HoldingsChannel.com
All Stocks Held By Wellington Shields Capital Management LLC
As of  12/31/2019
   EntityAmountChange
 09/30/2019 to 12/31/2019
Position Size
($ in 1000's)
FLOWERS FOODS INC 6,586,838 -904 $143,198
     FLO6,586,838-904$143,198
MICROSOFT CORPORATION 143,915 +9,789 $22,695
     MSFT143,915+9,789$22,695
APPLE INC 61,715 -764 $18,123
     AAPL61,715-764$18,123
ILLUMINA INC 39,687 -1,300 $13,166
     ILMN39,687-1,300$13,166
MASTERCARD INC 41,417 +1,167 $12,367
     MA41,417+1,167$12,367
AMAZON.COM INC 5,964 +584 $11,021
     AMZN5,964+584$11,021
EDWARDS LIFESCIENCES CORP. 45,085 -700 $10,518
     EW45,085-700$10,518
JP MORGAN CHASE & CO 75,448 +1,456 $10,517
     JPM75,448+1,456$10,517
ALPHABET INC A 7,431 +53 $9,953
     GOOGL7,431+53$9,953
EXXON MOBIL CORP 138,968 -3,327 $9,697
     XOM138,968-3,327$9,697
ALPHABET INC CL C 6,512 -74 $8,707
     GOOG6,512-74$8,707
PIMCO ENHANCED S T ETF (MINT) 85,230 +29,530 $8,659
     MINT85,230+29,530$8,659
BLACKSTONE GROUP INC. 153,527 +8,180 $8,588
     BX153,527+8,180$8,588
AT&T INC 208,590 +1,041 $8,152
     T208,590+1,041$8,152
CVS HEALTH CORPORATION 105,099 +2,040 $7,808
     CVS105,099+2,040$7,808
JOHNSON & JOHNSON 51,916 -5,808 $7,573
     JNJ51,916-5,808$7,573
VERIZON COMMUNICATIONS INC 119,743 -1,065 $7,352
     VZ119,743-1,065$7,352
LOCKHEED MARTIN 18,606 UNCH $7,245
     LMT18,606UNCH$7,245
WALT DISNEY CO THE 48,254 +5,097 $6,979
     DIS48,254+5,097$6,979
FIDELITY NATIONAL INFORMATION 49,528 +5,900 $6,889
     FIS49,528+5,900$6,889
THERMO FISHER SCIENTIFIC 18,725 +400 $6,083
     TMO18,725+400$6,083
ALIBABA GROUP HOLDING LTD 27,261 -172 $5,782
     BABA27,261-172$5,782
ZOETIS INC 42,105 +4,100 $5,573
     ZTS42,105+4,100$5,573
NORTHROP GRUMMAN CORP 16,110 -50 $5,541
     NOC16,110-50$5,541
FACEBOOK INC 25,248 -272 $5,182
     FB25,248-272$5,182
RAYTHEON CO 21,695 +987 $4,767
     RTN21,695+987$4,767
AES CORP 233,850 UNCH $4,654
     AES233,850UNCH$4,654
ACCENTURE LTD 22,062 +600 $4,646
     ACN22,062+600$4,646
COMCAST CORP 102,198 +14,218 $4,596
     CMCSA102,198+14,218$4,596
SALESFORCE.COM 27,338 +3,350 $4,446
     CRM27,338+3,350$4,446
PROCTER & GAMBLE COMPANY 35,270 UNCH $4,405
     PG35,270UNCH$4,405
BECTON DICKINSON 15,735 -50 $4,279
     BDX15,735-50$4,279
GENERAL MOTORS CO 111,891 +11,150 $4,095
     GM111,891+11,150$4,095
CASI PHARMACEUTICALS INC 1,315,577 +500 $4,065
     CASI1,315,577+500$4,065
TARGET CORP 31,700 +4,548 $4,064
     TGT31,700+4,548$4,064
CARLYLE GROUP INC 124,945 +124,945 $4,008
     CG124,945+124,945$4,008
PFIZER INC 98,681 -2,459 $3,866
     PFE98,681-2,459$3,866
W.P. CAREY INC. 46,794 -1,543 $3,745
     WPC46,794-1,543$3,745
BLACKSTONE MORTGAGE TRUST INC 100,087 -1,791 $3,725
     BXMT100,087-1,791$3,725
L3HARRIS TECHNOLOGIES INC 18,702 +4,606 $3,701
     LHX18,702+4,606$3,701
HAIN CELESTIAL GROUP 134,694 +134,694 $3,496
     HAIN134,694+134,694$3,496
HONEYWELL INTERNATIONAL 19,006 +7,705 $3,364
     HON19,006+7,705$3,364
AMERICAN EXPRESS CO 26,300 +400 $3,274
     AXP26,300+400$3,274
UNIVERSAL ELECTRONICS 62,001 UNCH $3,240
     UEIC62,001UNCH$3,240
UNITED TECH. 21,151 +1,100 $3,168
     UTX21,151+1,100$3,168
UNION PACIFIC 17,282 UNCH $3,124
     UNP17,282UNCH$3,124
PERSONALIS INC 276,582 +139,982 $3,015
     PSNL276,582+139,982$3,015
BANK OF AMERICA CORP 85,431 -66 $3,009
     BAC85,431-66$3,009
HOME DEPOT INC 13,735 +1,199 $2,999
     HD13,735+1,199$2,999
BERKSHIRE HATHAWAY INC. CLASS      $2,951
     BRK.B10,030+505$2,272
     BRK.A2UNCH$679
MGM RESORTS INTERNATIONAL 83,360 +3,377 $2,773
     MGM83,360+3,377$2,773
ROYAL DUTCH SHELL PLC CL A      $2,758
     RDS.A41,235+350$2,432
     RDS.B5,436UNCH$326
COCA COLA 49,626 -100 $2,747
     KO49,626-100$2,747
VISA INC 14,358 -180 $2,698
     V14,358-180$2,698
CHEVRON CORPORATION 22,184 -331 $2,673
     CVX22,184-331$2,673
ADVANCED MICRO DEVICES 56,800 +56,800 $2,605
     AMD56,800+56,800$2,605
SNAP ON INC. 15,000 UNCH $2,541
     SNA15,000UNCH$2,541
SHOPIFY INC 6,325 -100 $2,515
     SHOP6,325-100$2,515
STEPAN CO. 24,500 UNCH $2,510
     SCL24,500UNCH$2,510
BOEING CO 7,669 +2,867 $2,498
     BA7,669+2,867$2,498
BURLINGTON STORES INC. 10,890 UNCH $2,483
     BURL10,890UNCH$2,483
ABBOTT LABORATORIES 28,218 UNCH $2,451
     ABT28,218UNCH$2,451
INVESCO QQQ TR ETF (QQQ) 11,360 +7 $2,415
     QQQ11,360+7$2,415
NEW ORIENTAL EDUCATION 19,800 +1,000 $2,401
     EDU19,800+1,000$2,401
CSX CORP 32,550 UNCH $2,355
     CSX32,550UNCH$2,355
CHENIERE ENERGY INC 38,025 -13,100 $2,322
     LNG38,025-13,100$2,322
FORTUNE BRANDS HOME & SECURITY 35,325 UNCH $2,308
     FBHS35,325UNCH$2,308
BLACKROCK INC 4,545 +250 $2,285
     BLK4,545+250$2,285
BRISTOL MYERS SQUIBB CO 35,340 +3,500 $2,268
     BMY35,340+3,500$2,268
CIENA CORPORATION 52,600 UNCH $2,245
     CIEN52,600UNCH$2,245
ABBVIE INC. 24,435 UNCH $2,163
     ABBV24,435UNCH$2,163
CISCO SYSTEMS 44,605 -15,650 $2,139
     CSCO44,605-15,650$2,139
WILLIAMS CO 88,320 -10,668 $2,095
     WMB88,320-10,668$2,095
PEPSICO INC 14,890 -200 $2,035
     PEP14,890-200$2,035
ABB LIMITED SPONS ADR 81,300 UNCH $1,959
     ABB81,300UNCH$1,959
KINDER MORGAN INC 91,190 -7,000 $1,930
     KMI91,190-7,000$1,930
GENERAL DYNAMICS 10,936 +600 $1,929
     GD10,936+600$1,929
PALO ALTO NETWORKS INC 8,100 +200 $1,873
     PANW8,100+200$1,873
HEXCEL CORPORATION 25,100 UNCH $1,840
     HXL25,100UNCH$1,840
PARSONS CORP 43,900 +43,900 $1,812
     PSN43,900+43,900$1,812
FIRST SOLAR INC COM 32,200 UNCH $1,802
     FSLR32,200UNCH$1,802
ONEOK INC 23,814 UNCH $1,802
     OKE23,814UNCH$1,802
MERCK & CO 19,569 +210 $1,780
     MRK19,569+210$1,780
INTERNATIONAL BUSINESS MACHINE 13,152 -1,124 $1,763
     IBM13,152-1,124$1,763
UNITEDHEALTH GROUP 5,457 UNCH $1,604
     UNH5,457UNCH$1,604
GENERAL ELECTRIC CO 134,074 -7,308 $1,496
     GE134,074-7,308$1,496
3M CO 8,430 -40 $1,487
     MMM8,430-40$1,487
TRUIST FINANCIAL CORP 26,115 +26,115 $1,471
     TFC26,115+26,115$1,471
ATLAS AIR WORLDWIDE HLDGS 52,448 -5,757 $1,446
     AAWW52,448-5,757$1,446
ANSYS INC 5,600 +5,600 $1,441
     ANSS5,600+5,600$1,441
BAXTER INTERNATIONAL INC 17,050 +1,550 $1,426
     BAX17,050+1,550$1,426
INTERACTIVE CORP. 5,720 +210 $1,425
     IAC5,720+210$1,425
SECTOR SPDR ENERGY (XLE) 23,511 +2,606 $1,412
     XLE23,511+2,606$1,412
JETBLUE AIRWAYS CORP 74,412 -10,900 $1,393
     JBLU74,412-10,900$1,393
SCHLUMBERGER LTD 34,663 UNCH $1,393
     SLB34,663UNCH$1,393
ADOBE SYSTEMS 4,194 +26 $1,383
     ADBE4,194+26$1,383
CIGNA CORP 6,613 UNCH $1,352
     CI6,613UNCH$1,352
TEXAS INSTRUMENTS 10,510 -200 $1,348
     TXN10,510-200$1,348
ENBRIDGE INC 33,325 -1,366 $1,325
     ENB33,325-1,366$1,325
CONSTELLATION BRANDS 6,985 +700 $1,325
     STZ6,985+700$1,325
PHILIP MORRIS INTERNAT 15,349 -5,525 $1,306
     PM15,349-5,525$1,306
WAL MART STORES 10,904 -100 $1,296
     WMT10,904-100$1,296
MGM GROWTH PROPERTIES LLC 41,350 +5,650 $1,281
     MGP41,350+5,650$1,281
VANGUARD SHORT TERM CORPORATE (VCSH) 15,775 UNCH $1,278
     VCSH15,775UNCH$1,278
NEXTERA ENERGY INC 5,181 UNCH $1,255
     NEE5,181UNCH$1,255
HUNTINGTON INGALLS INDUSTRIES 4,950 +1,090 $1,242
     HII4,950+1,090$1,242
BIOGEN INC 4,031 -215 $1,196
     BIIB4,031-215$1,196
CITIZENS FINANCIAL GROUP INC 29,000 +4,000 $1,178
     CFG29,000+4,000$1,178
WEYERHAEUSER CO 38,613 -2,300 $1,166
     WY38,613-2,300$1,166
MONDELEZ INTERNATIONAL 20,860 -14,800 $1,149
     MDLZ20,860-14,800$1,149
SPROTT INC 496,200 -5,000 $1,146
     COM496,200-5,000$1,146
PILGRIMS PRIDE CORP 34,510 -900 $1,129
     PPC34,510-900$1,129
CDW CORPORATION 7,750 UNCH $1,107
     CDW7,750UNCH$1,107
VIASAT INC 15,108 +2,508 $1,106
     VSAT15,108+2,508$1,106
NIKE 10,812 -100 $1,095
     NKE10,812-100$1,095
COMPASS DIVERSIFIED HOLDINGS 42,920 UNCH $1,067
     CODI42,920UNCH$1,067
NEW RESIDENTIAL INVESTMENT COR 64,650 -3,200 $1,042
     NRZ64,650-3,200$1,042
WHEATON PRECIOUS METALS CORP 34,650 UNCH $1,031
     WPM34,650UNCH$1,031
ROCKWELL AUTOMATION INC 5,060 UNCH $1,026
     ROK5,060UNCH$1,026
INTEL CORP 17,110 -100 $1,024
     INTC17,110-100$1,024
LILLY ELI & CO 7,721 -400 $1,015
     LLY7,721-400$1,015
VANECK VECTORS GOLD MINERS ETF (GDX) 33,500 -850 $981
     GDX33,500-850$981
SCOTTS MIRACLE GRO 9,150 UNCH $972
     SMG9,150UNCH$972
DIAMONDBACK ENERGY INC 10,450 UNCH $970
     FANG10,450UNCH$970
STARWOOD PROPERTY TRUST INC 38,474 +3,301 $956
     STWD38,474+3,301$956
SUNOCO 30,918 +118 $946
     SUN30,918+118$946
APOLLO GLOBAL MANAGEMENT INC 19,520 -430 $931
     APO19,520-430$931
EMERSON ELECTRIC COMPANY 12,050 +300 $919
     EMR12,050+300$919
PAYPAL HOLDINGS INC 8,500 UNCH $919
     PYPL8,500UNCH$919
YUM BRANDS 9,100 UNCH $917
     YUM9,100UNCH$917
EQUIFAX INC 6,438 UNCH $902
     EFX6,438UNCH$902
NESTLE SA SPON ADR REPSTG REG 8,314 -106 $900
     NSRGY8,314-106$900
CITIGROUP INC 11,180 UNCH $893
     C11,180UNCH$893
SYSCO CORP 10,400 UNCH $890
     SYY10,400UNCH$890
BP PLC SPONS ADR 23,561 -5,558 $889
     BP23,561-5,558$889
DOW INC 16,082 UNCH $880
     DOW16,082UNCH$880
CHUBB CORP. 5,612 UNCH $874
     CB5,612UNCH$874
DEERE & CO. 5,010 UNCH $868
     DE5,010UNCH$868
MCDONALDS CORP 4,346 -325 $859
     MCD4,346-325$859
RPM INTERNATIONAL INC. 11,170 -2,150 $857
     RPM11,170-2,150$857
SECTOR SPDR FINANCIAL (XLF) 27,414 +2,094 $844
     XLF27,414+2,094$844
WEC ENERGY GROUP INC 8,712 UNCH $804
     WEC8,712UNCH$804
MICROCHIP TECH 7,671 +7,671 $803
     MCHP7,671+7,671$803
ROSS STORES 6,800 UNCH $792
     ROST6,800UNCH$792
MAIN STREET CAPITAL CORP 17,650 UNCH $761
     MAIN17,650UNCH$761
PROLOGIS INC 8,400 UNCH $749
     PLD8,400UNCH$749
KNOWLES CORP 34,800 -1,400 $736
     KN34,800-1,400$736
WD 40 CO. 3,585 -1,401 $696
     WDFC3,585-1,401$696
SENSIENT TECHNOLOGIES CORP 10,500 -15,000 $694
     SXT10,500-15,000$694
CORNING INC 23,600 -1,500 $687
     GLW23,600-1,500$687
SPDR S&P 500 ETF TR (SPY) 2,078 -24 $669
     SPY2,078-24$669
LKQ CORP 18,574 -1,200 $663
     LKQ18,574-1,200$663
CATERPILLAR 4,450 UNCH $657
     CAT4,450UNCH$657
ISHARES FLOATING RATE BOND ETF (FLOT) 12,900 UNCH $657
     FLOT12,900UNCH$657
JEFFERIES FINANCIAL GROUP 30,500 UNCH $652
     JEF30,500UNCH$652
LOWES COMPANIES 5,300 UNCH $635
     LOW5,300UNCH$635
THE KRAFT HEINZ COMPANY 19,709 -4,191 $633
     KHC19,709-4,191$633
QUANTA SERVICES 15,400 UNCH $627
     PWR15,400UNCH$627
STRATASYS LTD 31,000 -40,000 $627
     SSYS31,000-40,000$627
VANGUARD COMMUNICATION SVCS ET (VOX) 6,626 +1,566 $622
     VOX6,626+1,566$622
MEDTRONIC PLC 5,360 UNCH $608
     MDT5,360UNCH$608
ALTRIA GROUP INC 11,947 -2,000 $596
     MO11,947-2,000$596
VANGUARD FTSE ETF (VGK) 10,007 -1,760 $586
     VGK10,007-1,760$586
THE TRAVELERS COMPANIES INC 4,164 UNCH $570
     TRV4,164UNCH$570
H&E EQUIPMENT SERVICES INC 16,600 -2,500 $555
     HEES16,600-2,500$555
VIACOM CBS INC 12,936 -10,575 $543
     CBS12,936-10,575$543
GOLUB CAPITAL BDC INC 29,290 -600 $541
     GBDC29,290-600$541
BROADRIDGE FINANCIAL SOLUTIONS 4,333 +1,150 $535
     BR4,333+1,150$535
PHILLIPS 66 4,800 +13 $535
     PSX4,800+13$535
XPO LOGISTICS INC 6,700 UNCH $534
     XPO6,700UNCH$534
PIONEER NATURAL RESOURCES 3,500 UNCH $530
     PXD3,500UNCH$530
AMERICAN ELECTRIC POWER INC 5,599 UNCH $529
     AEP5,599UNCH$529
ALBEMARLE CORP 7,000 UNCH $511
     ALB7,000UNCH$511
AMERICAN TOWER REIT 2,200 UNCH $506
     AMT2,200UNCH$506
OWENS CORNING INC. 7,700 UNCH $501
     OC7,700UNCH$501
KIMBERLY CLARK CORP 3,375 -50 $464
     KMB3,375-50$464
CONOCOPHILLIPS 6,910 -2,799 $449
     COP6,910-2,799$449
WALGREEN BOOTS ALLIANCE INC 7,600 UNCH $448
     WBA7,600UNCH$448
PROSHARES INVEST GRADE INTERES (IGHG) 5,750 UNCH $445
     IGHG5,750UNCH$445
DUPONT DE NEMOURS 6,914 -3,666 $444
     DD6,914-3,666$444
CELANESE CORP 3,600 -450 $443
     CE3,600-450$443
SPDR GOLD TRUST (GLD) 3,100 UNCH $443
     GLD3,100UNCH$443
IQVIA HOLDINGS INC 2,831 UNCH $437
     IQV2,831UNCH$437
YUM CHINA HOLDINGS INC 9,100 UNCH $437
     YUMC9,100UNCH$437
ETRADE FINANCIAL CORP 9,500 UNCH $431
     ETFC9,500UNCH$431
SECTOR SPDR HEALTHCARE (XLV) 4,225 +1,275 $430
     XLV4,225+1,275$430
IDACORP 4,000 UNCH $427
     IDA4,000UNCH$427
FNF GROUP 9,400 -3,150 $426
     FNF9,400-3,150$426
CLOROX CO 2,770 UNCH $425
     CLX2,770UNCH$425
COVANTA HOLDING CORPORATION 28,100 -12,800 $417
     CVA28,100-12,800$417
POLYONE CORP 11,346 UNCH $417
     POL11,346UNCH$417
WELLTOWER INC 5,100 UNCH $417
     WELL5,100UNCH$417
APPLIED MATERIALS 6,813 +1 $416
     AMAT6,813+1$416
CROWN CASTLE INTERNATIONAL COR 2,842 UNCH $404
     CCI2,842UNCH$404
SPDR NUVEEN BARCLAYS SH TR MUN (SHM) 8,000 UNCH $393
     SHM8,000UNCH$393
WABTEC 5,051 -24 $393
     WAB5,051-24$393
BROADCOM LIMITED 1,241 UNCH $392
     AVGO1,241UNCH$392
INGREDION INC 4,160 -66 $387
     INGR4,160-66$387
MACQUARIE INFRASTRUCTURE CORP 9,035 -22,450 $387
     MIC9,035-22,450$387
AQUA AMERICA INC 7,916 UNCH $372
     WTR7,916UNCH$372
INTERNATIONAL PAPER 7,950 -1,000 $366
     IP7,950-1,000$366
MEDICAL PROPERTIES TRUST INC 17,200 +17,200 $363
     MPW17,200+17,200$363
THOMSON REUTERS CORP NEW 4,993 UNCH $357
     TRI4,993UNCH$357
FIRST REPUBLIC BANK SAN FRANCI 3,000 UNCH $352
     FRC3,000UNCH$352
HASBRO INC 3,300 UNCH $349
     HAS3,300UNCH$349
PUREFUNDS ISE CYBER SECURITY E (HACK) 8,300 +2,000 $345
     HACK8,300+2,000$345
PRA HEALTH SERVICES INC 3,100 UNCH $345
     PRAH3,100UNCH$345
FEDEX CORP 2,275 UNCH $344
     FDX2,275UNCH$344
STERIS CORP 2,250 UNCH $343
     STE2,250UNCH$343
WASTE MGT. 2,993 UNCH $341
     WM2,993UNCH$341
PERKINELMER INC 3,500 UNCH $340
     PKI3,500UNCH$340
AMERICAN WTR WKS 2,700 UNCH $332
     AWK2,700UNCH$332
DOMINION RES INC VA NEW 4,000 UNCH $331
     D4,000UNCH$331
INTERCONTINENTAL EXCHANGE INC (ICE) 3,575 UNCH $331
     ICE3,575UNCH$331
STARBUCKS 3,740 UNCH $329
     SBUX3,740UNCH$329
CHIMERA INVT CORP NEW 15,750 UNCH $324
     CIM15,750UNCH$324
TATE & LYLE PLC SPONSORED ADR 8,101 UNCH $322
     COM8,101UNCH$322
AUTOMATIC DATA PROCESSING 1,826 UNCH $311
     ADP1,826UNCH$311
AMCOR PLC 28,200 -1,600 $306
     AMCR28,200-1,600$306
TECHNOLOGY SELECT SECTOR SPDR (XLK) 3,325 +147 $305
     XLK3,325+147$305
WEST PHARMACEUTICALS SVCS INC 2,000 UNCH $301
     WST2,000UNCH$301
COMMUNICATION SVCS SELECT SECT 5,562 +5,562 $298
     XLC5,562+5,562$298
ISHARES RUSSELL 1000 GROWTH IN (IWF) 1,633 UNCH $287
     IWF1,633UNCH$287
ANALOG DEVICES 2,400 UNCH $285
     ADI2,400UNCH$285
COSTAR GROUP INC. 475 UNCH $284
     CSGP475UNCH$284
ISHARES MSCI JAPAN INC (EWJ) 4,700 UNCH $278
     EWJ4,700UNCH$278
CONSOLIDATED EDISON 3,000 -240 $271
     ED3,000-240$271
DENTSPLY SIRONA INC 4,700 UNCH $266
     XRAY4,700UNCH$266
ENTERGY CORP. NEW 2,200 UNCH $264
     ETR2,200UNCH$264
VALE S.A. 20,000 UNCH $264
     VALE20,000UNCH$264
EATON CORP PLC 2,612 UNCH $247
     ETN2,612UNCH$247
TWITTER INC 7,625 -4,375 $244
     TWTR7,625-4,375$244
AMGEN 1,000 -100 $241
     AMGN1,000-100$241
STRYKER CORP 1,150 UNCH $241
     SYK1,150UNCH$241
COUPA SOFTWARE INCORPORATED 1,600 +1,600 $234
     COUP1,600+1,600$234
QUALCOMM INC 2,650 UNCH $234
     QCOM2,650UNCH$234
AMERIPRISE FINANCIAL INC 1,400 UNCH $233
     AMP1,400UNCH$233
VEOLIA ENVIRONMENT 8,700 UNCH $231
     COM8,700UNCH$231
PPL CORP 6,400 UNCH $230
     PPL6,400UNCH$230
ILLINOIS TOOL WORKS 1,275 +1,275 $229
     ITW1,275+1,275$229
SPDR METALS & MINING ETF (XME) 7,800 +7,800 $228
     XME7,800+7,800$228
BANK OF NEW YORK MELLON CORP 4,500 -5,630 $226
     BK4,500-5,630$226
ALLY FINANCIAL INC 7,300 UNCH $223
     ALLY7,300UNCH$223
FLUOR CORP NEW 11,700 -200 $221
     FLR11,700-200$221
GENERAL MILLS INC 4,000 UNCH $214
     GIS4,000UNCH$214
ALCON INC 3,730 -50 $211
     ALC3,730-50$211
COSTCO WHOLESALE 710 -40 $209
     COST710-40$209
PRIMERICA INC 1,600 UNCH $209
     PRI1,600UNCH$209
ASML HOLDINGS NV 700 +700 $207
     ASML700+700$207
UNITED PARCEL SERVICE 1,762 UNCH $206
     UPS1,762UNCH$206
QORVO INC 1,750 +1,750 $203
     QRVO1,750+1,750$203
ROCHE 5,000 +5,000 $203
     RHHBY5,000+5,000$203
WUXI APPTEC CO 12,600 UNCH $156
     COM12,600UNCH$156
FORD MOTOR COMPANY NEW 14,020 -2,000 $130
     F14,020-2,000$130
ANNALY CAPITAL MANAGEMENT 12,875 +351 $121
     NLY12,875+351$121
INTREXON CORP 20,000 -220,800 $110
     XON20,000-220,800$110
GENOIL INC 54,000 UNCH $1
     COM54,000UNCH$1
CALCOL INC 20,000 UNCH <$1
     COM20,000UNCH$0
CROWN LABORATORIES INC 25,000 UNCH <$1
     COM25,000UNCH$0
SEARCHLIGHT MINERALS CORP 15,000 UNCH <$1
     COM15,000UNCH$0
STONE & WEBSTER INC ESCROW 95,000 +0 $0
     COM95,000UNCH$0
AMC NETWORKS INC A $0 (exited)
     AMCX0-9,100$0
ANDERSONS INC $0 (exited)
     ANDE0-70,150$0
BB&T CORP. $0 (exited)
     BBT0-7,250$0
CELGENE CORP $0 (exited)
     CELG0-4,000$0
DALECO RESOURCES CORP $0 (exited)
     COM0-25,000$0
ISHARES TRUST DOW JONES SELECT $0 (exited)
     DVY0-5,490$0
EQT CORPORATION $0 (exited)
     EQT0-10,400$0
GOLAR LNG LIMITED $0 (exited)
     GLNG0-15,700$0
HANESBRANDS INC $0 (exited)
     HBI0-15,940$0
HAWIIAN ELEC $0 (exited)
     HE0-80,900$0
LOEWS CORP $0 (exited)
     L0-11,310$0
NUTRIEN LTD $0 (exited)
     NTR0-37,540$0
SUN TRUST BANKS INC. $0 (exited)
     STI0-12,550$0
STARTS GROUP INC $0 (exited)
     TSG0-37,500$0
UNILEVER PLC SPONS ADR $0 (exited)
     UL0-5,400$0
SPDR S&P AEROSPACE & DEFENSE E 0 -4,204 $0 (exited)
     XAR0-4,204$0

See Summary: Wellington Shields Capital Management LLC Top Holdings
See Details: Top 10 Stocks Held By Wellington Shields Capital Management LLC

EntityShares/Amount
Change
Position Value
Change
CG +124,945+$4,008
HAIN +134,694+$3,496
AMD +56,800+$2,605
PSN +43,900+$1,812
TFC +26,115+$1,471
ANSS +5,600+$1,441
MCHP +7,671+$803
MPW +17,200+$363
XLC +5,562+$298
COUP +1,600+$234
EntityShares/Amount
Change
Position Value
Change
HE -80,900-$3,690
NTR -37,540-$1,872
ANDE -70,150-$1,573
STI -12,550-$863
L -11,310-$582
TSG -37,500-$562
DVY -5,490-$560
XAR -4,204-$449
AMCX -9,100-$447
CELG -4,000-$397
EntityShares/Amount
Change
Position Value
Change
PSNL +139,982+$1,010
MINT +29,530+$2,993
CMCSA +14,218+$630
GM +11,150+$319
MSFT +9,789+$4,047
BX +8,180+$1,489
HON +7,705+$1,452
FIS +5,900+$1,097
MGP +5,650+$208
DIS +5,097+$1,355
EntityShares/Amount
Change
Position Value
Change
XON -220,800-$1,267
SSYS -40,000-$886
MIC -22,450-$856
CSCO -15,650-$838
SXT -15,000-$1,057
MDLZ -14,800-$824
LNG -13,100-$902
CVA -12,800-$290
JBLU -10,900-$36
Size ($ in 1000's)
At 12/31/2019: $650,736
At 09/30/2019: $614,551

Wellington Shields Capital Management LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Wellington Shields Capital Management LLC 13F filings. Link to 13F filings: SEC filings

All Stocks Held By Wellington Shields Capital Management LLC | www.HoldingsChannel.com

Copyright © 2013 - 2020, All Rights Reserved Nothing in Holdings Channel is intended to be investment advice, nor does it represent the opinion of, counsel from, or recommendations by BNK Invest Inc. or any of its affiliates, subsidiaries or partners. None of the information contained herein constitutes a recommendation that any particular security, portfolio, transaction, or investment strategy is suitable for any specific person. All viewers agree that under no circumstances will BNK Invest, Inc,. its subsidiaries, partners, officers, employees, affiliates, or agents be held liable for any loss or damage caused by your reliance on information obtained. By visiting, using or viewing this site, you agree to the following Full Disclaimer & Terms of Use and Privacy Policy. Video widget and videos powered by Market News Video. Quote data delayed at least 20 minutes; data powered by Ticker Technologies, and Mergent. Contact Holdings Channel; Meet Our Editorial Staff.