905 09/30/2019
     BABA17,370$2,905 09/30/2019
united american securities inc. d b a uas asset management 17,360$2,903 09/30/2019
     BABA17,360$2,903 09/30/2019
Sompo Japan Nipponkoa Asset Management CO. LTD.17,210$2,878 09/30/2019
     BABA17,210$2,878 09/30/2019
QS Investors LLC17,200$2,877 09/30/2019
     BABA17,200$2,877 09/30/2019
Intellectus Partners LLC13,498$2,863 12/31/2019
     BABA13,498$2,863 12/31/2019
OMERS ADMINISTRATION Corp17,100$2,860 09/30/2019
     BABA17,100$2,860 09/30/2019
Telos Capital Management Inc.13,436$2,850 12/31/2019
     BABA13,436$2,850 12/31/2019
Stratos Wealth Partners LTD.17,019$2,846 09/30/2019
     BABA17,019$2,846 09/30/2019
Mercer Global Advisors Inc. ADV16,991$2,841 09/30/2019
     BABA16,991$2,841 09/30/2019
Resources Investment Advisors LLC. $2,804 09/30/2019
     BABA16,466$2,754 09/30/2019
     Call2,200$50 09/30/2019
Avalon Investment & Advisory16,672$2,788 09/30/2019
     BABA16,672$2,788 09/30/2019
IFP Advisors Inc12,878$2,779 12/31/2019
     BABA12,878$2,779 12/31/2019
OLD Dominion Capital Management Inc.16,620$2,779 09/30/2019
     BABA16,620$2,779 09/30/2019
Black Creek Investment Management Inc.16,584$2,773 09/30/2019
     BABA16,584$2,773 09/30/2019
Sigma Planning Corp16,414$2,745 09/30/2019
     BABA16,414$2,745 09/30/2019
Oxbow Advisors LLC16,409$2,744 09/30/2019
     BABA16,409$2,744 09/30/2019
Stellar Capital Management LLC16,388$2,741 09/30/2019
     BABA16,388$2,741 09/30/2019
GFS Advisors LLC12,885$2,733 12/31/2019
     BABA12,885$2,733 12/31/2019
Formula Growth Ltd.16,337$2,732 09/30/2019
     BABA16,337$2,732 09/30/2019
O Shares Investment Advisers LLC16,156$2,702 09/30/2019
     BABA16,156$2,702 09/30/2019
Mariner LLC16,138$2,699 09/30/2019
     BABA16,138$2,699 09/30/2019
Advisors Capital Management LLC12,665$2,686 12/31/2019
     BABA12,665$2,686 12/31/2019
Horseman Capital Management Ltd16,000$2,676 09/30/2019
     BABA16,000$2,676 09/30/2019
Ibex Wealth Advisors12,571$2,666 12/31/2019
     BABA12,571$2,666 12/31/2019
Elite Wealth Management Inc.12,535$2,659 12/31/2019
     BABA12,535$2,659 12/31/2019
Beck Capital Management LLC15,738$2,632 09/30/2019
     BABA15,738$2,632 09/30/2019
Sheaff Brock Investment Advisors LLC15,629$2,614 09/30/2019
     BABA15,629$2,614 09/30/2019
CAMG Solamere Management LLC15,500$2,592 09/30/2019
     BABA15,500$2,592 09/30/2019
Hoylecohen LLC15,091$2,524 09/30/2019
     BABA15,091$2,524 09/30/2019
Kornitzer Capital Management Inc. KS15,076$2,521 09/30/2019
     BABA15,076$2,521 09/30/2019
Parallel Advisors LLC15,052$2,517 09/30/2019
     BABA15,052$2,517 09/30/2019
IHT Wealth Management LLC15,025$2,516 09/30/2019
     BABA15,025$2,516 09/30/2019
Kamunting Street Capital Management L.P.15,000$2,508 09/30/2019
     BABA15,000$2,508 09/30/2019
Lee Capital Holdings LLC15,000$2,508 09/30/2019
     BABA15,000$2,508 09/30/2019
FDx Advisors Inc.14,707$2,459 09/30/2019
     BABA14,707$2,459 09/30/2019
Worm Capital LLC14,584$2,439 09/30/2019
     BABA14,584$2,439 09/30/2019
Atlas Capital Advisors LLC14,553$2,434 09/30/2019
     BABA14,553$2,434 09/30/2019
Nicollet Investment Management Inc.14,215$2,377 09/30/2019
     BABA14,215$2,377 09/30/2019
Voya Financial Advisors Inc.14,084$2,337 09/30/2019
     BABA14,084$2,337 09/30/2019
Boothbay Fund Management LLC13,900$2,324 09/30/2019
     BABA13,900$2,324 09/30/2019
Keybank National Association OH13,894$2,323 09/30/2019
     BABA13,894$2,323 09/30/2019
Berman Capital Advisors LLC13,846$2,315 09/30/2019
     BABA13,846$2,315 09/30/2019
SlateStone Wealth LLC13,823$2,312 09/30/2019
     BABA13,823$2,312 09/30/2019
Exane Derivatives10,235$2,303 12/31/2019
     BABA10,235$2,303 12/31/2019
Wealthstreet Investment Advisors LLC10,854$2,303 12/31/2019
     BABA10,854$2,303 12/31/2019
MARSHALL WACE ASIA Ltd13,754$2,300 09/30/2019
     BABA13,754$2,300 09/30/2019
Price Wealth LLC10,823$2,296 12/31/2019
     BABA10,823$2,296 12/31/2019
Tradition Asset Management LLC13,716$2,293 09/30/2019
     BABA13,716$2,293 09/30/2019
Bridges Investment Management Inc.13,665$2,285 09/30/2019
     BABA13,665$2,285 09/30/2019
Parsons Capital Management Inc. RI13,662$2,285 09/30/2019
     BABA13,662$2,285 09/30/2019
Condor Capital Management13,501$2,258 09/30/2019
     BABA13,501$2,258 09/30/2019
Sovarnum Capital L.P.13,500$2,258 09/30/2019
     BABA13,500$2,258 09/30/2019
Wunderlich Capital Managemnt13,390$2,239 09/30/2019
     BABA13,390$2,239 09/30/2019
One Capital Management LLC13,390$2,239 09/30/2019
     BABA13,390$2,239 09/30/2019
Markston International LLC13,358$2,234 09/30/2019
     BABA13,358$2,234 09/30/2019
Anderson Hoagland & Co.10,995$2,227 12/31/2019
     BABA10,995$2,227 12/31/2019
Wexford Capital LP13,300$2,224 09/30/2019
     BABA13,300$2,224 09/30/2019
Mawer Investment Management Ltd.13,300$2,224 09/30/2019
     BABA13,300$2,224 09/30/2019
Cypress Asset Management Inc. TX13,254$2,216 09/30/2019
     BABA13,254$2,216 09/30/2019
Svenska Handelsbanken AB publ 13,200$2,207 09/30/2019
     BABA13,200$2,207 09/30/2019
Colony Group LLC13,094$2,190 09/30/2019
     BABA13,094$2,190 09/30/2019
Cornerstone Wealth Management LLC13,049$2,182 09/30/2019
     BABA13,049$2,182 09/30/2019
Frontier Wealth Management LLC13,013$2,176 09/30/2019
     BABA13,013$2,176 09/30/2019
Morse Asset Management Inc12,855$2,150 09/30/2019
     BABA12,855$2,150 09/30/2019
Cohen Capital Management Inc.12,831$2,146 09/30/2019
     BABA12,831$2,146 09/30/2019
Orca Investment Management LLC12,748$2,132 09/30/2019
     BABA12,748$2,132 09/30/2019
OLD National Bancorp IN10,012$2,123 12/31/2019
     BABA10,012$2,123 12/31/2019
Tlwm10,000$2,121 12/31/2019
     BABA10,000$2,121 12/31/2019
Sunbelt Securities Inc.12,610$2,109 09/30/2019
     BABA12,610$2,109 09/30/2019
Compton Capital Management Inc. RI12,555$2,100 09/30/2019
     BABA12,555$2,100 09/30/2019
Allen Capital Group LLC9,886$2,097 12/31/2019
     BABA9,886$2,097 12/31/2019
Trellus Management Company LLC12,500$2,090 09/30/2019
     BABA12,500$2,090 09/30/2019
Doliver Advisors LP11,913$2,088 09/30/2019
     BABA11,913$2,088 09/30/2019
Kistler Tiffany Companies LLC9,806$2,080 12/31/2019
     BABA9,806$2,080 12/31/2019
LeJeune Puetz Investment Counsel LLC12,431$2,079 09/30/2019
     BABA12,431$2,079 09/30/2019
Dubuque Bank & Trust Co.9,792$2,077 12/31/2019
     BABA9,792$2,077 12/31/2019
Nwam LLC9,751$2,068 12/31/2019
     BABA9,751$2,068 12/31/2019
Integre Asset Management LLC12,223$2,044 09/30/2019
     BABA12,223$2,044 09/30/2019
Mogy Joel R Investment Counsel Inc.12,215$2,043 09/30/2019
     BABA12,215$2,043 09/30/2019
Family Legacy Inc.9,358$2,040 12/31/2019
     BABA9,358$2,040 12/31/2019
Jackson Wealth Management LLC12,264$2,040 09/30/2019
     BABA12,264$2,040 09/30/2019
IMA Wealth Inc.12,172$2,036 09/30/2019
     BABA12,172$2,036 09/30/2019
Oak Asset Management LLC9,582$2,032 12/31/2019
     BABA9,582$2,032 12/31/2019
Pittenger & Anderson Inc.12,096$2,023 09/30/2019
     BABA12,096$2,023 09/30/2019
Legacy Capital Partners Inc.9,485$2,012 12/31/2019
     BABA9,485$2,012 12/31/2019
Quadrant Capital Group LLC12,018$2,005 09/30/2019
     BABA12,018$2,005 09/30/2019
Family Management Corp11,974$2,002 09/30/2019
     BABA11,974$2,002 09/30/2019
Busey Wealth Management11,928$1,995 09/30/2019
     BABA11,928$1,995 09/30/2019
Fifth Third Bancorp11,914$1,992 09/30/2019
     BABA11,914$1,992 09/30/2019
Hudson Bay Capital Management LP11,900$1,990 09/30/2019
     BABA11,900$1,990 09/30/2019
Focused Wealth Management Inc9,359$1,985 12/31/2019
     BABA9,359$1,985 12/31/2019
Mount Yale Investment Advisors LLC10,600$1,982 09/30/2019
     BABA10,600$1,982 09/30/2019
FUKOKU MUTUAL LIFE INSURANCE Co11,700$1,957 09/30/2019
     BABA11,700$1,957 09/30/2019
VisionPoint Advisory Group LLC11,459$1,952 09/30/2019
     BABA11,459$1,952 09/30/2019
Asahi Life Asset Management CO. LTD.11,658$1,950 09/30/2019
     BABA11,658$1,950 09/30/2019
Valeo Financial Advisors LLC $1,943 12/31/2019
     BABA8,860$1,879 12/31/2019
     Call300$64 12/31/2019
L & S Advisors Inc11,561$1,933 09/30/2019
     BABA11,561$1,933 09/30/2019
Andra AP fonden11,400$1,906 09/30/2019
     BABA11,400$1,906 09/30/2019
Gofen & Glossberg LLC IL11,120$1,860 09/30/2019
     BABA11,120$1,860 09/30/2019
Stephens Inc. AR11,113$1,858 09/30/2019
     BABA11,113$1,858 09/30/2019
HGI Capital Management LLC11,100$1,856 09/30/2019
     BABA11,100$1,856 09/30/2019
Palisade Capital Management LLC NJ11,055$1,849 09/30/2019
     BABA11,055$1,849 09/30/2019
Burns J W & Co. Inc. NY8,548$1,813 12/31/2019
     BABA8,548$1,813 12/31/2019
Newman Dignan & Sheerar Inc.8,534$1,810 12/31/2019
     BABA8,534$1,810 12/31/2019
Surevest Inc.8,536$1,810 12/31/2019
     BABA8,536$1,810 12/31/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC10,828$1,810 09/30/2019
     BABA10,828$1,810 09/30/2019
Equitable Trust Co.10,781$1,803 09/30/2019
     BABA10,781$1,803 09/30/2019
Arden Trust Co8,424$1,787 12/31/2019
     BABA8,424$1,787 12/31/2019
Pegasus Asset Management Inc.8,418$1,785 12/31/2019
     BABA8,418$1,785 12/31/2019
Chase Investment Counsel Corp10,646$1,780 09/30/2019
     BABA10,646$1,780 09/30/2019
Northeast Financial Consultants Inc10,629$1,777 09/30/2019
     BABA10,629$1,777 09/30/2019
Harbor Investment Advisory LLC8,326$1,766 12/31/2019
     BABA8,326$1,766 12/31/2019
Lucia Wealth Services LLC8,321$1,765 12/31/2019
     BABA8,321$1,765 12/31/2019
Harbour Capital Advisors LLC8,263$1,753 12/31/2019
     BABA8,263$1,753 12/31/2019
IPG Investment Advisors LLC10,468$1,751 09/30/2019
     BABA10,468$1,751 09/30/2019
First Manhattan Co.10,444$1,746 09/30/2019
     BABA10,444$1,746 09/30/2019
Oak Grove Capital LLC10,379$1,736 09/30/2019
     BABA10,379$1,736 09/30/2019
We Are One Seven LLC8,128$1,723 12/31/2019
     BABA8,128$1,723 12/31/2019
Eagle Global Advisors LLC10,160$1,699 09/30/2019
     BABA10,160$1,699 09/30/2019
Marble Harbor Investment Counsel LLC10,160$1,699 09/30/2019
     BABA10,160$1,699 09/30/2019
Quantitative Systematic Strategies LLC10,106$1,690 09/30/2019
     BABA10,106$1,690 09/30/2019
Fernwood Investment Management LLC10,063$1,683 09/30/2019
     BABA10,063$1,683 09/30/2019
Ayalon Holdings Ltd.7,904$1,676 12/31/2019
     BABA7,904$1,676 12/31/2019
Kemper Corp Master Retirement Trust10,000$1,672 09/30/2019
     BABA10,000$1,672 09/30/2019
Yakira Capital Management Inc.10,000$1,672 09/30/2019
     BABA10,000$1,672 09/30/2019
Boston Private Wealth LLC9,940$1,663 09/30/2019
     BABA9,940$1,663 09/30/2019
Rational Advisors LLC9,864$1,649 09/30/2019
     BABA9,864$1,649 09/30/2019
Bayesian Capital Management LP9,800$1,639 09/30/2019
     BABA9,800$1,639 09/30/2019
Simmons Bank9,765$1,633 09/30/2019
     BABA9,765$1,633 09/30/2019
Vantage Financial Partners Ltd. Inc.9,750$1,630 09/30/2019
     BABA9,750$1,630 09/30/2019
Lincoln National Corp9,712$1,624 09/30/2019
     BABA9,712$1,624 09/30/2019
Osborn Williams & Donohoe LLC9,660$1,615 09/30/2019
     BABA9,660$1,615 09/30/2019
Level Four Advisory Services LLC9,642$1,612 09/30/2019
     BABA9,642$1,612 09/30/2019
Schwarz Dygos Wheeler Investment Advisors LLC7,505$1,592 12/31/2019
     BABA7,505$1,592 12/31/2019
Cumberland Advisors Inc.7,475$1,585 12/31/2019
     BABA7,475$1,585 12/31/2019
Dimension Capital Management LLC9,421$1,575 09/30/2019
     BABA9,421$1,575 09/30/2019
RDA Financial Network8,499$1,574 09/30/2019
     BABA8,499$1,574 09/30/2019
Fairfield Bush & CO.9,365$1,566 09/30/2019
     BABA9,365$1,566 09/30/2019
Capital Management Associates NY9,340$1,562 09/30/2019
     BABA9,340$1,562 09/30/2019
Wellington Shields & Co. LLC9,340$1,562 09/30/2019
     BABA9,340$1,562 09/30/2019
Carnegie Capital Asset Management LLC9,292$1,554 09/30/2019
     BABA9,292$1,554 09/30/2019
Virtu Financial LLC9,289$1,554 09/30/2019
     BABA9,289$1,554 09/30/2019
Xcel Wealth Management LLC7,293$1,546 12/31/2019
     BABA7,293$1,546 12/31/2019
Welch & Forbes LLC7,282$1,545 12/31/2019
     BABA7,282$1,545 12/31/2019
Mycio Wealth Partners LLC9,226$1,543 09/30/2019
     BABA9,226$1,543 09/30/2019
AdvisorNet Financial Inc9,188$1,537 09/30/2019
     BABA9,188$1,537 09/30/2019
Executive Wealth Management LLC7,213$1,529 12/31/2019
     BABA7,213$1,529 12/31/2019
FormulaFolio Investments LLC7,189$1,525 12/31/2019
     BABA7,189$1,525 12/31/2019
Gradient Investments LLC7,145$1,515 12/31/2019
     BABA7,145$1,515 12/31/2019
Signaturefd LLC9,026$1,509 09/30/2019
     BABA9,026$1,509 09/30/2019
HighPoint Advisor Group LLC8,063$1,509 09/30/2019
     BABA8,063$1,509 09/30/2019
Walleye Capital LLC $1,505 09/30/2019
     Call9,700$1,622 09/30/2019
     Put1,300$217 09/30/2019
     BABA600$100 09/30/2019
Rothschild Investment Corp IL7,085$1,503 12/31/2019
     BABA7,085$1,503 12/31/2019
Boardman Bay Capital Management LLC8,881$1,485 09/30/2019
     BABA8,881$1,485 09/30/2019
Buckingham Capital Management Inc.8,860$1,482 09/30/2019
     BABA8,860$1,482 09/30/2019
Roberts Glore & Co. Inc. IL8,804$1,472 09/30/2019
     BABA8,804$1,472 09/30/2019
Canal Capital Management LLC6,935$1,471 12/31/2019
     BABA6,935$1,471 12/31/2019
Krueger & Catalano Capital Partners LLC6,903$1,464 12/31/2019
     BABA6,903$1,464 12/31/2019
Ballentine Partners LLC6,898$1,463 12/31/2019
     BABA6,898$1,463 12/31/2019
Boyd Watterson Asset Management LLC OH6,754$1,433 12/31/2019
     BABA6,754$1,433 12/31/2019
Kazazian Asset Management LLC8,416$1,407 09/30/2019
     BABA8,416$1,407 09/30/2019
Wafra Inc.8,385$1,402 09/30/2019
     BABA8,385$1,402 09/30/2019
Boothe Investment Group Inc.6,575$1,395 12/31/2019
     BABA6,575$1,395 12/31/2019
Park Avenue Securities LLC8,302$1,388 09/30/2019
     BABA8,302$1,388 09/30/2019
HMS Capital Management LLC $1,387 09/30/2019
     BABA11,218$1,848 09/30/2019
     Put2,800$461 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA6,534$1,386 12/31/2019
     BABA6,534$1,386 12/31/2019
Field & Main Bank8,225$1,375 09/30/2019
     BABA8,225$1,375 09/30/2019
Howe & Rusling Inc.8,151$1,363 09/30/2019
     BABA8,151$1,363 09/30/2019
Bristlecone Advisors LLC6,395$1,356 12/31/2019
     BABA6,395$1,356 12/31/2019
grace capital8,000$1,338 09/30/2019
     BABA8,000$1,338 09/30/2019
CRA Financial Services LLC8,000$1,338 09/30/2019
     BABA8,000$1,338 09/30/2019
Avantax Advisory Services Inc.7,964$1,333 09/30/2019
     BABA7,964$1,333 09/30/2019
Moors & Cabot Inc.7,945$1,329 09/30/2019
     BABA7,945$1,329 09/30/2019
Benjamin F. Edwards & Company Inc.7,897$1,321 09/30/2019
     BABA7,897$1,321 09/30/2019
Pekin Hardy Strauss Inc. $1,313 09/30/2019
     BABA6,854$1,146 09/30/2019
     Call1,000$167 09/30/2019
Checchi Capital Advisers LLC7,777$1,300 09/30/2019
     BABA7,777$1,300 09/30/2019
WESPAC Advisors SoCal LLC7,749$1,296 09/30/2019
     BABA7,749$1,296 09/30/2019
HCR Wealth Advisors7,678$1,289 09/30/2019
     BABA7,678$1,289 09/30/2019
NEXT Financial Group Inc6,065$1,286 12/31/2019
     BABA6,065$1,286 12/31/2019
B. Riley Wealth Management Inc.8,094$1,286 09/30/2019
     BABA8,094$1,286 09/30/2019
Avitas Wealth Management LLC7,598$1,271 09/30/2019
     BABA7,598$1,271 09/30/2019
YHB Investment Advisors Inc.7,592$1,270 09/30/2019
     BABA7,592$1,270 09/30/2019
EP Wealth Advisors LLC7,506$1,255 09/30/2019
     BABA7,506$1,255 09/30/2019
Sit Investment Associates Inc.7,475$1,250 09/30/2019
     BABA7,475$1,250 09/30/2019
Wealthsource Partners LLC7,454$1,247 09/30/2019
     BABA7,454$1,247 09/30/2019
CSat Investment Advisory L.P.7,416$1,241 09/30/2019
     BABA7,416$1,241 09/30/2019
Cannell Peter B & Co. Inc.7,395$1,237 09/30/2019
     BABA7,395$1,237 09/30/2019
Confluence Investment Management LLC7,390$1,236 09/30/2019
     BABA7,390$1,236 09/30/2019
Advisory Services Network LLC7,291$1,235 09/30/2019
     BABA7,291$1,235 09/30/2019
Coastal Investment Advisors Inc.7,301$1,223 09/30/2019
     BABA7,301$1,223 09/30/2019
Portland Global Advisors LLC7,302$1,221 09/30/2019
     BABA7,302$1,221 09/30/2019
AlphaOne Investment Services LLC7,274$1,216 09/30/2019
     BABA7,274$1,216 09/30/2019
Strategic Advisors LLC7,247$1,212 09/30/2019
     BABA7,247$1,212 09/30/2019
Sfmg LLC7,237$1,210 09/30/2019
     BABA7,237$1,210 09/30/2019
Bronfman E.L. Rothschild L.P.7,230$1,209 09/30/2019
     BABA7,230$1,209 09/30/2019
Cresset Asset Management LLC7,218$1,207 09/30/2019
     BABA7,218$1,207 09/30/2019
Motley Fool Asset Management LLC7,200$1,204 09/30/2019
     BABA7,200$1,204 09/30/2019
Frisch Financial Group Inc.7,183$1,201 09/30/2019
     BABA7,183$1,201 09/30/2019
Stevens Capital Management LP7,122$1,191 09/30/2019
     BABA7,122$1,191 09/30/2019
Vestmark Advisory Solutions Inc.7,119$1,191 09/30/2019
     BABA7,119$1,191 09/30/2019
Tiedemann Advisors LLC7,121$1,190 09/30/2019
     BABA7,121$1,190 09/30/2019
First Heartland Consultants Inc.7,003$1,171 09/30/2019
     BABA7,003$1,171 09/30/2019
Lansdowne Partners UK LLP7,000$1,171 09/30/2019
     BABA7,000$1,171 09/30/2019
Mid Atlantic Financial Management Inc. ADV6,952$1,163 09/30/2019
     BABA6,952$1,163 09/30/2019
Comerica Securities Inc.6,951$1,162 09/30/2019
     BABA6,951$1,162 09/30/2019
Clear Street Markets LLC $1,161 12/31/2019
     Put97$2,058 12/31/2019
     Call95$2,015 12/31/2019
     BABA5,675$1,204 12/31/2019
CAPROCK Group Inc.6,874$1,150 09/30/2019
     BABA6,874$1,150 09/30/2019
Cetera Investment Advisers6,857$1,149 09/30/2019
     BABA6,857$1,149 09/30/2019
Townsquare Capital LLC6,086$1,136 09/30/2019
     BABA6,086$1,136 09/30/2019
Klingenstein Fields & Co. LLC6,789$1,135 09/30/2019
     BABA6,789$1,135 09/30/2019
Jackson Square Partners LLC6,787$1,134 09/30/2019
     BABA6,787$1,134 09/30/2019
Coastline Trust Co5,330$1,130 12/31/2019
     BABA5,330$1,130 12/31/2019
Greenleaf Trust6,715$1,123 09/30/2019
     BABA6,715$1,123 09/30/2019
Bailard Inc.6,686$1,118 09/30/2019
     BABA6,686$1,118 09/30/2019
Mutual Advisors LLC6,658$1,113 09/30/2019
     BABA6,658$1,113 09/30/2019
Capital Bank & Trust Co6,632$1,109 09/30/2019
     BABA6,632$1,109 09/30/2019
Shelton Capital Management6,625$1,108 09/30/2019
     BABA6,625$1,108 09/30/2019
Highland Capital Management LLC6,600$1,104 09/30/2019
     BABA6,600$1,104 09/30/2019
SeaCrest Wealth Management LLC5,132$1,088 12/31/2019
     BABA5,132$1,088 12/31/2019
NorthCoast Asset Management LLC6,492$1,086 09/30/2019
     BABA6,492$1,086 09/30/2019
Corbenic Partners LLC5,115$1,085 12/31/2019
     BABA5,115$1,085 12/31/2019
Landscape Capital Management L.L.C.6,456$1,080 09/30/2019
     BABA6,456$1,080 09/30/2019
Kovack Advisors Inc. $1,077 09/30/2019
     BABA6,372$1,066 09/30/2019
     Call8$11 09/30/2019
Northeast Investment Management6,422$1,074 09/30/2019
     BABA6,422$1,074 09/30/2019
Nvwm LLC6,413$1,072 09/30/2019
     BABA6,413$1,072 09/30/2019
Great Valley Advisor Group Inc.6,403$1,071 09/30/2019
     BABA6,403$1,071 09/30/2019
Charter Trust Co.6,375$1,066 09/30/2019
     BABA6,375$1,066 09/30/2019
Hayden Royal LLC6,350$1,062 09/30/2019
     BABA6,350$1,062 09/30/2019
Meyer Handelman Co.4,992$1,058 12/31/2019
     BABA4,992$1,058 12/31/2019
Williams Jones Wealth Management LLC.6,329$1,058 09/30/2019
     BABA6,329$1,058 09/30/2019
Overbrook Management Corp6,285$1,051 09/30/2019
     BABA6,285$1,051 09/30/2019
Toroso Investments LLC6,270$1,049 09/30/2019
     BABA6,270$1,049 09/30/2019
Pathstone Family Office LLC6,226$1,042 09/30/2019
     BABA6,226$1,042 09/30/2019
Lumina Fund Management LLC6,200$1,037 09/30/2019
     BABA6,200$1,037 09/30/2019
J.W. Cole Advisors Inc.4,867$1,032 12/31/2019
     BABA4,867$1,032 12/31/2019
Acima Private Wealth LLC4,820$1,022 12/31/2019
     BABA4,820$1,022 12/31/2019
SWS Partners6,086$1,021 09/30/2019
     BABA6,086$1,021 09/30/2019
Sterling Capital Management LLC6,091$1,019 09/30/2019
     BABA6,091$1,019 09/30/2019
Bray Capital Advisors6,095$1,019 09/30/2019
     BABA6,095$1,019 09/30/2019
BlueCrest Capital Management Ltd6,000$1,003 09/30/2019
     BABA6,000$1,003 09/30/2019
Cpwm LLC5,979$1,000 09/30/2019
     BABA5,979$1,000 09/30/2019
Global Retirement Partners LLC4,677$992 12/31/2019
     BABA4,677$992 12/31/2019
Phoenix Holdings Ltd.6,263$992 09/30/2019
     BABA6,263$992 09/30/2019
Veritable L.P.5,927$991 09/30/2019
     BABA5,927$991 09/30/2019
Parkwood LLC5,924$991 09/30/2019
     BABA5,924$991 09/30/2019
First Interstate Bank5,907$988 09/30/2019
     BABA5,907$988 09/30/2019
Vontobel Swiss Wealth Advisors AG5,850$978 09/30/2019
     BABA5,850$978 09/30/2019
9258 Wealth Management LLC5,847$978 09/30/2019
     BABA5,847$978 09/30/2019
Private Trust Co. NA4,608$977 12/31/2019
     BABA4,608$977 12/31/2019
Financial Advocates Investment Management5,720$957 09/30/2019
     BABA5,720$957 09/30/2019
KMG Fiduciary Partners LLC5,707$954 09/30/2019
     BABA5,707$954 09/30/2019
EFG Asset Management Americas Corp.5,687$951 09/30/2019
     BABA5,687$951 09/30/2019
GM Advisory Group Inc.5,663$947 09/30/2019
     BABA5,663$947 09/30/2019
First United Bank Trust4,443$942 12/31/2019
     BABA4,443$942 12/31/2019
Rothschild Capital Partners LLC5,618$939 09/30/2019
     BABA5,618$939 09/30/2019
Flagship Harbor Advisors LLC5,608$937 09/30/2019
     BABA5,608$937 09/30/2019
ARGA Investment Management LP5,590$935 09/30/2019
     BABA5,590$935 09/30/2019
Personal Capital Advisors Corp5,597$935 09/30/2019
     BABA5,597$935 09/30/2019
Highland Capital Management Fund Advisors L.P. $920 09/30/2019
     BABA10,500$1,756 09/30/2019
     Put5,000$836 09/30/2019
Sheets Smith Wealth Management4,340$917 12/31/2019
     BABA4,340$917 12/31/2019
Dfpg Investments Inc.5,659$916 09/30/2019
     BABA5,659$916 09/30/2019
HBK Sorce Advisory LLC5,469$915 09/30/2019
     BABA5,469$915 09/30/2019
Blue Fin Capital Inc.5,447$910 09/30/2019
     BABA5,447$910 09/30/2019
Freestone Capital Holdings LLC5,432$908 09/30/2019
     BABA5,432$908 09/30/2019
Mirador Capital Partners LP4,278$907 12/31/2019
     BABA4,278$907 12/31/2019
Fiduciary Trust Co.5,408$905 09/30/2019
     BABA5,408$905 09/30/2019
Granite Investment Advisors LLC4,255$902 12/31/2019
     BABA4,255$902 12/31/2019
Resource Management LLC4,237$899 12/31/2019
     BABA4,237$899 12/31/2019
Tudor Investment Corp Et Al5,362$897 09/30/2019
     BABA5,362$897 09/30/2019
180 Wealth Advisors LLC3,964$892 12/31/2019
     BABA3,964$892 12/31/2019
Beaton Management Co. Inc.5,305$887 09/30/2019
     BABA5,305$887 09/30/2019
Calton & Associates Inc.5,290$885 09/30/2019
     BABA5,290$885 09/30/2019
Clearstead Advisors LLC5,256$879 09/30/2019
     BABA5,256$879 09/30/2019
LGL Partners LLC5,205$870 09/30/2019
     BABA5,205$870 09/30/2019
Gladstone Institutional Advisory LLC5,190$867 09/30/2019
     BABA5,190$867 09/30/2019
Legacy Bridge LLC5,170$865 09/30/2019
     BABA5,170$865 09/30/2019
D.B. Root & Company LLC4,030$854 12/31/2019
     BABA4,030$854 12/31/2019
Clifford Swan Investment Counsel LLC5,105$854 09/30/2019
     BABA5,105$854 09/30/2019
Maso Capital Partners Ltd5,085$850 09/30/2019
     BABA5,085$850 09/30/2019
Bluestein R H & Co.5,000$836 09/30/2019
     BABA5,000$836 09/30/2019
Woodstock Corp3,936$835 12/31/2019
     BABA3,936$835 12/31/2019
Abbrea Capital LLC4,984$833 09/30/2019
     BABA4,984$833 09/30/2019
Shepherd Financial Partners LLC4,931$825 09/30/2019
     BABA4,931$825 09/30/2019
Hollencrest Capital Management3,876$822 12/31/2019
     BABA3,876$822 12/31/2019
Advisor Partners LLC3,638$819 12/31/2019
     BABA3,638$819 12/31/2019
Tower Bridge Advisors4,330$810 09/30/2019
     BABA4,330$810 09/30/2019
Commerce Bank4,795$802 09/30/2019
     BABA4,795$802 09/30/2019
Evoke Wealth LLC4,781$800 09/30/2019
     BABA4,781$800 09/30/2019
Susquehanna International Group Ltd.4,779$799 09/30/2019
     BABA4,779$799 09/30/2019
Cubist Systematic Strategies LLC4,759$796 09/30/2019
     BABA4,759$796 09/30/2019
Roosevelt Investment Group Inc.4,742$793 09/30/2019
     BABA4,742$793 09/30/2019
Cidel Asset Management Inc.4,692$785 09/30/2019
     BABA4,692$785 09/30/2019
Blue Edge Capital LLC4,669$781 09/30/2019
     BABA4,669$781 09/30/2019
Joel Isaacson & Co. LLC4,666$780 09/30/2019
     BABA4,666$780 09/30/2019
Narwhal Capital Management4,627$774 09/30/2019
     BABA4,627$774 09/30/2019
Intersect Capital LLC4,578$766 09/30/2019
     BABA4,578$766 09/30/2019
Sowell Financial Services LLC4,540$759 09/30/2019
     BABA4,540$759 09/30/2019
First Foundation Advisors4,528$757 09/30/2019
     BABA4,528$757 09/30/2019
Altfest L J & Co. Inc.3,560$755 12/31/2019
     BABA3,560$755 12/31/2019
Tuttle Tactical Management3,561$755 12/31/2019
     BABA3,561$755 12/31/2019
Good Life Advisors LLC3,572$755 12/31/2019
     BABA3,572$755 12/31/2019
Leavell Investment Management Inc.3,507$744 12/31/2019
     BABA3,507$744 12/31/2019
SignalPoint Asset Management LLC4,417$739 09/30/2019
     BABA4,417$739 09/30/2019
Capital Insight Partners LLC4,420$739 09/30/2019
     BABA4,420$739 09/30/2019
Patten & Patten Inc. TN3,469$736 12/31/2019
     BABA3,469$736 12/31/2019
Cibc Bank USA4,408$736 09/30/2019
     BABA4,408$736 09/30/2019
Green Square Capital LLC4,389$734 09/30/2019
     BABA4,389$734 09/30/2019
CHICAGO TRUST Co NA3,398$721 12/31/2019
     BABA3,398$721 12/31/2019
People s United Financial Inc.4,305$720 09/30/2019
     BABA4,305$720 09/30/2019
Centaurus Financial Inc.4,296$718 09/30/2019
     BABA4,296$718 09/30/2019
Arthur M. Cohen & Associates LLC3,380$717 12/31/2019
     BABA3,380$717 12/31/2019
Glassman Wealth Services4,274$715 09/30/2019
     BABA4,274$715 09/30/2019
Foresight Wealth Management LLC3,366$714 12/31/2019
     BABA3,366$714 12/31/2019
JCIC Asset Management Inc.3,355$712 12/31/2019
     BABA3,355$712 12/31/2019
Virtue Capital Management LLC4,164$696 09/30/2019
     BABA4,164$696 09/30/2019
Creative Financial Designs Inc. ADV3,148$692 12/31/2019
     BABA3,148$692 12/31/2019
Beirne Wealth Consulting Services LLC3,260$691 12/31/2019
     BABA3,260$691 12/31/2019
Rehmann Capital Advisory Group4,130$691 09/30/2019
     BABA4,130$691 09/30/2019
Laurel Wealth Advisors Inc.4,128$690 09/30/2019
     BABA4,128$690 09/30/2019
Segment Wealth Management LLC3,243$688 12/31/2019
     BABA3,243$688 12/31/2019
London & Capital Asset Management Ltd4,112$688 09/30/2019
     BABA4,112$688 09/30/2019
Bfsg LLC4,073$681 09/30/2019
     BABA4,073$681 09/30/2019
TrinityPoint Wealth LLC3,788$681 09/30/2019
     BABA3,788$681 09/30/2019
Gateway Advisory LLC3,191$677 12/31/2019
     BABA3,191$677 12/31/2019
Lake Street Financial LLC3,190$677 12/31/2019
     BABA3,190$677 12/31/2019
American National Registered Investment Advisor Inc.4,030$674 09/30/2019
     BABA4,030$674 09/30/2019
Ruggie Capital Group4,019$672 09/30/2019
     BABA4,019$672 09/30/2019
Tredje AP fonden4,000$669 09/30/2019
     BABA4,000$669 09/30/2019
Requisite Capital Management LLC4,000$669 09/30/2019
     BABA4,000$669 09/30/2019
FinTrust Capital Advisors LLC $667 12/31/2019
     BABA3,144$667 12/31/2019
     Call50,200$0 12/31/2019
Groesbeck Investment Management Corp NJ3,140$666 12/31/2019
     BABA3,140$666 12/31/2019
Vanguard Capital Wealth Advisors4,215$665 09/30/2019
     BABA4,215$665 09/30/2019
Eqis Capital Management Inc.3,968$664 09/30/2019
     BABA3,968$664 09/30/2019
Johnson Investment Counsel Inc.3,958$662 09/30/2019
     BABA3,958$662 09/30/2019
Landsberg Bennett & Dubbaneh LLC3,102$660 12/31/2019
     BABA3,102$660 12/31/2019
First Bank & Trust3,944$660 09/30/2019
     BABA3,944$660 09/30/2019
Cedar Brook Financial Partners LLC3,947$660 09/30/2019
     BABA3,947$660 09/30/2019
FLC Capital Advisors3,078$653 12/31/2019
     BABA3,078$653 12/31/2019
Prospera Financial Services Inc3,867$647 09/30/2019
     BABA3,867$647 09/30/2019
Shorepoint Capital Partners LLC3,813$638 09/30/2019
     BABA3,813$638 09/30/2019
Herald Investment Management Ltd3,800$635 09/30/2019
     BABA3,800$635 09/30/2019
First Business Financial Services Inc.3,795$635 09/30/2019
     BABA3,795$635 09/30/2019
Baldwin Brothers Inc. MA3,790$634 09/30/2019
     BABA3,790$634 09/30/2019
Cobblestone Capital Advisors LLC NY3,791$634 09/30/2019
     BABA3,791$634 09/30/2019
Jupiter Wealth Management LLC2,787$631 12/31/2019
     BABA2,787$631 12/31/2019
Patton Albertson Miller Group LLC3,762$629 09/30/2019
     BABA3,762$629 09/30/2019
First Mercantile Trust Co.3,748$627 09/30/2019
     BABA3,748$627 09/30/2019
IFG Advisors LLC2,950$626 12/31/2019
     BABA2,950$626 12/31/2019
Winslow Evans & Crocker Inc.2,922$622 12/31/2019
     BABA2,922$622 12/31/2019
Icon Wealth Partners LLC3,720$622 09/30/2019
     BABA3,720$622 09/30/2019
Hancock Whitney Corp3,717$621 09/30/2019
     BABA3,717$621 09/30/2019
Sonora Investment Management LLC2,912$618 12/31/2019
     BABA2,912$618 12/31/2019
Zions Bancorporation N.A.3,663$613 09/30/2019
     BABA3,663$613 09/30/2019
Summit X LLC2,890$609 12/31/2019
     BABA2,890$609 12/31/2019
Mitchell Capital Management Co.3,615$605 09/30/2019
     BABA3,615$605 09/30/2019
Albion Financial Group UT3,612$604 09/30/2019
     BABA3,612$604 09/30/2019
Cullinan Associates Inc.2,825$599 12/31/2019
     BABA2,825$599 12/31/2019
Schnieders Capital Management LLC3,563$596 09/30/2019
     BABA3,563$596 09/30/2019
Krilogy Financial LLC $592 09/30/2019
     BABA3,244$542 09/30/2019
     Call300$50 09/30/2019
Northstar Wealth Partners LLC3,543$592 09/30/2019
     BABA3,543$592 09/30/2019
Peapack Gladstone Financial Corp3,514$588 09/30/2019
     BABA3,514$588 09/30/2019
Financial Architects Inc3,516$588 09/30/2019
     BABA3,516$588 09/30/2019
Lido Advisors LLC3,516$588 09/30/2019
     BABA3,516$588 09/30/2019
Aft Forsyth & Company Inc.3,504$586 09/30/2019
     BABA3,504$586 09/30/2019
Bessemer Securities LLC3,495$584 09/30/2019
     BABA3,495$584 09/30/2019
Armor Investment Advisors LLC3,491$584 09/30/2019
     BABA3,491$584 09/30/2019
Intercontinental Wealth Advisors LLC3,458$578 09/30/2019
     BABA3,458$578 09/30/2019
Western Wealth Management LLC3,391$568 09/30/2019
     BABA3,391$568 09/30/2019
King Wealth3,360$562 09/30/2019
     BABA3,360$562 09/30/2019
Northstar Group Inc.2,626$557 12/31/2019
     BABA2,626$557 12/31/2019
Ambassador Advisors LLC2,616$555 12/31/2019
     BABA2,616$555 12/31/2019
Wilbanks Smith & Thomas Asset Management LLC3,319$555 09/30/2019
     BABA3,319$555 09/30/2019
Old Port Advisors2,558$554 12/31/2019
     BABA2,558$554 12/31/2019
Hilltop Holdings Inc.3,299$552 09/30/2019
     BABA3,299$552 09/30/2019
Venturi Wealth Management LLC3,298$552 09/30/2019
     BABA3,298$552 09/30/2019
Ausdal Financial Partners Inc.3,279$548 09/30/2019
     BABA3,279$548 09/30/2019
Carroll Financial Associates Inc.2,560$542 12/31/2019
     BABA2,560$542 12/31/2019
Valley National Advisers Inc.3,243$542 09/30/2019
     BABA3,243$542 09/30/2019
CWA Asset Management Group LLC3,182$532 09/30/2019
     BABA3,182$532 09/30/2019
Night Owl Capital Management LLC3,173$531 09/30/2019
     BABA3,173$531 09/30/2019
Mandatum Life Insurance Co Ltd3,175$531 09/30/2019
     BABA3,175$531 09/30/2019
Integrated Wealth Concepts LLC3,177$531 09/30/2019
     BABA3,177$531 09/30/2019
E&G Advisors LP2,497$530 12/31/2019
     BABA2,497$530 12/31/2019
Davy Asset Management Ltd3,130$523 09/30/2019
     BABA3,130$523 09/30/2019
Amarillo National Bank3,120$522 09/30/2019
     BABA3,120$522 09/30/2019
Quantamental Technologies LLC3,105$519 09/30/2019
     BABA3,105$519 09/30/2019
Argent Trust Co3,094$518 09/30/2019
     BABA3,094$518 09/30/2019
Optimum Investment Advisors2,438$517 12/31/2019
     BABA2,438$517 12/31/2019
Highlander Capital Management LLC3,075$514 09/30/2019
     BABA3,075$514 09/30/2019
Institute for Wealth Management LLC.3,067$513 09/30/2019
     BABA3,067$513 09/30/2019
WMS Partners LLC3,045$509 09/30/2019
     BABA3,045$509 09/30/2019
InterOcean Capital LLC3,042$509 09/30/2019
     BABA3,042$509 09/30/2019
Whittier Trust Co.3,034$508 09/30/2019
     BABA3,034$508 09/30/2019
Nations Financial Group Inc. IA ADV2,847$503 09/30/2019
     BABA2,847$503 09/30/2019
Alpine Woods Capital Investors LLC3,000$502 09/30/2019
     BABA3,000$502 09/30/2019
Sound View Wealth Advisors Group LLC2,997$501 09/30/2019
     BABA2,997$501 09/30/2019
Jackson Hole Capital Partners LLC2,976$498 09/30/2019
     BABA2,976$498 09/30/2019
Moneta Group Investment Advisors LLC2,966$496 09/30/2019
     BABA2,966$496 09/30/2019
Capital Wealth Planning LLC $495 09/30/2019
     BABA2,702$466 09/30/2019
     Call2,000$29 09/30/2019
Arete Wealth Advisors LLC2,948$493 09/30/2019
     BABA2,948$493 09/30/2019
Ellis Investment Partners LLC2,233$490 12/31/2019
     BABA2,233$490 12/31/2019
Pinnacle Wealth Planning Services Inc.2,935$490 09/30/2019
     BABA2,935$490 09/30/2019
Fortem Financial Group LLC2,929$490 09/30/2019
     BABA2,929$490 09/30/2019
Regentatlantic Capital LLC2,916$488 09/30/2019
     BABA2,916$488 09/30/2019
Beacon Financial Group2,936$487 12/31/2019
     BABA2,936$487 12/31/2019
Braun Stacey Associates Inc.2,292$486 12/31/2019
     BABA2,292$486 12/31/2019
Paradigm Financial Partners LLC2,934$485 09/30/2019
     BABA2,934$485 09/30/2019
Hudock Capital Group LLC2,203$484 12/31/2019
     BABA2,203$484 12/31/2019
Perigon Wealth Management LLC2,233$484 12/31/2019
     BABA2,233$484 12/31/2019
Robertson Stephens Wealth Management LLC2,880$482 09/30/2019
     BABA2,880$482 09/30/2019
Wrapmanager Inc.2,840$475 09/30/2019
     BABA2,840$475 09/30/2019
Weatherly Asset Management L. P.2,216$470 12/31/2019
     BABA2,216$470 12/31/2019
Keystone Financial Group2,809$470 09/30/2019
     BABA2,809$470 09/30/2019
Horan Capital Management2,206$468 12/31/2019
     BABA2,206$468 12/31/2019
Chevy Chase Trust Holdings Inc.2,761$461 09/30/2019
     BABA2,761$461 09/30/2019
Stratos Wealth Advisors LLC2,734$457 09/30/2019
     BABA2,734$457 09/30/2019
Quad Cities Investment Group LLC2,689$449 09/30/2019
     BABA2,689$449 09/30/2019
Proequities Inc. $447 09/30/2019
     BABA2,675$447 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
Taylor Cottrill Erickson & Associates Inc.2,100$445 12/31/2019
     BABA2,100$445 12/31/2019
Fieldpoint Private Securities LLC2,652$443 09/30/2019
     BABA2,652$443 09/30/2019
Corient Capital Partners LLC2,625$439 09/30/2019
     BABA2,625$439 09/30/2019
Diligent Investors LLC2,066$438 12/31/2019
     BABA2,066$438 12/31/2019
Webster Bank N. A.2,060$437 12/31/2019
     BABA2,060$437 12/31/2019
Clear Creek Financial Management LLC1,921$437 12/31/2019
     BABA1,921$437 12/31/2019
Bogart Wealth LLC2,608$436 09/30/2019
     BABA2,608$436 09/30/2019
Columbia Asset Management2,590$433 09/30/2019
     BABA2,590$433 09/30/2019
Trustcore Financial Services LLC2,590$433 09/30/2019
     BABA2,590$433 09/30/2019
Clearwater Capital Advisors LLC2,586$432 09/30/2019
     BABA2,586$432 09/30/2019
Mizuho Securities Co. Ltd.2,580$431 09/30/2019
     BABA2,580$431 09/30/2019
Biltmore Capital Advisors LLC2,551$427 09/30/2019
     BABA2,551$427 09/30/2019
BigSur Wealth Management LLC2,555$427 09/30/2019
     BABA2,555$427 09/30/2019
Claro Advisors LLC2,546$426 09/30/2019
     BABA2,546$426 09/30/2019
Gryphon Financial Partners LLC2,540$425 09/30/2019
     BABA2,540$425 09/30/2019
Wall Street Access Asset Management LLC2,540$424 09/30/2019
     BABA2,540$424 09/30/2019
Strategic Wealth Management Group LLC1,994$423 12/31/2019
     BABA1,994$423 12/31/2019
Partner Investment Management L.P.2,532$423 09/30/2019
     BABA2,532$423 09/30/2019
Altavista Wealth Management Inc.2,500$418 09/30/2019
     BABA2,500$418 09/30/2019
Prime Capital Investment Advisors LLC2,498$418 09/30/2019
     BABA2,498$418 09/30/2019
Moloney Securities Asset Management LLC2,491$417 09/30/2019
     BABA2,491$417 09/30/2019
KG&L Capital Management LLC1,963$416 12/31/2019
     BABA1,963$416 12/31/2019
MAI Capital Management2,475$414 09/30/2019
     BABA2,475$414 09/30/2019
Circle Wealth Management LLC2,470$413 09/30/2019
     BABA2,470$413 09/30/2019
Mission Wealth Management LP1,938$411 12/31/2019
     BABA1,938$411 12/31/2019
Smith Moore & CO.2,459$411 09/30/2019
     BABA2,459$411 09/30/2019
Homrich & Berg2,428$406 09/30/2019
     BABA2,428$406 09/30/2019
SevenBridge Financial Group LLC1,904$404 12/31/2019
     BABA1,904$404 12/31/2019
MUFG Securities EMEA plc2,408$403 09/30/2019
     BABA2,408$403 09/30/2019
Partnervest Advisory Services LLC2,402$402 09/30/2019
     BABA2,402$402 09/30/2019
North Star Investment Management Corp.2,387$399 09/30/2019
     BABA2,387$399 09/30/2019
Sullivan Bruyette Speros & Blaney LLC2,363$395 09/30/2019
     BABA2,363$395 09/30/2019
Golden State Wealth Management LLC2,315$387 09/30/2019
     BABA2,315$387 09/30/2019
Balasa Dinverno & Foltz LLC1,817$385 12/31/2019
     BABA1,817$385 12/31/2019
Fort Sheridan Advisors LLC2,300$385 09/30/2019
     BABA2,300$385 09/30/2019
Successful Portfolios LLC1,810$384 12/31/2019
     BABA1,810$384 12/31/2019
Strategy Asset Managers LLC2,285$382 09/30/2019
     BABA2,285$382 09/30/2019
Lenox Wealth Advisors LLC1,795$381 12/31/2019
     BABA1,795$381 12/31/2019
Edge Capital Group LLC2,277$381 09/30/2019
     BABA2,277$381 09/30/2019
Jag Capital Management LLC2,270$380 09/30/2019
     BABA2,270$380 09/30/2019
Close Asset Management Ltd1,781$378 12/31/2019
     BABA1,781$378 12/31/2019
Merriman Wealth Management LLC1,772$376 12/31/2019
     BABA1,772$376 12/31/2019
Bach Investment Advisors Ltd2,245$375 09/30/2019
     BABA2,245$375 09/30/2019
Whittier Trust Co. of Nevada Inc.2,234$374 09/30/2019
     BABA2,234$374 09/30/2019
Burney Co.2,224$372 09/30/2019
     BABA2,224$372 09/30/2019
Exencial Wealth Advisors LLC2,205$369 09/30/2019
     BABA2,205$369 09/30/2019
Assetmark Inc.2,186$366 09/30/2019
     BABA2,186$366 09/30/2019
Strategic Global Advisors LLC2,191$366 09/30/2019
     BABA2,191$366 09/30/2019
Cypress Wealth Services LLC1,701$361 12/31/2019
     BABA1,701$361 12/31/2019
DeDora Capital Inc.2,132$357 09/30/2019
     BABA2,132$357 09/30/2019
RWC Asset Management LLP2,119$354 09/30/2019
     BABA2,119$354 09/30/2019
Winthrop Advisory Group LLC1,646$349 12/31/2019
     BABA1,646$349 12/31/2019
DRW Securities LLC2,180$346 09/30/2019
     BABA2,180$346 09/30/2019
Frontier Investment Mgmt Co.2,066$345 09/30/2019
     BABA2,066$345 09/30/2019
Brighton Jones LLC2,054$343 09/30/2019
     BABA2,054$343 09/30/2019
RFG Advisory LLC1,609$341 12/31/2019
     BABA1,609$341 12/31/2019
Wade G W & Inc.2,038$341 09/30/2019
     BABA2,038$341 09/30/2019
Ruane Cunniff & Goldfarb L.P.2,038$341 09/30/2019
     BABA2,038$341 09/30/2019
Vicus Capital2,030$339 09/30/2019
     BABA2,030$339 09/30/2019
Meridian Wealth Management LLC1,595$338 12/31/2019
     BABA1,595$338 12/31/2019
Princeton Capital Management LLC2,015$337 09/30/2019
     BABA2,015$337 09/30/2019
CFO4Life Group LLC1,585$336 12/31/2019
     BABA1,585$336 12/31/2019
KCM Investment Advisors LLC2,007$336 09/30/2019
     BABA2,007$336 09/30/2019
Washburn Capital Management Inc.1,580$335 12/31/2019
     BABA1,580$335 12/31/2019
Kimelman & Baird LLC2,000$334 09/30/2019
     BABA2,000$334 09/30/2019
ARGI Investment Services LLC1,995$334 09/30/2019
     BABA1,995$334 09/30/2019
Arcus Capital Partners LLC2,000$334 09/30/2019
     BABA2,000$334 09/30/2019
Cottage Street Advisors LLC2,000$334 09/30/2019
     BABA2,000$334 09/30/2019
Everett Harris & Co. CA1,989$333 09/30/2019
     BABA1,989$333 09/30/2019
Keel Point LLC1,985$332 09/30/2019
     BABA1,985$332 09/30/2019
Savant Capital LLC1,980$331 09/30/2019
     BABA1,980$331 09/30/2019
JT Stratford LLC1,978$331 09/30/2019
     BABA1,978$331 09/30/2019
SOL Capital Management CO1,975$330 09/30/2019
     BABA1,975$330 09/30/2019
Private Wealth Advisors Inc.1,964$328 09/30/2019
     BABA1,964$328 09/30/2019
Capital Asset Advisory Services LLC1,962$328 09/30/2019
     BABA1,962$328 09/30/2019
Centric Wealth Management1,536$326 12/31/2019
     BABA1,536$326 12/31/2019
Capital Investment Advisors LLC1,528$324 12/31/2019
     BABA1,528$324 12/31/2019
Truewealth LLC1,524$323 12/31/2019
     BABA1,524$323 12/31/2019
Trilogy Capital Inc.1,484$323 12/31/2019
     BABA1,484$323 12/31/2019
Brandywine Oak Private Wealth LLC1,934$323 09/30/2019
     BABA1,934$323 09/30/2019
Wagner Bowman Management Corp1,927$322 09/30/2019
     BABA1,927$322 09/30/2019
Magnus Financial Group LLC1,927$322 09/30/2019
     BABA1,927$322 09/30/2019
Edge Wealth Management LLC1,922$321 09/30/2019
     BABA1,922$321 09/30/2019
Beacon Pointe Wealth Advisors LLC1,926$321 09/30/2019
     BABA1,926$321 09/30/2019
CSS LLC IL $319 09/30/2019
     Put12,000$2,006 09/30/2019
     Call10,000$1,672 09/30/2019
     BABA3,902$653 09/30/2019
Intl Fcstone Inc.1,904$318 09/30/2019
     BABA1,904$318 09/30/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management1,902$318 09/30/2019
     BABA1,902$318 09/30/2019
Biegel & Waller LLC1,892$316 09/30/2019
     BABA1,892$316 09/30/2019
Summit Trail Advisors LLC1,887$316 09/30/2019
     BABA1,887$316 09/30/2019
Lakeview Capital Partners LLC1,873$313 09/30/2019
     BABA1,873$313 09/30/2019
United Income Inc.1,860$310 09/30/2019
     BABA1,860$310 09/30/2019
Bruderman Asset Management LLC1,640$307 09/30/2019
     BABA1,640$307 09/30/2019
Horizon Kinetics Asset Management LLC1,830$306 09/30/2019
     BABA1,830$306 09/30/2019
Lantz Financial LLC1,415$300 12/31/2019
     BABA1,415$300 12/31/2019
Dynamic Advisor Solutions LLC1,784$298 09/30/2019
     BABA1,784$298 09/30/2019
Quadrant Private Wealth Management LLC1,771$296 09/30/2019
     BABA1,771$296 09/30/2019
FTB Advisors Inc.1,397$295 12/31/2019
     BABA1,397$295 12/31/2019
CenterStar Asset Management LLC $295 12/31/2019
     Call33,400$493 12/31/2019
     Put18,600$198 12/31/2019
V Wealth Advisors LLC1,769$295 09/30/2019
     BABA1,769$295 09/30/2019
Security National Trust Co.1,750$293 09/30/2019
     BABA1,750$293 09/30/2019
Capstone Financial Advisors Inc.1,737$290 09/30/2019
     BABA1,737$290 09/30/2019
Capital Investment Advisory Services LLC1,733$290 09/30/2019
     BABA1,733$290 09/30/2019
Ahrens Investment Partners LLC1,736$290 09/30/2019
     BABA1,736$290 09/30/2019
NorthRock Partners LLC1,729$289 09/30/2019
     BABA1,729$289 09/30/2019
BT Wealth Management LLC1,350$286 12/31/2019
     BABA1,350$286 12/31/2019
Dowling & Yahnke LLC1,700$284 09/30/2019
     BABA1,700$284 09/30/2019
GYL Financial Synergies LLC1,696$284 09/30/2019
     BABA1,696$284 09/30/2019
Fulton Bank N.A.1,695$283 09/30/2019
     BABA1,695$283 09/30/2019
First Midwest Bank Trust Division1,330$282 12/31/2019
     BABA1,330$282 12/31/2019
Essex Savings Bank1,690$282 09/30/2019
     BABA1,690$282 09/30/2019
Falcon Point Capital LLC1,311$278 12/31/2019
     BABA1,311$278 12/31/2019
Teton Advisors Inc.1,664$278 09/30/2019
     BABA1,664$278 09/30/2019
AllSquare Wealth Management LLC1,665$278 09/30/2019
     BABA1,665$278 09/30/2019
Assenagon Asset Management S.A.1,300$276 12/31/2019
     BABA1,300$276 12/31/2019
Ameritas Investment Corp1,644$276 09/30/2019
     BABA1,644$276 09/30/2019
Weaver Consulting Group1,574$274 09/30/2019
     BABA1,574$274 09/30/2019
Private Vista LLC1,643$273 09/30/2019
     BABA1,643$273 09/30/2019
Naples Global Advisors LLC1,629$272 09/30/2019
     BABA1,629$272 09/30/2019
Castle Rock Wealth Management LLC1,459$272 09/30/2019
     BABA1,459$272 09/30/2019
Coldstream Capital Management Inc.1,621$271 09/30/2019
     BABA1,621$271 09/30/2019
Andesa Financial Management Inc.1,618$271 09/30/2019
     BABA1,618$271 09/30/2019
MONECO Advisors LLC1,189$270 12/31/2019
     BABA1,189$270 12/31/2019
Sterling Investment Advisors Ltd.1,608$269 09/30/2019
     BABA1,608$269 09/30/2019
Armstrong Shaw Associates Inc. CT1,600$268 09/30/2019
     BABA1,600$268 09/30/2019
American Financial Advisors LLC1,602$268 09/30/2019
     BABA1,602$268 09/30/2019
Calamos Wealth Management LLC1,260$267 12/31/2019
     BABA1,260$267 12/31/2019
Regal Investment Advisors LLC1,594$267 09/30/2019
     BABA1,594$267 09/30/2019
Avestar Capital LLC1,575$263 09/30/2019
     BABA1,575$263 09/30/2019
Shine Investment Advisory Services Inc.1,559$261 09/30/2019
     BABA1,559$261 09/30/2019
Livingston Group Asset Management CO operating as Southport Capital Management 1,221$259 12/31/2019
     BABA1,221$259 12/31/2019
WINTON GROUP Ltd1,547$259 09/30/2019
     BABA1,547$259 09/30/2019
Gamco Investors INC. ET AL1,540$258 09/30/2019
     BABA1,540$258 09/30/2019
Dorsey & Whitney Trust CO LLC1,538$258 09/30/2019
     BABA1,538$258 09/30/2019
FCG Advisors LLC1,539$257 09/30/2019
     BABA1,539$257 09/30/2019
Plimoth Trust Co. LLC1,530$256 09/30/2019
     BABA1,530$256 09/30/2019
Grassi Investment Management1,200$255 12/31/2019
     BABA1,200$255 12/31/2019
JNBA Financial Advisors1,522$255 09/30/2019
     BABA1,522$255 09/30/2019
OLD Second National Bank of Aurora1,195$254 12/31/2019
     BABA1,195$254 12/31/2019
Filament LLC1,510$252 09/30/2019
     BABA1,510$252 09/30/2019
Anchor Capital Advisors LLC1,500$251 09/30/2019
     BABA1,500$251 09/30/2019
Toronto Dominion Bank1,500$251 09/30/2019
     BABA1,500$251 09/30/2019
Eastern Bank1,500$251 09/30/2019
     BABA1,500$251 09/30/2019
Ironwood Investment Counsel LLC1,503$251 09/30/2019
     BABA1,503$251 09/30/2019
Meridian Wealth Advisors LLC1,498$251 09/30/2019
     BABA1,498$251 09/30/2019
Buckingham Asset Management LLC1,488$249 09/30/2019
     BABA1,488$249 09/30/2019
Windsor Group LTD1,169$248 12/31/2019
     BABA1,169$248 12/31/2019
Gerber Kawasaki Wealth & Investment Management1,481$247 09/30/2019
     BABA1,481$247 09/30/2019
First Hawaiian Bank1,154$245 12/31/2019
     BABA1,154$245 12/31/2019
Wolverine Asset Management LLC1,470$245 09/30/2019
     BABA1,470$245 09/30/2019
NewFocus Financial Group LLC1,464$245 09/30/2019
     BABA1,464$245 09/30/2019
TRUE Private Wealth Advisors1,469$245 09/30/2019
     BABA1,469$245 09/30/2019
Champlain Investment Partners LLC1,460$244 09/30/2019
     BABA1,460$244 09/30/2019
MorganRosel Wealth Management LLC1,145$243 12/31/2019
     BABA1,145$243 12/31/2019
Aldebaran Financial Inc.1,474$243 09/30/2019
     BABA1,474$243 09/30/2019
White Lighthouse Investment Management Inc.1,449$242 09/30/2019
     BABA1,449$242 09/30/2019
Prio Wealth Limited Partnership1,400$234 09/30/2019
     BABA1,400$234 09/30/2019
Sumitomo Mitsui Financial Group Inc.1,410$234 09/30/2019
     BABA1,410$234 09/30/2019
Seelaus Asset Management LLC1,400$234 09/30/2019
     BABA1,400$234 09/30/2019
Putnam FL Investment Management Co.1,392$233 09/30/2019
     BABA1,392$233 09/30/2019
Stonebridge Capital Advisors LLC1,393$233 09/30/2019
     BABA1,393$233 09/30/2019
Bank of The West1,390$232 09/30/2019
     BABA1,390$232 09/30/2019
Thompson Siegel & Walmsley LLC1,386$232 09/30/2019
     BABA1,386$232 09/30/2019
Evanson Asset Management LLC1,091$231 12/31/2019
     BABA1,091$231 12/31/2019
American Financial Network Advisory Services LLC1,382$231 09/30/2019
     BABA1,382$231 09/30/2019
Holistic Financial Partners1,378$230 09/30/2019
     BABA1,378$230 09/30/2019
YorkBridge Wealth Partners LLC1,078$229 12/31/2019
     BABA1,078$229 12/31/2019
Chicago Partners Investment Group LLC1,017$228 12/31/2019
     BABA1,017$228 12/31/2019
Budros Ruhlin & Roe Inc.1,366$228 09/30/2019
     BABA1,366$228 09/30/2019
Kore Private Wealth LLC1,385$228 09/30/2019
     BABA1,385$228 09/30/2019
CLARET ASSET MANAGEMENT Corp1,064$226 12/31/2019
     BABA1,064$226 12/31/2019
Hendershot Investments Inc.1,354$226 09/30/2019
     BABA1,354$226 09/30/2019
Twin Focus Capital Partners LLC1,343$225 09/30/2019
     BABA1,343$225 09/30/2019
Private Capital Group LLC1,343$225 09/30/2019
     BABA1,343$225 09/30/2019
Nicolet Bankshares Inc.1,337$224 09/30/2019
     BABA1,337$224 09/30/2019
Polaris Greystone Financial Group LLC1,338$222 09/30/2019
     BABA1,338$222 09/30/2019
RMB Capital Management LLC1,316$220 09/30/2019
     BABA1,316$220 09/30/2019
Azimuth Capital Management LLC1,315$220 09/30/2019
     BABA1,315$220 09/30/2019
Next Capital Management LLC1,316$220 09/30/2019
     BABA1,316$220 09/30/2019
Glacier Peak Capital LLC1,312$219 09/30/2019
     BABA1,312$219 09/30/2019
Nicolet Advisory Services LLC1,021$217 12/31/2019
     BABA1,021$217 12/31/2019
Apriem Advisors1,285$215 09/30/2019
     BABA1,285$215 09/30/2019
Garrison Bradford & Associates Inc.1,280$214 09/30/2019
     BABA1,280$214 09/30/2019
Silverleafe Capital Partners LLC1,000$212 12/31/2019
     BABA1,000$212 12/31/2019
F3Logic LLC1,010$212 12/31/2019
     BABA1,010$212 12/31/2019
Genovese Burford & Brothers Wealth & Retirement Plan Management LLC1,265$212 09/30/2019
     BABA1,265$212 09/30/2019
Lindbrook Capital LLC1,267$212 09/30/2019
     BABA1,267$212 09/30/2019
Greatmark Investment Partners Inc.1,253$210 09/30/2019
     BABA1,253$210 09/30/2019
W.G. Shaheen & Associates DBA Whitney & Co1,169$210 09/30/2019
     BABA1,169$210 09/30/2019
CCG Wealth Management LLC1,256$210 09/30/2019
     BABA1,256$210 09/30/2019
BKD Wealth Advisors LLC984$209 12/31/2019
     BABA984$209 12/31/2019
Merit Financial Group LLC980$208 12/31/2019
     BABA980$208 12/31/2019
Accredited Investors Inc.974$207 12/31/2019
     BABA974$207 12/31/2019
Ropes Wealth Advisors LLC1,235$207 09/30/2019
     BABA1,235$207 09/30/2019
Wealth Alliance Advisory Group LLC1,195$207 09/30/2019
     BABA1,195$207 09/30/2019
Wealth Architects LLC1,230$206 09/30/2019
     BABA1,230$206 09/30/2019
Personal CFO Solutions LLC1,233$206 09/30/2019
     BABA1,233$206 09/30/2019
Crestwood Advisors Group LLC1,227$205 09/30/2019
     BABA1,227$205 09/30/2019
Wealthcare Advisory Partners LLC1,228$205 09/30/2019
     BABA1,228$205 09/30/2019
Barry Investment Advisors LLC884$204 12/31/2019
     BABA884$204 12/31/2019
GenTrust LLC960$204 12/31/2019
     BABA960$204 12/31/2019
Claybrook Capital LLC1,220$204 09/30/2019
     BABA1,220$204 09/30/2019
Blue Square Asset Management LLC1,220$204 09/30/2019
     BABA1,220$204 09/30/2019
Sontag Advisory LLC1,211$203 09/30/2019
     BABA1,211$203 09/30/2019
Noesis Capital Mangement Corp1,208$202 09/30/2019
     BABA1,208$202 09/30/2019
Clarus Wealth Advisors1,204$201 12/31/2019
     BABA1,204$201 12/31/2019
Well Done LLC1,197$200 09/30/2019
     BABA1,197$200 09/30/2019
Patriot Financial Group Insurance Agency LLC929$197 12/31/2019
     BABA929$197 12/31/2019
CNB Bank1,170$196 09/30/2019
     BABA1,170$196 09/30/2019
Quest Capital Management Inc. ADV1,166$195 09/30/2019
     BABA1,166$195 09/30/2019
Bedel Financial Consulting Inc.1,141$191 09/30/2019
     BABA1,141$191 09/30/2019
Allworth Financial LP897$190 12/31/2019
     BABA897$190 12/31/2019
Mark Sheptoff Financial Planning LLC1,118$187 09/30/2019
     BABA1,118