HoldingsChannel.com
Cowen AND Company LLC Top Holdings
As of  03/31/2020

   EntityAmountChange
 12/31/2019 to 03/31/2020
Position Size
($ in 1000's)
INVESCO QQQ TR      $57,901
     QQQ305,316-1,125,984$58,132
     Put10,300-319,300$285
     Call2,900-526,000$54
SUMITOMO MITSUI FINL GROUP I 6,401,605 -3,450,000 $30,664
     SMFG6,401,605-3,450,000$30,664
MATCH GROUP INC      $18,582
     MTCH300,000+300,000$19,812
     Put50,000+25,000$1,230
SPDR S&P 500 ETF TR (SPY)      $15,401
     SPY66,500-252,500$17,140
     Put220,000-280,100$1,739
EXXON MOBIL CORP      $14,316
     XOM517,946+506,623$19,666
     Put581,800+566,800$5,354
     Call3,100+3,100$4
LGL SYS ACQUISITION CORP 1,397,901 +1,286,326 $14,077
     DFNSU1,397,901+1,286,326$14,077
AVADEL PHARMACEUTICALS PLC 1,517,296 +1,517,296 $10,767
     AVDL1,517,296+1,517,296$10,767
HOMOLOGY MEDICINES INC 476,488 +476,488 $7,405
     FIXX476,488+476,488$7,405
BHP GROUP LTD 194,800 +194,800 $7,147
     BHP194,800+194,800$7,147
SWITCHBACK ENERGY ACQUISTN C      $6,307
     SBE622,030+452,490$6,003
     SBE.WT488,104+163,089$304
GRAF INDL CORP      $5,636
     GRAF552,410+552,410$5,618
     GRAF.WT181,209-308,013$18
PURE ACQUISITION CORP 506,240 +466,917 $5,260
     PACQ506,240+466,917$5,260
KALEYRA INC 618,103 UNCH $4,512
     KLR618,103UNCH$4,512
ARBUTUS BIOPHARMA CORP 4,331,020 +3,404,820 $4,374
     ABUS4,331,020+3,404,820$4,374
DAVITA INC      $4,347
     DVA57,178-44,990$4,349
     Put700-113,300$2
CHURCHILL CAP CORP II      $4,321
     CCX414,269+414,269$4,122
     CCX.WT120,659-539,524$199
ESTABLISHMENT LABS HLDGS INC 298,247 +178,493 $4,310
     ESTA298,247+178,493$4,310
CVS HEALTH CORP      $4,248
     CVS76,534+76,534$4,541
     Put122,700+122,700$293
VECTOIQ ACQUISITION CORP 296,667 -17,134 $4,122
     VTIQU296,667-17,134$4,122
EXAGEN INC 239,671 +239,671 $3,820
     XGN239,671+239,671$3,820
CF FIN ACQUISITION CORP 330,200 +320,200 $3,612
     CFFAU330,200+320,200$3,612
LEO HOLDINGS CORP      $3,602
     LHC346,002+346,002$3,564
     LHC.WT59,317-2,899$38
DIAMOND EAGLE ACQUISITION CO 1,201,562 +1,129,135 $3,436
     DEACW1,201,562+1,129,135$3,436
TELA BIO INC 405,507 +381,676 $3,171
     TELA405,507+381,676$3,171
BANCO BILBAO VIZCAYA ARGENTA 1,000,000 +1,000,000 $3,060
     BBVA1,000,000+1,000,000$3,060
REPLAY ACQUISITION CORP      $2,894
     RPLA.U278,884+249,366$2,736
     RPLA.WT267,295+69,110$158
PG&E CORP      $2,851
     PCG210,695+195,695$1,894
     Call787,500+696,300$957
MITSUBISHI UFJ FINL GROUP IN 773,813 +773,813 $2,832
     MUFG773,813+773,813$2,832
CLOVIS ONCOLOGY INC      $2,747
     CLVS465,132+465,132$2,958
     Put160,200+160,200$229
     Call180,000+180,000$18
BRAINSWAY LTD 344,354 +344,354 $2,734
     BWAY344,354+344,354$2,734
NAVISTAR INTL CORP NEW 165,458 +165,458 $2,728
     NAV165,458+165,458$2,728
BANCO SANTANDER SA 1,146,986 -420,000 $2,695
     SAN1,146,986-420,000$2,695
WEALTHBRIDGE ACQUISITION LTD 261,893 +261,893 $2,680
     HHHH261,893+261,893$2,680
NOMURA HLDGS INC 627,100 -711,400 $2,678
     NMR627,100-711,400$2,678
IOVANCE BIOTHERAPEUTICS INC      $2,653
     IOVA93,506+93,506$2,799
     Put55,800+55,800$370
     Call94,800+76,300$224
ALIBABA GROUP HLDG LTD      $2,652
     BABA15,624+15,624$3,039
     Put22,900-9,800$387
LEGACY ACQUISITION CORP      $2,272
     LGC208,446+107,311$2,162
     LGC.WT441,658+235,942$110
SPRINT CORPORATION      $2,191
     S220,885+220,885$1,904
     Call182,300-37,700$295
     Put263,500-341,000$8
NEWBORN ACQUISITION CORP 221,350 +221,350 $2,147
     NBACU221,350+221,350$2,147
ADVERUM BIOTECHNOLOGIES INC 218,624 -17,959 $2,136
     ADVM218,624-17,959$2,136
FIRST HORIZON NATL CORP 262,319 +262,319 $2,114
     FHN262,319+262,319$2,114
EAST STONE ACQUISITION CORP 215,660 +215,660 $2,113
     ESSCU215,660+215,660$2,113
ALUSSA ENERGY ACQUISITION CO 212,535 -47,965 $2,040
     ALUS212,535+212,535$2,040
VERTIV HOLDINGS CO      $2,021
     VRT.WT1,122,589+1,122,589$2,021
HAYMAKER ACQUISITION CORP II 201,084 -17,416 $1,969
     HYAC201,084-17,416$1,969
PROQR THRAPEUTICS N V 354,849 +251,122 $1,948
     PRQR354,849+251,122$1,948
MIZUHO FINL GROUP INC 795,350 +211,700 $1,837
     MFG795,350+211,700$1,837
CHANGE HEALTHCARE INC 40,741 -24,079 $1,801
     CHNGU40,741-24,079$1,801
PAE INC 1,202,686 +1,202,686 $1,792
     PAEWW1,202,686+1,202,686$1,792
DERMTECH INC 144,063 UNCH $1,621
     DMTK144,063UNCH$1,621

See Full List: All Stocks Held By Cowen AND Company LLC
— Including:
     • Biggest new positions
     • Biggest exits
     • Biggest increased positions
     • Biggest decreased positions

See Details: Top 10 Stocks Held By Cowen AND Company LLC

Size ($ in 1000's)
At 03/31/2020: $435,486
At 12/31/2019: $1,151,129

Combined Holding Report Includes:
COWEN AND COMPANY LLC
COWEN EXECUTION SERVICES LLC
Cowen Financial Products LLC

Cowen AND Company LLC holdings changes, total fund size, and other information presented on HoldingsChannel.com was derived from Cowen AND Company LLC 13F filings. Link to 13F filings: SEC filings

Cowen AND Company LLC Top Holdings 13F Filings | www.HoldingsChannel.com

Copyright © 2013 - 2020, All Rights Reserved Nothing in Holdings Channel is intended to be investment advice, nor does it represent the opinion of, counsel from, or recommendations by BNK Invest Inc. or any of its affiliates, subsidiaries or partners. None of the information contained herein constitutes a recommendation that any particular security, portfolio, transaction, or investment strategy is suitable for any specific person. All viewers agree that under no circumstances will BNK Invest, Inc,. its subsidiaries, partners, officers, employees, affiliates, or agents be held liable for any loss or damage caused by your reliance on information obtained. By visiting, using or viewing this site, you agree to the following Full Disclaimer & Terms of Use and Privacy Policy. Video widget and videos powered by Market News Video. Quote data delayed at least 20 minutes; data powered by Ticker Technologies, and Mergent. Contact Holdings Channel; Meet Our Editorial Staff.