All Stocks Held By Warberg Asset Management LLC

As of 12/31/2023, we find all stocks held by Warberg Asset Management LLC to be as follows, presented in the table below with each row detailing each Warberg Asset Management LLC position, ordered by largest to smallest position size. The all-stocks-held-by-Warberg Asset Management LLC table shows the entity held in the first column (click any entity to explore other funds holding positions), the share amount held, the share count change between the last two reporting periods, and finally the position size for all stocks held by Warberg Asset Management LLC as of the latest filing.

Entity	Amount	Change 09/30/2023 to 12/31/2023	Position Size ($ in 1000's)
OCCIDENTAL PETE CORP			$38,781
OXY.WT	1,024,720	-21,976	$38,781
PALO ALTO NETWORKS INC			$34,145
NOTE 0	11,518,000	+11,518,000	$34,145
UNITED STATES STL CORP			$23,836
NOTE 5	6,552,000	+6,552,000	$23,836
MICROCHIP TECHNOLOGY INC.			$16,715
NOTE 1	6,466,000	+6,466,000	$16,715
INTERDIGITAL INC			$16,662
NOTE 2	9,247,000	+9,247,000	$12,369
NOTE 3	2,923,000	+2,923,000	$4,293
ALTAIR ENGR INC			$12,070
NOTE 0	6,702,000	+2,000	$12,070
CHART INDS INC			$11,744
NOTE 1	5,035,000	+5,035,000	$11,744
BOOKING HOLDINGS INC			$9,989
NOTE 0	5,289,000	+5,289,000	$9,989
HUBSPOT INC			$9,547
NOTE 0	4,592,000	+2,018,000	$9,547
CONMED CORP			$9,305
NOTE 2	7,538,000	+62,000	$9,305
REPLIGEN CORP			$9,200
NOTE 0	5,864,000	+5,864,000	$9,200
AKAMAI TECHNOLOGIES INC			$8,769
NOTE 0	6,504,000	+6,504,000	$8,268
NOTE 0	448,000	+448,000	$501
RH			$8,542
NOTE 9 1	6,000,000	-1,302,000	$8,542
NRG ENERGY INC			$8,117
DBCV 2	6,291,000	+6,291,000	$8,117
LIVENT CORP			$8,082
NOTE 4	3,850,000	+3,795,000	$8,082
MONGODB INC			$7,233
NOTE 0	3,655,000	+3,655,000	$7,233
MICROSTRATEGY INC			$7,028
NOTE 0	4,250,000	+4,250,000	$7,028
PARSONS CORP DEL			$6,749
NOTE 0	4,706,000	+610,000	$6,749
ETSY INC			$6,150
NOTE 0	5,332,000	+5,332,000	$6,150
ATI INC			$5,825
NOTE 3	1,966,000	-34,000	$5,825
BOX INC			$4,244
NOTE 1 1	3,797,000	+11,000	$4,244
PROGRESS SOFTWARE CORP			$4,143
NOTE 1	3,923,000	+800,000	$4,143
ON SEMICONDUCTOR CORP			$4,075
NOTE 5 0	2,487,000	+2,487,000	$4,075
DATADOG INC			$3,822
NOTE 0	2,733,000	+2,733,000	$3,822
WORKIVA INC			$3,774
NOTE 1	2,742,000	-35,000	$3,774
SEA LTD			$3,732
NOTE 1	3,500,000	+3,500,000	$3,732
BLOOMIN BRANDS INC			$3,192
NOTE 5	1,259,000	+866,000	$3,192
NOBLE CORP PLC			$3,192
NE.WT	58,791	-699	$1,742
NE.WTA	55,936	+6,873	$1,450
MIDDLEBY CORP			$2,990
NOTE 1	2,450,000	+12,000	$2,990
PIONEER NAT RES CO			$2,732
NOTE 0	1,122,000	+1,122,000	$2,732
ARES CAPITAL CORP			$2,222
NOTE 4	2,149,000	+2,149,000	$2,222
ZSCALER INC			$2,210
NOTE 0	1,454,000	+1,454,000	$2,210
VANECK ETF TRUST			$1,613
Call	52,000	+52,000	$1,613
CHESAPEAKE ENERGY CORP	23,060	-1,628	$1,366
CHKEL	23,060	-1,628	$1,366
INVESCO ACTIVELY MANAGED ETF (GSY)	27,381	+27,381	$1,366
GSY	27,381	+27,381	$1,366
EPR PPTYS			$1,262
EPR.PRC	59,232	+12,807	$1,262
CYBERARK SOFTWARE LTD			$1,098
NOTE 11 1	775,000	+775,000	$1,098
FORD MTR CO DEL			$976
Call	45,000	+45,000	$549
NOTE 3 1	429,000	+429,000	$427
NEW ENGLAND RLTY ASSOC LTD P	13,700	+1,550	$955
NEN	13,700	+1,550	$955
ATLANTIC COASTAL ACQUISTN CO	77,825	+1,423	$824
ACAH	77,825	+1,423	$824
CF ACQUISITION CORP VII	72,331	+72,331	$786
CFFS	72,331	+72,331	$786
SAREPTA THERAPEUTICS INC			$781
DBCV 1	550,000	+550,000	$781
BURLINGTON STORES INC			$778
Call	4,000	+4,000	$778
EVEREST CONSOLIDATOR ACQ COR	70,530	+33,485	$772
MNTN	70,530	+33,485	$772
GLOBAL STAR ACQUISITION INC	70,608	+22,046	$749
GLST	70,608	+22,046	$749
HUDSON ACQUISITION I CORP	70,039	+70,039	$742
HUDA	70,039	+70,039	$742
ACRI CAPITAL ACQUISITION COR	65,468	+10,372	$725
ACAC	65,468	+10,372	$725
CHESAPEAKE ENERGY CORP	10,379	+235	$700
CHKEW	10,379	+235	$700
BARCLAYS BANK PLC			$698
Call	45,000	+28,000	$698
99 ACQUISITION GROUP INC	68,300	+68,300	$696
NNAG	68,300	+68,300	$696
QUETTA ACQUISITION CORP	68,700	+68,700	$695
QETA	68,700	+68,700	$695
OAK WOODS ACQUISITION CORP	65,000	UNCH	$684
OAKU	65,000	UNCH	$684
MONTEREY CAP ACQUISITION COR	62,461	-12,591	$678
MCAC	62,461	-12,591	$678
RBC BEARINGS INC	5,054	+54	$656
RBCP	5,054	+54	$656
WHIRLPOOL CORP			$609
Call	5,000	+5,000	$609
CROWN PROPTECH ACQUISITIONS	56,813	+56,813	$605
CPTK	56,813	+56,813	$605
ISHARES SILVER TR			$544
Call	25,000	-10,000	$544
FOUR LEAF ACQUISITION CORP	50,845	+35,693	$534
FORL	50,845	+35,693	$534
PHP VENTURES ACQUISITION COR	46,719	+1,053	$518
PPHP	46,719	+1,053	$518
BITE ACQUISITION CORP	48,790	+48,790	$517
BITE	48,790	+48,790	$517
DIRECT SELLING ACQUISITIN CO	47,356	+47,356	$516
DSAQ	47,356	+47,356	$516
WESTERN DIGITAL CORP.			$502
NOTE 1	504,000	+504,000	$502
INCEPTION GROWTH ACQUSTN LTD	45,792	+15,364	$488
IGTA	45,792	+15,364	$488
NEXTERA ENERGY INC			$486
Call	8,000	+8,000	$486
KEEN VISION ACQUISITION CORP	46,000	UNCH	$476
KVAC	46,000	UNCH	$476
RENEW ENERGY GLOBAL PLC	371,067	+92,739	$423
RNWWW	371,067	+92,739	$423
ZALATORIS ACQUISITION CORP	36,602	UNCH	$391
TCOA	36,602	UNCH	$391
AQUARON ACQUISITION CORP	36,183	+3,930	$386
AQU	36,183	+3,930	$386
ESH ACQUISITION CORP	37,604	UNCH	$385
ESHA	37,604	UNCH	$385
IRON HORSE ACQUISITIONS CORP	36,267	+36,267	$364
IROHU	36,267	+36,267	$364
PLUTONIAN ACQUISITION CORP	33,473	+33,473	$356
PLTN	33,473	+33,473	$356
STRATASYS LTD			$331
Call	23,200	+23,200	$331
CATCHA INVESTMENT CORP	28,529	+28,529	$318
CHAA	28,529	+28,529	$318
RIVIAN AUTOMOTIVE INC			$305
Call	13,000	+13,000	$305
ALTENERGY ACQUISITION CORP	26,221	+26,221	$286
AEAE	26,221	+26,221	$286
BLOCK INC			$280
NOTE 0	286,000	+286,000	$280
DOLLAR GEN CORP NEW			$272
Call	2,000	+2,000	$272
ALPHA STAR ACQUISITION CORP	24,196	-632	$271
ALSA	24,196	-632	$271
LENNAR CORP			$268
LEN.B	2,000	+2,000	$268
AP ACQUISITION CORP	23,027	UNCH	$256
APCA	23,027	UNCH	$256
SOUTHWESTERN ENERGY CO			$242
Call	37,000	+7,000	$242
DELCATH SYS INC			$240
Call	57,600	+57,600	$240
TRAILBLAZER MERGER CORP I	22,877	UNCH	$239
TBMC	22,877	UNCH	$239
JOBY AVIATION INC			$223
JOBY.WT	182,289	+123,889	$223
GOLDENSTONE ACQUISITION LTD	19,090	UNCH	$206
GDST	19,090	UNCH	$206
CHESAPEAKE ENERGY CORP	3,165	-1,578	$202
CHKEZ	3,165	-1,578	$202
CETUS CAP ACQUISITION CORP	18,668	-8,469	$196
CETU	18,668	-8,469	$196
CANTALOUPE INC			$181
Call	49,000	+14,100	$363
Put	24,600	UNCH	$182
VISION SENSING ACQUISITION C	16,368	-1,061	$181
VSAC	16,368	-1,061	$181
PAPAYA GRWT OPPORTUNITY CORP	15,287	UNCH	$165
PPYA	15,287	UNCH	$165
AIMEI HEALTH TECHNOLOGY CO L	15,000	+15,000	$153
AFJKU	15,000	+15,000	$153
AMPRIUS TECHNOLOGIES INC			$145
AMPX.WT	371,879	-67,259	$145
BUKIT JALIL GBL ACQUISITION	13,740	UNCH	$143
BUJA	13,740	UNCH	$143
TRANSOCEAN INC			$135
DEB 4	65,000	+65,000	$135
OMNIQ CORP	193,200	+193,200	$126
OMQS	193,200	+193,200	$126
INDIE SEMICONDUCTOR INC			$122
Call	15,000	+15,000	$122
SEABRIDGE GOLD INC			$121
Call	10,000	+10,000	$121
TESLA INC			$120
NOTE 2	10,000	+10,000	$120
EXCELFIN ACQUISITION CORP	10,972	-61,645	$118
XFIN	10,972	-61,645	$118
BROAD CAPITAL ACQUISITION CO	10,329	-54,774	$115
BRAC	10,329	-54,774	$115
BOWEN ACQUISITION CORP	10,000	UNCH	$103
BOWN	10,000	UNCH	$103
OPTIMUMBANK HLDGS INC	19,700	-800	$82
OPHC	19,700	-800	$82
MIRION TECHNOLOGIES INC			$61
MIR.WT	30,096	UNCH	$61
ESPERION THERAPEUTICS INC NE			$60
Call	20,000	+20,000	$60
PODCASTONE INC	30,652	-11,600	$57
PODC	30,652	-11,600	$57
KWESST MICRO SYSTEMS INC	57,283	-32,717	$52
KWE	57,283	-32,717	$52
STRIDE INC			$45
NOTE 1	35,000	+35,000	$45
HCI GROUP INC			$40
NOTE 4	28,000	+28,000	$40
FG FINANCIAL GROUP INC	20,885	-16,261	$33
FGF	20,885	-16,261	$33
PETVIVO HLDGS INC	27,693	+27,693	$29
PETV	27,693	+27,693	$29
MARIS TECH LTD	226,620	+26,720	$28
MTEKW	226,620	+26,720	$28
IBIO INC	19,000	+19,000	$26
IBIO	19,000	+19,000	$26
SKY HARBOUR GROUP CORPORATIO			$24
SKYH.WT	31,436	+31,436	$24
GOLDEN MINERALS CO	42,402	+42,402	$22
AUMN	42,402	+42,402	$22
VISHAY INTERTECHNOLOGY INC			$20
NOTE 2	20,000	-4,000	$20
P3 HEALTH PARTNERS INC	13,400	+1,400	$19
PIII	13,400	+1,400	$19
STRONG GLOBAL ENTMT INC	11,699	-2,862	$19
SGE	11,699	-2,862	$19
EDIBLE GARDEN AG INC	30,000	-4,486	$15
EDBL	30,000	-4,486	$15
SOLIGENIX INC	20,000	+10,000	$15
SNGX	20,000	+10,000	$15
UPEXI INC	13,000	-4,199	$15
UPXI	13,000	-4,199	$15
RED CAT HLDGS INC	16,310	+16,310	$14
RCAT	16,310	+16,310	$14
BIOSIG TECHNOLOGIES INC	27,928	-35,928	$13
BSGM	27,928	-35,928	$13
FORESIGHT AUTONOMOUS HLDGS L	11,749	+11,749	$12
FRSX	11,749	+11,749	$12
INUVO INC	22,500	-32,095	$10
INUV	22,500	-32,095	$10
VBI VACCINES INC CDA	15,000	UNCH	$9
VBIV	15,000	UNCH	$9
THE LION ELECTRIC COMPANY			$8
LEV.WTA	21,000	UNCH	$8
SPLASH BEVERAGE GROUP INC			$7
SBEV.WT	139,740	-30,993	$7
PALISADE BIO INC	10,000	UNCH	$6
PALI	10,000	UNCH	$6
YIELD10 BIOSCIENCE INC	25,500	-15,494	$6
YTEN	25,500	-15,494	$6
AEON BIOPHARMA INC			$5
AEON.WT	53,500	UNCH	$5
AURORA CANNABIS INC			$5
Call	10,000	+10,000	$5
BANYAN ACQUISITION CORPORATI			$5
BYN.WT	12,200	UNCH	$5
NETCAPITAL INC	25,000	+5,000	$5
NCPL	25,000	+5,000	$5
THARIMMUNE INC	10,002	+10,002	$5
THAR	10,002	+10,002	$5
VOLCON INC	55,000	+55,000	$5
VLCN	55,000	+55,000	$5
NUSCALE PWR CORP			$4
SMR.WT	11,500	+11,500	$4
VICARIOUS SURGICAL INC			$3
RBOT.WT	112,000	UNCH	$3
KULR TECHNOLOGY GROUP INC	11,500	UNCH	$2
KULR	11,500	UNCH	$2
LIXTE BIOTECHNOLOGY HLDGS IN	40,875	UNCH	$2
LIXTW	40,875	UNCH	$2
CUSTOM TRUCK ONE SOURCE INC			$1
CTOS.WT	15,900	+900	$1
SPREE ACQUISITION CORP 1 LTD			$1
SHAP.WT	23,576	UNCH	$1
ACLARION INC	26,256	-16,701	<$1
ACONW	26,256	-16,701	$0
AERIES TECHNOLOGY INC	95,027	+95,027	<$1
AERTW	95,027	+95,027	$0
AINOS INC	24,871	-5,424	<$1
AIMDW	24,871	-5,424	$0
ALPHA STAR ACQUISITION CORP	16,452	-23,548	<$1
ALSAW	16,452	-23,548	$0
ANGHAMI INC	40,409	UNCH	<$1
ANGHW	40,409	UNCH	$0
AROGO CAPITAL ACQUISITION CO	90,000	UNCH	<$1
AOGOW	90,000	UNCH	$0
APPTECH PMTS CORP	69,507	-13,522	<$1
APCXW	69,507	-13,522	$0
APOLLOMICS INC	445,600	+55,392	<$1
APLMW	445,600	+55,392	$0
AURORA INNOVATION INC	20,000	UNCH	<$1
AUROW	20,000	UNCH	$0
BRIDGER AEROSPACE GRP HLDGS	25,200	UNCH	<$1
BAERW	25,200	UNCH	$0
HEARTBEAM INC	57,345	-1,001	<$1
BEATW	57,345	-1,001	$0
BENEFICIENT	104,385	-5,615	<$1
BENFW	104,385	-5,615	$0
BIOAFFINITY TECHNOLOGIES INC	22,926	UNCH	<$1
BIAFW	22,926	UNCH	$0
BANNIX ACQUISITION CORP	43,200	-42,500	<$1
BNIXW	43,200	-42,500	$0
BT BRANDS INC	134,959	-1,500	<$1
BTBDW	134,959	-1,500	$0
BUZZFEED INC	19,778	UNCH	<$1
BZFDW	19,778	UNCH	$0
CARVANA CO			<$1
Put	12,000	+12,000	$635
Call	12,000	+12,000	$635
CEA INDUSTRIES INC	79,872	-127,212	<$1
CEADW	79,872	-127,212	$0
CINGULATE INC	43,155	+19,250	<$1
CINGW	43,155	+19,250	$0
COMPOSECURE INC	773,729	+33,107	<$1
CMPOW	773,729	+33,107	$0
CANNA GLOBAL ACQUISITION COR	90,100	UNCH	<$1
CNGLW	90,100	UNCH	$0
CARBON REVOLUTION LTD	190,000	+190,000	<$1
CREVW	190,000	+190,000	$0
DERMATA THERAPEUTICS INC	30,000	UNCH	<$1
DRMAW	30,000	UNCH	$0
EDIBLE GARDEN AG INC	29,126	-1,300	<$1
EDBLW	29,126	-1,300	$0
EMBRACE CHANGE ACQUISITN COR	12,500	UNCH	<$1
EMCGW	12,500	UNCH	$0
ENERGEM CORP	90,000	UNCH	<$1
ENCPW	90,000	UNCH	$0
FGI INDUSTRIES LTD	121,152	UNCH	<$1
FGIWW	121,152	UNCH	$0
FEUTUNE LIGHT ACQUISITION CO	20,796	UNCH	<$1
FLFVW	20,796	UNCH	$0
FOREMOST LITHIUM RES & TECH	109,631	+53,495	<$1
FMSTW	109,631	+53,495	$0
WHOLE EARTH BRANDS INC	160,742	+101,868	<$1
FREEW	160,742	+101,868	$0
GLOBAL GAS CORP DEL	36,300	+36,300	<$1
HGASW	36,300	+36,300	$0
MICROCLOUD HOLOGRAM INC	51,600	-3,400	<$1
HOLOW	51,600	-3,400	$0
HERTZ GLOBAL HLDGS INC	555,380	-58,028	<$1
HTZWW	555,380	-58,028	$0
HUB CYBER SECURITY LTD	171,171	+71,171	<$1
HUBCW	171,171	+71,171	$0
SEASTAR MEDICAL HOLDING CORP	193,600	-123,272	<$1
ICUCW	193,600	-123,272	$0
INCEPTION GROWTH ACQUSTN LTD	89,900	UNCH	<$1
IGTAW	89,900	UNCH	$0
IVEDA SOLUTIONS INC	49,413	UNCH	<$1
IVDAW	49,413	UNCH	$0
KAIROUS ACQUISITION CORP LTD	78,977	UNCH	<$1
KACLW	78,977	UNCH	$0
PASITHEA THERAPEUTICS CORP	289,868	UNCH	<$1
KTTAW	289,868	UNCH	$0
KWESST MICRO SYSTEMS INC	191,429	-1,100	<$1
KWESW	191,429	-1,100	$0
MOBILICOM LTD	92,100	+2,100	<$1
MOBBW	92,100	+2,100	$0
NEOVOLTA INC	198,611	-9,016	<$1
NEOVW	198,611	-9,016	$0
NEUROSENSE THERAPEUTICS LTD	63,502	-12,607	<$1
NRSNW	63,502	-12,607	$0
NORTHVIEW ACQUISITION CORP	77,770	UNCH	<$1
NVACW	77,770	UNCH	$0
NEXALIN TECHNOLOGY INC	177,383	UNCH	<$1
NXLIW	177,383	UNCH	$0
NEXTPLAT CORP	80,826	+19,217	<$1
NXPLW	80,826	+19,217	$0
OCEAN BIOMEDICAL INC	10,000	UNCH	<$1
OCEAW	10,000	UNCH	$0
ONFOLIO HOLDINGS INC	193,570	-215	<$1
ONFOW	193,570	-215	$0
PETVIVO HLDGS INC	209,086	-15,415	<$1
PETVW	209,086	-15,415	$0
PAGAYA TECHNOLOGIES LTD	30,000	UNCH	<$1
PGYWW	30,000	UNCH	$0
PROTAGENIC THERAPEUTICS INC	177,196	UNCH	<$1
PTIXW	177,196	UNCH	$0
PYXIS TANKERS INC	69,617	+12,789	<$1
PXSAW	69,617	+12,789	$0
RAIL VISION LTD	36,049	-13,951	<$1
RVSNW	36,049	-13,951	$0
SELINA HOSPITALITY PLC	128,198	-88,827	<$1
SLNAW	128,198	-88,827	$0
SMX SEC MATTERS PLC	99,100	+45,839	<$1
SMXWW	99,100	+45,839	$0
SEMANTIX INC	102,119	UNCH	<$1
STIXW	102,119	UNCH	$0
SHARPS TECHNOLOGY INC	470,752	-22,003	<$1
STSSW	470,752	-22,003	$0
SURGEPAYS INC	1,097,313	-67,537	<$1
SURGW	1,097,313	-67,537	$0
SAVERONE 2014 LTD	185,481	-13,288	<$1
SVREW	185,481	-13,288	$0
STRAN & COMPANY INC	181,824	UNCH	<$1
SWAGW	181,824	UNCH	$0
60 DEGREES PHARMACEUTICALS I	29,515	UNCH	<$1
SXTPW	29,515	UNCH	$0
TALKSPACE INC	559,300	+24,859	<$1
TALKW	559,300	+24,859	$0
TARGET HOSPITALITY CORP	64,011	+3,686	<$1
THWWW	64,011	+3,686	$0
TENON MEDICAL INC	671,700	+7,408	<$1
TNONW	671,700	+7,408	$0
WORKSPORT LTD	65,152	-13,139	<$1
WKSPW	65,152	-13,139	$0
WEARABLE DEVICES LTD	117,700	-7,800	<$1
WLDSW	117,700	-7,800	$0
XBP EUROPE HOLDINGS INC	38,900	+38,900	<$1
XBPEW	38,900	+38,900	$0
ZURA BIO LTD	25,818	UNCH	<$1
ZURAW	25,818	UNCH	$0
ARK ETF TR			$-262
Put	5,000	+5,000	$262
FISKER INC			$-293
Put	186,100	-18,200	$326
FSR	18,600	+600	$33
BLACKSTONE MTG TR INC			$-383
Put	18,000	+18,000	$383
WESTERN ALLIANCE BANCORP			$-395
Put	6,000	-9,800	$395
SALESFORCE INC			$-526
Put	2,000	+2,000	$526
ABERCROMBIE & FITCH CO			$-529
Put	6,000	+6,000	$529
MODERNA INC			$-597
Put	6,000	+6,000	$597
NOBLE CORP PLC			$-756
Put	15,700	+15,700	$756
BANK HAWAII CORP			$-942
Put	13,000	-5,000	$942
NVIDIA CORPORATION			$-990
Put	2,000	+2,000	$990
APPLE INC			$-1,155
Put	10,000	+10,000	$1,925
Call	4,000	+4,000	$770
COINBASE GLOBAL INC			$-1,565
Put	9,000	+9,000	$1,565
ISHARES TR			$-2,966
Put	30,000	+30,000	$2,966
INVESCO QQQ TR			$-28,666
Put	70,000	+70,000	$28,666
SPDR S&P 500 ETF TR		+0	$-144,970
Put	305,000	+305,000	$144,970
APPLE INC			$0 (exited)
Put	0	-28,000	$0
AAPL	0	-5,500	$0
ATLANTIC COASTAL AQSTN CORP			$0 (exited)
ACAB	0	-68,317	$0
ALLIANCE ENTERTAINMENT HOLDI			$0 (exited)
AENT	0	-47,000	$0
AGRIFORCE GROWING SYSTEMS LT			$0 (exited)
AGRIW	0	-28,879	$0
AKAMAI TECHNOLOGIES INC			$0 (exited)
NOTE 0	0	-3,273,000	$0
NOTE 0	0	-106,000	$0
ASP ISOTOPES INC			$0 (exited)
ASPI	0	-17,000	$0
ASCENT SOLAR TECHNOLOGIES IN			$0 (exited)
ASTI	0	-20,000	$0
AZITRA INC			$0 (exited)
AZTR	0	-35,000	$0
BULLFROG AI HLDGS INC			$0 (exited)
BFRGW	0	-66,718	$0
BOOKING HOLDINGS INC			$0 (exited)
NOTE 0	0	-3,527,000	$0
BRANCHOUT FOOD INC			$0 (exited)
BOF	0	-10,369	$0
BIO PATH HLDGS INC			$0 (exited)
BPTH	0	-24,000	$0
CF ACQUISITION CORP VIII			$0 (exited)
CFFEW	0	-32,401	$0
CISO GLOBAL INC			$0 (exited)
CISO	0	-31,117	$0
CLEARMIND MEDICINE INC			$0 (exited)
CMND	0	-220,000	$0
COMERA LIFE SCIENCES HLDGS I			$0 (exited)
CMRAW	0	-300,000	$0
CINEVERSE CORP			$0 (exited)
CNVS	0	-14,952	$0
SALESFORCE INC			$0 (exited)
Put	0	-6,000	$0
DATADOG INC			$0 (exited)
NOTE 0	0	-308,000	$0
DOLLAR GEN CORP NEW			$0 (exited)
Call	0	-16,000	$0
DIRECT DIGITAL HOLDINGS INC			$0 (exited)
DRCT	0	-29,867	$0
DIRECT DIGITAL HOLDINGS INC			$0 (exited)
DRCTW	0	-180,377	$0
DUNE ACQUISITION CORP			$0 (exited)
DUNEW	0	-36,300	$0
ACCRETION ACQUISITION CORP			$0 (exited)
ENERW	0	-87,348	$0
ENPHASE ENERGY INC			$0 (exited)
NOTE 0	0	-1,338,000	$0
EQT CORP			$0 (exited)
NOTE 1	0	-4,515,000	$0
ESPERION THERAPEUTICS INC NE			$0 (exited)
Call	0	-20,000	$0
ESPR	0	-13,000	$0
ETSY INC			$0 (exited)
NOTE 0	0	-5,323,000	$0
FORD MTR CO DEL			$0 (exited)
NOTE 3 1	0	-2,145,000	$0
Call	0	-75,000	$0
Put	0	-30,000	$0
FAT PROJECTS ACQUISITION COR			$0 (exited)
FATPW	0	-85,000	$0
GLUCOTRACK INC			$0 (exited)
GCTK	0	-30,000	$0
VANECK ETF TRUST			$0 (exited)
Call	0	-52,300	$0
HARBOR CUSTOM DEVELOPMENT IN			$0 (exited)
HCDIZ	0	-55,000	$0
THARIMMUNE INC			$0 (exited)
HILS	0	-36,000	$0
HNR ACQUISITION CORP			$0 (exited)
HNRA	0	-70,068	$0
HUB CYBER SECURITY LTD			$0 (exited)
HUBC	0	-10,000	$0
SEASTAR MEDICAL HOLDING CORP			$0 (exited)
ICU	0	-16,500	$0
INTERDIGITAL INC			$0 (exited)
NOTE 2	0	-6,200,000	$0
INFINT ACQUISITION CORP			$0 (exited)
IFIN.WT	0	-90,100	$0
ISRAEL ACQUISITIONS CORP			$0 (exited)
ISRL	0	-10,850	$0
KBR INC			$0 (exited)
NOTE 2	0	-15,790,000	$0
KNOW LABS INC			$0 (exited)
KNW	0	-60,000	$0
SPDR SER TR			$0 (exited)
Put	0	-22,000	$0
KRE	0	-5,000	$0
KEEN VISION ACQUISITION CORP			$0 (exited)
KVACW	0	-20,500	$0
TERRAN ORBITAL CORPORATION			$0 (exited)
LLAP	0	-24,250	$0
MICROCHIP TECHNOLOGY INC.			$0 (exited)
NOTE 1	0	-1,300,000	$0
MEDICENNA THERAPEUTICS CORP			$0 (exited)
MDNA	0	-20,000	$0
MOBIQUITY TECHNOLOGIES INC			$0 (exited)
MOBQW	0	-33,057	$0
MODERNA INC			$0 (exited)
Put	0	-14,000	$0
MRNA	0	-3,000	$0
NAVIDEA BIOPHARMACEUTICALS I			$0 (exited)
NAVB	0	-194,997	$0
NEUROCRINE BIOSCIENCES INC			$0 (exited)
NOTE 2	0	-1,271,000	$0
NETCAPITAL INC			$0 (exited)
NCPLW	0	-145,287	$0
NICE SYS INC			$0 (exited)
NOTE 1	0	-1,060,000	$0
99 ACQUISITION GROUP INC			$0 (exited)
NNAGU	0	-68,300	$0
NOGIN INC			$0 (exited)
NOGN	0	-11,500	$0
NVIDIA CORPORATION			$0 (exited)
Put	0	-4,000	$0
Call	0	-1,000	$0
NEXGEL INC			$0 (exited)
NXGLW	0	-10,000	$0
NXU INC			$0 (exited)
NXU	0	-69,500	$0
ON SEMICONDUCTOR CORP			$0 (exited)
NOTE 1	0	-9,849,000	$0
NOTE 5 0	0	-111,000	$0
PALO ALTO NETWORKS INC			$0 (exited)
NOTE 0	0	-5,356,000	$0
PONO CAP THREE INC			$0 (exited)
PTHR	0	-25,300	$0
PIONEER NAT RES CO			$0 (exited)
NOTE 0	0	-3,759,000	$0
QOMOLANGMA ACQUISITION CORP			$0 (exited)
QOMO	0	-37,871	$0
INVESCO QQQ TR			$0 (exited)
Put	0	-23,000	$0
REVELSTONE CAPITAL ACQSTN CO			$0 (exited)
RCAC	0	-18,007	$0
RF ACQUISITION CORP			$0 (exited)
RFAC	0	-18,006	$0
REPLIGEN CORP			$0 (exited)
NOTE 0	0	-3,432,000	$0
RIVIAN AUTOMOTIVE INC			$0 (exited)
Call	0	-32,000	$0
TRANSCODE THERAPEUTICS INC			$0 (exited)
RNAZ	0	-10,000	$0
REDWOODS ACQUISITION CORP			$0 (exited)
RWOD	0	-28,519	$0
SEA LTD			$0 (exited)
NOTE 1	0	-3,500,000	$0
SIRIUSPOINT LTD			$0 (exited)
SPNT	0	-48,755	$0
Put	0	-48,700	$0
SPDR S&P 500 ETF TR			$0 (exited)
Put	0	-335,000	$0
SPY	0	-12,000	$0
BLOCK INC			$0 (exited)
NOTE 0	0	-28,000	$0
SEQLL INC			$0 (exited)
SQLLW	0	-56,000	$0
SAREPTA THERAPEUTICS INC			$0 (exited)
DBCV 1	0	-517,000	$0
TINGO GROUP INC			$0 (exited)
Put	0	-50,000	$0
ISHARES TR			$0 (exited)
Put	0	-29,000	$0
TLT	0	-12,500	$0
UNITED STS NAT GAS FD LP			$0 (exited)
Call	0	-34,000	$0
VERADIGM INC			$0 (exited)
NOTE 0	0	-5,500,000	$0
VMWARE INC			$0 (exited)
VMW	0	-69,485	$0
ZIVO BIOSCIENCE INC			$0 (exited)
ZIVOW	0	-100,975	$0
ZSCALER INC			$0 (exited)
NOTE 0	0	-1,393,000	$0

See Summary: Warberg Asset Management LLC Top Holdings
See Details: Top 10 Stocks Held By Warberg Asset Management LLC

Entity	Shares/Amount Change	Position Value Change
Biggest New Positions
PALO ALTO NETWORKS INC	+11,518,000	+$34,145
UNITED STATES STL CORP	+6,552,000	+$23,836
MICROCHIP TECHNOLOGY INC.	+6,466,000	+$16,715
INTERDIGITAL INC	+12,170,000	+$16,662
CHART INDS INC	+5,035,000	+$11,744
BOOKING HOLDINGS INC	+5,289,000	+$9,989
REPLIGEN CORP	+5,864,000	+$9,200
AKAMAI TECHNOLOGIES INC	+6,952,000	+$8,769
NRG ENERGY INC	+6,291,000	+$8,117
MONGODB INC	+3,655,000	+$7,233

Entity	Shares/Amount Change	Position Value Change
Biggest Exited Positions
ON	-9,960,000	-$44,409
KBR	-15,790,000	-$37,264
PANW	-5,356,000	-$12,627
EQT CORP	-4,515,000	-$12,565
VMW	-69,485	-$11,568
PXD	-3,759,000	-$9,277
IDCC	-6,200,000	-$6,631
VERADIGM INC	-5,500,000	-$6,229
BKNG	-3,527,000	-$5,901
ETSY	-5,323,000	-$5,422

Entity	Shares/Amount Change	Position Value Change
Biggest Position Increases
LIVENT CORP	+3,795,000	+$7,963
HUBSPOT INC	+2,018,000	+$4,956
BLOOMIN BRANDS INC	+866,000	+$2,322
PROGRESS SOFTWARE CORP	+800,000	+$917
PARSONS CORP DEL	+610,000	+$1,535
JOBY	+123,889	+$151
FREEW	+101,868	$UNCH
RNWWW	+92,739	+$214
HUBCW	+71,171	$UNCH
CONMED CORP	+62,000	+$621

Entity	Shares/Amount Change	Position Value Change
Biggest Position Decreases
RH	-1,302,000	-$1,082
CEADW	-127,212	$UNCH
ICUCW	-123,272	$UNCH
SLNAW	-88,827	$UNCH
SURGW	-67,537	$UNCH
AMPX	-67,259	+$15
XFIN	-61,645	-$655
HTZWW	-58,028	$UNCH
BRAC	-54,774	-$601

Warberg Asset Management LLC Info

Size ($ in 1000's)
At 12/31/2023: $521,605
At 09/30/2023: $487,863

Warberg Asset Management LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Warberg Asset Management LLC 13F filings. Link to 13F filings: SEC filings

All Stocks Held By Warberg Asset Management LLC | www.HoldingsChannel.com