HoldingsChannel.com
Cowen AND Company LLC Top Holdings
As of  12/31/2019

   EntityAmountChange
 09/30/2019 to 12/31/2019
Position Size
($ in 1000's)
INVESCO QQQ TR      $306,467
     QQQ1,431,300+1,424,647$304,309
     Call528,900+528,900$2,496
     Put329,600+109,600$338
APPLE INC 537,000 +537,000 $157,690
     AAPL537,000+537,000$157,690
SPDR S&P 500 ETF TR (SPY)      $103,061
     SPY319,000+319,000$102,673
     Call46,700+46,700$803
     Put500,100+500,100$415
SUMITOMO MITSUI FINL GROUP I 9,851,605 -400,000 $73,000
     SMFG9,851,605-400,000$73,000
FIRST REP BK SAN FRANCISCO C 360,000 +360,000 $42,282
     FRC360,000+360,000$42,282
SPDR SERIES TRUST (XBI)      $38,123
     XBI400,000+400,000$38,044
     Call110,000+106,100$250
     Put370,700+347,700$171
SELECT SECTOR SPDR TR (XLY) 300,000 +300,000 $37,626
     XLY300,000+300,000$37,626
US BANCORP DEL 590,000 +590,000 $34,981
     USB590,000+590,000$34,981
CARVANA CO      $20,743
     CVNA217,000+217,000$19,975
     Call25,000UNCH$768
TRUIST FINL CORP 320,000 +320,000 $17,971
     TFC320,000+320,000$17,971
CIENA CORP 380,000 +380,000 $16,222
     CIEN380,000+380,000$16,222
MEDICINES CO      $13,942
     Call689,300+627,200$13,983
     Put718,800+678,800$41
ARQULE INC      $9,151
     ARQL447,999+447,999$8,942
     Call89,300+77,400$271
     Put489,800+489,800$62
SILVER SPIKE ACQUISITION COR 893,762 +893,762 $8,857
     SSPK893,762+893,762$8,857
IAC INTERACTIVECORP 33,500 +33,500 $8,345
     IAC33,500+33,500$8,345
DAVITA INC      $7,715
     DVA102,168+102,168$7,666
     Call2,300-81,700$52
     Put114,000-182,100$3
INVESCO EXCHNG TRADED FD TR (SPLV) 130,600 +130,600 $7,619
     SPLV130,600+130,600$7,619
NOMURA HLDGS INC 1,338,500 +1,338,500 $6,907
     NMR1,338,500+1,338,500$6,907
OASIS PETE INC NEW 2,000,000 +2,000,000 $6,520
     OAS2,000,000+2,000,000$6,520
BANCO SANTANDER SA 1,566,986 UNCH $6,487
     SAN1,566,986UNCH$6,487
DEVON ENERGY CORP NEW      $6,348
     DVN240,774+240,774$6,253
     Call195,500+195,500$135
     Put437,400+437,400$40
PROCTER & GAMBLE CO      $6,183
     PG50,109+47,109$6,259
     Put50,000+50,000$76
CISCO SYS INC      $6,019
     CSCO126,774+119,374$6,080
     Put130,000UNCH$61
KALEYRA INC 618,103 +618,103 $5,254
     KLR618,103+618,103$5,254
GS ACQUISITION HLDGS CORP      $4,710
     GSAH329,093+244,632$3,630
     GSAH.WT468,391+269,008$1,080
GX ACQUISITION CORP 445,416 +418,671 $4,432
     GXGX445,416+418,671$4,432
BHP GROUP PLC 90,868 UNCH $4,272
     BBL90,868UNCH$4,272
NII HLDGS INC 1,924,557 +1,924,557 $4,176
     NIHD1,924,557+1,924,557$4,176
CHANGE HEALTHCARE INC 64,820 +13,000 $3,889
     CHNGU64,820+13,000$3,889
AMARIN CORP PLC      $3,460
     AMRN162,064+147,863$3,475
     Put162,400-161,100$28
     Call24,900+24,900$13
VECTOIQ ACQUISITION CORP 313,801 +16,734 $3,405
     VTIQU313,801+16,734$3,405
VIRGIN GALACTIC HOLDINGS INC      $3,345
     SPCE.WT805,128+805,128$2,657
     Call316,900+316,900$688
ESTABLISHMENT LABS HLDGS INC 119,754 +119,754 $3,312
     ESTA119,754+119,754$3,312
EHEALTH INC      $3,255
     Call90,200+90,200$3,387
     Put22,500+22,500$132
TARGA RES CORP      $3,052
     TRGP50,441-49,895$2,060
     Call431,700+331,700$1,358
     Put181,500-10,500$366
TRINE ACQUISITION CORP      $3,028
     TRNE142,000+127,000$1,417
     TRNE.U132,539+87,049$1,385
     TRNE.WT237,432+190,032$226
SOUTH MTN MERGER CORP 301,078 -20,983 $2,972
     SMMC301,078-20,983$2,972
VANECK VECTORS ETF TRUST (SMH)      $2,863
     SMH21,072+21,072$2,980
     Put135,000+135,000$117
DIAMOND EAGLE ACQUISITION CO 266,650 +245,560 $2,853
     DEAC266,650+245,560$2,853
HCA HEALTHCARE INC      $2,831
     HCA19,211+19,211$2,840
     Put9,100+9,100$9
EIDOS THERAPEUTICS INC      $2,803
     EIDX46,949+46,949$2,694
     Call33,800+33,800$180
     Put34,600+34,600$71
ADVERUM BIOTECHNOLOGIES INC 236,583 +206,583 $2,725
     ADVM236,583+236,583$2,725
GORDON POINTE ACQUISITION CO 256,401 +153,397 $2,716
     GPAQ256,401+153,397$2,716
ALUSSA ENERGY ACQUISITION CO      $2,626
     ALUS.U260,500+260,500$2,626
ARBUTUS BIOPHARMA CORP 926,200 +926,200 $2,575
     ABUS926,200+926,200$2,575
MIRATI THERAPEUTICS INC      $2,540
     MRTX19,938+19,938$2,569
     Put14,700+14,700$88
     Call3,000+3,000$59
TIFFANY & CO NEW      $2,505
     TIF19,867+19,867$2,655
     Put984,700+984,700$185
     Call74,600+74,600$35
EXPERIENCE INVESTMENT CORP 253,498 +253,498 $2,492
     EXPC253,498+253,498$2,492
HAYMAKER ACQUISITION CORP II 218,500 +218,500 $2,196
     HYAC218,500+218,500$2,196
CITIGROUP INC 27,469 -531 $2,194
     C27,469+27,469$2,194

See Full List: All Stocks Held By Cowen AND Company LLC
— Including:
     • Biggest new positions
     • Biggest exits
     • Biggest increased positions
     • Biggest decreased positions

See Details: Top 10 Stocks Held By Cowen AND Company LLC

Size ($ in 1000's)
At 12/31/2019: $1,151,129
At 09/30/2019: $394,229

Combined Holding Report Includes:
COWEN AND COMPANY LLC
COWEN EXECUTION SERVICES LLC
Cowen Financial Products LLC

Cowen AND Company LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Cowen AND Company LLC 13F filings. Link to 13F filings: SEC filings

Cowen AND Company LLC Top Holdings 13F Filings | www.HoldingsChannel.com

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