HoldingsChannel.com
Funds Holding BABA
HolderAmountPosition Size
($ in 1000's)
 As of
BlackRock Inc.77,299,011$12,926,716 09/30/2019
     BABA77,299,011$12,926,716 09/30/2019
Price T Rowe Associates Inc. MD71,563,247$11,967,522 09/30/2019
     BABA71,563,247$11,967,522 09/30/2019
Vanguard Group Inc.51,532,795$8,617,830 09/30/2019
     BABA51,532,795$8,617,830 09/30/2019
Baillie Gifford & Co.49,631,398$8,299,858 09/30/2019
     BABA49,631,398$8,299,858 09/30/2019
Invesco Ltd.33,419,723$5,588,779 09/30/2019
     BABA33,419,723$5,588,779 09/30/2019
Capital Research Global Investors30,279,619$5,130,882 06/30/2019
     BABA30,279,619$5,130,882 06/30/2019
State Street Corp30,001,297$5,017,117 09/30/2019
     BABA30,001,297$5,017,117 09/30/2019
Hsbc Holdings PLC $4,631,213 09/30/2019
     BABA27,459,068$4,591,981 09/30/2019
     Call255,700$42,761 09/30/2019
     Put21,100$3,529 09/30/2019
Schroder Investment Management Group27,146,487$4,505,775 09/30/2019
     BABA27,146,487$4,505,775 09/30/2019
Temasek Holdings Private Ltd26,075,175$4,360,552 09/30/2019
     BABA26,075,175$4,360,552 09/30/2019
JPMorgan Chase & Co. $4,138,942 09/30/2019
     BABA25,164,911$4,208,326 09/30/2019
     Put1,168,400$195,392 09/30/2019
     Call753,500$126,008 09/30/2019
FMR LLC21,644,131$3,619,547 09/30/2019
     BABA21,644,131$3,619,547 09/30/2019
UBS Asset Management Americas Inc.20,930,536$3,546,679 06/30/2019
     BABA20,930,536$3,546,679 06/30/2019
Capital World Investors18,436,187$3,124,012 06/30/2019
     BABA18,436,187$3,124,012 06/30/2019
FIL Ltd17,378,493$2,906,206 09/30/2019
     BABA17,378,493$2,906,206 09/30/2019
Morgan Stanley15,004,719$2,542,547 06/30/2019
     BABA15,004,719$2,542,547 06/30/2019
Magellan Asset Management Ltd15,129,683$2,530,137 09/30/2019
     BABA15,129,683$2,530,137 09/30/2019
Primecap Management Co. CA15,098,435$2,524,911 09/30/2019
     BABA15,098,435$2,524,911 09/30/2019
Wellington Management Group LLP14,658,975$2,451,420 09/30/2019
     BABA14,658,975$2,451,420 09/30/2019
Sands Capital Management LLC14,272,259$2,418,434 06/30/2019
     BABA14,272,259$2,418,434 06/30/2019
Jennison Associates LLC14,041,300$2,348,127 09/30/2019
     BABA14,041,300$2,348,127 09/30/2019
Fisher Asset Management LLC13,465,815$2,251,888 09/30/2019
     BABA13,465,815$2,251,888 09/30/2019
Bank of America Corp DE13,246,736$2,215,250 09/30/2019
     BABA13,246,736$2,215,250 09/30/2019
Loomis Sayles & Co. L P12,989,983$2,172,315 09/30/2019
     BABA12,989,983$2,172,315 09/30/2019
Goldman Sachs Group Inc. $2,031,511 06/30/2019
     BABA12,093,651$2,049,270 06/30/2019
     Put1,929,400$326,937 06/30/2019
     Call1,824,600$309,178 06/30/2019
Canada Pension Plan Investment Board11,664,174$1,950,600 09/30/2019
     BABA11,664,174$1,950,600 09/30/2019
Legal & General Group Plc10,816,783$1,808,889 09/30/2019
     BABA10,816,783$1,808,889 09/30/2019
Melvin Capital Management LP $1,331,198 09/30/2019
     Call4,180,000$699,021 09/30/2019
     BABA3,780,282$632,177 09/30/2019
Investec Asset Management LTD7,893,516$1,320,033 09/30/2019
     BABA7,893,516$1,320,033 09/30/2019
Northern Trust Corp7,842,125$1,311,439 09/30/2019
     BABA7,842,125$1,311,439 09/30/2019
Tiger Global Management LLC7,780,262$1,301,093 09/30/2019
     BABA7,780,262$1,301,093 09/30/2019
Deutsche Bank AG $1,295,582 09/30/2019
     BABA7,750,194$1,296,056 09/30/2019
     Put4,445$743 09/30/2019
     Call1,617$269 09/30/2019
Ameriprise Financial Inc.7,222,348$1,222,607 06/30/2019
     BABA7,222,348$1,222,607 06/30/2019
Franklin Resources Inc.7,133,292$1,192,872 09/30/2019
     BABA7,133,292$1,192,872 09/30/2019
UBS Group AG $1,148,324 09/30/2019
     BABA7,153,853$1,196,340 09/30/2019
     Put4,085,540$683,225 09/30/2019
     Call3,798,415$635,209 09/30/2019
Vontobel Asset Management Inc.6,539,816$1,102,270 09/30/2019
     BABA6,539,816$1,102,270 09/30/2019
Credit Suisse AG $1,026,622 09/30/2019
     BABA5,895,174$985,851 09/30/2019
     Call733,200$122,613 09/30/2019
     Put489,400$81,842 09/30/2019
William Blair Investment Management LLC5,991,331$1,001,938 09/30/2019
     BABA5,991,331$1,001,938 09/30/2019
Lone Pine Capital LLC5,875,662$995,631 06/30/2019
     BABA5,875,662$995,631 06/30/2019
Harding Loevner LP5,854,757$979,091 09/30/2019
     BABA5,854,757$979,091 09/30/2019
Janus Henderson Group PLC5,757,619$962,866 09/30/2019
     BABA5,757,619$962,866 09/30/2019
Sumitomo Mitsui Trust Holdings Inc.5,733,621$958,833 09/30/2019
     BABA5,733,621$958,833 09/30/2019
Egerton Capital UK LLP5,532,323$925,170 09/30/2019
     BABA5,532,323$925,170 09/30/2019
Federated Investors Inc. PA4,846,596$810,496 09/30/2019
     BABA4,846,596$810,496 09/30/2019
D. E. Shaw & Co. Inc. $805,280 06/30/2019
     BABA6,194,320$1,049,627 06/30/2019
     Put1,560,300$264,393 06/30/2019
     Call118,300$20,046 06/30/2019
Swiss National Bank4,814,286$802,887 09/30/2019
     BABA4,814,286$802,887 09/30/2019
Allianz Asset Management GmbH4,777,995$798,942 09/30/2019
     BABA4,777,995$798,942 09/30/2019
Wells Fargo & Company MN $769,690 09/30/2019
     BABA4,603,731$769,883 09/30/2019
     Put60,700$198 09/30/2019
     Call21,000$5 09/30/2019
Citigroup Inc. $763,054 09/30/2019
     BABA4,610,505$771,014 09/30/2019
     Put2,766,700$462,675 09/30/2019
     Call2,719,100$454,715 09/30/2019
Genesis Investment Management LLP4,517,152$748,808 09/30/2019
     BABA4,517,152$748,808 09/30/2019
Nuveen Asset Management LLC4,418,892$748,781 06/30/2019
     BABA4,418,892$748,781 06/30/2019
Amundi Pioneer Asset Management Inc.4,348,300$736,819 06/30/2019
     BABA4,348,300$736,819 06/30/2019
Greenwoods Asset Management Ltd4,335,586$725,040 09/30/2019
     BABA4,335,586$725,040 09/30/2019
Genesis Asset Managers LLP4,274,689$724,346 06/30/2019
     BABA4,274,689$724,346 06/30/2019
Davis Selected Advisers4,176,607$698,454 09/30/2019
     BABA4,176,607$698,454 09/30/2019
American Century Companies Inc.4,155,118$694,860 09/30/2019
     BABA4,155,118$694,860 09/30/2019
AQR Capital Management LLC3,922,466$664,662 06/30/2019
     BABA3,922,466$664,662 06/30/2019
APG Asset Management N.V.4,278,242$656,256 09/30/2019
     BABA4,278,242$656,256 09/30/2019
Coatue Management LLC3,909,005$653,703 09/30/2019
     BABA3,909,005$653,703 09/30/2019
Waddell & Reed Financial Inc.3,841,210$650,893 06/30/2019
     BABA3,841,210$650,893 06/30/2019
Soroban Capital Partners LP3,835,544$641,418 09/30/2019
     BABA3,835,544$641,418 09/30/2019
Clearbridge Investments LLC3,796,325$634,859 09/30/2019
     BABA3,796,325$634,859 09/30/2019
Matthews International Capital Management LLC3,795,656$634,748 09/30/2019
     BABA3,795,656$634,748 09/30/2019
Massachusetts Financial Services Co. MA3,734,457$624,513 09/30/2019
     BABA3,734,457$624,513 09/30/2019
Silver Lake Group L.L.C.3,587,218$607,854 06/30/2019
     BABA3,587,218$607,854 06/30/2019
Bank of New York Mellon Corp $602,155 09/30/2019
     BABA3,599,262$601,904 09/30/2019
     Call1,500$251 09/30/2019
Fred Alger Management LLC3,585,928$599,675 09/30/2019
     BABA3,585,928$599,675 09/30/2019
D1 Capital Partners L.P.3,465,000$579,452 09/30/2019
     BABA3,465,000$579,452 09/30/2019
Jane Street Group LLC $572,575 06/30/2019
     Call4,013,900$680,155 06/30/2019
     Put1,609,100$272,662 06/30/2019
     BABA974,222$165,082 06/30/2019
Pictet Asset Management Ltd. $569,040 09/30/2019
     BABA3,331,836$557,183 09/30/2019
     Call70,900$11,857 09/30/2019
Geode Capital Management LLC3,374,743$561,134 09/30/2019
     BABA3,374,743$561,134 09/30/2019
Commerzbank Aktiengesellschaft FI3,348,618$559,989 09/30/2019
     BABA3,348,618$559,989 09/30/2019
Green Court Capital Management Ltd3,346,718$559,672 09/30/2019
     BABA3,346,718$559,672 09/30/2019
WELLCOME TRUST LTD THE as trustee of the WELLCOME TRUST3,327,640$556,481 09/30/2019
     BABA3,327,640$556,481 09/30/2019
Dodge & Cox3,269,400$546,742 09/30/2019
     BABA3,269,400$546,742 09/30/2019
Primavera Capital Management Ltd3,236,371$541,218 09/30/2019
     BABA3,236,371$541,218 09/30/2019
Alliancebernstein L.P.3,019,769$511,700 06/30/2019
     BABA3,019,769$511,700 06/30/2019
DSM Capital Partners LLC2,984,192$499,047 09/30/2019
     BABA2,984,192$499,047 09/30/2019
Nordea Investment Management AB2,830,695$478,918 09/30/2019
     BABA2,830,695$478,918 09/30/2019
Acadian Asset Management LLC2,849,823$476,576 09/30/2019
     BABA2,849,823$476,576 09/30/2019
California Public Employees Retirement System2,826,308$472,643 09/30/2019
     BABA2,826,308$472,643 09/30/2019
Lazard Asset Management LLC2,721,209$461,107 06/30/2019
     BABA2,721,209$461,107 06/30/2019
Standard Life Aberdeen plc2,677,975$447,864 09/30/2019
     BABA2,677,975$447,864 09/30/2019
Bessemer Group Inc.2,675,259$447,383 09/30/2019
     BABA2,675,259$447,383 09/30/2019
Axiom International Investors LLC DE2,649,817$443,129 09/30/2019
     BABA2,649,817$443,129 09/30/2019
Neuberger Berman Group LLC2,640,684$441,602 09/30/2019
     BABA2,640,684$441,602 09/30/2019
Flossbach Von Storch AG2,571,171$429,977 09/30/2019
     BABA2,571,171$429,977 09/30/2019
Susquehanna International Group LLP $428,426 09/30/2019
     Put12,370,000$2,068,636 09/30/2019
     Call8,906,400$1,489,418 09/30/2019
     BABA6,025,499$1,007,644 09/30/2019
Select Equity Group L.P.2,508,212$425,017 06/30/2019
     BABA2,508,212$425,017 06/30/2019
Dimensional Fund Advisors LP2,516,225$420,739 09/30/2019
     BABA2,516,225$420,739 09/30/2019
Mirae Asset Global Investments Co. Ltd.2,504,752$418,868 09/30/2019
     BABA2,504,752$418,868 09/30/2019
Maplelane Capital LLC $415,901 09/30/2019
     Call1,930,000$322,754 09/30/2019
     BABA557,001$93,147 09/30/2019
Citadel Advisors LLC $410,042 06/30/2019
     Put7,733,400$1,310,425 06/30/2019
     Call7,670,000$1,299,682 06/30/2019
     BABA2,483,240$420,785 06/30/2019
BNP Paribas Arbitrage SA $409,010 09/30/2019
     BABA2,356,291$394,043 09/30/2019
     Call2,242$37,493 09/30/2019
     Put1,347$22,526 09/30/2019
USS Investment Management Ltd2,434,500$407,146 09/30/2019
     BABA2,434,500$407,146 09/30/2019
Macquarie Group Ltd.2,417,569$404,289 09/30/2019
     BABA2,417,569$404,289 09/30/2019
Alecta Pensionsforsakring Omsesidigt2,285,000$382,121 09/30/2019
     BABA2,285,000$382,121 09/30/2019
Brown Advisory Inc. $378,160 09/30/2019
     BABA2,261,316$378,160 09/30/2019
     Call600$0 09/30/2019
Viking Global Investors LP2,205,268$368,787 09/30/2019
     BABA2,205,268$368,787 09/30/2019
Prudential PLC2,176,340$363,949 09/30/2019
     BABA2,176,340$363,949 09/30/2019
Thornburg Investment Management Inc.2,155,582$360,478 09/30/2019
     BABA2,155,582$360,478 09/30/2019
DZ BANK AG Deutsche Zentral Genossenschafts Bank Frankfurt am Main $360,394 09/30/2019
     BABA2,132,210$356,578 09/30/2019
     Call23,000$3,816 09/30/2019
Bank of Montreal Can $358,236 09/30/2019
     BABA2,119,665$354,473 09/30/2019
     Call50,000$8,362 09/30/2019
     Put27,500$4,599 09/30/2019
Eminence Capital LP $348,850 06/30/2019
     BABA1,533,723$259,889 06/30/2019
     Call525,000$88,961 06/30/2019
The Manufacturers Life Insurance Company 2,097,631$348,165 09/30/2019
     BABA2,097,631$348,165 09/30/2019
Swedbank2,081,100$348,022 09/30/2019
     BABA2,081,100$348,022 09/30/2019
Principal Financial Group Inc.2,077,256$347,380 09/30/2019
     BABA2,077,256$347,380 09/30/2019
TT International2,000,995$334,626 09/30/2019
     BABA2,000,995$334,626 09/30/2019
Causeway Capital Management LLC1,989,289$332,669 09/30/2019
     BABA1,989,289$332,669 09/30/2019
Russell Investments Group Ltd.1,986,918$331,153 09/30/2019
     BABA1,986,918$331,153 09/30/2019
AXA1,949,508$330,344 06/30/2019
     BABA1,949,508$330,344 06/30/2019
Maverick Capital Ltd.1,907,478$323,222 06/30/2019
     BABA1,907,478$323,222 06/30/2019
Platinum Investment Management Ltd.1,911,965$319,738 09/30/2019
     BABA1,911,965$319,738 09/30/2019
Charles Schwab Investment Management Inc.1,890,827$316,203 09/30/2019
     BABA1,890,827$316,203 09/30/2019
Bamco Inc. NY1,867,595$312,318 09/30/2019
     BABA1,867,595$312,318 09/30/2019
TD Asset Management Inc.1,824,430$305,099 09/30/2019
     BABA1,824,430$305,099 09/30/2019
Discovery Value Fund1,797,874$300,658 09/30/2019
     BABA1,797,874$300,658 09/30/2019
Grantham Mayo Van Otterloo & Co. LLC1,779,298$297,552 09/30/2019
     BABA1,779,298$297,552 09/30/2019
Banco Santander S.A.1,717,851$287,277 09/30/2019
     BABA1,717,851$287,277 09/30/2019
AIA Group Ltd1,727,965$286,681 09/30/2019
     BABA1,727,965$286,681 09/30/2019
Alkeon Capital Management LLC1,695,140$283,478 09/30/2019
     BABA1,695,140$283,478 09/30/2019
Point72 Asset Management L.P. $280,066 06/30/2019
     BABA1,779,693$301,569 06/30/2019
     Put758,000$128,443 06/30/2019
     Call631,100$106,940 06/30/2019
Caisse DE Depot ET Placement DU Quebec1,629,616$276,138 06/30/2019
     BABA1,629,616$276,138 06/30/2019
Sei Investments Co.1,620,070$271,046 09/30/2019
     BABA1,620,070$271,046 09/30/2019
Nomura Asset Management Co. Ltd.1,605,533$268,493 09/30/2019
     BABA1,605,533$268,493 09/30/2019
Mitsubishi UFJ Trust & Banking Corp1,595,053$264,771 09/30/2019
     BABA1,595,053$264,771 09/30/2019
Barings LLC1,576,793$263,687 09/30/2019
     BABA1,576,793$263,687 09/30/2019
Handelsbanken Fonder AB1,571,746$262,843 09/30/2019
     BABA1,571,746$262,843 09/30/2019
Mondrian Investment Partners LTD1,566,617$261,985 09/30/2019
     BABA1,566,617$261,985 09/30/2019
Hardman Johnston Global Advisors LLC1,532,522$256,284 09/30/2019
     BABA1,532,522$256,284 09/30/2019
Mackenzie Financial Corp1,526,616$255,296 09/30/2019
     BABA1,526,616$255,296 09/30/2019
Barclays PLC $250,158 06/30/2019
     Put4,487,500$760,408 06/30/2019
     Call3,110,700$527,108 06/30/2019
     BABA2,853,096$483,458 06/30/2019
Teacher Retirement System of Texas1,477,283$247,046 09/30/2019
     BABA1,477,283$247,046 09/30/2019
OZ Management LP1,455,589$246,650 06/30/2019
     BABA1,455,589$246,650 06/30/2019
Raymond James & Associates1,454,161$243,179 09/30/2019
     BABA1,454,161$243,179 09/30/2019
Hillhouse Capital Advisors LTD.1,411,830$239,235 06/30/2019
     BABA1,411,830$239,235 06/30/2019
Man Group plc1,391,503$235,790 06/30/2019
     BABA1,391,503$235,790 06/30/2019
Coronation Fund Managers Ltd.1,368,730$228,893 09/30/2019
     BABA1,368,730$228,893 09/30/2019
BNP PARIBAS ASSET MANAGEMENT Holding S.A.1,357,224$226,969 09/30/2019
     BABA1,357,224$226,969 09/30/2019
BRILLIANCE ASSET MANAGEMENT Ltd1,356,701$226,881 09/30/2019
     BABA1,356,701$226,881 09/30/2019
Marshall Wace North America L.P.1,342,020$224,425 09/30/2019
     BABA1,342,020$224,425 09/30/2019
Strategic Wealth Partners Ltd.2,599$222,784 09/30/2019
     BABA2,599$222,784 09/30/2019
Winslow Capital Management LLC1,323,543$221,336 09/30/2019
     BABA1,323,543$221,336 09/30/2019
Great West Life Assurance Co. Can1,290,911$215,961 09/30/2019
     BABA1,290,911$215,961 09/30/2019
DekaBank Deutsche Girozentrale854,883$215,262 09/30/2019
     BABA854,883$215,262 09/30/2019
Royal Bank of Canada $212,891 06/30/2019
     BABA3,894,658$659,951 06/30/2019
     Put3,648,200$618,187 06/30/2019
     Call1,009,900$171,127 06/30/2019
Fullerton Fund Management Co Ltd.1,248,533$208,792 09/30/2019
     BABA1,248,533$208,792 09/30/2019
State of New Jersey Common Pension Fund D1,236,596$206,796 09/30/2019
     BABA1,236,596$206,796 09/30/2019
Victory Capital Management Inc.1,226,283$205,071 09/30/2019
     BABA1,226,283$205,071 09/30/2019
Dragoneer Investment Group LLC1,123,070$190,304 06/30/2019
     BABA1,123,070$190,304 06/30/2019
Polar Capital LLP1,132,070$189,316 09/30/2019
     BABA1,132,070$189,316 09/30/2019
Korea Investment CORP1,120,829$187,436 09/30/2019
     BABA1,120,829$187,436 09/30/2019
Taikang Asset Management Hong Kong Co Ltd1,114,373$186,357 09/30/2019
     BABA1,114,373$186,357 09/30/2019
Nokota Management LP $186,294 09/30/2019
     Call1,000,000$167,230 09/30/2019
     BABA114,000$19,064 09/30/2019
Sustainable Growth Advisers LP1,090,952$182,440 09/30/2019
     BABA1,090,952$182,440 09/30/2019
Artisan Partners Limited Partnership1,086,918$181,765 09/30/2019
     BABA1,086,918$181,765 09/30/2019
Newport Asia LLC1,083,200$181,143 09/30/2019
     BABA1,083,200$181,143 09/30/2019
PointState Capital LP1,049,936$177,912 06/30/2019
     BABA1,049,936$177,912 06/30/2019
Aviva PLC1,060,723$177,384 09/30/2019
     BABA1,060,723$177,384 09/30/2019
Duquesne Family Office LLC1,038,393$175,956 06/30/2019
     BABA1,038,393$175,956 06/30/2019
New York State Common Retirement Fund1,021,194$170,774 09/30/2019
     BABA1,021,194$170,774 09/30/2019
Prudential Financial Inc.1,018,011$170,202 09/30/2019
     BABA1,018,011$170,202 09/30/2019
Serenity Capital LLC1,010,061$168,913 09/30/2019
     BABA1,010,061$168,913 09/30/2019
TRG Investments LLC995,272$168,649 06/30/2019
     BABA995,272$168,649 06/30/2019
Martin Currie Ltd.1,002,242$167,605 09/30/2019
     BABA1,002,242$167,605 09/30/2019
Marshall Wace LLP980,675$163,998 09/30/2019
     BABA980,675$163,998 09/30/2019
Veritas Asset Management LLP974,815$163,018 09/30/2019
     BABA974,815$163,018 09/30/2019
Parametric Portfolio Associates LLC953,673$161,600 06/30/2019
     BABA953,673$161,600 06/30/2019
C WorldWide Group Holding A S963,473$161,121 09/30/2019
     BABA963,473$161,121 09/30/2019
Myriad Asset Management Ltd.961,900$160,858 09/30/2019
     BABA961,900$160,858 09/30/2019
AMF Pensionsforsakring AB930,611$155,626 09/30/2019
     BABA930,611$155,626 09/30/2019
Driehaus Capital Management LLC917,282$153,397 09/30/2019
     BABA917,282$153,397 09/30/2019
ANTIPODES PARTNERS Ltd890,846$148,976 09/30/2019
     BABA890,846$148,976 09/30/2019
Krane Funds Advisors LLC887,850$148,475 09/30/2019
     BABA887,850$148,475 09/30/2019
Harvest Fund Management Co. Ltd843,710$141,094 09/30/2019
     BABA843,710$141,094 09/30/2019
Nomura Holdings Inc.850,004$140,659 09/30/2019
     BABA850,004$140,659 09/30/2019
CI Investments Inc.831,382$139,032 09/30/2019
     BABA831,382$139,032 09/30/2019
Holocene Advisors LP818,399$138,678 06/30/2019
     BABA818,399$138,678 06/30/2019
AMP Capital Investors Ltd812,353$134,834 09/30/2019
     BABA812,353$134,834 09/30/2019
TB Alternative Assets Ltd.800,000$133,784 09/30/2019
     BABA800,000$133,784 09/30/2019
Altshuler Shaham Ltd795,365$132,012 09/30/2019
     BABA795,365$132,012 09/30/2019
KBC Group NV786,448$131,517 09/30/2019
     BABA786,448$131,517 09/30/2019
Broad Peak Investment Holdings Ltd.782,701$130,891 09/30/2019
     BABA782,701$130,891 09/30/2019
New Silk Road Investment PTE Ltd.781,707$130,725 09/30/2019
     BABA781,707$130,725 09/30/2019
Riverstone Group LLC767,476$130,049 06/30/2019
     BABA767,476$130,049 06/30/2019
Alberta Investment Management Corp777,252$129,980 09/30/2019
     BABA777,252$129,980 09/30/2019
Van ECK Associates Corp775,233$129,642 09/30/2019
     BABA775,233$129,642 09/30/2019
Natixis Advisors L.P.771,377$128,997 09/30/2019
     BABA771,377$128,997 09/30/2019
Overlook Holdings Ltd751,954$125,749 09/30/2019
     BABA751,954$125,749 09/30/2019
Simplex Trading LLC $124,704 09/30/2019
     Call16,164$270,310 09/30/2019
     Put11,855$198,251 09/30/2019
     BABA314,811$52,645 09/30/2019
Investec Asset Management North America Inc.745,261$124,630 09/30/2019
     BABA745,261$124,630 09/30/2019
AGF Investments Inc.737,114$123,268 09/30/2019
     BABA737,114$123,268 09/30/2019
Royal London Asset Management Ltd.717,709$120,030 09/30/2019
     BABA717,709$120,030 09/30/2019
Castle Hook Partners LP710,992$118,899 09/30/2019
     BABA710,992$118,899 09/30/2019
Nikko Asset Management Americas Inc.710,073$118,746 09/30/2019
     BABA710,073$118,746 09/30/2019
Zurcher Kantonalbank Zurich Cantonalbank 707,893$118,381 09/30/2019
     BABA707,893$118,381 09/30/2019
Soma Equity Partners LP700,000$117,061 09/30/2019
     BABA700,000$117,061 09/30/2019
Asset Management One Co. Ltd.696,604$116,494 09/30/2019
     BABA696,604$116,494 09/30/2019
Joho Capital LLC688,471$115,133 09/30/2019
     BABA688,471$115,133 09/30/2019
Los Angeles Capital Management & Equity Research Inc.679,456$113,625 09/30/2019
     BABA679,456$113,625 09/30/2019
Origin Asset Management LLP678,900$113,532 09/30/2019
     BABA678,900$113,532 09/30/2019
GAM Holding AG655,166$109,564 09/30/2019
     BABA655,166$109,564 09/30/2019
Public Sector Pension Investment Board $109,206 09/30/2019
     BABA723,029$120,912 09/30/2019
     Put400,000$66,892 09/30/2019
     Call330,000$55,186 09/30/2019
Raymond James Financial Services Advisors Inc.646,220$108,067 09/30/2019
     BABA646,220$108,067 09/30/2019
BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp637,700$108,058 06/30/2019
     BABA637,700$108,058 06/30/2019
Thrivent Financial for Lutherans629,646$105,297 09/30/2019
     BABA629,646$105,297 09/30/2019
Indus Capital Partners LLC628,871$105,166 09/30/2019
     BABA628,871$105,166 09/30/2019
Putnam Investments LLC610,897$102,161 09/30/2019
     BABA610,897$102,161 09/30/2019
Hillhouse Capital Management LTD.594,538$100,744 06/30/2019
     BABA594,538$100,744 06/30/2019
Fiera Capital Corp592,908$99,151 09/30/2019
     BABA592,908$99,151 09/30/2019
Capital Guardian Trust Co.584,711$99,079 06/30/2019
     BABA584,711$99,079 06/30/2019
Capital International Investors575,120$97,454 06/30/2019
     BABA575,120$97,454 06/30/2019
Valinor Management L.P.574,798$97,400 06/30/2019
     BABA574,798$97,400 06/30/2019
Partner Fund Management L.P.571,376$96,820 06/30/2019
     BABA571,376$96,820 06/30/2019
Westside Investment Management Inc.13,806$93,789 06/30/2019
     BABA13,806$93,789 06/30/2019
First Trust Advisors LP560,602$93,749 09/30/2019
     BABA560,602$93,749 09/30/2019
Rovida Advisors Inc.558,246$93,355 09/30/2019
     BABA558,246$93,355 09/30/2019
Scge Management L.P.550,000$93,198 06/30/2019
     BABA550,000$93,198 06/30/2019
AIA Investment Management Private Ltd556,180$92,270 09/30/2019
     BABA556,180$92,270 09/30/2019
Stifel Financial Corp546,719$92,120 09/30/2019
     BABA546,719$92,120 09/30/2019
Artal Group S.A. $91,977 09/30/2019
     BABA450,000$75,254 09/30/2019
     Call100,000$16,723 09/30/2019
Sarasin & Partners LLP546,816$91,444 09/30/2019
     BABA546,816$91,444 09/30/2019
CIBC Private Wealth Group LLC540,149$90,328 09/30/2019
     BABA540,149$90,328 09/30/2019
Arrowstreet Capital Limited Partnership522,275$87,340 09/30/2019
     BABA522,275$87,340 09/30/2019
Moore Capital Management LP517,500$86,542 09/30/2019
     BABA517,500$86,542 09/30/2019
1832 Asset Management L.P.518,728$86,106 09/30/2019
     BABA518,728$86,106 09/30/2019
Farallon Capital Management LLC500,000$84,725 06/30/2019
     BABA500,000$84,725 06/30/2019
Skandinaviska Enskilda Banken AB publ 505,757$84,578 09/30/2019
     BABA505,757$84,578 09/30/2019
Elephas Investment Management Ltd498,694$84,504 06/30/2019
     BABA498,694$84,504 06/30/2019
Prime Capital Management Co Ltd488,777$81,738 09/30/2019
     BABA488,777$81,738 09/30/2019
GW&K Investment Management LLC478,207$79,971 09/30/2019
     BABA478,207$79,971 09/30/2019
Compagnie Lombard Odier SCmA $79,560 09/30/2019
     BABA475,789$79,560 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
Tree Line Advisors Hong Kong Ltd.470,000$78,598 09/30/2019
     BABA470,000$78,598 09/30/2019
Bain Capital Public Equity Management II LLC $78,447 09/30/2019
     Call379,191$63,412 09/30/2019
     BABA269,920$15,035 09/30/2019
Orbis Allan Gray Ltd465,226$77,800 09/30/2019
     BABA465,226$77,800 09/30/2019
Marsico Capital Management LLC462,076$77,273 09/30/2019
     BABA462,076$77,273 09/30/2019
Tairen Capital Ltd454,659$76,033 09/30/2019
     BABA454,659$76,033 09/30/2019
Intermede Investment Partners Ltd453,891$75,904 09/30/2019
     BABA453,891$75,904 09/30/2019
Flowering Tree Investment Management Pte. Ltd.445,961$74,578 09/30/2019
     BABA445,961$74,578 09/30/2019
Westpac Banking Corp440,884$73,729 09/30/2019
     BABA440,884$73,729 09/30/2019
Columbus Hill Capital Management L.P.436,140$72,936 09/30/2019
     BABA436,140$72,936 09/30/2019
Trinity Street Asset Management LLP435,826$72,883 09/30/2019
     BABA435,826$72,883 09/30/2019
Tesco Pension Investment Ltd435,639$72,852 09/30/2019
     BABA435,639$72,852 09/30/2019
Aperio Group LLC424,603$71,006 09/30/2019
     BABA424,603$71,006 09/30/2019
Kayne Anderson Rudnick Investment Management LLC414,229$69,272 09/30/2019
     BABA414,229$69,272 09/30/2019
Masters Capital Management LLC $67,780 06/30/2019
     Call400,000$67,780 06/30/2019
Lomas Capital Management LLC405,116$67,748 09/30/2019
     BABA405,116$67,748 09/30/2019
LA Financiere DE L Echiquier390,051$65,228 09/30/2019
     BABA390,051$65,228 09/30/2019
Two Sigma Investments LP $64,920 06/30/2019
     Call289,500$49,056 06/30/2019
     BABA271,620$46,026 06/30/2019
     Put178,000$30,162 06/30/2019
Newbrook Capital Advisors LP380,407$64,460 06/30/2019
     BABA380,407$64,460 06/30/2019
Zevenbergen Capital Investments LLC377,262$63,090 09/30/2019
     BABA377,262$63,090 09/30/2019
ClariVest Asset Management LLC375,854$62,853 09/30/2019
     BABA375,854$62,853 09/30/2019
Gilder Gagnon Howe & Co. LLC373,466$62,455 09/30/2019
     BABA373,466$62,455 09/30/2019
LPL Financial LLC372,643$62,317 09/30/2019
     BABA372,643$62,317 09/30/2019
Fort Washington Investment Advisors Inc. OH371,224$62,080 09/30/2019
     BABA371,224$62,080 09/30/2019
Interval Partners LP $60,996 09/30/2019
     Call300,000$50,169 09/30/2019
     BABA64,745$10,827 09/30/2019
Highline Capital Management L.P.357,818$59,838 09/30/2019
     BABA357,818$59,838 09/30/2019
Clal Insurance Enterprises Holdings Ltd356,000$59,534 09/30/2019
     BABA356,000$59,534 09/30/2019
KEYWISE CAPITAL MANAGEMENT Ltd353,864$59,177 09/30/2019
     BABA353,864$59,177 09/30/2019
Whale Rock Capital Management LLC349,008$59,139 06/30/2019
     BABA349,008$59,139 06/30/2019
DNB Asset Management AS353,607$59,134 09/30/2019
     BABA353,607$59,134 09/30/2019
Bloom Tree Partners LLC352,590$58,964 09/30/2019
     BABA352,590$58,964 09/30/2019
AJO LP346,861$58,776 06/30/2019
     BABA346,861$58,776 06/30/2019
Hitchwood Capital Management LP350,000$58,531 09/30/2019
     BABA350,000$58,531 09/30/2019
Lord Abbett & CO. LLC347,836$58,169 09/30/2019
     BABA347,836$58,169 09/30/2019
Shell Asset Management Co.344,976$57,690 09/30/2019
     BABA344,976$57,690 09/30/2019
Employees Retirement System of Texas339,625$56,795 09/30/2019
     BABA339,625$56,795 09/30/2019
Graticule Asia Macro Advisors LLC $56,784 06/30/2019
     Call232,000$39,312 06/30/2019
     BABA103,111$17,472 06/30/2019
Menora Mivtachim Holdings LTD.333,737$55,811 09/30/2019
     BABA333,737$55,811 09/30/2019
Public Employees Retirement Association of Colorado332,900$55,671 09/30/2019
     BABA332,900$55,671 09/30/2019
Banque Pictet & Cie SA331,803$55,487 09/30/2019
     BABA331,803$55,487 09/30/2019
Honeycomb Asset Management LP330,100$55,203 09/30/2019
     BABA330,100$55,203 09/30/2019
British Airways Pensions Investment Management Ltd330,017$55,189 09/30/2019
     BABA330,017$55,189 09/30/2019
Tiger Pacific Capital LP327,169$54,712 09/30/2019
     BABA327,169$54,712 09/30/2019
Blair William & Co. IL322,742$53,972 09/30/2019
     BABA322,742$53,972 09/30/2019
Bridgewater Associates LP321,777$53,811 09/30/2019
     BABA321,777$53,811 09/30/2019
Allen Investment Management LLC316,656$52,954 09/30/2019
     BABA316,656$52,954 09/30/2019
Global Thematic Partners LLC311,712$52,820 09/30/2019
     BABA311,712$52,820 09/30/2019
Wasatch Advisors Inc.315,642$52,785 09/30/2019
     BABA315,642$52,785 09/30/2019
MERIAN GLOBAL INVESTORS UK Ltd313,309$52,394 09/30/2019
     BABA313,309$52,394 09/30/2019
NN Investment Partners Holdings N.V.311,317$52,062 09/30/2019
     BABA311,317$52,062 09/30/2019
DAVENPORT & Co LLC307,478$52,006 09/30/2019
     BABA307,478$52,006 09/30/2019
Segantii Capital Management Ltd309,737$51,797 09/30/2019
     BABA309,737$51,797 09/30/2019
Panagora Asset Management Inc.305,992$51,171 09/30/2019
     BABA305,992$51,171 09/30/2019
Nissay Asset Management Corp Japan ADV305,838$51,145 09/30/2019
     BABA305,838$51,145 09/30/2019
Kylin Management LLC305,800$51,139 09/30/2019
     BABA305,800$51,139 09/30/2019
Bollard Group LLC293,946$49,157 09/30/2019
     BABA293,946$49,157 09/30/2019
Group One Trading L.P. $48,982 09/30/2019
     Call354,800$59,333 09/30/2019
     Put144,600$24,181 09/30/2019
     BABA82,700$13,830 09/30/2019
Polen Capital Management LLC291,745$48,789 09/30/2019
     BABA291,745$48,789 09/30/2019
PNC Financial Services Group Inc.287,161$48,024 09/30/2019
     BABA287,161$48,024 09/30/2019
HHR Asset Management LLC286,612$47,930 09/30/2019
     BABA286,612$47,930 09/30/2019
Harbor Spring Capital LLC286,000$47,828 09/30/2019
     BABA286,000$47,828 09/30/2019
Dai Ichi Life Insurance Company Ltd284,201$47,527 09/30/2019
     BABA284,201$47,527 09/30/2019
Tekne Capital Management LLC266,828$44,621 09/30/2019
     BABA266,828$44,621 09/30/2019
BP PLC266,501$44,567 09/30/2019
     BABA266,501$44,567 09/30/2019
Edmond DE Rothschild Holding S.A.262,291$44,445 06/30/2019
     BABA262,291$44,445 06/30/2019
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund263,777$44,111 09/30/2019
     BABA263,777$44,111 09/30/2019
Lombard Odier Asset Management Switzerland SA263,025$43,986 09/30/2019
     BABA263,025$43,986 09/30/2019
Jarislowsky Fraser Ltd262,848$43,956 09/30/2019
     BABA262,848$43,956 09/30/2019
Envestnet Asset Management Inc.260,306$43,531 09/30/2019
     BABA260,306$43,531 09/30/2019
LMR Partners LLP259,875$43,459 09/30/2019
     BABA259,875$43,459 09/30/2019
Miller Value Partners LLC259,795$43,446 09/30/2019
     BABA259,795$43,446 09/30/2019
Mitsubishi UFJ Kokusai Asset Management Co. Ltd.259,426$43,384 09/30/2019
     BABA259,426$43,384 09/30/2019
SeaTown Holdings Pte. Ltd.258,768$43,274 09/30/2019
     BABA258,768$43,274 09/30/2019
Xact Kapitalforvaltning AB257,710$43,097 09/30/2019
     BABA257,710$43,097 09/30/2019
ING Groep NV255,882$42,791 09/30/2019
     BABA255,882$42,791 09/30/2019
Wolverine Trading LLC $42,430 09/30/2019
     Call938,300$155,739 09/30/2019
     Put859,800$142,710 09/30/2019
     BABA177,136$29,401 09/30/2019
Scopus Asset Management L.P. $42,363 06/30/2019
     BABA150,000$25,418 06/30/2019
     Call100,000$16,945 06/30/2019
Migdal Insurance & Financial Holdings Ltd.253,258$42,351 09/30/2019
     BABA253,258$42,351 09/30/2019
Eaton Vance Management249,851$42,337 06/30/2019
     BABA249,851$42,337 06/30/2019
Balyasny Asset Management LLC252,721$42,263 09/30/2019
     BABA252,721$42,263 09/30/2019
Commonwealth Equity Services LLC251,132$41,996 09/30/2019
     BABA251,132$41,996 09/30/2019
Stonehage Fleming Financial Services Holdings Ltd248,994$41,640 09/30/2019
     BABA248,994$41,640 09/30/2019
WT Asset Management Ltd248,247$41,514 09/30/2019
     BABA248,247$41,514 09/30/2019
Locust Wood Capital Advisers LLC $40,906 09/30/2019
     BABA204,610$34,217 09/30/2019
     Call40,000$6,689 09/30/2019
Yong Rong HK Asset Management Ltd244,600$40,905 09/30/2019
     BABA244,600$40,905 09/30/2019
Luxor Capital Group LP240,123$40,689 06/30/2019
     BABA240,123$40,689 06/30/2019
Calamos Advisors LLC $40,579 09/30/2019
     BABA288,658$48,272 09/30/2019
     Put46,000$7,693 09/30/2019
Crescent Park Management L.P.240,300$40,185 09/30/2019
     BABA240,300$40,185 09/30/2019
Gladstone Capital Management LLP240,141$40,159 09/30/2019
     BABA240,141$40,159 09/30/2019
Sloane Robinson LLP236,000$39,468 09/30/2019
     BABA236,000$39,468 09/30/2019
Boston Common Asset Management LLC227,726$38,083 09/30/2019
     BABA227,726$38,083 09/30/2019
Neumann Advisory Hong Kong Ltd226,141$37,818 09/30/2019
     BABA226,141$37,818 09/30/2019
Gulf International Bank UK Ltd225,890$37,775 09/30/2019
     BABA225,890$37,775 09/30/2019
HighTower Advisors LLC $37,744 09/30/2019
     BABA225,230$37,748 09/30/2019
     Put600$5 09/30/2019
     Call0$1 09/30/2019
Penserra Capital Management LLC221,800$37,581 06/30/2019
     BABA221,800$37,581 06/30/2019
ICONIQ Capital LLC219,744$37,236 06/30/2019
     BABA219,744$37,236 06/30/2019
Ashmore Group plc219,874$36,770 09/30/2019
     BABA219,874$36,770 09/30/2019
State of Wisconsin Investment Board219,052$36,632 09/30/2019
     BABA219,052$36,632 09/30/2019
Karst Peak Capital Ltd212,400$35,520 09/30/2019
     BABA212,400$35,520 09/30/2019
Pendal Group Ltd212,325$35,507 09/30/2019
     BABA212,325$35,507 09/30/2019
KAMES CAPITAL plc207,400$34,684 09/30/2019
     BABA207,400$34,684 09/30/2019
Brown Brothers Harriman & Co.202,787$34,362 06/30/2019
     BABA202,787$34,362 06/30/2019
Cortland Associates Inc. MO204,987$34,280 09/30/2019
     BABA204,987$34,280 09/30/2019
Kemnay Advisory Services Inc.199,567$33,374 09/30/2019
     BABA199,567$33,374 09/30/2019
Perpetual Ltd194,235$32,481 09/30/2019
     BABA194,235$32,481 09/30/2019
Seafarer Capital Partners LLC191,493$32,448 09/30/2019
     BABA191,493$32,448 09/30/2019
Polar Asset Management Partners Inc.191,000$32,365 06/30/2019
     BABA191,000$32,365 06/30/2019
Douglas Lane & Associates LLC191,785$32,072 09/30/2019
     BABA191,785$32,072 09/30/2019
Darrell & King LLC187,684$31,803 06/30/2019
     BABA187,684$31,803 06/30/2019
South Texas Money Management Ltd.186,971$31,267 09/30/2019
     BABA186,971$31,267 09/30/2019
Voya Investment Management LLC186,246$31,146 09/30/2019
     BABA186,246$31,146 09/30/2019
Dupont Capital Management Corp182,597$30,536 09/30/2019
     BABA182,597$30,536 09/30/2019
Castleark Management LLC179,917$30,487 06/30/2019
     BABA179,917$30,487 06/30/2019
Capital International Inc. CA178,721$30,284 06/30/2019
     BABA178,721$30,284 06/30/2019
Altimeter Capital Management LP177,850$30,137 06/30/2019
     BABA177,850$30,137 06/30/2019
Scotia Capital Inc.176,611$29,931 06/30/2019
     BABA176,611$29,931 06/30/2019
CTC LLC $29,645 09/30/2019
     Call21,998$367,793 09/30/2019
     Put21,202$354,487 09/30/2019
     BABA97,704$16,339 09/30/2019
Millennium Management LLC $29,199 06/30/2019
     Call300,000$26,553 06/30/2019
     BABA40,690$2,646 06/30/2019
BosValen Asset Management Ltd173,290$28,980 09/30/2019
     BABA173,290$28,980 09/30/2019
Manning & Napier Group LLC171,131$28,617 09/30/2019
     BABA171,131$28,617 09/30/2019
Ardevora Asset Management LLP170,935$28,585 09/30/2019
     BABA170,935$28,585 09/30/2019
Schonfeld Strategic Advisors LLC170,691$28,545 09/30/2019
     BABA170,691$28,545 09/30/2019
Pinebridge Investments L.P.167,528$28,016 09/30/2019
     BABA167,528$28,016 09/30/2019
Westwood Management Corp IL162,750$27,217 09/30/2019
     BABA162,750$27,217 09/30/2019
Sumitomo Mitsui DS Asset Management Company Ltd161,353$26,983 09/30/2019
     BABA161,353$26,983 09/30/2019
CIBC World Markets Inc.161,201$26,958 09/30/2019
     BABA161,201$26,958 09/30/2019
TCW Group Inc.160,721$26,877 09/30/2019
     BABA160,721$26,877 09/30/2019
Athanor Capital LP160,500$26,840 09/30/2019
     BABA160,500$26,840 09/30/2019
Comerica Bank150,890$26,036 09/30/2019
     BABA150,890$26,036 09/30/2019
North Peak Capital Management LLC153,783$25,717 09/30/2019
     BABA153,783$25,717 09/30/2019
Think Investments LP151,600$25,689 06/30/2019
     BABA151,600$25,689 06/30/2019
Keenan Capital LLC153,000$25,586 09/30/2019
     BABA153,000$25,586 09/30/2019
Hosking Partners LLP152,156$25,445 09/30/2019
     BABA152,156$25,445 09/30/2019
Growth Interface Management LLC152,000$25,419 09/30/2019
     BABA152,000$25,419 09/30/2019
Miura Global Management LLC150,000$25,085 09/30/2019
     BABA150,000$25,085 09/30/2019
Incline Global Management LLC149,500$25,001 09/30/2019
     BABA149,500$25,001 09/30/2019
WASHINGTON TRUST Co139,549$24,654 09/30/2019
     BABA139,549$24,654 09/30/2019
Atalanta Sosnoff Capital LLC147,270$24,628 09/30/2019
     BABA147,270$24,628 09/30/2019
Virginia Retirement Systems ET AL147,000$24,583 09/30/2019
     BABA147,000$24,583 09/30/2019
NS Partners Ltd146,446$24,490 09/30/2019
     BABA146,446$24,490 09/30/2019
BB&T Securities LLC144,211$24,214 09/30/2019
     BABA144,211$24,214 09/30/2019
Meitav Dash Investments Ltd.136,313$24,077 09/30/2019
     BABA136,313$24,077 09/30/2019
Teachers Retirement System of The State of Kentucky143,755$24,040 09/30/2019
     BABA143,755$24,040 09/30/2019
Davidson Kempner Capital Management LP $23,723 06/30/2019
     Call140,000$23,723 06/30/2019
Thomas White International Ltd.141,063$23,590 09/30/2019
     BABA141,063$23,590 09/30/2019
Ladenburg Thalmann Financial Services Inc.140,101$23,422 09/30/2019
     BABA140,101$23,422 09/30/2019
Millennium TVP Management Co. LLC138,155$23,104 09/30/2019
     BABA138,155$23,104 09/30/2019
Cavalry Management Group LLC135,331$22,620 09/30/2019
     BABA135,331$22,620 09/30/2019
Hunt Lane Capital LP135,000$22,576 09/30/2019
     BABA135,000$22,576 09/30/2019
Kingdon Capital Management L.L.C.134,360$22,469 09/30/2019
     BABA134,360$22,469 09/30/2019
ARK Investment Management LLC133,930$22,397 09/30/2019
     BABA133,930$22,397 09/30/2019
Portland Hill Asset Management Ltd132,938$22,305 09/30/2019
     BABA132,938$22,305 09/30/2019
Mckinley Capital Management LLC Delaware131,523$21,994 09/30/2019
     BABA131,523$21,994 09/30/2019
Bluefin Trading LLC $21,875 06/30/2019
     BABA125,500$21,265 06/30/2019
     Call222,300$836 06/30/2019
     Put30,500$226 06/30/2019
All Stars Investment Ltd130,000$21,740 09/30/2019
     BABA130,000$21,740 09/30/2019
Junto Capital Management LP129,656$21,682 09/30/2019
     BABA129,656$21,682 09/30/2019
Davis Capital Partners LLC125,000$21,181 09/30/2019
     BABA125,000$21,181 09/30/2019
AO Asset Management LP124,065$20,747 09/30/2019
     BABA124,065$20,747 09/30/2019
Hexavest Inc.123,954$20,729 09/30/2019
     BABA123,954$20,729 09/30/2019
Capital International Sarl121,357$20,564 06/30/2019
     BABA121,357$20,564 06/30/2019
Investment House LLC122,665$20,513 09/30/2019
     BABA122,665$20,513 09/30/2019
Hartwell J M Limited Partnership120,775$20,197 09/30/2019
     BABA120,775$20,197 09/30/2019
Strs Ohio120,600$20,167 09/30/2019
     BABA120,600$20,167 09/30/2019
Credit Agricole S A $20,037 09/30/2019
     BABA139,826$23,382 09/30/2019
     Put20,000$3,345 09/30/2019
Zweig DiMenna Associates LLC118,704$19,851 09/30/2019
     BABA118,704$19,851 09/30/2019
Daiwa Securities Group Inc.117,612$19,668 09/30/2019
     BABA117,612$19,668 09/30/2019
Northwestern Mutual Wealth Management Co.116,989$19,565 09/30/2019
     BABA116,989$19,565 09/30/2019
Pictet North America Advisors SA115,988$19,397 09/30/2019
     BABA115,988$19,397 09/30/2019
Meag Munich Ergo Kapitalanlagegesellschaft MBH116,700$19,289 09/30/2019
     BABA116,700$19,289 09/30/2019
Alta Park Capital LP113,800$19,283 06/30/2019
     BABA113,800$19,283 06/30/2019
River & Mercantile Asset Management LLP114,750$19,191 09/30/2019
     BABA114,750$19,191 09/30/2019
Advisor Group Inc. $19,110 09/30/2019
     BABA113,893$19,046 09/30/2019
     Call68$64 09/30/2019
Kayak Investment Partners LLC112,127$19,000 06/30/2019
     BABA112,127$19,000 06/30/2019
Natixis112,694$18,846 09/30/2019
     BABA112,694$18,846 09/30/2019
Todd Asset Management LLC111,773$18,692 09/30/2019
     BABA111,773$18,692 09/30/2019
BB&T Corp111,497$18,645 09/30/2019
     BABA111,497$18,645 09/30/2019
Clough Capital Partners L P109,490$18,553 06/30/2019
     BABA109,490$18,553 06/30/2019
Cambridge Investment Research Advisors Inc.110,050$18,404 09/30/2019
     BABA110,050$18,404 09/30/2019
Aureus Asset Management LLC108,604$18,162 09/30/2019
     BABA108,604$18,162 09/30/2019
RBF Capital LLC108,600$18,161 09/30/2019
     BABA108,600$18,161 09/30/2019
Chiron Investment Management LLC108,397$18,127 09/30/2019
     BABA108,397$18,127 09/30/2019
Berkshire Capital Holdings Inc.107,070$17,905 09/30/2019
     BABA107,070$17,905 09/30/2019
WCM Investment Management LLC104,765$17,520 09/30/2019
     BABA104,765$17,520 09/30/2019
Commonwealth of Pennsylvania Public School Empls Retrmt SYS104,261$17,436 09/30/2019
     BABA104,261$17,436 09/30/2019
First Republic Investment Management Inc.104,064$17,403 09/30/2019
     BABA104,064$17,403 09/30/2019
Peregrine Capital Management LLC103,266$17,269 09/30/2019
     BABA103,266$17,269 09/30/2019
Oppenheimer & Co. Inc.103,073$17,237 09/30/2019
     BABA103,073$17,237 09/30/2019
Investure LLC102,955$17,217 09/30/2019
     BABA102,955$17,217 09/30/2019
Cutler Group LP $17,107 09/30/2019
     BABA104,746$17,516 09/30/2019
     Put338,400$2,072 09/30/2019
     Call411,700$1,663 09/30/2019
Steward Partners Investment Advisory LLC101,386$16,954 09/30/2019
     BABA101,386$16,954 09/30/2019
Wolverine Asset Management LLC $16,945 06/30/2019
     Call100,000$16,945 06/30/2019
Calixto Global Investors LP98,811$16,524 09/30/2019
     BABA98,811$16,524 09/30/2019
EULAV Asset Management97,000$16,221 09/30/2019
     BABA97,000$16,221 09/30/2019
Optimus Prime Fund Management Co. Ltd.95,600$15,987 09/30/2019
     BABA95,600$15,987 09/30/2019
SG Americas Securities LLC $15,754 09/30/2019
     BABA109,558$18,321 09/30/2019
     Put932,500$7,427 09/30/2019
     Call850,400$4,860 09/30/2019
Cambridge Trust Co.92,444$15,459 09/30/2019
     BABA92,444$15,459 09/30/2019
Cullen Frost Bankers Inc.91,038$15,225 09/30/2019
     BABA91,038$15,225 09/30/2019
Rock Creek Group LP90,800$15,184 09/30/2019
     BABA90,800$15,184 09/30/2019
Redpoint Investment Management Pty Ltd89,548$15,174 06/30/2019
     BABA89,548$15,174 06/30/2019
Janney Montgomery Scott LLC89,188$14,915 09/30/2019
     BABA89,188$14,915 09/30/2019
Boston Partners88,000$14,912 09/30/2019
     BABA88,000$14,912 09/30/2019
Buckingham Capital Management Inc.89,119$14,903 09/30/2019
     BABA89,119$14,903 09/30/2019
QVT Financial LP86,551$14,666 06/30/2019
     BABA86,551$14,666 06/30/2019
Cerity Partners LLC86,812$14,518 09/30/2019
     BABA86,812$14,518 09/30/2019
CIBC Asset Management Inc86,602$14,482 09/30/2019
     BABA86,602$14,482 09/30/2019
BBVA USA Bancshares Inc.86,514$14,468 09/30/2019
     BABA86,514$14,468 09/30/2019
Private Management Group Inc.86,499$14,465 09/30/2019
     BABA86,499$14,465 09/30/2019
Handelsinvest Investeringsforvaltning85,108$14,233 09/30/2019
     BABA85,108$14,233 09/30/2019
Waverton Investment Management Ltd84,960$14,208 09/30/2019
     BABA84,960$14,208 09/30/2019
M&T Bank Corp84,332$14,103 09/30/2019
     BABA84,332$14,103 09/30/2019
Main Street Research LLC84,246$14,088 09/30/2019
     BABA84,246$14,088 09/30/2019
Creative Planning $13,812 09/30/2019
     BABA82,596$13,813 09/30/2019
     Put1,000$1 09/30/2019
     Call1,000$0 09/30/2019
Harel Insurance Investments & Financial Services Ltd.82,336$13,769 09/30/2019
     BABA82,336$13,769 09/30/2019
Capital Advisors Inc. OK81,244$13,767 06/30/2019
     BABA81,244$13,767 06/30/2019
Ithaka Group LLC80,285$13,426 09/30/2019
     BABA80,285$13,426 09/30/2019
Ardsley Advisory Partners LP80,250$13,423 09/30/2019
     BABA80,250$13,423 09/30/2019
US Bancorp DE80,254$13,421 09/30/2019
     BABA80,254$13,421 09/30/2019
Aubrey Capital Management Ltd79,740$13,335 09/30/2019
     BABA79,740$13,335 09/30/2019
Qtron Investments LLC78,701$13,161 09/30/2019
     BABA78,701$13,161 09/30/2019
Mackay Shields LLC76,820$12,847 09/30/2019
     BABA76,820$12,847 09/30/2019
CSS LLC IL $12,470 06/30/2019
     Call87,600$14,842 06/30/2019
     Put14,000$2,372 06/30/2019
Kiwi Wealth Investments Limited Partnership71,918$12,027 09/30/2019
     BABA71,918$12,027 09/30/2019
Harvey Capital Management Inc.70,895$11,855 09/30/2019
     BABA70,895$11,855 09/30/2019
Pinnacle Associates Ltd.69,650$11,648 09/30/2019
     BABA69,650$11,648 09/30/2019
Barrett Asset Management LLC68,693$11,488 09/30/2019
     BABA68,693$11,488 09/30/2019
First Long Island Investors LLC68,121$11,392 09/30/2019
     BABA68,121$11,392 09/30/2019
Atom Investors LP66,830$11,324 06/30/2019
     BABA66,830$11,324 06/30/2019
Janney Capital Management LLC67,624$11,309 09/30/2019
     BABA67,624$11,309 09/30/2019
Suntrust Banks Inc.67,618$11,308 09/30/2019
     BABA67,618$11,308 09/30/2019
Selkirk Management LLC67,200$11,238 09/30/2019
     BABA67,200$11,238 09/30/2019
Reilly Financial Advisors LLC66,919$11,191 09/30/2019
     BABA66,919$11,191 09/30/2019
Essex Investment Management Co. LLC66,225$11,075 09/30/2019
     BABA66,225$11,075 09/30/2019
Comgest Global Investors S.A.S.65,100$10,887 09/30/2019
     BABA65,100$10,887 09/30/2019
Private Advisor Group LLC63,590$10,769 09/30/2019
     BABA63,590$10,769 09/30/2019
Rathbone Brothers plc64,309$10,754 09/30/2019
     BABA64,309$10,754 09/30/2019
Tiger Management L.L.C.64,000$10,703 09/30/2019
     BABA64,000$10,703 09/30/2019
Zeke Capital Advisors LLC63,168$10,564 09/30/2019
     BABA63,168$10,564 09/30/2019
Beacon Investment Advisory Services Inc.63,117$10,555 09/30/2019
     BABA63,117$10,555 09/30/2019
AMS Capital Ltda62,900$10,519 09/30/2019
     BABA62,900$10,519 09/30/2019
Gamble Jones Investment Counsel62,056$10,378 09/30/2019
     BABA62,056$10,378 09/30/2019
Baltimore Washington Financial Advisors Inc.61,856$10,344 09/30/2019
     BABA61,856$10,344 09/30/2019
Oribel Capital Management LP $10,285 09/30/2019
     Call61,500$10,285 09/30/2019
Pentwater Capital Management LP $10,285 06/30/2019
     BABA229,200$38,838 06/30/2019
     Put227,700$38,584 06/30/2019
     Call59,200$10,031 06/30/2019
Grandeur Peak Global Advisors LLC60,225$10,205 06/30/2019
     BABA60,225$10,205 06/30/2019
Premier Asset Management LLC60,682$10,148 09/30/2019
     BABA60,682$10,148 09/30/2019
First Pacific Advisors LP60,530$10,122 09/30/2019
     BABA60,530$10,122 09/30/2019
Burleson & Company LLC59,178$10,056 09/30/2019
     BABA59,178$10,056 09/30/2019
Adell Harriman & Carpenter Inc.60,040$10,040 09/30/2019
     BABA60,040$10,040 09/30/2019
Shellback Capital LP60,000$10,034 09/30/2019
     BABA60,000$10,034 09/30/2019
Profund Advisors LLC59,287$9,915 09/30/2019
     BABA59,287$9,915 09/30/2019
Deltec Asset Management LLC58,670$9,811 09/30/2019
     BABA58,670$9,811 09/30/2019
Asturias Capital LLC58,669$9,811 09/30/2019
     BABA58,669$9,811 09/30/2019
Elo Mutual Pension Insurance Co63,400$9,737 09/30/2019
     BABA63,400$9,737 09/30/2019
Bank Hapoalim BM58,060$9,637 09/30/2019
     BABA58,060$9,637 09/30/2019
DSAM Partners London Ltd57,474$9,611 09/30/2019
     BABA57,474$9,611 09/30/2019
Goodwin Daniel L57,300$9,584 09/30/2019
     BABA57,300$9,584 09/30/2019
JS Capital Management LLC56,400$9,557 06/30/2019
     BABA56,400$9,557 06/30/2019
Selective Wealth Management Inc.57,138$9,556 09/30/2019
     BABA57,138$9,556 09/30/2019
Verition Fund Management LLC $9,553 06/30/2019
     Call130,000$22,029 06/30/2019
     Put100,000$16,945 06/30/2019
     BABA26,371$4,469 06/30/2019
Apertura Capital LLC57,000$9,532 09/30/2019
     BABA57,000$9,532 09/30/2019
Oppenheimer Asset Management Inc.56,833$9,504 09/30/2019
     BABA56,833$9,504 09/30/2019
Horiko Capital Management LLC56,500$9,448 09/30/2019
     BABA56,500$9,448 09/30/2019
Pillar Pacific Capital Management LLC55,834$9,337 09/30/2019
     BABA55,834$9,337 09/30/2019
Lombard Odier Asset Management USA Corp55,724$9,319 09/30/2019
     BABA55,724$9,319 09/30/2019
Baird Financial Group Inc.166,241$9,299 09/30/2019
     BABA166,241$9,299 09/30/2019
Columbus Circle Investors54,255$9,073 09/30/2019
     BABA54,255$9,073 09/30/2019
Falcon Edge Capital LP53,500$9,066 06/30/2019
     BABA53,500$9,066 06/30/2019
First Allied Advisory Services Inc.54,004$9,033 09/30/2019
     BABA54,004$9,033 09/30/2019
Quantitative Investment Management LLC53,328$8,918 09/30/2019
     BABA53,328$8,918 09/30/2019
Paradice Investment Management LLC52,743$8,820 09/30/2019
     BABA52,743$8,820 09/30/2019
KDI Capital Partners LLC52,186$8,727 09/30/2019
     BABA52,186$8,727 09/30/2019
Saban Capital Group LLC52,110$8,714 09/30/2019
     BABA52,110$8,714 09/30/2019
Advisors Asset Management Inc.52,004$8,697 09/30/2019
     BABA52,004$8,697 09/30/2019
Jupiter Asset Management Ltd.51,799$8,662 09/30/2019
     BABA51,799$8,662 09/30/2019
Mark Asset Management LP50,499$8,557 06/30/2019
     BABA50,499$8,557 06/30/2019
Crossmark Global Holdings Inc.50,062$8,372 09/30/2019
     BABA50,062$8,372 09/30/2019
Leonard Green & Partners L.P. $8,362 09/30/2019
     Call50,000$8,362 09/30/2019
University of Notre Dame DU Lac49,723$8,315 09/30/2019
     BABA49,723$8,315 09/30/2019
Badgley Phelps & Bell Inc.49,541$8,285 09/30/2019
     BABA49,541$8,285 09/30/2019
Perella Weinberg Partners Capital Management LP49,200$8,228 09/30/2019
     BABA49,200$8,228 09/30/2019
Wexford Capital LP48,410$8,203 06/30/2019
     BABA48,410$8,203 06/30/2019
Gabelli Funds LLC48,826$8,165 09/30/2019
     BABA48,826$8,165 09/30/2019
Symmetry Peak Management LLC $7,964 06/30/2019
     Call36,000$6,100 06/30/2019
     BABA11,000$1,864 06/30/2019
MML Investors Services LLC47,215$7,896 09/30/2019
     BABA47,215$7,896 09/30/2019
James Hambro & Partners47,002$7,861 09/30/2019
     BABA47,002$7,861 09/30/2019
Ativo Capital Management LLC46,997$7,859 09/30/2019
     BABA46,997$7,859 09/30/2019
Alexandria Capital LLC46,227$7,731 09/30/2019
     BABA46,227$7,731 09/30/2019
Bellecapital International Ltd.46,213$7,728 09/30/2019
     BABA46,213$7,728 09/30/2019
TIAA FSB45,945$7,683 09/30/2019
     BABA45,945$7,683 09/30/2019
Seven Eight Capital LP45,598$7,625 09/30/2019
     BABA45,598$7,625 09/30/2019
Connor Clark & Lunn Investment Management Ltd.45,485$7,606 09/30/2019
     BABA45,485$7,606 09/30/2019
Wesbanco Bank Inc.45,047$7,533 09/30/2019
     BABA45,047$7,533 09/30/2019
Highbridge Capital Management LLC $7,531 06/30/2019
     Call33,000$5,592 06/30/2019
     BABA11,445$1,939 06/30/2019
Jump Trading LLC $7,529 09/30/2019
     Call56,500$9,448 09/30/2019
     Put34,900$5,836 09/30/2019
     BABA23,422$3,917 09/30/2019
Ally Financial Inc.45,000$7,525 09/30/2019
     BABA45,000$7,525 09/30/2019
Covington Capital Management44,330$7,512 06/30/2019
     BABA44,330$7,512 06/30/2019
Gardner Lewis Asset Management L P44,726$7,480 09/30/2019
     BABA44,726$7,480 09/30/2019
Diversified Trust Co43,697$7,307 09/30/2019
     BABA43,697$7,307 09/30/2019
Marietta Investment Partners LLC43,368$7,252 09/30/2019
     BABA43,368$7,252 09/30/2019
RPG Investment Advisory LLC43,328$7,246 09/30/2019
     BABA43,328$7,246 09/30/2019
Ostrum Asset Management43,300$7,241 09/30/2019
     BABA43,300$7,241 09/30/2019
Ingalls & Snyder LLC42,972$7,186 09/30/2019
     BABA42,972$7,186 09/30/2019
Moody Lynn & Lieberson LLC42,476$7,103 09/30/2019
     BABA42,476$7,103 09/30/2019
Hansberger Growth Investors LP42,287$7,072 09/30/2019
     BABA42,287$7,072 09/30/2019
ProShare Advisors LLC42,226$7,061 09/30/2019
     BABA42,226$7,061 09/30/2019
GSA Capital Partners LLP42,212$7,059 09/30/2019
     BABA42,212$7,059 09/30/2019
CMT Capital Markets Trading GmbH $7,023 06/30/2019
     Put513,300$86,979 06/30/2019
     Call441,600$74,829 06/30/2019
     BABA113,150$19,173 06/30/2019
United Capital Financial Advisers LLC41,465$6,934 09/30/2019
     BABA41,465$6,934 09/30/2019
Salem Investment Counselors Inc.41,366$6,918 09/30/2019
     BABA41,366$6,918 09/30/2019
ExodusPoint Capital Management LP40,954$6,849 09/30/2019
     BABA40,954$6,849 09/30/2019
Congress Park Capital LLC $6,840 09/30/2019
     BABA40,801$6,823 09/30/2019
     Call100$17 09/30/2019
Botty Investors LLC40,800$6,823 09/30/2019
     BABA40,800$6,823 09/30/2019
Prelude Capital Management LLC $6,773 09/30/2019
     BABA40,202$6,723 09/30/2019
     Call300$50 09/30/2019
Miracle Mile Advisors LLC40,435$6,762 09/30/2019
     BABA40,435$6,762 09/30/2019
Edgemoor Investment Advisors Inc.39,825$6,660 09/30/2019
     BABA39,825$6,660 09/30/2019
Quattro Financial Advisors LLC40,339$6,655 09/30/2019
     BABA40,339$6,655 09/30/2019
Chartwell Investment Partners LLC39,666$6,634 09/30/2019
     BABA39,666$6,634 09/30/2019
Lombard Odier Asset Management Europe Ltd38,400$6,422 09/30/2019
     BABA38,400$6,422 09/30/2019
WS Management Lllp $6,421 09/30/2019
     Put120,000$20,068 09/30/2019
     Call100,000$16,723 09/30/2019
     BABA58,400$9,766 09/30/2019
Cumberland Partners Ltd37,380$6,418 09/30/2019
     BABA37,380$6,418 09/30/2019
Silvercrest Asset Management Group LLC37,706$6,389 06/30/2019
     BABA37,706$6,389 06/30/2019
Cetera Advisors LLC37,780$6,322 09/30/2019
     BABA37,780$6,322 09/30/2019
Segall Bryant & Hamill LLC37,549$6,280 09/30/2019
     BABA37,549$6,280 09/30/2019
TPI Fund Managers Ltd37,485$6,269 09/30/2019
     BABA37,485$6,269 09/30/2019
Rockefeller Capital Management L.P.37,076$6,200 09/30/2019
     BABA37,076$6,200 09/30/2019
WIM Asset Management HK Ltd $6,193 06/30/2019
     Call36,546$6,193 06/30/2019
Fulcrum Capital LLC36,570$6,116 09/30/2019
     BABA36,570$6,116 09/30/2019
Oberweis Asset Management Inc.36,075$6,033 09/30/2019
     BABA36,075$6,033 09/30/2019
Northstar Investment Advisors LLC33,620$5,885 09/30/2019
     BABA33,620$5,885 09/30/2019
Osborne Partners Capital Management LLC35,183$5,884 09/30/2019
     BABA35,183$5,884 09/30/2019
Zurich Insurance Group Ltd FI34,695$5,879 06/30/2019
     BABA34,695$5,879 06/30/2019
Rosenblum Silverman Sutton S F Inc. CA35,131$5,875 09/30/2019
     BABA35,131$5,875 09/30/2019
Red Cedar Management LP35,000$5,853 09/30/2019
     BABA35,000$5,853 09/30/2019
Moody National Bank Trust Division34,818$5,823 09/30/2019
     BABA34,818$5,823 09/30/2019
National Asset Management Inc.34,658$5,798 09/30/2019
     BABA34,658$5,798 09/30/2019
Private Asset Management Inc.34,521$5,773 09/30/2019
     BABA34,521$5,773 09/30/2019
Kings Point Capital Management34,116$5,705 09/30/2019
     BABA34,116$5,705 09/30/2019
Cigna Investments Inc. New32,090$5,669 09/30/2019
     BABA32,090$5,669 09/30/2019
American National Insurance Co.33,109$5,537 09/30/2019
     BABA33,109$5,537 09/30/2019
Lyell Wealth Management LP32,555$5,444 09/30/2019
     BABA32,555$5,444 09/30/2019
Pictet & Cie Europe SA32,468$5,430 09/30/2019
     BABA32,468$5,430 09/30/2019
Picton Mahoney Asset Management32,100$5,369 09/30/2019
     BABA32,100$5,369 09/30/2019
Hartline Investment Corp31,532$5,273 09/30/2019
     BABA31,532$5,273 09/30/2019
Strategic Wealth Advisors Group LLC31,536$5,211 09/30/2019
     BABA31,536$5,211 09/30/2019
Telemus Capital LLC31,064$5,194 09/30/2019
     BABA31,064$5,194 09/30/2019
Sequoia Financial Advisors LLC30,519$5,104 09/30/2019
     BABA30,519$5,104 09/30/2019
Evergreen Capital Management LLC30,008$5,018 09/30/2019
     BABA30,008$5,018 09/30/2019
Acorn Advisory Capital L.P.29,800$4,983 09/30/2019
     BABA29,800$4,983 09/30/2019
Aviance Capital Partners LLC29,746$4,974 09/30/2019
     BABA29,746$4,974 09/30/2019
PARUS FINANCE UK Ltd29,595$4,949 09/30/2019
     BABA29,595$4,949 09/30/2019
Fagan Associates Inc.29,200$4,883 09/30/2019
     BABA29,200$4,883 09/30/2019
Sycomore Asset Management27,964$4,836 09/30/2019
     BABA27,964$4,836 09/30/2019
Flossbach von Storch AG Zurich28,525$4,770 09/30/2019
     BABA28,525$4,770 09/30/2019
ACG Wealth28,416$4,752 09/30/2019
     BABA28,416$4,752 09/30/2019
Dixon Hubard Feinour & Brown Inc. VA28,303$4,733 09/30/2019
     BABA28,303$4,733 09/30/2019
Welch Capital Partners LLC NY28,278$4,729 09/30/2019
     BABA28,278$4,729 09/30/2019
Ruffer LLP28,000$4,683 09/30/2019
     BABA28,000$4,683 09/30/2019
Foresters Investment Management Company Inc.28,000$4,682 09/30/2019
     BABA28,000$4,682 09/30/2019
Wesleyan Assurance Society28,000$4,682 09/30/2019
     BABA28,000$4,682 09/30/2019
Wellington Shields Capital Management LLC27,433$4,588 09/30/2019
     BABA27,433$4,588 09/30/2019
Paradigm Financial Advisors LLC $4,578 09/30/2019
     BABA15,373$2,571 09/30/2019
     Call12,000$2,007 09/30/2019
Westwood Holdings Group Inc.26,868$4,553 06/30/2019
     BABA26,868$4,553 06/30/2019
Ashfield Capital Partners LLC27,104$4,533 09/30/2019
     BABA27,104$4,533 09/30/2019
Vishria Bird Financial Group LLC26,759$4,475 09/30/2019
     BABA26,759$4,475 09/30/2019
Private Wealth Partners LLC26,520$4,435 09/30/2019
     BABA26,520$4,435 09/30/2019
Synovus Financial Corp26,483$4,433 09/30/2019
     BABA26,483$4,433 09/30/2019
Douglass Winthrop Advisors LLC26,415$4,417 09/30/2019
     BABA26,415$4,417 09/30/2019
Cetera Advisor Networks LLC26,254$4,390 09/30/2019
     BABA26,254$4,390 09/30/2019
Wisconsin Capital Management LLC26,225$4,386 09/30/2019
     BABA26,225$4,386 09/30/2019
Biondo Investment Advisors LLC26,019$4,351 09/30/2019
     BABA26,019$4,351 09/30/2019
X Square Capital LLC25,644$4,288 09/30/2019
     BABA25,644$4,288 09/30/2019
Analyst IMS Investment Management Services Ltd.24,425$4,274 09/30/2019
     BABA24,425$4,274 09/30/2019
Advent Capital Management DE25,200$4,270 06/30/2019
     BABA25,200$4,270 06/30/2019
World Asset Management Inc25,368$4,242 09/30/2019
     BABA25,368$4,242 09/30/2019
Hellman Jordan Management Co. Inc. MA25,035$4,242 06/30/2019
     BABA25,035$4,242 06/30/2019
Graham Capital Management L.P.25,000$4,236 06/30/2019
     BABA25,000$4,236 06/30/2019
North Star Asset Management Inc.25,195$4,213 09/30/2019
     BABA25,195$4,213 09/30/2019
CENTRAL TRUST Co25,027$4,185 09/30/2019
     BABA25,027$4,185 09/30/2019
Thoroughbred Financial Services LLC24,778$4,144 09/30/2019
     BABA24,778$4,144 09/30/2019
First Trust Bank Ltd.24,700$4,131 09/30/2019
     BABA24,700$4,131 09/30/2019
Jefferies Group LLC $4,127 09/30/2019
     Call100,000$16,723 09/30/2019
     Put92,600$15,485 09/30/2019
     BABA17,274$2,889 09/30/2019
Regent Investment Management LLC24,560$4,107 09/30/2019
     BABA24,560$4,107 09/30/2019
HighVista Strategies LLC24,500$4,097 09/30/2019
     BABA24,500$4,097 09/30/2019
Central Asset Investments & Management Holdings HK Ltd24,380$4,077 09/30/2019
     BABA24,380$4,077 09/30/2019
Griffin Asset Management Inc.24,074$4,026 09/30/2019
     BABA24,074$4,026 09/30/2019
ETRADE Capital Management LLC24,036$4,020 09/30/2019
     BABA24,036$4,020 09/30/2019
D.A. Davidson & CO.24,011$4,015 09/30/2019
     BABA24,011$4,015 09/30/2019
Redwood Investments LLC23,934$4,002 09/30/2019
     BABA23,934$4,002 09/30/2019
Engineers Gate Manager LP23,900$3,997 09/30/2019
     BABA23,900$3,997 09/30/2019
Essex Financial Services Inc.23,808$3,981 09/30/2019
     BABA23,808$3,981 09/30/2019
Ferguson Wellman Capital Management Inc.23,532$3,935 09/30/2019
     BABA23,532$3,935 09/30/2019
Baker Avenue Asset Management LP22,849$3,871 06/30/2019
     BABA22,849$3,871 06/30/2019
Capital Fund Management S.A. $3,844 09/30/2019
     Put44,000$7,358 09/30/2019
     BABA36,788$6,152 09/30/2019
     Call30,200$5,050 09/30/2019
Brown Advisory Securities LLC22,787$3,812 09/30/2019
     BABA22,787$3,812 09/30/2019
Wetherby Asset Management Inc.22,660$3,789 09/30/2019
     BABA22,660$3,789 09/30/2019
Cutter & CO Brokerage Inc.22,529$3,768 09/30/2019
     BABA22,529$3,768 09/30/2019
Ninepoint Partners LP22,218$3,716 09/30/2019
     BABA22,218$3,716 09/30/2019
Bank Pictet & Cie Asia Ltd.22,202$3,713 09/30/2019
     BABA22,202$3,713 09/30/2019
Cabot Wealth Management Inc.21,960$3,672 09/30/2019
     BABA21,960$3,672 09/30/2019
Boston Advisors LLC21,826$3,650 09/30/2019
     BABA21,826$3,650 09/30/2019
Consolidated Investment Group LLC21,700$3,629 09/30/2019
     BABA21,700$3,629 09/30/2019
Signet Financial Management LLC20,271$3,623 06/30/2019
     BABA20,271$3,623 06/30/2019
Fosun International Ltd21,740$3,613 09/30/2019
     BABA21,740$3,613 09/30/2019
Richard Bernstein Advisors LLC21,301$3,609 06/30/2019
     BABA21,301$3,609 06/30/2019
Sentry Investment Management LLC21,532$3,601 09/30/2019
     BABA21,532$3,601 09/30/2019
Highstreet Asset Management Inc.21,453$3,588 09/30/2019
     BABA21,453$3,588 09/30/2019
AE Wealth Management LLC21,411$3,580 09/30/2019
     BABA21,411$3,580 09/30/2019
Highland Capital Management LP21,000$3,558 06/30/2019
     BABA21,000$3,558 06/30/2019
CWM LLC21,250$3,554 09/30/2019
     BABA21,250$3,554 09/30/2019
Meridian Management Co.20,840$3,485 09/30/2019
     BABA20,840$3,485 09/30/2019
HAP Trading LLC $3,467 09/30/2019
     BABA18,671$3,122 09/30/2019
     Call164,500$1,240 09/30/2019
     Put132,000$895 09/30/2019
Sandy Spring Bank20,685$3,459 09/30/2019
     BABA20,685$3,459 09/30/2019
NTV Asset Management LLC20,650$3,453 09/30/2019
     BABA20,650$3,453 09/30/2019
Traynor Capital Management Inc.20,634$3,450 09/30/2019
     BABA20,634$3,450 09/30/2019
Carret Asset Management LLC20,529$3,433 09/30/2019
     BABA20,529$3,433 09/30/2019
Alight Capital Management LP20,000$3,389 06/30/2019
     BABA20,000$3,389 06/30/2019
Adalta Capital Management LLC19,985$3,386 06/30/2019
     BABA19,985$3,386 06/30/2019
Private Advisory Group LLC20,170$3,373 09/30/2019
     BABA20,170$3,373 09/30/2019
American International Group Inc.20,155$3,371 09/30/2019
     BABA20,155$3,371 09/30/2019
Granite Point Capital Management L.P.20,000$3,345 09/30/2019
     BABA20,000$3,345 09/30/2019
Independent Advisor Alliance19,940$3,335 09/30/2019
     BABA19,940$3,335 09/30/2019
Formula Growth Ltd. $3,334 06/30/2019
     BABA18,487$3,133 06/30/2019
     Call22,800$201 06/30/2019
Trexquant Investment LP19,927$3,332 09/30/2019
     BABA19,927$3,332 09/30/2019
Sawtooth Solutions LLC19,800$3,312 09/30/2019
     BABA19,800$3,312 09/30/2019
Optima Fund Management LLC19,490$3,303 06/30/2019
     BABA19,490$3,303 06/30/2019
Bainco International Investors19,721$3,298 09/30/2019
     BABA19,721$3,298 09/30/2019
Icon Advisers Inc. Co.19,600$3,278 09/30/2019
     BABA19,600$3,278 09/30/2019
Two Sigma Securities LLC $3,262 06/30/2019
     Call123,500$20,927 06/30/2019
     Put105,500$17,877 06/30/2019
     BABA1,254$212 06/30/2019
Regions Financial Corp19,476$3,257 09/30/2019
     BABA19,476$3,257 09/30/2019
Brinker Capital Inc.19,451$3,253 09/30/2019
     BABA19,451$3,253 09/30/2019
Financial Counselors Inc.19,332$3,233 09/30/2019
     BABA19,332$3,233 09/30/2019
Glovista Investments LLC18,906$3,204 06/30/2019
     BABA18,906$3,204 06/30/2019
Banco de Sabadell S.A18,828$3,190 06/30/2019
     BABA18,828$3,190 06/30/2019
GUARDCAP ASSET MANAGEMENT Ltd18,750$3,177 06/30/2019
     BABA18,750$3,177 06/30/2019
Hamilton Wealth LLC18,683$3,124 09/30/2019
     BABA18,683$3,124 09/30/2019
Raymond James Trust N.A.18,634$3,117 09/30/2019
     BABA18,634$3,117 09/30/2019
Atria Investments LLC18,595$3,110 09/30/2019
     BABA18,595$3,110 09/30/2019
BOKF NA18,525$3,097 09/30/2019
     BABA18,525$3,097 09/30/2019
Means Investment CO. Inc.17,149$3,082 09/30/2019
     BABA17,149$3,082 09/30/2019
Winch Advisory Services LLC18,425$3,081 09/30/2019
     BABA18,425$3,081 09/30/2019
Guggenheim Capital LLC18,356$3,070 09/30/2019
     BABA18,356$3,070 09/30/2019
Bradley Foster & Sargent Inc. CT18,307$3,061 09/30/2019
     BABA18,307$3,061 09/30/2019
Pitcairn Co.18,138$3,033 09/30/2019
     BABA18,138$3,033 09/30/2019
Advisory Research Inc.18,093$3,026 09/30/2019
     BABA18,093$3,026 09/30/2019
Cornerstone Advisory LLC18,025$3,014 09/30/2019
     BABA18,025$3,014 09/30/2019
Bank of Nova Scotia17,542$2,972 06/30/2019
     BABA17,542$2,972 06/30/2019
Centenus Global Management LP $2,965 06/30/2019
     Call17,500$2,965 06/30/2019
Wedbush Securities Inc.17,648$2,951 09/30/2019
     BABA17,648$2,951 09/30/2019
Hoertkorn Richard Charles17,516$2,929 09/30/2019
     BABA17,516$2,929 09/30/2019
Cheyne Capital Management UK LLP17,500$2,927 09/30/2019
     BABA17,500$2,927 09/30/2019
GWM Advisors LLC17,428$2,923 09/30/2019
     BABA17,428$2,923 09/30/2019
Fayez Sarofim & Co17,439$2,916 09/30/2019
     BABA17,439$2,916 09/30/2019
Parkside Investments LLC17,415$2,912 09/30/2019
     BABA17,415$2,912 09/30/2019
Glenmede Trust Co. NA17,029$2,884 06/30/2019
     BABA17,029$2,884 06/30/2019
Sompo Japan Nipponkoa Asset Management CO. LTD.17,210$2,878 09/30/2019
     BABA17,210$2,878 09/30/2019
QS Investors LLC17,200$2,877 09/30/2019
     BABA17,200$2,877 09/30/2019
OMERS ADMINISTRATION Corp17,100$2,860 09/30/2019
     BABA17,100$2,860 09/30/2019
Stratos Wealth Partners LTD.17,019$2,846 09/30/2019
     BABA17,019$2,846 09/30/2019
Mercer Global Advisors Inc. ADV16,991$2,841 09/30/2019
     BABA16,991$2,841 09/30/2019
Resources Investment Advisors LLC. $2,804 09/30/2019
     BABA16,466$2,754 09/30/2019
     Call2,200$50 09/30/2019
Avalon Investment & Advisory16,672$2,788 09/30/2019
     BABA16,672$2,788 09/30/2019
OLD Dominion Capital Management Inc.16,620$2,779 09/30/2019
     BABA16,620$2,779 09/30/2019
Black Creek Investment Management Inc.16,584$2,773 09/30/2019
     BABA16,584$2,773 09/30/2019
Sigma Planning Corp16,414$2,745 09/30/2019
     BABA16,414$2,745 09/30/2019
Oxbow Advisors LLC16,409$2,744 09/30/2019
     BABA16,409$2,744 09/30/2019
Partner Investment Management L.P.16,171$2,740 06/30/2019
     BABA16,171$2,740 06/30/2019
O Shares Investment Advisers LLC16,156$2,702 09/30/2019
     BABA16,156$2,702 09/30/2019
Mariner LLC16,138$2,699 09/30/2019
     BABA16,138$2,699 09/30/2019
Horseman Capital Management Ltd16,000$2,676 09/30/2019
     BABA16,000$2,676 09/30/2019
Huntington National Bank15,986$2,674 09/30/2019
     BABA15,986$2,674 09/30/2019
Henry James International Management Inc.15,986$2,673 09/30/2019
     BABA15,986$2,673 09/30/2019
Legacy Advisors LLC15,960$2,669 09/30/2019
     BABA15,960$2,669 09/30/2019
Beck Capital Management LLC15,738$2,632 09/30/2019
     BABA15,738$2,632 09/30/2019
Sheaff Brock Investment Advisors LLC15,629$2,614 09/30/2019
     BABA15,629$2,614 09/30/2019
CAMG Solamere Management LLC15,500$2,592 09/30/2019
     BABA15,500$2,592 09/30/2019
Hoylecohen LLC14,956$2,534 06/30/2019
     BABA14,956$2,534 06/30/2019
Kornitzer Capital Management Inc. KS15,076$2,521 09/30/2019
     BABA15,076$2,521 09/30/2019
Parallel Advisors LLC15,052$2,517 09/30/2019
     BABA15,052$2,517 09/30/2019
Lee Capital Holdings LLC15,000$2,508 09/30/2019
     BABA15,000$2,508 09/30/2019
RBA Wealth Management LLC14,957$2,501 09/30/2019
     BABA14,957$2,501 09/30/2019
FDx Advisors Inc.14,707$2,459 09/30/2019
     BABA14,707$2,459 09/30/2019
Worm Capital LLC14,584$2,439 09/30/2019
     BABA14,584$2,439 09/30/2019
Atlas Capital Advisors LLC14,553$2,434 09/30/2019
     BABA14,553$2,434 09/30/2019
Nicollet Investment Management Inc.14,215$2,377 09/30/2019
     BABA14,215$2,377 09/30/2019
Voya Financial Advisors Inc.14,084$2,337 09/30/2019
     BABA14,084$2,337 09/30/2019
Boothbay Fund Management LLC13,900$2,324 09/30/2019
     BABA13,900$2,324 09/30/2019
Keybank National Association OH13,894$2,323 09/30/2019
     BABA13,894$2,323 09/30/2019
Bell & Brown Wealth Advisors LLC14,076$2,316 09/30/2019
     BABA14,076$2,316 09/30/2019
Berman Capital Advisors LLC13,846$2,315 09/30/2019
     BABA13,846$2,315 09/30/2019
SlateStone Wealth LLC13,823$2,312 09/30/2019
     BABA13,823$2,312 09/30/2019
MARSHALL WACE ASIA Ltd13,754$2,300 09/30/2019
     BABA13,754$2,300 09/30/2019
Tradition Asset Management LLC13,716$2,293 09/30/2019
     BABA13,716$2,293 09/30/2019
Bridges Investment Management Inc.13,665$2,285 09/30/2019
     BABA13,665$2,285 09/30/2019
Parsons Capital Management Inc. RI13,662$2,285 09/30/2019
     BABA13,662$2,285 09/30/2019
Manchester Financial Inc.13,620$2,278 09/30/2019
     BABA13,620$2,278 09/30/2019
Markston International LLC13,400$2,270 06/30/2019
     BABA13,400$2,270 06/30/2019
Condor Capital Management13,501$2,258 09/30/2019
     BABA13,501$2,258 09/30/2019
Wunderlich Capital Managemnt13,271$2,249 06/30/2019
     BABA13,271$2,249 06/30/2019
Mirador Capital Partners LP13,436$2,247 09/30/2019
     BABA13,436$2,247 09/30/2019
One Capital Management LLC13,390$2,239 09/30/2019
     BABA13,390$2,239 09/30/2019
Mawer Investment Management Ltd.13,300$2,224 09/30/2019
     BABA13,300$2,224 09/30/2019
Cypress Asset Management Inc. TX13,254$2,216 09/30/2019
     BABA13,254$2,216 09/30/2019
Svenska Handelsbanken AB publ 13,200$2,207 09/30/2019
     BABA13,200$2,207 09/30/2019
Cornerstone Wealth Management LLC13,049$2,182 09/30/2019
     BABA13,049$2,182 09/30/2019
Frontier Wealth Management LLC13,013$2,176 09/30/2019
     BABA13,013$2,176 09/30/2019
Tlwm12,972$2,174 09/30/2019
     BABA12,972$2,174 09/30/2019
Morse Asset Management Inc12,855$2,150 09/30/2019
     BABA12,855$2,150 09/30/2019
Cohen Capital Management Inc.12,831$2,146 09/30/2019
     BABA12,831$2,146 09/30/2019
IHT Wealth Management LLC12,635$2,139 06/30/2019
     BABA12,635$2,139 06/30/2019
Orca Investment Management LLC12,748$2,132 09/30/2019
     BABA12,748$2,132 09/30/2019
Fifth Third Bancorp12,515$2,121 06/30/2019
     BABA12,515$2,121 06/30/2019
GFS Advisors LLC12,670$2,119 09/30/2019
     BABA12,670$2,119 09/30/2019
Elite Wealth Management Inc.12,629$2,112 09/30/2019
     BABA12,629$2,112 09/30/2019
Telos Capital Management Inc.12,619$2,110 09/30/2019
     BABA12,619$2,110 09/30/2019
Compton Capital Management Inc. RI12,555$2,100 09/30/2019
     BABA12,555$2,100 09/30/2019
Trellus Management Company LLC12,500$2,090 09/30/2019
     BABA12,500$2,090 09/30/2019
Ibex Wealth Advisors12,490$2,089 09/30/2019
     BABA12,490$2,089 09/30/2019
Doliver Advisors LP11,913$2,088 09/30/2019
     BABA11,913$2,088 09/30/2019
LeJeune Puetz Investment Counsel LLC12,431$2,079 09/30/2019
     BABA12,431$2,079 09/30/2019
Exane Derivatives12,304$2,057 09/30/2019
     BABA12,304$2,057 09/30/2019
Integre Asset Management LLC12,223$2,044 09/30/2019
     BABA12,223$2,044 09/30/2019
Mogy Joel R Investment Counsel Inc.12,215$2,043 09/30/2019
     BABA12,215$2,043 09/30/2019
Intellectus Partners LLC12,208$2,042 09/30/2019
     BABA12,208$2,042 09/30/2019
Jackson Wealth Management LLC12,264$2,040 09/30/2019
     BABA12,264$2,040 09/30/2019
IMA Wealth Inc.12,172$2,036 09/30/2019
     BABA12,172$2,036 09/30/2019
Pittenger & Anderson Inc.12,096$2,023 09/30/2019
     BABA12,096$2,023 09/30/2019
Quadrant Capital Group LLC12,018$2,005 09/30/2019
     BABA12,018$2,005 09/30/2019
Colony Group LLC11,780$1,996 06/30/2019
     BABA11,780$1,996 06/30/2019
Busey Wealth Management11,928$1,995 09/30/2019
     BABA11,928$1,995 09/30/2019
Hudson Bay Capital Management LP11,900$1,990 09/30/2019
     BABA11,900$1,990 09/30/2019
Mount Yale Investment Advisors LLC10,600$1,982 09/30/2019
     BABA10,600$1,982 09/30/2019
Johanson Financial Advisors Inc.11,804$1,975 09/30/2019
     BABA11,804$1,975 09/30/2019
Family Management Corp11,778$1,970 09/30/2019
     BABA11,778$1,970 09/30/2019
Tocqueville Asset Management L.P.11,754$1,966 09/30/2019
     BABA11,754$1,966 09/30/2019
FUKOKU MUTUAL LIFE INSURANCE Co11,700$1,957 09/30/2019
     BABA11,700$1,957 09/30/2019
VisionPoint Advisory Group LLC11,459$1,952 09/30/2019
     BABA11,459$1,952 09/30/2019
Asahi Life Asset Management CO. LTD.11,658$1,950 09/30/2019
     BABA11,658$1,950 09/30/2019
L & S Advisors Inc11,561$1,933 09/30/2019
     BABA11,561$1,933 09/30/2019
Anderson Hoagland & Co.10,995$1,924 09/30/2019
     BABA10,995$1,924 09/30/2019
Equitable Trust Co.11,191$1,896 06/30/2019
     BABA11,191$1,896 06/30/2019
KCM Investment Advisors LLC11,152$1,890 06/30/2019
     BABA11,152$1,890 06/30/2019
Gofen & Glossberg LLC IL11,120$1,860 09/30/2019
     BABA11,120$1,860 09/30/2019
Stephens Inc. AR11,113$1,858 09/30/2019
     BABA11,113$1,858 09/30/2019
HGI Capital Management LLC11,100$1,856 09/30/2019
     BABA11,100$1,856 09/30/2019
Palisade Capital Management LLC NJ11,055$1,849 09/30/2019
     BABA11,055$1,849 09/30/2019
Wealthstreet Investment Advisors LLC10,429$1,845 09/30/2019
     BABA10,429$1,845 09/30/2019
Oak Asset Management LLC10,907$1,824 09/30/2019
     BABA10,907$1,824 09/30/2019
Tudor Investment Corp Et Al10,755$1,822 06/30/2019
     BABA10,755$1,822 06/30/2019
Price Wealth LLC10,862$1,816 09/30/2019
     BABA10,862$1,816 09/30/2019
Nelson Van Denburg & Campbell Wealth Management Group LLC10,828$1,810 09/30/2019
     BABA10,828$1,810 09/30/2019
Sumitomo Life Insurance Co.10,700$1,789 09/30/2019
     BABA10,700$1,789 09/30/2019
Chase Investment Counsel Corp10,646$1,780 09/30/2019
     BABA10,646$1,780 09/30/2019
Northeast Financial Consultants Inc10,629$1,777 09/30/2019
     BABA10,629$1,777 09/30/2019
Dubuque Bank & Trust Co.10,544$1,764 09/30/2019
     BABA10,544$1,764 09/30/2019
IPG Investment Advisors LLC10,468$1,751 09/30/2019
     BABA10,468$1,751 09/30/2019
First Manhattan Co.10,444$1,746 09/30/2019
     BABA10,444$1,746 09/30/2019
Oak Grove Capital LLC10,379$1,736 09/30/2019
     BABA10,379$1,736 09/30/2019
Eagle Global Advisors LLC10,160$1,699 09/30/2019
     BABA10,160$1,699 09/30/2019
Marble Harbor Investment Counsel LLC10,160$1,699 09/30/2019
     BABA10,160$1,699 09/30/2019
Quantitative Systematic Strategies LLC10,106$1,690 09/30/2019
     BABA10,106$1,690 09/30/2019
OLD National Bancorp IN10,005$1,673 09/30/2019
     BABA10,005$1,673 09/30/2019
Yakira Capital Management Inc.10,000$1,672 09/30/2019
     BABA10,000$1,672 09/30/2019
Fernwood Investment Management LLC9,868$1,672 06/30/2019
     BABA9,868$1,672 06/30/2019
Boston Private Wealth LLC9,940$1,663 09/30/2019
     BABA9,940$1,663 09/30/2019
Rational Advisors LLC9,864$1,649 09/30/2019
     BABA9,864$1,649 09/30/2019
Bayesian Capital Management LP9,800$1,639 09/30/2019
     BABA9,800$1,639 09/30/2019
Simmons Bank9,765$1,633 09/30/2019
     BABA9,765$1,633 09/30/2019
Vantage Financial Partners Ltd. Inc.9,750$1,630 09/30/2019
     BABA9,750$1,630 09/30/2019
B. Riley Wealth Management Inc.9,598$1,626 06/30/2019
     BABA9,598$1,626 06/30/2019
Lincoln National Corp9,712$1,624 09/30/2019
     BABA9,712$1,624 09/30/2019
Family Legacy Inc.8,668$1,618 09/30/2019
     BABA8,668$1,618 09/30/2019
Osborn Williams & Donohoe LLC9,660$1,615 09/30/2019
     BABA9,660$1,615 09/30/2019
Level Four Advisory Services LLC9,642$1,612 09/30/2019
     BABA9,642$1,612 09/30/2019
Kistler Tiffany Companies LLC9,636$1,611 09/30/2019
     BABA9,636$1,611 09/30/2019
Nwam LLC9,602$1,606 09/30/2019
     BABA9,602$1,606 09/30/2019
Legacy Capital Partners Inc.9,485$1,586 09/30/2019
     BABA9,485$1,586 09/30/2019
Dimension Capital Management LLC9,421$1,575 09/30/2019
     BABA9,421$1,575 09/30/2019
Fairfield Bush & CO.9,365$1,566 09/30/2019
     BABA9,365$1,566 09/30/2019
Capital Management Associates NY9,340$1,562 09/30/2019
     BABA9,340$1,562 09/30/2019
Wellington Shields & Co. LLC9,340$1,562 09/30/2019
     BABA9,340$1,562 09/30/2019
Arden Trust Co9,234$1,544 09/30/2019
     BABA9,234$1,544 09/30/2019
Mycio Wealth Partners LLC9,226$1,543 09/30/2019
     BABA9,226$1,543 09/30/2019
AdvisorNet Financial Inc9,188$1,537 09/30/2019
     BABA9,188$1,537 09/30/2019
Signaturefd LLC9,026$1,509 09/30/2019
     BABA9,026$1,509 09/30/2019
HighPoint Advisor Group LLC8,063$1,509 09/30/2019
     BABA8,063$1,509 09/30/2019
Executive Wealth Management LLC8,887$1,485 09/30/2019
     BABA8,887$1,485 09/30/2019
Boardman Bay Capital Management LLC8,881$1,485 09/30/2019
     BABA8,881$1,485 09/30/2019
Buckingham Capital Management Inc.8,860$1,482 09/30/2019
     BABA8,860$1,482 09/30/2019
Burns J W & Co. Inc. NY8,815$1,474 09/30/2019
     BABA8,815$1,474 09/30/2019
Roberts Glore & Co. Inc. IL8,804$1,472 09/30/2019
     BABA8,804$1,472 09/30/2019
Focused Wealth Management Inc8,559$1,431 09/30/2019
     BABA8,559$1,431 09/30/2019
Delek Group Ltd.8,598$1,423 06/30/2019
     BABA8,598$1,423 06/30/2019
BW Gestao de Investimentos Ltda.8,500$1,421 09/30/2019
     BABA8,500$1,421 09/30/2019
LGL Partners LLC8,365$1,417 06/30/2019
     BABA8,365$1,417 06/30/2019
Newman Dignan & Sheerar Inc.8,411$1,407 09/30/2019
     BABA8,411$1,407 09/30/2019
Kazazian Asset Management LLC8,416$1,407 09/30/2019
     BABA8,416$1,407 09/30/2019
Wafra Inc.8,385$1,402 09/30/2019
     BABA8,385$1,402 09/30/2019
Park Avenue Securities LLC8,302$1,388 09/30/2019
     BABA8,302$1,388 09/30/2019
Carnegie Capital Asset Management LLC8,192$1,388 06/30/2019
     BABA8,192$1,388 06/30/2019
Allen Capital Group LLC8,396$1,387 09/30/2019
     BABA8,396$1,387 09/30/2019
HMS Capital Management LLC $1,387 09/30/2019
     BABA11,218$1,848 09/30/2019
     Put2,800$461 09/30/2019
Field & Main Bank8,225$1,375 09/30/2019
     BABA8,225$1,375 09/30/2019
Lucia Wealth Services LLC8,167$1,366 09/30/2019
     BABA8,167$1,366 09/30/2019
Valeo Financial Advisors LLC $1,365 09/30/2019
     BABA7,865$1,315 09/30/2019
     Call300$50 09/30/2019
Howe & Rusling Inc.8,151$1,363 09/30/2019
     BABA8,151$1,363 09/30/2019
grace capital8,000$1,356 06/30/2019
     BABA8,000$1,356 06/30/2019
Squarepoint Ops LLC7,908$1,340 06/30/2019
     BABA7,908$1,340 06/30/2019
CRA Financial Services LLC8,000$1,338 09/30/2019
     BABA8,000$1,338 09/30/2019
Avantax Advisory Services Inc.7,964$1,333 09/30/2019
     BABA7,964$1,333 09/30/2019
Pegasus Asset Management Inc.7,959$1,331 09/30/2019
     BABA7,959$1,331 09/30/2019
Moors & Cabot Inc.7,945$1,329 09/30/2019
     BABA7,945$1,329 09/30/2019
Wealthsource Partners LLC7,811$1,324 06/30/2019
     BABA7,811$1,324 06/30/2019
Benjamin F. Edwards & Company Inc.7,897$1,321 09/30/2019
     BABA7,897$1,321 09/30/2019
FormulaFolio Investments LLC7,868$1,316 09/30/2019
     BABA7,868$1,316 09/30/2019
Pekin Hardy Strauss Inc. $1,313 09/30/2019
     BABA6,854$1,146 09/30/2019
     Call1,000$167 09/30/2019
Surevest Inc.7,830$1,309 09/30/2019
     BABA7,830$1,309 09/30/2019
Checchi Capital Advisers LLC7,777$1,300 09/30/2019
     BABA7,777$1,300 09/30/2019
WESPAC Advisors SoCal LLC7,749$1,296 09/30/2019
     BABA7,749$1,296 09/30/2019
Ayalon Holdings Ltd.7,834$1,294 09/30/2019
     BABA7,834$1,294 09/30/2019
EP Wealth Advisors LLC7,637$1,294 06/30/2019
     BABA7,637$1,294 06/30/2019
HCR Wealth Advisors7,678$1,289 09/30/2019
     BABA7,678$1,289 09/30/2019
RDA Financial Network7,591$1,279 06/30/2019
     BABA7,591$1,279 06/30/2019
Avitas Wealth Management LLC7,598$1,271 09/30/2019
     BABA7,598$1,271 09/30/2019
YHB Investment Advisors Inc.7,592$1,270 09/30/2019
     BABA7,592$1,270 09/30/2019
Cumberland Advisors Inc.7,575$1,267 09/30/2019
     BABA7,575$1,267 09/30/2019
Sit Investment Associates Inc.7,475$1,250 09/30/2019
     BABA7,475$1,250 09/30/2019
CSat Investment Advisory L.P.7,416$1,241 09/30/2019
     BABA7,416$1,241 09/30/2019
Harbour Capital Advisors LLC7,419$1,241 09/30/2019
     BABA7,419$1,241 09/30/2019
Cannell Peter B & Co. Inc.7,395$1,237 09/30/2019
     BABA7,395$1,237 09/30/2019
Confluence Investment Management LLC7,390$1,236 09/30/2019
     BABA7,390$1,236 09/30/2019
Advisory Services Network LLC7,291$1,235 09/30/2019
     BABA7,291$1,235 09/30/2019
Rothschild Investment Corp IL7,333$1,226 09/30/2019
     BABA7,333$1,226 09/30/2019
Coastal Investment Advisors Inc.7,301$1,223 09/30/2019
     BABA7,301$1,223 09/30/2019
Portland Global Advisors LLC7,302$1,221 09/30/2019
     BABA7,302$1,221 09/30/2019
Welch & Forbes LLC7,282$1,218 09/30/2019
     BABA7,282$1,218 09/30/2019
Xcel Wealth Management LLC7,283$1,217 09/30/2019
     BABA7,283$1,217 09/30/2019
AlphaOne Investment Services LLC7,274$1,216 09/30/2019
     BABA7,274$1,216 09/30/2019
State of Michigan Retirement System7,256$1,213 09/30/2019
     BABA7,256$1,213 09/30/2019
Strategic Advisors LLC7,247$1,212 09/30/2019
     BABA7,247$1,212 09/30/2019
Sfmg LLC7,237$1,210 09/30/2019
     BABA7,237$1,210 09/30/2019
Bronfman E.L. Rothschild L.P.7,230$1,209 09/30/2019
     BABA7,230$1,209 09/30/2019
Cresset Asset Management LLC7,218$1,207 09/30/2019
     BABA7,218$1,207 09/30/2019
Motley Fool Asset Management LLC7,200$1,204 09/30/2019
     BABA7,200$1,204 09/30/2019
Frisch Financial Group Inc.7,183$1,201 09/30/2019
     BABA7,183$1,201 09/30/2019
Stevens Capital Management LP7,122$1,191 09/30/2019
     BABA7,122$1,191 09/30/2019
Vestmark Advisory Solutions Inc.7,119$1,191 09/30/2019
     BABA7,119$1,191 09/30/2019
Tiedemann Advisors LLC7,121$1,190 09/30/2019
     BABA7,121$1,190 09/30/2019
Gradient Investments LLC7,090$1,186 09/30/2019
     BABA7,090$1,186 09/30/2019
Lansdowne Partners UK LLP7,000$1,171 09/30/2019
     BABA7,000$1,171 09/30/2019
Mid Atlantic Financial Management Inc. ADV6,952$1,163 09/30/2019
     BABA6,952$1,163 09/30/2019
Comerica Securities Inc.6,951$1,162 09/30/2019
     BABA6,951$1,162 09/30/2019
Ballentine Partners LLC6,886$1,151 09/30/2019
     BABA6,886$1,151 09/30/2019
CAPROCK Group Inc.6,874$1,150 09/30/2019
     BABA6,874$1,150 09/30/2019
Cetera Investment Advisers6,857$1,149 09/30/2019
     BABA6,857$1,149 09/30/2019
Canal Capital Management LLC6,834$1,143 09/30/2019
     BABA6,834$1,143 09/30/2019
Boyd Watterson Asset Management LLC OH6,794$1,136 09/30/2019
     BABA6,794$1,136 09/30/2019
Klingenstein Fields & Co. LLC6,789$1,135 09/30/2019
     BABA6,789$1,135 09/30/2019
Jackson Square Partners LLC6,787$1,134 09/30/2019
     BABA6,787$1,134 09/30/2019
Sunbelt Securities Inc.6,657$1,128 06/30/2019
     BABA6,657$1,128 06/30/2019
Greenleaf Trust6,715$1,123 09/30/2019
     BABA6,715$1,123 09/30/2019
Bailard Inc.6,686$1,118 09/30/2019
     BABA6,686$1,118 09/30/2019
Mutual Advisors LLC6,658$1,113 09/30/2019
     BABA6,658$1,113 09/30/2019
Shelton Capital Management6,625$1,108 09/30/2019
     BABA6,625$1,108 09/30/2019
Boothe Investment Group Inc.6,615$1,106 09/30/2019
     BABA6,615$1,106 09/30/2019
Capital Bank & Trust Co6,523$1,105 06/30/2019
     BABA6,523$1,105 06/30/2019
Krueger & Catalano Capital Partners LLC6,567$1,098 09/30/2019
     BABA6,567$1,098 09/30/2019
Loring Wolcott & Coolidge Fiduciary Advisors LLP MA6,534$1,093 09/30/2019
     BABA6,534$1,093 09/30/2019
First Heartland Consultants Inc.6,421$1,088 06/30/2019
     BABA6,421$1,088 06/30/2019
NorthCoast Asset Management LLC6,492$1,086 09/30/2019
     BABA6,492$1,086 09/30/2019
Landscape Capital Management L.L.C.6,456$1,080 09/30/2019
     BABA6,456$1,080 09/30/2019
Bristlecone Advisors LLC6,458$1,080 09/30/2019
     BABA6,458$1,080 09/30/2019
Kovack Advisors Inc. $1,077 09/30/2019
     BABA6,372$1,066 09/30/2019
     Call8$11 09/30/2019
Northeast Investment Management6,422$1,074 09/30/2019
     BABA6,422$1,074 09/30/2019
Nvwm LLC6,413$1,072 09/30/2019
     BABA6,413$1,072 09/30/2019
Great Valley Advisor Group Inc.6,403$1,071 09/30/2019
     BABA6,403$1,071 09/30/2019
Charter Trust Co.6,375$1,066 09/30/2019
     BABA6,375$1,066 09/30/2019
Hayden Royal LLC6,350$1,062 09/30/2019
     BABA6,350$1,062 09/30/2019
Williams Jones Wealth Management LLC.6,329$1,058 09/30/2019
     BABA6,329$1,058 09/30/2019
Overbrook Management Corp6,285$1,051 09/30/2019
     BABA6,285$1,051 09/30/2019
Toroso Investments LLC6,270$1,049 09/30/2019
     BABA6,270$1,049 09/30/2019
United Services Automobile Association6,235$1,043 09/30/2019
     BABA6,235$1,043 09/30/2019
Pathstone Family Office LLC6,226$1,042 09/30/2019
     BABA6,226$1,042 09/30/2019
Lumina Fund Management LLC6,200$1,037 09/30/2019
     BABA6,200$1,037 09/30/2019
Sterling Capital Management LLC6,058$1,027 06/30/2019
     BABA6,058$1,027 06/30/2019
Bray Capital Advisors6,095$1,019 09/30/2019
     BABA6,095$1,019 09/30/2019
Sovarnum Capital L.P.6,000$1,017 06/30/2019
     BABA6,000$1,017 06/30/2019
Cpwm LLC5,979$1,000 09/30/2019
     BABA5,979$1,000 09/30/2019
Townsquare Capital LLC6,181$995 06/30/2019
     BABA6,181$995 06/30/2019
Veritable L.P.5,927$991 09/30/2019
     BABA5,927$991 09/30/2019
Parkwood LLC5,924$991 09/30/2019
     BABA5,924$991 09/30/2019
First Interstate Bank5,907$988 09/30/2019
     BABA5,907$988 09/30/2019
Vontobel Swiss Wealth Advisors AG5,850$978 09/30/2019
     BABA5,850$978 09/30/2019
9258 Wealth Management LLC5,847$978 09/30/2019
     BABA5,847$978 09/30/2019
Financial Advocates Investment Management5,720$957 09/30/2019
     BABA5,720$957 09/30/2019
KMG Fiduciary Partners LLC5,707$954 09/30/2019
     BABA5,707$954 09/30/2019
EFG Asset Management Americas Corp.5,687$951 09/30/2019
     BABA5,687$951 09/30/2019
GM Advisory Group Inc.5,663$947 09/30/2019
     BABA5,663$947 09/30/2019
Rothschild Capital Partners LLC5,618$939 09/30/2019
     BABA5,618$939 09/30/2019
Flagship Harbor Advisors LLC5,608$937 09/30/2019
     BABA5,608$937 09/30/2019
ARGA Investment Management LP5,590$935 09/30/2019
     BABA5,590$935 09/30/2019
Personal Capital Advisors Corp5,597$935 09/30/2019
     BABA5,597$935 09/30/2019
Itau Unibanco Holding S.A.5,460$923 06/30/2019
     BABA5,460$923 06/30/2019
Highland Capital Management Fund Advisors L.P. $920 09/30/2019
     BABA10,500$1,756 09/30/2019
     Put5,000$836 09/30/2019
IFP Advisors Inc5,572$918 09/30/2019
     BABA5,572$918 09/30/2019
Dfpg Investments Inc.5,659$916 09/30/2019
     BABA5,659$916 09/30/2019
HBK Sorce Advisory LLC5,469$915 09/30/2019
     BABA5,469$915 09/30/2019
Blue Fin Capital Inc.5,447$910 09/30/2019
     BABA5,447$910 09/30/2019
Freestone Capital Holdings LLC5,432$908 09/30/2019
     BABA5,432$908 09/30/2019
Fiduciary Trust Co.5,408$905 09/30/2019
     BABA5,408$905 09/30/2019
Landsberg Bennett & Dubbaneh LLC5,382$893 09/30/2019
     BABA5,382$893 09/30/2019
Calton & Associates Inc.5,290$885 09/30/2019
     BABA5,290$885 09/30/2019
Beaton Management Co. Inc.5,205$882 06/30/2019
     BABA5,205$882 06/30/2019
Clearstead Advisors LLC5,256$879 09/30/2019
     BABA5,256$879 09/30/2019
Coastline Trust Co5,205$870 09/30/2019
     BABA5,205$870 09/30/2019
Gladstone Institutional Advisory LLC5,190$867 09/30/2019
     BABA5,190$867 09/30/2019
Legacy Bridge LLC5,170$865 09/30/2019
     BABA5,170$865 09/30/2019
Shepherd Financial Partners LLC5,050$856 06/30/2019
     BABA5,050$856 06/30/2019
Clifford Swan Investment Counsel LLC5,105$854 09/30/2019
     BABA5,105$854 09/30/2019
Maso Capital Partners Ltd5,085$850 09/30/2019
     BABA5,085$850 09/30/2019
Gruss & Co. Inc.5,000$847 06/30/2019
     BABA5,000$847 06/30/2019
Bluestein R H & Co.5,000$836 09/30/2019
     BABA5,000$836 09/30/2019
Abbrea Capital LLC4,984$833 09/30/2019
     BABA4,984$833 09/30/2019
Highland Capital Management LLC4,850$822 06/30/2019
     BABA4,850$822 06/30/2019
Tower Bridge Advisors4,330$810 09/30/2019
     BABA4,330$810 09/30/2019
Acima Private Wealth LLC4,820$806 09/30/2019
     BABA4,820$806 09/30/2019
First United Bank Trust4,804$803 09/30/2019
     BABA4,804$803 09/30/2019
Commerce Bank4,795$802 09/30/2019
     BABA4,795$802 09/30/2019
Meyer Handelman Co.4,792$801 09/30/2019
     BABA4,792$801 09/30/2019
Evoke Wealth LLC4,781$800 09/30/2019
     BABA4,781$800 09/30/2019
Webster Bank N. A.4,776$799 09/30/2019
     BABA4,776$799 09/30/2019
Susquehanna International Group Ltd.4,779$799 09/30/2019
     BABA4,779$799 09/30/2019
Roosevelt Investment Group Inc.4,742$793 09/30/2019
     BABA4,742$793 09/30/2019
SeaCrest Wealth Management LLC4,730$791 09/30/2019
     BABA4,730$791 09/30/2019
Cidel Asset Management Inc.4,692$785 09/30/2019
     BABA4,692$785 09/30/2019
Williams Jones & Associates LLC4,618$783 06/30/2019
     BABA4,618$783 06/30/2019
Blue Edge Capital LLC4,669$781 09/30/2019
     BABA4,669$781 09/30/2019
Joel Isaacson & Co. LLC4,666$780 09/30/2019
     BABA4,666$780 09/30/2019
Private Trust Co. NA4,643$776 09/30/2019
     BABA4,643$776 09/30/2019
Narwhal Capital Management4,627$774 09/30/2019
     BABA4,627$774 09/30/2019
Intersect Capital LLC4,578$766 09/30/2019
     BABA4,578$766 09/30/2019
Sowell Financial Services LLC4,540$759 09/30/2019
     BABA4,540$759 09/30/2019
First Foundation Advisors4,528$757 09/30/2019
     BABA4,528$757 09/30/2019
SignalPoint Asset Management LLC4,417$739 09/30/2019
     BABA4,417$739 09/30/2019
Capital Insight Partners LLC4,420$739 09/30/2019
     BABA4,420$739 09/30/2019
Cibc Bank USA4,408$736 09/30/2019
     BABA4,408$736 09/30/2019
Green Square Capital LLC4,389$734 09/30/2019
     BABA4,389$734 09/30/2019
People s United Financial Inc.4,305$720 09/30/2019
     BABA4,305$720 09/30/2019
Centaurus Financial Inc.4,296$718 09/30/2019
     BABA4,296$718 09/30/2019
Glassman Wealth Services4,274$715 09/30/2019
     BABA4,274$715 09/30/2019
Granite Investment Advisors LLC4,255$712 09/30/2019
     BABA4,255$712 09/30/2019
D.B. Root & Company LLC4,248$710 09/30/2019
     BABA4,248$710 09/30/2019
Virtue Capital Management LLC4,164$696 09/30/2019
     BABA4,164$696 09/30/2019
Laurel Wealth Advisors Inc.4,128$690 09/30/2019
     BABA4,128$690 09/30/2019
London & Capital Asset Management Ltd4,112$688 09/30/2019
     BABA4,112$688 09/30/2019
Bfsg LLC4,073$681 09/30/2019
     BABA4,073$681 09/30/2019
TrinityPoint Wealth LLC3,788$681 09/30/2019
     BABA3,788$681 09/30/2019
NEXT Financial Group Inc4,058$679 09/30/2019
     BABA4,058$679 09/30/2019
American National Registered Investment Advisor Inc.4,030$674 09/30/2019
     BABA4,030$674 09/30/2019
Rehmann Capital Advisory Group3,973$673 06/30/2019
     BABA3,973$673 06/30/2019
Ruggie Capital Group4,019$672 09/30/2019
     BABA4,019$672 09/30/2019
Tredje AP fonden4,000$669 09/30/2019
     BABA4,000$669 09/30/2019
Requisite Capital Management LLC4,000$669 09/30/2019
     BABA4,000$669 09/30/2019
Vanguard Capital Wealth Advisors4,215$665 09/30/2019
     BABA4,215$665 09/30/2019
Eqis Capital Management Inc.3,968$664 09/30/2019
     BABA3,968$664 09/30/2019
Johnson Investment Counsel Inc.3,958$662 09/30/2019
     BABA3,958$662 09/30/2019
First Bank & Trust3,944$660 09/30/2019
     BABA3,944$660 09/30/2019
Cedar Brook Financial Partners LLC3,947$660 09/30/2019
     BABA3,947$660 09/30/2019
Woodstock Corp3,936$658 09/30/2019
     BABA3,936$658 09/30/2019
Resource Management LLC3,940$658 09/30/2019
     BABA3,940$658 09/30/2019
Prospera Financial Services Inc3,867$647 09/30/2019
     BABA3,867$647 09/30/2019
Herald Investment Management Ltd3,800$643 06/30/2019
     BABA3,800$643 06/30/2019
Hollencrest Capital Management3,834$641 09/30/2019
     BABA3,834$641 09/30/2019
First Business Financial Services Inc.3,795$635 09/30/2019
     BABA3,795$635 09/30/2019
Baldwin Brothers Inc. MA3,790$634 09/30/2019
     BABA3,790$634 09/30/2019
Cobblestone Capital Advisors LLC NY3,791$634 09/30/2019
     BABA3,791$634 09/30/2019
Virtu Financial LLC3,740$634 06/30/2019
     BABA3,740$634 06/30/2019
180 Wealth Advisors LLC3,646$631 09/30/2019
     BABA3,646$631 09/30/2019
Patton Albertson Miller Group LLC3,762$629 09/30/2019
     BABA3,762$629 09/30/2019
First Mercantile Trust Co.3,748$627 09/30/2019
     BABA3,748$627 09/30/2019
Icon Wealth Partners LLC3,720$622 09/30/2019
     BABA3,720$622 09/30/2019
Hancock Whitney Corp3,717$621 09/30/2019
     BABA3,717$621 09/30/2019
Jupiter Wealth Management LLC3,709$620 09/30/2019
     BABA3,709$620 09/30/2019
Altfest L J & Co. Inc.3,680$615 09/30/2019
     BABA3,680$615 09/30/2019
Zions Bancorporation N.A.3,663$613 09/30/2019
     BABA3,663$613 09/30/2019
Shorepoint Capital Partners LLC3,608$611 06/30/2019
     BABA3,608$611 06/30/2019
Mitchell Capital Management Co.3,615$605 09/30/2019
     BABA3,615$605 09/30/2019
Albion Financial Group UT3,612$604 09/30/2019
     BABA3,612$604 09/30/2019
Schnieders Capital Management LLC3,563$596 09/30/2019
     BABA3,563$596 09/30/2019
Leavell Investment Management Inc.3,550$594 09/30/2019
     BABA3,550$594 09/30/2019
Krilogy Financial LLC $592 09/30/2019
     BABA3,244$542 09/30/2019
     Call300$50 09/30/2019
Northstar Wealth Partners LLC3,543$592 09/30/2019
     BABA3,543$592 09/30/2019
JCIC Asset Management Inc.3,535$591 09/30/2019
     BABA3,535$591 09/30/2019
Peapack Gladstone Financial Corp3,514$588 09/30/2019
     BABA3,514$588 09/30/2019
Financial Architects Inc3,516$588 09/30/2019
     BABA3,516$588 09/30/2019
Lido Advisors LLC3,516$588 09/30/2019
     BABA3,516$588 09/30/2019
Aft Forsyth & Company Inc.3,504$586 09/30/2019
     BABA3,504$586 09/30/2019
Groesbeck Investment Management Corp NJ3,500$585 09/30/2019
     BABA3,500$585 09/30/2019
Bessemer Securities LLC3,495$584 09/30/2019
     BABA3,495$584 09/30/2019
Armor Investment Advisors LLC3,491$584 09/30/2019
     BABA3,491$584 09/30/2019
Patten & Patten Inc. TN3,469$580 09/30/2019
     BABA3,469$580 09/30/2019
Intercontinental Wealth Advisors LLC3,458$578 09/30/2019
     BABA3,458$578 09/30/2019
Highlander Capital Management LLC3,400$576 06/30/2019
     BABA3,400$576 06/30/2019
CHICAGO TRUST Co NA3,398$568 09/30/2019
     BABA3,398$568 09/30/2019
We Are One Seven LLC3,397$568 09/30/2019
     BABA3,397$568 09/30/2019
Western Wealth Management LLC3,391$568 09/30/2019
     BABA3,391$568 09/30/2019
King Wealth3,360$562 09/30/2019
     BABA3,360$562 09/30/2019
OneAscent Financial Services LLC3,317$562 06/30/2019
     BABA3,317$562 06/30/2019
Good Life Advisors LLC3,315$558 09/30/2019
     BABA3,315$558 09/30/2019
Ausdal Financial Partners Inc.3,193$556 06/30/2019
     BABA3,193$556 06/30/2019
Wilbanks Smith & Thomas Asset Management LLC3,319$555 09/30/2019
     BABA3,319$555 09/30/2019
Venturi Wealth Management LLC3,298$552 09/30/2019
     BABA3,298$552 09/30/2019
Gateway Advisory LLC3,291$550 09/30/2019
     BABA3,291$550 09/30/2019
Valley National Advisers Inc.3,243$542 09/30/2019
     BABA3,243$542 09/30/2019
Foresight Wealth Management LLC3,219$538 09/30/2019
     BABA3,219$538 09/30/2019
Arthur M. Cohen & Associates LLC3,195$534 09/30/2019
     BABA3,195$534 09/30/2019
CWA Asset Management Group LLC3,182$532 09/30/2019
     BABA3,182$532 09/30/2019
Mandatum Life Insurance Co Ltd3,175$531 09/30/2019
     BABA3,175$531 09/30/2019
Davy Asset Management Ltd3,130$523 09/30/2019
     BABA3,130$523 09/30/2019
Amarillo National Bank3,120$522 09/30/2019
     BABA3,120$522 09/30/2019
Quantamental Technologies LLC3,105$519 09/30/2019
     BABA3,105$519 09/30/2019
Argent Trust Co3,094$518 09/30/2019
     BABA3,094$518 09/30/2019
FLC Capital Advisors3,078$515 09/30/2019
     BABA3,078$515 09/30/2019
Institute for Wealth Management LLC.3,067$513 09/30/2019
     BABA3,067$513 09/30/2019
Sonora Investment Management LLC3,062$512 09/30/2019
     BABA3,062$512 09/30/2019
WMS Partners LLC3,045$509 09/30/2019
     BABA3,045$509 09/30/2019
InterOcean Capital LLC3,042$509 09/30/2019
     BABA3,042$509 09/30/2019
Integrated Wealth Concepts LLC2,977$509 06/30/2019
     BABA2,977$509 06/30/2019
Whittier Trust Co.3,034$508 09/30/2019
     BABA3,034$508 09/30/2019
united american securities inc. d b a uas asset management 3,000$508 06/30/2019
     BABA3,000$508 06/30/2019
Creative Financial Designs Inc. ADV3,059$507 09/30/2019
     BABA3,059$507 09/30/2019
Nations Financial Group Inc. IA ADV2,847$503 09/30/2019
     BABA2,847$503 09/30/2019
Alpine Woods Capital Investors LLC3,000$502 09/30/2019
     BABA3,000$502 09/30/2019
Sound View Wealth Advisors Group LLC2,997$501 09/30/2019
     BABA2,997$501 09/30/2019
Winslow Evans & Crocker Inc.2,982$500 09/30/2019
     BABA2,982$500 09/30/2019
Jackson Hole Capital Partners LLC2,976$498 09/30/2019
     BABA2,976$498 09/30/2019
Moneta Group Investment Advisors LLC2,966$496 09/30/2019
     BABA2,966$496 09/30/2019
Capital Wealth Planning LLC $495 09/30/2019
     BABA2,702$466 09/30/2019
     Call2,000$29 09/30/2019
Arete Wealth Advisors LLC2,948$493 09/30/2019
     BABA2,948$493 09/30/2019
IFG Advisors LLC2,950$493 09/30/2019
     BABA2,950$493 09/30/2019
Pinnacle Wealth Planning Services Inc.2,935$490 09/30/2019
     BABA2,935$490 09/30/2019
Fortem Financial Group LLC2,929$490 09/30/2019
     BABA2,929$490 09/30/2019
Regentatlantic Capital LLC2,916$488 09/30/2019
     BABA2,916$488 09/30/2019
Beacon Financial Group2,936$487 09/30/2019
     BABA2,936$487 09/30/2019
XR Securities LLC $486 09/30/2019
     Call58,600$645 09/30/2019
     Put17,100$159 09/30/2019
Paradigm Financial Partners LLC2,934$485 09/30/2019
     BABA2,934$485 09/30/2019
Robertson Stephens Wealth Management LLC2,880$482 09/30/2019
     BABA2,880$482 09/30/2019
Wrapmanager Inc.2,840$475 09/30/2019
     BABA2,840$475 09/30/2019
Lake Street Financial LLC2,830$473 09/30/2019
     BABA2,830$473 09/30/2019
Cullinan Associates Inc.2,825$472 09/30/2019
     BABA2,825$472 09/30/2019
Keystone Financial Group2,809$470 09/30/2019
     BABA2,809$470 09/30/2019
Stratos Wealth Advisors LLC2,734$457 09/30/2019
     BABA2,734$457 09/30/2019
Quad Cities Investment Group LLC2,689$449 09/30/2019
     BABA2,689$449 09/30/2019
Proequities Inc. $447 09/30/2019
     BABA2,675$447 09/30/2019
     Put0$0 09/30/2019
     Call0$0 09/30/2019
Northstar Group Inc.2,656$444 09/30/2019
     BABA2,656$444 09/30/2019
Fieldpoint Private Securities LLC2,652$443 09/30/2019
     BABA2,652$443 09/30/2019
Andra AP fonden2,600$441 06/30/2019
     BABA2,600$441 06/30/2019
Corient Capital Partners LLC2,625$439 09/30/2019
     BABA2,625$439 09/30/2019
Wall Street Access Asset Management LLC2,590$438 06/30/2019
     BABA2,590$438 06/30/2019
Bogart Wealth LLC2,608$436 09/30/2019
     BABA2,608$436 09/30/2019
Columbia Asset Management2,590$433 09/30/2019
     BABA2,590$433 09/30/2019
Trustcore Financial Services LLC2,590$433 09/30/2019
     BABA2,590$433 09/30/2019
Clearwater Capital Advisors LLC2,586$432 09/30/2019
     BABA2,586$432 09/30/2019
Mizuho Securities Co. Ltd.2,580$431 09/30/2019
     BABA2,580$431 09/30/2019
Biltmore Capital Advisors LLC2,551$427 09/30/2019
     BABA2,551$427 09/30/2019
BigSur Wealth Management LLC2,555$427 09/30/2019
     BABA2,555$427 09/30/2019
Claro Advisors LLC2,546$426 09/30/2019
     BABA2,546$426 09/30/2019
Gryphon Financial Partners LLC2,540$425 09/30/2019
     BABA2,540$425 09/30/2019
Ameritas Investment Corp2,490$422 06/30/2019
     BABA2,490$422 06/30/2019
Old Port Advisors2,474$421 09/30/2019
     BABA2,474$421 09/30/2019
Truewealth LLC2,509$420 09/30/2019
     BABA2,509$420 09/30/2019
Altavista Wealth Management Inc.2,500$418 09/30/2019
     BABA2,500$418 09/30/2019
Prime Capital Investment Advisors LLC2,498$418 09/30/2019
     BABA2,498$418 09/30/2019
KG&L Capital Management LLC2,500$418 09/30/2019
     BABA2,500$418 09/30/2019
Moloney Securities Asset Management LLC2,491$417 09/30/2019
     BABA2,491$417 09/30/2019
Chevy Chase Trust Holdings Inc.2,461$417 06/30/2019
     BABA2,461$417 06/30/2019
MAI Capital Management2,475$414 09/30/2019
     BABA2,475$414 09/30/2019
Segment Wealth Management LLC2,469$413 09/30/2019
     BABA2,469$413 09/30/2019
E&G Advisors LP2,464$412 09/30/2019
     BABA2,464$412 09/30/2019
Smith Moore & CO.2,459$411 09/30/2019
     BABA2,459$411 09/30/2019
Optimum Investment Advisors2,438$408 09/30/2019
     BABA2,438$408 09/30/2019
Homrich & Berg2,428$406 09/30/2019
     BABA2,428$406 09/30/2019
MUFG Securities EMEA plc2,408$403 09/30/2019
     BABA2,408$403 09/30/2019
Partnervest Advisory Services LLC2,402$402 09/30/2019
     BABA2,402$402 09/30/2019
Beacon Pointe Wealth Advisors LLC2,354$400 06/30/2019
     BABA2,354$400 06/30/2019
North Star Investment Management Corp.2,387$399 09/30/2019
     BABA2,387$399 09/30/2019
Sullivan Bruyette Speros & Blaney LLC2,348$398 06/30/2019
     BABA2,348$398 06/30/2019
Beirne Wealth Consulting Services LLC2,344$392 09/30/2019
     BABA2,344$392 09/30/2019
M&R Capital Management Inc.2,320$387 09/30/2019
     BABA2,320$387 09/30/2019
Golden State Wealth Management LLC2,315$387 09/30/2019
     BABA2,315$387 09/30/2019
Fort Sheridan Advisors LLC2,300$385 09/30/2019
     BABA2,300$385 09/30/2019
Strategy Asset Managers LLC2,285$382 09/30/2019
     BABA2,285$382 09/30/2019
Edge Capital Group LLC2,277$381 09/30/2019
     BABA2,277$381 09/30/2019
Vicus Capital2,249$381 06/30/2019
     BABA2,249$381 06/30/2019
Jag Capital Management LLC2,270$380 09/30/2019
     BABA2,270$380 09/30/2019
Carroll Financial Associates Inc.2,269$379 09/30/2019
     BABA2,269$379 09/30/2019
Night Owl Capital Management LLC2,226$377 06/30/2019
     BABA2,226$377 06/30/2019
Horan Capital Management2,246$375 09/30/2019
     BABA2,246$375 09/30/2019
Bach Investment Advisors Ltd2,245$375 09/30/2019
     BABA2,245$375 09/30/2019
Circle Wealth Management LLC2,212$375 06/30/2019
     BABA2,212$375 06/30/2019
Whittier Trust Co. of Nevada Inc.2,234$374 09/30/2019
     BABA2,234$374 09/30/2019
Burney Co.2,224$372 09/30/2019
     BABA2,224$372 09/30/2019
Hudock Capital Group LLC2,207$369 09/30/2019
     BABA2,207$369 09/30/2019
Exencial Wealth Advisors LLC2,205$369 09/30/2019
     BABA2,205$369 09/30/2019
Ellis Investment Partners LLC2,233$368 09/30/2019
     BABA2,233$368 09/30/2019
Assetmark Inc.2,186$366 09/30/2019
     BABA2,186$366 09/30/2019
Strategic Global Advisors LLC2,191$366 09/30/2019
     BABA2,191$366 09/30/2019
Coldstream Capital Management Inc.2,134$361 06/30/2019
     BABA2,134$361 06/30/2019
Perigon Wealth Management LLC2,048$359 09/30/2019
     BABA2,048$359 09/30/2019
DeDora Capital Inc.2,132$357 09/30/2019
     BABA2,132$357 09/30/2019
RWC Asset Management LLP2,119$354 09/30/2019
     BABA2,119$354 09/30/2019
Taylor Cottrill Erickson & Associates Inc.2,100$351 09/30/2019
     BABA2,100$351 09/30/2019
Strategic Wealth Management Group LLC2,093$350 09/30/2019
     BABA2,093$350 09/30/2019
Weatherly Asset Management L. P.2,082$348 09/30/2019
     BABA2,082$348 09/30/2019
Clear Creek Financial Management LLC2,053$347 06/30/2019
     BABA2,053$347 06/30/2019
DRW Securities LLC2,180$346 09/30/2019
     BABA2,180$346 09/30/2019
Frontier Investment Mgmt Co.2,066$345 09/30/2019
     BABA2,066$345 09/30/2019
Brighton Jones LLC2,054$343 09/30/2019
     BABA2,054$343 09/30/2019
Wade G W & Inc.2,038$341 09/30/2019
     BABA2,038$341 09/30/2019
Ruane Cunniff & Goldfarb L.P.2,038$341 09/30/2019
     BABA2,038$341 09/30/2019
Princeton Capital Management LLC2,015$337 09/30/2019
     BABA2,015$337 09/30/2019
ARGI Investment Services LLC1,995$334 09/30/2019
     BABA1,995$334 09/30/2019
Arcus Capital Partners LLC2,000$334 09/30/2019
     BABA2,000$334 09/30/2019
Cottage Street Advisors LLC2,000$334 09/30/2019
     BABA2,000$334 09/30/2019
Everett Harris & Co. CA1,989$333 09/30/2019
     BABA1,989$333 09/30/2019
Sheets Smith Wealth Management1,992$333 09/30/2019
     BABA1,992$333 09/30/2019
Keel Point LLC1,985$332 09/30/2019
     BABA1,985$332 09/30/2019
Savant Capital LLC1,980$331 09/30/2019
     BABA1,980$331 09/30/2019
SOL Capital Management CO1,975$330 09/30/2019
     BABA1,975$330 09/30/2019
Private Wealth Advisors Inc.1,964$328 09/30/2019
     BABA1,964$328 09/30/2019
Capital Asset Advisory Services LLC1,962$328 09/30/2019
     BABA1,962$328 09/30/2019
Brandywine Oak Private Wealth LLC1,934$323 09/30/2019
     BABA1,934$323 09/30/2019
Hilltop Holdings Inc.1,905$323 06/30/2019
     BABA1,905$323 06/30/2019
Wagner Bowman Management Corp1,927$322 09/30/2019
     BABA1,927$322 09/30/2019
Magnus Financial Group LLC1,927$322 09/30/2019
     BABA1,927$322 09/30/2019
Edge Wealth Management LLC1,922$321 09/30/2019
     BABA1,922$321 09/30/2019
Mission Wealth Management LP1,915$320 09/30/2019
     BABA1,915$320 09/30/2019
Intl Fcstone Inc.1,904$318 09/30/2019
     BABA1,904$318 09/30/2019
Empirical Financial Services LLC d.b.a. Empirical Wealth Management1,902$318 09/30/2019
     BABA1,902$318 09/30/2019
Merriman Wealth Management LLC1,900$318 09/30/2019
     BABA1,900$318 09/30/2019
Biegel & Waller LLC1,892$316 09/30/2019
     BABA1,892$316 09/30/2019
Summit Trail Advisors LLC1,887$316 09/30/2019
     BABA1,887$316 09/30/2019
Close Asset Management Ltd1,891$316 09/30/2019
     BABA1,891$316 09/30/2019
United Income Inc.1,860$315 06/30/2019
     BABA1,860$315 06/30/2019
SevenBridge Financial Group LLC1,880$314 09/30/2019
     BABA1,880$314 09/30/2019
Lakeview Capital Partners LLC1,873$313 09/30/2019
     BABA1,873$313 09/30/2019
Bruderman Asset Management LLC1,640$307 09/30/2019
     BABA1,640$307 09/30/2019
Horizon Kinetics Asset Management LLC1,830$306 09/30/2019
     BABA1,830$306 09/30/2019
RFG Advisory LLC1,817$304 09/30/2019
     BABA1,817$304 09/30/2019
Cypress Wealth Services LLC1,811$303 09/30/2019
     BABA1,811$303 09/30/2019
Dynamic Advisor Solutions LLC1,784$298 09/30/2019
     BABA1,784$298 09/30/2019
Successful Portfolios LLC1,771$296 09/30/2019
     BABA1,771$296 09/30/2019
Quadrant Private Wealth Management LLC1,771$296 09/30/2019
     BABA1,771$296 09/30/2019
Security National Trust Co.1,750$293 09/30/2019
     BABA1,750$293 09/30/2019
Capstone Financial Advisors Inc.1,737$290 09/30/2019
     BABA1,737$290 09/30/2019
Capital Investment Advisory Services LLC1,733$290 09/30/2019
     BABA1,733$290 09/30/2019
Ahrens Investment Partners LLC1,736$290 09/30/2019
     BABA1,736$290 09/30/2019
NorthRock Partners LLC1,729$289 09/30/2019
     BABA1,729$289 09/30/2019
Dowling & Yahnke LLC1,700$284 09/30/2019
     BABA1,700$284 09/30/2019
GYL Financial Synergies LLC1,696$284 09/30/2019
     BABA1,696$284 09/30/2019
Fulton Bank N.A.1,695$283 09/30/2019
     BABA1,695$283 09/30/2019
Lenox Wealth Advisors LLC1,695$283 09/30/2019
     BABA1,695$283 09/30/2019
Essex Savings Bank1,690$282 09/30/2019
     BABA1,690$282 09/30/2019
Teton Advisors Inc.1,664$278 09/30/2019
     BABA1,664$278 09/30/2019
AllSquare Wealth Management LLC1,665$278 09/30/2019
     BABA1,665$278 09/30/2019
Meridian Wealth Management LLC1,664$278 09/30/2019
     BABA1,664$278 09/30/2019
Private Vista LLC1,643$273 09/30/2019
     BABA1,643$273 09/30/2019
Abner Herrman & Brock LLC1,627$272 09/30/2019
     BABA1,627$272 09/30/2019
Naples Global Advisors LLC1,629$272 09/30/2019
     BABA1,629$272 09/30/2019
Castle Rock Wealth Management LLC1,459$272 09/30/2019
     BABA1,459$272 09/30/2019
Andesa Financial Management Inc.1,618$271 09/30/2019
     BABA1,618$271 09/30/2019
Sterling Investment Advisors Ltd.1,608$269 09/30/2019
     BABA1,608$269 09/30/2019
Armstrong Shaw Associates Inc. CT1,600$268 09/30/2019
     BABA1,600$268 09/30/2019
Winthrop Advisory Group LLC1,600$268 09/30/2019
     BABA1,600$268 09/30/2019
American Financial Advisors LLC1,602$268 09/30/2019
     BABA1,602$268 09/30/2019
Shine Investment Advisory Services Inc.1,559$261 09/30/2019
     BABA1,559$261 09/30/2019
WINTON GROUP Ltd1,547$259 09/30/2019
     BABA1,547$259 09/30/2019
Gamco Investors INC. ET AL1,540$258 09/30/2019
     BABA1,540$258 09/30/2019
Dorsey & Whitney Trust CO LLC1,538$258 09/30/2019
     BABA1,538$258 09/30/2019
Centric Wealth Management1,555$258 09/30/2019
     BABA1,555$258 09/30/2019
FCG Advisors LLC1,539$257 09/30/2019
     BABA1,539$257 09/30/2019
Balasa Dinverno & Foltz LLC1,531$256 09/30/2019
     BABA1,531$256 09/30/2019
Plimoth Trust Co. LLC1,530$256 09/30/2019
     BABA1,530$256 09/30/2019
CFO4Life Group LLC1,528$256 09/30/2019
     BABA1,528$256 09/30/2019
JNBA Financial Advisors1,522$255 09/30/2019
     BABA1,522$255 09/30/2019
RNC Capital Management LLC1,500$254 06/30/2019
     BABA1,500$254 06/30/2019
Trilogy Capital Inc.1,484$253 09/30/2019
     BABA1,484$253 09/30/2019
Filament LLC1,510$252 09/30/2019
     BABA1,510$252 09/30/2019
V Wealth Advisors LLC1,469$252 06/30/2019
     BABA1,469$252 06/30/2019
Anchor Capital Advisors LLC1,500$251 09/30/2019
     BABA1,500$251 09/30/2019
Toronto Dominion Bank1,500$251 09/30/2019
     BABA1,500$251 09/30/2019
Eastern Bank1,500$251 09/30/2019
     BABA1,500$251 09/30/2019
Ironwood Investment Counsel LLC1,503$251 09/30/2019
     BABA1,503$251 09/30/2019
Assenagon Asset Management S.A.1,500$251 09/30/2019
     BABA1,500$251 09/30/2019
Meridian Wealth Advisors LLC1,498$251 09/30/2019
     BABA1,498$251 09/30/2019
Buckingham Asset Management LLC1,488$249 09/30/2019
     BABA1,488$249 09/30/2019
Gerber Kawasaki Wealth & Investment Management1,481$247 09/30/2019
     BABA1,481$247 09/30/2019
Advisor Partners LLC1,474$246 09/30/2019
     BABA1,474$246 09/30/2019
NewFocus Financial Group LLC1,464$245 09/30/2019
     BABA1,464$245 09/30/2019
TRUE Private Wealth Advisors1,469$245 09/30/2019
     BABA1,469$245 09/30/2019
Champlain Investment Partners LLC1,460$244 09/30/2019
     BABA1,460$244 09/30/2019
Aldebaran Financial Inc.1,474$243 09/30/2019
     BABA1,474$243 09/30/2019
Diligent Investors LLC1,447$242 09/30/2019
     BABA1,447$242 09/30/2019
White Lighthouse Investment Management Inc.1,449$242 09/30/2019
     BABA1,449$242 09/30/2019
FTB Advisors Inc.1,409$235 09/30/2019
     BABA1,409$235 09/30/2019
Boenning & Scattergood Inc.1,400$234 09/30/2019
     BABA1,400$234 09/30/2019
Prio Wealth Limited Partnership1,400$234 09/30/2019
     BABA1,400$234 09/30/2019
Sumitomo Mitsui Financial Group Inc.1,410$234 09/30/2019
     BABA1,410$234 09/30/2019
Seelaus Asset Management LLC1,400$234 09/30/2019
     BABA1,400$234 09/30/2019
Putnam FL Investment Management Co.1,392$233 09/30/2019
     BABA1,392$233 09/30/2019
Stonebridge Capital Advisors LLC1,393$233 09/30/2019
     BABA1,393$233 09/30/2019
Weaver Consulting Group1,374$233 06/30/2019
     BABA1,374$233 06/30/2019
Bank of The West1,390$232 09/30/2019
     BABA1,390$232 09/30/2019
Thompson Siegel & Walmsley LLC1,386$232 09/30/2019
     BABA1,386$232 09/30/2019
Braun Stacey Associates Inc.1,381$231 09/30/2019
     BABA1,381$231 09/30/2019
American Financial Network Advisory Services LLC1,382$231 09/30/2019
     BABA1,382$231 09/30/2019
Holistic Financial Partners1,378$230 09/30/2019
     BABA1,378$230 09/30/2019
Budros Ruhlin & Roe Inc.1,366$228 09/30/2019
     BABA1,366$228 09/30/2019
Kore Private Wealth LLC1,385$228 09/30/2019
     BABA1,385$228 09/30/2019
Hendershot Investments Inc.1,354$226 09/30/2019
     BABA1,354$226 09/30/2019
BT Wealth Management LLC1,350$226 09/30/2019
     BABA1,350$226 09/30/2019
Wiley BROS. Aintree Capital LLC1,364$225 09/30/2019
     BABA1,364$225 09/30/2019
Twin Focus Capital Partners LLC1,343$225 09/30/2019
     BABA1,343$225 09/30/2019
Private Capital Group LLC1,343$225 09/30/2019
     BABA1,343$225 09/30/2019
Nicolet Bankshares Inc.1,337$224 09/30/2019
     BABA1,337$224 09/30/2019
Lantz Financial LLC1,343$223 09/30/2019
     BABA1,343$223 09/30/2019
First Midwest Bank Trust Division1,330$222 09/30/2019
     BABA1,330$222 09/30/2019
Polaris Greystone Financial Group LLC1,338$222 09/30/2019
     BABA1,338$222 09/30/2019
RMB Capital Management LLC1,316$220 09/30/2019
     BABA1,316$220 09/30/2019
Azimuth Capital Management LLC1,315$220 09/30/2019
     BABA1,315$220 09/30/2019
Next Capital Management LLC1,316$220 09/30/2019
     BABA1,316$220 09/30/2019
Glacier Peak Capital LLC1,312$219 09/30/2019
     BABA1,312$219 09/30/2019
F3Logic LLC1,295$219 09/30/2019
     BABA1,295$219 09/30/2019
Regal Investment Advisors LLC1,278$217 06/30/2019
     BABA1,278$217 06/30/2019
Summit X LLC1,271$216 09/30/2019
     BABA1,271$216 09/30/2019
Apriem Advisors1,285$215 09/30/2019
     BABA1,285$215 09/30/2019
Beacon Pointe Advisors LLC1,258$215 06/30/2019
     BABA1,258$215 06/30/2019
Garrison Bradford & Associates Inc.1,280$214 09/30/2019
     BABA1,280$214 09/30/2019
OLD Second National Bank of Aurora1,270$212 09/30/2019
     BABA1,270$212 09/30/2019
Genovese Burford & Brothers Wealth & Retirement Plan Management LLC1,265$212 09/30/2019
     BABA1,265$212 09/30/2019
Lindbrook Capital LLC1,267$212 09/30/2019
     BABA1,267$212 09/30/2019
Greatmark Investment Partners Inc.1,253$210 09/30/2019
     BABA1,253$210 09/30/2019
W.G. Shaheen & Associates DBA Whitney & Co1,169$210 09/30/2019
     BABA1,169$210 09/30/2019
CCG Wealth Management LLC1,256$210 09/30/2019
     BABA1,256$210 09/30/2019
Ropes Wealth Advisors LLC1,235$207 09/30/2019
     BABA1,235$207 09/30/2019
Wealth Alliance Advisory Group LLC1,195$207 09/30/2019
     BABA1,195$207 09/30/2019
Wealth Architects LLC1,230$206 09/30/2019
     BABA1,230$206 09/30/2019
Personal CFO Solutions LLC1,233$206 09/30/2019
     BABA1,233$206 09/30/2019
Crestwood Advisors Group LLC1,227$205 09/30/2019
     BABA1,227$205 09/30/2019
Wealthcare Advisory Partners LLC1,228$205 09/30/2019
     BABA1,228$205 09/30/2019
Claybrook Capital LLC1,220$204 09/30/2019
     BABA1,220$204 09/30/2019
Blue Square Asset Management LLC1,220$204 09/30/2019
     BABA1,220$204 09/30/2019
Capital Investment Advisors LLC1,215$203 09/30/2019
     BABA1,215$203 09/30/2019
Sontag Advisory LLC1,211$203 09/30/2019
     BABA1,211$203 09/30/2019
Noesis Capital Mangement Corp1,208$202 09/30/2019
     BABA1,208$202 09/30/2019
Grassi Investment Management1,200$201 09/30/2019
     BABA1,200$201 09/30/2019
Clarus Wealth Advisors1,204$201 09/30/2019
     BABA1,204$201 09/30/2019
Well Done LLC1,197$200 09/30/2019
     BABA1,197$200 09/30/2019
CNB Bank1,170$196 09/30/2019
     BABA1,170$196 09/30/2019
Quest Capital Management Inc. ADV1,166$195 09/30/2019
     BABA1,166$195 09/30/2019
Bedel Financial Consulting Inc.1,141$191 09/30/2019
     BABA1,141$191 09/30/2019
CLS Investments LLC1,107$188 06/30/2019
     BABA1,107$188 06/30/2019
Mark Sheptoff Financial Planning LLC1,118$187 09/30/2019
     BABA1,118$187 09/30/2019
AlphaMark Advisors LLC1,110$186 09/30/2019
     BABA1,110$186 09/30/2019
Avestar Capital LLC1,215$185 06/30/2019
     BABA1,215$185 06/30/2019
MUFG Americas Holdings Corp1,087$182 09/30/2019
     BABA1,087$182 09/30/2019
Bell Rock Capital LLC1,089$182 09/30/2019
     BABA1,089$182 09/30/2019
HM Payson & Co.1,050$176 09/30/2019
     BABA1,050$176 09/30/2019
Tortoise Index Solutions LLC1,030$172 09/30/2019
     BABA1,030$172 09/30/2019
Patriot Financial Group Insurance Agency LLC1,020$171 09/30/2019
     BABA1,020$171 09/30/2019
Cubist Systematic Strategies LLC1,000$169 06/30/2019
     BABA1,000$169 06/30/2019
Enterprise Financial Services Corp $160 09/30/2019
     BABA952$160 09/30/2019
     Call4$0 09/30/2019
South State Corp950$158 09/30/2019
     BABA950$158 09/30/2019
Stelac Advisory Services LLC937$157 09/30/2019
     BABA937$157 09/30/2019
Hilton Capital Management LLC900$151 09/30/2019
     BABA900$151 09/30/2019
Personal Wealth Partners900$151 09/30/2019
     BABA900$151 09/30/2019
BerganKDV Wealth Management LLC880$147 09/30/2019
     BABA880$147 09/30/2019
Signature Estate & Investment Advisors LLC865$145 09/30/2019
     BABA865$145 09/30/2019
Capital Analysts LLC872$145 09/30/2019
     BABA872$145 09/30/2019
Institutional & Family Asset Management LLC812$138 06/30/2019
     BABA812$138 06/30/2019
Hall Laurie J Trustee787$132 09/30/2019
     BABA787$132 09/30/2019
Allworth Financial LP783$131 09/30/2019
     BABA783$131 09/30/2019
Candriam Luxembourg S.C.A.768,643$129 09/30/2019
     BABA768,643$129 09/30/2019
Stuart Chaussee & Associates Inc.735$123 09/30/2019
     BABA735$123 09/30/2019
Evolution Wealth Advisors LLC727$122 09/30/2019
     BABA727$122 09/30/2019
Acropolis Investment Management LLC723$121 09/30/2019
     BABA723$121 09/30/2019
Whitener Capital Management Inc.700$117 09/30/2019
     BABA700$117 09/30/2019
Endurance Wealth Management Inc.700$117 09/30/2019
     BABA700$117 09/30/2019
Advantage Investment Management LLC694$116 09/30/2019
     BABA694$116 09/30/2019
Global Wealth Management Investment Advisory Inc.645$109 06/30/2019
     BABA645$109 06/30/2019
Rothschild & Co Wealth Management UK Ltd642$109 06/30/2019
     BABA642$109 06/30/2019
Asset Dedication LLC636$107 09/30/2019
     BABA636$107 09/30/2019
First Personal Financial Services637$107 09/30/2019
     BABA637$107 09/30/2019
Seeyond640$107 09/30/2019
     BABA640$107 09/30/2019
Toth Financial Advisory Corp625$105 09/30/2019
     BABA625$105 09/30/2019
Laurel Wealth Advisors LLC629$105 09/30/2019
     BABA629$105 09/30/2019
Cedar Wealth Management LLC613$103 09/30/2019
     BABA613$103 09/30/2019
Gemmer Asset Management LLC611$102 09/30/2019
     BABA611$102 09/30/2019
SeaBridge Investment Advisors LLC601$101 09/30/2019
     BABA601$101 09/30/2019
Oakworth Capital Inc.601$101 09/30/2019
     BABA601$101 09/30/2019
West Oak Capital LLC600$100 09/30/2019