HoldingsChannel.com
All Stocks Held By Cowen Prime Services LLC
As of  12/31/2019
   EntityAmountChange
 09/30/2019 to 12/31/2019
Position Size
($ in 1000's)
PDF SOLUTIONS INC COM 1,369,040 +131,940 $23,123
     PDFS1,369,040+131,940$23,123
QUOTIENT TECHNOLOGY INC COM 1,995,124 -12,180 $19,672
     QUOT1,995,124-12,180$19,672
INOVALON HLDGS INC COM CL A      $19,214
     INOV1,018,784+200,134$19,174
     CALL100+100$40
ITERIS INC COM 2,217,292 +419,850 $11,064
     ITI2,217,292+419,850$11,064
RUBICON PROJ INC COM 1,270,000 +405,000 $10,363
     RUBI1,270,000+405,000$10,363
NEOGENOMICS INC COM NEW 329,596 -42,720 $9,641
     NEO329,596-42,720$9,641
VONAGE HLDGS CORP COM 1,120,425 -312,875 $8,302
     VG1,120,425-312,875$8,302
SCIENTIFIC GAMES CORP COM 295,160 +51,900 $7,904
     SGMS295,160+51,900$7,904
MOBILEIRON INC COM NEW 1,391,750 -353,850 $6,764
     MOBL1,391,750-353,850$6,764
ASPEN AEROGELS INC COM 809,192 +196,500 $6,279
     ASPN809,192+196,500$6,279
INFINERA CORPORATION NOTE 2.125 9 0      $5,605
     Stock5,310,000+250,000$5,605
LUMINEX CORP DEL COM 232,955 +3,700 $5,395
     LMNX232,955+3,700$5,395
DIGIMARC CORP NEW COM 151,669 +6,106 $5,090
     DMRC151,669+6,106$5,090
EHEALTH INC COM 43,846 +4,883 $4,213
     EHTH43,846+4,883$4,213
DUPONT DE NEMOURS INC COM 57,842 +26,457 $3,713
     DD57,842+26,457$3,713
KKR & CO INC CL A 115,820 UNCH $3,378
     KKR115,820UNCH$3,378
TRANSACT TECHNOLOGIES INC COM 287,017 +19,944 $3,149
     TACT287,017+19,944$3,149
PFIZER INC COM 78,475 -3,675 $3,075
     PFE78,475-3,675$3,075
HARMONIC INC COM 379,450 +19,515 $2,960
     HLIT379,450+19,515$2,960
COMSCORE INC COM 553,900 -438,000 $2,736
     SCOR553,900-438,000$2,736
JOHNSON & JOHNSON COM 18,252 +700 $2,662
     JNJ18,252+700$2,662
APYX MED CORP COM 285,414 +11,509 $2,415
     APYX285,414+11,509$2,415
DELTA AIR LINES INC DEL COM NEW 39,920 +10,310 $2,335
     DAL39,920+10,310$2,335
CROWN CASTLE INTL CORP NEW COM 16,135 +950 $2,294
     CCI16,135+950$2,294
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 34,800 UNCH $2,188
     MMP34,800UNCH$2,188
TECHTARGET INC COM 83,050 -3,250 $2,168
     TTGT83,050-3,250$2,168
STARBUCKS CORP COM 24,385 +3,835 $2,144
     SBUX24,385+3,835$2,144
KORNIT DIGITAL LTD SHS 61,244 +4,650 $2,096
     KRNT61,244+4,650$2,096
ENTERPRISE PRODS PARTNERS L COM 70,080 UNCH $1,973
     EPD70,080UNCH$1,973
LEIDOS HLDGS INC COM 17,000 -25,735 $1,664
     LDOS17,000-25,735$1,664
MICROSOFT CORP COM 10,425 -1,300 $1,644
     MSFT10,425-1,300$1,644
MACOM TECH SOLUTIONS HLDGS I COM 60,658 +2,400 $1,614
     MTSI60,658+2,400$1,614
JPMORGAN CHASE & CO COM 11,329 -750 $1,579
     JPM11,329-750$1,579
PTC INC COM 20,250 +150 $1,517
     PTC20,250+150$1,517
HTG MOLECULAR DIAGNOSTICS IN COM 2,137,900 +2,037,900 $1,501
     HTGM2,137,900+2,037,900$1,501
3 D SYS CORP DEL COM NEW 152,300 +5,600 $1,333
     DDD152,300+5,600$1,333
CHEVRON CORP NEW COM 10,900 UNCH $1,314
     CVX10,900UNCH$1,314
CHAMPIONS ONCOLOGY INC COM NEW 153,500 +153,500 $1,279
     CSBR153,500+153,500$1,279
REDFIN CORP COM 47,800 UNCH $1,010
     RDFN47,800UNCH$1,010
WEYERHAEUSER CO COM 32,350 UNCH $977
     WY32,350UNCH$977
GANNETT CO INC NEW COM 151,400 +900 $966
     NEWM151,400+900$966
NATIONAL RESH CORP COM NEW 14,000 UNCH $923
     NRC14,000UNCH$923
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 81,294 -860 $797
     TEVA81,294-860$797
NVE CORP COM NEW 11,137 +1,122 $795
     NVEC11,137+1,122$795
UNITED AIRLINES HLDGS INC COM 8,910 -15,340 $785
     UAL8,910-15,340$785
CEVA INC COM 27,721 +750 $747
     CEVA27,721+750$747
DOW INC COM 13,549 UNCH $742
     DOW13,549UNCH$742
GSI TECHNOLOGY COM 102,373 +13,616 $726
     GSIT102,373+13,616$726
NEOGEN CORP COM 10,790 -210 $704
     NEOG10,790-210$704
INTERNATIONAL BUSINESS MACHS COM 4,882 +170 $654
     IBM4,882+170$654
NIC INC COM 28,500 -1,200 $637
     EGOV28,500-1,200$637
EXELON CORP COM 13,450 UNCH $613
     EXC13,450UNCH$613
NUTANIX INC CL A 18,980 +1,750 $593
     NTNX18,980+1,750$593
RIBBON COMMUNICATIONS INC COM 187,220 -31,363 $580
     RBBN187,220-31,363$580
BOSTON OMAHA CORP COM 27,444 UNCH $577
     BOMN27,444UNCH$577
BLACKSTONE GROUP INC COM CL A 7,600 +600 $425
     BX7,600+600$425
CORTEVA INC COM 13,549 -666 $401
     CTVA13,549-666$401
EXXON MOBIL CORP COM 5,670 UNCH $396
     XOM5,670UNCH$396
TEXAS INSTRS INC COM 3,012 UNCH $386
     TXN3,012UNCH$386
SYNACOR INC COM 230,514 -26,161 $350
     SYNC230,514-26,161$350
KINDER MORGAN INC DEL COM 16,198 +818 $343
     KMI16,198+818$343
EVENTBRITE INC COM CL A 16,650 UNCH $336
     EB16,650UNCH$336
DURECT CORP COM 87,728 +500 $333
     DRRX87,728+500$333
APOLLO GLOBAL MGMT INC COM CL A 6,000 +5,000 $286
     APO6,000+5,000$286
HEALTHPEAK PPTYS INC COM 8,000 +8,000 $276
     PEAK8,000+8,000$276
DEERE & CO COM 1,500 UNCH $260
     DE1,500UNCH$260
INGERSOLL RAND PLC SHS 1,850 UNCH $246
     IR1,850UNCH$246
METLIFE INC COM 4,650 UNCH $237
     MET4,650UNCH$237
CUI GLOBAL INC COM NEW 210,788 +7,320 $232
     CUI210,788+7,320$232
MACQUARIE INFRASTRUCTURE COR COM 5,000 +5,000 $214
     MIC5,000+5,000$214
ARES CAP CORP COM 10,600 +10,600 $198
     ARCC10,600+10,600$198
NOVO NORDISK A S ADR 3,250 UNCH $188
     NVO3,250UNCH$188
ALPHABET INC CAP STK CL C 140 UNCH $187
     GOOG140UNCH$187
EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 12,904 UNCH $180
     ESBA12,904UNCH$180
GENERAL ELECTRIC CO COM 14,970 +1,500 $167
     GE14,970+1,500$167
PEPSICO INC COM 1,175 +275 $161
     PEP1,175+275$161
LOCKHEED MARTIN CORP COM 400 UNCH $156
     LMT400UNCH$156
NORTHROP GRUMMAN CORP COM 450 UNCH $155
     NOC450UNCH$155
PAYCHEX INC COM 1,800 -600 $153
     PAYX1,800-600$153
UNITEDHEALTH GROUP INC COM 500 UNCH $147
     UNH500UNCH$147
MPLX LP COM UNIT REP LTD 5,674 UNCH $144
     MPLX5,674UNCH$144
VERIZON COMMUNICATIONS INC COM 2,263 UNCH $139
     VZ2,263UNCH$139
BRISTOL MYERS SQUIBB CO COM 2,100 UNCH $135
     BMY2,100UNCH$135
ALLOT LTD SHS 15,602 +3,502 $133
     ALLT15,602+3,502$133
MCDONALDS CORP COM 661 UNCH $131
     MCD661UNCH$131
UNITED PARCEL SERVICE INC CL B 1,080 UNCH $126
     UPS1,080UNCH$126
KIMBERLY CLARK CORP COM 900 UNCH $124
     KMB900UNCH$124
BOINGO WIRELESS INC COM 11,300 UNCH $124
     WIFI11,300UNCH$124
KOPIN CORP COM 301,118 -3,732 $121
     KOPN301,118-3,732$121
SEMPRA ENERGY COM 800 UNCH $121
     SRE800UNCH$121
NUSTAR ENERGY LP UNIT COM 4,630 UNCH $120
     NS4,630UNCH$120
ATHENE HLDG LTD CL A 2,500 +2,500 $118
     ATH2,500+2,500$118
PAYPAL HLDGS INC COM 1,034 UNCH $112
     PYPL1,034UNCH$112
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 5,013 UNCH $110
     SPH5,013UNCH$110
INTEL CORP COM 1,800 +200 $108
     INTC1,800+200$108
MONDELEZ INTL INC CL A 1,800 UNCH $99
     MDLZ1,800UNCH$99
SYSCO CORP COM 1,060 -140 $91
     SYY1,060-140$91
VANECK VECTORS ETF TRUST GOLD MINERS ETF (GDX) 3,000 UNCH $88
     GDX3,000UNCH$88
LENNAR CORP CL A      $85
     LEN1,500UNCH$84
     LEN.B30UNCH$1
PHILIP MORRIS INTL INC COM 1,000 UNCH $85
     PM1,000UNCH$85
GLOBAL PARTNERS LP COM UNITS 4,150 UNCH $84
     GLP4,150UNCH$84
ALLEGION PUB LTD CO ORD SHS 666 UNCH $83
     ALLE666UNCH$83
EXACT SCIENCES CORP COM 900 +900 $83
     EXAS900+900$83
UNILEVER PLC SPON ADR NEW 1,445 UNCH $83
     UL1,445UNCH$83
EMERSON ELEC CO COM 1,000 UNCH $76
     EMR1,000UNCH$76
ALTRIA GROUP INC COM 1,500 UNCH $75
     MO1,500UNCH$75
WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 3,813 UNCH $75
     WES3,813UNCH$75
DOMINION ENERGY INC COM 800 UNCH $66
     D800UNCH$66
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 3,400 UNCH $63
     PAA3,400UNCH$63
PROCTER & GAMBLE CO COM 500 -300 $62
     PG500-300$62
COCA COLA CO COM 1,000 UNCH $55
     KO1,000UNCH$55
ALPHABET INC CAP STK CL A 40 UNCH $54
     GOOGL40UNCH$54
NATIONAL RETAIL PPTYS INC COM 1,000 UNCH $54
     NNN1,000UNCH$54
FORMFACTOR INC COM 1,795 -1,500 $47
     FORM1,795-1,500$47
CORNING INC COM 1,500 +350 $44
     GLW1,500+350$44
ALIBABA GROUP HLDG LTD SPONSORED ADS 200 UNCH $42
     BABA200UNCH$42
LOWES COS INC COM 340 UNCH $41
     LOW340UNCH$41
DCP MIDSTREAM LP COM UT LTD PTN 1,600 UNCH $39
     DCP1,600UNCH$39
EBAY INC COM 1,000 UNCH $36
     EBAY1,000UNCH$36
HELMERICH & PAYNE INC COM 800 UNCH $36
     HP800UNCH$36
MERCK & CO INC COM 400 UNCH $36
     MRK400UNCH$36
ALLERGAN PLC SHS 181 UNCH $35
     AGN181UNCH$35
NEW RESIDENTIAL INVT CORP COM NEW 2,200 -1,300 $35
     NRZ2,200-1,300$35
SCHLUMBERGER LTD COM 835 UNCH $34
     SLB835UNCH$34
YUM BRANDS INC COM 300 -1,500 $30
     YUM300-1,500$30
ABBVIE INC COM 300 UNCH $27
     ABBV300UNCH$27
DARDEN RESTAURANTS INC COM 250 UNCH $27
     DRI250UNCH$27
EOG RES INC COM 300 UNCH $25
     EOG300UNCH$25
PRGX GLOBAL INC COM NEW 5,166 UNCH $25
     PRGX5,166UNCH$25
COLGATE PALMOLIVE CO COM 350 +350 $24
     CL350+350$24
EATON VANCE TAX MNGD GBL DV COM 2,700 UNCH $24
     EXG2,700UNCH$24
WILLIAMS COS INC DEL COM 1,000 UNCH $24
     WMB1,000UNCH$24
SPDR GOLD TRUST GOLD SHS (GLD) 160 UNCH $23
     GLD160UNCH$23
OCCIDENTAL PETE CORP COM 550 UNCH $23
     OXY550UNCH$23
CASTLIGHT HEALTH INC CL B 16,856 -8,000 $22
     CSLT16,856-8,000$22
EVERSPIN TECHNOLOGIES INC COM 4,000 UNCH $21
     MRAM4,000UNCH$21
ORACLE CORP COM 394 UNCH $21
     ORCL394UNCH$21
GREENSKY INC CL A 2,000 UNCH $18
     GSKY2,000UNCH$18
TARGA RES CORP COM 434 UNCH $18
     TRGP434UNCH$18
SYNCHRONOSS TECHNOLOGIES INC COM 3,300 +3,300 $16
     SNCR3,300+3,300$16
HARMONIC INC NOTE 4.000 12 0      $15
     Stock10,000UNCH$15
OXFORD SQUARE CAP CORP COM 2,400 UNCH $13
     OXSQ2,400UNCH$13
STITCH FIX INC COM CL A 500 UNCH $13
     SFIX500UNCH$13
SOLITON INC COM 1,100 +1,100 $12
     SOLY1,100+1,100$12
VERU INC COM 3,524 +3,524 $12
     VERU3,524+3,524$12
HIMAX TECHNOLOGIES INC SPONSORED ADR 4,000 -1,000 $11
     HIMX4,000-1,000$11
VANGUARD ADMIRAL FDS INC MIDCP 400 IDX (IVOO) 79 +79 $11
     IVOO79+79$11
MORGAN STANLEY COM NEW 218 +200 $11
     MS218+200$11
PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000 8 0      $10
     Stock10,000+10,000$10
ARCTURUS THERAPEUTICS HLDG I COM 800 +800 $9
     ARCT800+800$9
CHROMADEX CORP COM NEW 2,200 +2,200 $9
     CDXC2,200+2,200$9
NOVARTIS A G SPONSORED ADR 100 UNCH $9
     NVS100UNCH$9
AT&T INC COM 223 +200 $9
     T223+200$9
BAKER HUGHES COMPANY CL A 300 +300 $8
     BHGE300+300$8
RADA ELECTR INDS LTD COM PAR NEW 1,500 +1,500 $8
     RADA1,500+1,500$8
MACERICH CO COM 260 UNCH $7
     MAC260UNCH$7
ROYAL DUTCH SHELL PLC SPONS ADR A      $7
     RDS.A112+112$7
TYME TECHNOLOGIES INC COM 5,000 UNCH $7
     TYME5,000UNCH$7
MICROVISION INC DEL COM NEW 8,900 -100 $6
     MVIS8,900-100$6
CISCO SYS INC COM 100 UNCH $5
     CSCO100UNCH$5
EXP WORLD HOLDINGS INC COM 400 +400 $5
     EXPI400+400$5
VOLITIONRX LTD COM 1,013 +1,013 $5
     VNRX1,013+1,013$5
WABTEC CORP COM 69 UNCH $5
     WAB69UNCH$5
HP INC COM 200 UNCH $4
     HPQ200UNCH$4
TRUECAR INC COM 800 -3,000 $4
     TRUE800-3,000$4
CITIGROUP INC COM NEW 35 UNCH $3
     C35UNCH$3
GREENLANE HLDGS INC CL A 1,000 +1,000 $3
     GNLN1,000+1,000$3
GW PHARMACEUTICALS PLC ADS 25 UNCH $3
     GWPH25UNCH$3
HEWLETT PACKARD ENTERPRISE C COM 200 UNCH $3
     HPE200UNCH$3
HALLIBURTON CO COM 100 UNCH $2
     HAL100UNCH$2
ALCON INC ORD SHS 20 UNCH $1
     ALC20UNCH$1
DXC TECHNOLOGY CO COM 16 +16 $1
     DXC16+16$1
VANECK VECTORS ETF TRUST JR GOLD MINERS E (GDXJ) 35 UNCH $1
     GDXJ35UNCH$1
MAGNOLIA OIL & GAS CORP CL A 50 UNCH $1
     MGY50UNCH$1
NOBLE CORP PLC SHS USD 800 UNCH $1
     NE800UNCH$1
NOKIA CORP SPONSORED ADR 166 UNCH $1
     NOK166UNCH$1
VILLAGE FARMS INTL INC COM 100 +0 $1
     VFF100UNCH$1
COMSCORE INC CALL $0 (exited)
     CALL0-200$0
GENOMIC HEALTH INC COM $0 (exited)
     GHDX0-2,000$0
HCP INC COM $0 (exited)
     HCP0-8,000$0
PEAPACK GLADSTONE FINL CORP COM $0 (exited)
     PGC0-1,500$0
PINTEREST INC CL A $0 (exited)
     PINS0-400$0
SPDR S&P 500 ETF TR PUT 0 +0 $0 (exited)
     PUT0UNCH$0

See Summary: Cowen Prime Services LLC Top Holdings
See Details: Top 10 Stocks Held By Cowen Prime Services LLC

EntityShares/Amount
Change
Position Value
Change
CSBR +153,500+$1,279
PEAK +8,000+$276
MIC +5,000+$214
ARCC +10,600+$198
ATH +2,500+$118
EXAS +900+$83
CL +350+$24
SNCR +3,300+$16
SOLY +1,100+$12
VERU +3,524+$12
EntityShares/Amount
Change
Position Value
Change
HCP -8,000-$285
GHDX -2,000-$136
PGC -1,500-$42
SPDR S&P 500 ETF TR PUT UNCH-$21
PINS -400-$11
COMSCORE INC CALL -200$UNCH
EntityShares/Amount
Change
Position Value
Change
HTGM +2,037,900+$1,435
ITI +419,850+$738
RUBI +405,000+$2,829
INFINERA CORPORATION NOTE 2.125 9 0 +250,000+$1,215
INOV +200,234+$5,796
ASPN +196,500+$2,652
PDFS +131,940+$6,954
SGMS +51,900+$2,954
DD +26,457+$1,475
TACT +19,944-$96
EntityShares/Amount
Change
Position Value
Change
SCOR -438,000+$841
MOBL -353,850-$4,661
VG -312,875-$7,894
NEO -42,720+$2,522
RBBN -31,363-$697
SYNC -26,161-$9
LDOS -25,735-$2,006
UAL -15,340-$1,359
QUOT -12,180+$3,975
Size ($ in 1000's)
At 12/31/2019: $218,855
At 09/30/2019: $193,347

Cowen Prime Services LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Cowen Prime Services LLC 13F filings. Link to 13F filings: SEC filings

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