HoldingsChannel.com
Cowen AND Company LLC Top Holdings
As of  09/30/2019

   EntityAmountChange
 06/30/2019 to 09/30/2019
Position Size
($ in 1000's)
SUMITOMO MITSUI FINL GROUP I 10,251,605 +10,251,605 $70,121
     SMFG10,251,605+10,251,605$70,121
ZOOM VIDEO COMMUNICATIONS IN      $28,921
     ZM431,400+431,400$32,873
     Put126,400+126,400$3,952
BEYOND MEAT INC 115,000 +115,000 $17,091
     BYND115,000+115,000$17,091
CROWDSTRIKE HLDGS INC      $16,884
     CRWD302,100+302,100$17,616
     Put52,100+52,100$732
TRIDENT ACQUISITIONS CORP 1,158,339 +1,158,339 $12,070
     TDAC1,158,339+1,158,339$12,070
OPES ACQUISITION CORP 973,539 +973,539 $10,091
     OPES973,539+973,539$10,091
FAR PT ACQUISITION CORP      $7,963
     FPAC766,964+766,964$7,838
     FPAC.WT104,030+104,030$125
MIZUHO FINL GROUP INC 2,503,250 +2,503,250 $7,685
     MFG2,503,250+2,503,250$7,685
LIBERTY MEDIA CORP DELAWARE 166,154 +166,154 $6,907
     LSXMA166,154+166,154$6,907
BANCO SANTANDER SA 1,566,986 +1,566,986 $6,299
     SAN1,566,986+1,566,986$6,299
VANECK VECTORS ETF TR (GDX)      $6,018
     GDX248,500+248,500$6,637
     Put324,900+324,900$648
     Call244,600+244,600$29
CLARIVATE ANALYTICS PLC      $5,445
     CCC.WT924,478+924,478$5,445
SENTINEL ENERGY SVCS INC 461,349 +461,349 $4,743
     STNL461,349+461,349$4,743
BHP GROUP PLC 90,868 +90,868 $3,893
     BBL90,868+90,868$3,893
FASTLY INC 150,000 +150,000 $3,600
     FSLY150,000+150,000$3,600
TARGA RES CORP      $3,299
     TRGP100,336+100,336$4,030
     Put192,000+192,000$770
     Call100,000+100,000$39
MEDTRONIC PLC 29,150 +29,150 $3,166
     MDT29,150+29,150$3,166
VECTOIQ ACQUISITION CORP 297,067 +297,067 $3,164
     VTIQU297,067+297,067$3,164
SOUTH MTN MERGER CORP 322,061 +322,061 $3,156
     SMMC322,061+322,061$3,156
PAGERDUTY INC 110,000 +110,000 $3,108
     PD110,000+110,000$3,108
CIMAREX ENERGY CO      $2,885
     XEC61,819+61,819$2,964
     Put40,600+40,600$134
     Call64,000+64,000$55
MITSUBISHI UFJ FINL GROUP IN 551,800 +551,800 $2,803
     MUFG551,800+551,800$2,803
PURE ACQUISITION CORP 257,802 +257,802 $2,766
     PACQU257,802+257,802$2,766
PIVOTAL ACQUISITION CORP      $2,754
     PVT229,249+229,249$2,334
     PVT.WT313,174+313,174$420
CHANGE HEALTHCARE INC 51,820 +51,820 $2,473
     CHNGU51,820+51,820$2,473
DISCOVERY INC 100,000 +100,000 $2,462
     DISCK100,000+100,000$2,462
REPLAY ACQUISITION CORP 239,494 +239,494 $2,378
     RPLA239,494+239,494$2,378
WEALTHBRIDGE ACQUISITION LTD 231,322 +231,322 $2,348
     HHHH231,322+231,322$2,348
TUSCAN HLDGS CORP II 232,991 +232,991 $2,286
     THCA232,991+232,991$2,286
CELGENE CORP      $2,245
     CELG23,364+23,364$2,320
     Put333,300+333,300$75
MOSAIC ACQUISITION CORP 200,000 +200,000 $2,066
     MOSC200,000+200,000$2,066
SC HEALTH CORP      $2,013
     SCPE157,664+157,664$1,553
     SCPE.WT383,183+383,183$460
NEW FRONTIER CORP      $2,007
     NFC179,350+179,350$1,826
     NFC.WT180,690+180,690$181
MURPHY OIL CORP      $1,957
     MUR99,805+99,805$2,207
     Put217,500+217,500$250
AT&T INC      $1,937
     T40,996+40,996$1,552
     Call100,000+100,000$385
MCKESSON CORP      $1,904
     MCK16,800+16,800$2,296
     Put44,500+44,500$392
AGNC INVT CORP      $1,773
     AGNC123,900+123,900$1,994
     Put387,300+387,300$221
TRIDENT ACQUISITIONS CORP 163,733 +163,733 $1,732
     TDACU163,733+163,733$1,732
PURE ACQUISITION CORP 1,586,969 +1,586,969 $1,666
     PACQW1,586,969+1,586,969$1,666
CHICOS FAS INC      $1,587
     CHS405,200+405,200$1,633
     Put612,200+612,200$46
ALBERTON ACQUISITION CORP 154,116 +154,116 $1,580
     ALAC154,116+154,116$1,580
TOTTENHAM ACQUISITION I LTD 146,473 +146,473 $1,507
     TOTA146,473+146,473$1,507
NETFIN ACQUISITION CORP 148,465 +148,465 $1,498
     NFINU148,465+148,465$1,498
TILRAY INC      $1,377
     TLRY89,600+89,600$2,217
     Put39,600+39,600$840
RIMINI STR INC DEL 296,401 +296,401 $1,298
     RMNI296,401+296,401$1,298
SPARTAN ENERGY ACQUISITON CO 127,481 +127,481 $1,288
     SPAQ127,481+127,481$1,288
EMERSON ELEC CO      $1,196
     EMR17,936+17,936$1,199
     Put28,400+28,400$28
     Call28,400+28,400$25
KBL MERGER CORP IV 113,537 +113,537 $1,194
     KBLM113,537+113,537$1,194
DIAMONDPEAK HLDGS COR 117,000 +117,000 $1,193
     DPHCU117,000+117,000$1,193
GS ACQUISITION HLDGS CORP      $1,161
     GSAH84,461+84,461$862
     GSAH.WT199,383+199,383$299

See Full List: All Stocks Held By Cowen AND Company LLC
— Including:
     • Biggest new positions
     • Biggest exits

See Details: Top 10 Stocks Held By Cowen AND Company LLC

Size ($ in 1000's)
At 09/30/2019: $394,229
At 06/30/2019: $0

Combined Holding Report Includes:
COWEN AND COMPANY LLC
COWEN EXECUTION SERVICES LLC

Cowen AND Company LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Cowen AND Company LLC 13F filings. Link to 13F filings: SEC filings

Cowen AND Company LLC Top Holdings 13F Filings | www.HoldingsChannel.com

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